4398522H303102015/1610propproppropProposition 2015/16:10PropositionPropositionFinansdepartementetFiU1002015-11-03 00:00:002016-04-27 16:22:242015-11-03 00:00:00Värdepapperscentraler och kontoföring av finansiella instrumentKlarhtml-ecprop-RIMeae7cd05-d840-4196-892a-3b098d9a89f0https://data.riksdagen.se/dokument/H30310/texthttps://data.riksdagen.se/dokument/H30310https://data.riksdagen.se/dokumentstatus/H30310
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<BODY>
<DIV id="page_1">
<DIV id="dimg1">
<INGENBILD zsrc="H303101x1.jpg/" id="img1">
</DIV>
<DIV class="dclr"></DIV>
<P class="p0 ft0">Regeringens proposition 2015/16:10</P>
<TABLE cellpadding=0 cellspacing=0 class="t0">
<TR>
<TD class="tr0 td0"><P class="p1 ft1">Värdepapperscentraler och kontoföring av</P></TD>
<TD class="tr0 td1"><P class="p2 ft1">Prop.</P></TD>
</TR>
<TR>
<TD class="tr1 td2"><P class="p1 ft1">finansiella instrument</P></TD>
<TD class="tr1 td3"><P class="p2 ft1">2015/16:10</P></TD>
</TR>
</TABLE>
<P class="p3 ft2">Regeringen överlämnar denna proposition till riksdagen.</P>
<P class="p4 ft2">Stockholm den 29 oktober 2015</P>
<P class="p5 ft3">Stefan Löfven</P>
<P class="p6 ft3">Ibrahim Baylan</P>
<P class="p7 ft2">(Finansdepartementet)</P>
<P class="p8 ft1">Propositionens huvudsakliga innehåll</P>
<P class="p9 ft2">Den 17 september 2014 trädde Europaparlamentets och rådets förordning (EU) nr 909/2014 av den 23 juli 2014 om förbättrad värdepappers- avveckling i Europeiska unionen och om värdepapperscentraler samt ändring av direktiv 98/26/EG och 2014/65/EU och förordning (EU) nr 236/2012 i kraft. Förordningen är direkt tillämplig i varje medlemsstat. Vid sidan av de direkt tillämpliga reglerna innehåller dock förordningen flera regler som förutsätter att medlemsstaterna inför olika bestämmelser som kompletterar förordningen. Det gäller bl.a. behörig myndighet, tillsynsbefogenheter och sanktioner. Därutöver ger förordningen utrymme för medlemsstaterna att införa vissa kompletterande regler om de så önskar. Detta gäller framför allt möjligheten att tillåta att s.k. kontoförande institut vidtar registreringsåtgärder i avstämningsregister. Förordningen innehåller vidare övergripande regler om kontoföring av finansiella instrument, men lämnar öppet för medlemsstaterna att fastställa de närmare bestämmelser som ska gälla i det avseendet. Förordningen innehåller slutligen ändringar i vissa <NOBR>EU-rättsakter.</NOBR></P>
<P class="p10 ft2">I denna proposition föreslås ändringar i lagen (1998:1479) om konto- föring av finansiella instrument (kontoföringslagen) med huvudsakligt syfte att anpassa svensk rätt till förordningen. Det föreslås att termen värdepapperscentral ersätter termen central värdepappersförvarare och att rubriken till kontoföringslagen ändras till lagen om värdepappers- centraler och kontoföring av finansiella instrument. Det föreslås vidare nya bestämmelser om behörig myndighet, tillsynsbefogenheter och sanktioner m.m. samt att bestämmelserna om auktorisation av centrala</P>
<P class="p11 ft2">1</P>
</DIV>
<DIV id="page_2">
<P class="p12 ft4">Prop. 2015/16:10 värdepappersförvarare upphävs. Det föreslås även följdändringar i annan lagstiftning.</P>
<P class="p13 ft2">I propositionen föreslås ändringar i aktiebolagslagen (2005:551) som innebär att svenska avstämningsbolag ska få registrera aktierna i bolaget hos vilken värdepapperscentral som helst inom Europeiska ekonomiska samarbetsområdet (EES). Det föreslås också vissa ändringar i samma lag avseende ansvaret för aktieboken. Som en följd av dessa förslag föreslås att utländska värdepapperscentraler i vissa fall ska vara skyldiga att lämna ett åtagande att följa relevanta skatterättsliga bestämmelser.</P>
<P class="p14 ft2">Lagändringarna föreslås träda i kraft den 1 mars 2016.</P>
<P class="p15 ft2">2</P>
</DIV>
<DIV id="page_3">
<DIV>
<DIV id="id_1">
<P class="p16 ft1">Innehållsförteckning</P>
<TABLE cellpadding=0 cellspacing=0 class="t1">
<TR>
<TD class="tr2 td4"><P class="p17 ft2">1</P></TD>
<TD colspan=2 class="tr2 td5"><P class="p18 ft2">Förslag till riksdagsbeslut ................................................................</P></TD>
<TD class="tr2 td6"><P class="p17 ft2">9</P></TD>
</TR>
<TR>
<TD class="tr2 td4"><P class="p17 ft2">2</P></TD>
<TD class="tr2 td7"><P class="p18 ft2">Lagtext</P></TD>
<TD class="tr2 td8"><P class="p19 ft5">...........................................................................................</P></TD>
<TD class="tr2 td6"><P class="p17 ft2">10</P></TD>
</TR>
<TR>
<TD class="tr3 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr3 td7"><P class="p17 ft2">2.1 ....................</P></TD>
<TD class="tr3 td8"><P class="p20 ft7">Förslag till lag om ändring i föräldrabalken</P></TD>
<TD class="tr3 td6"><P class="p17 ft2">10</P></TD>
</TR>
<TR>
<TD class="tr4 td4"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td7"><P class="p17 ft8">2.2 ................</P></TD>
<TD class="tr4 td8"><P class="p20 ft7">Förslag till lag om ändring i utsökningsbalken</P></TD>
<TD class="tr4 td6"><P class="p17 ft8">13</P></TD>
</TR>
</TABLE>
<P class="p21 ft7"><SPAN class="ft8">2.3</SPAN><SPAN class="ft9">Förslag till lag om ändring i lagen (1936:83)</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t2">
<TR>
<TD class="tr5 td9"><P class="p20 ft7">angående vissa utfästelser om gåva.................................</P></TD>
<TD class="tr5 td10"><P class="p17 ft8">16</P></TD>
</TR>
</TABLE>
<P class="p21 ft7"><SPAN class="ft8">2.4</SPAN><SPAN class="ft9">Förslag till lag om ändring i kupongskattelagen</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t3">
<TR>
<TD class="tr6 td11"><P class="p17 ft8">(1970:624) .......................................................................</P></TD>
<TD class="tr6 td12"><P class="p17 ft8">18</P></TD>
</TR>
</TABLE>
<P class="p21 ft7"><SPAN class="ft8">2.5</SPAN><SPAN class="ft9">Förslag till lag om ändring i förmånsrättslagen</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t4">
<TR>
<TD class="tr7 td11"><P class="p17 ft8">(1970:979) .......................................................................</P></TD>
<TD class="tr7 td12"><P class="p17 ft8">26</P></TD>
</TR>
</TABLE>
<P class="p21 ft7"><SPAN class="ft8">2.6</SPAN><SPAN class="ft9">Förslag till lag om ändring i lagen (1987:667) om</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t5">
<TR>
<TD class="tr8 td9"><P class="p20 ft7">ekonomiska föreningar ....................................................</P></TD>
<TD class="tr8 td10"><P class="p17 ft8">27</P></TD>
</TR>
</TABLE>
<P class="p21 ft7"><SPAN class="ft8">2.7</SPAN><SPAN class="ft9">Förslag till lag om ändring i lagen (1992:160) om</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t6">
<TR>
<TD class="tr9 td9"><P class="p20 ft7">utländska filialer m.m......................................................</P></TD>
<TD class="tr9 td10"><P class="p17 ft8">29</P></TD>
</TR>
</TABLE>
<P class="p21 ft7"><SPAN class="ft8">2.8</SPAN><SPAN class="ft9">Förslag till lag om ändring i lagen (1995:1570) om</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t7">
<TR>
<TD class="tr10 td9"><P class="p20 ft7">medlemsbanker................................................................</P></TD>
<TD class="tr10 td10"><P class="p17 ft8">31</P></TD>
</TR>
</TABLE>
<P class="p21 ft7"><SPAN class="ft8">2.9</SPAN><SPAN class="ft9">Förslag till lag om ändring i lagen (1996:764) om</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t8">
<TR>
<TD class="tr11 td9"><P class="p20 ft7">företagsrekonstruktion.....................................................</P></TD>
<TD class="tr11 td10"><P class="p17 ft8">33</P></TD>
</TR>
</TABLE>
<P class="p21 ft7"><SPAN class="ft8">2.10</SPAN><SPAN class="ft9">Förslag till lag om ändring i lagen (1998:1479) om</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t9">
<TR>
<TD class="tr12 td9"><P class="p20 ft7">kontoföring av finansiella instrument..............................</P></TD>
<TD class="tr12 td10"><P class="p17 ft8">34</P></TD>
</TR>
</TABLE>
<P class="p21 ft7"><SPAN class="ft8">2.11</SPAN><SPAN class="ft9">Förslag till lag om ändring i lagen (1999:158) om</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t10">
<TR>
<TD class="tr13 td9"><P class="p20 ft7">investerarskydd................................................................</P></TD>
<TD class="tr13 td10"><P class="p17 ft8">72</P></TD>
</TR>
</TABLE>
<P class="p21 ft7"><SPAN class="ft8">2.12</SPAN><SPAN class="ft9">Förslag till lag om ändring i lagen (1999:1309) om</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t11">
<TR>
<TD class="tr14 td9"><P class="p20 ft7">system för avveckling av förpliktelser på</P></TD>
<TD class="tr14 td10"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr4 td9"><P class="p20 ft7">finansmarknaden .............................................................</P></TD>
<TD class="tr4 td10"><P class="p17 ft8">74</P></TD>
</TR>
</TABLE>
<P class="p21 ft7"><SPAN class="ft8">2.13</SPAN><SPAN class="ft9">Förslag till lag om ändring i lagen (2000:35) om</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t12">
<TR>
<TD class="tr15 td9"><P class="p20 ft7">byte av redovisningsvaluta i finansiella företag ..............</P></TD>
<TD class="tr15 td10"><P class="p17 ft8">77</P></TD>
</TR>
</TABLE>
<P class="p21 ft7"><SPAN class="ft8">2.14</SPAN><SPAN class="ft9">Förslag till lag om ändring i lagen (2000:562) om</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t13">
<TR>
<TD class="tr16 td9"><P class="p20 ft7">internationell rättslig hjälp i brottmål ..............................</P></TD>
<TD class="tr16 td10"><P class="p17 ft8">78</P></TD>
</TR>
</TABLE>
<P class="p22 ft8"><SPAN class="ft8">2.15</SPAN><SPAN class="ft10">Förslag till lag om ändring i lagen (2000:1087) om anmälningsskyldighet för vissa innehav av</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t14">
<TR>
<TD class="tr17 td9"><P class="p20 ft7">finansiella instrument ......................................................</P></TD>
<TD class="tr17 td10"><P class="p17 ft8">79</P></TD>
</TR>
</TABLE>
<P class="p21 ft7"><SPAN class="ft8">2.16</SPAN><SPAN class="ft9">Förslag till lag om ändring i lagen (2004:46) om</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t15">
<TR>
<TD class="tr18 td9"><P class="p20 ft7">värdepappersfonder .........................................................</P></TD>
<TD class="tr18 td10"><P class="p17 ft8">80</P></TD>
</TR>
</TABLE>
<P class="p21 ft7"><SPAN class="ft8">2.17</SPAN><SPAN class="ft9">Förslag till lag om ändring i lagen (2004:1199) om</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t16">
<TR>
<TD class="tr19 td9"><P class="p20 ft7">handel med utsläppsrätter ................................................</P></TD>
<TD class="tr19 td10"><P class="p17 ft8">82</P></TD>
</TR>
</TABLE>
<P class="p21 ft7"><SPAN class="ft8">2.18</SPAN><SPAN class="ft9">Förslag till lag om ändring i aktiebolagslagen</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t17">
<TR>
<TD class="tr20 td11"><P class="p17 ft8">(2005:551) .......................................................................</P></TD>
<TD class="tr20 td12"><P class="p17 ft8">83</P></TD>
</TR>
</TABLE>
<P class="p21 ft7"><SPAN class="ft8">2.19</SPAN><SPAN class="ft9">Förslag till lag om ändring i lagen (2007:528) om</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t18">
<TR>
<TD class="tr21 td9"><P class="p20 ft7">värdepappersmarknaden..................................................</P></TD>
<TD class="tr21 td10"><P class="p17 ft8">97</P></TD>
</TR>
</TABLE>
<P class="p21 ft7"><SPAN class="ft8">2.20</SPAN><SPAN class="ft9">Förslag till lag om ändring i offentlighets- och</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t19">
<TR>
<TD class="tr22 td9"><P class="p20 ft7">sekretesslagen (2009:400) ...............................................</P></TD>
<TD class="tr22 td10"><P class="p17 ft8">99</P></TD>
</TR>
</TABLE>
<P class="p21 ft7"><SPAN class="ft8">2.21</SPAN><SPAN class="ft9">Förslag till lag om ändring i lagen (2011:900) om</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t20">
<TR>
<TD class="tr23 td13"><P class="p20 ft7">dödande av förkommen handling ..................................</P></TD>
<TD class="tr23 td14"><P class="p17 ft8">101</P></TD>
</TR>
</TABLE>
<P class="p21 ft7"><SPAN class="ft8">2.22</SPAN><SPAN class="ft9">Förslag till lag om ändring i skatteförfarandelagen</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t21">
<TR>
<TD class="tr24 td15"><P class="p17 ft11">(2011:1244) ...................................................................</P></TD>
<TD class="tr24 td16"><P class="p17 ft11">103</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="id_2">
<P class="p16 ft7">Prop. 2015/16:10</P>
<P class="p23 ft8">3</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_4">
<TABLE cellpadding=0 cellspacing=0 class="t22">
<TR>
<TD class="tr2 td17"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td18"><P class="p18 ft2">2.23</P></TD>
<TD colspan=2 class="tr2 td19"><P class="p24 ft2">Förslag till lag om ändring i lagen (2014:484) om en</P></TD>
<TD class="tr2 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td19"><P class="p24 ft2">databas för övervakning av och tillsyn över</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td19"><P class="p24 ft2">finansmarknaderna .........................................................</P></TD>
<TD class="tr25 td20"><P class="p17 ft2">107</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td18"><P class="p18 ft2">2.24</P></TD>
<TD colspan=2 class="tr26 td19"><P class="p24 ft2">Förslag till lag om ändring i lagen (2015:62) om</P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td19"><P class="p24 ft2">identifiering av rapporteringspliktiga konton med</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td19"><P class="p24 ft2">anledning av <NOBR>FATCA-avtalet .........................................</NOBR></P></TD>
<TD class="tr25 td20"><P class="p17 ft2">109</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td18"><P class="p18 ft2">2.25</P></TD>
<TD colspan=2 class="tr26 td19"><P class="p24 ft2">Förslag till lag om ändring i lagen (2015:000) om</P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td19"><P class="p24 ft2">identifiering av rapporteringspliktiga konton vid</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td19"><P class="p24 ft2">automatiskt utbyte av upplysningar om finansiella</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td19"><P class="p24 ft2">konton</P></TD>
<TD class="tr27 td21"><P class="p17 ft5">.............................................................................</P></TD>
<TD class="tr27 td20"><P class="p17 ft2">111</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr28 td22"><P class="p25 ft2">3 Ärendet och dess ..........................................................beredning</P></TD>
<TD class="tr28 td20"><P class="p17 ft2">113</P></TD>
</TR>
<TR>
<TD class="tr2 td17"><P class="p25 ft2">4</P></TD>
<TD colspan=2 class="tr2 td23"><P class="p18 ft2">Bakgrund.......................................................................................</P></TD>
<TD class="tr2 td21"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td20"><P class="p17 ft2">115</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td18"><P class="p18 ft2">4.1</P></TD>
<TD colspan=2 class="tr26 td19"><P class="p24 ft2">Handel .................................med finansiella instrument</P></TD>
<TD class="tr26 td20"><P class="p17 ft2">115</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p18 ft2">4.2</P></TD>
<TD colspan=2 class="tr25 td19"><P class="p24 ft2">Den finansiella .......................................infrastrukturen</P></TD>
<TD class="tr25 td20"><P class="p17 ft2">117</P></TD>
</TR>
<TR>
<TD class="tr29 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr29 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr29 td19"><P class="p17 ft2">4.2.1 ........................................................</P></TD>
<TD class="tr29 td21"><P class="p20 ft7">Inledning</P></TD>
<TD class="tr29 td20"><P class="p17 ft2">117</P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td19"><P class="p17 ft8">4.2.2 ..................................</P></TD>
<TD class="tr4 td21"><P class="p20 ft7">Clearingorganisationer</P></TD>
<TD class="tr4 td20"><P class="p17 ft8">117</P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td19"><P class="p17 ft8">4.2.3 ...............</P></TD>
<TD class="tr4 td21"><P class="p20 ft7">Avvecklingssystem för betalningar</P></TD>
<TD class="tr4 td20"><P class="p17 ft8">118</P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td19"><P class="p17 ft8">4.2.4 .............</P></TD>
<TD class="tr4 td21"><P class="p20 ft7">Avvecklingssystem för värdepapper</P></TD>
<TD class="tr4 td20"><P class="p17 ft8">119</P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td19"><P class="p17 ft8">4.2.5 ...........</P></TD>
<TD class="tr4 td21"><P class="p20 ft7">Kontoföring av finansiella instrument</P></TD>
<TD class="tr4 td20"><P class="p17 ft8">120</P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft7">4.3</P></TD>
<TD colspan=2 class="tr4 td19"><P class="p20 ft7">Emission ................................................av värdepapper</P></TD>
<TD class="tr4 td20"><P class="p17 ft8">125</P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft7">4.4</P></TD>
<TD colspan=2 class="tr4 td19"><P class="p20 ft7">Olika modeller för kontoföring och olika slag av</P></TD>
<TD class="tr4 td20"><P class="p20 ft8"> </P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft8"> </P></TD>
<TD colspan=2 class="tr4 td19"><P class="p20 ft7">centrala ......................................värdepappersförvarare</P></TD>
<TD class="tr4 td20"><P class="p17 ft8">126</P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft7">4.5</P></TD>
<TD colspan=2 class="tr4 td19"><P class="p20 ft7">Regelverk ...........................på värdepappersmarknaden</P></TD>
<TD class="tr4 td20"><P class="p17 ft8">128</P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td19"><P class="p20 ft7">4.5.1</P></TD>
<TD class="tr4 td21"><P class="p20 ft7">Handel med finansiella instrument,</P></TD>
<TD class="tr4 td20"><P class="p20 ft8"> </P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td19"><P class="p17 ft8">.................................</P></TD>
<TD class="tr4 td21"><P class="p20 ft7">clearing och avveckling</P></TD>
<TD class="tr4 td20"><P class="p17 ft8">128</P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td19"><P class="p20 ft7">4.5.2</P></TD>
<TD class="tr4 td21"><P class="p20 ft7">Förordningen om OTC - derivat, centrala</P></TD>
<TD class="tr4 td20"><P class="p20 ft8"> </P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td19"><P class="p17 ft8">.................</P></TD>
<TD class="tr4 td21"><P class="p20 ft7">motparter och transaktionsregister</P></TD>
<TD class="tr4 td20"><P class="p17 ft8">130</P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td19"><P class="p17 ft8">4.5.3 ..........................................</P></TD>
<TD class="tr4 td21"><P class="p20 ft7">Finality - direktivet</P></TD>
<TD class="tr4 td20"><P class="p17 ft8">131</P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft7">5</P></TD>
<TD colspan=3 class="tr4 td23"><P class="p20 ft7">Förordningen om .......................................värdepapperscentraler</P></TD>
<TD class="tr4 td20"><P class="p17 ft8">133</P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft7">5.1</P></TD>
<TD colspan=2 class="tr4 td19"><P class="p20 ft7">Bakgrund .........................................................och syfte</P></TD>
<TD class="tr4 td20"><P class="p17 ft8">133</P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft7">5.2</P></TD>
<TD colspan=2 class="tr4 td19"><P class="p20 ft7">Innehåll, ...............tillämpningsområde och definitioner</P></TD>
<TD class="tr4 td20"><P class="p17 ft8">134</P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft7">5.3</P></TD>
<TD colspan=2 class="tr4 td19"><P class="p20 ft7">Krav på kontobaserad form, avvecklingsdag och</P></TD>
<TD class="tr4 td20"><P class="p20 ft8"> </P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft8"> </P></TD>
<TD colspan=2 class="tr4 td19"><P class="p20 ft7">avvecklingsdisciplin .......................................................</P></TD>
<TD class="tr4 td20"><P class="p17 ft8">135</P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft7">5.4</P></TD>
<TD colspan=2 class="tr4 td19"><P class="p20 ft7">Auktorisation av och tillsyn över</P></TD>
<TD class="tr4 td20"><P class="p20 ft8"> </P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft8"> </P></TD>
<TD colspan=2 class="tr4 td19"><P class="p20 ft7">värdepapperscentraler.....................................................</P></TD>
<TD class="tr4 td20"><P class="p17 ft8">136</P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft7">5.5</P></TD>
<TD colspan=2 class="tr4 td19"><P class="p20 ft7">Krav på .......................................värdepapperscentraler</P></TD>
<TD class="tr4 td20"><P class="p17 ft8">137</P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft7">5.6</P></TD>
<TD colspan=2 class="tr4 td19"><P class="p20 ft7">Krav på .....................värdepapperscentralernas tjänster</P></TD>
<TD class="tr4 td20"><P class="p17 ft8">137</P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft7">5.7</P></TD>
<TD colspan=2 class="tr4 td19"><P class="p20 ft7">Länkar .............................mellan värdepapperscentraler</P></TD>
<TD class="tr4 td20"><P class="p17 ft8">138</P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft7">5.8</P></TD>
<TD colspan=2 class="tr4 td19"><P class="p20 ft7">Emittenters ...............tillträde till värdepapperscentraler</P></TD>
<TD class="tr4 td20"><P class="p17 ft8">138</P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft7">5.9</P></TD>
<TD colspan=2 class="tr4 td19"><P class="p20 ft7">Anknutna ....................................................banktjänster</P></TD>
<TD class="tr4 td20"><P class="p17 ft8">139</P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft7">5.10</P></TD>
<TD colspan=2 class="tr4 td19"><P class="p20 ft7">Motsvarande regler i förordningen om <NOBR>OTC-derivat,</NOBR></P></TD>
<TD class="tr4 td20"><P class="p20 ft8"> </P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft8"> </P></TD>
<TD colspan=2 class="tr4 td19"><P class="p20 ft7">centrala ....................motparter och transaktionsregister</P></TD>
<TD class="tr4 td20"><P class="p17 ft8">139</P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft7">5.11</P></TD>
<TD colspan=2 class="tr4 td19"><P class="p20 ft7">Angränsande ...................................................rättsakter</P></TD>
<TD class="tr4 td20"><P class="p17 ft8">140</P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft7">5.12</P></TD>
<TD colspan=2 class="tr4 td19"><P class="p20 ft7">Det fortsatta .........................................arbetet inom EU</P></TD>
<TD class="tr4 td20"><P class="p17 ft8">141</P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft7">6</P></TD>
<TD colspan=3 class="tr4 td23"><P class="p20 ft7">Allmänna utgångspunkter .............................................................</P></TD>
<TD class="tr4 td20"><P class="p17 ft8">142</P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft7">6.1</P></TD>
<TD colspan=2 class="tr4 td19"><P class="p20 ft7">Ändringar ...................................................i svensk rätt</P></TD>
<TD class="tr4 td20"><P class="p17 ft8">142</P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft7">6.2</P></TD>
<TD colspan=2 class="tr4 td19"><P class="p20 ft7">Termen ..........................................värdepapperscentral</P></TD>
<TD class="tr4 td20"><P class="p17 ft8">143</P></TD>
</TR>
<TR>
<TD class="tr4 td17"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td18"><P class="p20 ft7">6.3</P></TD>
<TD colspan=2 class="tr4 td19"><P class="p20 ft7">Rubriken ......................................till kontoföringslagen</P></TD>
<TD class="tr4 td20"><P class="p17 ft8">146</P></TD>
</TR>
<TR>
<TD class="tr30 td17"><P class="p26 ft11">4</P></TD>
<TD class="tr30 td18"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td19"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td21"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td20"><P class="p20 ft12"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_5">
<DIV>
<DIV id="id_1">
<P class="p27 ft2"><SPAN class="ft2">6.4</SPAN><SPAN class="ft13">Kontoföringslagens tillämpningsområde och termen</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t23">
<TR>
<TD class="tr28 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td24"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td25"><P class="p28 ft2">finansiella instrument ....................................................</P></TD>
<TD class="tr28 td14"><P class="p17 ft2">147</P></TD>
</TR>
<TR>
<TD class="tr31 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td24"><P class="p18 ft2">6.5</P></TD>
<TD class="tr31 td25"><P class="p28 ft2">Clearingverksamhet och clearingorganisationer............</P></TD>
<TD class="tr31 td14"><P class="p17 ft2">149</P></TD>
</TR>
<TR>
<TD class="tr28 td4"><P class="p17 ft2">7</P></TD>
<TD colspan=2 class="tr28 td26"><P class="p18 ft2">Avstämningsregister, avstämningskonton och</P></TD>
<TD class="tr28 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr32 td4"><P class="p20 ft14"> </P></TD>
<TD colspan=2 class="tr32 td26"><P class="p28 ft15">avstämningsbolag.........................................................................</P></TD>
<TD class="tr32 td14"><P class="p17 ft15">152</P></TD>
</TR>
</TABLE>
<P class="p27 ft2"><SPAN class="ft2">7.1</SPAN><SPAN class="ft13">Termerna avstämningsregister och</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t24">
<TR>
<TD class="tr31 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td25"><P class="p29 ft2">avstämningskonto..........................................................</P></TD>
<TD class="tr31 td14"><P class="p17 ft2">152</P></TD>
</TR>
<TR>
<TD class="tr26 td27"><P class="p30 ft2">7.2</P></TD>
<TD class="tr26 td25"><P class="p29 ft2">Förande av avstämningsregister ....................................</P></TD>
<TD class="tr26 td14"><P class="p17 ft2">157</P></TD>
</TR>
<TR>
<TD class="tr25 td27"><P class="p30 ft2">7.3</P></TD>
<TD class="tr25 td25"><P class="p29 ft2">Rättsverkan av registrering............................................</P></TD>
<TD class="tr25 td14"><P class="p17 ft2">162</P></TD>
</TR>
<TR>
<TD class="tr32 td27"><P class="p30 ft15">7.4</P></TD>
<TD class="tr32 td25"><P class="p29 ft15">Konkurrensfrågor ..........................................................</P></TD>
<TD class="tr32 td14"><P class="p17 ft15">164</P></TD>
</TR>
</TABLE>
<P class="p27 ft2"><SPAN class="ft2">7.5</SPAN><SPAN class="ft13">Ansvaret för aktieboken och vissa bolagshändelser i</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t23">
<TR>
<TD class="tr31 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td25"><P class="p28 ft2">avstämningsbolag ..........................................................</P></TD>
<TD class="tr31 td14"><P class="p17 ft2">176</P></TD>
</TR>
<TR>
<TD class="tr31 td28"><P class="p30 ft2">7.6</P></TD>
<TD class="tr31 td25"><P class="p28 ft2">Insyn i avstämningsregister ...........................................</P></TD>
<TD class="tr31 td14"><P class="p17 ft2">185</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr28 td0"><P class="p28 ft2">8 Auktorisation, tillsyn och rapportering om missförhållanden......</P></TD>
<TD class="tr28 td14"><P class="p17 ft2">186</P></TD>
</TR>
<TR>
<TD class="tr25 td28"><P class="p30 ft2">8.1</P></TD>
<TD class="tr25 td25"><P class="p28 ft2">Behörig myndighet........................................................</P></TD>
<TD class="tr25 td14"><P class="p17 ft2">186</P></TD>
</TR>
<TR>
<TD class="tr26 td28"><P class="p30 ft2">8.2</P></TD>
<TD class="tr26 td25"><P class="p28 ft2">Relevant myndighet.......................................................</P></TD>
<TD class="tr26 td14"><P class="p17 ft2">189</P></TD>
</TR>
<TR>
<TD class="tr25 td28"><P class="p30 ft2">8.3</P></TD>
<TD class="tr25 td25"><P class="p28 ft2">Auktorisation av värdepapperscentraler ........................</P></TD>
<TD class="tr25 td14"><P class="p17 ft2">191</P></TD>
</TR>
<TR>
<TD class="tr25 td28"><P class="p30 ft2">8.4</P></TD>
<TD class="tr25 td25"><P class="p28 ft2">Finansinspektionens tillsynsbefogenheter .....................</P></TD>
<TD class="tr25 td14"><P class="p17 ft2">194</P></TD>
</TR>
<TR>
<TD class="tr26 td28"><P class="p30 ft2">8.5</P></TD>
<TD class="tr26 td25"><P class="p28 ft2">Ägarprövning ................................................................</P></TD>
<TD class="tr26 td14"><P class="p17 ft2">200</P></TD>
</TR>
<TR>
<TD class="tr32 td28"><P class="p30 ft15">8.6</P></TD>
<TD class="tr32 td25"><P class="p28 ft15">Avgifter till Finansinspektionen ....................................</P></TD>
<TD class="tr32 td14"><P class="p17 ft15">205</P></TD>
</TR>
</TABLE>
<P class="p27 ft2"><SPAN class="ft2">8.7</SPAN><SPAN class="ft13">Motivering av beslut, rätt att överklaga och</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t24">
<TR>
<TD class="tr31 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td25"><P class="p29 ft2">dröjsmålstalan................................................................</P></TD>
<TD class="tr31 td14"><P class="p17 ft2">206</P></TD>
</TR>
<TR>
<TD class="tr32 td27"><P class="p30 ft15">8.8</P></TD>
<TD class="tr32 td25"><P class="p29 ft15">Samarbete mellan myndigheter .....................................</P></TD>
<TD class="tr32 td14"><P class="p17 ft15">210</P></TD>
</TR>
</TABLE>
<P class="p27 ft2"><SPAN class="ft2">8.9</SPAN><SPAN class="ft13">Rapportering om missförhållanden</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t23">
<TR>
<TD class="tr31 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td29"><P class="p31 ft2">(”whistleblowing”) ........................................................</P></TD>
<TD class="tr31 td14"><P class="p17 ft2">213</P></TD>
</TR>
<TR>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td30"><P class="p31 ft2">8.9.1</P></TD>
<TD class="tr25 td31"><P class="p1 ft2">Inledning.......................................................</P></TD>
<TD class="tr25 td14"><P class="p17 ft2">213</P></TD>
</TR>
<TR>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td30"><P class="p31 ft2">8.9.2</P></TD>
<TD class="tr25 td31"><P class="p1 ft2">Krav på särskilda förfaranden för hur</P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td30"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td31"><P class="p1 ft2">anmälningar ska omhändertas hos</P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td30"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td31"><P class="p1 ft2">behöriga myndigheter...................................</P></TD>
<TD class="tr25 td14"><P class="p17 ft2">215</P></TD>
</TR>
<TR>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td30"><P class="p31 ft2">8.9.3</P></TD>
<TD class="tr25 td31"><P class="p1 ft2">Skydd för den som rapporterar mot att</P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td30"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td31"><P class="p1 ft2">drabbas av repressalier..................................</P></TD>
<TD class="tr26 td14"><P class="p17 ft2">216</P></TD>
</TR>
<TR>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td30"><P class="p31 ft2">8.9.4</P></TD>
<TD class="tr25 td31"><P class="p1 ft2">Skydd för behandlingen av</P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td30"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td31"><P class="p1 ft2">personuppgifter.............................................</P></TD>
<TD class="tr25 td14"><P class="p17 ft2">218</P></TD>
</TR>
<TR>
<TD class="tr26 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td30"><P class="p31 ft2">8.9.5</P></TD>
<TD class="tr26 td31"><P class="p1 ft2">Krav på värdepapperscentraler och</P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td30"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td31"><P class="p1 ft2">kontoförande institut att inrätta särskilda</P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td30"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td31"><P class="p1 ft2">system för anmälningar ................................</P></TD>
<TD class="tr25 td14"><P class="p17 ft2">219</P></TD>
</TR>
<TR>
<TD class="tr26 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td30"><P class="p31 ft2">8.9.6</P></TD>
<TD class="tr26 td31"><P class="p1 ft2">Skydd för anmälarens och den utpekade</P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td30"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td31"><P class="p1 ft2">personens identitet ........................................</P></TD>
<TD class="tr31 td14"><P class="p17 ft2">224</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr28 td0"><P class="p28 ft2">9 Ingripanden och sanktioner..........................................................</P></TD>
<TD class="tr28 td14"><P class="p17 ft2">229</P></TD>
</TR>
<TR>
<TD class="tr32 td18"><P class="p17 ft15">9.1</P></TD>
<TD class="tr32 td30"><P class="p31 ft15">Bakgrund</P></TD>
<TD class="tr32 td31"><P class="p28 ft15">.......................................................................</P></TD>
<TD class="tr32 td14"><P class="p17 ft15">229</P></TD>
</TR>
</TABLE>
<P class="p27 ft2"><SPAN class="ft2">9.2</SPAN><SPAN class="ft13">Administrativa sanktioner eller straffrättsliga</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t25">
<TR>
<TD class="tr31 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td32"><P class="p31 ft2">påföljder?</P></TD>
<TD class="tr31 td33"><P class="p28 ft5">.......................................................................</P></TD>
<TD class="tr31 td14"><P class="p17 ft2">232</P></TD>
</TR>
<TR>
<TD class="tr25 td12"><P class="p17 ft2">9.3</P></TD>
<TD colspan=2 class="tr25 td29"><P class="p31 ft2">Ingripanden ...............................mot juridiska personer</P></TD>
<TD class="tr25 td14"><P class="p17 ft2">236</P></TD>
</TR>
<TR>
<TD class="tr26 td12"><P class="p17 ft2">9.4</P></TD>
<TD colspan=2 class="tr26 td29"><P class="p31 ft2">Ingripanden ..................................mot fysiska personer</P></TD>
<TD class="tr26 td14"><P class="p17 ft2">238</P></TD>
</TR>
<TR>
<TD class="tr25 td12"><P class="p17 ft2">9.5</P></TD>
<TD colspan=2 class="tr25 td29"><P class="p31 ft2">Sanktioner......................................................................</P></TD>
<TD class="tr25 td14"><P class="p17 ft2">244</P></TD>
</TR>
<TR>
<TD class="tr33 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr33 td32"><P class="p17 ft2">9.5.1 .......................................................</P></TD>
<TD class="tr33 td33"><P class="p20 ft7">Inledning</P></TD>
<TD class="tr33 td14"><P class="p17 ft2">244</P></TD>
</TR>
<TR>
<TD class="tr4 td12"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td32"><P class="p17 ft8">9.5.2 ............</P></TD>
<TD class="tr4 td33"><P class="p20 ft7">Offentliggörande av sanktionsbeslut</P></TD>
<TD class="tr4 td14"><P class="p17 ft8">244</P></TD>
</TR>
<TR>
<TD class="tr4 td12"><P class="p20 ft8"> </P></TD>
<TD class="tr4 td32"><P class="p17 ft8">9.5.3 ......................</P></TD>
<TD class="tr4 td33"><P class="p20 ft7">Föreläggande att vidta rättelse</P></TD>
<TD class="tr4 td14"><P class="p17 ft8">246</P></TD>
</TR>
<TR>
<TD class="tr30 td12"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td32"><P class="p17 ft11">9.5.4 .....</P></TD>
<TD class="tr30 td33"><P class="p20 ft7">Varning och återkallelse av auktorisation</P></TD>
<TD class="tr30 td14"><P class="p17 ft11">247</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="id_2">
<P class="p16 ft7">Prop. 2015/16:10</P>
<P class="p23 ft8">5</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_6">
<TABLE cellpadding=0 cellspacing=0 class="t26">
<TR>
<TD class="tr2 td34"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td36"><P class="p24 ft2">9.5.5</P></TD>
<TD class="tr2 td37"><P class="p20 ft2">Sanktionsavgift för värdepapperscentraler</P></TD>
<TD class="tr2 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td36"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td37"><P class="p17 ft2">och utsedda kreditinstitut m.fl. ......................</P></TD>
<TD class="tr25 td20"><P class="p17 ft2">248</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td36"><P class="p24 ft2">9.5.6</P></TD>
<TD class="tr25 td37"><P class="p20 ft2">Förbud mot att utföra ledningsuppgifter i</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td36"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td37"><P class="p20 ft2">värdepapperscentralen eller i ett utsett</P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td36"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td37"><P class="p17 ft2">kreditinstitut ..................................................</P></TD>
<TD class="tr25 td20"><P class="p17 ft2">252</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td36"><P class="p24 ft2">9.5.7</P></TD>
<TD class="tr25 td37"><P class="p17 ft2">Sanktionsavgift för fysiska personer .............</P></TD>
<TD class="tr25 td20"><P class="p17 ft2">254</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p32 ft2">9.6</P></TD>
<TD colspan=2 class="tr26 td19"><P class="p24 ft2">Sanktioner mot utländska värdepapperscentraler ...........</P></TD>
<TD class="tr26 td20"><P class="p17 ft2">257</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p32 ft2">9.7</P></TD>
<TD colspan=2 class="tr25 td19"><P class="p24 ft2">Omständigheter att beakta vid valet mellan olika</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td36"><P class="p24 ft2">sanktioner</P></TD>
<TD class="tr25 td37"><P class="p17 ft2">.......................................................................</P></TD>
<TD class="tr25 td20"><P class="p17 ft2">258</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p32 ft2">9.8</P></TD>
<TD colspan=2 class="tr26 td19"><P class="p24 ft2">Beslut om sanktioner......................................................</P></TD>
<TD class="tr26 td20"><P class="p17 ft2">262</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p32 ft2">9.9</P></TD>
<TD colspan=2 class="tr25 td19"><P class="p24 ft2">Preskription och verkställighet.......................................</P></TD>
<TD class="tr25 td20"><P class="p17 ft2">266</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td35"><P class="p32 ft2">9.10</P></TD>
<TD colspan=2 class="tr31 td19"><P class="p24 ft2">Överklagande .................................................................</P></TD>
<TD class="tr31 td20"><P class="p17 ft2">267</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr28 td22"><P class="p25 ft2">10 Kontoförande institut och skadeståndsansvar ...............................</P></TD>
<TD class="tr28 td20"><P class="p17 ft2">268</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p32 ft2">10.1</P></TD>
<TD class="tr25 td36"><P class="p24 ft5">Bakgrund ........................................................................</P></TD>
<TD class="tr25 td37"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p17 ft2">268</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p32 ft2">10.2</P></TD>
<TD colspan=2 class="tr26 td19"><P class="p24 ft2">Värdepapperscentralers rätt att anta kontoförande</P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td36"><P class="p24 ft5">institut.............................................................................</P></TD>
<TD class="tr25 td37"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p17 ft2">270</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p32 ft2">10.3</P></TD>
<TD colspan=2 class="tr25 td19"><P class="p24 ft2">Regler i förordningen som ska tillämpas på</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td19"><P class="p24 ft2">kontoförande institut ......................................................</P></TD>
<TD class="tr26 td20"><P class="p17 ft2">279</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p32 ft2">10.4</P></TD>
<TD colspan=2 class="tr25 td19"><P class="p24 ft2">Tillsyn, sanktioner och uppgiftsskyldighet.....................</P></TD>
<TD class="tr25 td20"><P class="p17 ft2">282</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p32 ft2">10.5</P></TD>
<TD colspan=2 class="tr25 td19"><P class="p24 ft2">Skadeståndsansvar för kontoförande institut..................</P></TD>
<TD class="tr25 td20"><P class="p17 ft2">284</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p32 ft2">10.6</P></TD>
<TD colspan=2 class="tr26 td19"><P class="p24 ft2">Skadeståndsansvar vid utkontraktering av</P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td35"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td19"><P class="p24 ft2">värdepapperscentralers verksamhet................................</P></TD>
<TD class="tr31 td20"><P class="p17 ft2">285</P></TD>
</TR>
<TR>
<TD class="tr28 td34"><P class="p25 ft2">11</P></TD>
<TD colspan=3 class="tr28 td38"><P class="p17 ft2">Förvaltarregistrering .....................................................................</P></TD>
<TD class="tr28 td20"><P class="p17 ft2">289</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p32 ft2">11.1</P></TD>
<TD class="tr25 td36"><P class="p24 ft5">Bakgrund ........................................................................</P></TD>
<TD class="tr25 td37"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p17 ft2">289</P></TD>
</TR>
<TR>
<TD class="tr27 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td35"><P class="p32 ft2">11.2</P></TD>
<TD colspan=2 class="tr27 td19"><P class="p24 ft2">Behovet av lagändringar.................................................</P></TD>
<TD class="tr27 td20"><P class="p17 ft2">292</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr28 td22"><P class="p25 ft2">12 Avvecklingssystem och ändringarna i vissa <NOBR>EU-direktiv..............</NOBR></P></TD>
<TD class="tr28 td20"><P class="p17 ft2">296</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p32 ft2">12.1</P></TD>
<TD colspan=2 class="tr25 td19"><P class="p24 ft2">Avvecklingssystem.........................................................</P></TD>
<TD class="tr25 td20"><P class="p17 ft2">296</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p32 ft2">12.2</P></TD>
<TD colspan=2 class="tr25 td19"><P class="p24 ft2">Ändringarna i <NOBR>finality-direktivet ....................................</NOBR></P></TD>
<TD class="tr25 td20"><P class="p17 ft2">298</P></TD>
</TR>
<TR>
<TD class="tr27 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td35"><P class="p32 ft2">12.3</P></TD>
<TD colspan=2 class="tr27 td19"><P class="p24 ft2">Ändringarna i MiFID II..................................................</P></TD>
<TD class="tr27 td20"><P class="p17 ft2">300</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr28 td22"><P class="p25 ft2">13 Ansvaret för kupongskatt och skatteförfarandet ...........................</P></TD>
<TD class="tr28 td20"><P class="p17 ft2">301</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p32 ft2">13.1</P></TD>
<TD colspan=2 class="tr25 td19"><P class="p24 ft2">Ansvaret för kupongskatt ...............................................</P></TD>
<TD class="tr25 td20"><P class="p17 ft2">301</P></TD>
</TR>
<TR>
<TD class="tr27 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td35"><P class="p32 ft2">13.2</P></TD>
<TD colspan=2 class="tr27 td19"><P class="p24 ft2">Skatteförfarandet ............................................................</P></TD>
<TD class="tr27 td20"><P class="p17 ft2">307</P></TD>
</TR>
<TR>
<TD class="tr34 td34"><P class="p25 ft2">14</P></TD>
<TD colspan=3 class="tr34 td38"><P class="p17 ft2">Ikraftträdande- och övergångsbestämmelser.................................</P></TD>
<TD class="tr34 td20"><P class="p17 ft2">322</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p32 ft2">14.1</P></TD>
<TD colspan=2 class="tr26 td19"><P class="p24 ft2">Kontoföringslagen och följdändringarna i annan</P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td19"><P class="p24 ft2">lagstiftning......................................................................</P></TD>
<TD class="tr25 td20"><P class="p17 ft2">322</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p32 ft2">14.2</P></TD>
<TD colspan=2 class="tr25 td19"><P class="p24 ft2">Aktiebolagslagen............................................................</P></TD>
<TD class="tr25 td20"><P class="p17 ft2">326</P></TD>
</TR>
<TR>
<TD class="tr27 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td35"><P class="p32 ft2">14.3</P></TD>
<TD colspan=2 class="tr27 td19"><P class="p24 ft2">Skattelagstiftningen........................................................</P></TD>
<TD class="tr27 td20"><P class="p17 ft2">327</P></TD>
</TR>
<TR>
<TD class="tr28 td34"><P class="p25 ft2">15</P></TD>
<TD colspan=3 class="tr28 td38"><P class="p17 ft2">Förslagens konsekvenser ..............................................................</P></TD>
<TD class="tr28 td20"><P class="p17 ft2">328</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p32 ft2">15.1</P></TD>
<TD colspan=2 class="tr25 td19"><P class="p24 ft2">Förslagens syfte och alternativa lösningar......................</P></TD>
<TD class="tr25 td20"><P class="p17 ft2">328</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p32 ft2">15.2</P></TD>
<TD colspan=2 class="tr25 td19"><P class="p24 ft2">Konsekvenser för värdepapperscentraler........................</P></TD>
<TD class="tr25 td20"><P class="p17 ft2">330</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p32 ft2">15.3</P></TD>
<TD colspan=2 class="tr26 td19"><P class="p24 ft2">Konsekvenser för avstämningsbolag..............................</P></TD>
<TD class="tr26 td20"><P class="p17 ft2">331</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p32 ft2">15.4</P></TD>
<TD colspan=2 class="tr25 td19"><P class="p24 ft2">Konsekvenser för övriga marknadsdeltagare .................</P></TD>
<TD class="tr25 td20"><P class="p17 ft2">334</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td35"><P class="p32 ft2">15.5</P></TD>
<TD colspan=2 class="tr31 td19"><P class="p24 ft2">Konsekvenser för det allmänna ......................................</P></TD>
<TD class="tr31 td20"><P class="p17 ft2">335</P></TD>
</TR>
<TR>
<TD class="tr28 td34"><P class="p25 ft2">16</P></TD>
<TD colspan=3 class="tr28 td38"><P class="p17 ft2">Författningskommentar.................................................................</P></TD>
<TD class="tr28 td20"><P class="p17 ft2">340</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p32 ft2">16.1</P></TD>
<TD colspan=2 class="tr26 td19"><P class="p24 ft2">Förslaget till lag om ändring i föräldrabalken ................</P></TD>
<TD class="tr26 td20"><P class="p17 ft2">340</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p32 ft2">16.2</P></TD>
<TD colspan=2 class="tr25 td19"><P class="p24 ft2">Förslaget till lag om ändring i lagen (1936:83)</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD rowspan=2 class="tr0 td34"><P class="p26 ft2">6</P></TD>
<TD class="tr31 td35"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td19"><P class="p24 ft2">angående vissa utfästelser om gåva................................</P></TD>
<TD class="tr31 td20"><P class="p17 ft2">340</P></TD>
</TR>
<TR>
<TD class="tr32 td35"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td36"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td37"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td20"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_7">
<TABLE cellpadding=0 cellspacing=0 class="t27">
<TR>
<TD class="tr2 td16"><P class="p17 ft2">16.3</P></TD>
<TD class="tr2 td39"><P class="p24 ft2">Förslaget till lag om ändring i kupongskattelagen</P></TD>
<TD class="tr2 td40"><P class="p17 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr32 td16"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td39"><P class="p24 ft15">(1970:624) .....................................................................</P></TD>
<TD class="tr32 td40"><P class="p33 ft15">341</P></TD>
</TR>
</TABLE>
<P class="p34 ft2"><SPAN class="ft2">16.4</SPAN><SPAN class="ft16">Förslag till lag om ändring i lagen (1992:160) om</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t28">
<TR>
<TD class="tr25 td13"><P class="p20 ft2">utländska filialer m.m....................................................</P></TD>
<TD class="tr25 td14"><P class="p17 ft2">343</P></TD>
</TR>
</TABLE>
<P class="p34 ft2"><SPAN class="ft2">16.5</SPAN><SPAN class="ft16">Förslaget till lag om ändring i lagen (1998:1479) om</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t28">
<TR>
<TD class="tr26 td13"><P class="p20 ft2">kontoföring av finansiella instrument............................</P></TD>
<TD class="tr26 td14"><P class="p17 ft2">343</P></TD>
</TR>
</TABLE>
<P class="p35 ft2"><SPAN class="ft2">16.6</SPAN><SPAN class="ft16">Förslaget till lag om ändring i lagen (1999:1309) om system för avveckling av förpliktelser på</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t28">
<TR>
<TD class="tr26 td13"><P class="p20 ft2">finansmarknaden ...........................................................</P></TD>
<TD class="tr26 td14"><P class="p17 ft2">368</P></TD>
</TR>
</TABLE>
<P class="p34 ft2"><SPAN class="ft2">16.7</SPAN><SPAN class="ft16">Förslaget till lag om ändring i aktiebolagslagen</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t28">
<TR>
<TD class="tr26 td15"><P class="p17 ft2">(2005:551) .....................................................................</P></TD>
<TD class="tr26 td16"><P class="p17 ft2">370</P></TD>
</TR>
</TABLE>
<P class="p34 ft2"><SPAN class="ft2">16.8</SPAN><SPAN class="ft16">Förslaget till lag om ändring i lagen (2007:528) om</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t28">
<TR>
<TD class="tr25 td13"><P class="p20 ft2">värdepappersmarknaden................................................</P></TD>
<TD class="tr25 td14"><P class="p17 ft2">377</P></TD>
</TR>
</TABLE>
<P class="p34 ft2"><SPAN class="ft2">16.9</SPAN><SPAN class="ft16">Förslaget till lag om ändring i offentlighets- och</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t28">
<TR>
<TD class="tr26 td13"><P class="p20 ft2">sekretesslagen (2009:400) .............................................</P></TD>
<TD class="tr26 td14"><P class="p17 ft2">378</P></TD>
</TR>
</TABLE>
<P class="p34 ft2"><SPAN class="ft2">16.10</SPAN><SPAN class="ft17">Förslaget till lag om ändring i skatteförfarandelagen</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t28">
<TR>
<TD class="tr26 td15"><P class="p17 ft2">(2011:1244) ...................................................................</P></TD>
<TD class="tr26 td16"><P class="p17 ft2">379</P></TD>
</TR>
</TABLE>
<P class="p36 ft2"><SPAN class="ft2">16.11</SPAN><SPAN class="ft17">Förslaget till lag om ändring i lagen (2014:484) om en databas för övervakning av och tillsyn över</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t28">
<TR>
<TD class="tr26 td13"><P class="p20 ft2">finansmarknaderna ........................................................</P></TD>
<TD class="tr26 td14"><P class="p17 ft2">384</P></TD>
</TR>
</TABLE>
<P class="p37 ft2"><SPAN class="ft2">16.12</SPAN><SPAN class="ft17">Förslaget till lag om ändring i lagen (2015:62) om identifiering av rapporteringspliktiga konton med</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t28">
<TR>
<TD class="tr26 td13"><P class="p20 ft2">anledning av <NOBR>FATCA-avtalet ........................................</NOBR></P></TD>
<TD class="tr26 td14"><P class="p17 ft2">384</P></TD>
</TR>
</TABLE>
<P class="p36 ft2"><SPAN class="ft2">16.13</SPAN><SPAN class="ft17">Förslaget till lag om ändring i lagen (2015:000) om identifiering av rapporteringspliktiga konton vid</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t29">
<TR>
<TD class="tr31 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td42"><P class="p38 ft2">automatiskt utbyte av upplysningar om finansiella</P></TD>
<TD class="tr31 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td42"><P class="p38 ft2">konton............................................................................</P></TD>
<TD class="tr25 td14"><P class="p17 ft2">386</P></TD>
</TR>
<TR>
<TD class="tr27 td41"><P class="p39 ft2">16.14</P></TD>
<TD class="tr27 td42"><P class="p38 ft2">Övriga författningsförslag .............................................</P></TD>
<TD class="tr27 td14"><P class="p17 ft2">388</P></TD>
</TR>
<TR>
<TD class="tr34 td41"><P class="p20 ft2">Bilaga 1</P></TD>
<TD class="tr34 td42"><P class="p38 ft2">Europaparlamentets och rådets förordning (EU) nr</P></TD>
<TD class="tr34 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td42"><P class="p38 ft2">909/2014 av den 23 juli 2014 om förbättrad</P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td42"><P class="p38 ft2">värdepappersavveckling i Europeiska unionen och</P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td42"><P class="p38 ft2">om värdepapperscentraler samt ändring av direktiv</P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td42"><P class="p38 ft2">98/26/EG och 2014/65/EU och förordning (EU) nr</P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td42"><P class="p38 ft2">236/2012........................................................................</P></TD>
<TD class="tr31 td14"><P class="p17 ft2">389</P></TD>
</TR>
<TR>
<TD class="tr28 td41"><P class="p20 ft2">Bilaga 2</P></TD>
<TD class="tr28 td42"><P class="p38 ft2">Sammanfattning av promemorian</P></TD>
<TD class="tr28 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td42"><P class="p38 ft2">Värdepapperscentraler och kontoföring av</P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td42"><P class="p38 ft2">finansiella instrument (Ds 2015:2) ................................</P></TD>
<TD class="tr27 td14"><P class="p17 ft2">461</P></TD>
</TR>
<TR>
<TD class="tr28 td41"><P class="p20 ft2">Bilaga 3</P></TD>
<TD class="tr28 td42"><P class="p38 ft2">Lagförslag i promemorian Värdepapperscentraler</P></TD>
<TD class="tr28 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td42"><P class="p38 ft2">och kontoföring av finansiella instrument .....................</P></TD>
<TD class="tr31 td14"><P class="p17 ft2">462</P></TD>
</TR>
<TR>
<TD class="tr28 td41"><P class="p20 ft2">Bilaga 4</P></TD>
<TD class="tr28 td42"><P class="p38 ft2">Lagförslag i promemorian En global standard för</P></TD>
<TD class="tr28 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td42"><P class="p38 ft2">automatiskt utbyte av upplysningar om finansiella</P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td42"><P class="p38 ft2">konton............................................................................</P></TD>
<TD class="tr27 td14"><P class="p17 ft2">562</P></TD>
</TR>
<TR>
<TD class="tr28 td41"><P class="p20 ft2">Bilaga 5</P></TD>
<TD class="tr28 td42"><P class="p38 ft2">Remissinstanser som har haft möjlighet att yttra sig</P></TD>
<TD class="tr28 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td42"><P class="p38 ft2">över promemorian Värdepapperscentraler och</P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td42"><P class="p38 ft2">kontoföring av finansiella instrument (Ds 2015:2)........</P></TD>
<TD class="tr31 td14"><P class="p17 ft2">565</P></TD>
</TR>
<TR>
<TD class="tr28 td41"><P class="p20 ft2">Bilaga 6</P></TD>
<TD class="tr28 td42"><P class="p38 ft2">Remissinstanser som har haft möjlighet att yttra sig</P></TD>
<TD class="tr28 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td42"><P class="p38 ft2">över promemorian En global standard för</P></TD>
<TD class="tr27 td14"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p40 ft2">7</P>
</DIV>
<DIV id="page_8">
<TABLE cellpadding=0 cellspacing=0 class="t26">
<TR>
<TD class="tr2 td43"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td44"><P class="p41 ft2">automatiskt utbyte av upplysningar om finansiella</P></TD>
<TD class="tr2 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td43"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td44"><P class="p41 ft2">konton.............................................................................</P></TD>
<TD class="tr31 td20"><P class="p17 ft2">566</P></TD>
</TR>
<TR>
<TD class="tr28 td43"><P class="p25 ft2">Bilaga 7</P></TD>
<TD class="tr28 td44"><P class="p41 ft2">Lagförslag i lagrådsremissen Värdepapperscentraler</P></TD>
<TD class="tr28 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td43"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td44"><P class="p41 ft2">och kontoföring av finansiella instrument......................</P></TD>
<TD class="tr31 td20"><P class="p17 ft2">567</P></TD>
</TR>
<TR>
<TD class="tr28 td43"><P class="p25 ft2">Bilaga 8</P></TD>
<TD class="tr28 td44"><P class="p41 ft2">Lagförslag i lagrådsremissen En global standard för</P></TD>
<TD class="tr28 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td43"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td44"><P class="p41 ft2">automatiskt utbyte av upplysningar om finansiella</P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td43"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td44"><P class="p41 ft2">konton.............................................................................</P></TD>
<TD class="tr31 td20"><P class="p17 ft2">667</P></TD>
</TR>
<TR>
<TD class="tr28 td43"><P class="p25 ft2">Bilaga 9</P></TD>
<TD class="tr28 td44"><P class="p41 ft2">Lagrådets yttrande över lagrådsremissen</P></TD>
<TD class="tr28 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td43"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td44"><P class="p41 ft2">Värdepapperscentraler och kontoföring av</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td43"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td44"><P class="p41 ft2">finansiella instrument .....................................................</P></TD>
<TD class="tr27 td20"><P class="p17 ft2">671</P></TD>
</TR>
<TR>
<TD class="tr34 td43"><P class="p25 ft2">Bilaga 10</P></TD>
<TD class="tr34 td44"><P class="p41 ft2">Lagrådets yttrande över lagrådsremissen En global</P></TD>
<TD class="tr34 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td43"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td44"><P class="p41 ft2">standard för automatiskt utbyte av upplysningar om</P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td43"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td44"><P class="p41 ft2">finansiella konton ...........................................................</P></TD>
<TD class="tr31 td20"><P class="p17 ft2">681</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr28 td22"><P class="p25 ft2">Utdrag ur protokoll vid regeringssammanträde den 29 oktober</P></TD>
<TD class="tr28 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td43"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td44"><P class="p42 ft2">2015 .....................................................................................</P></TD>
<TD class="tr31 td20"><P class="p17 ft2">688</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr2 td22"><P class="p25 ft2">Rättsdatablad.........................................................................................</P></TD>
<TD class="tr2 td20"><P class="p17 ft2">689</P></TD>
</TR>
</TABLE>
<P class="p43 ft2">8</P>
</DIV>
<DIV id="page_9">
<TABLE cellpadding=0 cellspacing=0 class="t30">
<TR>
<TD class="tr35 td45"><P class="p44 ft1">1</P></TD>
<TD class="tr35 td46"><P class="p24 ft1">Förslag till riksdagsbeslut</P></TD>
<TD class="tr35 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
</TABLE>
<P class="p45 ft2">Regeringen föreslår att riksdagen antar regeringens förslag till</P>
<P class="p46 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft18">lag om ändring i föräldrabalken,</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">lag om ändring i utsökningsbalken,</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft18">lag om ändring i lagen (1936:83) angående vissa utfästelser om gåva,</SPAN></P>
<P class="p49 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft18">lag om ändring i kupongskattelagen (1970:624),</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">5.</SPAN><SPAN class="ft18">lag om ändring i förmånsrättslagen (1970:979),</SPAN></P>
<P class="p46 ft2"><SPAN class="ft2">6.</SPAN><SPAN class="ft19">lag om ändring i lagen (1987:667) om ekonomiska föreningar,</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">7.</SPAN><SPAN class="ft19">lag om ändring i lagen (1992:160) om utländska filialer m.m.,</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">8.</SPAN><SPAN class="ft19">lag om ändring i lagen (1995:1570) om medlemsbanker,</SPAN></P>
<P class="p46 ft2"><SPAN class="ft2">9.</SPAN><SPAN class="ft19">lag om ändring i lagen (1996:764) om företagsrekonstruktion,</SPAN></P>
<P class="p48 ft4"><SPAN class="ft2">10.</SPAN><SPAN class="ft20">lag om ändring i lagen (1998:1479) om kontoföring av finansiella instrument,</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">11.</SPAN><SPAN class="ft18">lag om ändring i lagen (1999:158) om investerarskydd,</SPAN></P>
<P class="p48 ft4"><SPAN class="ft2">12.</SPAN><SPAN class="ft20">lag om ändring i lagen (1999:1309) om system för avveckling av förpliktelser på finansmarknaden,</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">13.</SPAN><SPAN class="ft19">lag om ändring i lagen (2000:35) om byte av redovisningsvaluta i finansiella företag,</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">14.</SPAN><SPAN class="ft19">lag om ändring i lagen (2000:562) om internationell rättslig hjälp i brottmål,</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">15.</SPAN><SPAN class="ft19">lag om ändring i lagen (2000:1087) om anmälningsskyldighet för vissa innehav av finansiella instrument,</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">16.</SPAN><SPAN class="ft18">lag om ändring i lagen (2004:46) om värdepappersfonder,</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">17.</SPAN><SPAN class="ft18">lag om ändring i lagen (2004:1199) om handel med utsläppsrätter,</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">18.</SPAN><SPAN class="ft18">lag om ändring i aktiebolagslagen (2005:551),</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">19.</SPAN><SPAN class="ft18">lag om ändring i lagen (2007:528) om värdepappersmarknaden,</SPAN></P>
<P class="p46 ft2"><SPAN class="ft2">20.</SPAN><SPAN class="ft19">lag om ändring i offentlighets- och sekretesslagen (2009:400),</SPAN></P>
<P class="p48 ft4"><SPAN class="ft2">21.</SPAN><SPAN class="ft20">lag om ändring i lagen (2011:900) om dödande av förkommen handling,</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">22.</SPAN><SPAN class="ft18">lag om ändring i skatteförfarandelagen (2011:1244),</SPAN></P>
<P class="p48 ft4"><SPAN class="ft2">23.</SPAN><SPAN class="ft20">lag om ändring i lagen (2014:484) om en databas för övervakning av och tillsyn över finansmarknaderna,</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">24.</SPAN><SPAN class="ft19">lag om ändring i lagen (2015:62) om identifiering av rappor- teringspliktiga konton med anledning av </SPAN><NOBR>FATCA-avtalet,</NOBR></P>
<P class="p48 ft22"><SPAN class="ft2">25.</SPAN><SPAN class="ft21">lag om ändring i lagen (2015:000) om identifiering av rappor- teringspliktiga konton vid automatiskt utbyte av upplysningar om finansiella konton.</SPAN></P>
<P class="p50 ft2">9</P>
</DIV>
<DIV id="page_10">
<TABLE cellpadding=0 cellspacing=0 class="t31">
<TR>
<TD class="tr36 td48"><P class="p20 ft2">Prop. 2015/16:10 <SPAN class="ft23">2</SPAN></P></TD>
<TD class="tr36 td49"><P class="p20 ft1">Lagtext</P></TD>
</TR>
</TABLE>
<P class="p51 ft2">Regeringen har följande förslag till lagtext.</P>
<P class="p52 ft26"><SPAN class="ft24">2.1</SPAN><SPAN class="ft25">Förslag till lag om ändring i föräldrabalken</SPAN></P>
<P class="p53 ft2">Härigenom föreskrivs att 13 kap. 19 §, 14 kap. 21 § och 16 kap. 10 a § föräldrabalken<SPAN class="ft27">1 </SPAN>ska ha följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 class="t32">
<TR>
<TD class="tr27 td50"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p54 ft29">13 kap.</P>
<P class="p55 ft2">19 §<SPAN class="ft27">2</SPAN></P>
<P class="p56 ft4">Om det av någon särskild anledning behövs för att trygga förvalt- ningen, får överförmyndaren</P>
<P class="p57 ft2">1. besluta att <NOBR>3–7</NOBR> §§ ska tillämpas även i andra fall än som följer av</P>
<P class="p58 ft2"><SPAN class="ft2">2</SPAN><SPAN class="ft18">§,</SPAN></P>
<P class="p59 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft30">begränsa möjligheten att ta ut pengar som har satts in hos bank, kreditmarknadsföretag eller värdepappersbolag, utöver vad som följer av</SPAN></P>
<P class="p58 ft2"><SPAN class="ft2">8</SPAN><SPAN class="ft18">§,</SPAN></P>
<P class="p59 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft18">besluta att värdehandlingar ska förvaras och förvaltas av ett värde- pappersinstitut enligt lagen (2007:528) om värdepappersmarknaden eller ett motsvarande utländskt institut som är underkastat en offentlig regle- ring som väsentligen stämmer överens med den som gäller för värde- pappersinstitut i Sverige,</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t33">
<TR height=0>
<TD width=20px></TD>
<TD width=40px></TD>
<TD width=9px></TD>
<TD width=33px></TD>
<TD width=30px></TD>
<TD width=11px></TD>
<TD width=14px></TD>
<TD width=14px></TD>
<TD width=25px></TD>
<TD width=44px></TD>
<TD width=17px></TD>
<TD width=19px></TD>
<TD width=26px></TD>
<TD width=21px></TD>
<TD width=22px></TD>
<TD width=9px></TD>
<TD width=22px></TD>
<TD width=17px></TD>
</TR>
<TR>
<TD colspan=3 class="tr34 td52"><P class="p60 ft2">4. genom</P></TD>
<TD colspan=3 class="tr34 td53"><P class="p1 ft2">meddelande</P></TD>
<TD colspan=2 class="tr34 td54"><P class="p61 ft2">till</P></TD>
<TD class="tr34 td55"><P class="p62 ft2">en</P></TD>
<TD colspan=3 class="tr34 td56"><P class="p18 ft2">4. genom</P></TD>
<TD colspan=3 class="tr34 td52"><P class="p19 ft2">meddelande</P></TD>
<TD class="tr34 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr34 td14"><P class="p63 ft2">till</P></TD>
<TD class="tr34 td58"><P class="p17 ft2">en</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td41"><P class="p20 ft3">central</P></TD>
<TD colspan=7 class="tr25 td59"><P class="p62 ft28">värdepappersförvarare<SPAN class="ft31">,</SPAN></P></TD>
<TD colspan=9 class="tr25 td60"><P class="p64 ft3">värdepapperscentral<SPAN class="ft2">, den som för</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft2">den</P></TD>
<TD class="tr25 td62"><P class="p64 ft2">som</P></TD>
<TD colspan=2 class="tr25 td63"><P class="p65 ft2">för ett</P></TD>
<TD colspan=3 class="tr25 td64"><P class="p66 ft2">register</P></TD>
<TD colspan=2 class="tr25 td65"><P class="p62 ft2">enligt</P></TD>
<TD colspan=9 class="tr25 td60"><P class="p64 ft2">ett register enligt 4 kap. 11 § lagen</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td52"><P class="p20 ft2">4 kap. 11 §</P></TD>
<TD class="tr26 td66"><P class="p1 ft2">lagen</P></TD>
<TD colspan=4 class="tr26 td52"><P class="p67 ft2">(2004:46)</P></TD>
<TD class="tr26 td55"><P class="p62 ft2">om</P></TD>
<TD colspan=9 class="tr26 td60"><P class="p64 ft2">(2004:46) om värdepappersfonder</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td67"><P class="p20 ft2">värdepappersfonder eller</P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td65"><P class="p62 ft2">enligt</P></TD>
<TD class="tr25 td69"><P class="p64 ft2">eller</P></TD>
<TD colspan=2 class="tr25 td35"><P class="p20 ft2">enligt</P></TD>
<TD colspan=2 class="tr25 td70"><P class="p68 ft2">12 kap.</P></TD>
<TD colspan=2 class="tr25 td71"><P class="p19 ft2">5 §</P></TD>
<TD colspan=2 class="tr25 td65"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td52"><P class="p20 ft2">12 kap. 5 §</P></TD>
<TD class="tr25 td66"><P class="p65 ft2">lagen</P></TD>
<TD colspan=4 class="tr25 td52"><P class="p69 ft2">(2013:561)</P></TD>
<TD class="tr25 td55"><P class="p62 ft2">om</P></TD>
<TD colspan=3 class="tr25 td56"><P class="p64 ft2">(2013:561)</P></TD>
<TD class="tr25 td72"><P class="p1 ft2">om</P></TD>
<TD colspan=4 class="tr25 td53"><P class="p70 ft2">förvaltare</P></TD>
<TD class="tr25 td58"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr26 td73"><P class="p20 ft2">förvaltare av alternativa investe-</P></TD>
<TD colspan=9 class="tr26 td60"><P class="p64 ft2">alternativa investeringsfonder eller</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td73"><P class="p20 ft2">ringsfonder eller den som har</P></TD>
<TD colspan=9 class="tr25 td60"><P class="p64 ft2">den som har registrerats som</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td41"><P class="p20 ft2">registrerats</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p71 ft2">som</P></TD>
<TD colspan=4 class="tr25 td52"><P class="p72 ft2">förvaltare</P></TD>
<TD class="tr25 td55"><P class="p62 ft2">av</P></TD>
<TD colspan=9 class="tr25 td60"><P class="p64 ft2">förvaltare av finansiella instrument</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr26 td73"><P class="p20 ft2">finansiella instrument eller andelar</P></TD>
<TD colspan=9 class="tr26 td60"><P class="p64 ft2">eller andelar i värdepappersfonder</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft2">i</P></TD>
<TD colspan=4 class="tr25 td74"><P class="p20 ft2">värdepappersfonder</P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td54"><P class="p69 ft2">eller</P></TD>
<TD class="tr25 td55"><P class="p62 ft2">i</P></TD>
<TD class="tr25 td69"><P class="p64 ft2">eller</P></TD>
<TD class="tr25 td58"><P class="p26 ft2">i</P></TD>
<TD colspan=4 class="tr25 td76"><P class="p73 ft2">specialfonder,</P></TD>
<TD colspan=3 class="tr25 td77"><P class="p17 ft31">begränsa</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td1"><P class="p20 ft2">specialfonder, begränsa</P></TD>
<TD colspan=4 class="tr25 td78"><P class="p62 ft2">föräldrars</P></TD>
<TD colspan=2 class="tr25 td49"><P class="p64 ft2">föräldrars</P></TD>
<TD colspan=3 class="tr25 td79"><P class="p70 ft2">möjlighet</P></TD>
<TD class="tr25 td14"><P class="p74 ft2">att</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td65"><P class="p17 ft2">förfoga</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr26 td73"><P class="p20 ft2">möjlighet att förfoga över rättig-</P></TD>
<TD colspan=9 class="tr26 td60"><P class="p64 ft2">över rättigheter som registreras <SPAN class="ft3">i</SPAN></P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td73"><P class="p20 ft2">heter som registreras enligt lagen</P></TD>
<TD colspan=5 class="tr25 td34"><P class="p64 ft3">avstämningsregister</P></TD>
<TD colspan=2 class="tr25 td71"><P class="p20 ft2">enligt</P></TD>
<TD colspan=2 class="tr25 td65"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td52"><P class="p20 ft2">(1998:1479)</P></TD>
<TD class="tr25 td66"><P class="p66 ft2">om</P></TD>
<TD colspan=4 class="tr25 td52"><P class="p75 ft2">kontoföring</P></TD>
<TD class="tr25 td55"><P class="p62 ft2">av</P></TD>
<TD colspan=3 class="tr25 td56"><P class="p64 ft2">(1998:1479)</P></TD>
<TD class="tr25 td72"><P class="p64 ft2">om</P></TD>
<TD colspan=5 class="tr25 td80"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td41"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=3 class="tr26 td81"><P class="p76 ft2">instrument</P></TD>
<TD colspan=2 class="tr26 td55"><P class="p20 ft2">eller</P></TD>
<TD colspan=2 class="tr26 td65"><P class="p62 ft2">som</P></TD>
<TD colspan=2 class="tr26 td49"><P class="p64 ft3">centraler</P></TD>
<TD colspan=2 class="tr26 td82"><P class="p60 ft3">och</P></TD>
<TD colspan=4 class="tr26 td53"><P class="p20 ft2">kontoföring</P></TD>
<TD class="tr26 td58"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td73"><P class="p20 ft2">avses i lagen om värdepappers-</P></TD>
<TD colspan=3 class="tr25 td56"><P class="p64 ft2">finansiella</P></TD>
<TD colspan=3 class="tr25 td52"><P class="p73 ft2">instrument</P></TD>
<TD colspan=2 class="tr25 td71"><P class="p77 ft28">eller</P></TD>
<TD class="tr25 td58"><P class="p17 ft3">i</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td73"><P class="p20 ft2">fonder eller i lagen om förvaltare</P></TD>
<TD colspan=3 class="tr25 td56"><P class="p64 ft3">motsvarande</P></TD>
<TD colspan=3 class="tr25 td52"><P class="p62 ft3">utländskt</P></TD>
<TD colspan=3 class="tr25 td77"><P class="p17 ft3">register</P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft2">av</P></TD>
<TD colspan=8 class="tr26 td83"><P class="p62 ft2">alternativa investeringsfonder,</P></TD>
<TD colspan=9 class="tr26 td60"><P class="p64 ft2">eller som avses i lagen om värde-</P></TD>
</TR>
<TR>
<TD class="tr31 td61"><P class="p20 ft2">och</P></TD>
<TD class="tr31 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr31 td34"><P class="p64 ft2">pappersfonder eller</P></TD>
<TD colspan=3 class="tr31 td85"><P class="p26 ft2">i lagen</P></TD>
<TD class="tr31 td58"><P class="p17 ft2">om</P></TD>
</TR>
</TABLE>
<TABLE cellpadding=0 cellspacing=0 class="t34">
<TR>
<TD class="tr26 td86"><P class="p28 ft32">1</P></TD>
<TD class="tr26 td87"><P class="p42 ft33">Balken omtryckt 1995:974.</P></TD>
</TR>
<TR>
<TD class="tr37 td86"><P class="p28 ft32">2</P></TD>
<TD class="tr37 td87"><P class="p42 ft33">Senaste lydelse 2013:562.</P></TD>
</TR>
<TR>
<TD class="tr31 td86"><P class="p78 ft2">10</P></TD>
<TD class="tr31 td87"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_11">
<P class="p79 ft4">förvaltare av alternativa investe- Prop. 2015/16:10 ringsfonder, och</P>
<P class="p48 ft2">5. genom meddelande till den som ska betala pengar till den omyndige besluta att pengarna ska sättas in hos bank eller kreditmarknadsföretag.</P>
<P class="p48 ft4">Meddelas beslut enligt första stycket 3, ska föräldrarna träffa avtal med ett värdepappersinstitut på villkor som överförmyndaren har godkänt.</P>
<P class="p48 ft4">Ett värdepappersinstitut är skyldigt att träffa ett sådant avtal om förvaring och förvaltning som avses i andra stycket. Avtalet får inte träffas på sämre villkor än de som värdepappersinstitutet erbjuder andra enskilda personer vid samma typ av avtal.</P>
<P class="p80 ft29">14 kap.</P>
<P class="p81 ft2">21 §<SPAN class="ft27">3</SPAN></P>
<P class="p82 ft2">Om det behövs för att trygga förvaltningen, får överförmyndaren</P>
<P class="p83 ft4"><SPAN class="ft2">1.</SPAN><SPAN class="ft30">begränsa möjligheten att ta ut pengar som har satts in hos bank, kreditmarknadsföretag eller värdepappersbolag, utöver vad som följer av 8 §,</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">besluta att värdehandlingar ska förvaras och förvaltas av ett värde- pappersinstitut enligt lagen (2007:528) om värdepappersmarknaden eller ett motsvarande utländskt institut som är underkastat en offentlig regle- ring som väsentligen stämmer överens med den som gäller för värde- pappersinstitut i Sverige,</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft19">genom meddelande till den som ska betala pengar till den enskilde besluta att pengarna ska sättas in hos bank eller kreditmarknadsföretag, och</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD colspan=4 class="tr34 td88"><P class="p60 ft2">4. genom</P></TD>
<TD colspan=5 class="tr34 td53"><P class="p1 ft2">meddelande</P></TD>
<TD class="tr34 td89"><P class="p61 ft2">till</P></TD>
<TD class="tr34 td72"><P class="p84 ft2">en</P></TD>
<TD colspan=3 class="tr34 td53"><P class="p85 ft2">4. genom</P></TD>
<TD colspan=4 class="tr34 td90"><P class="p68 ft2">meddelande</P></TD>
<TD class="tr34 td91"><P class="p42 ft2">till</P></TD>
<TD class="tr34 td14"><P class="p17 ft2">en</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td49"><P class="p20 ft3">central</P></TD>
<TD colspan=8 class="tr25 td59"><P class="p84 ft28">värdepappersförvarare<SPAN class="ft31">,</SPAN></P></TD>
<TD colspan=9 class="tr25 td73"><P class="p64 ft3">värdepapperscentral<SPAN class="ft2">, den som för</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td20"><P class="p20 ft2">den</P></TD>
<TD colspan=2 class="tr25 td62"><P class="p64 ft2">som</P></TD>
<TD colspan=2 class="tr25 td14"><P class="p20 ft2">för</P></TD>
<TD class="tr25 td58"><P class="p28 ft2">ett</P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td93"><P class="p84 ft2">register enligt</P></TD>
<TD colspan=9 class="tr25 td73"><P class="p64 ft2">ett register enligt 4 kap. 11 § lagen</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td94"><P class="p20 ft2">4 kap.</P></TD>
<TD colspan=2 class="tr26 td35"><P class="p86 ft2">11 §</P></TD>
<TD colspan=3 class="tr26 td95"><P class="p1 ft2">lagen</P></TD>
<TD colspan=3 class="tr26 td96"><P class="p75 ft2">(2004:46)</P></TD>
<TD class="tr26 td72"><P class="p84 ft2">om</P></TD>
<TD colspan=9 class="tr26 td73"><P class="p64 ft2">(2004:46) om värdepappersfonder</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td97"><P class="p20 ft2">värdepappersfonder</P></TD>
<TD colspan=2 class="tr25 td35"><P class="p87 ft2">eller</P></TD>
<TD colspan=2 class="tr25 td85"><P class="p84 ft2">enligt</P></TD>
<TD class="tr25 td63"><P class="p64 ft2">eller</P></TD>
<TD colspan=3 class="tr25 td98"><P class="p42 ft2">enligt</P></TD>
<TD colspan=2 class="tr25 td99"><P class="p71 ft2">12 kap.</P></TD>
<TD class="tr25 td100"><P class="p17 ft2">5 §</P></TD>
<TD colspan=2 class="tr25 td98"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td88"><P class="p20 ft2">12 kap. 5 §</P></TD>
<TD colspan=2 class="tr25 td84"><P class="p28 ft2">lagen</P></TD>
<TD colspan=4 class="tr25 td101"><P class="p61 ft2">(2013:561)</P></TD>
<TD class="tr25 td72"><P class="p84 ft2">om</P></TD>
<TD colspan=3 class="tr25 td53"><P class="p64 ft2">(2013:561)</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft2">om</P></TD>
<TD colspan=3 class="tr25 td101"><P class="p32 ft2">förvaltare</P></TD>
<TD class="tr25 td14"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=11 class="tr26 td60"><P class="p20 ft2">förvaltare av alternativa investe-</P></TD>
<TD colspan=9 class="tr26 td73"><P class="p64 ft2">alternativa investeringsfonder eller</P></TD>
</TR>
<TR>
<TD colspan=11 class="tr25 td60"><P class="p20 ft2">ringsfonder eller den som har</P></TD>
<TD colspan=9 class="tr25 td73"><P class="p64 ft2">den som har registrerats som</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td49"><P class="p20 ft2">registrerats</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td84"><P class="p1 ft2">som</P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td96"><P class="p88 ft2">förvaltare</P></TD>
<TD class="tr25 td72"><P class="p84 ft2">av</P></TD>
<TD colspan=9 class="tr25 td73"><P class="p64 ft2">förvaltare av finansiella instrument</P></TD>
</TR>
<TR>
<TD colspan=11 class="tr26 td60"><P class="p20 ft2">finansiella instrument eller andelar</P></TD>
<TD colspan=9 class="tr26 td73"><P class="p64 ft2">eller andelar i värdepappersfonder</P></TD>
</TR>
<TR>
<TD class="tr25 td20"><P class="p20 ft2">i</P></TD>
<TD colspan=7 class="tr25 td102"><P class="p20 ft2">värdepappersfonder</P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p69 ft2">eller</P></TD>
<TD class="tr25 td72"><P class="p84 ft2">i</P></TD>
<TD class="tr25 td63"><P class="p64 ft2">eller</P></TD>
<TD class="tr25 td57"><P class="p1 ft2">i</P></TD>
<TD colspan=4 class="tr25 td30"><P class="p70 ft2">specialfonder,</P></TD>
<TD colspan=3 class="tr25 td28"><P class="p17 ft2">begränsa</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td36"><P class="p20 ft2">specialfonder,</P></TD>
<TD colspan=3 class="tr25 td104"><P class="p89 ft31">begränsa</P></TD>
<TD colspan=3 class="tr25 td105"><P class="p84 ft2">ställföre-</P></TD>
<TD colspan=5 class="tr25 td106"><P class="p64 ft2">ställföreträdarens</P></TD>
<TD colspan=3 class="tr25 td101"><P class="p32 ft2">möjlighet</P></TD>
<TD class="tr25 td14"><P class="p17 ft2">att</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td49"><P class="p20 ft2">trädarens</P></TD>
<TD colspan=6 class="tr26 td36"><P class="p20 ft2">möjlighet att</P></TD>
<TD colspan=2 class="tr26 td85"><P class="p84 ft2">förfoga</P></TD>
<TD colspan=2 class="tr26 td107"><P class="p64 ft2">förfoga</P></TD>
<TD colspan=3 class="tr26 td24"><P class="p87 ft2">över</P></TD>
<TD colspan=3 class="tr26 td101"><P class="p90 ft2">rättigheter</P></TD>
<TD class="tr26 td14"><P class="p17 ft2">som</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td94"><P class="p20 ft2">över</P></TD>
<TD colspan=4 class="tr25 td79"><P class="p91 ft2">rättigheter</P></TD>
<TD colspan=2 class="tr25 td27"><P class="p20 ft2">som</P></TD>
<TD colspan=3 class="tr25 td105"><P class="p84 ft2">registreras</P></TD>
<TD colspan=3 class="tr25 td53"><P class="p64 ft2">registreras</P></TD>
<TD class="tr25 td57"><P class="p20 ft3">i</P></TD>
<TD colspan=5 class="tr25 td108"><P class="p17 ft3">avstämningsregister</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td94"><P class="p20 ft2">enligt</P></TD>
<TD colspan=3 class="tr25 td104"><P class="p87 ft2">lagen</P></TD>
<TD colspan=5 class="tr25 td76"><P class="p92 ft2">(1998:1479)</P></TD>
<TD class="tr25 td72"><P class="p84 ft2">om</P></TD>
<TD class="tr25 td63"><P class="p64 ft2">enligt</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td27"><P class="p93 ft2">lagen</P></TD>
<TD colspan=4 class="tr25 td80"><P class="p94 ft2">(1998:1479)</P></TD>
<TD class="tr25 td14"><P class="p17 ft2">om</P></TD>
</TR>
<TR>
<TD colspan=11 class="tr26 td60"><P class="p20 ft2">kontoföring av finansiella instru-</P></TD>
<TD colspan=9 class="tr26 td73"><P class="p64 ft3">värdepapperscentraler och <SPAN class="ft2">konto-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=11 class="tr25 td60"><P class="p20 ft2">ment eller som avses i lagen om</P></TD>
<TD class="tr25 td63"><P class="p64 ft2">föring</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft2">av</P></TD>
<TD colspan=3 class="tr25 td96"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=3 class="tr25 td28"><P class="p17 ft2">instrument</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td97"><P class="p20 ft2">värdepappersfonder</P></TD>
<TD colspan=2 class="tr25 td35"><P class="p68 ft2">eller</P></TD>
<TD colspan=2 class="tr25 td85"><P class="p84 ft2">i lagen</P></TD>
<TD class="tr25 td63"><P class="p64 ft3">eller</P></TD>
<TD class="tr25 td57"><P class="p76 ft3">i</P></TD>
<TD colspan=4 class="tr25 td30"><P class="p32 ft3">motsvarande</P></TD>
<TD colspan=3 class="tr25 td28"><P class="p17 ft3">utländskt</P></TD>
</TR>
<TR>
<TD class="tr26 td20"><P class="p20 ft2">om</P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td79"><P class="p95 ft2">förvaltare</P></TD>
<TD colspan=2 class="tr26 td27"><P class="p96 ft31">av</P></TD>
<TD colspan=3 class="tr26 td105"><P class="p84 ft2">alternativa</P></TD>
<TD colspan=9 class="tr26 td73"><P class="p64 ft2"><SPAN class="ft3">register </SPAN>eller som avses i lagen om</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td97"><P class="p20 ft2">investeringsfonder.</P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td110"><P class="p64 ft2">värdepappersfonder eller</P></TD>
<TD colspan=2 class="tr25 td98"><P class="p17 ft2">i lagen</P></TD>
</TR>
<TR>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td63"><P class="p64 ft2">om</P></TD>
<TD colspan=4 class="tr25 td49"><P class="p97 ft2">förvaltare</P></TD>
<TD class="tr25 td94"><P class="p68 ft2">av</P></TD>
<TD colspan=3 class="tr25 td28"><P class="p17 ft2">alternativa</P></TD>
</TR>
<TR>
<TD class="tr27 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr27 td111"><P class="p64 ft2">investeringsfonder.</P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td14"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p98 ft35"><SPAN class="ft34">3 </SPAN>Senaste lydelse 2013:562.</P>
<P class="p99 ft2">11</P>
</DIV>
<DIV id="page_12">
<DIV id="dimg1">
<INGENBILD zsrc="H3031012x1.jpg/" id="img1">
</DIV>
<P class="p100 ft4">Prop. 2015/16:10 Meddelas beslut enligt första stycket 2, ska ställföreträdaren träffa avtal med ett värdepappersinstitut på villkor som överförmyndaren har godkänt.</P>
<P class="p101 ft4">Ett värdepappersinstitut är skyldigt att träffa ett sådant avtal om förvaring och förvaltning som avses i andra stycket. Avtalet får inte träffas på sämre villkor än de som värdepappersinstitutet erbjuder andra enskilda personer vid samma typ av avtal.</P>
<P class="p102 ft29">16 kap.</P>
<P class="p103 ft2">10 a §<SPAN class="ft27">4</SPAN></P>
<P class="p104 ft2">En bank är skyldig att på begäran lämna överförmyndaren de uppgifter</P>
<TABLE cellpadding=0 cellspacing=0 class="t36">
<TR height=0>
<TD width=59px></TD>
<TD width=52px></TD>
<TD width=13px></TD>
<TD width=32px></TD>
<TD width=40px></TD>
<TD width=68px></TD>
<TD width=51px></TD>
<TD width=14px></TD>
<TD width=32px></TD>
<TD width=32px></TD>
</TR>
<TR>
<TD colspan=7 class="tr34 td112"><P class="p20 ft2">som behövs för överförmyndarens tillsynsverksamhet.</P></TD>
<TD class="tr34 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr34 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr34 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td28"><P class="p60 ft2">Första</P></TD>
<TD class="tr25 td24"><P class="p20 ft2">stycket</P></TD>
<TD colspan=2 class="tr25 td82"><P class="p26 ft2">gäller</P></TD>
<TD class="tr25 td62"><P class="p62 ft2">också</P></TD>
<TD class="tr25 td113"><P class="p18 ft2">Första</P></TD>
<TD class="tr25 td107"><P class="p20 ft2">stycket</P></TD>
<TD colspan=2 class="tr25 td114"><P class="p42 ft2">gäller</P></TD>
<TD class="tr25 td27"><P class="p17 ft2">också</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td86"><P class="p20 ft2">kreditmarknadsföretag,</P></TD>
<TD colspan=2 class="tr26 td81"><P class="p62 ft2">värdepap-</P></TD>
<TD colspan=3 class="tr26 td115"><P class="p64 ft2">kreditmarknadsföretag,</P></TD>
<TD colspan=2 class="tr26 td78"><P class="p17 ft2">värdepap-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td73"><P class="p20 ft3"><SPAN class="ft2">persbolag, </SPAN>centrala värdepappers-</P></TD>
<TD class="tr25 td113"><P class="p64 ft2">persbolag,</P></TD>
<TD class="tr25 td107"><P class="p1 ft3">svenska</P></TD>
<TD colspan=3 class="tr25 td116"><P class="p17 ft28">värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td28"><P class="p20 ft3">förvarare<SPAN class="ft2">,</SPAN></P></TD>
<TD colspan=4 class="tr25 td111"><P class="p62 ft2">kontoförande institut,</P></TD>
<TD class="tr25 td113"><P class="p64 ft3">centraler<SPAN class="ft2">,</SPAN></P></TD>
<TD colspan=4 class="tr25 td117"><P class="p17 ft2">kontoförande institut,</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td73"><P class="p20 ft2">fondbolag, <NOBR>AIF-förvaltare,</NOBR> förva-</P></TD>
<TD colspan=5 class="tr26 td60"><P class="p64 ft2">fondbolag, <NOBR>AIF-förvaltare,</NOBR> förva-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td86"><P class="p20 ft2">ringsinstitut, företag</P></TD>
<TD class="tr25 td27"><P class="p105 ft2">som</P></TD>
<TD class="tr25 td62"><P class="p62 ft2">driver</P></TD>
<TD colspan=3 class="tr25 td115"><P class="p64 ft2">ringsinstitut, företag</P></TD>
<TD class="tr25 td27"><P class="p105 ft2">som</P></TD>
<TD class="tr25 td27"><P class="p17 ft2">driver</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td102"><P class="p20 ft2">inlåningsverksamhet</P></TD>
<TD colspan=2 class="tr25 td82"><P class="p106 ft2">enligt</P></TD>
<TD class="tr25 td62"><P class="p62 ft2">lagen</P></TD>
<TD colspan=2 class="tr25 td87"><P class="p64 ft2">inlåningsverksamhet</P></TD>
<TD colspan=2 class="tr25 td114"><P class="p106 ft2">enligt</P></TD>
<TD class="tr25 td27"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD class="tr26 td28"><P class="p20 ft2">(2004:299)</P></TD>
<TD class="tr26 td24"><P class="p29 ft2">om</P></TD>
<TD colspan=3 class="tr26 td118"><P class="p62 ft2">inlåningsverk-</P></TD>
<TD class="tr26 td113"><P class="p64 ft2">(2004:299)</P></TD>
<TD class="tr26 td107"><P class="p29 ft2">om</P></TD>
<TD colspan=3 class="tr26 td116"><P class="p17 ft2">inlåningsverk-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td73"><P class="p20 ft2">samhet och utländska företag som</P></TD>
<TD colspan=5 class="tr25 td60"><P class="p64 ft2">samhet och utländska företag som</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td86"><P class="p20 ft2">driver motsvarande</P></TD>
<TD colspan=2 class="tr25 td81"><P class="p62 ft2">verksamhet</P></TD>
<TD colspan=3 class="tr25 td115"><P class="p64 ft2">driver motsvarande</P></TD>
<TD colspan=2 class="tr25 td78"><P class="p17 ft2">verksamhet</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr27 td86"><P class="p20 ft2">från en filial i Sverige.</P></TD>
<TD class="tr27 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td62"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr27 td115"><P class="p64 ft2">från en filial i Sverige.</P></TD>
<TD class="tr27 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td27"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p107 ft2">Denna lag träder i kraft den 1 mars 2016.</P>
<P class="p108 ft35"><SPAN class="ft34">4 </SPAN>Senaste lydelse 2013:562.</P>
<P class="p109 ft2">12</P>
</DIV>
<DIV id="page_13">
<TABLE cellpadding=0 cellspacing=0 class="t37">
<TR>
<TD class="tr38 td49"><P class="p20 ft26">2.2</P></TD>
<TD colspan=5 class="tr38 td119"><P class="p110 ft26">Förslag till lag om ändring i utsökningsbalken</P></TD>
<TD class="tr38 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr39 td120"><P class="p111 ft2">Härigenom föreskrivs att 4 kap. 30 § och 6 kap. 2 § utsökningsbalken</P></TD>
<TD class="tr39 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td1"><P class="p20 ft2">ska ha följande lydelse.</P></TD>
<TD class="tr31 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td96"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td52"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td52"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr40 td1"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr40 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr40 td1"><P class="p20 ft3">Föreslagen lydelse</P></TD>
<TD class="tr40 td52"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td49"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td101"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td59"><P class="p88 ft29">4 kap.</P></TD>
<TD class="tr41 td52"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td52"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td49"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td101"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td59"><P class="p112 ft2">30 §<SPAN class="ft27">1</SPAN></P></TD>
<TD class="tr26 td52"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td52"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p113 ft2">Utmätning medför förmånsrätt i</P></TD>
<TD colspan=3 class="tr25 td123"><P class="p111 ft2">Utmätning medför förmånsrätt i</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td122"><P class="p20 ft2">och med beslutet, om <SPAN class="ft3">ej </SPAN>annat</P></TD>
<TD colspan=3 class="tr26 td123"><P class="p20 ft2">och med beslutet, om <SPAN class="ft3">inte </SPAN>annat</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p20 ft2">följer av andra, fjärde eller femte</P></TD>
<TD colspan=3 class="tr25 td123"><P class="p20 ft2">följer av andra, fjärde eller femte</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td1"><P class="p20 ft2">stycket eller 7 kap. 13 §.</P></TD>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td1"><P class="p20 ft2">stycket eller 7 kap. 13 §.</P></TD>
<TD class="tr25 td52"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td122"><P class="p113 ft2">Utmätning av här i landet</P></TD>
<TD colspan=3 class="tr26 td123"><P class="p111 ft2">Utmätning av här i landet</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td49"><P class="p20 ft2">registrerat</P></TD>
<TD class="tr25 td101"><P class="p42 ft2">skepp eller</P></TD>
<TD class="tr25 td121"><P class="p113 ft2">luftfartyg,</P></TD>
<TD class="tr25 td96"><P class="p20 ft2">registrerat</P></TD>
<TD class="tr25 td52"><P class="p75 ft2">skepp eller</P></TD>
<TD class="tr25 td52"><P class="p111 ft2">luftfartyg,</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td49"><P class="p20 ft2">intecknade</P></TD>
<TD class="tr25 td101"><P class="p71 ft2">reservdelar</P></TD>
<TD class="tr25 td121"><P class="p113 ft2">till sådant</P></TD>
<TD class="tr25 td96"><P class="p20 ft2">intecknade</P></TD>
<TD class="tr25 td52"><P class="p75 ft2">reservdelar</P></TD>
<TD class="tr25 td52"><P class="p111 ft2">till sådant</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td122"><P class="p20 ft2">luftfartyg eller fast egendom med-</P></TD>
<TD colspan=3 class="tr26 td123"><P class="p20 ft2">luftfartyg eller fast egendom med-</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p20 ft2">för inte förmånsrätt förrän ärende</P></TD>
<TD colspan=3 class="tr25 td123"><P class="p20 ft2">för inte förmånsrätt förrän ärende</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p20 ft2">angående anteckning om utmät-</P></TD>
<TD colspan=3 class="tr25 td123"><P class="p20 ft2">angående anteckning om utmät-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td122"><P class="p20 ft2">ningen tas upp på inskrivningsdag.</P></TD>
<TD colspan=3 class="tr26 td123"><P class="p20 ft2">ningen tas upp på inskrivningsdag.</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p20 ft2">Upptas på samma inskrivningsdag</P></TD>
<TD colspan=3 class="tr25 td123"><P class="p20 ft2">Upptas på samma inskrivningsdag</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p20 ft2">mer än ett sådant ärende, ska den</P></TD>
<TD colspan=3 class="tr25 td123"><P class="p20 ft2">mer än ett sådant ärende, ska den</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td122"><P class="p20 ft2">utmätning som skedde först ha</P></TD>
<TD colspan=3 class="tr26 td123"><P class="p20 ft2">utmätning som skedde först ha</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p20 ft2">företräde. Om här i landet</P></TD>
<TD colspan=3 class="tr25 td123"><P class="p20 ft2">företräde. Om här i landet</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td49"><P class="p20 ft2">registrerat</P></TD>
<TD class="tr25 td101"><P class="p1 ft2">skepp eller</P></TD>
<TD class="tr25 td121"><P class="p113 ft2">luftfartyg</P></TD>
<TD class="tr25 td96"><P class="p20 ft2">registrerat</P></TD>
<TD class="tr25 td52"><P class="p72 ft2">skepp eller</P></TD>
<TD class="tr25 td52"><P class="p111 ft2">luftfartyg</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td122"><P class="p20 ft2">som har utmätts här blir utmätt i</P></TD>
<TD colspan=3 class="tr26 td123"><P class="p20 ft2">som har utmätts här blir utmätt i</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p20 ft2">ett annat land innan det har tagits</P></TD>
<TD colspan=3 class="tr25 td123"><P class="p20 ft2">ett annat land innan det har tagits</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p20 ft3"><SPAN class="ft2">om hand av </SPAN>kronofogdemyndig-</P></TD>
<TD colspan=3 class="tr25 td123"><P class="p20 ft3"><SPAN class="ft2">om hand av </SPAN>Kronofogdemyndig-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td122"><P class="p20 ft2"><SPAN class="ft3">heten</SPAN>, ska den rätt som har vunnits</P></TD>
<TD colspan=3 class="tr26 td123"><P class="p20 ft2"><SPAN class="ft3">heten</SPAN>, ska den rätt som har vunnits</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p20 ft2">genom den förra utmätningen gälla</P></TD>
<TD colspan=3 class="tr25 td123"><P class="p20 ft2">genom den förra utmätningen gälla</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td1"><P class="p20 ft2">som panträtt.</P></TD>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td1"><P class="p20 ft2">som panträtt.</P></TD>
<TD class="tr25 td52"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p60 ft2">Utmätning av fast egendom eller</P></TD>
<TD colspan=3 class="tr25 td123"><P class="p26 ft2">av luftfartyg i vilket en rättighet</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p114 ft2">skrivits in i inskrivningsregistret för luftfartyg ger företräde framför rättighet i egendomen, om ärende angående anteckning om utmätningen tas upp senast på den inskrivningsdag då inskrivning av rättigheten söks.</P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR height=0>
<TD width=74px></TD>
<TD width=76px></TD>
<TD width=55px></TD>
<TD width=64px></TD>
<TD width=34px></TD>
<TD width=52px></TD>
<TD width=38px></TD>
</TR>
<TR>
<TD colspan=3 class="tr31 td122"><P class="p113 ft2">Utmätning av en rättighet som är</P></TD>
<TD colspan=4 class="tr31 td124"><P class="p17 ft2">Utmätning av en rättighet som är</P></TD>
</TR>
<TR>
<TD class="tr25 td53"><P class="p20 ft2">registrerad</P></TD>
<TD class="tr25 td125"><P class="p85 ft2">enligt</P></TD>
<TD class="tr25 td64"><P class="p113 ft2">lagen</P></TD>
<TD class="tr25 td78"><P class="p20 ft2">registrerad</P></TD>
<TD colspan=2 class="tr25 td30"><P class="p2 ft2">enligt</P></TD>
<TD class="tr25 td95"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD class="tr26 td53"><P class="p20 ft2">(1998:1479)</P></TD>
<TD colspan=2 class="tr26 td126"><P class="p113 ft2">om kontoföring av</P></TD>
<TD colspan=2 class="tr26 td127"><P class="p20 ft2">(1998:1479) om</P></TD>
<TD colspan=2 class="tr26 td128"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td53"><P class="p20 ft2">finansiella</P></TD>
<TD class="tr25 td125"><P class="p20 ft2">instrument</P></TD>
<TD class="tr25 td64"><P class="p113 ft2">medför</P></TD>
<TD class="tr25 td78"><P class="p20 ft3">centraler</P></TD>
<TD class="tr25 td94"><P class="p20 ft3">och</P></TD>
<TD colspan=2 class="tr25 td128"><P class="p17 ft2">kontoföring av</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p113 ft2">förmånsrätt genom registrering av</P></TD>
<TD class="tr25 td78"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=2 class="tr25 td30"><P class="p70 ft2">instrument</P></TD>
<TD class="tr25 td95"><P class="p17 ft2">medför</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td122"><P class="p20 ft2">utmätningen enligt den lagen.</P></TD>
<TD colspan=4 class="tr26 td124"><P class="p17 ft2">förmånsrätt genom registrering av</P></TD>
</TR>
<TR>
<TD class="tr32 td53"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td125"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td64"><P class="p20 ft14"> </P></TD>
<TD colspan=4 class="tr32 td124"><P class="p20 ft15">utmätningen enligt den lagen.</P></TD>
</TR>
</TABLE>
<P class="p48 ft4">Utmäts en rättighet som förvaltas enligt 3 kap. i nämnda lag inträder förmånsrätten i stället genom underrättelse till förvaltaren om utmät- ningen. Detsamma gäller om utmätningen avser en panträtt i en rättighet som förvaltas enligt det kapitlet.</P>
<P class="p115 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2011:1201.</P>
<P class="p99 ft2">13</P>
</DIV>
<DIV id="page_14">
<DIV id="id_1">
<DIV id="id_1_1">
<TABLE cellpadding=0 cellspacing=0 class="t38">
<TR>
<TD class="tr2 td129"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td56"><P class="p60 ft2">Utmätning</P></TD>
<TD class="tr2 td114"><P class="p20 ft2">av ett</P></TD>
<TD class="tr2 td130"><P class="p17 ft2">elcertifikat</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td124"><P class="p17 ft2">eller en rättighet som är registrerad</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td56"><P class="p20 ft2">enligt lagen</P></TD>
<TD colspan=2 class="tr25 td97"><P class="p17 ft2">(2011:1200) om</P></TD>
</TR>
<TR>
<TD class="tr32 td129"><P class="p20 ft14"> </P></TD>
<TD colspan=2 class="tr32 td131"><P class="p20 ft15">elcertifikat medför</P></TD>
<TD class="tr32 td130"><P class="p17 ft15">förmånsrätt</P></TD>
</TR>
</TABLE>
<P class="p116 ft4">genom registrering av utmätningen enligt den lagen. Detsamma gäller för en utsläppsrätt eller en <SPAN class="ft36">rätttighet </SPAN>som är registrerad enligt lagen (2004:1199) om handel med utsläppsrätter.</P>
</DIV>
<DIV id="id_1_2">
<P class="p117 ft2">Utmätning av ett elcertifikat eller en rättighet som är registrerad enligt lagen (2011:1200) om elcertifikat medför förmånsrätt genom registrering av utmätningen enligt den lagen. Detsamma gäller för en utsläppsrätt eller en <SPAN class="ft3">rättighet </SPAN>som är registrerad enligt lagen (2004:1199) om handel med utsläppsrätter.</P>
</DIV>
</DIV>
<DIV id="id_2">
<P class="p118 ft29">6 kap.</P>
<P class="p119 ft2">2 §<SPAN class="ft27">2</SPAN></P>
<P class="p120 ft4">Pengar samt löpande skuldebrev och annan handling, vars uppvisande utgör villkor för rätt att kräva betalning eller begära att någon annan förpliktelse fullgörs, ska tas i förvar.</P>
<P class="p59 ft2">Utmäts pantbrev i skepp eller fastighet eller skuldebrev som är intecknat i luftfartyg eller reservdelar till luftfartyg hos den intecknade egendomens ägare, ska pantbrevet eller inteckningshandlingen tas i förvar. Om beslutet om utmätning av pantbrev avser ett datapantbrev, ska Kronofogdemyndigheten begära att den statliga lantmäterimyndigheten beslutar att sådana registreringsåtgärder som anges i <NOBR>7–8</NOBR> §§ lagen (1994:448) om pantbrevsregister inte får vidtas eller att den statliga lant- mäterimyndigheten utfärdar ett skriftligt pantbrev enligt 8 § nämnda lag.</P>
<P class="p120 ft2">Om det kan antas att en sådan handling som avses i första eller andra stycket undanhålls eller har förkommit, ska i stället sekundogäldenären eller annan förpliktad meddelas förbud att fullgöra sin förpliktelse till annan än Kronofogdemyndigheten eller den som myndigheten anvisar.</P>
<TABLE cellpadding=0 cellspacing=0 class="t33">
<TR>
<TD colspan=6 class="tr28 td73"><P class="p62 ft2">Utmätning av en rättighet som är</P></TD>
<TD colspan=6 class="tr28 td60"><P class="p17 ft2">Utmätning av en rättighet som är</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td132"><P class="p20 ft2">registrerad</P></TD>
<TD colspan=2 class="tr25 td90"><P class="p121 ft2">enligt</P></TD>
<TD colspan=2 class="tr25 td62"><P class="p62 ft2">lagen</P></TD>
<TD colspan=2 class="tr25 td133"><P class="p64 ft2">registrerad</P></TD>
<TD colspan=2 class="tr25 td116"><P class="p122 ft2">enligt</P></TD>
<TD colspan=2 class="tr25 td27"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td132"><P class="p20 ft2">(1998:1479)</P></TD>
<TD class="tr25 td109"><P class="p123 ft2">om</P></TD>
<TD colspan=2 class="tr25 td101"><P class="p1 ft2">kontoföring</P></TD>
<TD class="tr25 td72"><P class="p62 ft2">av</P></TD>
<TD colspan=2 class="tr25 td133"><P class="p64 ft2">(1998:1479)</P></TD>
<TD class="tr25 td91"><P class="p26 ft2">om</P></TD>
<TD colspan=3 class="tr25 td80"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td73"><P class="p62 ft2">finansiella instrument ska säker-</P></TD>
<TD colspan=3 class="tr26 td134"><P class="p64 ft3">centraler och</P></TD>
<TD colspan=2 class="tr26 td121"><P class="p94 ft2">kontoföring</P></TD>
<TD class="tr26 td100"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD class="tr25 td98"><P class="p20 ft2">ställas</P></TD>
<TD colspan=2 class="tr25 td135"><P class="p92 ft2">genom</P></TD>
<TD colspan=2 class="tr25 td101"><P class="p20 ft2">registrering</P></TD>
<TD class="tr25 td72"><P class="p62 ft2">av</P></TD>
<TD colspan=6 class="tr25 td60"><P class="p17 ft2">finansiella instrument ska säker-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td132"><P class="p20 ft2">utmätningen</P></TD>
<TD colspan=2 class="tr25 td90"><P class="p71 ft2">enligt den</P></TD>
<TD colspan=2 class="tr25 td62"><P class="p62 ft2">lagen.</P></TD>
<TD class="tr25 td136"><P class="p64 ft2">ställas</P></TD>
<TD colspan=2 class="tr25 td137"><P class="p68 ft2">genom</P></TD>
<TD colspan=2 class="tr25 td121"><P class="p94 ft2">registrering</P></TD>
<TD class="tr25 td100"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td73"><P class="p62 ft2">Utmäts en rättighet som förvaltas</P></TD>
<TD colspan=2 class="tr26 td133"><P class="p64 ft2">utmätningen</P></TD>
<TD colspan=2 class="tr26 td116"><P class="p26 ft2">enligt den</P></TD>
<TD colspan=2 class="tr26 td27"><P class="p17 ft2">lagen.</P></TD>
</TR>
<TR>
<TD class="tr25 td98"><P class="p20 ft2">enligt</P></TD>
<TD class="tr25 td94"><P class="p20 ft2">3 kap.</P></TD>
<TD colspan=3 class="tr25 td138"><P class="p70 ft2">nämnda lag,</P></TD>
<TD class="tr25 td72"><P class="p62 ft2">ska</P></TD>
<TD colspan=6 class="tr25 td60"><P class="p17 ft2">Utmäts en rättighet som förvaltas</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td73"><P class="p62 ft2">säkerställandet i stället ske genom</P></TD>
<TD class="tr25 td136"><P class="p64 ft2">enligt</P></TD>
<TD class="tr25 td139"><P class="p20 ft2">3 kap.</P></TD>
<TD colspan=3 class="tr25 td140"><P class="p68 ft2">nämnda lag,</P></TD>
<TD class="tr25 td100"><P class="p17 ft2">ska</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td132"><P class="p20 ft2">underrättelse</P></TD>
<TD class="tr26 td109"><P class="p123 ft2">till</P></TD>
<TD colspan=2 class="tr26 td101"><P class="p71 ft2">förvaltaren</P></TD>
<TD class="tr26 td72"><P class="p62 ft2">om</P></TD>
<TD colspan=6 class="tr26 td60"><P class="p17 ft2">säkerställandet i stället ske genom</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td73"><P class="p62 ft2">utmätningen. Detsamma gäller om</P></TD>
<TD colspan=2 class="tr25 td133"><P class="p64 ft2">underrättelse</P></TD>
<TD class="tr25 td91"><P class="p20 ft2">till</P></TD>
<TD colspan=2 class="tr25 td121"><P class="p84 ft2">förvaltaren</P></TD>
<TD class="tr25 td100"><P class="p17 ft2">om</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td73"><P class="p62 ft2">utmätningen avser en panträtt i en</P></TD>
<TD colspan=6 class="tr25 td60"><P class="p17 ft2">utmätningen. Detsamma gäller om</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td73"><P class="p62 ft2">rättighet som förvaltas enligt det</P></TD>
<TD colspan=6 class="tr26 td60"><P class="p17 ft2">utmätningen avser en panträtt i en</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td132"><P class="p20 ft2">kapitlet.</P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td60"><P class="p17 ft2">rättighet som förvaltas enligt det</P></TD>
</TR>
<TR>
<TD class="tr32 td98"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td94"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td109"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td141"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td68"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td72"><P class="p20 ft14"> </P></TD>
<TD colspan=2 class="tr32 td133"><P class="p64 ft15">kapitlet.</P></TD>
<TD class="tr32 td91"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td28"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td68"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td100"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p59 ft4">Utmätning av ett elcertifikat eller en rättighet som är registrerad enligt lagen (2011:1200) om elcertifikat ska säkerställas genom registrering av utmätningen enligt den lagen. Detsamma gäller vid utmätning av en</P>
<P class="p124 ft35"><SPAN class="ft34">2 </SPAN>Senaste lydelse 2011:1201.</P>
<P class="p125 ft2">14</P>
</DIV>
</DIV>
<DIV id="page_15">
<DIV id="dimg1">
<INGENBILD zsrc="H3031015x1.jpg/" id="img1">
</DIV>
<DIV>
<DIV id="id_1">
<P class="p126 ft22">utsläppsrätt eller en rättighet som är registrerad enligt lagen (2004:1199) om handel med utsläppsrätter.</P>
<P class="p127 ft2">Denna lag träder i kraft den 1 mars 2016.</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">15</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_16">
<DIV id="tx1"><SPAN class="ft3">Har </SPAN><SPAN class="ft2">genom </SPAN><SPAN class="ft3">ett </SPAN><SPAN class="ft2">skuldebrev eller </SPAN><SPAN class="ft3">på annat sätt en </SPAN><SPAN class="ft2">gåva </SPAN><SPAN class="ft3">utfästs </SPAN><SPAN class="ft2">i </SPAN><SPAN class="ft3">pengar </SPAN><SPAN class="ft2">eller lösören, </SPAN><SPAN class="ft3">fullbordas gåvan genom att </SPAN><SPAN class="ft2">det som </SPAN><SPAN class="ft3">utfästs kommer </SPAN><SPAN class="ft2">i gåvotagarens besittning. I fråga om skepp, skeppsbygge eller luftfartyg gäller i stället att </SPAN><SPAN class="ft3">gåvan fullbordas genom att </SPAN><SPAN class="ft2">inskrivning för förvärvet </SPAN><SPAN class="ft3">söks </SPAN><SPAN class="ft2">enligt </SPAN><SPAN class="ft3">särskilda föreskrifter</SPAN><SPAN class="ft2">. Har genom ett skuldebrev eller på annat sätt en gåva utfästs i en rättighet som registreras enligt lagen (1998:1479) om </SPAN><SPAN class="ft3">värde- papperscentraler och </SPAN><SPAN class="ft2">kontoföring av finansiella instrument</SPAN><SPAN class="ft3">, </SPAN><SPAN class="ft2">fullbord- as gåvan genom att rättigheten registreras för gåvotagaren enligt bestämmelserna i den lagen eller, om rättigheten förvaltas enligt 3 kap. i den lagen, genom att för- valtaren underrättas om utfästel- sen.</SPAN></DIV>
<TABLE cellpadding=0 cellspacing=0 class="t39">
<TR>
<TD class="tr35 td48"><P class="p20 ft2">Prop. 2015/16:10 <SPAN class="ft37">2.3</SPAN></P></TD>
<TD class="tr35 td142"><P class="p20 ft26">Förslag till lag om ändring i lagen (1936:83)</P></TD>
</TR>
<TR>
<TD class="tr42 td48"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td142"><P class="p20 ft26">angående vissa utfästelser om gåva</P></TD>
</TR>
</TABLE>
<P class="p129 ft4">Härigenom föreskrivs att 2 och 3 §§ lagen (1936:83) angående vissa utfästelser om gåva ska ha följande lydelse.</P>
<P class="p130 ft3">Nuvarande lydelse Föreslagen lydelse</P>
<P class="p131 ft2">2 §<SPAN class="ft27">1 </SPAN><SPAN class="ft3">Är </SPAN>genom skuldebrev eller</P>
<P class="p132 ft3">annorledes <SPAN class="ft2">gåva </SPAN>utfäst <SPAN class="ft2">i </SPAN>penningar <SPAN class="ft2">eller lösören, </SPAN>gälle den ej såsom fullbordad med mindre <SPAN class="ft2">det som </SPAN>utfäst är kommit <SPAN class="ft2">i gåvotagarens besittning. I fråga om skepp, skeppsbygge eller luftfartyg gäller i stället att </SPAN>gåva ej är att anse såsom fullbordad, med mindre <SPAN class="ft2">inskrivning för förvärvet </SPAN>sökts <SPAN class="ft2">enligt </SPAN>vad om detta är särskilt stadgat<SPAN class="ft2">. Har genom ett skuldebrev eller på annat sätt en gåva utfästs i en rättighet som registreras enligt lagen (1998:1479) om kontoföring av finansiella instrument full- bordas gåvan genom att rättigheten registreras för gåvotagaren enligt bestämmelserna i den lagen eller, om rättigheten förvaltas enligt 3 kap. i den lagen, genom att för- valtaren underrättas om utfästel- sen.</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t40">
<TR>
<TD class="tr43 td85"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td78"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr43 td118"><P class="p133 ft2">3 §<SPAN class="ft27">2</SPAN></P></TD>
<TD class="tr43 td137"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td78"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td50"><P class="p30 ft2"><SPAN class="ft3">Bortgiver </SPAN>någon aktiebrev eller</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2"><SPAN class="ft3">Om </SPAN>någon <SPAN class="ft3">ger bort </SPAN>aktiebrev</P></TD>
</TR>
<TR>
<TD class="tr26 td85"><P class="p20 ft2">löpande</P></TD>
<TD colspan=2 class="tr26 td106"><P class="p20 ft2">skuldebrev eller</P></TD>
<TD class="tr26 td77"><P class="p30 ft31">annan</P></TD>
<TD class="tr26 td139"><P class="p20 ft2">eller</P></TD>
<TD class="tr26 td137"><P class="p20 ft2">löpande</P></TD>
<TD class="tr26 td78"><P class="p134 ft2">skuldebrev</P></TD>
<TD class="tr26 td27"><P class="p17 ft2">eller</P></TD>
</TR>
<TR>
<TD class="tr25 td85"><P class="p20 ft2">handling</P></TD>
<TD class="tr25 td65"><P class="p76 ft2">vars</P></TD>
<TD class="tr25 td78"><P class="p20 ft2">företeende</P></TD>
<TD class="tr25 td77"><P class="p30 ft2">utgör</P></TD>
<TD class="tr25 td139"><P class="p20 ft2">annan</P></TD>
<TD class="tr25 td137"><P class="p66 ft2">handling</P></TD>
<TD colspan=2 class="tr25 td144"><P class="p17 ft2">vars företeende</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td50"><P class="p30 ft2">villkor för rätt att kräva betalning</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">utgör villkor för rätt att kräva</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td50"><P class="p30 ft2">eller för utövande av annan rättig-</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft2">betalning eller för utövande av</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td50"><P class="p30 ft3"><SPAN class="ft2">het, </SPAN>gälle <SPAN class="ft2">gåvan </SPAN>såsom fullbordad</P></TD>
<TD class="tr25 td139"><P class="p20 ft2">annan</P></TD>
<TD class="tr25 td137"><P class="p1 ft2">rättighet,</P></TD>
<TD class="tr25 td78"><P class="p134 ft28">fullbordas</P></TD>
<TD class="tr25 td27"><P class="p17 ft31">gåvan</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td50"><P class="p30 ft2"><SPAN class="ft3">då </SPAN>gåvotagaren <SPAN class="ft3">fått </SPAN>handlingen i</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2"><SPAN class="ft3">genom att </SPAN>gåvotagaren <SPAN class="ft3">får </SPAN>hand-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td50"><P class="p30 ft2">sin besittning. <SPAN class="ft3">Efterskänkes </SPAN>ford-</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft2">lingen i sin besittning. <SPAN class="ft3">Om en</SPAN></P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td50"><P class="p30 ft2">ran enligt sådan handling, <SPAN class="ft3">vare</SPAN></P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">fordran enligt <SPAN class="ft3">en </SPAN>sådan handling</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td50"><P class="p30 ft3"><SPAN class="ft2">gåvan </SPAN>för fullbordad hållen <SPAN class="ft2">först</SPAN></P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft3">efterskänks, fullbordas <SPAN class="ft2">gåvan först</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td140"><P class="p20 ft2"><SPAN class="ft3">då </SPAN>handlingen</P></TD>
<TD class="tr26 td78"><P class="p68 ft2">återställts</P></TD>
<TD class="tr26 td77"><P class="p30 ft2">eller</P></TD>
<TD colspan=2 class="tr26 td47"><P class="p20 ft2"><SPAN class="ft3">när </SPAN>handlingen</P></TD>
<TD class="tr26 td78"><P class="p135 ft2">återställts</P></TD>
<TD class="tr26 td27"><P class="p17 ft2">eller</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td140"><P class="p20 ft2">gjorts obrukbar.</P></TD>
<TD class="tr31 td78"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td77"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td47"><P class="p20 ft2">gjorts obrukbar.</P></TD>
<TD class="tr31 td78"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td27"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<TABLE cellpadding=0 cellspacing=0 class="t41">
<TR>
<TD class="tr26 td86"><P class="p28 ft32">1</P></TD>
<TD class="tr26 td145"><P class="p42 ft35">Senaste lydelse 2004:85.</P></TD>
</TR>
<TR>
<TD class="tr37 td86"><P class="p28 ft32">2</P></TD>
<TD class="tr37 td145"><P class="p42 ft33">Senaste lydelse 1992:1311.</P></TD>
</TR>
<TR>
<TD class="tr31 td86"><P class="p78 ft2">16</P></TD>
<TD class="tr31 td145"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_17">
<DIV id="dimg1">
<INGENBILD zsrc="H3031017x1.jpg/" id="img1">
</DIV>
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p117 ft2">Om någon ger bort en rättighet som registreras enligt <SPAN class="ft3">aktiekonto- lagen (1989:827)</SPAN>, fullbordas gåvan genom att rättigheten registreras för gåvotagaren enligt bestämmelserna i den lagen eller, om rättigheten förvaltas enligt <SPAN class="ft3">8 </SPAN>kap. <SPAN class="ft3">i </SPAN>sistnämnda lag, genom att förvaltaren underrättas om gåvan. Om en fordran som registreras enligt sistnämnda lag efterskänks, fullbordas gåvan genom regist- rering eller underrättelse i enlighet med vad nu sagts.</P>
<P class="p136 ft2"><SPAN class="ft3">Bortgives </SPAN>annan fordran än i första eller andra stycket <SPAN class="ft3">sägs</SPAN>, <SPAN class="ft3">vare överlåtelsen för fullbordad ansedd då </SPAN>gäldenären <SPAN class="ft3">underrättats </SPAN>av givaren. <SPAN class="ft3">Har </SPAN>gåvan tillkommit genom skriftlig utfästelse <SPAN class="ft3">varom sägs </SPAN>i 1 § första stycket, eller under sådana särskilda omständig- heter som där <SPAN class="ft3">avses</SPAN>, och <SPAN class="ft3">sker </SPAN>underrättelse genom gåvotagaren, <SPAN class="ft3">gälle </SPAN>överlåtelsen <SPAN class="ft3">ock såsom </SPAN>fullbordad. <SPAN class="ft3">Efterskänkes </SPAN>fordran <SPAN class="ft3">varom här är fråga, gälle </SPAN>gåvan strax såsom fullbordad.</P>
</DIV>
<DIV id="id_1_2">
<P class="p137 ft4">Om någon ger bort en rättighet Prop. 2015/16:10 som registreras enligt <SPAN class="ft36">lagen</SPAN></P>
<P class="p138 ft3">(1998:1479) om värdepappers- centraler och kontoföring av finansiella instrument<SPAN class="ft2">, fullbordas gåvan genom att rättigheten registreras för gåvotagaren enligt bestämmelserna i den lagen eller,</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t42">
<TR>
<TD colspan=2 class="tr34 td127"><P class="p20 ft2">om rättigheten</P></TD>
<TD class="tr34 td41"><P class="p26 ft2">förvaltas</P></TD>
<TD class="tr34 td84"><P class="p17 ft2">enligt</P></TD>
</TR>
<TR>
<TD class="tr26 td18"><P class="p20 ft2"><SPAN class="ft3">3 </SPAN>kap.</P></TD>
<TD class="tr26 td64"><P class="p20 ft3"><NOBR>7–13</NOBR> §§</P></TD>
<TD class="tr26 td41"><P class="p20 ft31">sistnämnda</P></TD>
<TD class="tr26 td84"><P class="p17 ft2">lag,</P></TD>
</TR>
<TR>
<TD class="tr32 td18"><P class="p20 ft15">genom</P></TD>
<TD colspan=3 class="tr32 td146"><P class="p17 ft15">att förvaltaren underrättas</P></TD>
</TR>
</TABLE>
<P class="p138 ft2">om gåvan. Om en fordran som registreras enligt sistnämnda lag efterskänks, fullbordas gåvan genom registrering eller under- rättelse i enlighet med vad nu sagts.</P>
<P class="p139 ft3">Om någon ger bort en <SPAN class="ft2">annan fordran än </SPAN>som anges <SPAN class="ft2">i första eller andra stycket, </SPAN>fullbordas över- låtelsen genom att <SPAN class="ft2">gäldenären </SPAN>underrättas <SPAN class="ft2">av givaren. </SPAN>Om <SPAN class="ft2">gåvan </SPAN>har <SPAN class="ft2">tillkommit genom skriftlig utfästelse </SPAN>som anges <SPAN class="ft2">i 1 § första stycket, eller under sådana sär- skilda omständigheter som </SPAN>avses <SPAN class="ft2">där, och </SPAN>om <SPAN class="ft2">underrättelse </SPAN>sker <SPAN class="ft2">genom gåvotagaren, </SPAN>anses <SPAN class="ft2">över- låtelsen </SPAN>också <SPAN class="ft2">fullbordad. </SPAN>Om en sådan <SPAN class="ft2">fordran </SPAN>efterskänks<SPAN class="ft2">, </SPAN>anses <SPAN class="ft2">gåvan strax såsom fullbordad.</SPAN></P>
</DIV>
</DIV>
<DIV id="id_2">
<P class="p140 ft2">Denna lag träder i kraft den 1 mars 2016.</P>
<P class="p141 ft2">17</P>
</DIV>
</DIV>
<DIV id="page_18">
<DIV id="tx1"><SPAN class="ft4">utdelningsberättigad: den som är berättigad att lyfta utdelning för egen del vid utdelningstillfället</SPAN><SPAN class="ft36">,</SPAN></DIV>
<DIV id="tx2"><SPAN class="ft38">värdepapperscentral: detsamma som i 1 kap. 3 § lagen (1998:1479) om värdepapperscentraler och kontoföring av finansiella instru- ment.</SPAN></DIV>
<TABLE cellpadding=0 cellspacing=0 class="t43">
<TR>
<TD class="tr35 td110"><P class="p20 ft2">Prop. 2015/16:10 <SPAN class="ft37">2.4</SPAN></P></TD>
<TD class="tr35 td147"><P class="p85 ft26">Förslag till lag om ändring i kupongskattelagen</P></TD>
</TR>
<TR>
<TD class="tr42 td110"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td147"><P class="p85 ft26">(1970:624)</P></TD>
</TR>
</TABLE>
<P class="p129 ft4">Härigenom föreskrivs att 2, <NOBR>7–9,</NOBR> <NOBR>10–12,</NOBR> 20, 22 och 25 §§ kupong- skattelagen (1970:624) ska ha följande lydelse.</P>
<P class="p130 ft3">Nuvarande lydelse Föreslagen lydelse</P>
<P class="p142 ft2">2 §<SPAN class="ft27">1</SPAN></P>
<P class="p143 ft2">I denna lag förstås med</P>
<P class="p144 ft4"><NOBR>AIF-förvaltare:</NOBR> juridisk person som är <NOBR>AIF-förvaltare</NOBR> enligt 1 kap. 3 § lagen (2013:561) om förvaltare av alternativa investeringsfonder,</P>
<P class="p144 ft2">avstämningsbolag: aktiebolag som är avstämningsbolag enligt 1 kap. 10 § aktiebolagslagen (2005:551),</P>
<P class="p145 ft3">central värdepappersförvarare: företag som har auktorisation som central värdepappersförvarare en- ligt lagen (1998:1479) om konto- föring av finansiella instrument,</P>
<P class="p146 ft2">egen aktie: aktie som innehas av bolaget självt,</P>
<P class="p59 ft4">fondbolag: aktiebolag som driver fondverksamhet enligt lagen (2004:46) om värdepappersfonder,</P>
<P class="p57 ft2">förvaltningsbolag: ett utländskt företag som förvaltar en värde-</P>
<TABLE cellpadding=0 cellspacing=0 class="t33">
<TR>
<TD colspan=2 class="tr27 td148"><P class="p20 ft2">pappersfond i Sverige,</P></TD>
<TD class="tr27 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td149"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td95"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td148"><P class="p60 ft2">förvaringsinstitut: ett</P></TD>
<TD class="tr25 td99"><P class="p30 ft2">företag</P></TD>
<TD colspan=2 class="tr25 td150"><P class="p87 ft2">förvaringsinstitut: ett</P></TD>
<TD class="tr25 td95"><P class="p17 ft2">företag</P></TD>
</TR>
<TR>
<TD class="tr25 td66"><P class="p20 ft2">som</P></TD>
<TD class="tr25 td149"><P class="p69 ft2">är förvaringsinstitut</P></TD>
<TD class="tr25 td99"><P class="p30 ft2">enligt</P></TD>
<TD class="tr25 td94"><P class="p20 ft2">som</P></TD>
<TD class="tr25 td149"><P class="p69 ft2">är förvaringsinstitut</P></TD>
<TD class="tr25 td95"><P class="p17 ft2">enligt</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p20 ft2">1 kap. 1 § första stycket 15 lagen</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft2">1 kap. 1 § första stycket 15 lagen</P></TD>
</TR>
<TR>
<TD class="tr25 td66"><P class="p20 ft2">om</P></TD>
<TD class="tr25 td149"><P class="p72 ft31">värdepappersfonder</P></TD>
<TD class="tr25 td99"><P class="p30 ft2">eller</P></TD>
<TD class="tr25 td94"><P class="p20 ft2">om</P></TD>
<TD class="tr25 td149"><P class="p72 ft31">värdepappersfonder</P></TD>
<TD class="tr25 td95"><P class="p17 ft2">eller</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p20 ft2">9 kap. 4, 5 eller 7 § lagen om för-</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft2">9 kap. 4, 5 eller 7 § lagen om för-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p20 ft2">valtare av alternativa investerings-</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft2">valtare av alternativa investerings-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr32 td148"><P class="p20 ft15">fonder<SPAN class="ft39">.</SPAN></P></TD>
<TD class="tr32 td99"><P class="p20 ft14"> </P></TD>
<TD colspan=2 class="tr32 td150"><P class="p20 ft15">fonder<SPAN class="ft39">,</SPAN></P></TD>
<TD class="tr32 td95"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p59 ft2">utdelningstillfälle: för avstämningsbolag den i 4 kap. 39 § aktiebolags- lagen avsedda dagen för avstämning och för andra aktiebolag liksom i fråga om värdepappersfond eller specialfond den dag då utdelningen blir tillgänglig för lyftning,</P>
<P class="p147 ft4">utdelningsberättigad: den som är berättigad att lyfta utdelning för egen del vid utdelningstillfället.</P>
<P class="p148 ft2">Med utdelning avses även</P>
<P class="p149 ft4">1. återbetalning till aktieägarna vid minskning av aktiekapitalet eller reservfonden enligt 20 kap. 1 § första stycket 3 eller 35 § 3 aktiebolags- lagen,</P>
<P class="p150 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2013:574.</P>
<P class="p125 ft2">18</P>
</DIV>
<DIV id="page_19">
<P class="p151 ft2">2. utskiftning vid bolagets likvidation enligt 25 kap. 38 § aktiebolags- Prop. 2015/16:10 lagen,</P>
<P class="p152 ft4"><SPAN class="ft2">3.</SPAN><SPAN class="ft20">utbetalning till aktieägare vid bolagets förvärv av egna aktier genom ett förvärvserbjudande som har riktats till samtliga aktieägare eller samt- liga ägare till aktier av ett visst slag,</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft19">utbetalning av fusionsvederlag till aktieägare enligt 23 kap. 26 § aktiebolagslagen till den del vederlaget utgörs av annat än aktier i det övertagande bolaget,</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">5.</SPAN><SPAN class="ft19">utbetalning av fusionsvederlag till andelsägare enligt 8 kap. 14 § lagen om värdepappersfonder eller 12 kap. 16 § lagen om förvaltare av alternativa investeringsfonder till den del vederlaget utgörs av annat än andelar i den övertagande fonden, och</SPAN></P>
<P class="p48 ft4"><SPAN class="ft2">6.</SPAN><SPAN class="ft20">utbetalning av delningsvederlag till aktieägare enligt 24 kap. 28 § aktiebolagslagen som avser</SPAN></P>
<P class="p48 ft2">a) delning enligt 24 kap. 1 § andra stycket 1 samma lag till den del vederlaget utgörs av annat än aktier i de övertagande bolagen, eller</P>
<P class="p83 ft4">b) delning enligt 24 kap. 1 § andra stycket 2 samma lag till den del vederlaget utgörs av annat än ersättning som enligt 42 kap. 16 b § inkomstskattelagen (1999:1229) inte ska tas upp.</P>
<TABLE cellpadding=0 cellspacing=0 class="t44">
<TR>
<TD class="tr2 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td89"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td151"><P class="p153 ft2">7 §<SPAN class="ft27">2</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td35"><P class="p60 ft2">En</P></TD>
<TD colspan=5 class="tr25 td152"><P class="p113 ft3">central värdepappersförva-</P></TD>
<TD class="tr25 td124"><P class="p17 ft3"><SPAN class="ft2">En </SPAN>värdepapperscentral <SPAN class="ft2">ska vid</SPAN></P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft2"><SPAN class="ft3">rare </SPAN>ska vid utbetalning av utdel-</P></TD>
<TD class="tr26 td124"><P class="p17 ft2">utbetalning av utdelning innehålla</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">ning innehålla kupongskatt, om det</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">kupongskatt, om det inte av till-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">inte av tillgängliga uppgifter om</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">gängliga uppgifter om den utdel-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft2">den utdelningsberättigade framgår</P></TD>
<TD class="tr26 td124"><P class="p17 ft2">ningsberättigade framgår att denne</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">att denne inte är skattskyldig.</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">inte är skattskyldig. Kupongskatt</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">Kupongskatt ska vidare innehållas</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">ska vidare innehållas om utdelning</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft2">om utdelning inte har kunnat ske</P></TD>
<TD class="tr26 td124"><P class="p17 ft2">inte har kunnat ske till följd av</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">till följd av bristande uppgift om</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">bristande uppgift om den utdel-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td67"><P class="p20 ft2">den utdelningsberättigade.</P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td124"><P class="p154 ft31">ningsberättigade.</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p113 ft2">Uppgift som avses i första styck-</P></TD>
<TD class="tr26 td124"><P class="p17 ft2">Uppgift som avses i första styck-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">et ska lämnas skriftligen till <SPAN class="ft3">den</SPAN></P></TD>
<TD class="tr25 td124"><P class="p17 ft2">et ska lämnas skriftligen till <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft3">centrala värdepappersförvararen <SPAN class="ft2">i</SPAN></P></TD>
<TD class="tr25 td124"><P class="p17 ft3">papperscentralen <SPAN class="ft2">i samband med</SPAN></P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft2">samband med begäran om införing</P></TD>
<TD class="tr26 td124"><P class="p17 ft2">begäran om införing i aktieboken</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">i aktieboken eller anmälan om</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">eller anmälan om registrering på</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td88"><P class="p20 ft2">registrering</P></TD>
<TD colspan=4 class="tr25 td153"><P class="p113 ft2">på avstämningskonto</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">avstämningskonto av uppgift som</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft2">av uppgift som avses i 4 kap. 18 §</P></TD>
<TD class="tr26 td124"><P class="p17 ft2">avses i 4 kap. 18 § första stycket</P></TD>
</TR>
<TR>
<TD class="tr25 td35"><P class="p20 ft2">första</P></TD>
<TD colspan=2 class="tr25 td79"><P class="p121 ft2">stycket</P></TD>
<TD class="tr25 td98"><P class="p122 ft2"><NOBR>6–8</NOBR></P></TD>
<TD colspan=2 class="tr25 td130"><P class="p113 ft2">lagen</P></TD>
<TD class="tr25 td124"><P class="p17 ft2"><NOBR>6–8</NOBR> lagen (1998:1479) om <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td88"><P class="p20 ft2">(1998:1479)</P></TD>
<TD class="tr25 td27"><P class="p66 ft2">om</P></TD>
<TD colspan=2 class="tr25 td113"><P class="p26 ft2">kontoföring</P></TD>
<TD class="tr25 td45"><P class="p113 ft2">av</P></TD>
<TD class="tr25 td124"><P class="p17 ft3">papperscentraler och <SPAN class="ft2">kontoföring</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td88"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=2 class="tr26 td121"><P class="p20 ft2">instrument,</P></TD>
<TD class="tr26 td89"><P class="p42 ft2">samt</P></TD>
<TD class="tr26 td45"><P class="p113 ft2">i</P></TD>
<TD class="tr26 td124"><P class="p17 ft2">av finansiella instrument, samt i</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft3"><SPAN class="ft2">övrigt när </SPAN>värdepappersförvararen</P></TD>
<TD class="tr25 td124"><P class="p17 ft3"><SPAN class="ft2">övrigt när </SPAN>värdepapperscentralen</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">begär det av den som avses med</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">begär det av den som avses med</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft2">införingen. Ändras något förhåll-</P></TD>
<TD class="tr26 td124"><P class="p17 ft2">införingen. Ändras något förhåll-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">ande som är av betydelse för be-</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">ande som är av betydelse för be-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">dömning av frågan om skatt-</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">dömning av frågan om skatt-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr27 td154"><P class="p20 ft2">skyldighet enligt</P></TD>
<TD class="tr27 td98"><P class="p20 ft2">denna</P></TD>
<TD class="tr27 td89"><P class="p20 ft2">lag,</P></TD>
<TD class="tr27 td45"><P class="p113 ft2">ska</P></TD>
<TD class="tr27 td124"><P class="p17 ft2">skyldighet enligt denna lag, ska</P></TD>
</TR>
</TABLE>
<P class="p98 ft35"><SPAN class="ft34">2 </SPAN>Senaste lydelse 2011:69.</P>
<P class="p99 ft2">19</P>
</DIV>
<DIV id="page_20">
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p155 ft4">Prop. 2015/16:10 uppgiftslämnaren utan dröjsmål skriftligen anmäla detta till <SPAN class="ft36">värde- pappersförvararen</SPAN>.</P>
<P class="p156 ft36">Den centrala värdepappersför- vararen <SPAN class="ft4">ska senast fyra månader efter utdelningstillfället lämna den utdelningsberättigade skriftlig upp- gift om det belopp som innehållits i kupongskatt för denne.</SPAN></P>
</DIV>
<DIV id="id_1_2">
<P class="p157 ft4">uppgiftslämnaren utan dröjsmål skriftligen anmäla detta till <SPAN class="ft36">värde- papperscentralen</SPAN>.</P>
<P class="p117 ft36">Värdepapperscentralen <SPAN class="ft4">ska sen- ast fyra månader efter utdelnings- tillfället lämna den utdelnings- berättigade skriftlig uppgift om det belopp som innehållits i kupong- skatt för denne.</SPAN></P>
</DIV>
</DIV>
<DIV id="id_2">
<TABLE cellpadding=0 cellspacing=0 class="t33">
<TR>
<TD class="tr43 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td103"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr43 td155"><P class="p158 ft2">8 §<SPAN class="ft27">3</SPAN></P></TD>
<TD class="tr43 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td71"><P class="p60 ft2">En</P></TD>
<TD colspan=6 class="tr25 td156"><P class="p30 ft3">central värdepappersförva-</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft3"><SPAN class="ft2">En </SPAN>värdepapperscentral ska <SPAN class="ft2">sen-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2"><SPAN class="ft3">rare skall </SPAN>senast fyra månader</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">ast fyra månader efter utdelnings-</P></TD>
</TR>
<TR>
<TD class="tr26 td71"><P class="p20 ft2">efter</P></TD>
<TD colspan=4 class="tr26 td86"><P class="p70 ft2">utdelningstillfället</P></TD>
<TD colspan=2 class="tr26 td104"><P class="p30 ft2">lämna</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft2">tillfället lämna Skatteverket upp-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td157"><P class="p20 ft2">Skatteverket uppgift om</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td41"><P class="p20 ft2">gift om</P></TD>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">1<SPAN class="ft3">) </SPAN>det sammanlagda beloppet av</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">1<SPAN class="ft3">. </SPAN>det sammanlagda beloppet av</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td105"><P class="p20 ft2">utbetalade</P></TD>
<TD colspan=2 class="tr26 td52"><P class="p20 ft2">utdelningar</P></TD>
<TD class="tr26 td20"><P class="p26 ft2">för</P></TD>
<TD colspan=2 class="tr26 td104"><P class="p30 ft2">vilka</P></TD>
<TD class="tr26 td41"><P class="p20 ft2">utbetalade</P></TD>
<TD class="tr26 td121"><P class="p76 ft2">utdelningar</P></TD>
<TD colspan=2 class="tr26 td137"><P class="p17 ft2">för vilka</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td110"><P class="p20 ft2">skattskyldighet <SPAN class="ft3">ej </SPAN>förelegat,</P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td158"><P class="p20 ft2">skattskyldighet <SPAN class="ft3">inte </SPAN>förelegat,</P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">2<SPAN class="ft3">) </SPAN>storleken av utbetalad utdel-</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">2<SPAN class="ft3">. </SPAN>storleken av utbetalad utdel-</P></TD>
</TR>
<TR>
<TD class="tr26 td71"><P class="p20 ft2">ning</P></TD>
<TD colspan=2 class="tr26 td140"><P class="p20 ft2">och innehållen</P></TD>
<TD colspan=4 class="tr26 td90"><P class="p30 ft31">kupongskatt</P></TD>
<TD class="tr26 td41"><P class="p20 ft2">ning och</P></TD>
<TD colspan=3 class="tr26 td117"><P class="p17 ft2">innehållen kupongskatt</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td159"><P class="p20 ft2">för varje skattskyldig,</P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td115"><P class="p20 ft2">för varje skattskyldig,</P></TD>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">3<SPAN class="ft3">) </SPAN>det sammanlagda beloppet av</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">3<SPAN class="ft3">. </SPAN>det sammanlagda beloppet av</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p30 ft2">utdelning som <SPAN class="ft3">ej </SPAN>kunnat <SPAN class="ft3">utbetalas</SPAN></P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft2">utdelning som <SPAN class="ft3">inte har </SPAN>kunnat</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">till följd av bristande uppgifter om</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2"><SPAN class="ft3">betalas ut </SPAN>till följd av bristande</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td110"><P class="p20 ft2">den utdelningsberättigade,</P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">uppgifter om den utdelningsbe-</P></TD>
</TR>
<TR>
<TD class="tr26 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td41"><P class="p20 ft2">rättigade,</P></TD>
<TD class="tr26 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p30 ft2">4<SPAN class="ft40">) </SPAN>det sammanlagda beloppet av</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft2">4<SPAN class="ft3">. </SPAN>det sammanlagda beloppet av</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td157"><P class="p20 ft2">innehållen kupongskatt.</P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td139"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td115"><P class="p20 ft2">innehållen kupongskatt.</P></TD>
<TD class="tr26 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">Inom samma tid <SPAN class="ft3">skall den cen-</SPAN></P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">Inom samma tid <SPAN class="ft3">ska värdepap-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td71"><P class="p20 ft3">trala</P></TD>
<TD colspan=5 class="tr26 td59"><P class="p77 ft28">värdepappersförvararen</P></TD>
<TD class="tr26 td139"><P class="p30 ft2">in-</P></TD>
<TD colspan=2 class="tr26 td115"><P class="p20 ft3">perscentralen <SPAN class="ft2">inbetala</SPAN></P></TD>
<TD colspan=2 class="tr26 td137"><P class="p17 ft2">innehållen</P></TD>
</TR>
<TR>
<TD class="tr25 td71"><P class="p20 ft31">betala</P></TD>
<TD colspan=5 class="tr25 td59"><P class="p68 ft2">innehållen kupongskatt</P></TD>
<TD class="tr25 td139"><P class="p30 ft2">till</P></TD>
<TD colspan=3 class="tr25 td158"><P class="p20 ft2">kupongskatt till Skatteverket.</P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td159"><P class="p20 ft2">Skatteverket.</P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p30 ft3">Vad i andra <SPAN class="ft2">stycket </SPAN>sagts <SPAN class="ft2">gäller</SPAN></P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft2"><SPAN class="ft3">Andra </SPAN>stycket gäller inte ku-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">inte kupongskatt på utdelning som</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">pongskatt på utdelning som avses i</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">avses i första stycket 3<SPAN class="ft3">)</SPAN>. Sådan</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">första stycket 3. Sådan skatt in-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p30 ft31">skatt inbetalas senast vid utgången</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft2">betalas senast vid utgången av det</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">av det kalenderår då utdelningen</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">kalenderår då utdelningen utbe-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">utbetalas, dock senast vid utgång-</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">talas, dock senast vid utgången av</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p30 ft2">en av det femte kalenderåret efter</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft2">det femte kalenderåret efter året</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr31 td110"><P class="p20 ft2">året för utdelningstillfället.</P></TD>
<TD class="tr31 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td139"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td115"><P class="p20 ft2">för utdelningstillfället.</P></TD>
<TD class="tr31 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td103"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td155"><P class="p158 ft2">9 §<SPAN class="ft27">4</SPAN></P></TD>
<TD class="tr41 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td105"><P class="p60 ft2">Utbetalas</P></TD>
<TD colspan=2 class="tr25 td52"><P class="p68 ft2">utdelning</P></TD>
<TD colspan=2 class="tr25 td66"><P class="p20 ft2">sedan</P></TD>
<TD class="tr25 td139"><P class="p30 ft2">en</P></TD>
<TD colspan=2 class="tr25 td115"><P class="p87 ft2">Utbetalas utdelning</P></TD>
<TD class="tr25 td95"><P class="p42 ft2">sedan</P></TD>
<TD class="tr25 td100"><P class="p17 ft2">en</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft3">central värdepappersförvarare <SPAN class="ft2">in-</SPAN></P></TD>
<TD colspan=3 class="tr25 td158"><P class="p20 ft3">värdepapperscentral <SPAN class="ft2">inbetalat</SPAN></P></TD>
<TD class="tr25 td100"><P class="p17 ft2">ku-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td159"><P class="p20 ft2">betalat kupongskatt</P></TD>
<TD colspan=3 class="tr26 td69"><P class="p42 ft2">enligt</P></TD>
<TD class="tr26 td139"><P class="p30 ft2">8 §,</P></TD>
<TD class="tr26 td41"><P class="p20 ft2">pongskatt</P></TD>
<TD class="tr26 td121"><P class="p42 ft2">enligt 8 §,</P></TD>
<TD colspan=2 class="tr26 td137"><P class="p17 ft2">återbetalar</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td105"><P class="p20 ft2">återbetalar</P></TD>
<TD colspan=2 class="tr31 td52"><P class="p89 ft2">Skatteverket</P></TD>
<TD colspan=3 class="tr31 td88"><P class="p30 ft2">kupong-</P></TD>
<TD colspan=4 class="tr31 td143"><P class="p17 ft2">Skatteverket kupongskatt, som be-</P></TD>
</TR>
</TABLE>
<TABLE cellpadding=0 cellspacing=0 class="t45">
<TR>
<TD class="tr26 td86"><P class="p28 ft32">3</P></TD>
<TD class="tr26 td108"><P class="p42 ft33">Senaste lydelse 2003:647.</P></TD>
</TR>
<TR>
<TD class="tr37 td86"><P class="p28 ft32">4</P></TD>
<TD class="tr37 td108"><P class="p42 ft33">Senaste lydelse 2003:647.</P></TD>
</TR>
<TR>
<TD class="tr31 td86"><P class="p78 ft2">20</P></TD>
<TD class="tr31 td108"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
<DIV id="page_21">
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p157 ft4">skatt, som belöper på sådan utdel- ning för vilken skattskyldighet <SPAN class="ft36">ej </SPAN>förelegat.</P>
<P class="p117 ft2">För återbetalning fordras att <SPAN class="ft3">den centrala värdepappersförvararen </SPAN>till Skatteverket överlämnar utred- ning om att skattskyldighet <SPAN class="ft3">ej </SPAN>före- legat för den utdelningsberätti- gade. Återbetalning sker <SPAN class="ft3">ej </SPAN>be- träffande utdelning, som avser ut- delningstillfälle tidigare än fem år före det kalenderår utredningen överlämnats till Skatteverket.</P>
</DIV>
<DIV id="id_1_2">
<P class="p16 ft22">löper på sådan utdelning för vilken Prop. 2015/16:10 skattskyldighet <SPAN class="ft41">inte </SPAN>förelegat.</P>
<P class="p159 ft2">För återbetalning fordras att <SPAN class="ft3">värdepapperscentralen </SPAN>till Skatte- verket överlämnar utredning om att skattskyldighet <SPAN class="ft3">inte </SPAN>förelegat för den utdelningsberättigade. Återbetalning sker <SPAN class="ft3">inte </SPAN>beträffande utdelning som avser utdelnings- tillfälle tidigare än fem år före det kalenderår utredningen överläm- nats till Skatteverket.</P>
</DIV>
</DIV>
<DIV id="id_2">
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD class="tr2 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td80"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td35"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td160"><P class="p160 ft2">10 §<SPAN class="ft27">5</SPAN></P></TD>
<TD class="tr2 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft3"><SPAN class="ft2">Har en </SPAN>central värdepappersför-</P></TD>
<TD class="tr25 td82"><P class="p60 ft2">Har</P></TD>
<TD class="tr25 td61"><P class="p1 ft2">en</P></TD>
<TD colspan=2 class="tr25 td159"><P class="p17 ft3">värdepapperscentral</P></TD>
</TR>
<TR>
<TD class="tr26 td114"><P class="p20 ft3">varare</P></TD>
<TD class="tr26 td80"><P class="p1 ft2">underlåtit att</P></TD>
<TD colspan=2 class="tr26 td113"><P class="p113 ft2">innehålla</P></TD>
<TD colspan=4 class="tr26 td124"><P class="p20 ft2">underlåtit att innehålla kupong-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft2">kupongskatt fastän detta <SPAN class="ft3">bort ske</SPAN>,</P></TD>
<TD colspan=4 class="tr25 td124"><P class="p20 ft2">skatt fastän detta <SPAN class="ft3">borde ha skett</SPAN>,</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft3">skall värdepappersförvararen <SPAN class="ft2">för-</SPAN></P></TD>
<TD colspan=3 class="tr25 td43"><P class="p20 ft3">ska värdepapperscentralen</P></TD>
<TD class="tr25 td61"><P class="p17 ft2">för-</P></TD>
</TR>
<TR>
<TD class="tr26 td114"><P class="p20 ft2">skjuta</P></TD>
<TD class="tr26 td80"><P class="p20 ft2">kupongskatten</P></TD>
<TD class="tr26 td35"><P class="p20 ft2">men</P></TD>
<TD class="tr26 td27"><P class="p113 ft2">får</P></TD>
<TD class="tr26 td82"><P class="p20 ft2">skjuta</P></TD>
<TD colspan=2 class="tr26 td159"><P class="p20 ft2">kupongskatten men</P></TD>
<TD class="tr26 td61"><P class="p17 ft2">får</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft2">kräva skattebeloppet åter av den</P></TD>
<TD colspan=4 class="tr25 td124"><P class="p20 ft2">kräva skattebeloppet åter av den</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr27 td111"><P class="p20 ft2">skattskyldige.</P></TD>
<TD class="tr27 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr27 td43"><P class="p20 ft2">skattskyldige.</P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td80"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td35"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td160"><P class="p160 ft2">11 §<SPAN class="ft27">6</SPAN></P></TD>
<TD class="tr38 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft2">Föreligger fall som avses i 10 §,</P></TD>
<TD colspan=4 class="tr25 td124"><P class="p17 ft2">Föreligger fall som avses i 10 §,</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p113 ft2"><SPAN class="ft3">skall </SPAN>Skatteverket delge <SPAN class="ft3">den cen-</SPAN></P></TD>
<TD colspan=4 class="tr26 td124"><P class="p20 ft2"><SPAN class="ft3">ska </SPAN>Skatteverket delge <SPAN class="ft3">värdepap-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td156"><P class="p20 ft3">trala värdepappersförvararen</P></TD>
<TD class="tr25 td27"><P class="p113 ft2">ut-</P></TD>
<TD colspan=4 class="tr25 td124"><P class="p20 ft2"><SPAN class="ft3">perscentralen </SPAN>utdrag av den längd</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft2">drag av den längd som avses i 26 §</P></TD>
<TD colspan=4 class="tr25 td124"><P class="p20 ft2">som avses i 26 § och förelägga</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p113 ft2">och förelägga <SPAN class="ft3">denne </SPAN>att inom två</P></TD>
<TD colspan=4 class="tr26 td124"><P class="p20 ft2"><SPAN class="ft3">centralen </SPAN>att inom två månader</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft2">månader från den dag då <SPAN class="ft3">värde-</SPAN></P></TD>
<TD colspan=4 class="tr25 td124"><P class="p20 ft2">från den dag då <SPAN class="ft3">den </SPAN>fick del av</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft3">pappersförvararen <SPAN class="ft2">fick del av ut-</SPAN></P></TD>
<TD class="tr25 td82"><P class="p20 ft2">utdraget</P></TD>
<TD colspan=3 class="tr25 td67"><P class="p17 ft2">erlägga skattebeloppet.</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p113 ft2">draget erlägga skattebeloppet. Vill</P></TD>
<TD class="tr26 td82"><P class="p20 ft2">Vill</P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td159"><P class="p17 ft28">värdepapperscentralen</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td111"><P class="p20 ft3">värdepappersförvararen</P></TD>
<TD colspan=2 class="tr25 td113"><P class="p113 ft2">bestrida</P></TD>
<TD colspan=4 class="tr25 td124"><P class="p20 ft2">bestrida kravet, <SPAN class="ft3">ska den </SPAN>senast</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft2">kravet, <SPAN class="ft3">skall denne </SPAN>senast inom</P></TD>
<TD colspan=4 class="tr25 td124"><P class="p20 ft2">inom samma tid göra erinran hos</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p113 ft2">samma tid göra erinran hos Skatte-</P></TD>
<TD colspan=4 class="tr26 td124"><P class="p20 ft2">Skatteverket, som meddelar beslut</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft2">verket, som meddelar beslut med</P></TD>
<TD colspan=4 class="tr25 td124"><P class="p20 ft2">med anledning <SPAN class="ft3">av erinran</SPAN>. Beslut-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft2">anledning <SPAN class="ft3">härav</SPAN>. Beslutet <SPAN class="ft3">skall</SPAN></P></TD>
<TD colspan=4 class="tr25 td124"><P class="p20 ft3"><SPAN class="ft2">et </SPAN>ska <SPAN class="ft2">delges </SPAN>värdepapperscen-</P></TD>
</TR>
<TR>
<TD class="tr26 td114"><P class="p20 ft2">delges</P></TD>
<TD colspan=3 class="tr26 td161"><P class="p113 ft3">värdepappersförvararen</P></TD>
<TD colspan=4 class="tr26 td124"><P class="p20 ft2"><SPAN class="ft3">tralen </SPAN>och antecknas i längden.</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft2">och antecknas i längden. Finner</P></TD>
<TD colspan=4 class="tr25 td124"><P class="p20 ft2">Finner Skatteverket att <SPAN class="ft3">värdepap-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft2">Skatteverket att <SPAN class="ft3">värdepappersför-</SPAN></P></TD>
<TD colspan=4 class="tr25 td124"><P class="p20 ft3">perscentralen ska <SPAN class="ft2">förskjuta ku-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p113 ft2"><SPAN class="ft3">vararen skall </SPAN>förskjuta kupong-</P></TD>
<TD colspan=2 class="tr26 td105"><P class="p20 ft2">pongskatt,</P></TD>
<TD colspan=2 class="tr26 td159"><P class="p17 ft3">ska värdepapperscen-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft3"><SPAN class="ft2">skatt, </SPAN>skall värdepappersförvarar-</P></TD>
<TD colspan=4 class="tr25 td124"><P class="p20 ft2"><SPAN class="ft3">tralen </SPAN>föreläggas att inom viss tid</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft2"><SPAN class="ft3">en </SPAN>föreläggas att inom viss tid er-</P></TD>
<TD colspan=3 class="tr25 td43"><P class="p20 ft2">erlägga skattebeloppet.</P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr27 td111"><P class="p20 ft2">lägga skattebeloppet.</P></TD>
<TD class="tr27 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p161 ft35"><SPAN class="ft42">5</SPAN><SPAN class="ft43">Senaste lydelse 1998:1485.</SPAN></P>
<P class="p162 ft45"><SPAN class="ft42">6</SPAN><SPAN class="ft44">Senaste lydelse 2003:647.</SPAN></P>
<P class="p163 ft2">21</P>
</DIV>
</DIV>
<DIV id="page_22">
<TABLE cellpadding=0 cellspacing=0 class="t46">
<TR>
<TD class="tr2 td83"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD colspan=2 class="tr2 td162"><P class="p164 ft2">11 a §<SPAN class="ft27">7</SPAN></P></TD>
<TD class="tr2 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td72"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td83"><P class="p165 ft3">Om ett</P></TD>
<TD class="tr26 td164"><P class="p30 ft3">avstämningsbolag inte</P></TD>
<TD colspan=3 class="tr26 td134"><P class="p87 ft3">Bestämmelserna</P></TD>
<TD class="tr26 td20"><P class="p1 ft3">om</P></TD>
<TD colspan=3 class="tr26 td130"><P class="p17 ft3">värdepap-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td165"><P class="p25 ft3">har uppdragit åt en central värde-</P></TD>
<TD colspan=2 class="tr25 td160"><P class="p20 ft3">perscentral <SPAN class="ft2">i</SPAN></P></TD>
<TD class="tr25 td163"><P class="p1 ft2">7 §,</P></TD>
<TD class="tr25 td20"><P class="p26 ft2">8 §</P></TD>
<TD colspan=2 class="tr25 td35"><P class="p76 ft2">första</P></TD>
<TD class="tr25 td72"><P class="p17 ft2">och</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td165"><P class="p25 ft3">pappersförvarare att sända ut ut-</P></TD>
<TD class="tr25 td62"><P class="p20 ft2">andra</P></TD>
<TD colspan=4 class="tr25 td166"><P class="p20 ft2">styckena, <NOBR>9–11,</NOBR></P></TD>
<TD class="tr25 td16"><P class="p94 ft2">20</P></TD>
<TD class="tr25 td72"><P class="p17 ft2">samt</P></TD>
</TR>
<TR>
<TD class="tr26 td83"><P class="p25 ft3">delningen,</P></TD>
<TD class="tr26 td164"><P class="p30 ft3">gäller bestämmelserna</P></TD>
<TD colspan=7 class="tr26 td143"><P class="p20 ft2">22 §§ denna lag <SPAN class="ft3">gäller </SPAN>i stället <SPAN class="ft3">av-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td165"><P class="p25 ft3">om central värdepappersförvarare</P></TD>
<TD colspan=7 class="tr25 td143"><P class="p20 ft3">stämningsbolaget, om bolaget inte</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td165"><P class="p25 ft2">i 7 §, 8 § första och andra styck-</P></TD>
<TD colspan=3 class="tr25 td134"><P class="p20 ft3">har uppdragit åt</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td165"><P class="p25 ft2">ena, <NOBR>9–11,</NOBR> 20 samt 22 §§ denna</P></TD>
<TD class="tr26 td62"><P class="p87 ft3">1. en</P></TD>
<TD colspan=5 class="tr26 td159"><P class="p86 ft3">värdepapperscentral</P></TD>
<TD class="tr26 td72"><P class="p17 ft3">som</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td165"><P class="p25 ft3"><SPAN class="ft2">lag i stället </SPAN>bolaget eller den som</P></TD>
<TD colspan=7 class="tr25 td143"><P class="p20 ft3">hör hemma i Sverige eller en</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td165"><P class="p25 ft3">bolaget annars har anlitat för</P></TD>
<TD colspan=4 class="tr25 td34"><P class="p20 ft3">värdepapperscentral</P></TD>
<TD colspan=2 class="tr25 td35"><P class="p1 ft3">som</P></TD>
<TD class="tr25 td72"><P class="p17 ft3">hör</P></TD>
</TR>
<TR>
<TD class="tr26 td83"><P class="p25 ft3">uppgiften.</P></TD>
<TD class="tr26 td164"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td143"><P class="p20 ft3">hemma i en annan stat inom</P></TD>
</TR>
<TR>
<TD class="tr25 td83"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td164"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td160"><P class="p20 ft3">Europeiska</P></TD>
<TD colspan=4 class="tr25 td30"><P class="p1 ft3">ekonomiska</P></TD>
<TD class="tr25 td72"><P class="p17 ft3">sam-</P></TD>
</TR>
<TR>
<TD class="tr25 td83"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td164"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td34"><P class="p20 ft3">arbetsområdet (EES)</P></TD>
<TD class="tr25 td6"><P class="p20 ft28">än</P></TD>
<TD colspan=2 class="tr25 td104"><P class="p17 ft3">Sverige</P></TD>
</TR>
<TR>
<TD class="tr26 td83"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td164"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td143"><P class="p20 ft3">och som bedriver verksamhet från</P></TD>
</TR>
<TR>
<TD class="tr25 td83"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td164"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td143"><P class="p20 ft3">ett fast driftställe här att sända ut</P></TD>
</TR>
<TR>
<TD class="tr25 td83"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td164"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td134"><P class="p20 ft3">utdelningen, eller</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td83"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td164"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr26 td167"><P class="p87 ft3">2. en värdepapperscentral</P></TD>
<TD class="tr26 td72"><P class="p17 ft3">som</P></TD>
</TR>
<TR>
<TD class="tr25 td83"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td164"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td143"><P class="p20 ft3">hör hemma i en annan stat inom</P></TD>
</TR>
<TR>
<TD class="tr25 td83"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td164"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td143"><P class="p20 ft3">EES än Sverige och som inte</P></TD>
</TR>
<TR>
<TD class="tr26 td83"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td164"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td143"><P class="p20 ft3">bedriver verksamhet från ett fast</P></TD>
</TR>
<TR>
<TD class="tr25 td83"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td164"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td143"><P class="p20 ft3">driftställe här att sända ut</P></TD>
</TR>
<TR>
<TD class="tr25 td83"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td164"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td160"><P class="p20 ft3">utdelningen</P></TD>
<TD class="tr25 td163"><P class="p20 ft3">och</P></TD>
<TD colspan=4 class="tr25 td36"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td83"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td164"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td143"><P class="p20 ft28">centralen för bolaget har gett in ett</P></TD>
</TR>
<TR>
<TD class="tr25 td83"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td164"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td143"><P class="p20 ft3">åtagande till Skatteverket om att</P></TD>
</TR>
<TR>
<TD class="tr25 td83"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td164"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td143"><P class="p20 ft3">ansvara för uppgifterna enligt 7 §,</P></TD>
</TR>
<TR>
<TD class="tr26 td83"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td164"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td143"><P class="p20 ft3">8 § första och andra styckena, 9–</P></TD>
</TR>
<TR>
<TD class="tr25 td83"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td164"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td134"><P class="p20 ft3">11, 20 och 22 §§.</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td83"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td164"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td143"><P class="p87 ft3">Åtagandet enligt första stycket 2</P></TD>
</TR>
<TR>
<TD class="tr26 td83"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td164"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td143"><P class="p20 ft3">ska göras på fastställt formulär</P></TD>
</TR>
<TR>
<TD class="tr25 td83"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td164"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td143"><P class="p20 ft3">och innehålla nödvändiga identi-</P></TD>
</TR>
<TR>
<TD class="tr25 td83"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td164"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td134"><P class="p20 ft3">fikationsuppgifter</P></TD>
<TD class="tr25 td20"><P class="p26 ft3">för</P></TD>
<TD colspan=3 class="tr25 td130"><P class="p17 ft3">värdepap-</P></TD>
</TR>
<TR>
<TD class="tr26 td83"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td164"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td160"><P class="p20 ft3">perscentralen</P></TD>
<TD class="tr26 td163"><P class="p135 ft3">och</P></TD>
<TD colspan=4 class="tr26 td36"><P class="p17 ft3">avstämnings-</P></TD>
</TR>
<TR>
<TD class="tr31 td83"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td164"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td160"><P class="p20 ft3">bolaget.</P></TD>
<TD class="tr31 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td72"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p166 ft2">11 b §<SPAN class="ft27">8</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t33">
<TR>
<TD class="tr28 td50"><P class="p30 ft2">Vid utdelning på andel i en</P></TD>
<TD class="tr28 td143"><P class="p17 ft2">Vid utdelning på andel i en</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft31">värdepappersfond som förvaltas av</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">värdepappersfond som förvaltas av</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2">ett fondbolag eller en specialfond</P></TD>
<TD class="tr26 td143"><P class="p17 ft2">ett fondbolag eller en specialfond</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">som förvaltas av en svensk AIF-</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">som förvaltas av en svensk AIF-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">förvaltare ska bolaget eller förval-</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">förvaltare ska bolaget eller förval-</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2">taren ansvara för de uppgifter som</P></TD>
<TD class="tr26 td143"><P class="p17 ft2">taren ansvara för de uppgifter som</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft3">den centrala värdepappersförva-</P></TD>
<TD class="tr25 td143"><P class="p17 ft3">värdepapperscentralen <SPAN class="ft2">har enligt</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2"><SPAN class="ft3">raren </SPAN>har enligt 7 §, 8 § första och</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">7 §, 8 § första och andra styckena,</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2">andra styckena, <NOBR>9–11,</NOBR> 20 och</P></TD>
<TD class="tr26 td143"><P class="p167 ft2"><NOBR>9–11,</NOBR> 20 och 22 §§.</P></TD>
</TR>
<TR>
<TD class="tr31 td50"><P class="p168 ft2">22 §§.</P></TD>
<TD class="tr31 td143"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<TABLE cellpadding=0 cellspacing=0 class="t47">
<TR>
<TD class="tr26 td86"><P class="p28 ft32">7</P></TD>
<TD class="tr26 td145"><P class="p42 ft33">Senaste lydelse 2005:1141.</P></TD>
</TR>
<TR>
<TD class="tr37 td86"><P class="p28 ft32">8</P></TD>
<TD class="tr37 td145"><P class="p42 ft33">Senaste lydelse 2013:574.</P></TD>
</TR>
<TR>
<TD class="tr31 td86"><P class="p78 ft2">22</P></TD>
<TD class="tr31 td145"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_23">
<DIV id="tx1"><SPAN class="ft2">Bestämmelserna om </SPAN><SPAN class="ft3">värdepap- perscentral </SPAN><SPAN class="ft2">i 7 §, 8 § första och andra styckena, </SPAN><NOBR><SPAN class="ft2">9–11,</SPAN></NOBR><SPAN class="ft2"> 20 och 22 §§ denna lag gäller i stället för- valtaren vid förvaltarregistrering enligt</SPAN></DIV>
<DIV id="tx2"><SPAN class="ft2">1. 5 kap. 14 § aktiebolagslagen (2005:551) </SPAN><SPAN class="ft3">såvitt avser förvaltare som av en värdepapperscentral som hör hemma i Sverige har fått medgivande till registrering som förvaltare</SPAN><SPAN class="ft2">,</SPAN></DIV>
<P class="p151 ft4">Uppgift enligt 7 § första stycket ska lämnas av den som registreringen Prop. 2015/16:10 avser enligt lagen (2004:46) om värdepappersfonder eller lagen</P>
<P class="p169 ft2">(2013:561) om förvaltare av alternativa investeringsfonder. Uppgiften ska lämnas på det sätt som föreskrivs i 7 § andra stycket i samband med registreringen av andelsinnehavet samt i övrigt när fondbolaget, AIF- förvaltaren eller förvaltaren begär det. Om utdelning på andel i en värdepappersfond eller i en specialfond inte har betalats ut på grund av att andelsägaren inte registrerats, ska skatt inte innehållas före utbetalning av utdelningen.</P>
<TABLE cellpadding=0 cellspacing=0 class="t48">
<TR>
<TD class="tr43 td126"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td94"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr43 td168"><P class="p170 ft2">11 c §<SPAN class="ft27">9</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p113 ft2">Vid utdelning på andel i en</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">Vid utdelning på andel i en</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p113 ft31">värdepappersfond som förvaltas av</P></TD>
<TD class="tr25 td124"><P class="p17 ft31">värdepappersfond som förvaltas av</P></TD>
</TR>
<TR>
<TD class="tr26 td126"><P class="p20 ft2">ett förvaltningsbolag</P></TD>
<TD class="tr26 td94"><P class="p66 ft2">eller</P></TD>
<TD class="tr26 td62"><P class="p113 ft2">en</P></TD>
<TD class="tr26 td124"><P class="p17 ft2">ett förvaltningsbolag eller en spe-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p113 ft2">specialfond som förvaltas av en</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">cialfond som förvaltas av en ut-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p113 ft2">utländsk <NOBR>AIF-förvaltare</NOBR> ska förva-</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">ländsk <NOBR>AIF-förvaltare</NOBR> ska förva-</P></TD>
</TR>
<TR>
<TD class="tr26 td126"><P class="p20 ft2">ringsinstitutet ansvara</P></TD>
<TD class="tr26 td94"><P class="p122 ft2">för</P></TD>
<TD class="tr26 td62"><P class="p113 ft2">de</P></TD>
<TD class="tr26 td124"><P class="p17 ft2">ringsinstitutet ansvara för de upp-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p113 ft3"><SPAN class="ft2">uppgifter som </SPAN>den centrala värde-</P></TD>
<TD class="tr25 td124"><P class="p17 ft3"><SPAN class="ft2">gifter som </SPAN>värdepapperscentralen</P></TD>
</TR>
<TR>
<TD class="tr25 td126"><P class="p20 ft3">pappersförvararen <SPAN class="ft2">har</SPAN></P></TD>
<TD class="tr25 td94"><P class="p20 ft2">enligt</P></TD>
<TD class="tr25 td62"><P class="p113 ft2">7 §,</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">har enligt 7 §, 8 § första och andra</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p113 ft2">8 § första och andra styckena, 9–</P></TD>
<TD class="tr25 td124"><P class="p171 ft2">styckena, <NOBR>9–11,</NOBR> 20 och 22 §§.</P></TD>
</TR>
</TABLE>
<P class="p172 ft2">11, 20 och 22 §§.</P>
<P class="p48 ft2">Uppgift enligt 7 § första stycket ska lämnas av den som registreringen avser enligt lagen (2004:46) om värdepappersfonder eller lagen (2013:561) om förvaltare av alternativa investeringsfonder. Uppgiften ska lämnas på det sätt som föreskrivs i 7 § andra stycket i samband med registreringen av andelsinnehavet samt i övrigt när förvaringsinstitutet begär det. Om utdelning på andel i en värdepappersfond eller i en specialfond inte har betalats ut på grund av att andelsägaren inte registrerats, ska skatt inte innehållas före utbetalning av utdelningen.</P>
<P class="p173 ft4">Förvaltningsbolaget eller den utländska <NOBR>AIF-förvaltaren</NOBR> ska omedel- bart lämna förvaringsinstitutet upplysning om förhållande som är av betydelse för frågan om innehållande av kupongskatt.</P>
<P class="p174 ft2">12 §<SPAN class="ft27">10 </SPAN>Bestämmelserna om <SPAN class="ft3">central</SPAN></P>
<P class="p175 ft3">värdepappersförvarare <SPAN class="ft2">i 7 §, 8 § första och andra styckena, </SPAN><NOBR><SPAN class="ft2">9–11,</SPAN></NOBR><SPAN class="ft2"> 20 och 22 §§ denna lag gäller i stället förvaltaren vid förvaltar- registrering enligt</SPAN></P>
<P class="p176 ft22">1. 5 kap. 14 § aktiebolagslagen (2005:551),</P>
<P class="p177 ft35"><SPAN class="ft42">9</SPAN><SPAN class="ft43">Senaste lydelse 2013:574.</SPAN></P>
<P class="p162 ft45"><SPAN class="ft42">10</SPAN><SPAN class="ft46">Senaste lydelse 2013:574.</SPAN></P>
<P class="p163 ft2">23</P>
</DIV>
<DIV id="page_24">
<TABLE cellpadding=0 cellspacing=0 class="t46">
<TR>
<TD class="tr2 td129"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD colspan=18 class="tr2 td169"><P class="p60 ft2">2. 4 kap. 12 § lagen (2004:46) om värdepappersfonder eller 12 kap. 5 §</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=18 class="tr25 td169"><P class="p20 ft2">lagen (2013:561) om förvaltare av alternativa investeringsfonder, eller</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td56"><P class="p60 ft2">3. 3 kap. 7 §</P></TD>
<TD colspan=6 class="tr25 td86"><P class="p30 ft2">lagen (1998:1479)</P></TD>
<TD colspan=3 class="tr25 td96"><P class="p87 ft2">3. 3 kap.</P></TD>
<TD class="tr25 td100"><P class="p26 ft2">7 §</P></TD>
<TD colspan=2 class="tr25 td98"><P class="p66 ft2">lagen</P></TD>
<TD colspan=4 class="tr25 td170"><P class="p17 ft2">(1998:1479)</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td84"><P class="p20 ft2">om</P></TD>
<TD colspan=2 class="tr26 td96"><P class="p89 ft2">kontoföring</P></TD>
<TD colspan=2 class="tr26 td65"><P class="p32 ft2">av</P></TD>
<TD colspan=3 class="tr26 td81"><P class="p30 ft2">finansiella</P></TD>
<TD class="tr26 td55"><P class="p20 ft2">om</P></TD>
<TD colspan=7 class="tr26 td115"><P class="p68 ft3">värdepapperscentraler</P></TD>
<TD class="tr26 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p17 ft3">och</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td56"><P class="p20 ft2">instrument.</P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td143"><P class="p20 ft2">kontoföring av finansiella instru-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD rowspan=2 class="tr40 td136"><P class="p76 ft3">central</P></TD>
<TD colspan=6 rowspan=2 class="tr40 td86"><P class="p30 ft3">värdepappersförva-</P></TD>
<TD colspan=2 class="tr25 td65"><P class="p20 ft2">ment.</P></TD>
<TD colspan=6 rowspan=2 class="tr40 td87"><P class="p26 ft3">värdepapperscentral</P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p60 ft2">En</P></TD>
<TD colspan=2 class="tr25 td65"><P class="p87 ft2">En</P></TD>
<TD colspan=2 class="tr25 td71"><P class="p17 ft2">eller</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td50"><P class="p20 ft2"><SPAN class="ft3">rare </SPAN>eller den som annars ansvarar</P></TD>
<TD colspan=10 class="tr26 td143"><P class="p20 ft2">den som annars ansvarar för inne-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td47"><P class="p20 ft2">för innehållande</P></TD>
<TD class="tr25 td14"><P class="p64 ft2">av</P></TD>
<TD colspan=4 class="tr25 td93"><P class="p30 ft2">kupongskatt</P></TD>
<TD colspan=4 class="tr25 td90"><P class="p20 ft2">hållande av</P></TD>
<TD colspan=4 class="tr25 td160"><P class="p91 ft31">kupongskatt</P></TD>
<TD colspan=2 class="tr25 td71"><P class="p17 ft2">enligt</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td50"><P class="p20 ft2">enligt 11 a eller 11 b § ska vid</P></TD>
<TD class="tr26 td55"><P class="p20 ft2">11 a</P></TD>
<TD colspan=2 class="tr26 td95"><P class="p66 ft2">eller</P></TD>
<TD class="tr26 td100"><P class="p20 ft2">11</P></TD>
<TD class="tr26 td20"><P class="p1 ft2">b §</P></TD>
<TD colspan=2 class="tr26 td71"><P class="p68 ft2">ska</P></TD>
<TD class="tr26 td55"><P class="p123 ft2">vid</P></TD>
<TD colspan=2 class="tr26 td71"><P class="p17 ft2">redo-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">redovisning enligt 8 § lämna upp-</P></TD>
<TD colspan=10 class="tr25 td143"><P class="p20 ft2">visning enligt 8 § lämna uppgift</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">gift till Skatteverket om förvalt-</P></TD>
<TD class="tr25 td55"><P class="p20 ft2">till</P></TD>
<TD colspan=4 class="tr25 td160"><P class="p20 ft2">Skatteverket</P></TD>
<TD class="tr25 td61"><P class="p20 ft2">om</P></TD>
<TD colspan=4 class="tr25 td170"><P class="p17 ft2">förvaltning</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">ning enligt första stycket denna</P></TD>
<TD colspan=10 class="tr25 td143"><P class="p20 ft2">enligt första stycket denna para-</P></TD>
</TR>
<TR>
<TD class="tr27 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td56"><P class="p20 ft2">paragraf.</P></TD>
<TD class="tr27 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td55"><P class="p20 ft2">graf.</P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td141"><P class="p97 ft2">20 §<SPAN class="ft27">11</SPAN></P></TD>
<TD class="tr38 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td50"><P class="p60 ft2">Om det behövs med hänsyn till</P></TD>
<TD colspan=10 class="tr26 td143"><P class="p87 ft2">Om det behövs med hänsyn till</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td56"><P class="p20 ft31">redovisningens</P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td49"><P class="p20 ft2">omfattning</P></TD>
<TD colspan=2 class="tr25 td136"><P class="p30 ft2">eller</P></TD>
<TD colspan=4 class="tr25 td90"><P class="p20 ft31">redovisningens</P></TD>
<TD colspan=4 class="tr25 td160"><P class="p123 ft2">omfattning</P></TD>
<TD colspan=2 class="tr25 td71"><P class="p17 ft2">eller</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft2">andra</P></TD>
<TD colspan=2 class="tr25 td96"><P class="p89 ft2">särskilda</P></TD>
<TD colspan=4 class="tr25 td171"><P class="p62 ft2">förhållanden,</P></TD>
<TD class="tr25 td27"><P class="p30 ft2">får</P></TD>
<TD colspan=2 class="tr25 td65"><P class="p20 ft2">andra</P></TD>
<TD colspan=7 class="tr25 td40"><P class="p20 ft2">särskilda förhållanden,</P></TD>
<TD class="tr25 td61"><P class="p17 ft2">får</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td50"><P class="p20 ft2">Skatteverket medge <SPAN class="ft3">central värde-</SPAN></P></TD>
<TD colspan=10 class="tr26 td143"><P class="p20 ft2">Skatteverket medge <SPAN class="ft3">en värdepap-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td1"><P class="p20 ft3">pappersförvarare <SPAN class="ft2">eller</SPAN></P></TD>
<TD colspan=3 class="tr25 td81"><P class="p30 ft2">aktiebolag</P></TD>
<TD colspan=3 class="tr25 td96"><P class="p20 ft3">perscentral</P></TD>
<TD colspan=2 class="tr25 td65"><P class="p70 ft2">eller</P></TD>
<TD class="tr25 td61"><P class="p66 ft3">ett</P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td137"><P class="p17 ft2">aktiebolag</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">anstånd med fullgörande av skyl-</P></TD>
<TD colspan=10 class="tr25 td143"><P class="p20 ft2">anstånd med fullgörande av skyl-</P></TD>
</TR>
<TR>
<TD class="tr27 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr27 td172"><P class="p20 ft2">dighet enligt 8 eller 15 §.</P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr27 td173"><P class="p20 ft2">dighet enligt 8 eller 15 §.</P></TD>
<TD class="tr27 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td141"><P class="p97 ft2">22 §<SPAN class="ft27">12</SPAN></P></TD>
<TD class="tr38 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td50"><P class="p60 ft3"><SPAN class="ft2">Om en </SPAN>central värdepappersför-</P></TD>
<TD colspan=2 class="tr26 td65"><P class="p87 ft2">Om</P></TD>
<TD class="tr26 td109"><P class="p135 ft2">en</P></TD>
<TD colspan=7 class="tr26 td131"><P class="p17 ft3">värdepapperscentral</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2"><SPAN class="ft3">varare </SPAN>eller ett aktiebolag inte</P></TD>
<TD colspan=10 class="tr25 td143"><P class="p20 ft2">eller ett aktiebolag inte betalar in</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">betalar in kupongskatt i före-</P></TD>
<TD colspan=10 class="tr25 td143"><P class="p20 ft2">kupongskatt i föreskriven tid, <SPAN class="ft3">ska</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td50"><P class="p20 ft2">skriven tid, <SPAN class="ft3">skall </SPAN>Skatteverket före-</P></TD>
<TD colspan=10 class="tr26 td143"><P class="p20 ft2">Skatteverket förelägga v<SPAN class="ft3">ärdepap-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft2">lägga</P></TD>
<TD colspan=7 class="tr25 td48"><P class="p30 ft3">värdepappersförvararen</P></TD>
<TD colspan=4 class="tr25 td90"><P class="p20 ft3">perscentralen</P></TD>
<TD colspan=2 class="tr25 td98"><P class="p66 ft2">eller</P></TD>
<TD colspan=3 class="tr25 td70"><P class="p26 ft2">bolaget</P></TD>
<TD class="tr25 td61"><P class="p17 ft2">att</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">eller bolaget att inom viss tid</P></TD>
<TD colspan=10 class="tr25 td143"><P class="p20 ft2">inom viss tid fullgöra sin betal-</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td50"><P class="p20 ft2">fullgöra sin betalningsskyldighet.</P></TD>
<TD colspan=5 class="tr26 td154"><P class="p20 ft2">ningsskyldighet.</P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td56"><P class="p60 ft2">Obetalda</P></TD>
<TD colspan=6 class="tr25 td86"><P class="p30 ft31">kupongskattebelopp</P></TD>
<TD colspan=3 class="tr25 td96"><P class="p87 ft2">Obetalda</P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td97"><P class="p17 ft31">kupongskattebelopp</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft2">samt</P></TD>
<TD colspan=4 class="tr25 td154"><P class="p76 ft2">dröjsmålsavgifter</P></TD>
<TD colspan=2 class="tr25 td62"><P class="p178 ft3">skall</P></TD>
<TD class="tr25 td27"><P class="p30 ft2">av</P></TD>
<TD colspan=2 class="tr25 td65"><P class="p20 ft2">samt</P></TD>
<TD colspan=5 class="tr25 td174"><P class="p20 ft2">dröjsmålsavgifter</P></TD>
<TD colspan=2 class="tr25 td35"><P class="p87 ft3">ska</P></TD>
<TD class="tr25 td61"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td50"><P class="p20 ft2">Skatteverket lämnas för indriv-</P></TD>
<TD colspan=10 class="tr26 td143"><P class="p20 ft2">Skatteverket lämnas för indriv-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">ning. Regeringen får föreskriva att</P></TD>
<TD colspan=10 class="tr25 td143"><P class="p20 ft2">ning. Regeringen får föreskriva att</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">indrivning inte behöver begäras för</P></TD>
<TD colspan=10 class="tr25 td143"><P class="p20 ft2">indrivning inte behöver begäras för</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td47"><P class="p20 ft2">ett ringa belopp.</P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr26 td154"><P class="p20 ft2">ett ringa belopp.</P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=18 class="tr25 td169"><P class="p60 ft2">Bestämmelser om indrivning finns i lagen (1993:891) om indrivning av</P></TD>
</TR>
<TR>
<TD class="tr32 td129"><P class="p20 ft14"> </P></TD>
<TD colspan=4 class="tr32 td175"><P class="p20 ft15">statliga fordringar</P></TD>
<TD colspan=2 class="tr32 td65"><P class="p20 ft15">m.m.</P></TD>
<TD colspan=4 class="tr32 td93"><P class="p61 ft15">Vid indrivning</P></TD>
<TD class="tr32 td109"><P class="p135 ft15">får</P></TD>
<TD colspan=5 class="tr32 td138"><P class="p91 ft15">verkställighet</P></TD>
<TD colspan=2 class="tr32 td71"><P class="p17 ft15">enligt</P></TD>
</TR>
</TABLE>
<P class="p51 ft2">utsökningsbalken ske.</P>
<P class="p56 ft4">Överklagande av beslut inverkar inte på skyldigheten att betala skatt eller dröjsmålsavgift.</P>
<TABLE cellpadding=0 cellspacing=0 class="t49">
<TR>
<TD class="tr26 td176"><P class="p74 ft32">11</P></TD>
<TD class="tr26 td74"><P class="p26 ft33">Senaste lydelse 2005:348.</P></TD>
</TR>
<TR>
<TD class="tr37 td176"><P class="p74 ft32">12</P></TD>
<TD class="tr37 td74"><P class="p26 ft33">Senaste lydelse 2003:647.</P></TD>
</TR>
<TR>
<TD class="tr31 td176"><P class="p179 ft2">24</P></TD>
<TD class="tr31 td74"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
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</DIV>
<TABLE cellpadding=0 cellspacing=0 class="t37">
<TR>
<TD class="tr43 td115"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr43 td115"><P class="p180 ft2">25 §<SPAN class="ft27">13</SPAN></P></TD>
<TD class="tr43 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td123"><P class="p17 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr25 td115"><P class="p60 ft2">Uppgift som enligt</P></TD>
<TD class="tr25 td78"><P class="p84 ft2">7 § andra</P></TD>
<TD class="tr25 td52"><P class="p85 ft2">Uppgift</P></TD>
<TD class="tr25 td27"><P class="p26 ft2">som</P></TD>
<TD class="tr25 td123"><P class="p181 ft2">enligt 7 § andra</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td60"><P class="p20 ft2">stycket <SPAN class="ft3">skall </SPAN>lämnas till en <SPAN class="ft3">central</SPAN></P></TD>
<TD colspan=3 class="tr25 td177"><P class="p64 ft2">stycket <SPAN class="ft3">ska </SPAN>lämnas till en <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td115"><P class="p20 ft3">värdepappersförvarare</P></TD>
<TD class="tr26 td78"><P class="p84 ft3">skall <SPAN class="ft2">vid</SPAN></P></TD>
<TD colspan=3 class="tr26 td177"><P class="p64 ft3">papperscentral ska <SPAN class="ft2">vid tillämp-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td60"><P class="p20 ft2">tillämpningen av skattebrottslagen</P></TD>
<TD class="tr25 td52"><P class="p64 ft2">ningen</P></TD>
<TD class="tr25 td27"><P class="p20 ft2">av</P></TD>
<TD class="tr25 td123"><P class="p181 ft2">skattebrottslagen</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td60"><P class="p20 ft2">(1971:69) likställas med uppgift</P></TD>
<TD class="tr25 td52"><P class="p64 ft2">(1971:69)</P></TD>
<TD colspan=2 class="tr25 td178"><P class="p181 ft2">likställas med uppgift</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr27 td60"><P class="p20 ft2">som <SPAN class="ft3">skall </SPAN>lämnas till myndighet.</P></TD>
<TD colspan=3 class="tr27 td177"><P class="p64 ft2">som <SPAN class="ft3">ska </SPAN>lämnas till myndighet.</P></TD>
</TR>
</TABLE>
<P class="p182 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft18">Denna lag träder i kraft den 1 mars 2016.</SPAN></P>
<P class="p48 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft30">Bestämmelserna i 2, </SPAN><NOBR>7–9,</NOBR> <NOBR>10–12,</NOBR> 20, 22 och 25 §§ i den nya lydelsen tillämpas på utdelning som betalas ut efter den 29 februari 2016.</P>
<P class="p83 ft4"><SPAN class="ft2">3.</SPAN><SPAN class="ft30">Äldre bestämmelser gäller för utdelning som betalas ut av en central värdepappersförvarare som enligt punkt 2 i ikraftträdande- och över- gångsbestämmelserna till lagen (2015:000) om ändring i lagen (1998:1479) om kontoföring av finansiella instrument får fortsätta med sådan verksamhet efter den 29 februari 2016 till dess att ansökan om tillstånd har prövats slutligt.</SPAN></P>
<P class="p183 ft35"><SPAN class="ft34">13 </SPAN>Senaste lydelse 1998:1485.</P>
<P class="p99 ft2">25</P>
</DIV>
<DIV id="page_26">
<DIV id="dimg1">
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</DIV>
<DIV id="id_1">
<TABLE cellpadding=0 cellspacing=0 class="t50">
<TR>
<TD class="tr35 td110"><P class="p20 ft2">Prop. 2015/16:10 <SPAN class="ft37">2.5</SPAN></P></TD>
<TD colspan=2 class="tr35 td179"><P class="p85 ft26">Förslag till lag om ändring i förmånsrättslagen</P></TD>
</TR>
<TR>
<TD class="tr42 td110"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td51"><P class="p85 ft26">(1970:979)</P></TD>
<TD class="tr42 td180"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr42 td181"><P class="p165 ft2">Härigenom föreskrivs att 4 § förmånsrättslagen (1970:979) ska ha</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td182"><P class="p25 ft2">följande lydelse.</P></TD>
<TD class="tr31 td180"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr40 td182"><P class="p25 ft3">Nuvarande lydelse</P></TD>
<TD class="tr40 td180"><P class="p184 ft3">Föreslagen lydelse</P></TD>
</TR>
<TR>
<TD class="tr41 td110"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td51"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td180"><P class="p153 ft2">4 §<SPAN class="ft27">1</SPAN></P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="id_2">
<DIV id="id_2_1">
<P class="p185 ft2">Förmånsrätt följer med</P>
<P class="p186 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">sjöpanträtt och luftpanträtt,</SPAN></P>
<P class="p187 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">handpanträtt och rätt att kvar- hålla lös egendom till säkerhet för fordran (retentionsrätt), panträtt på grund av registrering eller under- rättelse enligt lagen (1998:1479) om kontoföring av finansiella instrument samt panträtt på grund av registrering enligt lagen (2011:1200) om elcertifikat,</SPAN></P>
</DIV>
<DIV id="id_2_2">
<P class="p117 ft2">2. handpanträtt och rätt att kvar- hålla lös egendom till säkerhet för fordran (retentionsrätt), panträtt på grund av registrering eller under- rättelse enligt lagen (1998:1479) om <SPAN class="ft3">värdepapperscentraler och </SPAN>kontoföring av finansiella instru- ment samt panträtt på grund av registrering enligt lagen (2011:1200) om elcertifikat,</P>
</DIV>
</DIV>
<DIV id="id_3">
<P class="p59 ft4"><SPAN class="ft2">3.</SPAN><SPAN class="ft30">panträtt på grund av inteckning i skepp eller skeppsbygge eller i luftfartyg och reservdelar till luftfartyg,</SPAN></P>
<P class="p59 ft22"><SPAN class="ft2">4.</SPAN><SPAN class="ft47">registrering av båtbyggnadsförskott enligt lagen (1975:605) om registrering av båtbyggnadsförskott.</SPAN></P>
<P class="p188 ft2">Denna lag träder i kraft den 1 mars 2016.</P>
<P class="p189 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2011:1203.</P>
<P class="p125 ft2">26</P>
</DIV>
</DIV>
<DIV id="page_27">
<TABLE cellpadding=0 cellspacing=0 class="t37">
<TR height=0>
<TD width=41px></TD>
<TD width=164px></TD>
<TD width=201px></TD>
<TD width=93px></TD>
</TR>
<TR>
<TD class="tr35 td98"><P class="p20 ft26">2.6</P></TD>
<TD colspan=2 class="tr35 td23"><P class="p18 ft26">Förslag till lag om ändring i lagen (1987:667)</P></TD>
<TD class="tr35 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr42 td98"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr42 td23"><P class="p18 ft26">om ekonomiska föreningar</P></TD>
<TD class="tr42 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr42 td120"><P class="p60 ft2">Härigenom föreskrivs att 5 kap. 4 och 8 §§ lagen (1987:667) om</P></TD>
<TD class="tr42 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr31 td120"><P class="p20 ft2">ekonomiska föreningar ska ha följande lydelse.</P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr40 td122"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr40 td123"><P class="p20 ft3">Föreslagen lydelse</P></TD>
<TD class="tr40 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p190 ft29">5 kap.</P>
<P class="p191 ft2">4 §<SPAN class="ft27">1</SPAN></P>
<P class="p192 ft4">För varje förlagsinsats ska föreningen utfärda ett förlagsandelsbevis. Beviset ska ställas till viss man, till innehavaren eller till viss man eller order och innehålla uppgift om</P>
<P class="p47 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft18">föreningens firma,</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">nummer eller annan beteckning för beviset,</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft18">insatsens storlek,</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft19">den rätt till utdelning som insatsen medför,</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">5.</SPAN><SPAN class="ft18">det sätt på vilket utdelning ska utbetalas och inlösen ske,</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">6.</SPAN><SPAN class="ft18">föreskrifter som avses i 2 § första stycket, samt</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">7.</SPAN><SPAN class="ft19">erinran enligt 2 § andra stycket.</SPAN></P>
<P class="p193 ft4">Förlagsandelsbeviset ska undertecknas av föreningen. Styrelseleda- möters eller firmatecknares namnteckning får återges genom tryckning</P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR height=0>
<TD width=31px></TD>
<TD width=29px></TD>
<TD width=16px></TD>
<TD width=27px></TD>
<TD width=28px></TD>
<TD width=25px></TD>
<TD width=12px></TD>
<TD width=37px></TD>
<TD width=31px></TD>
<TD width=55px></TD>
<TD width=39px></TD>
<TD width=34px></TD>
<TD width=9px></TD>
<TD width=20px></TD>
</TR>
<TR>
<TD colspan=12 class="tr31 td183"><P class="p20 ft2">eller på liknande sätt. Bestämmelsen i 1 kap. 7 § ska inte tillämpas.</P></TD>
<TD class="tr31 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td122"><P class="p113 ft2">I stadgarna kan det bestämmas</P></TD>
<TD colspan=6 class="tr26 td124"><P class="p17 ft2">I stadgarna kan det bestämmas</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p113 ft2">att föreningen får registrera för-</P></TD>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">att föreningen får registrera för-</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p113 ft2">lagsandelar hos en <SPAN class="ft3">central värde-</SPAN></P></TD>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">lagsandelar hos en <SPAN class="ft3">svensk värde-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td106"><P class="p20 ft3">pappersförvarare</P></TD>
<TD colspan=2 class="tr26 td85"><P class="p134 ft2">enligt</P></TD>
<TD colspan=2 class="tr26 td104"><P class="p113 ft2">lagen</P></TD>
<TD colspan=2 class="tr26 td30"><P class="p20 ft3">papperscentral</P></TD>
<TD colspan=2 class="tr26 td121"><P class="p85 ft2">enligt</P></TD>
<TD colspan=2 class="tr26 td163"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td125"><P class="p20 ft2">(1998:1479)</P></TD>
<TD class="tr25 td89"><P class="p20 ft2">om</P></TD>
<TD colspan=3 class="tr25 td105"><P class="p20 ft2">kontoföring</P></TD>
<TD class="tr25 td139"><P class="p113 ft2">av</P></TD>
<TD colspan=6 class="tr25 td124"><P class="p17 ft3"><SPAN class="ft2">(1998:1479) om </SPAN>värdepapperscen-</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p113 ft2">finansiella instrument i stället för</P></TD>
<TD class="tr25 td71"><P class="p20 ft3">traler</P></TD>
<TD class="tr25 td64"><P class="p18 ft3">och</P></TD>
<TD colspan=2 class="tr25 td121"><P class="p66 ft2">kontoföring</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD class="tr26 td71"><P class="p20 ft2">att</P></TD>
<TD colspan=2 class="tr26 td82"><P class="p20 ft2">utfärda</P></TD>
<TD colspan=5 class="tr26 td117"><P class="p113 ft2">förlagsandelsbevis.</P></TD>
<TD colspan=6 class="tr26 td124"><P class="p17 ft2">finansiella instrument i stället för</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p113 ft2">Detta gäller dock inte förlags-</P></TD>
<TD class="tr25 td71"><P class="p20 ft2">att</P></TD>
<TD class="tr25 td64"><P class="p20 ft2">utfärda</P></TD>
<TD colspan=4 class="tr25 td154"><P class="p17 ft31">förlagsandelsbevis.</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p113 ft2">andelar för vilka det gäller</P></TD>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">Detta gäller dock inte förlags-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td126"><P class="p20 ft2">förvärvsbegränsningar</P></TD>
<TD colspan=2 class="tr26 td139"><P class="p20 ft2">enligt</P></TD>
<TD class="tr26 td139"><P class="p113 ft2">2 §</P></TD>
<TD colspan=6 class="tr26 td124"><P class="p17 ft2">andelar för vilka det gäller</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td43"><P class="p20 ft2">första stycket första meningen.</P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td184"><P class="p20 ft2">förvärvsbegränsningar</P></TD>
<TD colspan=2 class="tr25 td18"><P class="p66 ft2">enligt</P></TD>
<TD class="tr25 td61"><P class="p17 ft2">2 §</P></TD>
</TR>
<TR>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td43"><P class="p20 ft2">första stycket första meningen.</P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td122"><P class="p113 ft2">Av 4 kap. 5 § lagen om konto-</P></TD>
<TD colspan=6 class="tr26 td124"><P class="p17 ft2">Av 4 kap. 5 § lagen om <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td41"><P class="p20 ft2">föring av</P></TD>
<TD colspan=3 class="tr25 td101"><P class="p66 ft2">finansiella</P></TD>
<TD colspan=3 class="tr25 td53"><P class="p113 ft2">instrument</P></TD>
<TD colspan=3 class="tr25 td184"><P class="p20 ft3">papperscentraler och</P></TD>
<TD colspan=3 class="tr25 td96"><P class="p17 ft2">kontoföring</P></TD>
</TR>
<TR>
<TD class="tr25 td71"><P class="p20 ft2">följer</P></TD>
<TD class="tr25 td163"><P class="p68 ft2">att</P></TD>
<TD colspan=5 class="tr25 td97"><P class="p20 ft2">förlagsandelsbevis</P></TD>
<TD class="tr25 td139"><P class="p113 ft2">inte</P></TD>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">av finansiella instrument följer att</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td122"><P class="p113 ft2">får utfärdas för förlagsandelar som</P></TD>
<TD colspan=6 class="tr26 td124"><P class="p17 ft2">förlagsandelsbevis inte får utfärdas</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p20 ft2">har registrerats enligt den lagen.</P></TD>
<TD class="tr25 td71"><P class="p20 ft2">för</P></TD>
<TD colspan=2 class="tr25 td174"><P class="p71 ft2">förlagsandelar</P></TD>
<TD class="tr25 td94"><P class="p76 ft2">som</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p17 ft2">har</P></TD>
</TR>
<TR>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td161"><P class="p20 ft2">registrerats enligt den lagen.</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td122"><P class="p113 ft2">Ett beslut som innebär att en</P></TD>
<TD colspan=6 class="tr26 td124"><P class="p17 ft2">Ett beslut som innebär att en</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p113 ft2">förlagsandel inte längre ska vara</P></TD>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">förlagsandel inte längre ska vara</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p113 ft2">registrerad hos en <SPAN class="ft3">central värde-</SPAN></P></TD>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">registrerad hos en <SPAN class="ft3">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td106"><P class="p20 ft3">pappersförvarare</P></TD>
<TD colspan=2 class="tr26 td85"><P class="p63 ft2">blir</P></TD>
<TD colspan=2 class="tr26 td104"><P class="p113 ft2">giltigt</P></TD>
<TD colspan=6 class="tr26 td124"><P class="p17 ft2"><SPAN class="ft3">central </SPAN>blir giltigt endast om den</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr31 td122"><P class="p113 ft2">endast om den som har panträtt i</P></TD>
<TD colspan=6 class="tr31 td124"><P class="p17 ft2">som har panträtt i förlagsandelen</P></TD>
</TR>
</TABLE>
<P class="p194 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2008:83.</P>
<P class="p99 ft2">27</P>
</DIV>
<DIV id="page_28">
<DIV id="dimg1">
<INGENBILD zsrc="H3031028x1.jpg/" id="img1">
</DIV>
<TABLE cellpadding=0 cellspacing=0 class="t46">
<TR>
<TD class="tr2 td106"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD colspan=4 class="tr2 td185"><P class="p60 ft2">förlagsandelen skriftligen har sam-</P></TD>
<TD class="tr2 td56"><P class="p38 ft2">skriftligen</P></TD>
<TD class="tr2 td69"><P class="p135 ft2">har</P></TD>
<TD class="tr2 td24"><P class="p20 ft2">samtyckt</P></TD>
<TD class="tr2 td163"><P class="p17 ft2">till</P></TD>
</TR>
<TR>
<TD class="tr31 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td74"><P class="p60 ft2">tyckt till beslutet.</P></TD>
<TD class="tr31 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td56"><P class="p38 ft2">beslutet.</P></TD>
<TD class="tr31 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td24"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td163"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr40 td185"><P class="p60 ft3">Lydelse enligt prop. 2015/16:3</P></TD>
<TD colspan=2 class="tr40 td86"><P class="p38 ft3">Föreslagen lydelse</P></TD>
<TD class="tr40 td24"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td163"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td116"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td56"><P class="p20 ft2">8 §</P></TD>
<TD class="tr41 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td24"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td163"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td185"><P class="p17 ft2">Inlösen enligt 7 § sker till det</P></TD>
<TD colspan=4 class="tr26 td122"><P class="p17 ft2">Inlösen enligt 7 § sker till det</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td185"><P class="p60 ft2">belopp som utgör insatsens storlek</P></TD>
<TD colspan=4 class="tr25 td122"><P class="p38 ft2">belopp som utgör insatsens storlek</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td186"><P class="p60 ft2">enligt förlagsandelsbeviset</P></TD>
<TD class="tr25 td139"><P class="p17 ft2">eller,</P></TD>
<TD colspan=3 class="tr25 td83"><P class="p38 ft2">enligt förlagsandelsbeviset</P></TD>
<TD class="tr25 td163"><P class="p17 ft2">eller,</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td185"><P class="p60 ft2">för förlagsandelar som har regi-</P></TD>
<TD colspan=4 class="tr25 td122"><P class="p38 ft2">för förlagsandelar som har regi-</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td185"><P class="p60 ft3"><SPAN class="ft2">strerats hos en </SPAN>central värdepap-</P></TD>
<TD colspan=4 class="tr26 td122"><P class="p38 ft2">strerats hos en <SPAN class="ft3">svensk värdepap-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td74"><P class="p60 ft3">persförvarare</P></TD>
<TD class="tr25 td136"><P class="p20 ft2">enligt</P></TD>
<TD class="tr25 td139"><P class="p17 ft2">lagen</P></TD>
<TD class="tr25 td56"><P class="p38 ft3">perscentral</P></TD>
<TD colspan=2 class="tr25 td144"><P class="p195 ft2">enligt</P></TD>
<TD class="tr25 td163"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td116"><P class="p60 ft2">(1998:1479)</P></TD>
<TD class="tr25 td94"><P class="p64 ft2">om</P></TD>
<TD colspan=2 class="tr25 td133"><P class="p17 ft2">kontoföring av</P></TD>
<TD colspan=2 class="tr25 td86"><P class="p38 ft2">(1998:1479) om</P></TD>
<TD colspan=2 class="tr25 td90"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td116"><P class="p60 ft2">finansiella</P></TD>
<TD colspan=3 class="tr26 td187"><P class="p17 ft2">instrument, insatsens</P></TD>
<TD class="tr26 td56"><P class="p38 ft3">centraler</P></TD>
<TD colspan=3 class="tr26 td184"><P class="p17 ft2"><SPAN class="ft3">och </SPAN>kontoföring av</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td185"><P class="p60 ft2">storlek enligt registreringen. Be-</P></TD>
<TD class="tr25 td56"><P class="p38 ft2">finansiella</P></TD>
<TD colspan=3 class="tr25 td184"><P class="p17 ft2">instrument, insatsens</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td185"><P class="p60 ft2">loppet får dock inte överstiga det</P></TD>
<TD colspan=4 class="tr25 td122"><P class="p38 ft2">storlek enligt registreringen. Be-</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td185"><P class="p60 ft2">som av föreningens eget kapital</P></TD>
<TD colspan=4 class="tr26 td122"><P class="p38 ft2">loppet får dock inte överstiga det</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td185"><P class="p60 ft31">enligt den senast fastställda balans-</P></TD>
<TD colspan=4 class="tr25 td122"><P class="p38 ft2">som av föreningens eget kapital</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td185"><P class="p60 ft2">räkningen, utan anlitande av upp-</P></TD>
<TD colspan=4 class="tr25 td122"><P class="p38 ft31">enligt den senast fastställda balans-</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td74"><P class="p60 ft2">skrivningsfonden,</P></TD>
<TD colspan=2 class="tr26 td133"><P class="p17 ft2">reservfonden,</P></TD>
<TD colspan=4 class="tr26 td122"><P class="p38 ft2">räkningen, utan anlitande av upp-</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td186"><P class="p60 ft2">kapitalandelsfonden eller</P></TD>
<TD class="tr25 td139"><P class="p17 ft31">fonden</P></TD>
<TD colspan=2 class="tr25 td86"><P class="p38 ft2">skrivningsfonden,</P></TD>
<TD colspan=2 class="tr25 td90"><P class="p17 ft2">reservfonden,</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td185"><P class="p60 ft2">för utvecklingsutgifter, avser an-</P></TD>
<TD colspan=2 class="tr25 td86"><P class="p38 ft2">kapitalandelsfonden</P></TD>
<TD colspan=2 class="tr25 td90"><P class="p17 ft2">eller fonden</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td185"><P class="p60 ft2">delen i förhållande till övriga</P></TD>
<TD colspan=4 class="tr26 td122"><P class="p38 ft2">för utvecklingsutgifter, avser an-</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td74"><P class="p60 ft2">förlagsinsatser.</P></TD>
<TD class="tr25 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td122"><P class="p38 ft2">delen i förhållande till övriga</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td116"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td86"><P class="p38 ft2">förlagsinsatser.</P></TD>
<TD class="tr25 td24"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td163"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td188"><P class="p17 ft2">Om föreningen försätts i konkurs på en ansökan som görs inom ett år</P></TD>
</TR>
</TABLE>
<P class="p196 ft4">efter inlösen, ska det som föreskrivs i 4 kap. 2 § om återbetalning tilläm- pas i fråga om förlagsinsatsen. Detta gäller dock inte förlagsinsatser som har kunnat lösas in utan föregående uppsägning.</P>
<P class="p197 ft2">Denna lag träder i kraft den 1 mars 2016.</P>
<P class="p198 ft2">28</P>
</DIV>
<DIV id="page_29">
<TABLE cellpadding=0 cellspacing=0 class="t37">
<TR height=0>
<TD width=41px></TD>
<TD width=164px></TD>
<TD width=201px></TD>
<TD width=93px></TD>
</TR>
<TR>
<TD class="tr35 td98"><P class="p20 ft26">2.7</P></TD>
<TD colspan=2 class="tr35 td23"><P class="p18 ft26">Förslag till lag om ändring i lagen (1992:160)</P></TD>
<TD class="tr35 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr42 td98"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr42 td23"><P class="p18 ft26">om utländska filialer m.m.</P></TD>
<TD class="tr42 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr42 td120"><P class="p60 ft2">Härigenom föreskrivs att 3 § lagen (1992:160) om utländska filialer</P></TD>
<TD class="tr42 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td122"><P class="p20 ft2">m.m. ska ha följande lydelse.</P></TD>
<TD class="tr31 td123"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr40 td122"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr40 td123"><P class="p20 ft3">Föreslagen lydelse</P></TD>
<TD class="tr40 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p199 ft2">3 §<SPAN class="ft27">1</SPAN></P>
<P class="p192 ft4">Om rätt för vissa utländska företag att driva verksamhet i Sverige finns särskilda bestämmelser, nämligen</P>
<P class="p48 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">för kreditinstitut 4 kap. 1, 2 och </SPAN><NOBR>4–6</NOBR> §§ lagen (2004:297) om bank- och finansieringsrörelse,</P>
<P class="p48 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft30">för värdepappersföretag 4 kap. 1 och 4 §§ lagen (2007:528) om värdepappersmarknaden,</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft19">för finansiella institut 4 kap. 3 § lagen om bank- och finansierings- rörelse,</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft18">för utländska försäkringsgivare lagen (1998:293) om utländska försäkringsgivares och tjänstepensionsinstituts verksamhet i Sverige,</SPAN></P>
<P class="p48 ft4"><SPAN class="ft2">5.</SPAN><SPAN class="ft30">för börser och clearingorganisationer 12 kap. 9 § och 19 kap. 12 § lagen om värdepappersmarknaden,</SPAN></P>
<P class="p47 ft3"><SPAN class="ft3">6.</SPAN><SPAN class="ft48">för centrala värdepappers-</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t51">
<TR>
<TD colspan=2 class="tr26 td101"><P class="p20 ft3">förvarare</P></TD>
<TD colspan=2 class="tr26 td62"><P class="p62 ft28">2 kap.</P></TD>
<TD class="tr26 td82"><P class="p113 ft3">6 §</P></TD>
<TD colspan=2 class="tr26 td104"><P class="p113 ft3">lagen</P></TD>
<TD class="tr26 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td101"><P class="p20 ft3">(1998:1479)</P></TD>
<TD class="tr26 td55"><P class="p19 ft3">om</P></TD>
<TD colspan=3 class="tr26 td81"><P class="p200 ft28">kontoföring</P></TD>
<TD class="tr26 td139"><P class="p113 ft3">av</P></TD>
<TD class="tr26 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td189"><P class="p20 ft3">finansiella instrument,</P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p60 ft3">7. <SPAN class="ft2">för</SPAN></P></TD>
<TD colspan=4 class="tr25 td190"><P class="p135 ft2">förvaltningsbolag</P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p113 ft2">och</P></TD>
<TD class="tr25 td104"><P class="p60 ft3">6. <SPAN class="ft2">för</SPAN></P></TD>
<TD colspan=4 class="tr25 td190"><P class="p135 ft2">förvaltningsbolag</P></TD>
<TD class="tr25 td27"><P class="p17 ft2">och</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td101"><P class="p20 ft2">fondföretag</P></TD>
<TD colspan=2 class="tr26 td62"><P class="p178 ft2">1 kap.</P></TD>
<TD colspan=2 class="tr26 td141"><P class="p1 ft2"><NOBR>6–7,</NOBR> 10</P></TD>
<TD class="tr26 td139"><P class="p113 ft2">och</P></TD>
<TD colspan=3 class="tr26 td191"><P class="p20 ft2">fondföretag 1 kap.</P></TD>
<TD colspan=3 class="tr26 td36"><P class="p17 ft2"><NOBR>6–7,</NOBR> 10 och</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">11 §§ lagen (2004:46) om värde-</P></TD>
<TD colspan=6 class="tr25 td124"><P class="p20 ft2">11 §§ lagen (2004:46) om värde-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td144"><P class="p20 ft2">pappersfonder,</P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td144"><P class="p20 ft2">pappersfonder,</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td104"><P class="p60 ft3">8. <SPAN class="ft2">för</SPAN></P></TD>
<TD colspan=2 class="tr26 td70"><P class="p19 ft2">utgivare</P></TD>
<TD colspan=4 class="tr26 td192"><P class="p113 ft2">av elektroniska</P></TD>
<TD class="tr26 td104"><P class="p60 ft3">7. <SPAN class="ft2">för</SPAN></P></TD>
<TD class="tr26 td70"><P class="p20 ft2">utgivare</P></TD>
<TD colspan=2 class="tr26 td89"><P class="p66 ft2">av</P></TD>
<TD colspan=2 class="tr26 td105"><P class="p17 ft2">elektroniska</P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p20 ft2">pengar</P></TD>
<TD colspan=2 class="tr25 td70"><P class="p26 ft2">3 kap.</P></TD>
<TD colspan=2 class="tr25 td41"><P class="p94 ft2"><NOBR>26–28</NOBR> §§</P></TD>
<TD colspan=2 class="tr25 td104"><P class="p113 ft2">lagen</P></TD>
<TD class="tr25 td104"><P class="p20 ft2">pengar</P></TD>
<TD class="tr25 td70"><P class="p26 ft2">3 kap.</P></TD>
<TD colspan=3 class="tr25 td41"><P class="p94 ft2"><NOBR>26–28</NOBR> §§</P></TD>
<TD class="tr25 td27"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">(2011:755) om elektroniska peng-</P></TD>
<TD colspan=6 class="tr25 td124"><P class="p20 ft2">(2011:755) om elektroniska peng-</P></TD>
</TR>
<TR>
<TD class="tr26 td104"><P class="p20 ft2">ar,</P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td104"><P class="p20 ft2">ar,</P></TD>
<TD class="tr26 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p60 ft3">9. <SPAN class="ft2">för</SPAN></P></TD>
<TD colspan=3 class="tr25 td130"><P class="p70 ft2">företag</P></TD>
<TD class="tr25 td82"><P class="p201 ft2">som</P></TD>
<TD colspan=2 class="tr25 td104"><P class="p113 ft2">driver</P></TD>
<TD class="tr25 td104"><P class="p60 ft3">8. <SPAN class="ft2">för</SPAN></P></TD>
<TD colspan=2 class="tr25 td137"><P class="p70 ft2">företag</P></TD>
<TD colspan=2 class="tr25 td107"><P class="p201 ft2">som</P></TD>
<TD class="tr25 td27"><P class="p17 ft2">driver</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td102"><P class="p20 ft2">inlåningsverksamhet</P></TD>
<TD class="tr25 td82"><P class="p111 ft2">2 §</P></TD>
<TD colspan=2 class="tr25 td104"><P class="p113 ft2">lagen</P></TD>
<TD colspan=4 class="tr25 td159"><P class="p20 ft2">inlåningsverksamhet</P></TD>
<TD class="tr25 td66"><P class="p111 ft2">2 §</P></TD>
<TD class="tr25 td27"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft2">(2004:299) om inlåningsverksam-</P></TD>
<TD colspan=6 class="tr26 td124"><P class="p20 ft2">(2004:299) om inlåningsverksam-</P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p20 ft2">het,</P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td104"><P class="p20 ft2">het,</P></TD>
<TD class="tr25 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p60 ft2"><SPAN class="ft3">10. </SPAN>för utländska försäkringsför-</P></TD>
<TD class="tr25 td104"><P class="p60 ft3">9. <SPAN class="ft2">för</SPAN></P></TD>
<TD colspan=2 class="tr25 td137"><P class="p20 ft2">utländska</P></TD>
<TD colspan=3 class="tr25 td36"><P class="p17 ft2">försäkringsför-</P></TD>
</TR>
<TR>
<TD class="tr26 td104"><P class="p20 ft2">medlare</P></TD>
<TD colspan=6 class="tr26 td189"><P class="p113 ft2">3 kap. lagen (2005:405)</P></TD>
<TD class="tr26 td104"><P class="p20 ft2">medlare</P></TD>
<TD colspan=3 class="tr26 td53"><P class="p42 ft2">3 kap. lagen</P></TD>
<TD colspan=2 class="tr26 td105"><P class="p17 ft2">(2005:405)</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td189"><P class="p20 ft2">om försäkringsförmedling,</P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td189"><P class="p20 ft2">om försäkringsförmedling,</P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p60 ft3">11. <SPAN class="ft2">för</SPAN></P></TD>
<TD colspan=2 class="tr25 td70"><P class="p64 ft2">företag</P></TD>
<TD colspan=4 class="tr25 td192"><P class="p113 ft2">som tillhanda-</P></TD>
<TD class="tr25 td104"><P class="p60 ft3">10. <SPAN class="ft2">för</SPAN></P></TD>
<TD class="tr25 td70"><P class="p64 ft2">företag</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td36"><P class="p17 ft2">som tillhanda-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft2">håller betaltjänster 3 kap. 26 och</P></TD>
<TD colspan=6 class="tr26 td124"><P class="p20 ft2">håller betaltjänster 3 kap. 26 och</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">27 §§ lagen (2010:751) om betal-</P></TD>
<TD colspan=6 class="tr25 td124"><P class="p20 ft2">27 §§ lagen (2010:751) om betal-</P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p20 ft2">tjänster,</P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td104"><P class="p20 ft2">tjänster,</P></TD>
<TD class="tr25 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td104"><P class="p60 ft3">12. <SPAN class="ft2">för</SPAN></P></TD>
<TD colspan=3 class="tr26 td130"><P class="p178 ft2">utländska</P></TD>
<TD colspan=3 class="tr26 td174"><P class="p113 ft2"><NOBR>AIF-förvaltare</NOBR></P></TD>
<TD class="tr26 td104"><P class="p60 ft3">11. <SPAN class="ft2">för</SPAN></P></TD>
<TD colspan=2 class="tr26 td137"><P class="p71 ft2">utländska</P></TD>
<TD colspan=3 class="tr26 td36"><P class="p17 ft2"><NOBR>AIF-förvaltare</NOBR></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td101"><P class="p20 ft2">5 kap. lagen</P></TD>
<TD colspan=4 class="tr31 td155"><P class="p66 ft2">(2013:<SPAN class="ft3">651</SPAN>) om</P></TD>
<TD class="tr31 td139"><P class="p113 ft2">för-</P></TD>
<TD colspan=6 class="tr31 td124"><P class="p20 ft2">5 kap. lagen (2013:<SPAN class="ft3">561</SPAN>) om för-</P></TD>
</TR>
</TABLE>
<P class="p194 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2014:280.</P>
<P class="p99 ft2">29</P>
</DIV>
<DIV id="page_30">
<DIV id="dimg1">
<INGENBILD zsrc="H3031030x1.jpg/" id="img1">
</DIV>
<TABLE cellpadding=0 cellspacing=0 class="t46">
<TR>
<TD class="tr2 td129"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td50"><P class="p20 ft2">valtare av alternativa investerings-</P></TD>
<TD class="tr2 td143"><P class="p20 ft2">valtare av alternativa investerings-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p20 ft2">fonder, och</P></TD>
<TD class="tr25 td143"><P class="p20 ft2">fonder, och</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p60 ft2"><SPAN class="ft3">13. </SPAN>för företag som driver verk-</P></TD>
<TD class="tr25 td143"><P class="p87 ft2"><SPAN class="ft3">12. </SPAN>för företag som driver verk-</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td50"><P class="p20 ft2">samhet med konsumentkrediter</P></TD>
<TD class="tr26 td143"><P class="p20 ft2">samhet med konsumentkrediter</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p20 ft2">2 och 8 §§ lagen (2014:275) om</P></TD>
<TD class="tr25 td143"><P class="p20 ft2">2 och 8 §§ lagen (2014:275) om</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p20 ft2">viss verksamhet med konsument-</P></TD>
<TD class="tr25 td143"><P class="p20 ft2">viss verksamhet med konsument-</P></TD>
</TR>
<TR>
<TD class="tr27 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td50"><P class="p20 ft2">krediter.</P></TD>
<TD class="tr27 td143"><P class="p20 ft2">krediter.</P></TD>
</TR>
</TABLE>
<P class="p188 ft2">Denna lag träder i kraft den 1 mars 2016.</P>
<P class="p202 ft2">30</P>
</DIV>
<DIV id="page_31">
<TABLE cellpadding=0 cellspacing=0 class="t52">
<TR>
<TD class="tr35 td98"><P class="p203 ft26">2.8</P></TD>
<TD class="tr35 td193"><P class="p18 ft26">Förslag till lag om ändring i lagen (1995:1570) <SPAN class="ft49">Prop. 2015/16:10</SPAN></P></TD>
</TR>
<TR>
<TD class="tr42 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td193"><P class="p18 ft26">om medlemsbanker</P></TD>
</TR>
</TABLE>
<P class="p204 ft4">Härigenom föreskrivs att 5 kap. 4 och 8 §§ lagen (1995:1570) om medlemsbanker ska ha följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 class="t53">
<TR>
<TD class="tr43 td167"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr43 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td124"><P class="p20 ft3">Föreslagen lydelse</P></TD>
</TR>
<TR>
<TD class="tr41 td167"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td194"><P class="p205 ft29">5 kap.</P></TD>
</TR>
<TR>
<TD class="tr26 td167"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td194"><P class="p153 ft2">4 §<SPAN class="ft27">1</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td167"><P class="p60 ft2">För varje förlagsinsats</P></TD>
<TD class="tr25 td63"><P class="p20 ft3">skall</P></TD>
<TD class="tr25 td124"><P class="p60 ft2">För varje förlagsinsats <SPAN class="ft3">ska</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td122"><P class="p20 ft2">medlemsbanken utfärda ett för-</P></TD>
<TD class="tr26 td124"><P class="p20 ft2">medlemsbanken utfärda ett för-</P></TD>
</TR>
<TR>
<TD class="tr25 td167"><P class="p20 ft2">lagsandelsbevis. Beviset</P></TD>
<TD class="tr25 td63"><P class="p20 ft3">skall</P></TD>
<TD class="tr25 td124"><P class="p20 ft31">lagsandelsbevis. Beviset <SPAN class="ft28">ska </SPAN>ställas</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p20 ft2">ställas till viss person, till inne-</P></TD>
<TD class="tr25 td124"><P class="p20 ft2">till viss person, till innehavaren</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td122"><P class="p20 ft2">havaren eller till viss person eller</P></TD>
<TD class="tr26 td124"><P class="p20 ft2">eller till viss person eller order och</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr32 td122"><P class="p20 ft15">order och innehålla uppgift om</P></TD>
<TD class="tr32 td124"><P class="p20 ft15">innehålla uppgift om</P></TD>
</TR>
</TABLE>
<P class="p47 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft18">bankens firma,</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">nummer eller annan beteckning för beviset,</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft18">insatsens storlek,</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft19">den rätt till utdelning som insatsen medför,</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD class="tr27 td122"><P class="p60 ft2">5. det sätt på vilket utdelning</P></TD>
<TD class="tr27 td124"><P class="p60 ft2">5. det sätt på vilket utdelning <SPAN class="ft3">ska</SPAN></P></TD>
</TR>
<TR>
<TD class="tr32 td122"><P class="p20 ft15"><SPAN class="ft39">skall </SPAN>betalas ut och inlösen ske,</P></TD>
<TD class="tr32 td124"><P class="p20 ft15">betalas ut och inlösen ske,</P></TD>
</TR>
</TABLE>
<P class="p47 ft2"><SPAN class="ft2">6.</SPAN><SPAN class="ft18">föreskrifter som avses i 2 § första stycket, samt</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">7.</SPAN><SPAN class="ft18">upplysning om vad 2 § andra stycket innehåller.</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t51">
<TR height=0>
<TD width=38px></TD>
<TD width=22px></TD>
<TD width=24px></TD>
<TD width=25px></TD>
<TD width=15px></TD>
<TD width=27px></TD>
<TD width=54px></TD>
<TD width=31px></TD>
<TD width=29px></TD>
<TD width=23px></TD>
<TD width=23px></TD>
<TD width=9px></TD>
<TD width=10px></TD>
<TD width=27px></TD>
<TD width=16px></TD>
<TD width=20px></TD>
</TR>
<TR>
<TD colspan=5 class="tr31 td86"><P class="p60 ft31">Förlagsandelsbeviset</P></TD>
<TD class="tr31 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td99"><P class="p113 ft3">skall</P></TD>
<TD colspan=7 class="tr31 td195"><P class="p60 ft2">Förlagsandelsbeviset <SPAN class="ft3">ska</SPAN></P></TD>
<TD colspan=2 class="tr31 td35"><P class="p17 ft2">under-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">undertecknas av banken. Styrelse-</P></TD>
<TD colspan=9 class="tr25 td124"><P class="p20 ft2">tecknas av banken. Styrelse-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td41"><P class="p20 ft2">ledamöters</P></TD>
<TD colspan=2 class="tr26 td104"><P class="p87 ft2">eller</P></TD>
<TD colspan=3 class="tr26 td144"><P class="p113 ft2">firmatecknares</P></TD>
<TD colspan=2 class="tr26 td41"><P class="p20 ft2">ledamöters</P></TD>
<TD colspan=2 class="tr26 td114"><P class="p87 ft2">eller</P></TD>
<TD colspan=5 class="tr26 td196"><P class="p17 ft2">firmatecknares</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td197"><P class="p20 ft2">namnteckning</P></TD>
<TD colspan=3 class="tr25 td170"><P class="p178 ft2">får återges</P></TD>
<TD class="tr25 td99"><P class="p113 ft2">genom</P></TD>
<TD colspan=3 class="tr25 td36"><P class="p20 ft2">namnteckning</P></TD>
<TD class="tr25 td16"><P class="p20 ft2">får</P></TD>
<TD colspan=3 class="tr25 td114"><P class="p62 ft31">återges</P></TD>
<TD colspan=2 class="tr25 td35"><P class="p17 ft2">genom</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">tryckning eller på liknande sätt.</P></TD>
<TD colspan=9 class="tr25 td124"><P class="p20 ft2">tryckning eller på liknande sätt.</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p113 ft2">I stadgarna kan det bestämmas</P></TD>
<TD colspan=9 class="tr26 td124"><P class="p17 ft2">I stadgarna kan det bestämmas</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td192"><P class="p20 ft2">att medlemsbanken</P></TD>
<TD colspan=3 class="tr25 td144"><P class="p113 ft2">får registrera</P></TD>
<TD colspan=5 class="tr25 td175"><P class="p20 ft2">att medlemsbanken</P></TD>
<TD colspan=4 class="tr25 td121"><P class="p17 ft2">får registrera</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td197"><P class="p20 ft2">förlagsandelar</P></TD>
<TD class="tr25 td55"><P class="p68 ft31">hos</P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p92 ft31">en</P></TD>
<TD class="tr25 td99"><P class="p113 ft28">central</P></TD>
<TD colspan=3 class="tr25 td36"><P class="p20 ft2">förlagsandelar</P></TD>
<TD colspan=2 class="tr25 td27"><P class="p206 ft31">hos</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p26 ft2">en</P></TD>
<TD colspan=2 class="tr25 td35"><P class="p17 ft3">svensk</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td150"><P class="p20 ft3">värdepappersförvarare</P></TD>
<TD class="tr26 td99"><P class="p113 ft2">enligt</P></TD>
<TD colspan=5 class="tr26 td175"><P class="p20 ft3">värdepapperscentral</P></TD>
<TD colspan=2 class="tr26 td139"><P class="p74 ft2">enligt</P></TD>
<TD colspan=2 class="tr26 td35"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">lagen (1998:1479) om kontoföring</P></TD>
<TD colspan=4 class="tr25 td134"><P class="p20 ft2">(1998:1479) om</P></TD>
<TD colspan=5 class="tr25 td196"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">av finansiella instrument i stället</P></TD>
<TD colspan=2 class="tr25 td41"><P class="p20 ft3">centraler</P></TD>
<TD class="tr25 td16"><P class="p71 ft28">och</P></TD>
<TD colspan=5 class="tr25 td118"><P class="p207 ft2">kontoföring</P></TD>
<TD class="tr25 td61"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD class="tr26 td95"><P class="p20 ft2">för att</P></TD>
<TD colspan=2 class="tr26 td114"><P class="p71 ft2">utfärda</P></TD>
<TD colspan=4 class="tr26 td187"><P class="p113 ft2">förlagsandelsbevis.</P></TD>
<TD colspan=9 class="tr26 td124"><P class="p20 ft2">finansiella instrument i stället för</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">Detta gäller dock inte förlagsan-</P></TD>
<TD class="tr25 td71"><P class="p20 ft2">att</P></TD>
<TD colspan=2 class="tr25 td24"><P class="p20 ft2">utfärda</P></TD>
<TD colspan=6 class="tr25 td191"><P class="p17 ft2">förlagsandelsbevis.</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">delar för vilka det gäller förvärvs-</P></TD>
<TD colspan=9 class="tr25 td124"><P class="p20 ft2">Detta gäller dock inte förlagsan-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td197"><P class="p20 ft2">begränsningar</P></TD>
<TD colspan=2 class="tr26 td62"><P class="p1 ft2">enligt</P></TD>
<TD class="tr26 td89"><P class="p86 ft2">2 §</P></TD>
<TD class="tr26 td99"><P class="p113 ft2">första</P></TD>
<TD colspan=9 class="tr26 td124"><P class="p20 ft2">delar för vilka det gäller förvärvs-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td150"><P class="p20 ft2">stycket första meningen.</P></TD>
<TD class="tr25 td99"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td36"><P class="p20 ft2">begränsningar</P></TD>
<TD colspan=3 class="tr25 td63"><P class="p72 ft2">enligt</P></TD>
<TD class="tr25 td89"><P class="p123 ft2">2 §</P></TD>
<TD colspan=2 class="tr25 td35"><P class="p17 ft2">första</P></TD>
</TR>
<TR>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td99"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td195"><P class="p20 ft2">stycket första meningen.</P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p113 ft2">Av 4 kap. 5 § lagen om konto-</P></TD>
<TD class="tr26 td71"><P class="p60 ft2">Av</P></TD>
<TD colspan=2 class="tr26 td24"><P class="p32 ft2">4 kap.</P></TD>
<TD colspan=2 class="tr26 td27"><P class="p200 ft2">5 §</P></TD>
<TD class="tr26 td198"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td18"><P class="p26 ft2">lagen</P></TD>
<TD class="tr26 td61"><P class="p17 ft2">om</P></TD>
</TR>
<TR>
<TD class="tr25 td95"><P class="p20 ft2">föring</P></TD>
<TD class="tr25 td14"><P class="p76 ft2">av</P></TD>
<TD colspan=3 class="tr25 td78"><P class="p66 ft2">finansiella</P></TD>
<TD colspan=2 class="tr25 td90"><P class="p113 ft2">instrument</P></TD>
<TD colspan=9 class="tr25 td124"><P class="p20 ft3">värdepapperscentraler och <SPAN class="ft2">konto-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td95"><P class="p20 ft2">följer</P></TD>
<TD class="tr25 td14"><P class="p20 ft2">att</P></TD>
<TD colspan=5 class="tr25 td146"><P class="p113 ft2">förlagsandelsbevis inte</P></TD>
<TD colspan=2 class="tr25 td41"><P class="p20 ft2">föring av</P></TD>
<TD colspan=4 class="tr25 td105"><P class="p66 ft2">finansiella</P></TD>
<TD colspan=3 class="tr25 td96"><P class="p17 ft2">instrument</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft2">får utfärdas för förlagsandelar som</P></TD>
<TD class="tr26 td71"><P class="p20 ft2">följer</P></TD>
<TD class="tr26 td163"><P class="p68 ft2">att</P></TD>
<TD colspan=6 class="tr26 td97"><P class="p20 ft2">förlagsandelsbevis</P></TD>
<TD class="tr26 td61"><P class="p17 ft2">inte</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">har registrerats enligt den lagen.</P></TD>
<TD colspan=9 class="tr25 td124"><P class="p20 ft2">får utfärdas för förlagsandelar som</P></TD>
</TR>
<TR>
<TD class="tr31 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td99"><P class="p20 ft6"> </P></TD>
<TD colspan=9 class="tr31 td124"><P class="p20 ft2">har registrerats enligt den lagen.</P></TD>
</TR>
</TABLE>
<P class="p208 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2007:871.</P>
<P class="p99 ft2">31</P>
</DIV>
<DIV id="page_32">
<DIV id="dimg1">
<INGENBILD zsrc="H3031032x1.jpg/" id="img1">
</DIV>
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p209 ft4">Prop. 2015/16:10 Ett beslut som innebär att en förlagsandel inte längre <SPAN class="ft36">skall </SPAN>vara registrerad hos en <SPAN class="ft36">central värde- pappersförvarare </SPAN>blir giltigt endast om den som har panträtt i förlagsandelen skriftligen har sam- tyckt till beslutet.</P>
<P class="p210 ft3">Lydelse enligt prop. 2015/16:3</P>
</DIV>
<DIV id="id_1_2">
<P class="p211 ft4">Ett beslut som innebär att en förlagsandel inte längre <SPAN class="ft36">ska </SPAN>vara registrerad hos en <SPAN class="ft36">värdepappers- central </SPAN>blir giltigt endast om den som har panträtt i förlagsandelen skriftligen har samtyckt till beslu- tet.</P>
<P class="p212 ft3">Föreslagen lydelse</P>
</DIV>
</DIV>
<DIV id="id_2">
<TABLE cellpadding=0 cellspacing=0 class="t33">
<TR>
<TD class="tr2 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td197"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td24"><P class="p20 ft2">8 §</P></TD>
<TD class="tr2 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td6"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">Inlösen enligt 7 § sker till det be-</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p17 ft2">Inlösen enligt 7 § sker till det be-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">lopp som utgör insatsens storlek</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p17 ft2">lopp som utgör insatsens storlek</P></TD>
</TR>
<TR>
<TD class="tr26 td45"><P class="p20 ft2">enligt</P></TD>
<TD colspan=3 class="tr26 td86"><P class="p66 ft2">förlagsandelsbeviset</P></TD>
<TD colspan=2 class="tr26 td163"><P class="p17 ft2">eller,</P></TD>
<TD class="tr26 td24"><P class="p38 ft2">enligt</P></TD>
<TD colspan=3 class="tr26 td86"><P class="p66 ft2">förlagsandelsbeviset</P></TD>
<TD colspan=2 class="tr26 td163"><P class="p17 ft2">eller,</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">för förlagsandelar som har regi-</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p17 ft2">för förlagsandelar som har regi-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td124"><P class="p17 ft3"><SPAN class="ft2">strerats hos en </SPAN>central värdepap-</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p17 ft2">strerats hos en <SPAN class="ft3">svensk värdepap-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td132"><P class="p20 ft3">persförvarare</P></TD>
<TD class="tr26 td197"><P class="p24 ft2"><SPAN class="ft3">e</SPAN>nligt</P></TD>
<TD colspan=2 class="tr26 td163"><P class="p17 ft2">lagen</P></TD>
<TD colspan=2 class="tr26 td160"><P class="p38 ft28">perscentral</P></TD>
<TD colspan=2 class="tr26 td199"><P class="p213 ft2">enligt</P></TD>
<TD colspan=2 class="tr26 td163"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td132"><P class="p20 ft2">(1998:1479)</P></TD>
<TD colspan=2 class="tr25 td166"><P class="p20 ft2">om kontoföring</P></TD>
<TD class="tr25 td6"><P class="p17 ft2">av</P></TD>
<TD colspan=3 class="tr25 td129"><P class="p38 ft2">(1998:1479) om</P></TD>
<TD colspan=3 class="tr25 td80"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td49"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=4 class="tr25 td34"><P class="p17 ft2">instrument, insatsens</P></TD>
<TD colspan=2 class="tr25 td160"><P class="p38 ft3">centraler</P></TD>
<TD class="tr25 td139"><P class="p1 ft3">och</P></TD>
<TD colspan=2 class="tr25 td116"><P class="p20 ft2">kontoföring</P></TD>
<TD class="tr25 td6"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td124"><P class="p17 ft2">storlek enligt registreringen. Be-</P></TD>
<TD colspan=2 class="tr26 td160"><P class="p38 ft2">finansiella</P></TD>
<TD colspan=4 class="tr26 td176"><P class="p17 ft2">instrument, insatsens</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">loppet får dock inte överstiga det</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p17 ft2">storlek enligt registreringen. Be-</P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft2">som</P></TD>
<TD class="tr25 td72"><P class="p20 ft2">av</P></TD>
<TD colspan=2 class="tr25 td127"><P class="p20 ft2">medlemsbankens</P></TD>
<TD colspan=2 class="tr25 td163"><P class="p17 ft2">eget</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p17 ft2">loppet får dock inte överstiga det</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td124"><P class="p17 ft2">kapital enligt den senast fastställda</P></TD>
<TD class="tr26 td24"><P class="p38 ft2">som</P></TD>
<TD class="tr26 td55"><P class="p20 ft2">av</P></TD>
<TD colspan=2 class="tr26 td199"><P class="p20 ft2">medlemsbankens</P></TD>
<TD colspan=2 class="tr26 td163"><P class="p17 ft2">eget</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">balansräkningen, utan anlitande av</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p17 ft2">kapital enligt den senast fastställda</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">uppskrivningsfonden, reservfond-</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p17 ft2">balansräkningen, utan anlitande av</P></TD>
</TR>
<TR>
<TD class="tr26 td45"><P class="p20 ft2">en,</P></TD>
<TD colspan=3 class="tr26 td86"><P class="p26 ft2">kapitalandelsfonden</P></TD>
<TD colspan=2 class="tr26 td163"><P class="p17 ft2">eller</P></TD>
<TD colspan=6 class="tr26 td122"><P class="p17 ft2">uppskrivningsfonden, reservfond-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td49"><P class="p20 ft2">fonden för</P></TD>
<TD colspan=3 class="tr25 td129"><P class="p76 ft2">utvecklingsutgifter,</P></TD>
<TD class="tr25 td6"><P class="p17 ft2">är</P></TD>
<TD class="tr25 td24"><P class="p38 ft2">en,</P></TD>
<TD colspan=3 class="tr25 td86"><P class="p26 ft2">kapitalandelsfonden</P></TD>
<TD colspan=2 class="tr25 td163"><P class="p17 ft2">eller</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">att hänföra till andelen i förhåll-</P></TD>
<TD colspan=2 class="tr25 td160"><P class="p38 ft2">fonden för</P></TD>
<TD colspan=3 class="tr25 td175"><P class="p66 ft2">utvecklingsutgifter,</P></TD>
<TD class="tr25 td6"><P class="p17 ft2">är</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td200"><P class="p20 ft2">ande till övriga förlagsinsatser</P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr26 td122"><P class="p17 ft2">att hänföra till andelen i förhåll-</P></TD>
</TR>
<TR>
<TD class="tr32 td45"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td72"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td68"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td197"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td12"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td6"><P class="p20 ft14"> </P></TD>
<TD colspan=5 class="tr32 td201"><P class="p38 ft15">ande till övriga förlagsinsatser<SPAN class="ft39">.</SPAN></P></TD>
<TD class="tr32 td6"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p59 ft4">Om banken försätts i konkurs på en ansökan som görs inom ett år efter inlösen, ska det som föreskrivs i 4 kap. 2 § om återbetalning tillämpas i fråga om förlagsinsatsen. Detta gäller dock inte förlagsinsatser som har kunnat lösas in utan föregående uppsägning.</P>
<P class="p197 ft2">Denna lag träder i kraft den 1 mars 2016.</P>
<P class="p214 ft2">32</P>
</DIV>
</DIV>
<DIV id="page_33">
<DIV id="dimg1">
<INGENBILD zsrc="H3031033x1.jpg/" id="img1">
</DIV>
<TABLE cellpadding=0 cellspacing=0 class="t37">
<TR>
<TD class="tr35 td114"><P class="p20 ft26">2.9</P></TD>
<TD colspan=6 class="tr35 td202"><P class="p207 ft26">Förslag till lag om ändring i lagen (1996:764)</P></TD>
<TD class="tr35 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr42 td114"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr42 td203"><P class="p207 ft26">om företagsrekonstruktion</P></TD>
<TD class="tr42 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr42 td120"><P class="p111 ft2">Härigenom föreskrivs att 1 kap. 3 § lagen (1996:764) om företags-</P></TD>
<TD class="tr42 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr31 td204"><P class="p20 ft2">rekonstruktion ska ha följande lydelse.</P></TD>
<TD class="tr31 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr40 td102"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr40 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td102"><P class="p20 ft3">Föreslagen lydelse</P></TD>
<TD class="tr40 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td105"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td62"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td205"><P class="p215 ft29">1 kap.</P></TD>
<TD class="tr41 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td105"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td205"><P class="p216 ft2">3 §<SPAN class="ft27">1</SPAN></P></TD>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft2">Bestämmelserna i denna lag om</P></TD>
<TD colspan=3 class="tr25 td123"><P class="p111 ft2">Bestämmelserna i denna lag om</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p20 ft2">gäldenär gäller inte bankaktie-</P></TD>
<TD colspan=3 class="tr26 td123"><P class="p111 ft2">gäldenär gäller inte bankaktie-</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td114"><P class="p20 ft2">bolag,</P></TD>
<TD class="tr25 td105"><P class="p20 ft2">sparbank,</P></TD>
<TD colspan=2 class="tr25 td174"><P class="p113 ft2">medlemsbank,</P></TD>
<TD class="tr25 td102"><P class="p20 ft2">bolag, sparbank,</P></TD>
<TD colspan=2 class="tr25 td128"><P class="p111 ft2">medlemsbank,</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td150"><P class="p20 ft2">kreditmarknadsföretag,</P></TD>
<TD class="tr25 td99"><P class="p113 ft2">försäk-</P></TD>
<TD colspan=2 class="tr25 td150"><P class="p20 ft2">kreditmarknadsföretag,</P></TD>
<TD class="tr25 td136"><P class="p111 ft2">försäk-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p20 ft2">ringsföretag, värdepappersbolag,</P></TD>
<TD colspan=3 class="tr26 td123"><P class="p111 ft2">ringsföretag, värdepappersbolag,</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td102"><P class="p20 ft2">clearingorganisation</P></TD>
<TD class="tr25 td62"><P class="p135 ft2">och</P></TD>
<TD class="tr25 td99"><P class="p113 ft28">central</P></TD>
<TD class="tr25 td102"><P class="p20 ft2">clearingorganisation</P></TD>
<TD class="tr25 td62"><P class="p60 ft2">och</P></TD>
<TD class="tr25 td136"><P class="p111 ft3">värde-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr32 td150"><P class="p20 ft39">värdepappersförvarare<SPAN class="ft15">.</SPAN></P></TD>
<TD class="tr32 td99"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td102"><P class="p20 ft39">papperscentral<SPAN class="ft15">.</SPAN></P></TD>
<TD class="tr32 td62"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td136"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td47"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p48 ft4">Bestämmelserna avser inte heller sådana gäldenärer i vars verksamhet staten, en kommun, ett landsting, ett kommunalförbund, en församling eller en kyrklig samfällighet har ett bestämmande inflytande.</P>
<P class="p217 ft2">Denna lag träder i kraft den 1 mars 2016.</P>
<P class="p218 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2010:2059.</P>
<P class="p99 ft2">33</P>
</DIV>
<DIV id="page_34">
<TABLE cellpadding=0 cellspacing=0 class="t46">
<TR>
<TD class="tr35 td106"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr35 td170"><P class="p60 ft26">2.10</P></TD>
<TD class="tr35 td206"><P class="p71 ft26">Förslag till lag om ändring i lagen (1998:1479)</P></TD>
</TR>
<TR>
<TD class="tr42 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td206"><P class="p71 ft26">om kontoföring av finansiella instrument</P></TD>
</TR>
<TR>
<TD class="tr43 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr43 td188"><P class="p219 ft2">Härigenom föreskrivs i fråga om lagen (1998:1479) om kontoföring av</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">finansiella instrument<SPAN class="ft27">1</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p219 ft2"><SPAN class="ft3">dels </SPAN>att 2 kap. och 7 kap. 6 § ska upphöra att gälla,</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p219 ft2"><SPAN class="ft3">dels </SPAN>att rubrikerna närmast före 9 kap. 2 och 4 §§ ska utgå,</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p219 ft2"><SPAN class="ft3">dels </SPAN>att rubriken till lagen, 1 kap. <NOBR>1–3</NOBR> §§, 3 kap. <NOBR>1–6,</NOBR> 7, 12 och 13 §§,</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">4 kap. <NOBR>1–6,</NOBR> 8, 9, <NOBR>11–15,</NOBR> 20 och 22 §§, 5 kap. 1 och 5 §§, 7 kap. <NOBR>1–3</NOBR> och</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">5 §§, 8 kap. <NOBR>1–4</NOBR> §§, 9 kap. <NOBR>1–4</NOBR> §§, 10 kap. 1 §, rubriken till 9 kap. och</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">rubrikerna närmast före 9 kap. 1 och 3 §§ ska ha följande lydelse,</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td170"><P class="p219 ft3">dels <SPAN class="ft2">att</SPAN></P></TD>
<TD class="tr26 td206"><P class="p17 ft2">rubriken närmast före 4 kap. 16 § ska lyda ”Avstämnings-</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">konton för innehavare av finansiella instrument”,</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p219 ft2"><SPAN class="ft3">dels </SPAN>att det ska införas 36 nya paragrafer, 1 kap. <NOBR>4–7</NOBR> §§, 3 kap. 6 a–</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">6 c §§, 9 kap. <NOBR>5–32</NOBR> §§ och 10 kap. 2 §, och närmast före 1 kap. <NOBR>1–7</NOBR> §§,</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">3 kap. <NOBR>1–6</NOBR> a, 6 c, 7, 12 och 13 §§, 4 kap. <NOBR>2–6,</NOBR> <NOBR>12–15</NOBR> och 20 §§, 5 kap.</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">1 och 5 §§, 7 kap. 1, 2, 3 och 5 §§, 8 kap. 1 och 2 §§ och 9 kap. <NOBR>5–11,</NOBR> 14,</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">15, 17, 20, 24, 27 och 29 §§ nya rubriker av följande lydelse,</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p219 ft2"><SPAN class="ft3">dels </SPAN>att det närmast före 3 kap. 8 § ska införas en ny rubrik som ska</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">lyda ”Avstämningskonton för förvaltare”, närmast före 3 kap. 10 § ska</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">införas en ny rubrik som ska lyda ”Rättsverkan av registrering”, närmast</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">före 4 kap. 17 § ska införas en ny rubrik som ska lyda ”Avstämnings-</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">kontots innehåll”, närmast före 5 kap. 2 § ska införas en ny rubrik som</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">ska lyda ”Avförande av uppgifter”, närmast före 5 kap. 3 § ska införas en</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">ny rubrik som ska lyda ”Avslag på begäran om registrering”, närmast</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">före 5 kap. 4 § ska införas en ny rubrik som ska lyda ”Rättelse av</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">registrering”, närmast före 6 kap. 1 § ska införas en ny rubrik som ska</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">lyda ”Äganderättspresumtion”, närmast före 6 kap. 2 § ska införas en ny</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">rubrik som ska lyda ”Tidpunkten för rättsverkan mot tredjeman av en</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">överlåtelse”, närmast före 6 kap. 4 § ska införas en ny rubrik som ska</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">lyda ”Överlåtelse av någon annan än ägaren”, närmast före 6 kap. 5 § ska</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td170"><P class="p60 ft2">införas en</P></TD>
<TD class="tr25 td206"><P class="p17 ft2">ny rubrik som ska lyda ”Skuldförbindelser”, närmast före</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">6 kap. 6 § ska införas en ny rubrik som ska lyda ”Behörighet att ta emot</P></TD>
</TR>
</TABLE>
<P class="p196 ft4">betalning”, närmast före 6 kap. 7 § ska införas en ny rubrik som ska lyda ”Pantsättning” och närmast före 7 kap. 4 § ska införas en ny rubrik som ska lyda ”Jämkning av ersättning”.</P>
<P class="p220 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse av</P>
<P class="p51 ft50">2 kap. 2 § 2009:356</P>
<P class="p51 ft50">2 kap. 5 § 2006:609</P>
<P class="p51 ft51">2 kap. 5 a § 2014:559</P>
<P class="p51 ft45">4 kap. 9 § 2005:558.</P>
<P class="p16 ft2">34</P>
</DIV>
<DIV id="page_35">
<TABLE cellpadding=0 cellspacing=0 class="t54">
<TR>
<TD colspan=2 class="tr43 td207"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr43 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr43 td1"><P class="p29 ft3">Föreslagen lydelse</P></TD>
<TD class="tr43 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td87"><P class="p17 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr41 td59"><P class="p20 ft29">Lag om kontoföring av</P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr41 td25"><P class="p29 ft29">Lag om värdepapperscentraler</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td59"><P class="p20 ft29">finansiella instrument</P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td201"><P class="p29 ft52">och kontoföring av finansiella</P></TD>
<TD class="tr25 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr27 td174"><P class="p29 ft53">instrument</P></TD>
<TD class="tr27 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr40 td101"><P class="p29 ft29">1 kap.</P></TD>
<TD class="tr40 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr40 td1"><P class="p29 ft53">Lagens innehåll</P></TD>
<TD class="tr40 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr40 td101"><P class="p110 ft2">1 §<SPAN class="ft27">2</SPAN></P></TD>
<TD class="tr40 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">I denna lag finns bestämmelser</P></TD>
<TD colspan=8 class="tr25 td25"><P class="p181 ft2">I denna lag finns bestämmelser</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p20 ft3">om kontoföring i avstämnings-</P></TD>
<TD class="tr25 td82"><P class="p29 ft3">som</P></TD>
<TD colspan=3 class="tr25 td133"><P class="p66 ft3">kompletterar</P></TD>
<TD colspan=4 class="tr25 td208"><P class="p181 ft28">Europaparla-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td124"><P class="p20 ft28">register av äganderätt och särskild</P></TD>
<TD colspan=2 class="tr26 td88"><P class="p29 ft3">mentets</P></TD>
<TD class="tr26 td109"><P class="p20 ft3">och</P></TD>
<TD colspan=2 class="tr26 td99"><P class="p64 ft3">rådets</P></TD>
<TD colspan=3 class="tr26 td167"><P class="p181 ft28">förordning</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p20 ft3">rätt till sådana aktier och andra</P></TD>
<TD colspan=8 class="tr25 td25"><P class="p29 ft3">(EU) nr 909/2014 av den 23 juli</P></TD>
</TR>
<TR>
<TD class="tr25 td41"><P class="p20 ft3">finansiella</P></TD>
<TD colspan=2 class="tr25 td125"><P class="p64 ft3">instrument</P></TD>
<TD class="tr25 td72"><P class="p20 ft3">för</P></TD>
<TD class="tr25 td72"><P class="p17 ft28">vilka</P></TD>
<TD colspan=8 class="tr25 td25"><P class="p29 ft3">2014 om förbättrad värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td41"><P class="p20 ft3">aktiebrev,</P></TD>
<TD class="tr26 td130"><P class="p20 ft3">skuldebrev</P></TD>
<TD colspan=3 class="tr26 td79"><P class="p17 ft3">eller annan</P></TD>
<TD colspan=3 class="tr26 td174"><P class="p29 ft3">avveckling i</P></TD>
<TD colspan=3 class="tr26 td113"><P class="p20 ft3">Europeiska</P></TD>
<TD colspan=2 class="tr26 td209"><P class="p181 ft28">unionen</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p20 ft28">motsvarande skriftlig handling inte</P></TD>
<TD class="tr25 td82"><P class="p29 ft3">och</P></TD>
<TD class="tr25 td55"><P class="p68 ft3">om</P></TD>
<TD colspan=6 class="tr25 td31"><P class="p181 ft3">värdepapperscentraler</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p20 ft3">har utfärdats eller, där sådan</P></TD>
<TD colspan=8 class="tr25 td25"><P class="p29 ft3">samt ändring av direktiv 98/26/EG</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td124"><P class="p20 ft3">handling har utfärdats, det genom</P></TD>
<TD class="tr26 td82"><P class="p29 ft3">och</P></TD>
<TD colspan=4 class="tr26 td106"><P class="p20 ft3">2014/65/EU och</P></TD>
<TD colspan=3 class="tr26 td167"><P class="p181 ft28">förordning</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p20 ft28">förvaring eller på annat likvärdigt</P></TD>
<TD colspan=4 class="tr25 td1"><P class="p29 ft3">(EU) nr 236/2012.</P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p20 ft28">sätt har säkerställts att handlingen</P></TD>
<TD class="tr25 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td207"><P class="p20 ft3">inte kommer i omlopp.</P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td207"><P class="p60 ft3">Avstämningsregister</P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p76 ft3">för</P></TD>
<TD class="tr25 td72"><P class="p17 ft3">de</P></TD>
<TD colspan=8 class="tr25 td25"><P class="p181 ft3">I lagen finns även särskilda</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p20 ft3">ändamål som avses i första stycket</P></TD>
<TD colspan=3 class="tr25 td174"><P class="p29 ft3">bestämmelser</P></TD>
<TD colspan=4 class="tr25 td127"><P class="p71 ft3">om kontoföring</P></TD>
<TD class="tr25 td87"><P class="p181 ft3">av</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td124"><P class="p20 ft28">får föras av auktoriserade centrala</P></TD>
<TD colspan=5 class="tr26 td210"><P class="p29 ft3">finansiella instrument.</P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td59"><P class="p20 ft3">värdepappersförvarare.</P></TD>
<TD colspan=2 class="tr25 td24"><P class="p17 ft3">Frågor</P></TD>
<TD class="tr25 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td207"><P class="p20 ft3">om auktorisation</P></TD>
<TD colspan=2 class="tr25 td62"><P class="p20 ft3">prövas</P></TD>
<TD class="tr25 td72"><P class="p17 ft3">av</P></TD>
<TD class="tr25 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr27 td207"><P class="p20 ft3">Finansinspektionen.</P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr40 td201"><P class="p29 ft53">Lagens tillämpningsområde</P></TD>
<TD class="tr40 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td82"><P class="p221 ft2">2 §</P></TD>
<TD class="tr41 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p17 ft3">Auktorisation som central värde-</P></TD>
<TD colspan=2 class="tr25 td88"><P class="p222 ft3">Lagen</P></TD>
<TD colspan=2 class="tr25 td130"><P class="p76 ft3">tillämpas</P></TD>
<TD colspan=2 class="tr25 td84"><P class="p76 ft3">på</P></TD>
<TD colspan=2 class="tr25 td209"><P class="p181 ft3">svenska</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td59"><P class="p20 ft3">pappersförvarare kan</P></TD>
<TD colspan=2 class="tr26 td24"><P class="p17 ft3">meddelas</P></TD>
<TD colspan=5 class="tr26 td210"><P class="p29 ft3">värdepapperscentraler</P></TD>
<TD colspan=2 class="tr26 td69"><P class="p76 ft3">samt</P></TD>
<TD class="tr26 td87"><P class="p181 ft28">på</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p20 ft3">svenska aktiebolag, svenska eko-</P></TD>
<TD colspan=8 class="tr25 td25"><P class="p29 ft3">kontoförande institut och förvalt-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p20 ft3">nomiska föreningar och utländska</P></TD>
<TD colspan=8 class="tr25 td25"><P class="p29 ft3">are som har antagits av en sådan</P></TD>
</TR>
<TR>
<TD class="tr26 td41"><P class="p20 ft3">företag.</P></TD>
<TD class="tr26 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td25"><P class="p29 ft3">värdepapperscentral. När det sär-</P></TD>
</TR>
<TR>
<TD class="tr25 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td25"><P class="p29 ft3">skilt anges i lagen tillämpas den</P></TD>
</TR>
<TR>
<TD class="tr25 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td82"><P class="p29 ft3">även</P></TD>
<TD class="tr25 td55"><P class="p60 ft3">på</P></TD>
<TD colspan=6 class="tr25 td31"><P class="p181 ft3">värdepapperscentraler</P></TD>
</TR>
<TR>
<TD class="tr26 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td25"><P class="p29 ft3">som är etablerade i ett annat land</P></TD>
</TR>
<TR>
<TD class="tr25 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td25"><P class="p29 ft3">inom EES än Sverige och på</P></TD>
</TR>
<TR>
<TD class="tr25 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td25"><P class="p29 ft3">värdepapperscentraler från tredje-</P></TD>
</TR>
<TR>
<TD class="tr26 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td25"><P class="p29 ft3">land samt på utsedda kredit-</P></TD>
</TR>
<TR>
<TD class="tr25 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td88"><P class="p29 ft3">institut.</P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td1"><P class="p222 ft3">Bestämmelserna i</P></TD>
<TD colspan=4 class="tr25 td208"><P class="p181 ft3">9 kap. 6 och</P></TD>
</TR>
<TR>
<TD class="tr27 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr27 td25"><P class="p29 ft3">8 §§ tillämpas på var och en som</P></TD>
</TR>
</TABLE>
<P class="p98 ft35"><SPAN class="ft34">2 </SPAN>Ändringen innebär bl.a. att tredje stycket tas bort.</P>
<P class="p99 ft2">35</P>
</DIV>
<DIV id="page_36">
<DIV id="tx1"><SPAN class="ft54">3 </SPAN><SPAN class="ft33">Senaste lydelse 2010:2062.</SPAN></DIV>
<TABLE cellpadding=0 cellspacing=0 class="t46">
<TR>
<TD class="tr28 td205"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr28 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td211"><P class="p223 ft3">driver sådan verksamhet som</P></TD>
</TR>
<TR>
<TD class="tr27 td205"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td211"><P class="p223 ft3">avses där.</P></TD>
</TR>
<TR>
<TD class="tr40 td205"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td211"><P class="p223 ft53">Definitioner</P></TD>
</TR>
<TR>
<TD class="tr41 td205"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td211"><P class="p153 ft2">3 §<SPAN class="ft27">3</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td181"><P class="p165 ft2">I denna lag betyder:</P></TD>
</TR>
<TR>
<TD class="tr26 td205"><P class="p165 ft55">central</P></TD>
<TD colspan=2 class="tr26 td212"><P class="p224 ft3"><SPAN class="ft55">värdepappersförvarare</SPAN>:</P></TD>
</TR>
<TR>
<TD class="tr25 td205"><P class="p25 ft3">företag</P></TD>
<TD class="tr25 td79"><P class="p20 ft3">som har</P></TD>
<TD class="tr25 td211"><P class="p224 ft28">auktorisation</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td181"><P class="p224 ft3">enligt 2 kap. att kontoföra finans-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td213"><P class="p25 ft3">iella instrument i</P></TD>
<TD class="tr25 td211"><P class="p224 ft28">avstämnings-</P></TD>
</TR>
</TABLE>
<P class="p51 ft3">register,</P>
<P class="p144 ft2"><SPAN class="ft3">avstämningsbolag</SPAN>: sådant avstämningsbolag som avses i aktiebolags- lagen (2005:551),</P>
<P class="p225 ft3"><SPAN class="ft55">avstämningsregister</SPAN>: sådant register som avses i 4 kap. 1 §,</P>
<P class="p225 ft36"><SPAN class="ft56">EES</SPAN>: Europeiska ekonomiska samarbetsområdet,</P>
<P class="p57 ft2"><SPAN class="ft3">emittent</SPAN>: i fråga om aktier aktiebolaget och i fråga om annat finansiellt</P>
<TABLE cellpadding=0 cellspacing=0 class="t33">
<TR>
<TD colspan=3 class="tr31 td214"><P class="p20 ft2">instrument utgivaren eller utfärdaren av instrumentet,</P></TD>
<TD class="tr31 td139"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3"><SPAN class="ft55">finansiellt instrument</SPAN>: detsamma</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3">som i artikel 2.1.8 i förordningen</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td195"><P class="p20 ft3">om värdepapperscentraler,</P></TD>
<TD class="tr26 td139"><P class="p28 ft3">i den</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td132"><P class="p20 ft3">ursprungliga</P></TD>
<TD class="tr25 td160"><P class="p122 ft3">lydelsen,</P></TD>
<TD class="tr25 td139"><P class="p28 ft3">varvid</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3">aktier och sådana rättigheter som</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td195"><P class="p20 ft3">avses i 4 kap. 2 § andra</P></TD>
<TD class="tr26 td139"><P class="p17 ft28">stycket</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3">denna lag i fråga om avstämnings-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3">bolag som är privata aktiebolag</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft28">vid tillämpningen av denna lag ska</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3">jämställas med finansiella instru-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td132"><P class="p20 ft3">ment,</P></TD>
<TD class="tr25 td160"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft55">förordningen om värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td132"><P class="p20 ft3"><SPAN class="ft55">centraler</SPAN>:</P></TD>
<TD colspan=2 class="tr25 td129"><P class="p17 ft3">Europaparlamentets</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3">och rådets förordning (EU) nr</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft3">909/2014 av den 23 juli 2014 om</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td132"><P class="p20 ft3">förbättrad</P></TD>
<TD colspan=2 class="tr25 td129"><P class="p17 ft28">värdepappersavveck-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3">ling i Europeiska unionen och om</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td195"><P class="p20 ft3">värdepapperscentraler</P></TD>
<TD class="tr26 td139"><P class="p17 ft3">samt</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3">ändring av direktiv 98/26/EG och</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3">2014/65/EU och förordning (EU)</P></TD>
</TR>
<TR>
<TD rowspan=2 class="tr0 td50"><P class="p60 ft3"><SPAN class="ft55">kontoförande institut</SPAN><SPAN class="ft2">: den som</SPAN></P></TD>
<TD class="tr26 td132"><P class="p20 ft3">nr 236/2012,</P></TD>
<TD class="tr26 td160"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td139"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3"><SPAN class="ft55">kontoförande institut</SPAN><SPAN class="ft2">: den som</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft3"><SPAN class="ft2">av en </SPAN>central värdepappersförvar-</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3"><SPAN class="ft2">av en </SPAN>värdepapperscentral <SPAN class="ft2">med-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p20 ft2"><SPAN class="ft3">are </SPAN>medgetts rätt att vidta regi-</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft2">getts rätt att vidta registrerings-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft2">streringsåtgärder i avstämnings-</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft2">åtgärder i avstämningsregister,</P></TD>
</TR>
<TR>
<TD class="tr31 td50"><P class="p20 ft2">register,</P></TD>
<TD class="tr31 td132"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td160"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td139"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p226 ft2">36</P>
</DIV>
<DIV id="page_37">
<DIV>
<DIV id="id_1">
<P class="p227 ft3"><SPAN class="ft55">finansiellt instrument</SPAN>: detsamma som i 1 kap. 4 § första stycket 1 lagen (2007:528) om värdepap- persmarknaden,</P>
<P class="p228 ft36"><SPAN class="ft56">skuldförbindelse</SPAN>: ensidig skuld- förbindelse avsedd för allmän omsättning,</P>
<P class="p227 ft3"><SPAN class="ft55">värdepappersinstitut</SPAN>: detsamma som i 1 kap. 5 § 27 lagen om värdepappersmarknaden,</P>
<P class="p228 ft36"><SPAN class="ft56">kvalificerat innehav</SPAN>: <SPAN class="ft4">detsamma som i 1 kap. 5 § 18 lagen om värdepappersmarknaden, </SPAN>och</P>
<P class="p229 ft28"><SPAN class="ft57">koncern</SPAN>: detsamma som i 1 kap. 11 och 12 §§ aktiebolagslagen, varvid det som sägs om moder- bolag ska tillämpas även på andra juridiska personer än aktiebolag<SPAN class="ft31">.</SPAN></P>
</DIV>
<DIV id="id_2">
<P class="p230 ft36"><SPAN class="ft56">kontoföring av finansiella instru- </SPAN><SPAN class="ft4">Prop. 2015/16:10 </SPAN><SPAN class="ft56">ment</SPAN>: registrering i avstämnings-</P>
<P class="p231 ft3">register av äganderätt och särskild rätt till sådana aktier och andra finansiella instrument för vilka aktiebrev, skuldebrev eller annan motsvarande skriftlig handling inte har utfärdats eller, där sådan handling har utfärdats, det genom förvaring eller på annat likvärdigt sätt har säkerställts att handlingen inte kommer i omlopp,</P>
<P class="p232 ft36"><SPAN class="ft56">kvalificerat innehav</SPAN>: <SPAN class="ft4">detsamma som i 1 kap. 5 § 18 lagen </SPAN>(2007:528) <SPAN class="ft4">om värdepappersmark- naden,</SPAN></P>
<P class="p233 ft36"><SPAN class="ft56">skuldförbindelse</SPAN>: ensidig skuld- förbindelse avsedd för allmän omsättning,</P>
<P class="p234 ft3"><SPAN class="ft55">utsett kreditinstitut</SPAN>: sådant kreditinstitut som har utsetts enligt artikel 54.2 b i förordningen om värdepapperscentraler, i den ur- sprungliga lydelsen,</P>
<P class="p235 ft3"><SPAN class="ft55">värdepapperscentral</SPAN>: detsamma som i artikel 2.1.1 i förordningen om värdepapperscentraler, i den ursprungliga lydelsen,</P>
<P class="p236 ft3"><SPAN class="ft55">värdepapperscentral från tredje- land</SPAN>: en sådan värdepappers- central som avses i artikel 2.1.2 i förordningen om värdepappers- centraler, i den ursprungliga lydelsen, samt</P>
<P class="p237 ft36"><SPAN class="ft56">värdepappersinstitut</SPAN>: detsamma som i 1 kap. 5 § 27 lagen om värdepappersmarknaden.</P>
<P class="p238 ft2">37</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_38">
<TABLE cellpadding=0 cellspacing=0 class="t46">
<TR>
<TD class="tr2 td215"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td9"><P class="p239 ft53">Kontoföring av finansiella</P></TD>
</TR>
<TR>
<TD class="tr27 td215"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td9"><P class="p239 ft53">instrument</P></TD>
</TR>
<TR>
<TD class="tr38 td215"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td9"><P class="p239 ft3">4 §</P></TD>
</TR>
<TR>
<TD class="tr26 td215"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td9"><P class="p240 ft3">Svenska värdepapperscentraler</P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td9"><P class="p239 ft28">som är auktoriserade att tillhanda-</P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td9"><P class="p239 ft28">hålla en central kontoföringstjänst</P></TD>
</TR>
<TR>
<TD class="tr26 td215"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td9"><P class="p239 ft3">enligt förordningen om värdepap-</P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td9"><P class="p239 ft3">perscentraler, i den ursprungliga</P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td9"><P class="p239 ft3">lydelsen, ska göra detta genom</P></TD>
</TR>
<TR>
<TD class="tr26 td215"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td9"><P class="p239 ft3">kontoföring av finansiella instru-</P></TD>
</TR>
<TR>
<TD class="tr31 td215"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td9"><P class="p239 ft3">ment.</P></TD>
</TR>
</TABLE>
<P class="p241 ft53">Behörig myndighet</P>
<P class="p242 ft3">5 §</P>
<P class="p243 ft36">Finansinspektionen är behörig myndighet enligt förordningen om värdepapperscentraler.</P>
<P class="p244 ft53">Rapporteringssystem för överträdelser</P>
<P class="p241 ft3">6 §</P>
<P class="p245 ft3">Svenska värdepapperscentraler och kontoförande institut ska till- handahålla ändamålsenliga rapp- orteringssystem för anställda som vill göra anmälningar om miss- tänkta överträdelser av de bestäm- melser som gäller för verksamhet- en.</P>
<P class="p246 ft36">Personuppgiftslagen (1998:204) gäller vid behandling av person- uppgifter inom ramen för sådana rapporteringssystem som avses i första stycket.</P>
<P class="p242 ft53">Bemyndigande</P>
<P class="p241 ft3">7 §</P>
<P class="p243 ft36">Regeringen eller den myndighet som regeringen bestämmer får meddela föreskrifter om handlägg- ningen av ärenden om auktorisa- tion av värdepapperscentraler i Sverige.</P>
<P class="p247 ft2">38</P>
</DIV>
<DIV id="page_39">
<DIV id="tx1"><SPAN class="ft58">Registreringsåtgärder för egen respektive annans räkning</SPAN></DIV>
<DIV id="tx2"><SPAN class="ft22">En </SPAN><SPAN class="ft41">svensk värdepapperscentral </SPAN><SPAN class="ft22">får som kontoförande institut anta</SPAN></DIV>
<DIV id="tx3"><SPAN class="ft3">1. </SPAN><SPAN class="ft2">Riksbanken</SPAN><SPAN class="ft3">, andra central- banker, </SPAN><SPAN class="ft2">Riksgäldskontoret </SPAN><SPAN class="ft3">och utländska offentliga institutioner som i sitt hemland har i uppdrag att förvalta eller deltar i förvalt- ningen av statsskulden,</SPAN></DIV>
<DIV id="tx4"><SPAN class="ft36">2. </SPAN><SPAN class="ft4">juridiska personer som </SPAN><SPAN class="ft36">står under tillsyn av Finansinspektion- en, och</SPAN></DIV>
<DIV id="tx5"><SPAN class="ft36">3. utländska juridiska personer som i sitt hemland står under motsvarande tillsyn som de juridiska personer som avses i 2.</SPAN></DIV>
<DIV id="tx6"><SPAN class="ft3">De juridiska personer som anges i första stycket 2 och 3 ska ha en betryggande kapitalstyrka och teknisk och juridisk sakkunskap och i övrigt vara lämpliga att vidta registreringsåtgärder i avstäm- ningsregister hos värdepappers- centralen.</SPAN></DIV>
<TABLE cellpadding=0 cellspacing=0 class="t55">
<TR>
<TD class="tr27 td216"><P class="p20 ft29">3 kap.</P></TD>
<TD class="tr27 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
</TABLE>
<P class="p248 ft59">Antagande av kontoförande institut</P>
<P class="p249 ft4">1 § En <SPAN class="ft36">central värdepappersförvar-</SPAN></P>
<P class="p250 ft2"><SPAN class="ft3">are </SPAN>får som kontoförande institut anta Riksbanken <SPAN class="ft3">och </SPAN>Riksgälds- kontoret <SPAN class="ft3">samt </SPAN>juridiska personer som <SPAN class="ft3">har en betryggande kapital- styrka och teknisk och juridisk sakkunskap och i övrigt är lämp- liga att vidta registreringsåtgärder i avstämningsregister hos den centrala värdepappersförvararen</SPAN>.</P>
<P class="p251 ft2">2 §</P>
<P class="p185 ft2">Ett kontoförande institut får vidta registreringsåtgärder för egen</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr34 td122"><P class="p20 ft2">räkning.</P></TD>
<TD class="tr34 td160"><P class="p20 ft6"> </P></TD>
<TD class="tr34 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p60 ft3"><SPAN class="ft2">En </SPAN>central värdepappersförvar-</P></TD>
<TD class="tr25 td160"><P class="p60 ft3"><SPAN class="ft2">En </SPAN>svensk</P></TD>
<TD class="tr25 td102"><P class="p17 ft28">värdepapperscentral</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p20 ft2"><SPAN class="ft3">are </SPAN>får medge följande juridiska</P></TD>
<TD class="tr26 td160"><P class="p20 ft2">får medge</P></TD>
<TD class="tr26 td102"><P class="p17 ft2">följande juridiska</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft2">personer rätt att som kontoförande</P></TD>
<TD colspan=2 class="tr25 td124"><P class="p20 ft2">personer rätt att som kontoförande</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft2">institut vidta registreringsåtgärder</P></TD>
<TD class="tr25 td160"><P class="p20 ft2">institut vidta</P></TD>
<TD class="tr25 td102"><P class="p17 ft2">registreringsåtgärder</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft2">för annans räkning:</P></TD>
<TD colspan=2 class="tr25 td124"><P class="p20 ft2">för annans räkning:</P></TD>
</TR>
</TABLE>
<P class="p186 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft18">Riksbanken och andra centralbanker,</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft19">svenska och utländska clearingorganisationer,</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t57">
<TR>
<TD colspan=2 class="tr31 td122"><P class="p113 ft3"><SPAN class="ft2">3. </SPAN>centrala värdepappersförvar-</P></TD>
<TD colspan=2 class="tr31 td172"><P class="p60 ft3"><SPAN class="ft2">3. </SPAN>värdepapperscentraler</P></TD>
<TD class="tr31 td36"><P class="p252 ft3">samt</P></TD>
<TD class="tr31 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p113 ft3">are samt utländska företag som i</P></TD>
<TD class="tr25 td105"><P class="p20 ft3">sådana</P></TD>
<TD colspan=2 class="tr25 td217"><P class="p252 ft28">värdepapperscentraler</P></TD>
<TD class="tr25 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p113 ft3">sitt hemland får driva verksamhet</P></TD>
<TD colspan=3 class="tr25 td218"><P class="p20 ft3">från tredjeland som är erkända</P></TD>
<TD class="tr25 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td122"><P class="p113 ft3">som är jämförbar med central</P></TD>
<TD colspan=3 class="tr26 td218"><P class="p20 ft3">enligt artikel 25 i förordningen om</P></TD>
<TD class="tr26 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td172"><P class="p20 ft3">kontoföring<SPAN class="ft2">, </SPAN>och</P></TD>
<TD class="tr25 td107"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td218"><P class="p20 ft3">värdepapperscentraler, i den ur-</P></TD>
<TD class="tr25 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td172"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td107"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td172"><P class="p20 ft3">sprungliga lydelsen<SPAN class="ft2">,</SPAN></P></TD>
<TD class="tr25 td36"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td172"><P class="p60 ft2">4. värdepappersinstitut</P></TD>
<TD class="tr26 td107"><P class="p113 ft2">samt</P></TD>
<TD colspan=2 class="tr26 td172"><P class="p60 ft2">4. värdepappersinstitut</P></TD>
<TD class="tr26 td36"><P class="p252 ft2">samt</P></TD>
<TD class="tr26 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td172"><P class="p20 ft2">utländska företag som</P></TD>
<TD class="tr31 td107"><P class="p113 ft2">i sitt</P></TD>
<TD class="tr31 td105"><P class="p20 ft2">utländska</P></TD>
<TD class="tr31 td93"><P class="p20 ft2">företag som</P></TD>
<TD class="tr31 td36"><P class="p252 ft2">i sitt</P></TD>
<TD class="tr31 td96"><P class="p17 ft2">39</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_40">
<TABLE cellpadding=0 cellspacing=0 class="t58">
<TR>
<TD class="tr28 td17"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD colspan=4 class="tr28 td124"><P class="p20 ft2">hemland får <SPAN class="ft3">bedriva </SPAN>värdepappers-</P></TD>
<TD colspan=7 class="tr28 td122"><P class="p38 ft2">hemland får <SPAN class="ft3">driva </SPAN>värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td64"><P class="p20 ft2">rörelse<SPAN class="ft3">.</SPAN></P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td101"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td141"><P class="p38 ft2">rörelse<SPAN class="ft3">,</SPAN></P></TD>
<TD class="tr26 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td101"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td34"><P class="p222 ft3">5. fondbolag och</P></TD>
<TD colspan=3 class="tr25 td116"><P class="p17 ft3">förvaltnings-</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td101"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft3">bolag enligt lagen (2004:46) om</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td101"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td122"><P class="p38 ft28">värdepappersfonder, när det gäller</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td101"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td129"><P class="p38 ft3">fondandelar, och</P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td101"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td34"><P class="p222 ft3">6. <NOBR>AIF-förvaltare</NOBR></P></TD>
<TD class="tr25 td45"><P class="p1 ft3">som</P></TD>
<TD colspan=2 class="tr25 td18"><P class="p17 ft3">avses i</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td101"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td141"><P class="p38 ft3">3 kap.</P></TD>
<TD colspan=2 class="tr26 td141"><P class="p20 ft3">1 § lagen</P></TD>
<TD colspan=3 class="tr26 td53"><P class="p61 ft28">(2013:561)</P></TD>
<TD class="tr26 td58"><P class="p17 ft3">om</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td101"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft3">förvaltare av alternativa invest-</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td101"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft3">eringsfonder och utländska EES-</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td101"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td122"><P class="p38 ft3">baserade <NOBR>AIF-förvaltare</NOBR> som i sitt</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td101"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft3">hemland har tillstånd som avses i</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td101"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td34"><P class="p38 ft28">Europaparlamentets</P></TD>
<TD class="tr25 td45"><P class="p254 ft28">och</P></TD>
<TD colspan=2 class="tr25 td18"><P class="p17 ft3">rådets</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td101"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td122"><P class="p38 ft3">direktiv 2011/61/EU av den 8 juni</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td101"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft3">2011 om förvaltare av alternativa</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td101"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft3">investeringsfonder samt om änd-</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td101"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td122"><P class="p38 ft3">ring av direktiv 2003/41/EG och</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td101"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td140"><P class="p38 ft3">2009/65/EG</P></TD>
<TD class="tr25 td14"><P class="p20 ft3">och</P></TD>
<TD colspan=4 class="tr25 td80"><P class="p17 ft3">förordningarna</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td101"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft3">(EG) nr 1060/2009 och (EU) nr</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td101"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td140"><P class="p38 ft3">1095/2010,</P></TD>
<TD class="tr26 td14"><P class="p42 ft3">i</P></TD>
<TD colspan=2 class="tr26 td77"><P class="p20 ft3">lydelsen</P></TD>
<TD colspan=2 class="tr26 td18"><P class="p17 ft3">enligt</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td101"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td34"><P class="p38 ft28">Europaparlamentets</P></TD>
<TD class="tr25 td45"><P class="p254 ft28">och</P></TD>
<TD colspan=2 class="tr25 td18"><P class="p17 ft3">rådets</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td101"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td141"><P class="p38 ft28">direktiv</P></TD>
<TD colspan=5 class="tr25 td126"><P class="p207 ft3">2014/65/EU, när</P></TD>
<TD class="tr25 td58"><P class="p17 ft3">det</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td101"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td122"><P class="p38 ft28">gäller andelar eller aktier i företag</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td101"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td124"><P class="p38 ft3">för kollektiva investeringar.</P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td124"><P class="p17 ft2">Utländska företag som avses i</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p222 ft2">Utländska företag som avses i</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td124"><P class="p20 ft2">andra stycket <NOBR>2<SPAN class="ft3">–</SPAN>4</NOBR> <SPAN class="ft3">skall </SPAN>i hem-</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p38 ft2">andra stycket 2 <SPAN class="ft3">och </SPAN>4 <SPAN class="ft3">ska </SPAN>i hem-</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td124"><P class="p20 ft2">landet stå under betryggande till-</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft2">landet stå under betryggande till-</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td124"><P class="p20 ft2">syn av myndighet eller annat</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft2">syn av <SPAN class="ft3">en </SPAN>myndighet eller <SPAN class="ft3">något</SPAN></P></TD>
</TR>
<TR>
<TD class="tr27 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td90"><P class="p20 ft31">behörigt organ.</P></TD>
<TD class="tr27 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td101"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr27 td186"><P class="p38 ft2">annat behörigt organ.</P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td101"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr38 td186"><P class="p38 ft55">Kriterier för antagande av</P></TD>
<TD class="tr38 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td101"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr27 td186"><P class="p38 ft55">kontoförande institut</P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td101"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td141"><P class="p20 ft2">3 §</P></TD>
<TD class="tr38 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td124"><P class="p17 ft3">Om den centrala värdepappers-</P></TD>
<TD colspan=2 class="tr26 td140"><P class="p222 ft3">En svensk</P></TD>
<TD colspan=5 class="tr26 td108"><P class="p17 ft28">värdepapperscentral</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td124"><P class="p20 ft3">förvararen antar ett kontoförande</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft3">ska tillämpa de krav för deltag-</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td64"><P class="p20 ft3">institut,</P></TD>
<TD class="tr25 td72"><P class="p20 ft28">skall</P></TD>
<TD colspan=2 class="tr25 td190"><P class="p17 ft3">värdepappersför-</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft3">ande som anges i artikel 33.1 i</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td124"><P class="p20 ft3">vararen tillämpa principerna om</P></TD>
<TD colspan=2 class="tr26 td140"><P class="p38 ft3">förordningen</P></TD>
<TD colspan=2 class="tr26 td45"><P class="p68 ft3">om</P></TD>
<TD colspan=3 class="tr26 td116"><P class="p17 ft28">värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td124"><P class="p17 ft3"><SPAN class="ft55">fritt tillträde, </SPAN>som innebär att</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft3">centraler när den antar konto-</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td124"><P class="p20 ft3">var och en som uppfyller de krav</P></TD>
<TD colspan=3 class="tr25 td129"><P class="p38 ft3">förande institut.</P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td124"><P class="p20 ft3">som ställs i denna lag och av den</P></TD>
<TD class="tr26 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td64"><P class="p20 ft3">centrala</P></TD>
<TD colspan=3 class="tr25 td115"><P class="p17 ft3">värdepappersförvararen</P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td90"><P class="p20 ft3">skall antas</P></TD>
<TD class="tr25 td35"><P class="p20 ft3">som</P></TD>
<TD class="tr25 td101"><P class="p17 ft28">kontoförande</P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td90"><P class="p20 ft3">institut, och</P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td101"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td90"><P class="p60 ft55">neutralitet,</P></TD>
<TD class="tr25 td35"><P class="p42 ft3">som</P></TD>
<TD class="tr25 td101"><P class="p17 ft3">innebär att</P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td124"><P class="p20 ft3">regler som ställs upp av den</P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td64"><P class="p20 ft3">centrala</P></TD>
<TD colspan=3 class="tr26 td115"><P class="p17 ft3">värdepappersförvararen</P></TD>
<TD class="tr26 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td124"><P class="p20 ft3">utformas och tillämpas på ett</P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td90"><P class="p20 ft3">likformigt sätt.</P></TD>
<TD class="tr27 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td101"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td17"><P class="p33 ft2">40</P></TD>
<TD class="tr41 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td101"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td58"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_41">
<DIV id="id_1">
<TABLE cellpadding=0 cellspacing=0 class="t59">
<TR>
<TD class="tr28 td124"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr28 td25"><P class="p29 ft3"><SPAN class="ft55">Skyldighet att lämna upplysningar </SPAN><SPAN class="ft2">Prop. 2015/16:10</SPAN></P></TD>
</TR>
<TR>
<TD class="tr27 td124"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td219"><P class="p29 ft55">till värdepapperscentralen</P></TD>
<TD class="tr27 td86"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD rowspan=2 class="tr44 td124"><P class="p17 ft2">Ett kontoförande institut <SPAN class="ft3">skall</SPAN></P></TD>
<TD class="tr41 td137"><P class="p20 ft2">4 §</P></TD>
<TD class="tr41 td126"><P class="p20 ft6"> </P></TD>
<TD rowspan=2 class="tr44 td86"><P class="p181 ft28">ska</P></TD>
</TR>
<TR>
<TD class="tr25 td137"><P class="p222 ft2">Ett</P></TD>
<TD class="tr25 td126"><P class="p20 ft2">kontoförande institut</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p17 ft3"><SPAN class="ft2">lämna </SPAN>den centrala värdepappers-</P></TD>
<TD class="tr25 td137"><P class="p29 ft2">lämna</P></TD>
<TD class="tr25 td126"><P class="p1 ft3">värdepapperscentralen</P></TD>
<TD class="tr25 td86"><P class="p181 ft2">de</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p17 ft2"><SPAN class="ft3">förvararen </SPAN>de upplysningar som</P></TD>
<TD colspan=3 class="tr25 td25"><P class="p29 ft2">upplysningar som behövs för att</P></TD>
</TR>
<TR>
<TD class="tr26 td124"><P class="p17 ft2">behövs för att <SPAN class="ft3">denne skall </SPAN>kunna</P></TD>
<TD colspan=3 class="tr26 td25"><P class="p29 ft2"><SPAN class="ft3">den ska </SPAN>kunna fullgöra sina</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p17 ft2">fullgöra sina uppgifter enligt denna</P></TD>
<TD colspan=3 class="tr25 td25"><P class="p29 ft2">uppgifter enligt denna lag eller</P></TD>
</TR>
<TR>
<TD class="tr27 td124"><P class="p255 ft2">lag eller andra författningar.</P></TD>
<TD colspan=2 class="tr27 td219"><P class="p29 ft2">andra författningar.</P></TD>
<TD class="tr27 td86"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p256 ft56">Upphörande av rätt att vara kontoförande institut</P>
<P class="p257 ft2">5 §</P>
</DIV>
<DIV id="id_2">
<DIV id="id_2_1">
<P class="p117 ft2">Om ett kontoförande institut inte längre uppfyller de krav som anges i 1 §, <SPAN class="ft3">skall den centrala värde- pappersförvararen </SPAN>besluta att institutet inte har rätt att vara kontoförande institut.</P>
<P class="p258 ft3"><SPAN class="ft2">En </SPAN>central värdepappersförvar- are <SPAN class="ft2">får även meddela ett beslut </SPAN>som avses i första stycket<SPAN class="ft2">, om ett kontoförande institut trots upp- maning från </SPAN>den centrala värde- pappersförvararen <SPAN class="ft2">inte lämnar de uppgifter som avses i 4 §.</SPAN></P>
</DIV>
<DIV id="id_2_2">
<P class="p117 ft4">Om ett kontoförande institut inte längre uppfyller de krav som anges i 1 §, <SPAN class="ft36">ska värdepapperscentralen </SPAN>besluta att institutet inte har rätt att vara kontoförande institut.</P>
<P class="p259 ft36"><SPAN class="ft4">En </SPAN>värdepapperscentral <SPAN class="ft4">får även meddela ett </SPAN>sådant <SPAN class="ft4">beslut, om ett kontoförande institut trots upp- maning från </SPAN>värdepapperscentral- en <SPAN class="ft4">inte lämnar de uppgifter som avses i 4 §.</SPAN></P>
<P class="p260 ft60">Skyldighet att lämna upplysningar till Finansinspektionen</P>
</DIV>
</DIV>
<DIV id="id_3">
<P class="p16 ft2">6 §</P>
</DIV>
<DIV id="id_4">
<DIV id="id_4_1">
<P class="p117 ft2">Kontoförande institut som <SPAN class="ft3">inte står under Finansinspektionens tillsyn eller motsvarande tillsyn i hemlandet </SPAN>är skyldiga att lämna <SPAN class="ft3">inspektionen </SPAN>de uppgifter den begär som rör verksamheten som kontoförande institut.</P>
<P class="p258 ft4">Om ett kontoförande institut inte fullgör <SPAN class="ft36">sin skyldighet enligt första stycket</SPAN>, får Finansinspektionen förelägga institutet att lämna de begärda uppgifterna.</P>
</DIV>
<DIV id="id_4_2">
<P class="p117 ft4">Kontoförande institut som <SPAN class="ft36">avses i 1 § första stycket 2 och 3 </SPAN>är skyldiga att lämna <SPAN class="ft36">Finansinspek- tionen </SPAN>de uppgifter den begär som rör verksamheten som kontoför- ande institut.</P>
<P class="p261 ft4">Om ett kontoförande institut inte fullgör <SPAN class="ft36">skyldigheten</SPAN>, får Finans- inspektionen förelägga institutet att lämna de begärda uppgifterna.</P>
</DIV>
</DIV>
<DIV id="id_5">
<P class="p16 ft2">41</P>
</DIV>
</DIV>
<DIV id="page_42">
<DIV id="tx1"><SPAN class="ft4">En </SPAN><SPAN class="ft36">svensk värdepapperscentral </SPAN><SPAN class="ft4">får medge </SPAN><SPAN class="ft36">följande </SPAN><SPAN class="ft4">juridiska per- soner rätt att registreras som förvaltare av finansiella instru- ment</SPAN><SPAN class="ft36">:</SPAN></DIV>
<DIV id="tx2"><SPAN class="ft41">1. de juridiska personer som avses i 2 § andra stycket,</SPAN></DIV>
<DIV id="tx3"><SPAN class="ft36">2. Riksgäldskontoret och utländ- ska offentliga institutioner som i sitt hemland har i uppdrag att förvalta eller deltar i förvaltningen av statsskulden, och</SPAN></DIV>
<DIV id="tx4"><SPAN class="ft38">3. kreditinstitut som är auktori- serade enligt Europaparlamentets och rådets direktiv 2013/36/EU av den 26 juni 2013 om behörighet att utöva verksamhet i kreditinstitut</SPAN></DIV>
<TABLE cellpadding=0 cellspacing=0 class="t46">
<TR>
<TD class="tr28 td165"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD colspan=3 class="tr28 td143"><P class="p20 ft55">Regler i förordningen om</P></TD>
</TR>
<TR>
<TD class="tr26 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft55">värdepapperscentraler som</P></TD>
</TR>
<TR>
<TD class="tr31 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr31 td143"><P class="p20 ft55">tillämpas på kontoförande institut</P></TD>
</TR>
<TR>
<TD class="tr41 td165"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td18"><P class="p20 ft3">6 a §</P></TD>
<TD class="tr41 td171"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td170"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3">För kontoförande institut gäller</P></TD>
</TR>
<TR>
<TD class="tr25 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft3">artiklarna 36 och 37.3 i förord-</P></TD>
</TR>
<TR>
<TD class="tr26 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft3">ningen om värdepapperscentraler,</P></TD>
</TR>
<TR>
<TD class="tr25 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft3">i den ursprungliga lydelsen. Det</P></TD>
</TR>
<TR>
<TD class="tr25 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft3">som anges om värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft3">centraler och om avvecklings-</P></TD>
</TR>
<TR>
<TD class="tr25 td165"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft3">system</P></TD>
<TD class="tr25 td171"><P class="p62 ft3">i artikel 36</P></TD>
<TD class="tr25 td170"><P class="p17 ft3">ska i stället</P></TD>
</TR>
<TR>
<TD class="tr25 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft3">avse verksamheten som konto-</P></TD>
</TR>
<TR>
<TD class="tr27 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td207"><P class="p20 ft3">förande institut.</P></TD>
<TD class="tr27 td170"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td165"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td18"><P class="p20 ft3">6 b §</P></TD>
<TD class="tr38 td171"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td170"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft3">Ett kontoförande institut får inte</P></TD>
</TR>
<TR>
<TD class="tr25 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft3">delegera till någon annan än ett</P></TD>
</TR>
<TR>
<TD class="tr25 td165"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft3">annat</P></TD>
<TD class="tr25 td171"><P class="p62 ft28">kontoförande</P></TD>
<TD class="tr25 td170"><P class="p17 ft3">institut att</P></TD>
</TR>
<TR>
<TD class="tr26 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft3">utföra registreringsåtgärder i av-</P></TD>
</TR>
<TR>
<TD class="tr31 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td207"><P class="p20 ft3">stämningsregister.</P></TD>
<TD class="tr31 td170"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p241 ft55">Dokumentationskrav</P>
<P class="p262 ft3">6 c §</P>
<P class="p263 ft36">Ett kontoförande institut ska dokumentera och under minst tio år spara de uppgifter som ligger till grund för registreringsåtgärder i avstämningsregister.</P>
<P class="p241 ft55">Antagande av förvaltare</P>
<P class="p264 ft4">7 § En <SPAN class="ft36">central värdepappersför-</SPAN></P>
<P class="p265 ft4"><SPAN class="ft36">varare </SPAN>får medge <SPAN class="ft36">sådana </SPAN>juridiska personer <SPAN class="ft36">som avses i 2 § andra stycket </SPAN>rätt att registreras som förvaltare av finansiella instru- ment<SPAN class="ft36">. I sådana fall tillämpas de principer som anges i 3 §</SPAN>.</P>
<P class="p266 ft2">42</P>
</DIV>
<DIV id="page_43">
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p117 ft2">Ett medgivande att registreras som förvaltare får förenas med särskilda villkor för att tillgodose allmänna och enskilda intressen. Ett medgivande <SPAN class="ft3">skall </SPAN>återkallas av <SPAN class="ft3">den centrala värdepappersförvar- aren</SPAN>, om ett villkor för medgiv- andet har åsidosatts och avvikelsen är betydande eller om annars förut- sättningarna för medgivande inte längre finns.</P>
</DIV>
<DIV id="id_1_2">
<P class="p16 ft36">och om tillsyn av kreditinstitut och <SPAN class="ft4">Prop. 2015/16:10 </SPAN>värdepappersföretag, om ändring</P>
<P class="p138 ft3">av direktiv 2002/87/EG och om upphävande av direktiv 2006/48/EG och 2006/49/EG, i lydelsen enligt Europaparlament- ets och rådets direktiv 2014/59/EU, och kreditinstitut med huvudkontor i tredjeland som är auktoriserade i det landet.</P>
<P class="p267 ft3">Vid medgivanden enligt första stycket ska värdepapperscentralen tillämpa de krav för deltagande som anges i artikel 33.1 i förord- ningen om värdepapperscentraler.</P>
<P class="p268 ft2">Ett medgivande att registreras som förvaltare får förenas med särskilda villkor för att tillgodose allmänna och enskilda intressen. Ett medgivande <SPAN class="ft3">ska </SPAN>återkallas av <SPAN class="ft3">värdepapperscentralen</SPAN>, om ett villkor för medgivandet har åsido- satts och avvikelsen är betydande eller om annars förutsättningarna för medgivande inte längre finns.</P>
<P class="p269 ft58">Skyldighet att lämna upplysningar till värdepapperscentralen</P>
</DIV>
</DIV>
<DIV id="id_2">
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD class="tr2 td102"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td68"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td105"><P class="p221 ft2">12 §<SPAN class="ft27">4</SPAN></P></TD>
<TD class="tr2 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td63"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p113 ft2">På begäran av <SPAN class="ft3">den centrala</SPAN></P></TD>
<TD colspan=4 class="tr26 td124"><P class="p17 ft2">På begäran av <SPAN class="ft3">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td220"><P class="p20 ft3">värdepappersförvararen</P></TD>
<TD colspan=2 class="tr25 td27"><P class="p88 ft28">skall</P></TD>
<TD class="tr25 td27"><P class="p113 ft2">en</P></TD>
<TD colspan=4 class="tr25 td124"><P class="p17 ft2"><SPAN class="ft3">centralen ska </SPAN>en förvaltare lämna</P></TD>
</TR>
<TR>
<TD class="tr25 td102"><P class="p20 ft2">förvaltare lämna</P></TD>
<TD colspan=4 class="tr25 td130"><P class="p20 ft2">uppgifter</P></TD>
<TD class="tr25 td27"><P class="p113 ft2">till</P></TD>
<TD colspan=4 class="tr25 td124"><P class="p17 ft3"><SPAN class="ft2">uppgifter till </SPAN>värdepapperscentral-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td220"><P class="p20 ft3">värdepappersförvararen</P></TD>
<TD colspan=2 class="tr26 td27"><P class="p88 ft2">om</P></TD>
<TD class="tr26 td27"><P class="p113 ft2">de</P></TD>
<TD colspan=4 class="tr26 td124"><P class="p17 ft2"><SPAN class="ft3">en </SPAN>om de aktieägare vars aktier</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p113 ft2">aktieägare vars aktier <SPAN class="ft3">han </SPAN>förvalt-</P></TD>
<TD colspan=4 class="tr25 td124"><P class="p17 ft2"><SPAN class="ft3">den </SPAN>förvaltar. Uppgifterna <SPAN class="ft3">ska </SPAN>avse</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p113 ft2">ar. Uppgifterna <SPAN class="ft3">skall </SPAN>avse aktie-</P></TD>
<TD colspan=4 class="tr25 td124"><P class="p17 ft2">aktieägarnas namn och person-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p113 ft2">ägarnas namn och personnummer,</P></TD>
<TD colspan=2 class="tr26 td121"><P class="p20 ft2">nummer,</P></TD>
<TD colspan=2 class="tr26 td175"><P class="p17 ft2">organisationsnummer</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td131"><P class="p20 ft2">organisationsnummer</P></TD>
<TD colspan=2 class="tr25 td66"><P class="p20 ft2">eller</P></TD>
<TD colspan=2 class="tr25 td114"><P class="p113 ft31">annat</P></TD>
<TD class="tr25 td66"><P class="p20 ft2">eller</P></TD>
<TD class="tr25 td62"><P class="p26 ft2">annat</P></TD>
<TD colspan=2 class="tr25 td175"><P class="p17 ft2">identifieringsnummer</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td131"><P class="p20 ft2">identifieringsnummer</P></TD>
<TD colspan=2 class="tr25 td66"><P class="p20 ft2">samt</P></TD>
<TD colspan=2 class="tr25 td114"><P class="p113 ft2">post-</P></TD>
<TD class="tr25 td66"><P class="p20 ft2">samt</P></TD>
<TD colspan=3 class="tr25 td110"><P class="p17 ft2">postadress. Förvaltaren <SPAN class="ft3">ska</SPAN></P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p113 ft2">adress. Förvaltaren <SPAN class="ft3">skall </SPAN>dessutom</P></TD>
<TD colspan=4 class="tr26 td124"><P class="p17 ft2">dessutom ange det antal aktier av</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p113 ft2">ange det antal aktier av olika slag</P></TD>
<TD colspan=4 class="tr25 td124"><P class="p17 ft2">olika slag som varje aktieägare</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p113 ft2">som varje aktieägare äger. Upp-</P></TD>
<TD colspan=4 class="tr25 td124"><P class="p17 ft2">äger. Uppgifterna <SPAN class="ft3">ska </SPAN>avse förhål-</P></TD>
</TR>
<TR>
<TD class="tr26 td102"><P class="p20 ft2">gifterna <SPAN class="ft3">skall </SPAN>avse</P></TD>
<TD colspan=5 class="tr26 td174"><P class="p113 ft2">förhållandena</P></TD>
<TD colspan=4 class="tr26 td124"><P class="p17 ft2">landena vid den tidpunkt som</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p113 ft2">vid den tidpunkt som <SPAN class="ft3">den centrala</SPAN></P></TD>
<TD colspan=3 class="tr25 td221"><P class="p20 ft3">värdepapperscentralen</P></TD>
<TD class="tr25 td63"><P class="p17 ft2">bestäm-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td220"><P class="p20 ft3">värdepappersförvararen</P></TD>
<TD colspan=3 class="tr25 td78"><P class="p113 ft2">bestäm-</P></TD>
<TD class="tr25 td66"><P class="p20 ft2">mer.</P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td63"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td102"><P class="p20 ft2">mer.</P></TD>
<TD class="tr27 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td63"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p98 ft35"><SPAN class="ft34">4 </SPAN>Senaste lydelse 2005:558.</P>
<P class="p99 ft2">43</P>
</DIV>
</DIV>
<DIV id="page_44">
<DIV id="id_1">
<TABLE cellpadding=0 cellspacing=0 class="t50">
<TR>
<TD class="tr28 td129"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD colspan=2 class="tr28 td174"><P class="p60 ft3">Den centrala</P></TD>
<TD colspan=5 class="tr28 td222"><P class="p30 ft3">värdepappersför-</P></TD>
<TD colspan=5 class="tr28 td210"><P class="p87 ft3">Värdepapperscentralen</P></TD>
<TD class="tr28 td16"><P class="p20 ft3">ska</P></TD>
<TD class="tr28 td100"><P class="p17 ft2">på</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td50"><P class="p20 ft2"><SPAN class="ft3">vararen skall </SPAN>på begäran av ett</P></TD>
<TD class="tr26 td107"><P class="p20 ft2">begäran</P></TD>
<TD class="tr26 td68"><P class="p20 ft2">av</P></TD>
<TD class="tr26 td89"><P class="p66 ft2">ett</P></TD>
<TD colspan=4 class="tr26 td155"><P class="p17 ft31">avstämningsbolag</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">avstämningsbolag kräva in sådana</P></TD>
<TD colspan=7 class="tr25 td143"><P class="p20 ft2">kräva in sådana uppgifter om</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td171"><P class="p20 ft2">uppgifter om</P></TD>
<TD colspan=3 class="tr26 td114"><P class="p42 ft31">bolagets</P></TD>
<TD colspan=3 class="tr26 td171"><P class="p30 ft2">aktieägare</P></TD>
<TD colspan=7 class="tr26 td143"><P class="p20 ft2">bolagets aktieägare som avses i</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td146"><P class="p20 ft2">som avses i första stycket.</P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td70"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td140"><P class="p20 ft2">första stycket.</P></TD>
<TD class="tr25 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td102"><P class="p60 ft31">Avstämningsbolag</P></TD>
<TD colspan=2 class="tr25 td94"><P class="p135 ft2">har</P></TD>
<TD colspan=2 class="tr25 td28"><P class="p30 ft2">rätt att</P></TD>
<TD colspan=4 class="tr25 td187"><P class="p87 ft2">Avstämningsbolag</P></TD>
<TD class="tr25 td89"><P class="p20 ft2">har</P></TD>
<TD class="tr25 td16"><P class="p20 ft2">rätt</P></TD>
<TD class="tr25 td100"><P class="p17 ft2">att</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td50"><P class="p20 ft3"><SPAN class="ft2">hos </SPAN>den centrala värdepappers-</P></TD>
<TD colspan=7 class="tr25 td143"><P class="p20 ft3"><SPAN class="ft2">hos </SPAN>värdepapperscentralen <SPAN class="ft2">få till-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td50"><P class="p20 ft2"><SPAN class="ft3">förvararen </SPAN>få tillgång till de upp-</P></TD>
<TD colspan=7 class="tr26 td143"><P class="p20 ft2">gång till de uppgifter som har</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">gifter som har lämnats om bolagets</P></TD>
<TD colspan=7 class="tr25 td143"><P class="p20 ft2">lämnats om bolagets aktieägare.</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td171"><P class="p20 ft2">aktieägare.</P></TD>
<TD class="tr26 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=14 class="tr25 td169"><P class="p60 ft2">Om det finns särskilda skäl, får Finansinspektionen medge förvaltare</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=14 class="tr25 td169"><P class="p20 ft2">undantag från den uppgiftsskyldighet som följer av första och andra</P></TD>
</TR>
<TR>
<TD class="tr27 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td171"><P class="p20 ft2">styckena.</P></TD>
<TD class="tr27 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td171"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td70"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr41 td210"><P class="p20 ft55">Aktieägarsammanställning</P></TD>
<TD class="tr41 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td171"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td103"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr40 td127"><P class="p270 ft2">13 §<SPAN class="ft27">5</SPAN></P></TD>
<TD class="tr40 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td50"><P class="p60 ft3"><SPAN class="ft2">Hos </SPAN>den centrala värdepappers-</P></TD>
<TD colspan=6 class="tr25 td158"><P class="p87 ft3"><SPAN class="ft2">Hos </SPAN>värdepapperscentralen</P></TD>
<TD class="tr25 td100"><P class="p17 ft28">ska</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td50"><P class="p20 ft3">förvararen skall <SPAN class="ft2">det för varje</SPAN></P></TD>
<TD class="tr25 td107"><P class="p20 ft2">det för</P></TD>
<TD colspan=2 class="tr25 td98"><P class="p71 ft2">varje</P></TD>
<TD colspan=4 class="tr25 td155"><P class="p17 ft31">avstämningsbolag</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td102"><P class="p20 ft2">avstämningsbolag</P></TD>
<TD colspan=3 class="tr26 td114"><P class="p64 ft2">finnas</P></TD>
<TD class="tr26 td70"><P class="p30 ft2">en</P></TD>
<TD colspan=2 class="tr26 td105"><P class="p20 ft2">finnas en</P></TD>
<TD colspan=5 class="tr26 td86"><P class="p17 ft2">sammanställning över</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td174"><P class="p20 ft2">sammanställning</P></TD>
<TD colspan=2 class="tr25 td71"><P class="p66 ft2">över</P></TD>
<TD colspan=3 class="tr25 td171"><P class="p30 ft2">aktieägare</P></TD>
<TD colspan=7 class="tr25 td143"><P class="p20 ft2">aktieägare med mer än femhundra</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">med mer än femhundra förvaltar-</P></TD>
<TD colspan=4 class="tr25 td187"><P class="p20 ft2">förvaltarregistrerade</P></TD>
<TD colspan=2 class="tr25 td136"><P class="p60 ft2">aktier</P></TD>
<TD class="tr25 td100"><P class="p17 ft2">i</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td171"><P class="p20 ft2">registrerade</P></TD>
<TD colspan=2 class="tr26 td27"><P class="p20 ft2">aktier</P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p30 ft2">i</P></TD>
<TD colspan=2 class="tr26 td28"><P class="p30 ft2">bolaget.</P></TD>
<TD class="tr26 td107"><P class="p20 ft2">bolaget.</P></TD>
<TD colspan=5 class="tr26 td17"><P class="p1 ft2">Sammanställningen</P></TD>
<TD class="tr26 td100"><P class="p17 ft28">ska</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">Sammanställningen <SPAN class="ft3">skall </SPAN>innehålla</P></TD>
<TD colspan=7 class="tr25 td143"><P class="p20 ft2">innehålla de uppgifter som anges i</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td171"><P class="p20 ft2">de uppgifter</P></TD>
<TD colspan=2 class="tr25 td27"><P class="p26 ft2">som</P></TD>
<TD colspan=2 class="tr25 td94"><P class="p19 ft31">anges</P></TD>
<TD class="tr25 td103"><P class="p66 ft2">i</P></TD>
<TD class="tr25 td70"><P class="p30 ft2">12 §</P></TD>
<TD colspan=7 class="tr25 td143"><P class="p20 ft2">12 § första stycket. En utskrift av</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td50"><P class="p20 ft2">första stycket. En utskrift av</P></TD>
<TD colspan=4 class="tr26 td187"><P class="p20 ft2">sammanställningen</P></TD>
<TD class="tr26 td89"><P class="p26 ft3">ska</P></TD>
<TD colspan=2 class="tr26 td98"><P class="p17 ft2">hållas</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td102"><P class="p20 ft2">sammanställningen</P></TD>
<TD colspan=2 class="tr25 td94"><P class="p19 ft3">skall</P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td70"><P class="p30 ft2">hållas</P></TD>
<TD colspan=7 class="tr25 td143"><P class="p20 ft2">tillgänglig för var och en hos</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">tillgänglig för var och en hos</P></TD>
<TD colspan=7 class="tr25 td143"><P class="p20 ft2">bolaget och hos <SPAN class="ft3">värdepapperscen-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td50"><P class="p20 ft2">bolaget och hos <SPAN class="ft3">den centrala</SPAN></P></TD>
<TD colspan=7 class="tr26 td143"><P class="p20 ft2"><SPAN class="ft3">tralen</SPAN>. Utskriften får inte vara</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td50"><P class="p20 ft3">värdepappersförvararen<SPAN class="ft2">. Utskrift-</SPAN></P></TD>
<TD colspan=7 class="tr25 td143"><P class="p20 ft2">äldre än tre månader. Var och en</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">en får inte vara äldre än tre</P></TD>
<TD colspan=7 class="tr25 td143"><P class="p20 ft2">som begär det har vid var tid rätt</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td50"><P class="p20 ft2">månader. Var och en som begär</P></TD>
<TD colspan=7 class="tr26 td143"><P class="p20 ft2">att mot ersättning för kostnaderna</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">det har vid var tid rätt att mot</P></TD>
<TD colspan=7 class="tr25 td143"><P class="p20 ft2">få en aktuell utskrift av samman-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">ersättning för kostnaderna få en</P></TD>
<TD colspan=2 class="tr25 td105"><P class="p20 ft2">ställningen</P></TD>
<TD colspan=5 class="tr25 td86"><P class="p17 ft3"><SPAN class="ft2">från </SPAN>värdepapperscen-</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td50"><P class="p20 ft2">aktuell utskrift av sammanställ-</P></TD>
<TD class="tr26 td107"><P class="p20 ft3">tralen<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td50"><P class="p20 ft3"><SPAN class="ft2">ningen från </SPAN>den centrala värde-</P></TD>
<TD class="tr25 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr27 td102"><P class="p20 ft3">pappersförvararen<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p271 ft29">4 kap.</P>
<P class="p55 ft2">1 §</P>
</DIV>
<DIV id="id_2">
<DIV id="id_2_1">
<P class="p117 ft4">Avstämningsregister består av avstämningskonton som läggs upp för ägare av finansiella instrument som registreras enligt denna lag. Sådana register förs med hjälp av automatiserad behandling. <SPAN class="ft36">Den centrala värdepappersförvararen</SPAN></P>
</DIV>
<DIV id="id_2_2">
<P class="p117 ft4">Avstämningsregister består av avstämningskonton som läggs upp för ägare av finansiella instrument som registreras enligt denna lag. Sådana register förs med hjälp av automatiserad behandling. <SPAN class="ft36">En svensk värdepapperscentral </SPAN>är</P>
</DIV>
</DIV>
<DIV id="id_3">
<P class="p272 ft35"><SPAN class="ft34">5 </SPAN>Senaste lydelse 2005:558.</P>
<P class="p109 ft2">44</P>
</DIV>
</DIV>
<DIV id="page_45">
<DIV id="tx1"><SPAN class="ft36">I 1 kap. 10 § aktiebolagslagen (2005:551) finns bestämmelser om aktier i avstämningsbolag.</SPAN></DIV>
<DIV id="tx2"><SPAN class="ft4">Aktier i svenska bolag som inte är avstämningsbolag får inte registreras i avstämningsregister.</SPAN></DIV>
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p157 ft2">är personuppgiftsansvarig enligt personuppgiftslagen (1998:204) för den behandling av personupp- gifter som <SPAN class="ft3">värdepappersförvarar- en </SPAN>utför.</P>
<P class="p258 ft2">Om inget annat följer av denna lag <SPAN class="ft3">eller </SPAN>av föreskrifter som med- delats med stöd av lagen, tillämpas personuppgiftslagen vid behand- ling av personuppgifter om ägare och innehavare av särskild rätt till finansiella instrument.</P>
</DIV>
<DIV id="id_1_2">
<TABLE cellpadding=0 cellspacing=0 class="t60">
<TR>
<TD class="tr2 td34"><P class="p20 ft31">personuppgiftsansvarig</P></TD>
<TD class="tr2 td53"><P class="p111 ft2">enligt</P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr32 td34"><P class="p20 ft15">personuppgiftslagen</P></TD>
<TD class="tr32 td53"><P class="p111 ft15">(1998:204)</P></TD>
<TD class="tr32 td47"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p138 ft2">för den behandling av personupp- gifter som <SPAN class="ft3">den värdepapperscen- tralen </SPAN>utför.</P>
<P class="p273 ft2">Om inget annat följer av denna lag<SPAN class="ft3">, </SPAN>av föreskrifter som meddelats med stöd av lagen, <SPAN class="ft3">av förord- ningen om värdepapperscentraler eller av rättsakter som har an- tagits med stöd av förordningen, </SPAN>tillämpas personuppgiftslagen vid behandling av personuppgifter om ägare och innehavare av särskild rätt till finansiella instrument.</P>
</DIV>
</DIV>
<DIV id="id_2">
<P class="p274 ft53">Aktier i avstämningsbolag</P>
<P class="p275 ft2">2 §<SPAN class="ft27">6</SPAN></P>
<P class="p276 ft3">Aktier i ett avstämningsbolag ska vara registrerade i ett avstäm- ningsregister för bolaget. <SPAN class="ft2">Aktier i svenska bolag som inte är avstäm- ningsbolag får inte registreras i avstämningsregister.</SPAN></P>
<P class="p277 ft2">Bestämmelserna i denna lag om aktier i avstämningsbolag tillämpas</P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD colspan=4 class="tr34 td204"><P class="p20 ft2">också på följande rättigheter i sådana bolag, nämligen</P></TD>
<TD class="tr34 td160"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p60 ft2">1. fondaktierätt och teckningsrätt</P></TD>
<TD colspan=4 class="tr25 td124"><P class="p17 ft2">1. fondaktierätt och teckningsrätt</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p20 ft2">som avses i 11 kap. 4 § aktie-</P></TD>
<TD class="tr26 td27"><P class="p20 ft2">som</P></TD>
<TD colspan=3 class="tr26 td189"><P class="p17 ft2">avses i 11 kap. 4 § aktie-</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft2">bolagslagen <SPAN class="ft3">(2005:551) </SPAN>samt före-</P></TD>
<TD colspan=4 class="tr25 td124"><P class="p17 ft2">bolagslagen samt företrädesrätt att</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft2">trädesrätt att delta i emission som</P></TD>
<TD class="tr25 td27"><P class="p20 ft2">delta</P></TD>
<TD class="tr25 td12"><P class="p76 ft2">i</P></TD>
<TD class="tr25 td96"><P class="p88 ft2">emission</P></TD>
<TD class="tr25 td160"><P class="p17 ft2">som avses i</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p20 ft2">avses i 11 kap. 8 § andra stycket</P></TD>
<TD colspan=2 class="tr26 td77"><P class="p20 ft2">11 kap.</P></TD>
<TD class="tr26 td96"><P class="p63 ft2">8 § andra</P></TD>
<TD class="tr26 td160"><P class="p17 ft2">stycket aktie-</P></TD>
</TR>
<TR>
<TD class="tr32 td122"><P class="p20 ft15">aktiebolagslagen,</P></TD>
<TD colspan=3 class="tr32 td102"><P class="p20 ft15">bolagslagen,</P></TD>
<TD class="tr32 td160"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p48 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">rätt på grund av teckning av aktier vid nyemission av aktier enligt 13 kap. aktiebolagslagen, samt</SPAN></P>
<P class="p83 ft4"><SPAN class="ft2">3.</SPAN><SPAN class="ft30">rätt på grund av teckning av aktier med utnyttjande av optionsrätt enligt 14 kap. aktiebolagslagen.</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t61">
<TR>
<TD class="tr43 td124"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr43 td162"><P class="p29 ft53">Skuldförbindelser</P></TD>
<TD class="tr43 td16"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD rowspan=2 class="tr44 td124"><P class="p17 ft3"><SPAN class="ft2">En </SPAN>central värdepappersförvar-</P></TD>
<TD class="tr41 td49"><P class="p20 ft2">3 §</P></TD>
<TD rowspan=2 class="tr44 td187"><P class="p20 ft3">värdepapperscentral</P></TD>
<TD class="tr41 td16"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td49"><P class="p222 ft2">En</P></TD>
<TD class="tr25 td16"><P class="p17 ft2">får</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p17 ft2"><SPAN class="ft3">are </SPAN>får registrera skuldförbindelser</P></TD>
<TD colspan=2 class="tr25 td162"><P class="p29 ft2">registrera skuldförbindelser</P></TD>
<TD class="tr25 td16"><P class="p17 ft2">eller</P></TD>
</TR>
<TR>
<TD class="tr27 td124"><P class="p17 ft2">eller andra svenska eller utländska</P></TD>
<TD class="tr27 td49"><P class="p29 ft2">andra</P></TD>
<TD colspan=2 class="tr27 td223"><P class="p17 ft2">svenska eller utländska</P></TD>
</TR>
</TABLE>
<P class="p98 ft35"><SPAN class="ft34">6 </SPAN>Senaste lydelse 2010:2062.</P>
<P class="p99 ft2">45</P>
</DIV>
</DIV>
<DIV id="page_46">
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p155 ft4">Prop. 2015/16:10 finansiella instrument i ett avstäm- ningsregister för emittenten. Bestämmelserna i denna lag om skuldförbindelser gäller i tillämp- liga delar även andra finansiella instrument än sådana som avses i 2 §.</P>
</DIV>
<DIV id="id_1_2">
<P class="p278 ft4">finansiella instrument i ett avstäm- ningsregister för emittenten. Bestämmelserna i denna lag om skuldförbindelser gäller i tillämp- liga delar även andra finansiella instrument än sådana som avses i 2 §.</P>
<P class="p212 ft53">Avtal om registrering</P>
</DIV>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">4 §</P>
</DIV>
<DIV id="id_3">
<DIV id="id_3_1">
<P class="p117 ft31">Registrering enligt 2 eller 3 §<SPAN class="ft28">§ </SPAN>sker enligt avtal mellan <SPAN class="ft28">den centrala värdepappersförvararen </SPAN>och emittenten. Om de finansiella instrumenten har utfärdats i ett annat land än Sverige, får sådan registrering också ske enligt avtal mellan <SPAN class="ft28">den centrala värdepap- persförvararen </SPAN>och <SPAN class="ft28">företag med motsvarande uppgifter i det landet</SPAN>, om de finansiella instrumenten har avskilts för sådant ändamål.</P>
<P class="p279 ft3">Samma finansiella instrument får inte registreras på avstäm- ningskonto hos mer än en svensk central värdepappersförvarare. <SPAN class="ft2">Ett aktiebolag måste anlita samma </SPAN>centrala värdepappersförvarare <SPAN class="ft2">för all registrering som avser aktier och sådana rättigheter i bolaget som avses i 2 § andra stycket.</SPAN></P>
</DIV>
<DIV id="id_3_2">
<P class="p117 ft2">Registrering enligt 2 eller 3 § sker enligt avtal mellan <SPAN class="ft3">en svensk värdepapperscentral </SPAN>och emittenten. Om de finansiella instrumenten har utfärdats i ett annat land än Sverige, får sådan registrering också ske enligt avtal mellan <SPAN class="ft3">en svensk värdepappers- central </SPAN>och <SPAN class="ft3">en värdepapperscen- tral som är etablerad i ett annat land inom EES än Sverige eller en värdepapperscentral från tredje- land</SPAN>, om de finansiella instrumen- ten har avskilts för sådant ändamål. <SPAN class="ft3">Med ett sådant avtal jämställs avtal om en indirekt länk enligt artikel 2.1.32 i förordningen om värdepapperscentraler, i den ursprungliga lydelsen.</SPAN></P>
<P class="p280 ft4">Ett aktiebolag måste anlita samma <SPAN class="ft36">värdepapperscentral </SPAN>för all registrering som avser aktier och sådana rättigheter i bolaget som avses i 2 § andra stycket.</P>
<P class="p281 ft53">Förbud mot utfärdande av vissa handlingar</P>
</DIV>
</DIV>
<DIV id="id_4">
<P class="p119 ft2">5 §<SPAN class="ft27">7</SPAN></P>
<P class="p282 ft4">För finansiella instrument som registreras enligt denna lag får inte utfärdas aktiebrev, emissionsbevis, interimsbevis, teckningsoptionsbevis eller optionsbevis som avses i aktiebolagslagen (2005:551) eller skulde-</P>
<P class="p283 ft35"><SPAN class="ft34">7 </SPAN>Senaste lydelse 2010:2062.</P>
<P class="p125 ft2">46</P>
</DIV>
</DIV>
<DIV id="page_47">
<P class="p284 ft4">brev eller motsvarande handling. Har en sådan handling utfärdats, gäller Prop. 2015/16:10 den inte som förbindelse. Bestämmelserna i aktiebolagslagen gäller inte</P>
<P class="p172 ft2">heller för handlingen.</P>
<P class="p140 ft2">Första stycket tillämpas inte i fråga om finansiella instrument utfärdade</P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD colspan=6 class="tr27 td161"><P class="p20 ft2">i ett annat land än Sverige.</P></TD>
<TD class="tr27 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td91"><P class="p20 ft6"> </P></TD>
<TD colspan=2 rowspan=2 class="tr45 td99"><P class="p222 ft2">Om</P></TD>
<TD colspan=4 rowspan=2 class="tr45 td207"><P class="p42 ft2">aktiebrev, skuldebrev</P></TD>
<TD rowspan=2 class="tr45 td163"><P class="p17 ft2">eller</P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p60 ft2">Om</P></TD>
<TD colspan=3 class="tr25 td78"><P class="p71 ft2">aktiebrev,</P></TD>
<TD colspan=2 class="tr25 td41"><P class="p20 ft2">skuldebrev</P></TD>
<TD colspan=2 class="tr25 td163"><P class="p17 ft2">eller</P></TD>
</TR>
<TR>
<TD class="tr26 td45"><P class="p20 ft2">annan</P></TD>
<TD colspan=4 class="tr26 td90"><P class="p76 ft2">motsvarande</P></TD>
<TD colspan=2 class="tr26 td85"><P class="p26 ft2">handling</P></TD>
<TD class="tr26 td91"><P class="p17 ft2">har</P></TD>
<TD colspan=2 class="tr26 td99"><P class="p29 ft2">annan</P></TD>
<TD colspan=3 class="tr26 td171"><P class="p1 ft2">motsvarande</P></TD>
<TD colspan=2 class="tr26 td81"><P class="p17 ft2">handling har</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">utfärdats för ett sådant instrument</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft2">utfärdats för ett sådant instrument</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">som avses i andra stycket ska</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft2">som avses i andra stycket<SPAN class="ft3">, </SPAN>ska</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">handlingen vara inlämnad för för-</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft2">handlingen vara inlämnad för för-</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p20 ft3"><SPAN class="ft2">varing hos </SPAN>den centrala värdepap-</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p29 ft3"><SPAN class="ft2">varing hos </SPAN>värdepapperscentralen</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2"><SPAN class="ft3">persförvararen </SPAN>eller för detta före-</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft2">eller för detta företags räkning</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">tags räkning innan registrering i</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft2">innan registrering i avstämnings-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td224"><P class="p20 ft2">avstämningsregister</P></TD>
<TD colspan=2 class="tr26 td85"><P class="p20 ft2">får ske,</P></TD>
<TD class="tr26 td91"><P class="p17 ft2">om</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p29 ft2">register får ske, om det inte på</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">det inte på annat sätt är säkerställt</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft2">annat sätt är säkerställt att hand-</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">att handlingen inte kommer i</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft2">lingen inte kommer i omlopp.</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p20 ft2">omlopp. Handlingen ska vara kvar</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p29 ft2">Handlingen ska vara kvar i sådant</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">i sådant förvar så länge instrum-</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft2">förvar så länge instrumentet är</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">entet är registrerat i avstämnings-</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft2">registrerat i avstämningsregister.</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr27 td82"><P class="p20 ft2">register.</P></TD>
<TD class="tr27 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td163"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td91"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr38 td122"><P class="p29 ft53">Aktiebolag som övergår till att bli</P></TD>
</TR>
<TR>
<TD class="tr27 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td91"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr27 td115"><P class="p29 ft53">avstämningsbolag</P></TD>
<TD class="tr27 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td163"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td198"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td135"><P class="p285 ft2">6 §<SPAN class="ft27">8</SPAN></P></TD>
<TD class="tr38 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td163"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p17 ft2">I fråga om aktiebolag som</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p17 ft2">I fråga om aktiebolag som</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">övergår till att bli avstämnings-</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft2">övergår till att bli avstämnings-</P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft2">bolag</P></TD>
<TD colspan=2 class="tr25 td95"><P class="p69 ft2">gäller</P></TD>
<TD colspan=5 class="tr25 td175"><P class="p17 ft2">följande. Behörighet</P></TD>
<TD colspan=2 class="tr25 td99"><P class="p29 ft2">bolag</P></TD>
<TD colspan=2 class="tr25 td35"><P class="p20 ft2">gäller</P></TD>
<TD colspan=3 class="tr25 td175"><P class="p17 ft2">följande. Behörighet</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p20 ft2">att första gången antecknas som</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p29 ft2">att första gången antecknas som</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">aktieägare eller förvaltare på ett</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft2">aktieägare eller förvaltare på ett</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">avstämningskonto tillkommer den</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft2">avstämningskonto tillkommer den</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p20 ft2">som visar upp ett aktiebrev och</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p29 ft2">som visar upp ett aktiebrev och</P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft2">enligt</P></TD>
<TD colspan=2 class="tr25 td95"><P class="p61 ft2">6 kap.</P></TD>
<TD class="tr25 td72"><P class="p178 ft2">8 §</P></TD>
<TD colspan=4 class="tr25 td93"><P class="p17 ft31">aktiebolagslagen</P></TD>
<TD colspan=2 class="tr25 td99"><P class="p29 ft2">enligt</P></TD>
<TD colspan=2 class="tr25 td35"><P class="p20 ft2">6 kap.</P></TD>
<TD colspan=3 class="tr25 td175"><P class="p17 ft2">8 § aktiebolagslagen</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">(2005:551) eller på annat sätt</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft2">(2005:551) eller på annat sätt</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td82"><P class="p20 ft2">styrker</P></TD>
<TD class="tr26 td54"><P class="p42 ft2">sitt</P></TD>
<TD colspan=2 class="tr26 td18"><P class="p20 ft2">förvärv.</P></TD>
<TD colspan=3 class="tr26 td81"><P class="p17 ft2">Aktiebrevet</P></TD>
<TD colspan=3 class="tr26 td78"><P class="p29 ft2">styrker</P></TD>
<TD class="tr26 td72"><P class="p20 ft2">sitt</P></TD>
<TD class="tr26 td18"><P class="p20 ft2">förvärv.</P></TD>
<TD colspan=2 class="tr26 td81"><P class="p17 ft2">Aktiebrevet</P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft3">skall</P></TD>
<TD colspan=3 class="tr25 td78"><P class="p20 ft2">makuleras</P></TD>
<TD class="tr25 td58"><P class="p26 ft2">på</P></TD>
<TD colspan=3 class="tr25 td81"><P class="p17 ft2">betryggande</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft2"><SPAN class="ft3">ska </SPAN>makuleras på betryggande sätt</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft28"><SPAN class="ft31">sätt av </SPAN>den centrala värdepappers-</P></TD>
<TD class="tr25 td65"><P class="p29 ft2">av</P></TD>
<TD colspan=5 class="tr25 td111"><P class="p20 ft3">värdepapperscentralen<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr25 td163"><P class="p17 ft28">Detta</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p20 ft3">förvararen<SPAN class="ft2">. </SPAN>Vad som nu har sagts</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p29 ft2">tillämpas på motsvarande sätt i</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">tillämpas på motsvarande sätt i</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft2">fråga om interimsbevis och emis-</P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft2">fråga</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p286 ft2">om</P></TD>
<TD colspan=3 class="tr25 td30"><P class="p68 ft2">interimsbevis</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p17 ft31">och</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft2">sionsbevis som utfärdats av ett</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td224"><P class="p20 ft2">emissionsbevis som</P></TD>
<TD colspan=2 class="tr26 td85"><P class="p71 ft2">utfärdats</P></TD>
<TD class="tr26 td91"><P class="p17 ft2">av</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p29 ft2">aktiebolag innan denna lag blev</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">ett aktiebolag innan denna lag blev</P></TD>
<TD colspan=5 class="tr25 td115"><P class="p29 ft2">tillämplig på bolaget.</P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td163"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr31 td224"><P class="p20 ft2">tillämplig på bolaget.</P></TD>
<TD class="tr31 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td163"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td65"><P class="p287 ft2">8 §</P></TD>
<TD class="tr41 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td163"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p17 ft2">Om ett skuldebrev har utfärdats</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p17 ft2">Om ett skuldebrev har utfärdats</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr27 td82"><P class="p20 ft2">för en</P></TD>
<TD colspan=4 class="tr27 td129"><P class="p60 ft2">skuldförbindelse</P></TD>
<TD colspan=2 class="tr27 td163"><P class="p17 ft31">innan</P></TD>
<TD class="tr27 td65"><P class="p29 ft2">för</P></TD>
<TD colspan=2 class="tr27 td55"><P class="p68 ft2">en</P></TD>
<TD colspan=3 class="tr27 td74"><P class="p135 ft2">skuldförbindelse</P></TD>
<TD class="tr27 td163"><P class="p17 ft31">innan</P></TD>
</TR>
</TABLE>
<P class="p98 ft35"><SPAN class="ft34">8 </SPAN>Senaste lydelse 2005:558.</P>
<P class="p99 ft2">47</P>
</DIV>
<DIV id="page_48">
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p155 ft2">Prop. 2015/16:10 denna lag blev tillämplig på för- bindelsen gäller följande. Behörig- het att första gången antecknas som ägare eller förvaltare på ett avstämningskonto tillkommer den som enligt reglerna i lagen (1936:81) om skuldebrev är behö- rig att som ägare förfoga över skuldebrevet. Skuldebrevet <SPAN class="ft3">skall </SPAN>makuleras på betryggande sätt av <SPAN class="ft3">den centrala värdepappersförvara- ren</SPAN>.</P>
<P class="p288 ft2">Om ett emissionsbevis eller teckningsoptionsbevis har ut- färdats för en rättighet som avses i 11 kap. aktiebolagslagen (2005:551) innan denna lag blev tillämplig på rättigheten gäller följande. Behörighet att första gången antecknas som ägare eller förvaltare av rättigheten på ett konto för skuldförbindelser till- kommer den som visar upp beviset och enligt 6 kap. 8 § aktiebolags- lagen eller på annat sätt styrker sitt förvärv. Beviset <SPAN class="ft3">skall </SPAN>makuleras på betryggande sätt av <SPAN class="ft3">den centrala värdepappersförvararen</SPAN>.</P>
<P class="p289 ft2">Ägaren av ett skuldebrev som har utfärdats innan denna lag blev tillämplig på skuldförbindelsen har inte, när det gäller därefter för- fallen betalning, rätt till betalning förrän innehavet har registrerats på ett avstämningskonto. Med betal- ning jämställs andra ekonomiska rättigheter gentemot emittenten som följer med skuldebrevet. I samband med att skuldförbindel- sen första gången registreras på kontot får <SPAN class="ft3">den centrala värde- pappersförvararen </SPAN>fastställa av</P>
</DIV>
<DIV id="id_1_2">
<P class="p290 ft2">denna lag blev tillämplig på för- bindelsen gäller följande. Behörig- het att första gången antecknas som ägare eller förvaltare på ett avstämningskonto tillkommer den som enligt reglerna i lagen (1936:81) om skuldebrev är behö- rig att som ägare förfoga över skuldebrevet. Skuldebrevet <SPAN class="ft3">ska </SPAN>makuleras på betryggande sätt av <SPAN class="ft3">värdepapperscentralen</SPAN>.</P>
<P class="p291 ft2">9 §<SPAN class="ft27">9</SPAN></P>
<P class="p292 ft2">Om ett emissionsbevis eller teckningsoptionsbevis har ut- färdats för en rättighet som avses i 11 kap. aktiebolagslagen (2005:551) innan denna lag blev tillämplig på rättigheten gäller följande. Behörighet att första gången antecknas som ägare eller förvaltare av rättigheten på ett konto för skuldförbindelser till- kommer den som visar upp beviset och enligt 6 kap. 8 § aktiebolags- lagen eller på annat sätt styrker sitt förvärv. Beviset <SPAN class="ft3">ska </SPAN>makuleras på betryggande sätt av <SPAN class="ft3">värdepappers- centralen</SPAN>.</P>
<P class="p293 ft2">11 §</P>
<P class="p294 ft2">Ägaren av ett skuldebrev som har utfärdats innan denna lag blev tillämplig på skuldförbindelsen har inte, när det gäller därefter för- fallen betalning, rätt till betalning förrän innehavet har registrerats på ett avstämningskonto. Med betal- ning jämställs andra ekonomiska rättigheter gentemot emittenten som följer med skuldebrevet. I samband med att skuldförbindel- sen första gången registreras på kontot får <SPAN class="ft3">värdepapperscentralen </SPAN>fastställa avstämningsdag för ränta</P>
</DIV>
</DIV>
<DIV id="id_2">
<P class="p272 ft35"><SPAN class="ft34">9 </SPAN>Senaste lydelse 2005:558.</P>
<P class="p109 ft2">48</P>
</DIV>
</DIV>
<DIV id="page_49">
<TABLE cellpadding=0 cellspacing=0 class="t57">
<TR>
<TD colspan=4 class="tr2 td122"><P class="p20 ft2">stämningsdag för ränta och kapi-</P></TD>
<TD colspan=3 class="tr2 td102"><P class="p20 ft2">och kapitalbelopp.</P></TD>
<TD class="tr2 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td199"><P class="p123 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr31 td197"><P class="p20 ft2">talbelopp.</P></TD>
<TD class="tr31 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td82"><P class="p20 ft6"> </P></TD>
<TD colspan=2 rowspan=2 class="tr0 td196"><P class="p20 ft53">Panthavare</P></TD>
<TD class="tr31 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr32 td197"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td63"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td94"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td82"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td163"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td10"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td20"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td58"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td139"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td199"><P class="p20 ft14"> </P></TD>
</TR>
<TR>
<TD class="tr40 td197"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td94"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr40 td174"><P class="p295 ft2">12 §</P></TD>
<TD class="tr40 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft2">En panthavare <SPAN class="ft3">är behörig att</SPAN></P></TD>
<TD colspan=7 class="tr25 td123"><P class="p111 ft2">En panthavare <SPAN class="ft3">får begära </SPAN>att <SPAN class="ft3">det</SPAN></P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p20 ft3">påkalla <SPAN class="ft2">att </SPAN>vad <SPAN class="ft2">som </SPAN>sägs <SPAN class="ft2">i </SPAN><NOBR><SPAN class="ft2">6–10</SPAN></NOBR><SPAN class="ft2"> §§</SPAN></P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2">som <SPAN class="ft3">anges </SPAN>i <NOBR>6–10</NOBR> §§ <SPAN class="ft3">ska </SPAN>tillämpas.</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p20 ft2"><SPAN class="ft3">skall </SPAN>tillämpas. Kravet på upp-</P></TD>
<TD colspan=7 class="tr26 td123"><P class="p20 ft2">Kravet på uppvisande av aktiebrev</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p20 ft2">visande av aktiebrev eller annan</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2">eller annan handling <SPAN class="ft3">ska i så fall</SPAN></P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p20 ft2">handling anses <SPAN class="ft3">därvid </SPAN>uppfyllt om</P></TD>
<TD colspan=7 class="tr26 td123"><P class="p20 ft2">anses <SPAN class="ft3">vara </SPAN>uppfyllt om pant-</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr31 td122"><P class="p20 ft2">panthavaren visar upp handlingen.</P></TD>
<TD colspan=6 class="tr31 td225"><P class="p20 ft2">havaren visar upp handlingen.</P></TD>
<TD class="tr31 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td197"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td82"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr40 td226"><P class="p20 ft53">Makulering av handlingar</P></TD>
<TD class="tr40 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td197"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td94"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td174"><P class="p295 ft2">13 §</P></TD>
<TD class="tr41 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft2">En handling som har makulerats</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p111 ft2">En handling som har makulerats</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p20 ft2">enligt 6, 8 eller 9 § <SPAN class="ft3">skall </SPAN>förvaras</P></TD>
<TD colspan=7 class="tr26 td123"><P class="p20 ft2">enligt 6, 8 eller 9 § <SPAN class="ft3">ska </SPAN>förvaras av</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p20 ft3"><SPAN class="ft2">av </SPAN>den centrala värdepappers-</P></TD>
<TD colspan=4 class="tr25 td131"><P class="p20 ft28">värdepapperscentralen</P></TD>
<TD class="tr25 td20"><P class="p68 ft2">i</P></TD>
<TD colspan=2 class="tr25 td99"><P class="p111 ft2">original</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p20 ft2"><SPAN class="ft3">förvararen </SPAN>i original eller kopia i</P></TD>
<TD colspan=5 class="tr25 td226"><P class="p20 ft2">eller kopia i minst tio år.</P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td197"><P class="p20 ft2">minst tio år.</P></TD>
<TD class="tr27 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td197"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td82"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr40 td196"><P class="p20 ft53">Delegering</P></TD>
<TD class="tr40 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td197"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td94"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td174"><P class="p295 ft2">14 §</P></TD>
<TD class="tr41 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft3">Vad som enligt <NOBR>6–13</NOBR> §§ åligger</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p111 ft3">Värdepapperscentralen får upp-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p20 ft3">en central värdepappersförvarare</P></TD>
<TD colspan=7 class="tr26 td123"><P class="p20 ft2"><SPAN class="ft3">dra </SPAN>åt <SPAN class="ft3">ett </SPAN>kontoförande institut att</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p20 ft3">kan av denne uppdras <SPAN class="ft2">åt konto-</SPAN></P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft3"><SPAN class="ft2">utföra </SPAN>de uppgifter som avses i 6–</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p20 ft2">förande institut att utföra <SPAN class="ft3">på den</SPAN></P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft3">13 §§ för värdepapperscentralens</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p20 ft3">centrala värdepappersförvararens</P></TD>
<TD class="tr26 td104"><P class="p20 ft3">räkning<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td197"><P class="p20 ft3">vägnar<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr31 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td197"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td82"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr40 td225"><P class="p20 ft53">Upphörande av registrering</P></TD>
<TD class="tr40 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td197"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td94"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td174"><P class="p295 ft2">15 §</P></TD>
<TD class="tr41 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p113 ft2">Upphör finansiella instrument att</P></TD>
<TD colspan=7 class="tr26 td123"><P class="p111 ft2">Upphör finansiella instrument att</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p20 ft2">vara registrerade i avstämnings-</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2">vara registrerade i avstämnings-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p20 ft3"><SPAN class="ft2">register hos en </SPAN>central värdepap-</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2">register hos en <SPAN class="ft3">värdepappers-</SPAN></P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p20 ft2"><SPAN class="ft3">persförvarare </SPAN>till följd av att ett</P></TD>
<TD colspan=7 class="tr26 td123"><P class="p20 ft2"><SPAN class="ft3">central </SPAN>till följd av att ett</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td131"><P class="p20 ft2">avstämningsförbehåll</P></TD>
<TD class="tr25 td94"><P class="p134 ft31">tagits</P></TD>
<TD class="tr25 td82"><P class="p113 ft2">bort</P></TD>
<TD colspan=4 class="tr25 td131"><P class="p20 ft2">avstämningsförbehåll</P></TD>
<TD colspan=2 class="tr25 td95"><P class="p20 ft2">tagits</P></TD>
<TD class="tr25 td139"><P class="p111 ft2">bort</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p20 ft2">eller att avtalet mellan emittenten</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2">eller att avtalet mellan emittenten</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td227"><P class="p20 ft3"><SPAN class="ft2">och </SPAN>värdepappersförvararen</P></TD>
<TD class="tr26 td82"><P class="p113 ft2">upp-</P></TD>
<TD colspan=6 class="tr26 td225"><P class="p20 ft3"><SPAN class="ft2">och </SPAN>värdepapperscentralen</P></TD>
<TD class="tr26 td139"><P class="p111 ft31">upp-</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p20 ft2">hört att gälla, är <SPAN class="ft3">värdepappers-</SPAN></P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2">hört att gälla, är <SPAN class="ft3">värdepappers-</SPAN></P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p20 ft2"><SPAN class="ft3">förvararen </SPAN>skyldig att till emit-</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2"><SPAN class="ft3">centralen </SPAN>skyldig att till emittenten</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p20 ft2">tenten eller till annan <SPAN class="ft3">central</SPAN></P></TD>
<TD colspan=7 class="tr26 td123"><P class="p20 ft2">eller till <SPAN class="ft3">en </SPAN>annan <SPAN class="ft3">värdepappers-</SPAN></P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td131"><P class="p20 ft3">värdepappersförvarare</P></TD>
<TD class="tr25 td94"><P class="p67 ft2">som</P></TD>
<TD class="tr25 td82"><P class="p113 ft2">emit-</P></TD>
<TD class="tr25 td104"><P class="p20 ft3">central</P></TD>
<TD class="tr25 td66"><P class="p20 ft2">som</P></TD>
<TD colspan=3 class="tr25 td105"><P class="p20 ft2">emittenten</P></TD>
<TD colspan=2 class="tr25 td99"><P class="p111 ft2">anvisar</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td197"><P class="p20 ft2">tenten anvisar</P></TD>
<TD class="tr25 td63"><P class="p67 ft2">lämna</P></TD>
<TD colspan=2 class="tr25 td171"><P class="p113 ft2">upplysning</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2">lämna upplysning om innehållet i</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p20 ft2">om innehållet i samtliga avstäm-</P></TD>
<TD colspan=7 class="tr26 td123"><P class="p20 ft2">samtliga avstämningskonton. Upp-</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td197"><P class="p20 ft2">ningskonton.</P></TD>
<TD class="tr25 td63"><P class="p67 ft2">Upphör</P></TD>
<TD colspan=2 class="tr25 td171"><P class="p113 ft2">registrer-</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2">hör registreringen hos <SPAN class="ft3">värdepap-</SPAN></P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p20 ft3"><SPAN class="ft2">ingen hos </SPAN>den centrala värde-</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2"><SPAN class="ft3">perscentralen </SPAN>till följd av att ett</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p20 ft3">pappersförvararen <SPAN class="ft2">till följd av att</SPAN></P></TD>
<TD class="tr26 td104"><P class="p20 ft2">avtal</P></TD>
<TD colspan=2 class="tr26 td130"><P class="p26 ft2">mellan</P></TD>
<TD colspan=4 class="tr26 td128"><P class="p111 ft28">värdepappers-</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr31 td122"><P class="p20 ft2">ett avtal mellan <SPAN class="ft3">värdepappersförv-</SPAN></P></TD>
<TD colspan=2 class="tr31 td196"><P class="p20 ft3">centralen <SPAN class="ft2">och</SPAN></P></TD>
<TD class="tr31 td163"><P class="p66 ft3">en</P></TD>
<TD colspan=4 class="tr31 td128"><P class="p111 ft28">värdepappers-</P></TD>
<TD class="tr31 td199"><P class="p17 ft2">49</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_50">
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p155 ft36"><SPAN class="ft4">Prop. 2015/16:10 </SPAN>araren <SPAN class="ft4">och </SPAN>ett utländskt företag <SPAN class="ft4">som avses i 4 § </SPAN>första stycket <SPAN class="ft4">andra meningen upphört att gälla, </SPAN>skall det utländska företaget få motsvarande upplysning<SPAN class="ft4">.</SPAN></P>
<P class="p296 ft36"><SPAN class="ft4">I fall </SPAN>som avses i första stycket skall <SPAN class="ft4">samtliga kontohavare och innehavare av rättigheter som registrerats på avstämningskonto underrättas </SPAN>genom den centrala värdepappersförvararens försorg<SPAN class="ft4">.</SPAN></P>
</DIV>
<DIV id="id_1_2">
<P class="p157 ft3">central som är etablerad i ett annat land inom EES än Sverige eller en värdepapperscentral från tredjeland <SPAN class="ft2">som avses i 4 § andra meningen upphört att gälla, </SPAN>ska innehavet på kontot överföras till annan kontohållare eller tillgodo- räknas kontohavaren på annat sätt som beaktar dennes intressen<SPAN class="ft2">.</SPAN></P>
<P class="p297 ft36"><SPAN class="ft4">I </SPAN>så <SPAN class="ft4">fall </SPAN>ska den svenska värdepapperscentralen se till att <SPAN class="ft4">samtliga kontohavare och innehavare av rättigheter som registrerats på avstämningskonto underrättas.</SPAN></P>
</DIV>
</DIV>
<DIV id="id_2">
<TABLE cellpadding=0 cellspacing=0 class="t33">
<TR>
<TD class="tr2 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td192"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td158"><P class="p20 ft53">Vägran att öppna</P></TD>
<TD class="tr2 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td192"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td158"><P class="p20 ft53">avstämningskonto</P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td223"><P class="p298 ft2">20 §</P></TD>
<TD class="tr38 td59"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td98"><P class="p60 ft2">En</P></TD>
<TD colspan=3 class="tr25 td99"><P class="p20 ft3">central</P></TD>
<TD class="tr25 td192"><P class="p30 ft28">värdepappersför-</P></TD>
<TD class="tr25 td45"><P class="p87 ft2">En</P></TD>
<TD class="tr25 td59"><P class="p70 ft3">värdepapperscentral</P></TD>
<TD class="tr25 td100"><P class="p17 ft2">får</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p20 ft2"><SPAN class="ft3">varare </SPAN>får vägra att öppna avstäm-</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft2">vägra att öppna avstämningskonto</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p20 ft2">ningskonto för förvärvare av ett</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft2">för förvärvare av ett sådant finan-</P></TD>
</TR>
<TR>
<TD class="tr25 td98"><P class="p20 ft2">sådant</P></TD>
<TD colspan=3 class="tr25 td99"><P class="p20 ft2">finansiellt</P></TD>
<TD class="tr25 td192"><P class="p30 ft2">instrument som</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft2">siellt instrument som kontoförs av</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td64"><P class="p20 ft2">kontoförs</P></TD>
<TD class="tr25 td14"><P class="p178 ft2">av</P></TD>
<TD colspan=2 class="tr25 td34"><P class="p30 ft28">värdepappersförvar-</P></TD>
<TD colspan=2 class="tr25 td158"><P class="p20 ft3">värdepapperscentralen <SPAN class="ft2">endast</SPAN></P></TD>
<TD class="tr25 td100"><P class="p17 ft2">om</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p20 ft2"><SPAN class="ft3">aren </SPAN>endast om det finns grund för</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft2">det finns grund för det enligt denna</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p20 ft2">det enligt denna lag eller annan</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft2">lag eller <SPAN class="ft3">någon </SPAN>annan författning.</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr27 td160"><P class="p20 ft2">författning.</P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td192"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td59"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td223"><P class="p298 ft2">22 §</P></TD>
<TD class="tr38 td59"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft3"><SPAN class="ft2">När en </SPAN>central värdepappers-</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3"><SPAN class="ft2">När en </SPAN>värdepapperscentral <SPAN class="ft2">har</SPAN></P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p20 ft3">förvarare enligt särskild föreskrift</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft2">underrättats om en konkurs<SPAN class="ft3">, ska</SPAN></P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p20 ft2">har underrättats om en konkurs</P></TD>
<TD class="tr25 td45"><P class="p20 ft3">den</P></TD>
<TD colspan=2 class="tr25 td172"><P class="p17 ft2">omedelbart vidarebefordra</P></TD>
</TR>
<TR>
<TD class="tr25 td98"><P class="p20 ft3">skall</P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td209"><P class="p30 ft3">värdepappersförvararen</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft2">underrättelsen till samtliga för-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p20 ft2">omedelbart vidarebefordra under-</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft2">valtare som har medgivande enligt</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td64"><P class="p20 ft2">rättelsen</P></TD>
<TD class="tr25 td14"><P class="p178 ft2">till</P></TD>
<TD colspan=2 class="tr25 td34"><P class="p30 ft2">samtliga förvaltare</P></TD>
<TD colspan=2 class="tr25 td158"><P class="p20 ft2">3 kap. 7 §.</P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p20 ft2">som har medgivande enligt 3 kap.</P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td59"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td98"><P class="p20 ft2">7 §.</P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td192"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td59"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<TABLE cellpadding=0 cellspacing=0 class="t62">
<TR>
<TD class="tr43 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td138"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr43 td228"><P class="p299 ft29">5 kap.</P></TD>
<TD class="tr43 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td192"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td138"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td226"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr40 td122"><P class="p38 ft53">Registrering av anmälningar</P></TD>
</TR>
<TR>
<TD class="tr40 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td138"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td226"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td113"><P class="p20 ft2">1 §</P></TD>
<TD class="tr40 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td192"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td138"><P class="p300 ft2">En</P></TD>
<TD class="tr25 td226"><P class="p17 ft3">central värdepappersför-</P></TD>
<TD colspan=3 class="tr25 td122"><P class="p17 ft3"><SPAN class="ft2">En </SPAN>värdepapperscentral <SPAN class="ft2">eller ett</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td229"><P class="p17 ft2"><SPAN class="ft3">varare </SPAN>eller ett kontoförande insti-</P></TD>
<TD colspan=2 class="tr25 td144"><P class="p38 ft2">kontoförande</P></TD>
<TD class="tr25 td192"><P class="p17 ft2">institut <SPAN class="ft3">ska </SPAN>genast</P></TD>
</TR>
<TR>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td229"><P class="p17 ft2">tut <SPAN class="ft3">skall </SPAN>genast registrera anmäl-</P></TD>
<TD colspan=3 class="tr26 td122"><P class="p17 ft2">registrera anmälningar om sådana</P></TD>
</TR>
<TR>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td138"><P class="p301 ft2">ningar</P></TD>
<TD class="tr25 td226"><P class="p17 ft2">om sådana förhållanden</P></TD>
<TD colspan=3 class="tr25 td122"><P class="p17 ft2">förhållanden som <SPAN class="ft3">ska </SPAN>framgå av</P></TD>
</TR>
<TR>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td229"><P class="p17 ft2">som <SPAN class="ft3">skall </SPAN>framgå av avstämnings-</P></TD>
<TD colspan=3 class="tr25 td122"><P class="p17 ft2">avstämningsregistret och ange tid-</P></TD>
</TR>
<TR>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td229"><P class="p17 ft2">registret och ange tidpunkten för</P></TD>
<TD class="tr26 td113"><P class="p38 ft2">punkten</P></TD>
<TD class="tr26 td54"><P class="p42 ft2">för</P></TD>
<TD class="tr26 td192"><P class="p17 ft2">registreringen. När</P></TD>
</TR>
<TR>
<TD class="tr31 td79"><P class="p180 ft2">50</P></TD>
<TD colspan=2 class="tr31 td229"><P class="p17 ft2">registreringen. När samtliga villkor</P></TD>
<TD class="tr31 td113"><P class="p38 ft2">samtliga</P></TD>
<TD colspan=2 class="tr31 td111"><P class="p17 ft2">villkor för slutlig regist-</P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
<DIV id="page_51">
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p157 ft4">för slutlig registrering är uppfyllda <SPAN class="ft36">skall </SPAN>registrering ske på ett avstämningskonto.</P>
</DIV>
<DIV id="id_1_2">
<TABLE cellpadding=0 cellspacing=0 class="t60">
<TR>
<TD class="tr2 td63"><P class="p20 ft2">rering</P></TD>
<TD class="tr2 td36"><P class="p63 ft2">är uppfyllda<SPAN class="ft3">,</SPAN></P></TD>
<TD class="tr2 td163"><P class="p42 ft3">ska</P></TD>
<TD class="tr2 td70"><P class="p111 ft2">regist-</P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr25 td63"><P class="p20 ft2">rering</P></TD>
<TD class="tr25 td36"><P class="p286 ft2">ske</P></TD>
<TD class="tr25 td163"><P class="p20 ft2">på</P></TD>
<TD class="tr25 td70"><P class="p111 ft2">ett</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td184"><P class="p20 ft2">avstämningskonto.</P></TD>
<TD class="tr31 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p302 ft53">Avförande av uppgifter</P>
</DIV>
</DIV>
<DIV id="id_2">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr2 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td24"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td230"><P class="p303 ft2">5 §<SPAN class="ft27">10</SPAN></P></TD>
<TD class="tr2 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td125"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td95"><P class="p60 ft3">Den</P></TD>
<TD class="tr26 td24"><P class="p71 ft3">centrala</P></TD>
<TD class="tr26 td175"><P class="p113 ft3">värdepappersför-</P></TD>
<TD colspan=3 class="tr26 td124"><P class="p17 ft3">Värdepapperscentralen <SPAN class="ft2">får ur ett</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p113 ft2"><SPAN class="ft3">vararen </SPAN>får ur ett register som</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p17 ft2">register som avses i 1 § avföra</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td122"><P class="p113 ft2">avses i 1 § avföra uppgifter som</P></TD>
<TD class="tr26 td52"><P class="p285 ft2">uppgifter</P></TD>
<TD class="tr26 td18"><P class="p285 ft2">som</P></TD>
<TD class="tr26 td125"><P class="p17 ft31">uppenbarligen</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p304 ft31">uppenbarligen saknar betydelse.</P></TD>
<TD colspan=2 class="tr25 td74"><P class="p285 ft31">saknar betydelse.</P></TD>
<TD class="tr25 td125"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr32 td95"><P class="p60 ft39">De</P></TD>
<TD class="tr32 td24"><P class="p20 ft39">avförda</P></TD>
<TD class="tr32 td175"><P class="p113 ft39">uppgifterna skall</P></TD>
<TD class="tr32 td52"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td18"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td125"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p16 ft3">bevaras i minst tio år.</P>
<P class="p305 ft29">7 kap.</P>
<P class="p306 ft53">Överlåtelse som görs av någon annan än ägaren</P>
<P class="p257 ft2">1 §</P>
</DIV>
<DIV id="id_3">
<DIV id="id_3_1">
<P class="p117 ft3"><SPAN class="ft2">Om </SPAN>till följd av 6 kap. 4 § <SPAN class="ft2">en överlåtelse av ett finansiellt instru- ment, beträffande vilket överlåta- rens eller en tidigare överlåtares äganderätt grundas på en handling som är förfalskad, gäller mot den som ägde det finansiella instru- mentet eller mot någon till vars förmån en rådighetsinskränkning gäller, har denne rätt till ersättning av </SPAN>den centrala värdepappersför- vararen <SPAN class="ft2">för skada till följd av överlåtelsen.</SPAN></P>
<P class="p307 ft3">Första stycket tillämpas också, <SPAN class="ft2">om </SPAN>till följd av 6 kap. 7 § <SPAN class="ft2">en pant- sättning av ett finansiellt instru- ment gäller mot den som äger det finansiella instrumentet eller mot någon till vars förmån en rådig- hetsinskränkning gäller.</SPAN></P>
</DIV>
<DIV id="id_3_2">
<P class="p117 ft2">Om en överlåtelse av ett finansi- ellt instrument, beträffande vilket överlåtarens eller en tidigare över- låtares äganderätt grundas på en handling som är förfalskad, gäller mot den som ägde det finansiella instrumentet eller mot någon till vars förmån en rådighetsinskränk- ning gäller <SPAN class="ft3">till följd av 6 kap. 4 §</SPAN>, har denne rätt till ersättning av <SPAN class="ft3">värdepapperscentralen </SPAN>för skada till följd av överlåtelsen.</P>
<P class="p308 ft3">Detsamma gäller <SPAN class="ft2">om en pant- sättning av ett finansiellt instru- ment gäller mot den som äger det finansiella instrumentet eller mot någon till vars förmån en rådig- hetsinskränkning gäller </SPAN>till följd av 6 kap. 7 §<SPAN class="ft2">.</SPAN></P>
<P class="p309 ft53">Fel vid utförande av registreringsåtgärder</P>
</DIV>
</DIV>
<DIV id="id_4">
<DIV id="id_4_1">
<P class="p137 ft22">För skada som tillfogas en ägare av ett finansiellt instrument till</P>
</DIV>
<DIV id="id_4_2">
<P class="p16 ft2">2 §</P>
<P class="p310 ft22">För skada som tillfogas en ägare av ett finansiellt instrument till</P>
</DIV>
</DIV>
<DIV id="id_5">
<P class="p172 ft35"><SPAN class="ft34">10 </SPAN>Ändringen innebär bl.a. att andra stycket tas bort.</P>
<P class="p99 ft2">51</P>
</DIV>
</DIV>
<DIV id="page_52">
<TABLE cellpadding=0 cellspacing=0 class="t46">
<TR>
<TD class="tr2 td129"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td84"><P class="p20 ft2">följd</P></TD>
<TD class="tr2 td58"><P class="p76 ft31">av</P></TD>
<TD class="tr2 td27"><P class="p70 ft2">en</P></TD>
<TD colspan=3 class="tr2 td53"><P class="p26 ft2">oriktig eller</P></TD>
<TD colspan=2 class="tr2 td107"><P class="p30 ft2">miss-</P></TD>
<TD colspan=3 class="tr2 td143"><P class="p20 ft2">följd av en oriktig eller miss-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">visande uppgift i ett avstämnings-</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft2">visande uppgift i ett avstämnings-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">register eller i annat fall genom fel</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft2">register eller i annat fall genom fel</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td50"><P class="p20 ft2">i samband med uppläggning eller</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft2">i samband med uppläggning eller</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">förande av ett sådant register</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft2">förande av ett sådant register</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft3"><SPAN class="ft2">svarar </SPAN>den centrala värdepappers-</P></TD>
<TD class="tr25 td28"><P class="p20 ft2">svarar</P></TD>
<TD colspan=2 class="tr25 td40"><P class="p17 ft3">värdepapperscentralen</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td50"><P class="p20 ft2"><SPAN class="ft3">förvararen </SPAN>eller, om felet kan hän-</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft2">eller, om felet kan hänföras till ett</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">föras till ett kontoförande institut,</P></TD>
<TD colspan=2 class="tr25 td231"><P class="p20 ft2">kontoförande institut,</P></TD>
<TD class="tr25 td136"><P class="p17 ft31">institutet.</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td232"><P class="p20 ft2">institutet. Ersättningsansvar</P></TD>
<TD colspan=2 class="tr25 td107"><P class="p30 ft2">gäller</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft2">Ersättningsansvar gäller dock inte</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft3"><SPAN class="ft2">dock inte om </SPAN>den centrala värde-</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft3"><SPAN class="ft2">om </SPAN>värdepapperscentralen <SPAN class="ft2">respek-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td192"><P class="p20 ft3">pappersförvararen</P></TD>
<TD colspan=3 class="tr26 td141"><P class="p19 ft31">respektive</P></TD>
<TD class="tr26 td95"><P class="p30 ft2">det</P></TD>
<TD class="tr26 td28"><P class="p20 ft2">tive det</P></TD>
<TD class="tr26 td56"><P class="p20 ft2">kontoförande</P></TD>
<TD class="tr26 td136"><P class="p17 ft2">institutet</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td171"><P class="p20 ft2">kontoförande</P></TD>
<TD colspan=2 class="tr25 td28"><P class="p42 ft2">institutet</P></TD>
<TD colspan=2 class="tr25 td54"><P class="p74 ft2">visar</P></TD>
<TD class="tr25 td95"><P class="p30 ft2">att</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft2">visar att felet beror på en omstän-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">felet beror på en omständighet</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft2">dighet utanför dess kontroll vars</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td50"><P class="p20 ft2">utanför dess kontroll vars följder</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft2">följder inte skäligen kunde ha</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">inte skäligen kunde ha undvikits</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft2">undvikits eller övervunnits. In-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft2">eller</P></TD>
<TD colspan=5 class="tr25 td159"><P class="p88 ft2">övervunnits. Indirekt</P></TD>
<TD colspan=2 class="tr25 td107"><P class="p30 ft2">förlust</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft2">direkt förlust ersätts endast om den</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td50"><P class="p20 ft2">ersätts endast om den beror på</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft2">beror på försummelse av <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td171"><P class="p20 ft2">försummelse</P></TD>
<TD class="tr25 td84"><P class="p105 ft31">av</P></TD>
<TD class="tr25 td163"><P class="p26 ft3">den</P></TD>
<TD colspan=3 class="tr25 td79"><P class="p30 ft3">centrala</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft3">papperscentralen <SPAN class="ft2">eller det konto-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td233"><P class="p20 ft3">värdepappersförvararen</P></TD>
<TD colspan=2 class="tr25 td54"><P class="p19 ft2">eller</P></TD>
<TD class="tr25 td95"><P class="p30 ft2">det</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft2">förande institutet. <SPAN class="ft3">Detsamma </SPAN>gäller</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td171"><P class="p20 ft2">kontoförande</P></TD>
<TD colspan=4 class="tr26 td133"><P class="p20 ft2">institutet. <SPAN class="ft3">Vad</SPAN></P></TD>
<TD class="tr26 td95"><P class="p30 ft3">som</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft28">skada som tillfogas <SPAN class="ft31">panthavare och</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft3">nu har sagts om ägaren till ett</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft2">den till vars förmån en rådighets-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft3">finansiellt instrument <SPAN class="ft2">gäller </SPAN>också</P></TD>
<TD colspan=2 class="tr25 td231"><P class="p20 ft2">inskränkning gäller.</P></TD>
<TD class="tr25 td136"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td50"><P class="p20 ft2">panthavare och den till vars</P></TD>
<TD class="tr26 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td56"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td136"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td70"><P class="p20 ft2">förmån</P></TD>
<TD colspan=6 class="tr25 td234"><P class="p30 ft2">en rådighetsinskränkning</P></TD>
<TD class="tr25 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td56"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td136"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr32 td129"><P class="p20 ft14"> </P></TD>
<TD colspan=2 class="tr32 td70"><P class="p20 ft15">gäller.</P></TD>
<TD class="tr32 td27"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td84"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td163"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td10"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td6"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td95"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td28"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td56"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td136"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<TABLE cellpadding=0 cellspacing=0 class="t63">
<TR>
<TD colspan=5 class="tr31 td50"><P class="p30 ft3">Första stycket <SPAN class="ft2">gäller på mot-</SPAN></P></TD>
<TD colspan=3 class="tr31 td117"><P class="p87 ft3">Ersättningsansvaret</P></TD>
<TD colspan=2 class="tr31 td114"><P class="p1 ft2">gäller</P></TD>
<TD class="tr31 td68"><P class="p17 ft2">på</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">svarande sätt om felet beror på</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p20 ft2">motsvarande sätt om felet beror på</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">någon som har anlitats av <SPAN class="ft3">den</SPAN></P></TD>
<TD colspan=6 class="tr25 td143"><P class="p20 ft2">någon som har anlitats av <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td24"><P class="p20 ft3">centrala</P></TD>
<TD colspan=4 class="tr26 td195"><P class="p30 ft3">värdepappersförvararen</P></TD>
<TD colspan=2 class="tr26 td97"><P class="p20 ft3">papperscentralen</P></TD>
<TD colspan=2 class="tr26 td62"><P class="p26 ft2">eller</P></TD>
<TD class="tr26 td89"><P class="p20 ft2">av</P></TD>
<TD class="tr26 td68"><P class="p17 ft2">ett</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p20 ft2">eller av ett kontoförande institut.</P></TD>
<TD colspan=3 class="tr25 td117"><P class="p20 ft2">kontoförande institut.</P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">För skada som kan hänföras till</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">För skada som kan hänföras till</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p30 ft31">ett kontoförande institut svarar <SPAN class="ft28">den</SPAN></P></TD>
<TD class="tr26 td55"><P class="p20 ft2">ett</P></TD>
<TD class="tr26 td36"><P class="p20 ft2">kontoförande</P></TD>
<TD colspan=2 class="tr26 td62"><P class="p20 ft2">institut</P></TD>
<TD colspan=2 class="tr26 td98"><P class="p17 ft2">svarar</P></TD>
</TR>
<TR>
<TD class="tr25 td24"><P class="p20 ft3">centrala</P></TD>
<TD colspan=4 class="tr25 td195"><P class="p30 ft3">värdepappersförvararen</P></TD>
<TD colspan=3 class="tr25 td117"><P class="p20 ft3">värdepapperscentralen</P></TD>
<TD colspan=3 class="tr25 td41"><P class="p17 ft2">solidariskt</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td106"><P class="p20 ft2">solidariskt med</P></TD>
<TD colspan=2 class="tr25 td130"><P class="p20 ft2">institutet.</P></TD>
<TD class="tr25 td65"><P class="p30 ft3">Den</P></TD>
<TD class="tr25 td55"><P class="p20 ft2">med</P></TD>
<TD colspan=5 class="tr25 td225"><P class="p17 ft3"><SPAN class="ft2">institutet. </SPAN>Värdepapperscen-</P></TD>
</TR>
<TR>
<TD class="tr26 td24"><P class="p20 ft3">centrala</P></TD>
<TD colspan=4 class="tr26 td195"><P class="p30 ft28">värdepappersförvararens</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p20 ft2"><SPAN class="ft3">tralens </SPAN>ansvar är dock i sådant fall</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">ansvar är dock i sådant fall begrän-</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p20 ft2">begränsat till fem miljoner kronor</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">sat till fem miljoner kronor för</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p20 ft2">för varje skadefall. <SPAN class="ft3">Värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td106"><P class="p20 ft2">varje skadefall.</P></TD>
<TD class="tr26 td65"><P class="p71 ft3">Den</P></TD>
<TD colspan=2 class="tr26 td130"><P class="p30 ft3">centrala</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p20 ft2"><SPAN class="ft3">centralen </SPAN>har rätt till ersättning av</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td164"><P class="p20 ft3">värdepappersförvararen</P></TD>
<TD class="tr25 td16"><P class="p20 ft2">har</P></TD>
<TD class="tr25 td65"><P class="p30 ft2">rätt</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p20 ft2">det kontoförande institutet för vad</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">till ersättning av det kontoförande</P></TD>
<TD colspan=4 class="tr25 td210"><P class="p20 ft3">värdepapperscentralen <SPAN class="ft2">har</SPAN></P></TD>
<TD colspan=2 class="tr25 td98"><P class="p17 ft2">betalat</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p30 ft2">institutet för vad <SPAN class="ft3">värdepappers-</SPAN></P></TD>
<TD colspan=6 class="tr26 td143"><P class="p20 ft2">till följd av det solidariska ansvar-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2"><SPAN class="ft3">förvararen </SPAN>har betalat till följd av</P></TD>
<TD class="tr25 td55"><P class="p20 ft2">et.</P></TD>
<TD class="tr25 td36"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td164"><P class="p20 ft2">det solidariska ansvaret.</P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td36"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td106"><P class="p60 ft2">Bestämmelserna</P></TD>
<TD colspan=3 class="tr26 td51"><P class="p30 ft2">i personupp-</P></TD>
<TD colspan=2 class="tr26 td97"><P class="p87 ft2">Bestämmelserna</P></TD>
<TD class="tr26 td20"><P class="p71 ft2">i</P></TD>
<TD colspan=3 class="tr26 td41"><P class="p17 ft31">personupp-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">giftslagen (1998:204) om skade-</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p20 ft2">giftslagen (1998:204) om skade-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">stånd <SPAN class="ft3">skall </SPAN>gälla då personupp-</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p20 ft2">stånd <SPAN class="ft3">ska </SPAN>gälla då personuppgifter</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p30 ft2">gifter behandlats i strid med den</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p20 ft2">behandlats i strid med den lagen.</P></TD>
</TR>
<TR>
<TD class="tr31 td24"><P class="p20 ft2">lagen.</P></TD>
<TD class="tr31 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td36"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td68"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p311 ft2">52</P>
</DIV>
<DIV id="page_53">
<DIV id="id_1">
<TABLE cellpadding=0 cellspacing=0 class="t59">
<TR>
<TD class="tr28 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr28 td200"><P class="p29 ft53">Skada till följd av beslut om</P></TD>
<TD class="tr28 td59"><P class="p17 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr27 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td43"><P class="p29 ft53">rättelse</P></TD>
<TD class="tr27 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td59"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td43"><P class="p20 ft2">3 §</P></TD>
<TD class="tr41 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td59"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td124"><P class="p17 ft2">Den som tillfogas skada till följd</P></TD>
<TD colspan=3 class="tr25 td25"><P class="p181 ft2">Den som tillfogas skada till följd</P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft2">av ett</P></TD>
<TD class="tr25 td136"><P class="p135 ft2">beslut</P></TD>
<TD class="tr25 td106"><P class="p17 ft2">om rättelse enligt</P></TD>
<TD class="tr25 td43"><P class="p29 ft2">av ett beslut om rättelse</P></TD>
<TD class="tr25 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td59"><P class="p181 ft2">enligt</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td124"><P class="p17 ft2">5 kap. 4 § har rätt till ersättning av</P></TD>
<TD colspan=3 class="tr25 td25"><P class="p29 ft2">5 kap. 4 § har rätt till ersättning av</P></TD>
</TR>
<TR>
<TD class="tr26 td45"><P class="p20 ft3">den</P></TD>
<TD class="tr26 td136"><P class="p20 ft3">centrala</P></TD>
<TD class="tr26 td106"><P class="p17 ft3">värdepappersför-</P></TD>
<TD class="tr26 td43"><P class="p29 ft3">värdepapperscentralen<SPAN class="ft2">.</SPAN></P></TD>
<TD colspan=2 class="tr26 td67"><P class="p181 ft3">Ersätt-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td124"><P class="p17 ft3">vararen<SPAN class="ft2">. </SPAN>Ersättning utgår <SPAN class="ft2">dock</SPAN></P></TD>
<TD colspan=3 class="tr25 td25"><P class="p29 ft3">ningsansvaret gäller <SPAN class="ft2">dock inte om</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td124"><P class="p17 ft2">inte<SPAN class="ft3">, </SPAN>om den skadelidande med</P></TD>
<TD colspan=3 class="tr26 td25"><P class="p29 ft2">den skadelidande med hänsyn till</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td124"><P class="p17 ft2">hänsyn till felets beskaffenhet eller</P></TD>
<TD colspan=3 class="tr25 td25"><P class="p29 ft2">felets beskaffenhet eller andra om-</P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft2">andra</P></TD>
<TD colspan=2 class="tr25 td232"><P class="p17 ft2">omständigheter borde ha</P></TD>
<TD colspan=3 class="tr25 td25"><P class="p29 ft2">ständigheter borde ha insett att fel</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr27 td124"><P class="p20 ft2">insett att fel förekommit.</P></TD>
<TD class="tr27 td43"><P class="p29 ft2">förekommit.</P></TD>
<TD class="tr27 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td59"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p312 ft53">Regressrätt</P>
<P class="p257 ft2">5 §</P>
</DIV>
<DIV id="id_2">
<DIV id="id_2_1">
<P class="p117 ft2">I fall som avses i <NOBR>1–3</NOBR> §§ har <SPAN class="ft3">den centrala värdepappersförvararen </SPAN>eller ett kontoförande institut rätt att kräva tillbaka utbetald ersättning från den som genom vållande har medverkat till skadan, i den mån det är skäligt med hänsyn till skadans orsak och omständigheterna i övrigt.</P>
</DIV>
<DIV id="id_2_2">
<P class="p117 ft2">I fall som avses i <NOBR>1–3</NOBR> §§ har <SPAN class="ft3">värdepapperscentralen </SPAN>eller ett kontoförande institut rätt att kräva tillbaka utbetald ersättning från den som genom vållande har medverkat till skadan, i den mån det är skäligt med hänsyn till skadans orsak och omständig- heterna i övrigt.</P>
</DIV>
</DIV>
<DIV id="id_3">
<TABLE cellpadding=0 cellspacing=0 class="t57">
<TR>
<TD class="tr43 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td137"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr43 td113"><P class="p18 ft29">8 kap.</P></TD>
<TD class="tr43 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td137"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td163"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr40 td219"><P class="p29 ft53">Insyn i avstämningskonto</P></TD>
<TD class="tr40 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td137"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td65"><P class="p20 ft2">1 §</P></TD>
<TD class="tr40 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">Var och en som är registrerad på</P></TD>
<TD colspan=7 class="tr25 td235"><P class="p252 ft2">Var och en som är registrerad på</P></TD>
<TD class="tr25 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td14"><P class="p20 ft2">ett</P></TD>
<TD colspan=4 class="tr25 td111"><P class="p20 ft2">avstämningskonto som</P></TD>
<TD class="tr25 td163"><P class="p17 ft2">ägare</P></TD>
<TD class="tr25 td65"><P class="p29 ft2">ett</P></TD>
<TD colspan=4 class="tr25 td127"><P class="p28 ft31">avstämningskonto</P></TD>
<TD colspan=2 class="tr25 td149"><P class="p252 ft2">som ägare</P></TD>
<TD class="tr25 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td124"><P class="p17 ft2">eller panthavare eller i annan</P></TD>
<TD colspan=7 class="tr26 td235"><P class="p252 ft2">eller panthavare eller i annan</P></TD>
<TD class="tr26 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">egenskap, har rätt att på begäran få</P></TD>
<TD colspan=7 class="tr25 td235"><P class="p252 ft2">egenskap, har rätt att på begäran få</P></TD>
<TD class="tr25 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td124"><P class="p17 ft3"><SPAN class="ft2">besked från </SPAN>den centrala värde-</P></TD>
<TD colspan=3 class="tr25 td30"><P class="p29 ft2">besked från</P></TD>
<TD colspan=4 class="tr25 td43"><P class="p252 ft3">värdepapperscentral-</P></TD>
<TD class="tr25 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td190"><P class="p20 ft3">pappersförvararen</P></TD>
<TD class="tr26 td27"><P class="p135 ft2">om</P></TD>
<TD colspan=2 class="tr26 td104"><P class="p17 ft2">kontots</P></TD>
<TD colspan=7 class="tr26 td235"><P class="p252 ft2"><SPAN class="ft3">en </SPAN>om kontots innehåll i den mån</P></TD>
<TD class="tr26 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">innehåll i den mån innehållet berör</P></TD>
<TD colspan=2 class="tr25 td121"><P class="p29 ft2">innehållet</P></TD>
<TD colspan=2 class="tr25 td139"><P class="p72 ft2">berör</P></TD>
<TD class="tr25 td89"><P class="p178 ft2">den</P></TD>
<TD colspan=2 class="tr25 td149"><P class="p252 ft31">registrerades</P></TD>
<TD class="tr25 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td231"><P class="p20 ft2">den registrerades rätt.</P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p29 ft2">rätt.</P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td124"><P class="p17 ft3">Den centrala värdepappersför-</P></TD>
<TD colspan=6 class="tr26 td219"><P class="p134 ft28">Värdepapperscentralen</P></TD>
<TD class="tr26 td170"><P class="p252 ft28">ska</P></TD>
<TD class="tr26 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2"><SPAN class="ft3">vararen skall </SPAN>varje år före utgång-</P></TD>
<TD colspan=7 class="tr25 td235"><P class="p252 ft2">varje år före utgången av januari</P></TD>
<TD class="tr25 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">en av januari lämna innehavaren</P></TD>
<TD colspan=7 class="tr25 td235"><P class="p252 ft2">lämna innehavaren av ett avstäm-</P></TD>
<TD class="tr25 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td14"><P class="p20 ft2">av</P></TD>
<TD colspan=5 class="tr26 td236"><P class="p17 ft2">ett avstämningskonto besked</P></TD>
<TD colspan=3 class="tr26 td30"><P class="p29 ft2">ningskonto</P></TD>
<TD colspan=2 class="tr26 td107"><P class="p73 ft2">besked</P></TD>
<TD colspan=2 class="tr26 td149"><P class="p252 ft2">om kontots</P></TD>
<TD class="tr26 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td14"><P class="p20 ft2">om</P></TD>
<TD class="tr25 td137"><P class="p64 ft2">kontots</P></TD>
<TD colspan=2 class="tr25 td49"><P class="p76 ft2">innehåll</P></TD>
<TD class="tr25 td61"><P class="p20 ft2">per</P></TD>
<TD class="tr25 td163"><P class="p17 ft2">den</P></TD>
<TD colspan=2 class="tr25 td121"><P class="p29 ft2">innehåll</P></TD>
<TD colspan=3 class="tr25 td78"><P class="p95 ft2">per den</P></TD>
<TD colspan=2 class="tr25 td149"><P class="p252 ft2">31 december</P></TD>
<TD class="tr25 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td116"><P class="p20 ft2">31 december</P></TD>
<TD colspan=2 class="tr25 td49"><P class="p20 ft2">föregående</P></TD>
<TD colspan=2 class="tr25 td104"><P class="p17 ft2">år. Om</P></TD>
<TD colspan=3 class="tr25 td30"><P class="p29 ft2">föregående</P></TD>
<TD class="tr25 td109"><P class="p20 ft2">år.</P></TD>
<TD class="tr25 td89"><P class="p178 ft2">Om</P></TD>
<TD colspan=2 class="tr25 td149"><P class="p252 ft2">innehavaren</P></TD>
<TD class="tr25 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td124"><P class="p17 ft2">innehavaren begär det, <SPAN class="ft3">skall </SPAN>be-</P></TD>
<TD colspan=7 class="tr26 td235"><P class="p252 ft2">begär det, <SPAN class="ft3">ska </SPAN>beskedet ange de</P></TD>
<TD class="tr26 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">skedet ange de förändringar på</P></TD>
<TD colspan=7 class="tr25 td235"><P class="p252 ft2">förändringar på kontot som har ägt</P></TD>
<TD class="tr25 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">kontot som har ägt rum under det</P></TD>
<TD colspan=7 class="tr25 td235"><P class="p252 ft2">rum under det föregående året.</P></TD>
<TD class="tr25 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td124"><P class="p17 ft2">föregående året. Regeringen eller<SPAN class="ft3">,</SPAN></P></TD>
<TD colspan=3 class="tr26 td30"><P class="p29 ft2">Regeringen</P></TD>
<TD colspan=4 class="tr26 td43"><P class="p252 ft3"><SPAN class="ft2">eller </SPAN>den myndighet</P></TD>
<TD class="tr26 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr31 td190"><P class="p20 ft3">efter regeringens</P></TD>
<TD colspan=3 class="tr31 td90"><P class="p17 ft28">bemyndigande,</P></TD>
<TD class="tr31 td65"><P class="p29 ft3">som</P></TD>
<TD colspan=3 class="tr31 td101"><P class="p60 ft3">regeringen</P></TD>
<TD colspan=2 class="tr31 td160"><P class="p70 ft3">bestämmer</P></TD>
<TD class="tr31 td170"><P class="p252 ft2">får</P></TD>
<TD class="tr31 td96"><P class="p17 ft2">53</P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
<DIV id="page_54">
<TABLE cellpadding=0 cellspacing=0 class="t46">
<TR>
<TD class="tr28 td129"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD colspan=4 class="tr28 td224"><P class="p20 ft3">Finansinspektionen</P></TD>
<TD class="tr28 td16"><P class="p20 ft2">får</P></TD>
<TD colspan=2 class="tr28 td104"><P class="p17 ft2">meddela</P></TD>
<TD colspan=2 class="tr28 td122"><P class="p38 ft2">meddela föreskrifter om skyldighet</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td130"><P class="p20 ft2">föreskrifter</P></TD>
<TD class="tr26 td66"><P class="p60 ft2">om</P></TD>
<TD colspan=3 class="tr26 td125"><P class="p64 ft2">skyldighet</P></TD>
<TD class="tr26 td58"><P class="p17 ft2">för</P></TD>
<TD colspan=2 class="tr26 td122"><P class="p38 ft3"><SPAN class="ft2">för </SPAN>svenska värdepapperscentraler</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td130"><P class="p20 ft3">centrala</P></TD>
<TD colspan=5 class="tr25 td131"><P class="p17 ft3">värdepappersförvarare</P></TD>
<TD colspan=2 class="tr25 td122"><P class="p38 ft2">att lämna besked till kontohavare i</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td124"><P class="p20 ft2">att lämna besked till kontohavare i</P></TD>
<TD colspan=2 class="tr26 td122"><P class="p38 ft2">andra fall än som avses i första</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">andra fall än som avses i första</P></TD>
<TD class="tr25 td132"><P class="p38 ft2">meningen.</P></TD>
<TD class="tr25 td40"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td130"><P class="p20 ft2">meningen.</P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td132"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td40"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td124"><P class="p17 ft2">Besked enligt andra stycket <SPAN class="ft3">skall</SPAN></P></TD>
<TD colspan=2 class="tr26 td122"><P class="p17 ft2">Besked enligt andra stycket <SPAN class="ft3">ska</SPAN></P></TD>
</TR>
<TR>
<TD class="tr31 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr31 td224"><P class="p20 ft2">lämnas utan avgift.</P></TD>
<TD class="tr31 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td58"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td122"><P class="p38 ft2">lämnas utan avgift.</P></TD>
</TR>
<TR>
<TD class="tr40 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td58"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr40 td122"><P class="p38 ft53">Tystnadsplikt</P></TD>
</TR>
<TR>
<TD class="tr41 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td132"><P class="p20 ft2">2 §</P></TD>
<TD class="tr41 td40"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td124"><P class="p17 ft2">Den som är eller har varit</P></TD>
<TD colspan=2 class="tr25 td122"><P class="p17 ft2">Den som är eller har varit</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td124"><P class="p20 ft3"><SPAN class="ft2">anställd hos en </SPAN>central värdepap-</P></TD>
<TD colspan=2 class="tr26 td122"><P class="p38 ft2">anställd hos en <SPAN class="ft3">svensk värdepap-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2"><SPAN class="ft3">persförvarare </SPAN>eller hos ett konto-</P></TD>
<TD colspan=2 class="tr25 td122"><P class="p38 ft2"><SPAN class="ft3">perscentral </SPAN>eller hos ett konto-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">förande institut får inte obehörigen</P></TD>
<TD colspan=2 class="tr25 td122"><P class="p38 ft2">förande institut får inte obehörigen</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td124"><P class="p20 ft2">röja uppgifter som har registrerats</P></TD>
<TD colspan=2 class="tr26 td122"><P class="p38 ft2">röja uppgifter som har registrerats</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">i ett avstämningsregister eller som</P></TD>
<TD colspan=2 class="tr25 td122"><P class="p38 ft2">i ett avstämningsregister eller som</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">har lämnats till <SPAN class="ft3">värdepappers-</SPAN></P></TD>
<TD colspan=2 class="tr25 td122"><P class="p38 ft2">har lämnats till <SPAN class="ft3">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td124"><P class="p20 ft2"><SPAN class="ft3">förvararen </SPAN>eller institutet av en</P></TD>
<TD colspan=2 class="tr26 td122"><P class="p38 ft2"><SPAN class="ft3">centralen </SPAN>eller institutet av en</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td130"><P class="p20 ft2">förvaltare.</P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td132"><P class="p38 ft2">förvaltare.</P></TD>
<TD class="tr25 td40"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td122"><P class="p17 ft3">Detsamma gäller en uppgift i en</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td58"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td122"><P class="p38 ft3">anmälan eller en utsaga om en</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td132"><P class="p38 ft3">misstänkt</P></TD>
<TD class="tr25 td40"><P class="p17 ft3">överträdelse av en</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td122"><P class="p38 ft3">bestämmelse som gäller för verk-</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td58"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td122"><P class="p38 ft3">samheten, om uppgiften kan av-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td122"><P class="p38 ft3">slöja anmälarens eller den utpek-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td122"><P class="p38 ft3">ade personens identitet.</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td132"><P class="p222 ft3">I det</P></TD>
<TD class="tr26 td40"><P class="p17 ft3">allmännas verksamhet</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td122"><P class="p38 ft3">tillämpas i stället bestämmelserna</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td122"><P class="p38 ft3">i offentlighets- och sekretesslagen</P></TD>
</TR>
<TR>
<TD class="tr27 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td58"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td122"><P class="p38 ft3">(2009:400).</P></TD>
</TR>
<TR>
<TD class="tr38 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td140"><P class="p64 ft2">2 a §<SPAN class="ft27">11</SPAN></P></TD>
<TD class="tr38 td40"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td139"><P class="p60 ft2">En</P></TD>
<TD colspan=2 class="tr26 td135"><P class="p71 ft3">central</P></TD>
<TD colspan=4 class="tr26 td47"><P class="p17 ft28">värdepappersför-</P></TD>
<TD colspan=2 class="tr26 td122"><P class="p17 ft3"><SPAN class="ft2">En </SPAN>svensk värdepapperscentral</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2"><SPAN class="ft3">varare </SPAN>och ett kontoförande insti-</P></TD>
<TD colspan=2 class="tr25 td122"><P class="p38 ft2">och ett kontoförande institut är</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">tut är skyldiga att lämna ut upp-</P></TD>
<TD colspan=2 class="tr25 td122"><P class="p38 ft2">skyldiga att lämna ut uppgifter om</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td139"><P class="p20 ft2">gifter</P></TD>
<TD class="tr26 td55"><P class="p20 ft2">om</P></TD>
<TD colspan=2 class="tr26 td99"><P class="p20 ft2">enskildas</P></TD>
<TD colspan=3 class="tr26 td81"><P class="p17 ft2">förhållanden</P></TD>
<TD colspan=2 class="tr26 td122"><P class="p38 ft2">enskildas förhållanden till före-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">till företaget, om det under en ut-</P></TD>
<TD colspan=2 class="tr25 td122"><P class="p38 ft2">taget, om det under en utredning</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">redning enligt bestämmelserna om</P></TD>
<TD colspan=2 class="tr25 td122"><P class="p38 ft2">enligt bestämmelserna om för-</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td124"><P class="p20 ft2">förundersökning i brottmål begärs</P></TD>
<TD colspan=2 class="tr26 td122"><P class="p38 ft2">undersökning i brottmål begärs av</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td231"><P class="p20 ft2">av undersökningsledare</P></TD>
<TD class="tr25 td27"><P class="p20 ft2">eller</P></TD>
<TD class="tr25 td58"><P class="p17 ft2">om</P></TD>
<TD colspan=2 class="tr25 td122"><P class="p38 ft2">undersökningsledare eller om det i</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">det i ett ärende om rättslig hjälp i</P></TD>
<TD colspan=2 class="tr25 td122"><P class="p38 ft2">ett ärende om rättslig hjälp i</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td124"><P class="p20 ft2">brottmål på framställning av en</P></TD>
<TD colspan=2 class="tr26 td122"><P class="p38 ft2">brottmål på framställning av en</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">annan stat eller en mellanfolklig</P></TD>
<TD colspan=2 class="tr25 td122"><P class="p38 ft2">annan stat eller en mellanfolklig</P></TD>
</TR>
<TR>
<TD class="tr31 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr31 td158"><P class="p20 ft2">domstol begärs av åklagare.</P></TD>
<TD class="tr31 td58"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td122"><P class="p38 ft2">domstol begärs av åklagare.</P></TD>
</TR>
</TABLE>
<TABLE cellpadding=0 cellspacing=0 class="t64">
<TR>
<TD class="tr26 td176"><P class="p74 ft32">11</P></TD>
<TD class="tr26 td74"><P class="p26 ft33">Senaste lydelse 2008:911.</P></TD>
</TR>
<TR>
<TD class="tr31 td176"><P class="p179 ft2">54</P></TD>
<TD class="tr31 td74"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_55">
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p117 ft4">Om skyldighet för <SPAN class="ft36">centrala värdepappersförvarare </SPAN>och konto- förande institut att lämna uppgifter till överförmyndaren finns bestäm- melser i 16 kap. 10 a § föräldra- balken.</P>
</DIV>
<DIV id="id_1_2">
<P class="p137 ft4">Om skyldighet för <SPAN class="ft36">värdepap- </SPAN>Prop. 2015/16:10 <SPAN class="ft36">perscentraler </SPAN>och kontoförande</P>
<P class="p313 ft4">institut att lämna uppgifter till överförmyndaren finns bestämmel- ser i 16 kap. 10 a § föräldrabalken.</P>
</DIV>
</DIV>
<DIV id="id_2">
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD class="tr43 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td198"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr43 td125"><P class="p287 ft2">3 §<SPAN class="ft27">12</SPAN></P></TD>
<TD class="tr43 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">Om Finansinspektionen behöver</P></TD>
<TD colspan=8 class="tr25 td124"><P class="p17 ft2">Om Finansinspektionen behöver</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p113 ft2">uppgifter för övervakningen av att</P></TD>
<TD colspan=8 class="tr26 td124"><P class="p17 ft2">uppgifter för övervakningen av att</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">bestämmelserna i lagen (2005:377)</P></TD>
<TD colspan=8 class="tr25 td124"><P class="p17 ft2">bestämmelserna i lagen (2005:377)</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">om straff för marknadsmissbruk</P></TD>
<TD class="tr25 td72"><P class="p20 ft2">om</P></TD>
<TD class="tr25 td139"><P class="p20 ft2">straff</P></TD>
<TD class="tr25 td91"><P class="p20 ft2">för</P></TD>
<TD colspan=5 class="tr25 td134"><P class="p17 ft2">marknadsmissbruk</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">vid handel med finansiella instru-</P></TD>
<TD colspan=8 class="tr25 td124"><P class="p17 ft2">vid handel med finansiella instru-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p113 ft2">ment följs eller åklagare finner</P></TD>
<TD colspan=8 class="tr26 td124"><P class="p17 ft2">ment följs eller åklagare finner</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">anledning att anta att brott enligt</P></TD>
<TD colspan=8 class="tr25 td124"><P class="p17 ft2">anledning att anta att brott enligt</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">samma lag har begåtts eller</P></TD>
<TD colspan=8 class="tr25 td124"><P class="p17 ft2">samma lag har begåtts eller</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td190"><P class="p20 ft2">Finansinspektionen</P></TD>
<TD colspan=3 class="tr26 td77"><P class="p66 ft2">finner</P></TD>
<TD class="tr26 td136"><P class="p113 ft2">anled-</P></TD>
<TD colspan=4 class="tr26 td222"><P class="p20 ft2">Finansinspektionen</P></TD>
<TD colspan=2 class="tr26 td63"><P class="p178 ft2">finner</P></TD>
<TD colspan=2 class="tr26 td35"><P class="p17 ft2">anled-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">ning att anta att en bestämmelse i</P></TD>
<TD colspan=8 class="tr25 td124"><P class="p17 ft2">ning att anta att en bestämmelse i</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">lagen (2000:1087) om anmälnings-</P></TD>
<TD colspan=8 class="tr25 td124"><P class="p17 ft2">lagen (2000:1087) om anmälnings-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p113 ft2">skyldighet för vissa innehav av</P></TD>
<TD colspan=8 class="tr26 td124"><P class="p17 ft2">skyldighet för vissa innehav av</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">finansiella instrument har över-</P></TD>
<TD colspan=8 class="tr25 td124"><P class="p17 ft2">finansiella instrument har över-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft3"><SPAN class="ft2">trätts, </SPAN>skall den centrala värde-</P></TD>
<TD colspan=8 class="tr25 td124"><P class="p17 ft3"><SPAN class="ft2">trätts, </SPAN>ska en svensk värde-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td190"><P class="p20 ft3">pappersförvararen</P></TD>
<TD class="tr26 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td54"><P class="p20 ft2">på</P></TD>
<TD colspan=2 class="tr26 td41"><P class="p113 ft2">begäran</P></TD>
<TD colspan=3 class="tr26 td196"><P class="p20 ft28">papperscentral</P></TD>
<TD colspan=5 class="tr26 td134"><P class="p17 ft2">på begäran lämna</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">lämna inspektionen eller åklagaren</P></TD>
<TD colspan=3 class="tr25 td196"><P class="p20 ft2">inspektionen</P></TD>
<TD colspan=2 class="tr25 td95"><P class="p135 ft2">eller</P></TD>
<TD colspan=3 class="tr25 td113"><P class="p17 ft2">åklagaren</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">besked om ett avstämnings-</P></TD>
<TD colspan=8 class="tr25 td124"><P class="p17 ft2">besked om ett avstämnings-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p113 ft2">registers innehåll i den omfattning</P></TD>
<TD colspan=8 class="tr26 td124"><P class="p17 ft2">registers innehåll i den omfattning</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">det har anknytning till tillsynen</P></TD>
<TD colspan=8 class="tr25 td124"><P class="p17 ft2">det har anknytning till tillsynen</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">eller överträdelsen. Beskedet <SPAN class="ft3">skall</SPAN></P></TD>
<TD class="tr25 td72"><P class="p20 ft2">eller</P></TD>
<TD colspan=6 class="tr25 td220"><P class="p76 ft2">överträdelsen. Beskedet</P></TD>
<TD class="tr25 td20"><P class="p17 ft3">ska</P></TD>
</TR>
<TR>
<TD class="tr26 td77"><P class="p20 ft2">lämnas</P></TD>
<TD class="tr26 td89"><P class="p20 ft2">utan</P></TD>
<TD colspan=2 class="tr26 td63"><P class="p68 ft2">avgift.</P></TD>
<TD colspan=3 class="tr26 td76"><P class="p113 ft2">Regeringen</P></TD>
<TD colspan=3 class="tr26 td196"><P class="p20 ft2">lämnas utan</P></TD>
<TD colspan=2 class="tr26 td95"><P class="p20 ft2">avgift.</P></TD>
<TD colspan=3 class="tr26 td113"><P class="p17 ft2">Regeringen</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft3"><SPAN class="ft2">eller</SPAN>, efter regeringens bemyndig-</P></TD>
<TD class="tr25 td72"><P class="p20 ft2">eller</P></TD>
<TD colspan=2 class="tr25 td137"><P class="p18 ft3">den</P></TD>
<TD colspan=3 class="tr25 td88"><P class="p62 ft3">myndighet</P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p17 ft3">som</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft3">ande, Finansinspektionen <SPAN class="ft2">får med-</SPAN></P></TD>
<TD colspan=8 class="tr25 td124"><P class="p17 ft3">regeringen bestämmer <SPAN class="ft2">får meddela</SPAN></P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p113 ft2">dela <SPAN class="ft3">närmare </SPAN>föreskrifter om hur</P></TD>
<TD colspan=2 class="tr26 td96"><P class="p20 ft2">föreskrifter</P></TD>
<TD colspan=3 class="tr26 td141"><P class="p61 ft2">om hur</P></TD>
<TD colspan=3 class="tr26 td113"><P class="p17 ft31">skyldigheten</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td132"><P class="p20 ft2">skyldigheten</P></TD>
<TD class="tr25 td27"><P class="p66 ft2">att</P></TD>
<TD colspan=2 class="tr25 td95"><P class="p20 ft2">lämna</P></TD>
<TD colspan=2 class="tr25 td41"><P class="p113 ft2">sådana</P></TD>
<TD colspan=8 class="tr25 td124"><P class="p17 ft2">att lämna sådana besked till</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">besked till inspektionen <SPAN class="ft3">skall </SPAN>full-</P></TD>
<TD colspan=6 class="tr25 td195"><P class="p20 ft2">inspektionen <SPAN class="ft3">ska </SPAN>fullgöras.</P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td77"><P class="p20 ft2">göras.</P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td132"><P class="p60 ft2">Regeringen</P></TD>
<TD class="tr25 td27"><P class="p135 ft2">får</P></TD>
<TD colspan=4 class="tr25 td127"><P class="p113 ft2">föreskriva att</P></TD>
<TD colspan=3 class="tr25 td196"><P class="p60 ft2">Regeringen</P></TD>
<TD class="tr25 td54"><P class="p97 ft2">får</P></TD>
<TD colspan=3 class="tr25 td141"><P class="p20 ft2">föreskriva</P></TD>
<TD class="tr25 td20"><P class="p17 ft2">att</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td190"><P class="p20 ft2">Finansinspektionen</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td95"><P class="p314 ft28">skall</P></TD>
<TD class="tr25 td136"><P class="p113 ft2">ha</P></TD>
<TD colspan=8 class="tr25 td124"><P class="p17 ft2">Finansinspektionen <SPAN class="ft3">ska </SPAN>ha term-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td149"><P class="p20 ft2">terminalåtkomst till</P></TD>
<TD colspan=3 class="tr26 td76"><P class="p113 ft31">avstämnings-</P></TD>
<TD colspan=8 class="tr26 td124"><P class="p17 ft2">inalåtkomst till avstämningsregist-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">registren för inhämtande av upp-</P></TD>
<TD colspan=8 class="tr25 td124"><P class="p17 ft2">ren för inhämtande av uppgifter</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">gifter som avses i första stycket</P></TD>
<TD colspan=8 class="tr25 td124"><P class="p17 ft2">som avses i första stycket och som</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p113 ft2">och som har anknytning till ett</P></TD>
<TD colspan=8 class="tr26 td124"><P class="p17 ft2">har anknytning till ett ärende hos</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td146"><P class="p20 ft2">ärende hos inspektionen.</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td136"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td196"><P class="p20 ft2">inspektionen.</P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td132"><P class="p60 ft2">Uppgifter</P></TD>
<TD class="tr25 td27"><P class="p20 ft2">som</P></TD>
<TD colspan=2 class="tr25 td95"><P class="p26 ft3">skall</P></TD>
<TD colspan=2 class="tr25 td41"><P class="p113 ft2">anmälas</P></TD>
<TD colspan=2 class="tr25 td96"><P class="p60 ft2">Uppgifter</P></TD>
<TD colspan=2 class="tr25 td70"><P class="p122 ft2">som</P></TD>
<TD colspan=4 class="tr25 td116"><P class="p17 ft2"><SPAN class="ft3">ska </SPAN>anmälas</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p113 ft2">enligt 4 § lagen <SPAN class="ft3">(2000:1087) </SPAN>om</P></TD>
<TD colspan=8 class="tr26 td124"><P class="p17 ft2">enligt 4 § lagen om anmälnings-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td149"><P class="p20 ft2">anmälningsskyldighet</P></TD>
<TD colspan=2 class="tr25 td95"><P class="p314 ft2">för</P></TD>
<TD class="tr25 td136"><P class="p113 ft2">vissa</P></TD>
<TD colspan=8 class="tr25 td124"><P class="p17 ft2">skyldighet för vissa innehav av</P></TD>
</TR>
<TR>
<TD class="tr25 td77"><P class="p20 ft2">innehav</P></TD>
<TD colspan=6 class="tr25 td234"><P class="p113 ft2">av finansiella instrument</P></TD>
<TD colspan=2 class="tr25 td96"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=4 class="tr25 td93"><P class="p62 ft2">instrument får</P></TD>
<TD colspan=2 class="tr25 td35"><P class="p17 ft2">genom</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr27 td122"><P class="p113 ft2">får genom automatisk databehand-</P></TD>
<TD colspan=8 class="tr27 td124"><P class="p17 ft2">automatisk databehandling lämnas</P></TD>
</TR>
</TABLE>
<P class="p98 ft35"><SPAN class="ft34">12 </SPAN>Senaste lydelse 2005:381.</P>
<P class="p99 ft2">55</P>
</DIV>
</DIV>
<DIV id="page_56">
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p315 ft22">Prop. 2015/16:10 ling lämnas ut till det insynsregist- er som förs enligt 9 § samma lag.</P>
</DIV>
<DIV id="id_1_2">
<P class="p16 ft22">ut till det insynsregister som förs enligt 9 § samma lag.</P>
</DIV>
</DIV>
<DIV id="id_2">
<TABLE cellpadding=0 cellspacing=0 class="t33">
<TR>
<TD class="tr43 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td54"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr43 td196"><P class="p255 ft2">4 §<SPAN class="ft27">13</SPAN></P></TD>
<TD class="tr43 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td109"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td66"><P class="p60 ft2">Den</P></TD>
<TD colspan=5 class="tr25 td126"><P class="p70 ft2">undersökningsledare</P></TD>
<TD class="tr25 td62"><P class="p30 ft2">eller</P></TD>
<TD class="tr25 td63"><P class="p87 ft2">Den</P></TD>
<TD colspan=4 class="tr25 td159"><P class="p42 ft2">undersökningsledare</P></TD>
<TD class="tr25 td109"><P class="p17 ft2">eller</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td141"><P class="p20 ft2">åklagare</P></TD>
<TD class="tr25 td35"><P class="p42 ft2">som</P></TD>
<TD colspan=2 class="tr25 td18"><P class="p42 ft2">begär</P></TD>
<TD colspan=2 class="tr25 td113"><P class="p30 ft2">uppgifter</P></TD>
<TD colspan=2 class="tr25 td24"><P class="p20 ft2">åklagare</P></TD>
<TD colspan=2 class="tr25 td118"><P class="p64 ft2">som begär</P></TD>
<TD colspan=2 class="tr25 td24"><P class="p17 ft2">uppgifter</P></TD>
</TR>
<TR>
<TD class="tr25 td66"><P class="p20 ft2">enligt</P></TD>
<TD colspan=2 class="tr25 td41"><P class="p71 ft2">2 a § får</P></TD>
<TD colspan=3 class="tr25 td101"><P class="p20 ft3">förordna <SPAN class="ft2">att</SPAN></P></TD>
<TD class="tr25 td62"><P class="p30 ft3">den</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p20 ft2">enligt 2 a § får <SPAN class="ft3">besluta </SPAN>att <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td141"><P class="p20 ft3">centrala</P></TD>
<TD colspan=5 class="tr26 td226"><P class="p30 ft28">värdepappersförvararen</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p20 ft3">papperscentralen <SPAN class="ft2">eller det konto-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td66"><P class="p20 ft2">eller</P></TD>
<TD class="tr25 td109"><P class="p20 ft2">det</P></TD>
<TD colspan=3 class="tr25 td171"><P class="p1 ft2">kontoförande</P></TD>
<TD colspan=2 class="tr25 td113"><P class="p30 ft2">institutet</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p20 ft2">förande institutet samt <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td237"><P class="p20 ft3"><SPAN class="ft2">samt </SPAN>förvararens</P></TD>
<TD class="tr26 td27"><P class="p63 ft2">eller</P></TD>
<TD colspan=2 class="tr26 td113"><P class="p30 ft31">institutets</P></TD>
<TD colspan=3 class="tr26 td134"><P class="p20 ft3">papperscentralens</P></TD>
<TD class="tr26 td71"><P class="p88 ft2">eller</P></TD>
<TD colspan=2 class="tr26 td24"><P class="p17 ft31">institutets</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td237"><P class="p20 ft2">styrelseledamöter</P></TD>
<TD class="tr25 td27"><P class="p75 ft2">och</P></TD>
<TD colspan=2 class="tr25 td113"><P class="p30 ft2">anställda</P></TD>
<TD colspan=3 class="tr25 td134"><P class="p20 ft2">styrelseledamöter</P></TD>
<TD class="tr25 td71"><P class="p63 ft31">och</P></TD>
<TD colspan=2 class="tr25 td24"><P class="p17 ft2">anställda</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">inte får röja för kunden eller för</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p20 ft2">inte får röja för kunden eller för</P></TD>
</TR>
<TR>
<TD class="tr25 td66"><P class="p20 ft31">någon</P></TD>
<TD colspan=4 class="tr25 td106"><P class="p64 ft2">utomstående att</P></TD>
<TD colspan=2 class="tr25 td113"><P class="p30 ft2">uppgifter</P></TD>
<TD class="tr25 td63"><P class="p20 ft2">någon</P></TD>
<TD colspan=3 class="tr25 td138"><P class="p20 ft2">utomstående att</P></TD>
<TD colspan=2 class="tr25 td24"><P class="p17 ft2">uppgifter</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p20 ft2">har lämnats enligt 2 a § eller att det</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p20 ft2">har lämnats enligt 2 a § eller att det</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">pågår en förundersökning eller ett</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p20 ft2">pågår en förundersökning eller ett</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">ärende om rättslig hjälp i brottmål.</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p20 ft2">ärende om rättslig hjälp i brottmål.</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p30 ft2">Ett sådant förbud får meddelas</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p17 ft2">Ett sådant förbud får meddelas</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">om det krävs för att en utredning</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p20 ft2">om det krävs för att en utredning</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">om brott inte <SPAN class="ft3">skall </SPAN>äventyras eller</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p20 ft2">om brott inte <SPAN class="ft3">ska </SPAN>äventyras eller</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p20 ft2">för att uppfylla en internationell</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p20 ft2">för att uppfylla en internationell</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">överenskommelse som är bindande</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p20 ft2">överenskommelse som är bindande</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td47"><P class="p20 ft2">för Sverige.</P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td134"><P class="p20 ft2">för Sverige.</P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p30 ft2">Förbudet <SPAN class="ft3">skall </SPAN>vara tidsbe-</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p17 ft2">Förbudet <SPAN class="ft3">ska </SPAN>vara tidsbegränsat,</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">gränsat, med möjlighet till för-</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p20 ft2">med möjlighet till förlängning, och</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">längning, och får inte avse längre</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p20 ft2">får inte avse längre tid än vad som</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p20 ft2">tid än vad som är motiverat med</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p20 ft2">är motiverat med hänsyn till syftet</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">hänsyn till syftet med förbudet. I</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p20 ft2">med förbudet. I ett ärende om</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">ett ärende om rättslig hjälp i</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p20 ft2">rättslig hjälp i brottmål får dock</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p20 ft2">brottmål får dock förbudet tidsbe-</P></TD>
<TD colspan=2 class="tr26 td24"><P class="p20 ft2">förbudet</P></TD>
<TD colspan=3 class="tr26 td108"><P class="p20 ft31">tidsbegränsas endast</P></TD>
<TD class="tr26 td109"><P class="p17 ft2">om</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">gränsas endast om den stat eller</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p20 ft2">den stat eller mellanfolkliga dom-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">mellanfolkliga domstol som ansökt</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p20 ft2">stol som ansökt om rättslig hjälp</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p20 ft2">om rättslig hjälp samtycker till</P></TD>
<TD colspan=3 class="tr26 td134"><P class="p20 ft2">samtycker till detta.</P></TD>
<TD class="tr26 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td109"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td66"><P class="p20 ft2">detta.</P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">Om ett förbud inte längre är</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">Om ett förbud inte längre är</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p20 ft2">motiverat med hänsyn till syftet</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p20 ft2">motiverat med hänsyn till syftet</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">med förbudet, <SPAN class="ft3">skall </SPAN>undersök-</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p20 ft2">med förbudet, <SPAN class="ft3">ska </SPAN>undersöknings-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">ningsledaren eller åklagaren be-</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p20 ft2">ledaren eller åklagaren besluta att</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p20 ft2">sluta att förordnandet <SPAN class="ft3">skall </SPAN>upp-</P></TD>
<TD colspan=5 class="tr26 td205"><P class="p20 ft2">förordnandet <SPAN class="ft3">ska </SPAN>upphöra.</P></TD>
<TD class="tr26 td109"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td66"><P class="p20 ft2">höra.</P></TD>
<TD class="tr31 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td109"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p316 ft35"><SPAN class="ft34">13 </SPAN>Senaste lydelse 2005:490.</P>
<P class="p125 ft2">56</P>
</DIV>
</DIV>
<DIV id="page_57">
<P class="p317 ft2">Prop. 2015/16:10</P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD colspan=4 class="tr28 td196"><P class="p20 ft29">9 kap. Tillsyn</P></TD>
<TD class="tr28 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td62"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr28 td122"><P class="p29 ft29">9 kap. Tillsyn <SPAN class="ft53">och ingripanden</SPAN></P></TD>
</TR>
<TR>
<TD colspan=8 class="tr41 td210"><P class="p20 ft53">Upplysningsskyldighet och</P></TD>
<TD class="tr41 td62"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr41 td220"><P class="p29 ft53">Tillsynens omfattning</P></TD>
<TD class="tr41 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr27 td134"><P class="p20 ft53">ägarprövning m.m.</P></TD>
<TD class="tr27 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td68"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td76"><P class="p318 ft2">1 §<SPAN class="ft27">14</SPAN></P></TD>
<TD class="tr38 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=9 class="tr26 td124"><P class="p17 ft3">Centrala värdepappersförvarare</P></TD>
<TD class="tr26 td77"><P class="p222 ft3">Av</P></TD>
<TD colspan=2 class="tr26 td98"><P class="p1 ft3">1 kap.</P></TD>
<TD colspan=2 class="tr26 td55"><P class="p89 ft3">5 §</P></TD>
<TD colspan=4 class="tr26 td79"><P class="p106 ft3">denna lag</P></TD>
<TD class="tr26 td55"><P class="p17 ft3">och</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td124"><P class="p20 ft3">står under tillsyn av <SPAN class="ft2">Finansinspek-</SPAN></P></TD>
<TD colspan=10 class="tr25 td122"><P class="p29 ft3">artikel 10 i förordningen om</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td124"><P class="p20 ft3"><SPAN class="ft2">tionen</SPAN>. I fråga om upplysnings-</P></TD>
<TD colspan=7 class="tr25 td220"><P class="p29 ft28">värdepapperscentraler</P></TD>
<TD colspan=2 class="tr25 td65"><P class="p70 ft3">följer</P></TD>
<TD class="tr25 td55"><P class="p17 ft3">att</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr26 td124"><P class="p20 ft3">skyldighet, <SPAN class="ft2">tillsyn </SPAN>och avgifter till</P></TD>
<TD colspan=6 class="tr26 td176"><P class="p29 ft2">Finansinspektionen</P></TD>
<TD colspan=2 class="tr26 td62"><P class="p72 ft28">utövar</P></TD>
<TD colspan=2 class="tr26 td139"><P class="p17 ft2">tillsyn</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td134"><P class="p20 ft28">Finansinspektionen</P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td99"><P class="p17 ft3">tillämpas</P></TD>
<TD colspan=10 class="tr25 td122"><P class="p29 ft28">över svenska värdepapperscentral-</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td124"><P class="p20 ft3">23 kap. 1, 2, 7, 11, 12 och 14 §§</P></TD>
<TD colspan=10 class="tr25 td122"><P class="p29 ft3">er och utsedda kreditinstitut som</P></TD>
</TR>
<TR>
<TD class="tr26 td71"><P class="p20 ft3">och</P></TD>
<TD colspan=2 class="tr26 td66"><P class="p84 ft3">15 §</P></TD>
<TD class="tr26 td100"><P class="p86 ft3">1,</P></TD>
<TD class="tr26 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p42 ft3">3</P></TD>
<TD class="tr26 td54"><P class="p42 ft3">och</P></TD>
<TD class="tr26 td68"><P class="p74 ft3">4</P></TD>
<TD class="tr26 td62"><P class="p17 ft3">lagen</P></TD>
<TD colspan=10 class="tr26 td122"><P class="p29 ft3">har utsetts av en sådan värde-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td78"><P class="p20 ft3">(2007:528)</P></TD>
<TD colspan=3 class="tr25 td63"><P class="p32 ft3">om</P></TD>
<TD colspan=3 class="tr25 td196"><P class="p17 ft3">värdepappers-</P></TD>
<TD colspan=4 class="tr25 td154"><P class="p29 ft28">papperscentral.</P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td99"><P class="p74 ft3">Tillsynen</P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p17 ft3">över</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td124"><P class="p20 ft3">marknaden på motsvarande sätt. I</P></TD>
<TD colspan=7 class="tr25 td220"><P class="p29 ft3">utsedda kreditinstitut</P></TD>
<TD colspan=2 class="tr25 td65"><P class="p69 ft28">utövas</P></TD>
<TD class="tr25 td55"><P class="p17 ft3">med</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr26 td124"><P class="p20 ft3">fråga om ägarprövning tillämpas</P></TD>
<TD colspan=10 class="tr26 td122"><P class="p29 ft3">den begränsning som framgår av</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td124"><P class="p20 ft3">det som gäller för clearingorgan-</P></TD>
<TD colspan=10 class="tr25 td122"><P class="p29 ft3">artikel 60.1 i förordningen om</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td77"><P class="p20 ft28">isationer</P></TD>
<TD colspan=3 class="tr25 td65"><P class="p19 ft3">enligt</P></TD>
<TD colspan=2 class="tr25 td70"><P class="p71 ft3">24 kap.</P></TD>
<TD class="tr25 td68"><P class="p86 ft3">1</P></TD>
<TD class="tr25 td62"><P class="p17 ft3">och 3–</P></TD>
<TD colspan=8 class="tr25 td43"><P class="p29 ft3">värdepapperscentraler.</P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=9 class="tr26 td124"><P class="p20 ft3">6 §§, 7 § första stycket 1, 2 och 4,</P></TD>
<TD class="tr26 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td124"><P class="p20 ft3">andra och tredje styckena samt 8–</P></TD>
<TD class="tr25 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td124"><P class="p20 ft3">10 §§ samma lag på motsvarande</P></TD>
<TD class="tr25 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td71"><P class="p20 ft3">sätt.</P></TD>
<TD class="tr26 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td124"><P class="p17 ft3">Regeringen får i fråga om</P></TD>
<TD colspan=10 class="tr25 td122"><P class="p17 ft3">Särskilda bestämmelser om till-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td77"><P class="p20 ft3">centrala</P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td86"><P class="p17 ft28">värdepappersförvarare</P></TD>
<TD class="tr25 td77"><P class="p29 ft3">syn</P></TD>
<TD class="tr25 td89"><P class="p20 ft3">över</P></TD>
<TD colspan=6 class="tr25 td47"><P class="p111 ft3">kontoförande</P></TD>
<TD colspan=2 class="tr25 td139"><P class="p17 ft28">institut</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr26 td124"><P class="p20 ft3">meddela föreskrifter om hand-</P></TD>
<TD colspan=3 class="tr26 td93"><P class="p29 ft3">finns i 3 kap.</P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td78"><P class="p20 ft3">läggningen</P></TD>
<TD colspan=2 class="tr25 td16"><P class="p19 ft3">av</P></TD>
<TD colspan=4 class="tr25 td51"><P class="p17 ft3">tillståndsärenden</P></TD>
<TD class="tr25 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td71"><P class="p20 ft28">enligt</P></TD>
<TD colspan=5 class="tr25 td132"><P class="p64 ft3">24 kap. 1,</P></TD>
<TD colspan=2 class="tr25 td63"><P class="p88 ft3">3 och</P></TD>
<TD class="tr25 td62"><P class="p17 ft3">3 a §§</P></TD>
<TD class="tr25 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td71"><P class="p20 ft3">lagen</P></TD>
<TD class="tr26 td58"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td94"><P class="p113 ft3">om</P></TD>
<TD colspan=5 class="tr26 td134"><P class="p17 ft28">värdepappersmark-</P></TD>
<TD class="tr26 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td77"><P class="p20 ft3">naden.</P></TD>
<TD class="tr31 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td77"><P class="p298 ft2">2 §</P></TD>
<TD class="tr41 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td124"><P class="p17 ft3">Om en central värdepappers-</P></TD>
<TD class="tr25 td77"><P class="p222 ft3">Av</P></TD>
<TD colspan=2 class="tr25 td98"><P class="p1 ft3">1 kap.</P></TD>
<TD colspan=2 class="tr25 td55"><P class="p89 ft3">5 §</P></TD>
<TD colspan=4 class="tr25 td79"><P class="p106 ft3">denna lag</P></TD>
<TD class="tr25 td55"><P class="p17 ft3">och</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td124"><P class="p20 ft3">förvarare <SPAN class="ft2">har </SPAN>fattat ett beslut som</P></TD>
<TD colspan=3 class="tr25 td93"><P class="p29 ft3">förordningen</P></TD>
<TD colspan=3 class="tr25 td65"><P class="p70 ft3">om</P></TD>
<TD colspan=4 class="tr25 td160"><P class="p17 ft28">värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr26 td124"><P class="p20 ft3">strider mot denna lag eller någon</P></TD>
<TD colspan=10 class="tr26 td122"><P class="p29 ft3">centraler följer att Finansinspek-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td134"><P class="p20 ft3">annan författning</P></TD>
<TD class="tr25 td54"><P class="p200 ft3">som</P></TD>
<TD colspan=2 class="tr25 td99"><P class="p17 ft3">reglerar</P></TD>
<TD colspan=10 class="tr25 td122"><P class="p29 ft3">tionen utövar tillsyn i viss ut-</P></TD>
</TR>
<TR>
<TD class="tr25 td71"><P class="p20 ft3">dess</P></TD>
<TD colspan=5 class="tr25 td132"><P class="p1 ft3">verksamhet,</P></TD>
<TD class="tr25 td54"><P class="p1 ft3">mot</P></TD>
<TD colspan=2 class="tr25 td99"><P class="p17 ft3">föreskrift</P></TD>
<TD colspan=2 class="tr25 td132"><P class="p29 ft28">sträckning</P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td55"><P class="p61 ft28">över</P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td160"><P class="p17 ft28">värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr26 td124"><P class="p20 ft3">som meddelats med stöd av denna</P></TD>
<TD colspan=10 class="tr26 td122"><P class="p29 ft3">centraler som är etablerade i ett</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td124"><P class="p20 ft3">lag eller någon annan författning</P></TD>
<TD colspan=10 class="tr25 td122"><P class="p29 ft3">annat land inom EES än Sverige</P></TD>
</TR>
<TR>
<TD class="tr25 td71"><P class="p20 ft3">eller</P></TD>
<TD colspan=2 class="tr25 td66"><P class="p1 ft3">mot</P></TD>
<TD colspan=6 class="tr25 td86"><P class="p17 ft3">bolagsordningen eller</P></TD>
<TD class="tr25 td77"><P class="p29 ft3">och</P></TD>
<TD colspan=8 class="tr25 td1"><P class="p26 ft3">värdepapperscentraler</P></TD>
<TD class="tr25 td55"><P class="p17 ft3">från</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr26 td124"><P class="p20 ft28">stadgarna, får Finansinspektionen</P></TD>
<TD colspan=10 class="tr26 td122"><P class="p29 ft3">tredjeland som här i landet till-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td77"><P class="p20 ft3">förbjuda</P></TD>
<TD colspan=2 class="tr25 td94"><P class="p91 ft3">att</P></TD>
<TD colspan=3 class="tr25 td24"><P class="p20 ft3">beslutet</P></TD>
<TD colspan=2 class="tr25 td99"><P class="p17 ft28">verkställs.</P></TD>
<TD colspan=3 class="tr25 td93"><P class="p29 ft3">handahåller</P></TD>
<TD colspan=6 class="tr25 td80"><P class="p72 ft3">sådana tjänster</P></TD>
<TD class="tr25 td55"><P class="p17 ft3">som</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td124"><P class="p20 ft3">Har beslutet redan verkställts, får</P></TD>
<TD colspan=10 class="tr25 td122"><P class="p29 ft3">avses i förordningen. I ett sådant</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td157"><P class="p20 ft3">inspektionen förelägga</P></TD>
<TD colspan=2 class="tr26 td99"><P class="p17 ft28">värdepap-</P></TD>
<TD class="tr26 td77"><P class="p29 ft3">fall</P></TD>
<TD colspan=3 class="tr26 td99"><P class="p20 ft3">tillämpas</P></TD>
<TD colspan=3 class="tr26 td65"><P class="p94 ft3">3 §,</P></TD>
<TD class="tr26 td89"><P class="p178 ft3">5 §</P></TD>
<TD colspan=2 class="tr26 td139"><P class="p17 ft3">första</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td196"><P class="p20 ft3">persförvararen</P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p1 ft3">att</P></TD>
<TD colspan=2 class="tr25 td63"><P class="p64 ft3">göra</P></TD>
<TD class="tr25 td62"><P class="p17 ft28">rättelse</P></TD>
<TD colspan=2 class="tr25 td132"><P class="p29 ft3">stycket 1,</P></TD>
<TD colspan=2 class="tr25 td89"><P class="p86 ft3">7 §,</P></TD>
<TD colspan=3 class="tr25 td65"><P class="p178 ft3">11 §,</P></TD>
<TD colspan=2 class="tr25 td65"><P class="p134 ft28">14 §,</P></TD>
<TD class="tr25 td55"><P class="p17 ft3">15 §</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td134"><P class="p20 ft3">om detta är möjligt.</P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td154"><P class="p29 ft3">andra stycket,</P></TD>
<TD colspan=4 class="tr25 td79"><P class="p65 ft3">17 §, 18 §,</P></TD>
<TD colspan=2 class="tr25 td139"><P class="p17 ft3"><NOBR>24–26</NOBR></P></TD>
</TR>
<TR>
<TD class="tr27 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td77"><P class="p29 ft3">och</P></TD>
<TD colspan=3 class="tr27 td99"><P class="p42 ft3"><NOBR>29–32</NOBR> §§</P></TD>
<TD class="tr27 td103"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td89"><P class="p20 ft3">även</P></TD>
<TD class="tr27 td89"><P class="p319 ft28">på</P></TD>
<TD class="tr27 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td55"><P class="p17 ft3">dem.</P></TD>
</TR>
</TABLE>
<P class="p98 ft35"><SPAN class="ft34">14 </SPAN>Senaste lydelse 2009:356.</P>
<P class="p99 ft2">57</P>
</DIV>
<DIV id="page_58">
<TABLE cellpadding=0 cellspacing=0 class="t46">
<TR>
<TD class="tr28 td239"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr28 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr28 td143"><P class="p20 ft3">Bestämmelserna i 7 §, 11 §, 14 §,</P></TD>
</TR>
<TR>
<TD class="tr26 td239"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft3">15 § andra stycket, 17 §, 18 §, 24–</P></TD>
</TR>
<TR>
<TD class="tr25 td239"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft3">26 och <NOBR>29–32</NOBR> §§ tillämpas dock</P></TD>
</TR>
<TR>
<TD class="tr25 td239"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft3">endast</P></TD>
<TD colspan=2 class="tr25 td232"><P class="p17 ft3">under de förutsättningar</P></TD>
</TR>
<TR>
<TD class="tr26 td239"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft3">som anges i artikel 24.5 i förord-</P></TD>
</TR>
<TR>
<TD class="tr25 td239"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft3">ningen. Om en sådan värdepap-</P></TD>
</TR>
<TR>
<TD class="tr25 td239"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft3">perscentral eller en värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td239"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft3">central från tredjeland inrättar en</P></TD>
</TR>
<TR>
<TD class="tr25 td239"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft3">filial här i landet, tillämpas även</P></TD>
</TR>
<TR>
<TD class="tr25 td239"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft3">8 § på filialen. Det som anges om</P></TD>
</TR>
<TR>
<TD class="tr26 td239"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft3">en</P></TD>
<TD class="tr26 td153"><P class="p20 ft3">värdepapperscentral</P></TD>
<TD class="tr26 td100"><P class="p17 ft28">ska</P></TD>
</TR>
<TR>
<TD class="tr25 td239"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td158"><P class="p20 ft3">i stället avse filialen.</P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td239"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3">Av 27 § följer att Finansinspek-</P></TD>
</TR>
<TR>
<TD class="tr26 td239"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft3">tionen får ta ut avgifter av värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td239"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft3">papperscentraler som är etable-</P></TD>
</TR>
<TR>
<TD class="tr25 td239"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft3">rade i ett annat land inom EES än</P></TD>
</TR>
<TR>
<TD class="tr26 td239"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft3">Sverige och värdepappercentraler</P></TD>
</TR>
<TR>
<TD class="tr25 td239"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft3">från tredjeland som har inrättat</P></TD>
</TR>
<TR>
<TD class="tr27 td239"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td158"><P class="p20 ft3">filial här i landet.</P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr41 td240"><P class="p25 ft53">Återkallelse av auktorisation</P></TD>
<TD class="tr41 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td158"><P class="p20 ft53">Skyldighet att lämna uppgifter</P></TD>
<TD class="tr41 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td239"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td103"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr40 td171"><P class="p298 ft62">3 §<SPAN class="ft61">15</SPAN></P></TD>
<TD class="tr40 td153"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td165"><P class="p165 ft3">Auktorisation som central värde-</P></TD>
<TD class="tr25 td35"><P class="p87 ft3">En</P></TD>
<TD class="tr25 td153"><P class="p68 ft3">värdepapperscentral</P></TD>
<TD class="tr25 td100"><P class="p17 ft28">ska</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td241"><P class="p25 ft3">pappersförvarare</P></TD>
<TD colspan=2 class="tr25 td139"><P class="p66 ft3">skall</P></TD>
<TD colspan=3 class="tr25 td101"><P class="p30 ft28">återkallas</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft2"><SPAN class="ft3">lämna </SPAN>Finansinspektionen <SPAN class="ft3">upplys-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td242"><P class="p25 ft2"><SPAN class="ft3">av </SPAN>Finansinspektionen<SPAN class="ft3">, om</SPAN></P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft3">ningar om sin verksamhet och där-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td240"><P class="p165 ft3">1. värdepappersförvararen</P></TD>
<TD class="tr25 td18"><P class="p30 ft3">gen-</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft3">med sammanhängande omständig-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td240"><P class="p25 ft3">om att överträda denna lag</P></TD>
<TD class="tr25 td18"><P class="p30 ft3">eller</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft3">heter enligt föreskrifter som med-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td241"><P class="p25 ft3">någon föreskrift</P></TD>
<TD colspan=2 class="tr26 td139"><P class="p66 ft3">som</P></TD>
<TD colspan=2 class="tr26 td54"><P class="p94 ft28">har</P></TD>
<TD class="tr26 td18"><P class="p30 ft3">med-</P></TD>
<TD colspan=2 class="tr26 td158"><P class="p20 ft3">delats med stöd av denna lag.</P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td165"><P class="p25 ft3">delats med stöd av lagen eller på</P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td153"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td165"><P class="p25 ft3">annat sätt visat sig olämplig att</P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td153"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td168"><P class="p25 ft3">utöva verksamheten,</P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td153"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td240"><P class="p165 ft3">2. värdepappersförvararen</P></TD>
<TD class="tr25 td18"><P class="p30 ft3">inte</P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td153"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td241"><P class="p25 ft3">bedriver sådan</P></TD>
<TD colspan=4 class="tr25 td105"><P class="p65 ft28">verksamhet</P></TD>
<TD class="tr25 td18"><P class="p30 ft3">som</P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td153"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td243"><P class="p25 ft3">auktorisationen avser,</P></TD>
<TD class="tr26 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td153"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td239"><P class="p165 ft3">3. såvitt</P></TD>
<TD colspan=2 class="tr25 td77"><P class="p71 ft3">gäller</P></TD>
<TD class="tr25 td91"><P class="p76 ft3">ett</P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td64"><P class="p30 ft28">svenskt</P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td153"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td239"><P class="p25 ft3">aktiebolag,</P></TD>
<TD colspan=2 class="tr25 td77"><P class="p20 ft3">bolagets</P></TD>
<TD colspan=2 class="tr25 td45"><P class="p71 ft3">egna</P></TD>
<TD colspan=2 class="tr25 td64"><P class="p30 ft28">kapital</P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td153"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td165"><P class="p25 ft3">understiger två tredjedelar av det</P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td153"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td239"><P class="p25 ft28">registrerade</P></TD>
<TD colspan=5 class="tr25 td138"><P class="p62 ft3">aktiekapitalet</P></TD>
<TD class="tr25 td18"><P class="p30 ft3">och</P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td153"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td165"><P class="p25 ft3">bristen inte har täckts inom tre</P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td153"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td165"><P class="p25 ft3">månader från det att den blev känd</P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td153"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td241"><P class="p25 ft3">för bolaget, eller</P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td153"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td239"><P class="p165 ft3">4. någon</P></TD>
<TD class="tr25 td84"><P class="p42 ft3">som</P></TD>
<TD colspan=2 class="tr25 td139"><P class="p71 ft3">ingår</P></TD>
<TD class="tr25 td12"><P class="p66 ft3">i</P></TD>
<TD colspan=2 class="tr25 td64"><P class="p30 ft3">värde-</P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td153"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td168"><P class="p25 ft3">pappersförvararens</P></TD>
<TD colspan=3 class="tr26 td70"><P class="p123 ft3">styrelse</P></TD>
<TD class="tr26 td18"><P class="p30 ft3">eller</P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td153"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td241"><P class="p25 ft3">är verkställande</P></TD>
<TD colspan=4 class="tr31 td105"><P class="p94 ft3">direktör</P></TD>
<TD class="tr31 td18"><P class="p30 ft3">eller</P></TD>
<TD class="tr31 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td153"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td100"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p320 ft35"><SPAN class="ft34">15 </SPAN>Senaste lydelse 2005:558. Ändringen innebär bl.a. att fjärde och femte styckena tas bort.</P>
<P class="p125 ft2">58</P>
</DIV>
<DIV id="page_59">
<DIV id="tx1"><SPAN class="ft53">Tillsynsbefogenheter</SPAN></DIV>
<DIV id="tx2"><SPAN class="ft59">Föreläggande om att lämna uppgifter</SPAN></DIV>
<DIV id="tx3"><SPAN class="ft3">5 §</SPAN></DIV>
<DIV id="tx4"><SPAN class="ft3">För tillsynen över att bestäm- melserna i denna lag följs, liksom bestämmelserna i förordningen om värdepapperscentraler, i den ursprungliga lydelsen, och andra författningar som reglerar verk-</SPAN></DIV>
<DIV id="tx5"><SPAN class="ft3">Regeringen eller den myndighet som regeringen bestämmer kan med stöd av 8 kap. 7 § regerings- formen meddela föreskrifter om att vissa uppgifter som enligt 3 § första stycket ska lämnas till</SPAN></DIV>
<DIV id="tx6"><SPAN class="ft4">Finansinspektionen </SPAN><SPAN class="ft36">i stället ska lämnas till Statistiska central- byrån.</SPAN></DIV>
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p321 ft36">dennes ställföreträdare inte upp- fyller de krav som anges i 2 kap. 2 § första stycket 4.</P>
<P class="p227 ft3">Om det är tillräckligt får <SPAN class="ft2">Finans- inspektionen </SPAN>i fall som avses i första stycket 1 meddela varning i stället för att återkalla auktorisa- tionen.</P>
<P class="p227 ft3">Vid tillämpning av första stycket 3 skall det egna kapitalet beräknas enligt 25 kap. 14 § aktiebolagslagen (2005:551).</P>
<P class="p228 ft3">I fall som avses i första stycket 4 får auktorisationen återkallas bara om Finansinspektionen först invänt mot att personen ingår i styrelsen eller är verkställande direktör eller dennes ställföre- trädare och om han, efter en av inspektionen bestämd tid av högst tre månader, fortfarande finns kvar i styrelsen eller är verkstäl- lande direktör eller dennes ställ- företrädare.</P>
<P class="p307 ft38">Vid återkallelse av auktorisation får Finansinspektionen besluta om hur verksamheten skall avvecklas.</P>
</DIV>
<DIV id="id_1_2">
<P class="p322 ft2">Prop. 2015/16:10</P>
<P class="p323 ft36">Värdepapperscentralen ska där- utöver lämna <SPAN class="ft4">Finansinspektionen </SPAN>de upplysningar som inspektionen begär.</P>
<P class="p324 ft36">Regeringen eller den myndighet som regeringen bestämmer får meddela föreskrifter om uppgifts- skyldigheten enligt första stycket.</P>
</DIV>
</DIV>
<DIV id="id_2">
<P class="p325 ft4">4 § <SPAN class="ft36">Om </SPAN>Finansinspektionen <SPAN class="ft36">med-</SPAN></P>
<P class="p326 ft36">delar ett föreläggande enligt 3 kap. 6 § eller 9 kap. 2 § får inspektionen förelägga vite.</P>
<P class="p327 ft2">59</P>
</DIV>
</DIV>
<DIV id="page_60">
<TABLE cellpadding=0 cellspacing=0 class="t46">
<TR>
<TD class="tr28 td165"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr28 td135"><P class="p20 ft3">samheten,</P></TD>
<TD class="tr28 td72"><P class="p69 ft3">får</P></TD>
<TD class="tr28 td191"><P class="p17 ft28">Finansinspektionen</P></TD>
</TR>
<TR>
<TD class="tr26 td165"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td135"><P class="p20 ft3">förelägga</P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td191"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3">1. ett företag eller någon annan</P></TD>
</TR>
<TR>
<TD class="tr25 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft3">att tillhandahålla uppgifter, hand-</P></TD>
</TR>
<TR>
<TD class="tr26 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft3">lingar eller annat, och</P></TD>
</TR>
<TR>
<TD class="tr25 td165"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td135"><P class="p87 ft3">2. den</P></TD>
<TD class="tr25 td72"><P class="p134 ft3">som</P></TD>
<TD class="tr25 td191"><P class="p17 ft3">förväntas kunna</P></TD>
</TR>
<TR>
<TD class="tr25 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft3">lämna upplysningar i saken att</P></TD>
</TR>
<TR>
<TD class="tr26 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft3">inställa sig till förhör på tid och</P></TD>
</TR>
<TR>
<TD class="tr25 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft3">plats som inspektionen bestämmer.</P></TD>
</TR>
<TR>
<TD class="tr25 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3">Första stycket gäller inte i den</P></TD>
</TR>
<TR>
<TD class="tr26 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td197"><P class="p20 ft3">utsträckning</P></TD>
<TD class="tr26 td191"><P class="p17 ft3">uppgiftslämnandet</P></TD>
</TR>
<TR>
<TD class="tr25 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft3">skulle strida mot den i lag regle-</P></TD>
</TR>
<TR>
<TD class="tr27 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr27 td143"><P class="p20 ft28">rade tystnadsplikten för advokater.</P></TD>
</TR>
</TABLE>
<P class="p328 ft56">Föreläggande att upphöra med viss verksamhet</P>
<P class="p241 ft3">6 §</P>
<P class="p329 ft3">Om någon i Sverige driver sådan verksamhet som kräver auktorisation enligt förordningen om värdepapperscentraler utan att vara berättigad till det, ska Finansinspektionen förelägga denne att upphöra med verksam- heten. Finansinspektionen får även besluta om att denne ska betala en sanktionsavgift enligt 17 §.</P>
<P class="p330 ft3">Om det är osäkert om för- ordningen är tillämplig på en viss verksamhet, får inspektionen före- lägga den som driver verksam- heten att lämna de upplysningar om verksamheten som inspek- tionen behöver för att bedöma om så är fallet.</P>
<P class="p331 ft36">Ett föreläggande enligt denna paragraf som avser en utländsk juridisk person får även riktas mot den som i Sverige är verksam för företagets räkning.</P>
<P class="p241 ft55">Vite</P>
<P class="p242 ft3">7 §</P>
<P class="p330 ft41">Ett föreläggande enligt denna lag får förenas med vite.</P>
<P class="p247 ft2">60</P>
</DIV>
<DIV id="page_61">
<DIV>
<DIV id="id_1">
<P class="p16 ft55">Platsundersökning</P>
<P class="p332 ft3">8 §</P>
<P class="p333 ft36">Om det finns skäl för det, får Finansinspektionen genomföra en platsundersökning hos en svensk värdepapperscentral eller en juridisk person till vilken värde- papperscentralen har utkontrakt- erat verksamhet.</P>
<P class="p334 ft56">Sammankallande av styrelse eller stämma</P>
<P class="p302 ft3">9 §</P>
<P class="p335 ft28">Finansinspektionen får samman- kalla styrelsen i en svensk värde- papperscentral. Inspektionen får även begära att styrelsen kallar till extra stämma. Om styrelsen inte rättar sig efter en sådan begäran, får inspektionen utfärda kallelsen.</P>
<P class="p336 ft36">Finansinspektionen får närvara vid en stämma och vid ett sådant styrelsesammanträde som inspek- tionen har sammankallat samt delta i överläggningarna.</P>
<P class="p302 ft55">Förordnande av revisorer</P>
<P class="p332 ft3">10 §</P>
<P class="p337 ft3">Finansinspektionen har rätt att förordna en eller flera revisorer att tillsammans med övriga revi- sorer delta i revisionen av en svensk värdepapperscentral. Inspektionen får när som helst återkalla ett sådant förordnande och utse en ny revisor.</P>
<P class="p338 ft36">Revisorn har rätt till skäligt arvode av värdepapperscentralen för sitt arbete. Storleken på arvodet beslutas av Finansinspek- tionen.</P>
<P class="p302 ft53">Ingripanden</P>
<P class="p332 ft55">Överträdelser</P>
<P class="p332 ft3">11 §</P>
<P class="p339 ft3">Finansinspektionen ska ingripa</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">61</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_62">
<TABLE cellpadding=0 cellspacing=0 class="t58">
<TR>
<TD class="tr28 td244"><P class="p340 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr28 td1"><P class="p239 ft3">om</P></TD>
<TD class="tr28 td55"><P class="p76 ft3">en</P></TD>
<TD colspan=6 class="tr28 td108"><P class="p20 ft28">värdepapperscentral</P></TD>
<TD class="tr28 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td55"><P class="p17 ft3">eller</P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr26 td9"><P class="p239 ft3">ett svenskt utsett kreditinstitut har</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td246"><P class="p239 ft3">åsidosatt</P></TD>
<TD colspan=5 class="tr25 td106"><P class="p26 ft3">sina skyldigheter</P></TD>
<TD colspan=2 class="tr25 td71"><P class="p17 ft28">enligt</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td9"><P class="p239 ft28">denna lag, förordningen om värde-</P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr26 td9"><P class="p239 ft3">papperscentraler, i den ursprung-</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td9"><P class="p239 ft3">liga lydelsen, eller andra författ-</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td9"><P class="p239 ft28">ningar som reglerar verksamheten.</P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr26 td9"><P class="p240 ft3">I sådana fall ska <NOBR>14–18,</NOBR> <NOBR>24–26</NOBR></P></TD>
</TR>
<TR>
<TD class="tr31 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr31 td235"><P class="p239 ft3">och <NOBR>29–32</NOBR> §§ tillämpas.</P></TD>
<TD class="tr31 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td234"><P class="p239 ft3">12 §</P></TD>
<TD class="tr41 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td235"><P class="p240 ft28">Finansinspektionen ska</P></TD>
<TD colspan=3 class="tr25 td70"><P class="p17 ft3">ingripa</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td9"><P class="p239 ft3">mot någon som ingår i en svensk</P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr26 td9"><P class="p239 ft28">värdepapperscentrals styrelse eller</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td1"><P class="p239 ft3">är</P></TD>
<TD colspan=2 class="tr25 td45"><P class="p71 ft3">dess</P></TD>
<TD colspan=4 class="tr25 td133"><P class="p88 ft28">verkställande</P></TD>
<TD colspan=3 class="tr25 td70"><P class="p17 ft28">direktör,</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td9"><P class="p239 ft3">eller ersättare för någon av dem,</P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td203"><P class="p239 ft3">om värdepapperscentralen</P></TD>
<TD class="tr26 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td247"><P class="p240 ft28">1. tillhandahåller</P></TD>
<TD colspan=2 class="tr25 td24"><P class="p76 ft3">tjänster</P></TD>
<TD colspan=2 class="tr25 td71"><P class="p17 ft28">enligt</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td9"><P class="p239 ft3">avsnitten A, B och C i bilagan till</P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td143"><P class="p239 ft3">förordningen</P></TD>
<TD class="tr26 td14"><P class="p66 ft3">om</P></TD>
<TD class="tr26 td4"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td36"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td246"><P class="p239 ft3">centraler,</P></TD>
<TD class="tr25 td14"><P class="p341 ft3">i</P></TD>
<TD colspan=2 class="tr25 td163"><P class="p314 ft3">den</P></TD>
<TD colspan=4 class="tr25 td36"><P class="p17 ft3">ursprungliga</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td9"><P class="p239 ft3">lydelsen, i strid med artiklarna 16,</P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td203"><P class="p239 ft3">25 eller 54 i förordningen,</P></TD>
<TD class="tr26 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td234"><P class="p240 ft3">2. har</P></TD>
<TD colspan=2 class="tr25 td27"><P class="p66 ft3">fått</P></TD>
<TD colspan=5 class="tr25 td133"><P class="p20 ft3">auktorisationer</P></TD>
<TD class="tr25 td55"><P class="p17 ft3">som</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td9"><P class="p239 ft3">krävs enligt artikel 16 i förord-</P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr26 td9"><P class="p239 ft3">ningen om värdepapperscentraler,</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td1"><P class="p239 ft3">i</P></TD>
<TD class="tr25 td55"><P class="p20 ft3">den</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td133"><P class="p26 ft3">ursprungliga</P></TD>
<TD colspan=3 class="tr25 td70"><P class="p17 ft28">lydelsen,</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td234"><P class="p239 ft3">genom</P></TD>
<TD colspan=3 class="tr25 td99"><P class="p75 ft28">osanna</P></TD>
<TD colspan=3 class="tr25 td28"><P class="p1 ft3">uppgifter</P></TD>
<TD class="tr25 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p17 ft3">eller</P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td234"><P class="p239 ft3">andra</P></TD>
<TD colspan=3 class="tr26 td99"><P class="p20 ft3">olagliga</P></TD>
<TD colspan=3 class="tr26 td28"><P class="p1 ft3">metoder</P></TD>
<TD colspan=2 class="tr26 td71"><P class="p17 ft28">enligt</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td203"><P class="p239 ft28">artikel 20.1 b i förordningen,</P></TD>
<TD class="tr25 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td9"><P class="p240 ft3">3. låtit bli att uppfylla kapital-</P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr26 td9"><P class="p239 ft3">kravet i strid med artikel 47.1 i</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td143"><P class="p239 ft3">förordningen</P></TD>
<TD class="tr25 td14"><P class="p66 ft3">om</P></TD>
<TD class="tr25 td4"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td36"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td246"><P class="p239 ft3">centraler,</P></TD>
<TD class="tr25 td14"><P class="p341 ft3">i</P></TD>
<TD colspan=2 class="tr25 td163"><P class="p314 ft3">den</P></TD>
<TD colspan=4 class="tr25 td36"><P class="p17 ft3">ursprungliga</P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td246"><P class="p239 ft3">lydelsen,</P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td246"><P class="p240 ft3">4. låtit</P></TD>
<TD class="tr25 td14"><P class="p206 ft28">bli</P></TD>
<TD colspan=2 class="tr25 td163"><P class="p32 ft3">att</P></TD>
<TD colspan=3 class="tr25 td135"><P class="p74 ft3">uppfylla</P></TD>
<TD class="tr25 td55"><P class="p17 ft3">de</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td9"><P class="p239 ft3">organisatoriska kraven i strid med</P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td246"><P class="p239 ft28">artiklarna</P></TD>
<TD colspan=2 class="tr26 td69"><P class="p64 ft3"><NOBR>26–30</NOBR></P></TD>
<TD class="tr26 td4"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td36"><P class="p17 ft3">i förordningen</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td1"><P class="p239 ft3">om</P></TD>
<TD colspan=7 class="tr25 td233"><P class="p76 ft3">värdepapperscentraler,</P></TD>
<TD class="tr25 td245"><P class="p74 ft3">i</P></TD>
<TD class="tr25 td55"><P class="p28 ft3">den</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td235"><P class="p239 ft3">ursprungliga lydelsen,</P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr26 td9"><P class="p240 ft3">5. låtit bli att följa uppförande-</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td9"><P class="p239 ft3">reglerna i strid med artiklarna</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td9"><P class="p239 ft3"><NOBR>32–35</NOBR> i förordningen om värde-</P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr26 td9"><P class="p239 ft3">papperscentraler, i den ursprung-</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td143"><P class="p239 ft3">liga lydelsen,</P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td9"><P class="p240 ft28">6. låtit bli att uppfylla kraven för</P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr26 td9"><P class="p239 ft28">värdepapperscentraltjänster i strid</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td9"><P class="p239 ft3">med artiklarna <NOBR>37–41</NOBR> i förord-</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td9"><P class="p239 ft3">ningen om värdepapperscentraler,</P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td203"><P class="p239 ft3">i den ursprungliga lydelsen,</P></TD>
<TD class="tr26 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td244"><P class="p342 ft2">62</P></TD>
<TD colspan=3 class="tr31 td246"><P class="p240 ft3">7. låtit</P></TD>
<TD class="tr31 td14"><P class="p20 ft3">bli</P></TD>
<TD class="tr31 td14"><P class="p20 ft3">att</P></TD>
<TD colspan=5 class="tr31 td128"><P class="p17 ft3">uppfylla stabili-</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_63">
<DIV>
<DIV id="id_1">
<P class="p343 ft36">tetskraven i strid med artiklarna <NOBR>43–47</NOBR> i förordningen om värde- papperscentraler, i den ursprung- liga lydelsen,</P>
<P class="p337 ft3"><SPAN class="ft3">8.</SPAN><SPAN class="ft63">låtit bli att uppfylla kraven på länkar mellan värdepappers- centraler i strid med artikel 48 i förordningen om värdepappers- centraler, i den ursprungliga lydelsen, eller</SPAN></P>
<P class="p337 ft3"><SPAN class="ft3">9.</SPAN><SPAN class="ft63">utan giltig grund vägrat att bevilja olika typer av tillträde i strid med artiklarna </SPAN><NOBR>49–53</NOBR> i förordningen om värdepappers- centraler, i den ursprungliga lydelsen.</P>
<P class="p344 ft3">Ett ingripande enligt första stycket får ske endast om värde- papperscentralens överträdelse är allvarlig och personen i fråga upp- såtligen eller av grov oaktsamhet orsakat överträdelsen.</P>
<P class="p345 ft3">Ingripande sker genom</P>
<P class="p346 ft3"><SPAN class="ft3">1.</SPAN><SPAN class="ft63">beslut att personen i fråga under en viss tid, lägst tre och högst tio år, eller, för upprepade allvarliga överträdelser, perma- nent inte får vara styrelseledamot, verkställande direktör eller ersätt- are för någon av dem i värdepap- perscentralen, eller</SPAN></P>
<P class="p347 ft3"><SPAN class="ft3">2.</SPAN><SPAN class="ft63">beslut om sanktionsavgift.</SPAN></P>
<P class="p332 ft3">13 §</P>
<P class="p337 ft3">Finansinspektionen ska även ingripa mot någon som ingår i ett svenskt utsett kreditinstituts styrelse eller är dess verkställande direktör, eller ersättare för någon av dem, om det utsedda kredit- institutet</P>
<P class="p333 ft3"><SPAN class="ft3">1.</SPAN><SPAN class="ft63">låtit bli att uppfylla de sär- skilda stabilitetskraven för kredit- risker i strid med artikel 59.3 i förordningen om värdepappers- centraler, i den ursprungliga lydelsen, eller</SPAN></P>
<P class="p336 ft36"><SPAN class="ft3">2.</SPAN><SPAN class="ft64">låtit bli att uppfylla särskilda stabilitetskrav för likviditetsrisker i strid med artikel 59.4 i förord- ningen om värdepapperscentraler,</SPAN></P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">63</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_64">
<TABLE cellpadding=0 cellspacing=0 class="t58">
<TR>
<TD class="tr28 td244"><P class="p340 ft2">Prop. 2015/16:10</P></TD>
<TD colspan=8 class="tr28 td203"><P class="p239 ft3">i den ursprungliga lydelsen.</P></TD>
<TD class="tr28 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td221"><P class="p240 ft3">Ett</P></TD>
<TD colspan=4 class="tr26 td160"><P class="p68 ft3">ingripande</P></TD>
<TD colspan=2 class="tr26 td35"><P class="p67 ft28">enligt</P></TD>
<TD class="tr26 td75"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td71"><P class="p17 ft3">första</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td9"><P class="p239 ft3">stycket får ske endast om insti-</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td9"><P class="p239 ft28">tutets överträdelse är allvarlig och</P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr26 td9"><P class="p239 ft3">personen i fråga uppsåtligen eller</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td9"><P class="p239 ft3">av grov oaktsamhet orsakat över-</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td83"><P class="p239 ft3">trädelsen.</P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td248"><P class="p240 ft3">Ingripande sker genom</P></TD>
<TD class="tr26 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td83"><P class="p240 ft3">1. beslut</P></TD>
<TD class="tr25 td100"><P class="p42 ft3">att</P></TD>
<TD class="tr25 td4"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td135"><P class="p20 ft3">personen</P></TD>
<TD class="tr25 td75"><P class="p20 ft3">i</P></TD>
<TD colspan=2 class="tr25 td71"><P class="p17 ft3">fråga</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td9"><P class="p239 ft3">under en viss tid, lägst tre och</P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr26 td9"><P class="p239 ft3">högst tio år, eller, för upprepade</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td83"><P class="p239 ft3">allvarliga</P></TD>
<TD colspan=5 class="tr25 td36"><P class="p20 ft3">överträdelser,</P></TD>
<TD colspan=3 class="tr25 td63"><P class="p17 ft3">perma-</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td9"><P class="p239 ft3">nent inte får vara styrelseledamot,</P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr26 td9"><P class="p239 ft3">verkställande direktör eller ersätt-</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td9"><P class="p239 ft3">are för någon av dem i institutet,</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td221"><P class="p239 ft3">eller</P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=9 class="tr27 td249"><P class="p240 ft3">2. beslut om sanktionsavgift.</P></TD>
<TD class="tr27 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr41 td248"><P class="p239 ft55">Föreläggande om rättelse</P></TD>
<TD class="tr41 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td244"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td221"><P class="p239 ft3">14 §</P></TD>
<TD class="tr40 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td250"><P class="p240 ft3">Finansinspektionen</P></TD>
<TD class="tr25 td10"><P class="p20 ft3">får</P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td71"><P class="p17 ft3">före-</P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr26 td9"><P class="p239 ft3">lägga den som har åsidosatt sina</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td151"><P class="p239 ft3">skyldigheter enligt</P></TD>
<TD colspan=3 class="tr25 td70"><P class="p60 ft3">denna</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p17 ft3">lag,</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td251"><P class="p239 ft3">förordningen</P></TD>
<TD colspan=2 class="tr25 td163"><P class="p26 ft3">om</P></TD>
<TD colspan=5 class="tr25 td116"><P class="p17 ft28">värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td83"><P class="p239 ft3">centraler,</P></TD>
<TD class="tr26 td100"><P class="p1 ft3">i</P></TD>
<TD colspan=2 class="tr26 td163"><P class="p1 ft3">den</P></TD>
<TD colspan=5 class="tr26 td116"><P class="p17 ft3">ursprungliga</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td9"><P class="p239 ft3">lydelsen, eller andra författningar</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td221"><P class="p239 ft3">som</P></TD>
<TD colspan=2 class="tr25 td77"><P class="p20 ft3">reglerar</P></TD>
<TD class="tr25 td4"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td171"><P class="p26 ft3">verksamheten</P></TD>
<TD class="tr25 td20"><P class="p17 ft3">att</P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr26 td9"><P class="p239 ft3">inom viss tid vidta en viss åtgärd</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td9"><P class="p239 ft3">för att komma till rätta med</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td9"><P class="p239 ft3">situationen eller att upphöra med</P></TD>
</TR>
<TR>
<TD class="tr27 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr27 td151"><P class="p239 ft3">ett visst agerande.</P></TD>
<TD class="tr27 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr38 td9"><P class="p239 ft55">Återkallelse av auktorisation och</P></TD>
</TR>
<TR>
<TD class="tr27 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td83"><P class="p239 ft55">varning</P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td244"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td221"><P class="p239 ft3">15 §</P></TD>
<TD class="tr38 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr26 td9"><P class="p240 ft3">I artiklarna 20 och 57 i</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td251"><P class="p239 ft3">förordningen</P></TD>
<TD colspan=2 class="tr25 td163"><P class="p26 ft3">om</P></TD>
<TD colspan=5 class="tr25 td116"><P class="p17 ft28">värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td123"><P class="p239 ft3">centraler finns</P></TD>
<TD colspan=5 class="tr25 td171"><P class="p61 ft3">bestämmelser</P></TD>
<TD class="tr25 td20"><P class="p17 ft3">om</P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td83"><P class="p239 ft28">återkallelse</P></TD>
<TD colspan=2 class="tr26 td55"><P class="p68 ft3">av</P></TD>
<TD colspan=5 class="tr26 td171"><P class="p89 ft28">auktorisation</P></TD>
<TD class="tr26 td20"><P class="p17 ft3">för</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td250"><P class="p239 ft3">värdepapperscentraler</P></TD>
<TD colspan=2 class="tr25 td72"><P class="p20 ft3">vid</P></TD>
<TD colspan=2 class="tr25 td71"><P class="p17 ft28">bland</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td9"><P class="p239 ft3">annat överträdelser av bestäm-</P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr26 td250"><P class="p239 ft3">melser i förordningen.</P></TD>
<TD class="tr26 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td221"><P class="p240 ft3">Vid</P></TD>
<TD colspan=2 class="tr25 td77"><P class="p70 ft3">andra</P></TD>
<TD class="tr25 td4"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td171"><P class="p134 ft28">överträdelser</P></TD>
<TD class="tr25 td20"><P class="p17 ft3">av</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td251"><P class="p239 ft3">bestämmelser</P></TD>
<TD class="tr25 td4"><P class="p20 ft3">i</P></TD>
<TD colspan=5 class="tr25 td171"><P class="p77 ft28">förordningen</P></TD>
<TD class="tr25 td20"><P class="p17 ft3">om</P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr26 td9"><P class="p239 ft3">värdepapperscentraler, i den ur-</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td9"><P class="p239 ft3">sprungliga lydelsen, än de som</P></TD>
</TR>
<TR>
<TD class="tr25 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td9"><P class="p239 ft3">avses i första stycket eller över-</P></TD>
</TR>
<TR>
<TD class="tr26 td244"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr26 td9"><P class="p239 ft3">trädelser av bestämmelser i denna</P></TD>
</TR>
<TR>
<TD class="tr31 td244"><P class="p342 ft2">64</P></TD>
<TD colspan=10 class="tr31 td9"><P class="p239 ft3">lag eller andra författningar som</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_65">
<DIV>
<DIV id="id_1">
<P class="p343 ft36">reglerar värdepapperscentralens eller det svenska utsedda kredit- institutets verksamhet, får Finans- inspektionen meddela varning.</P>
<P class="p212 ft3">16 §</P>
<P class="p344 ft38">Vid återkallelse av auktorisation för en svensk värdepapperscentral får Finansinspektionen besluta om hur verksamheten ska avvecklas.</P>
<P class="p348 ft55">Sanktionsavgift</P>
<P class="p348 ft3">17 §</P>
<P class="p346 ft3">Om Finansinspektionen har meddelat beslut om varning enligt 15 § andra stycket, får inspek- tionen besluta att värdepappers- centralen eller det utsedda kredit- institutet ska betala en sanktions- avgift. Finansinspektionen får också besluta om sanktionsavgift, om inspektionen har beslutat om föreläggande enligt 6 § första stycket.</P>
<P class="p349 ft3">Avgiften tillfaller staten.</P>
<P class="p332 ft3">18 §</P>
<P class="p335 ft38">Sanktionsavgift för en värdepap- perscentral eller ett utsett kredit- institut ska fastställas till högst</P>
<P class="p337 ft3"><SPAN class="ft3">1.</SPAN><SPAN class="ft63">ett belopp som per den 24 juli 2014 i svenska kronor motsvarade 20 miljoner euro,</SPAN></P>
<P class="p337 ft3"><SPAN class="ft3">2.</SPAN><SPAN class="ft63">två gånger den vinst som värdepapperscentralen eller det utsedda kreditinstitutet erhållit till följd av regelöverträdelsen, om beloppet går att fastställa, eller</SPAN></P>
<P class="p350 ft28"><SPAN class="ft28">3.</SPAN><SPAN class="ft65">tio procent av värdepappers- centralens eller det utsedda kredit- institutets eller, i förekommande fall, koncernens omsättning när- mast föregående räkenskapsår.</SPAN></P>
<P class="p351 ft36">Om överträdelsen har skett under värdepapperscentralens eller det utsedda kreditinstitutets första verksamhetsår eller om uppgifter om omsättningen annars saknas eller är bristfälliga, får omsättningen uppskattas.</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">65</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_66">
<TABLE cellpadding=0 cellspacing=0 class="t46">
<TR>
<TD class="tr28 td165"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD colspan=4 class="tr28 td143"><P class="p17 ft3">Avgiften får inte vara så stor att</P></TD>
</TR>
<TR>
<TD class="tr26 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td157"><P class="p20 ft3">värdepapperscentralen</P></TD>
<TD class="tr26 td64"><P class="p17 ft3">därefter</P></TD>
</TR>
<TR>
<TD class="tr25 td165"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td45"><P class="p20 ft3">inte</P></TD>
<TD class="tr25 td135"><P class="p20 ft3">uppfyller</P></TD>
<TD colspan=2 class="tr25 td144"><P class="p17 ft3">kapitalkraven i</P></TD>
</TR>
<TR>
<TD class="tr25 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft3">artikel 47.1 i förordningen om</P></TD>
</TR>
<TR>
<TD class="tr26 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft3">värdepapperscentraler, i den ur-</P></TD>
</TR>
<TR>
<TD class="tr25 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft3">sprungliga lydelsen, eller att det</P></TD>
</TR>
<TR>
<TD class="tr25 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft3">utsedda kreditinstitutet inte upp-</P></TD>
</TR>
<TR>
<TD class="tr26 td165"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td45"><P class="p20 ft3">fyller</P></TD>
<TD class="tr26 td135"><P class="p42 ft3">kraven i</P></TD>
<TD class="tr26 td98"><P class="p20 ft3">6 kap.</P></TD>
<TD class="tr26 td64"><P class="p17 ft3">1 § lagen</P></TD>
</TR>
<TR>
<TD class="tr25 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft3">(2004:297) om bank- och finansi-</P></TD>
</TR>
<TR>
<TD class="tr27 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td47"><P class="p20 ft3">eringsrörelse.</P></TD>
<TD class="tr27 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td64"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p352 ft3">19 §</P>
<P class="p245 ft36">Sanktionsavgiften för en fysisk person ska fastställas till högst</P>
<P class="p353 ft3">1. ett belopp som per den 24 juli</P>
<P class="p354 ft36">2014 i svenska kronor motsvarade fem miljoner euro, eller</P>
<P class="p245 ft3">2. två gånger den vinst som den fysiska personen erhållit till följd av regelöverträdelsen, om be- loppet går att fastställa.</P>
<P class="p355 ft3">Avgiften tillfaller staten.</P>
<P class="p356 ft55">Sanktionsföreläggande</P>
<TABLE cellpadding=0 cellspacing=0 class="t65">
<TR>
<TD class="tr2 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td252"><P class="p357 ft3">20 §</P></TD>
<TD class="tr2 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td71"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td253"><P class="p358 ft3">Frågor om</P></TD>
<TD colspan=2 class="tr25 td52"><P class="p74 ft28">ingripanden</P></TD>
<TD class="tr25 td71"><P class="p17 ft3">mot</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td254"><P class="p357 ft3">fysiska personer för överträdelser</P></TD>
</TR>
<TR>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr26 td254"><P class="p357 ft3">enligt 12 eller 13 § tas upp av</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td255"><P class="p357 ft3">Finansinspektionen</P></TD>
<TD class="tr25 td18"><P class="p62 ft28">genom</P></TD>
<TD class="tr25 td71"><P class="p17 ft3">sank-</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td255"><P class="p357 ft3">tionsföreläggande.</P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr26 td254"><P class="p17 ft3">Ett sanktionsföreläggande inne-</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td254"><P class="p357 ft3">bär att den fysiska personen före-</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td254"><P class="p357 ft3">läggs att inom en viss tid god-</P></TD>
</TR>
<TR>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr26 td254"><P class="p357 ft3">känna ett ingripande enligt 12 §</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td252"><P class="p357 ft3">tredje</P></TD>
<TD class="tr25 td107"><P class="p71 ft3">stycket</P></TD>
<TD class="tr25 td72"><P class="p20 ft3">eller</P></TD>
<TD class="tr25 td18"><P class="p91 ft3">13 §</P></TD>
<TD class="tr25 td71"><P class="p17 ft3">tredje</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td254"><P class="p357 ft3">stycket som är bestämt till tid eller</P></TD>
</TR>
<TR>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td253"><P class="p357 ft3">belopp.</P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td71"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td254"><P class="p17 ft3">När föreläggandet har godkänts,</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td254"><P class="p357 ft3">gäller det som ett domstols-</P></TD>
</TR>
<TR>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr26 td254"><P class="p357 ft3">avgörande som fått laga kraft. Ett</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td254"><P class="p357 ft3">godkännande som görs efter den</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td254"><P class="p357 ft3">tid som angetts i föreläggandet är</P></TD>
</TR>
<TR>
<TD class="tr27 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td253"><P class="p357 ft3">utan verkan.</P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td71"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td252"><P class="p357 ft3">21 §</P></TD>
<TD class="tr38 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td71"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td252"><P class="p358 ft3">Ett</P></TD>
<TD colspan=4 class="tr26 td150"><P class="p17 ft3">sanktionsföreläggande ska</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td255"><P class="p357 ft3">innehålla uppgift om</P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td254"><P class="p17 ft3">1. den fysiska person som före-</P></TD>
</TR>
<TR>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td255"><P class="p357 ft3">läggandet avser,</P></TD>
<TD class="tr26 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td71"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td6"><P class="p17 ft2">66</P></TD>
<TD colspan=5 class="tr31 td254"><P class="p17 ft3">2. överträdelsen och de omstän-</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_67">
<DIV>
<DIV id="id_1">
<P class="p126 ft36">digheter som behövs för att känne- teckna den,</P>
<P class="p337 ft3"><SPAN class="ft3">3.</SPAN><SPAN class="ft63">de bestämmelser som är tillämpliga på överträdelsen, och</SPAN></P>
<P class="p337 ft36"><SPAN class="ft3">4.</SPAN><SPAN class="ft64">den sanktion som föreläggs personen.</SPAN></P>
<P class="p337 ft36">Föreläggandet ska också inne- hålla en upplysning om att an- sökan om sanktion kan komma att ges in till domstol, om föreläggan- det inte godkänns inom den tid som Finansinspektionen anger.</P>
<P class="p359 ft3">22 §</P>
<P class="p350 ft28">Om ett sanktionsföreläggande inte har godkänts inom angiven tid, får Finansinspektionen ansöka hos domstol om att sanktion ska beslutas. En sådan ansökan ska göras hos den förvaltningsrätt som är behörig att pröva ett över- klagande av Finansinspektionens beslut om ingripande mot värde- papperscentralen eller det utsedda kreditinstitutet för samma över- trädelse.</P>
<P class="p360 ft36">Prövningstillstånd krävs vid överklagande till kammarrätten.</P>
<P class="p302 ft3">23 §</P>
<P class="p344 ft3">En sanktion för en överträdelse enligt 12 eller 13 § får beslutas bara om ett sanktionsföreläggande har delgetts den som sanktionen riktas mot inom två år från den tidpunkt då överträdelsen ägde rum.</P>
<P class="p361 ft55">Val av sanktion</P>
<P class="p332 ft3">24 §</P>
<P class="p335 ft28">Vid valet av sanktion ska Finansinspektionen ta hänsyn till hur allvarlig överträdelsen är och hur länge den pågått. Särskild hänsyn ska tas till graden av ansvar för den som har begått överträdelsen och skador som upp- kommit till följd av överträdelsen.</P>
<P class="p338 ft41">Finansinspektionen får avstå från ingripande om en över-</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">67</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_68">
<TABLE cellpadding=0 cellspacing=0 class="t46">
<TR>
<TD class="tr28 td165"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD colspan=4 class="tr28 td143"><P class="p20 ft3">trädelse är ringa eller ursäktlig,</P></TD>
</TR>
<TR>
<TD class="tr26 td165"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td54"><P class="p20 ft3">om</P></TD>
<TD colspan=2 class="tr26 td59"><P class="p26 ft3">värdepapperscentralen</P></TD>
<TD class="tr26 td55"><P class="p28 ft28">eller</P></TD>
</TR>
<TR>
<TD class="tr25 td165"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft3">det</P></TD>
<TD class="tr25 td85"><P class="p20 ft3">utsedda</P></TD>
<TD class="tr25 td36"><P class="p134 ft28">kreditinstitutet</P></TD>
<TD class="tr25 td55"><P class="p17 ft3">gör</P></TD>
</TR>
<TR>
<TD class="tr25 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td143"><P class="p20 ft3">rättelse eller om den fysiska</P></TD>
</TR>
<TR>
<TD class="tr26 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td143"><P class="p20 ft3">personen verkat för att värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td143"><P class="p20 ft28">papperscentralen eller det utsedda</P></TD>
</TR>
<TR>
<TD class="tr25 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td90"><P class="p20 ft28">kreditinstitutet</P></TD>
<TD class="tr25 td36"><P class="p72 ft3">gör rättelse</P></TD>
<TD class="tr25 td55"><P class="p17 ft3">eller</P></TD>
</TR>
<TR>
<TD class="tr26 td165"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td143"><P class="p20 ft3">om någon annan myndighet har</P></TD>
</TR>
<TR>
<TD class="tr32 td165"><P class="p20 ft14"> </P></TD>
<TD colspan=4 class="tr32 td143"><P class="p20 ft39">vidtagit åtgärder mot värdepap-</P></TD>
</TR>
</TABLE>
<P class="p354 ft36">perscentralen, det utsedda kredit- institutet eller den fysiska per- sonen och dessa åtgärder bedöms tillräckliga.</P>
<P class="p362 ft3">25 §</P>
<P class="p329 ft3">Utöver det som anges i 24 § ska det i förmildrande riktning beaktas om den som har begått överträdel- sen i väsentlig mån genom ett aktivt samarbete har underlättat Finansinspektionens utredning.</P>
<P class="p246 ft3">I försvårande riktning ska det beaktas om den som har begått överträdelsen tidigare har gjort sig skyldig till sådana överträdel- ser som avses i 11 § första stycket, 12 § eller 13 §. Vid denna bedöm- ning ska särskild vikt fästas vid om överträdelserna är likartade och den tid som har gått mellan de olika överträdelserna.</P>
<P class="p356 ft3">26 §</P>
<P class="p330 ft3">När sanktionsavgiftens storlek fastställs, ska särskild hänsyn tas till sådana omständigheter som anges i 24 och 25 §§ samt till värdepapperscentralens, det ut- sedda kreditinstitutets eller den fysiska personens finansiella ställ- ning och, om det går att fastställa, den vinst som värdepappers- centralen, det utsedda kredit- institutet eller den fysiska per- sonen erhållit till följd av regel- överträdelsen eller de kostnader som undvikits.</P>
<P class="p363 ft2">68</P>
</DIV>
<DIV id="page_69">
<DIV>
<DIV id="id_1">
<P class="p16 ft53">Avgifter</P>
<P class="p348 ft3">27 §</P>
<P class="p337 ft3">Finansinspektionen får ta ut avgifter för prövning av ansök- ningar och anmälningar enligt förordningen om värdepappers- centraler.</P>
<P class="p364 ft28">Svenska värdepapperscentraler samt värdepapperscentraler som är etablerade i ett annat land inom EES än Sverige och värdepappers- centraler från tredjeland som har inrättat filial här i landet ska med årliga avgifter bekosta Finans- inspektionens verksamhet samt Statistiska centralbyråns verk- samhet enligt lagen (2014:484) om en databas för övervakning av och tillsyn över finansmarknaderna.</P>
<P class="p361 ft3">28 §</P>
<P class="p333 ft36">Regeringen får meddela före- skrifter om de avgifter som avses i 27 §.</P>
<P class="p365 ft53">Verkställighet av beslut om sanktionsavgift</P>
<P class="p302 ft3">29 §</P>
<P class="p333 ft3">En sanktionsavgift ska betalas till Finansinspektionen inom 30 dagar efter det att beslutet om den har fått laga kraft eller sanktions- föreläggandet godkänts eller den längre tid som anges i beslutet eller föreläggandet.</P>
<P class="p366 ft3">30 §</P>
<P class="p351 ft36">Finansinspektionens beslut om sanktionsavgift får verkställas enligt utsökningsbalken, om avgift- en inte har betalats inom den tid som anges i 29 §.</P>
<P class="p367 ft3">31 §</P>
<P class="p333 ft36">Om sanktionsavgiften inte har betalats inom den tid som anges i 29 §, ska Finansinspektionen lämna den obetalda avgiften för indrivning. Bestämmelser om in-</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">69</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_70">
<DIV id="id_1">
<TABLE cellpadding=0 cellspacing=0 class="t50">
<TR>
<TD class="tr28 td227"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr28 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td69"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr28 td60"><P class="p64 ft3">drivning finns i lagen (1993:891)</P></TD>
</TR>
<TR>
<TD class="tr26 td227"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td69"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr26 td60"><P class="p64 ft28">om indrivning av statliga fordring-</P></TD>
</TR>
<TR>
<TD class="tr31 td227"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td69"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td138"><P class="p64 ft3">ar m.m.</P></TD>
<TD class="tr31 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td227"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td98"><P class="p64 ft3">32 §</P></TD>
<TD class="tr41 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td227"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td98"><P class="p18 ft3">En</P></TD>
<TD colspan=2 class="tr25 td140"><P class="p65 ft3">sanktionsavgift</P></TD>
<TD class="tr25 td27"><P class="p28 ft3">som</P></TD>
<TD class="tr25 td27"><P class="p17 ft3">har</P></TD>
</TR>
<TR>
<TD class="tr25 td227"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td69"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td60"><P class="p64 ft3">påförts faller bort i den utsträck-</P></TD>
</TR>
<TR>
<TD class="tr26 td227"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td69"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr26 td60"><P class="p64 ft3">ning verkställighet inte har skett</P></TD>
</TR>
<TR>
<TD class="tr25 td227"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td69"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td60"><P class="p64 ft3">inom fem år från det att beslutet</P></TD>
</TR>
<TR>
<TD class="tr25 td227"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td69"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td60"><P class="p64 ft3">fick laga kraft eller sanktions-</P></TD>
</TR>
<TR>
<TD class="tr27 td227"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td69"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr27 td205"><P class="p64 ft3">föreläggandet godkändes.</P></TD>
<TD class="tr27 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td227"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td65"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td118"><P class="p93 ft29">10 kap.</P></TD>
<TD class="tr38 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td227"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td65"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td118"><P class="p221 ft2">1 §<SPAN class="ft27">16</SPAN></P></TD>
<TD class="tr26 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td256"><P class="p165 ft2">Finansinspektionens</P></TD>
<TD class="tr25 td69"><P class="p62 ft2">beslut</P></TD>
<TD colspan=3 class="tr25 td115"><P class="p65 ft2">Finansinspektionens</P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p17 ft31">beslut</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td42"><P class="p25 ft2">enligt denna lag får<SPAN class="ft3">, med undantag</SPAN></P></TD>
<TD colspan=5 class="tr25 td60"><P class="p64 ft2">enligt denna lag <SPAN class="ft3">och förordningen</SPAN></P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td42"><P class="p25 ft3">av det som följer av hänvisningen i</P></TD>
<TD class="tr26 td98"><P class="p64 ft3">om</P></TD>
<TD colspan=3 class="tr26 td86"><P class="p28 ft28">värdepapperscentraler</P></TD>
<TD class="tr26 td27"><P class="p17 ft2">får</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td42"><P class="p25 ft3">9 kap. 1 § till bestämmelser i lagen</P></TD>
<TD colspan=5 class="tr25 td60"><P class="p64 ft2">överklagas <SPAN class="ft3">till </SPAN>allmän förvalt-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td42"><P class="p25 ft3">(2007:528) om värdepappersmark-</P></TD>
<TD colspan=2 class="tr25 td138"><P class="p64 ft2">ningsdomstol.</P></TD>
<TD class="tr25 td95"><P class="p86 ft28">Beslut</P></TD>
<TD colspan=2 class="tr25 td78"><P class="p17 ft2">i ärenden</P></TD>
</TR>
<TR>
<TD class="tr26 td227"><P class="p25 ft3">naden,</P></TD>
<TD class="tr26 td170"><P class="p123 ft2">överklagas</P></TD>
<TD class="tr26 td65"><P class="p68 ft3">hos</P></TD>
<TD class="tr26 td69"><P class="p62 ft2">allmän</P></TD>
<TD class="tr26 td98"><P class="p64 ft2">som</P></TD>
<TD class="tr26 td99"><P class="p20 ft2">avses i</P></TD>
<TD class="tr26 td95"><P class="p123 ft28">9 kap.</P></TD>
<TD class="tr26 td27"><P class="p91 ft3">6 §</P></TD>
<TD class="tr26 td27"><P class="p17 ft28">andra</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td256"><P class="p25 ft2">förvaltningsdomstol. <SPAN class="ft3">Detta</SPAN></P></TD>
<TD class="tr25 td69"><P class="p62 ft3">gäller</P></TD>
<TD colspan=5 class="tr25 td60"><P class="p64 ft3">stycket, 9 och 20 §§ denna lag och</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td42"><P class="p25 ft3">dock inte beslut <SPAN class="ft2">i ärenden som</SPAN></P></TD>
<TD colspan=5 class="tr25 td60"><P class="p64 ft2"><SPAN class="ft3">i </SPAN>20 § första stycket 5 förvaltnings-</P></TD>
</TR>
<TR>
<TD class="tr26 td227"><P class="p25 ft2">avses i</P></TD>
<TD class="tr26 td170"><P class="p178 ft2">20 § första</P></TD>
<TD colspan=2 class="tr26 td36"><P class="p62 ft2">stycket 5 för-</P></TD>
<TD colspan=5 class="tr26 td60"><P class="p64 ft2">lagen (1986:223) <SPAN class="ft3">får dock inte</SPAN></P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td42"><P class="p25 ft2">valtningslagen (1986:223). <SPAN class="ft3">Pröv-</SPAN></P></TD>
<TD colspan=2 class="tr25 td138"><P class="p64 ft3">överklagas<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td42"><P class="p25 ft3">ningstillstånd krävs vid över-</P></TD>
<TD class="tr25 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td256"><P class="p25 ft28">klagande till kammarrätten.</P></TD>
<TD class="tr25 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="id_2">
<DIV id="id_2_1">
<P class="p117 ft4">Finansinspektionen får bestäm- ma att ett beslut om förbud eller föreläggande enligt 9 kap. <SPAN class="ft36">2 § </SPAN>eller om återkallelse enligt 9 kap. <SPAN class="ft36">3 </SPAN>§ <SPAN class="ft36">skall </SPAN>gälla omedelbart.</P>
</DIV>
<DIV id="id_2_2">
<P class="p211 ft3">Prövningstillstånd krävs vid överklagande till kammarrätten.</P>
<P class="p211 ft4">Finansinspektionen får bestäm- ma att ett beslut om förbud eller föreläggande enligt 9 kap. <SPAN class="ft36">6 och 14 §</SPAN>§ eller om återkallelse enligt 9 kap. <SPAN class="ft36">15 </SPAN>§ <SPAN class="ft36">första stycket ska </SPAN>gälla omedelbart.</P>
<P class="p359 ft3">2 §</P>
<P class="p368 ft3">Om Finansinspektionen i ett ärende om auktorisation enligt förordningen om värdepappers- centraler inte har meddelat beslut inom sex månader från det att ansökan gavs in, ska inspektionen underrätta sökanden om skälen för detta. Sökanden får därefter be- gära en förklaring av domstol att ärendet onödigt uppehålls.</P>
<P class="p369 ft3">En begäran om en förklaring ska</P>
</DIV>
</DIV>
<DIV id="id_3">
<P class="p370 ft35"><SPAN class="ft34">16 </SPAN>Senaste lydelse 2007:548.</P>
<P class="p109 ft2">70</P>
</DIV>
</DIV>
<DIV id="page_71">
<DIV id="dimg1">
<INGENBILD zsrc="H3031071x1.jpg/" id="img1">
</DIV>
<P class="p79 ft36">göras hos allmän förvaltnings- <SPAN class="ft4">Prop. 2015/16:10 </SPAN>domstol. Prövningstillstånd krävs</P>
<P class="p371 ft3">vid överklagande till kammar- rätten.</P>
<P class="p372 ft36">Om Finansinspektionen inte har meddelat ett beslut som avses i första stycket inom sex månader från det att en förklaring har lämnats, ska ansökan anses ha avslagits.</P>
<P class="p182 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft18">Denna lag träder i kraft den 1 mars 2016.</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">Centrala värdepappersförvarare som vid ikraftträdandet av denna lag har auktorisation enligt 2 kap. får, om en ansökan om auktorisation som värdepapperscentral enligt förordningen om värdepapperscentraler har getts in till Finansinspektionen senast den 29 februari 2016 eller vid den senare tidpunkt som i förekommande fall framgår av artikel 69.2 i förordningen om värdepapperscentraler, fortsätta att driva denna verksamhet enligt äldre bestämmelser till dess att ansökan har prövats slutligt. I ett sådant fall tillämpas äldre bestämmelser även för kontoför- ande institut och förvaltare som har antagits av den centrala värde- pappersförvararen. Om en ansökan inte har getts in till Finansinspek- tionen senast vid denna tidpunkt eller om tillstånd vägras, ska den centrala värdepappersförvararen upphöra med verksamheten. Finans- inspektionen får då besluta hur verksamheten ska avvecklas.</SPAN></P>
<P class="p373 ft4"><SPAN class="ft2">3.</SPAN><SPAN class="ft30">Äldre bestämmelser gäller för överträdelser som har ägt rum före ikraftträdandet.</SPAN></P>
<P class="p83 ft4"><SPAN class="ft2">4.</SPAN><SPAN class="ft30">Finansinspektionen får ta ut avgifter även före lagens ikraftträdande för ansökningar om auktorisation enligt förordningen om värdepappers- centraler, när en sådan ansökan har kommit in till inspektionen före lagens ikraftträdande.</SPAN></P>
<P class="p374 ft2">71</P>
</DIV>
<DIV id="page_72">
<DIV id="tx1"><SPAN class="ft2">Ersättningen, tillsammans med eventuell utdelning i värdepap- persinstitutets, fondbolagets, för- valtningsbolagets eller </SPAN><NOBR><SPAN class="ft2">AIF-för-</SPAN></NOBR><SPAN class="ft2"> valtarens konkurs, ersättning genom institutets, fondbolagets, förvaltningsbolagets eller </SPAN><NOBR><SPAN class="ft2">AIF-för-</SPAN></NOBR><SPAN class="ft2"> valtarens ansvarsförsäkring och skadestånd enligt 7 kap. 2 § lagen (1998:1479) om </SPAN><SPAN class="ft3">värdepapperscen- traler och </SPAN><SPAN class="ft2">kontoföring av finansi- ella instrument, för en förlust som enligt denna lag är ersättningsgill, får uppgå till sammanlagt högst 250 000 kronor för varje institut eller bolag.</SPAN></DIV>
<TABLE cellpadding=0 cellspacing=0 class="t46">
<TR>
<TD class="tr35 td48"><P class="p20 ft2">Prop. 2015/16:10 <SPAN class="ft37">2.11</SPAN></P></TD>
<TD colspan=2 class="tr35 td257"><P class="p20 ft26">Förslag till lag om ändring i lagen (1999:158)</P></TD>
</TR>
<TR>
<TD class="tr42 td48"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td223"><P class="p20 ft26">om investerarskydd</P></TD>
<TD class="tr42 td143"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr42 td181"><P class="p165 ft2">Härigenom föreskrivs att 9 och 22 §§ lagen (1999:158) om investerar-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td165"><P class="p25 ft2">skydd ska ha följande lydelse.</P></TD>
<TD class="tr31 td143"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr40 td165"><P class="p25 ft3">Nuvarande lydelse</P></TD>
<TD class="tr40 td143"><P class="p20 ft3">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p375 ft2">9 §<SPAN class="ft27">1 </SPAN>Ersättningen, tillsammans med</P>
<P class="p376 ft2">eventuell utdelning i värdepap- persinstitutets, fondbolagets, för- valtningsbolagets eller <NOBR>AIF-för-</NOBR> valtarens konkurs, ersättning gen- om institutets, fondbolagets, för- valtningsbolagets eller <NOBR>AIF-för-</NOBR> valtarens ansvarsförsäkring och skadestånd enligt 7 kap. 2 § lagen (1998:1479) om kontoföring av finansiella instrument, för en för- lust som enligt denna lag är ersätt- ningsgill, får uppgå till samman- lagt högst 250 000 kronor för varje institut eller bolag.</P>
<P class="p377 ft2">22 §<SPAN class="ft27">2</SPAN></P>
<P class="p149 ft2">Om en investerare har rätt till ersättning enligt en ansvarsförsäkring som har tecknats av ett värdepappersinstitut, ett fondbolag, ett förvalt- ningsbolag eller en <NOBR>AIF-förvaltare</NOBR> och om ersättning har betalats ut enligt denna lag för de tillgångar som försäkringsersättningen avser, träder staten in i investerarens rätt till ersättning enligt ansvarsförsäk- ringen med företrädesrätt framför investeraren intill det utgivna beloppet.</P>
<TABLE cellpadding=0 cellspacing=0 class="t33">
<TR>
<TD class="tr28 td50"><P class="p30 ft2">Om en investerare har rätt till</P></TD>
<TD colspan=2 class="tr28 td143"><P class="p17 ft2">Om en investerare har rätt till</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">skadestånd enligt 7 kap. 2 § lagen</P></TD>
<TD colspan=2 class="tr25 td143"><P class="p17 ft2">skadestånd enligt 7 kap. 2 § lagen</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2">(1998:1479) om kontoföring av</P></TD>
<TD class="tr26 td127"><P class="p20 ft2">(1998:1479) om</P></TD>
<TD class="tr26 td80"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">finansiella instrument och ersätt-</P></TD>
<TD class="tr25 td127"><P class="p20 ft3">centraler och</P></TD>
<TD class="tr25 td80"><P class="p17 ft2">kontoföring av</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">ning har betalats ut från invester-</P></TD>
<TD colspan=2 class="tr25 td143"><P class="p17 ft2">finansiella instrument och ersätt-</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2">arskyddet för de tillgångar som</P></TD>
<TD colspan=2 class="tr26 td143"><P class="p17 ft2">ning har betalats ut från investerar-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft31">skadeståndet avser, träder staten in</P></TD>
<TD colspan=2 class="tr25 td143"><P class="p17 ft2">skyddet för de tillgångar som</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">i investerarens rätt till ersättning</P></TD>
<TD colspan=2 class="tr25 td143"><P class="p17 ft2">skadeståndet avser, träder staten in</P></TD>
</TR>
<TR>
<TD class="tr27 td50"><P class="p30 ft2">enligt den lagen med företrädesrätt</P></TD>
<TD colspan=2 class="tr27 td143"><P class="p17 ft2">i investerarens rätt till ersättning</P></TD>
</TR>
</TABLE>
<TABLE cellpadding=0 cellspacing=0 class="t66">
<TR>
<TD class="tr26 td86"><P class="p28 ft32">1</P></TD>
<TD class="tr26 td108"><P class="p42 ft33">Senaste lydelse 2013:568.</P></TD>
</TR>
<TR>
<TD class="tr37 td86"><P class="p28 ft32">2</P></TD>
<TD class="tr37 td108"><P class="p42 ft33">Senaste lydelse 2013:568.</P></TD>
</TR>
<TR>
<TD class="tr31 td86"><P class="p78 ft2">72</P></TD>
<TD class="tr31 td108"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
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<TABLE cellpadding=0 cellspacing=0 class="t37">
<TR>
<TD class="tr2 td122"><P class="p20 ft2">framför investeraren intill det</P></TD>
<TD class="tr2 td13"><P class="p20 ft2">enligt den lagen med företrädesrätt Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft2">utgivna beloppet.</P></TD>
<TD class="tr25 td13"><P class="p20 ft2">framför investeraren intill det</P></TD>
</TR>
<TR>
<TD class="tr31 td122"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td13"><P class="p20 ft2">utgivna beloppet.</P></TD>
</TR>
</TABLE>
<P class="p378 ft2">Denna lag träder i kraft den 1 mars 2016.</P>
<P class="p379 ft2">73</P>
</DIV>
<DIV id="page_74">
<TABLE cellpadding=0 cellspacing=0 class="t67">
<TR>
<TD class="tr35 td48"><P class="p20 ft2">Prop. 2015/16:10 <SPAN class="ft37">2.12</SPAN></P></TD>
<TD class="tr35 td32"><P class="p20 ft26">Förslag till lag om ändring i lagen (1999:1309)</P></TD>
</TR>
<TR>
<TD class="tr28 td48"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td32"><P class="p20 ft26">om system för avveckling av förpliktelser på</P></TD>
</TR>
<TR>
<TD class="tr42 td48"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td32"><P class="p20 ft26">finansmarknaden</P></TD>
</TR>
</TABLE>
<P class="p380 ft4">Härigenom föreskrivs att 1, 2, 4, 6, 8 och 16 §§ lagen (1999:1309) om system för avveckling av förpliktelser på finansmarknaden ska ha</P>
<TABLE cellpadding=0 cellspacing=0 class="t68">
<TR>
<TD class="tr27 td50"><P class="p20 ft2">följande lydelse.</P></TD>
<TD class="tr27 td51"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td50"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr40 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p381 ft2">1 §<SPAN class="ft27">1</SPAN></P>
<P class="p149 ft4">Denna lag gäller för anmälan och godkännande av system för clearing och avveckling av förpliktelser att betala eller att leverera finansiella instrument (avvecklingssystem) på finansmarknaden.</P>
<P class="p59 ft2">I Europaparlamentets och rådets förordning (EU) nr 648/2012 av den 4 juli 2012 om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister finns särskilda regler om clearing och centrala motparter.</P>
<P class="p382 ft3">I Europaparlamentets och rådets förordning (EU) nr 909/2014 av den 23 juli 2014 om förbättrad värdepappersavveckling i Euro- peiska unionen och om värdepap- perscentraler samt ändring av direktiv 98/26/EG och 2014/65/EU och förordning (EU) nr 236/2012 finns särskilda regler om avveck- lingssystem för värdepapper.</P>
<P class="p383 ft2">2 §<SPAN class="ft27">2</SPAN></P>
<P class="p143 ft2">I denna lag avses med</P>
<P class="p59 ft4"><SPAN class="ft36">administratör</SPAN>: ett företag som är ansvarigt för verksamheten i ett avvecklingssystem; företaget anses som deltagare i systemet,</P>
<P class="p59 ft2"><SPAN class="ft3">anmält avvecklingssystem</SPAN>: ett avvecklingssystem som en stat inom EES har anmält till Europeiska värdepappers- och marknadsmyndigheten eller till Eftas övervakningsmyndighet,</P>
<P class="p384 ft3"><SPAN class="ft55">central värdepappersförvarare</SPAN>: ett företag som har auktorisation att kontoföra finansiella instru- ment i avstämningsregister enligt lagen (1998:1479) om kontoföring av finansiella instrument,</P>
<P class="p385 ft4"><SPAN class="ft36">clearingorganisation</SPAN>: ett företag som har tillstånd att driva clearing- verksamhet enligt lagen (2007:528) om värdepappersmarknaden,</P>
<P class="p57 ft2"><SPAN class="ft3">EES</SPAN>: Europeiska ekonomiska samarbetsområdet,</P>
<P class="p56 ft22"><SPAN class="ft41">kollektivt obeståndsförfarande</SPAN>: konkurs, företagsrekonstruktion eller annat därmed jämförbart förfarande,</P>
<TABLE cellpadding=0 cellspacing=0 class="t69">
<TR>
<TD class="tr26 td86"><P class="p28 ft32">1</P></TD>
<TD class="tr26 td108"><P class="p42 ft33">Senaste lydelse 2014:483.</P></TD>
</TR>
<TR>
<TD class="tr37 td86"><P class="p28 ft32">2</P></TD>
<TD class="tr37 td108"><P class="p42 ft33">Senaste lydelse 2012:190.</P></TD>
</TR>
<TR>
<TD class="tr31 td86"><P class="p78 ft2">74</P></TD>
<TD class="tr31 td108"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_75">
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p117 ft36"><SPAN class="ft56">samverkande system</SPAN><SPAN class="ft4">: två eller flera anmälda avvecklingssystem vars administratörer har ingått ett ömsesidigt arrangemang som inne- bär att överföringsuppdrag verk- ställs mellan systemen</SPAN>.</P>
</DIV>
<DIV id="id_1_2">
<P class="p137 ft4"><SPAN class="ft56">samverkande system</SPAN>: två eller Prop. 2015/16:10 flera anmälda avvecklingssystem</P>
<P class="p138 ft2">vars administratörer har ingått ett ömsesidigt arrangemang som inne- bär att överföringsuppdrag verk- ställs mellan systemen<SPAN class="ft3">, och</SPAN></P>
<P class="p139 ft36"><SPAN class="ft56">värdepapperscentral</SPAN>: detsamma som i artikel 2.1.1 i förordning (EU) nr 909/2014, i den ursprung- liga lydelsen.</P>
</DIV>
</DIV>
<DIV id="id_2">
<P class="p386 ft2">4 §<SPAN class="ft27">3</SPAN></P>
<P class="p387 ft4">Ett avvecklingssystem ska ha en administratör. Administratör i ett avvecklingssystem får vara: 1. clearingorganisation,</P>
<P class="p388 ft3"><SPAN class="ft2">2. </SPAN>central värdepappersförvar- <SPAN class="ft2">2. </SPAN>svensk värdepapperscentral<SPAN class="ft2">, </SPAN>are<SPAN class="ft2">,</SPAN></P>
<P class="p389 ft4"><SPAN class="ft2">3.</SPAN><SPAN class="ft20">företag med tillstånd att driva bank- eller finansieringsrörelse enligt lagen (2004:297) om bank- och finansieringsrörelse, samt</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft19">företag med tillstånd enligt 2 kap. 1 § 1, 2, 4 eller 8 lagen (2007:528) om värdepappersmarknaden.</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t51">
<TR>
<TD class="tr31 td124"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td122"><P class="p17 ft3">Särskilda regler om driften av</P></TD>
</TR>
<TR>
<TD class="tr26 td124"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td122"><P class="p17 ft3">avvecklingssystem för värdepapper</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td122"><P class="p17 ft3">finns i artikel 18.2 i förordning</P></TD>
</TR>
<TR>
<TD class="tr27 td124"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td122"><P class="p29 ft3">(EU) nr 909/2014.</P></TD>
</TR>
<TR>
<TD class="tr38 td124"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td122"><P class="p390 ft2">6 §</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p17 ft2">Ett avvecklingssystem som upp-</P></TD>
<TD class="tr25 td122"><P class="p17 ft2">Ett avvecklingssystem som upp-</P></TD>
</TR>
<TR>
<TD class="tr26 td124"><P class="p17 ft2">fyller kraven i 5 och 8 §§ samt</P></TD>
<TD class="tr26 td122"><P class="p17 ft2">fyller kraven i 5 och 8 §§ samt</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p17 ft2">administreras av en clearingorga-</P></TD>
<TD class="tr25 td122"><P class="p17 ft2">administreras av en clearingorga-</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p17 ft2">nisation eller en <SPAN class="ft3">central värde-</SPAN></P></TD>
<TD class="tr25 td122"><P class="p17 ft2">nisation eller en <SPAN class="ft3">svensk värde-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr27 td124"><P class="p74 ft28">pappersförvarare skall <SPAN class="ft31">godkännas.</SPAN></P></TD>
<TD class="tr27 td122"><P class="p29 ft3">papperscentral ska <SPAN class="ft2">godkännas.</SPAN></P></TD>
</TR>
</TABLE>
<P class="p391 ft2">8 §<SPAN class="ft27">4 </SPAN>Deltagare i ett avvecklingssystem får vara:</P>
<P class="p47 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft18">Riksbanken och andra centralbanker,</SPAN></P>
<P class="p48 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft20">Riksgäldskontoret och utländska offentliga institutioner som i sitt hemland driver verksamhet som är jämförbar med kontorets,</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft18">clearingorganisationer,</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD class="tr26 td138"><P class="p60 ft3"><SPAN class="ft2">4. </SPAN>centrala</P></TD>
<TD class="tr26 td222"><P class="p20 ft3">värdepappersför-</P></TD>
<TD class="tr26 td140"><P class="p60 ft3"><SPAN class="ft2">4. </SPAN>svenska</P></TD>
<TD class="tr26 td144"><P class="p20 ft28">värdepapperscen-</P></TD>
</TR>
<TR>
<TD class="tr25 td138"><P class="p20 ft3">varare<SPAN class="ft2">,</SPAN></P></TD>
<TD class="tr25 td222"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td140"><P class="p20 ft3">traler<SPAN class="ft2">,</SPAN></P></TD>
<TD class="tr25 td144"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p48 ft2"><SPAN class="ft2">5.</SPAN><SPAN class="ft19">företag som har tillstånd att driva bank- eller finansieringsrörelse enligt lagen (2004:297) om bank- och finansieringsrörelse,</SPAN></P>
<P class="p48 ft22"><SPAN class="ft2">6.</SPAN><SPAN class="ft21">företag som har tillstånd enligt 2 kap. 1 § lagen (2007:528) om värdepappersmarknaden,</SPAN></P>
<P class="p392 ft35"><SPAN class="ft42">3</SPAN><SPAN class="ft43">Senaste lydelse 2011:733.</SPAN></P>
<P class="p162 ft45"><SPAN class="ft42">4</SPAN><SPAN class="ft44">Senaste lydelse 2011:733.</SPAN></P>
<P class="p163 ft2">75</P>
</DIV>
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<P class="p393 ft4">Prop. 2015/16:10 7. utländska företag som i hemlandet driver sådan verksamhet som avses i <NOBR>3–6,</NOBR> samt</P>
<P class="p59 ft2">8. annan juridisk person som för egen räkning avvecklar förpliktelser att leverera finansiella instrument i systemet.</P>
<P class="p120 ft22">Utländska företag som avses i första stycket 7 ska i hemlandet stå under betryggande tillsyn av en myndighet eller något annat behörigt organ.</P>
<P class="p394 ft2">16 §<SPAN class="ft27">5</SPAN></P>
<P class="p57 ft2">Godkännande av ett avvecklingssystem ska återkallas av Finans-</P>
<TABLE cellpadding=0 cellspacing=0 class="t33">
<TR height=0>
<TD width=45px></TD>
<TD width=37px></TD>
<TD width=34px></TD>
<TD width=43px></TD>
<TD width=45px></TD>
<TD width=117px></TD>
<TD width=43px></TD>
<TD width=29px></TD>
</TR>
<TR>
<TD colspan=3 class="tr28 td224"><P class="p20 ft2">inspektionen om</P></TD>
<TD class="tr28 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td149"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td163"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td224"><P class="p60 ft2">1. administratörens</P></TD>
<TD colspan=2 class="tr25 td76"><P class="p30 ft2">tillstånd för</P></TD>
<TD class="tr25 td149"><P class="p87 ft2">1. administratörens</P></TD>
<TD colspan=2 class="tr25 td81"><P class="p17 ft2">tillstånd för</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td224"><P class="p20 ft2">clearingverksamhet</P></TD>
<TD class="tr25 td18"><P class="p73 ft2">enligt</P></TD>
<TD class="tr25 td82"><P class="p30 ft2">lagen</P></TD>
<TD class="tr25 td149"><P class="p20 ft2">clearingverksamhet</P></TD>
<TD class="tr25 td18"><P class="p20 ft2">enligt</P></TD>
<TD class="tr25 td163"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p20 ft2">(2007:528) om värdepappersmark-</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft2">(2007:528) om värdepappersmark-</P></TD>
</TR>
<TR>
<TD class="tr25 td82"><P class="p20 ft2">naden</P></TD>
<TD class="tr25 td139"><P class="p20 ft2">eller</P></TD>
<TD colspan=2 class="tr25 td160"><P class="p178 ft2">auktorisation</P></TD>
<TD class="tr25 td82"><P class="p30 ft2">som</P></TD>
<TD colspan=2 class="tr25 td227"><P class="p20 ft2">naden eller auktorisation</P></TD>
<TD class="tr25 td163"><P class="p17 ft2">som</P></TD>
</TR>
<TR>
<TD class="tr25 td82"><P class="p20 ft3">central</P></TD>
<TD colspan=4 class="tr25 td161"><P class="p30 ft3">värdepappersförvarare</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft3">värdepapperscentral <SPAN class="ft2">enligt </SPAN>förord-</P></TD>
</TR>
<TR>
<TD class="tr26 td82"><P class="p20 ft2">enligt</P></TD>
<TD class="tr26 td139"><P class="p20 ft3">lagen</P></TD>
<TD colspan=2 class="tr26 td160"><P class="p19 ft3">(1998:1479)</P></TD>
<TD class="tr26 td82"><P class="p30 ft3">om</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft3">ning (EU) nr 909/2014 <SPAN class="ft2">har åter-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p20 ft3">kontoföring av finansiella instru-</P></TD>
<TD class="tr25 td149"><P class="p20 ft2">kallats,</P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td163"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr32 td224"><P class="p20 ft15"><SPAN class="ft39">ment </SPAN>har återkallats,</P></TD>
<TD class="tr32 td18"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td82"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td149"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td18"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td163"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p59 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">administratörens tillstånd att driva bank- eller finansieringsrörelse enligt lagen (2004:297) om bank- och finansieringsrörelse eller tillstånd enligt 2 kap. 1 § 1, 2, 4 eller 8 lagen om värdepappersmarknaden har återkallats, eller</SPAN></P>
<P class="p395 ft4"><SPAN class="ft2">3.</SPAN><SPAN class="ft20">avvecklingssystemet inte längre uppfyller kraven i denna lag. Finansinspektionen ska omedelbart underrätta Europeiska värde-</SPAN></P>
<P class="p396 ft2">pappers- och marknadsmyndigheten samt Eftas övervakningsmyndighet om återkallelsen.</P>
<P class="p56 ft22">Om det är tillräckligt får inspektionen i de fall som anges i första stycket 3 meddela varning i stället för att återkalla godkännandet.</P>
<P class="p188 ft2">Denna lag träder i kraft den 1 mars 2016.</P>
<P class="p397 ft35"><SPAN class="ft34">5 </SPAN>Senaste lydelse 2012:190.</P>
<P class="p125 ft2">76</P>
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<P class="p398 ft67">2.13 Förslag till lag om ändring i lagen (2000:35) <SPAN class="ft66">Prop. 2015/16:10 </SPAN>om byte av redovisningsvaluta i finansiella</P>
<P class="p399 ft26">företag</P>
<P class="p400 ft4">Härigenom föreskrivs att 2 § lagen (2000:35) om byte av redovisnings- valuta i finansiella företag ska ha följande lydelse.</P>
<P class="p401 ft3">Nuvarande lydelse Föreslagen lydelse</P>
<P class="p402 ft2">2 §<SPAN class="ft27">1</SPAN></P>
<P class="p277 ft2">I denna lag avses med</P>
<P class="p48 ft4"><SPAN class="ft2">1.</SPAN><SPAN class="ft64">försäkringsföretag</SPAN>: försäkringsaktiebolag, ömsesidigt försäkrings- bolag och försäkringsförening som omfattas av försäkringsrörelselagen (2010:2043),</P>
<P class="p48 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft63">kreditinstitut</SPAN>: bankaktiebolag, sparbank och medlemsbank samt kreditmarknadsföretag enligt 1 kap. 5 § 14 lagen (2004:297) om bank- och finansieringsrörelse,</P>
<P class="p47 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft63">finansiellt företag</SPAN>: de företag som anges i 1 och 2 samt</P>
<P class="p48 ft4"><SPAN class="ft2">a)</SPAN><SPAN class="ft20">värdepappersbolag enligt 1 kap. 5 § 26 lagen (2007:528) om värde- pappersmarknaden,</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">b)</SPAN><SPAN class="ft19">fondbolag enligt 1 kap. 1 § första stycket 8 lagen (2004:46) om värdepappersfonder,</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">c)</SPAN><SPAN class="ft19">börs enligt 1 kap. 5 § 3 lagen om värdepappersmarknaden,</SPAN></P>
<P class="p48 ft4"><SPAN class="ft2">d)</SPAN><SPAN class="ft20">svensk clearingorganisation enligt 1 kap. 5 § 5 lagen om värdepap- persmarknaden,</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD class="tr26 td76"><P class="p60 ft3"><SPAN class="ft2">e) </SPAN>central</P></TD>
<TD class="tr26 td149"><P class="p113 ft3">värdepappersför-</P></TD>
<TD colspan=2 class="tr26 td173"><P class="p60 ft3"><SPAN class="ft2">e) </SPAN>värdepapperscentral</P></TD>
<TD class="tr26 td84"><P class="p17 ft2">enligt</P></TD>
</TR>
<TR>
<TD class="tr25 td76"><P class="p20 ft3">varare <SPAN class="ft2">enligt</SPAN></P></TD>
<TD class="tr25 td149"><P class="p113 ft2">1 kap. 3 § lagen</P></TD>
<TD class="tr25 td65"><P class="p20 ft2">1 kap.</P></TD>
<TD colspan=2 class="tr25 td209"><P class="p17 ft2">3 § lagen (1998:1479) om</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td122"><P class="p113 ft2">(1998:1479) om kontoföring av</P></TD>
<TD colspan=3 class="tr26 td124"><P class="p20 ft3">värdepapperscentraler och <SPAN class="ft2">konto-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p20 ft2">finansiella instrument, och</P></TD>
<TD class="tr25 td65"><P class="p20 ft2">föring</P></TD>
<TD colspan=2 class="tr25 td209"><P class="p17 ft2">av finansiella instrument,</P></TD>
</TR>
<TR>
<TD class="tr32 td76"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td149"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td65"><P class="p20 ft15">och</P></TD>
<TD class="tr32 td87"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td84"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p48 ft2">f) <NOBR>AIF-förvaltare</NOBR> som har tillstånd enligt 3 kap. 1 § lagen (2013:561) om förvaltare av alternativa investeringsfonder,</P>
<P class="p83 ft4">4. <SPAN class="ft36">koncern</SPAN>: detsamma som i 1 kap. 11 och 12 §§ aktiebolagslagen (2005:551), varvid vad som sägs om moderbolag tillämpas även på andra juridiska personer än aktiebolag.</P>
<P class="p403 ft2">Denna lag träder i kraft den 1 mars 2016.</P>
<P class="p404 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2014:978.</P>
<P class="p99 ft2">77</P>
</DIV>
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</DIV>
<TABLE cellpadding=0 cellspacing=0 class="t46">
<TR>
<TD class="tr35 td106"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr35 td104"><P class="p60 ft26">2.14</P></TD>
<TD colspan=14 class="tr35 td258"><P class="p219 ft26">Förslag till lag om ändring i lagen (2000:562)</P></TD>
</TR>
<TR>
<TD class="tr42 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td104"><P class="p20 ft6"> </P></TD>
<TD colspan=12 class="tr42 td32"><P class="p219 ft26">om internationell rättslig hjälp i brottmål</P></TD>
<TD class="tr42 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr42 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr42 td195"><P class="p405 ft2">Härigenom föreskrivs</P></TD>
<TD class="tr42 td68"><P class="p28 ft31">att</P></TD>
<TD class="tr42 td82"><P class="p86 ft2">5 kap.</P></TD>
<TD colspan=5 class="tr42 td231"><P class="p1 ft2">10 § lagen (2000:562)</P></TD>
<TD class="tr42 td55"><P class="p20 ft2">om</P></TD>
<TD colspan=2 class="tr42 td163"><P class="p17 ft2">inter-</P></TD>
</TR>
<TR>
<TD class="tr31 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr31 td19"><P class="p60 ft2">nationell rättslig hjälp i brottmål ska ha följande lydelse.</P></TD>
<TD class="tr31 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr40 td159"><P class="p60 ft3">Nuvarande lydelse</P></TD>
<TD class="tr40 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td82"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr40 td102"><P class="p71 ft3">Föreslagen lydelse</P></TD>
<TD class="tr40 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td68"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td76"><P class="p134 ft29">5 kap.</P></TD>
<TD class="tr41 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td76"><P class="p304 ft2">10 §<SPAN class="ft27">1</SPAN></P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td237"><P class="p219 ft2">Bestämmelser</P></TD>
<TD class="tr25 td91"><P class="p28 ft2">om</P></TD>
<TD colspan=3 class="tr25 td76"><P class="p73 ft2">uppgiftsskyl-</P></TD>
<TD colspan=4 class="tr25 td224"><P class="p28 ft2">Bestämmelser om</P></TD>
<TD colspan=4 class="tr25 td160"><P class="p17 ft2">uppgiftsskyl-</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td260"><P class="p60 ft2">dighet finns i 9 kap. 12 § försäk-</P></TD>
<TD colspan=8 class="tr26 td261"><P class="p71 ft2">dighet finns i 9 kap. 12 § försäk-</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td237"><P class="p60 ft2">ringsrörelselagen</P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td76"><P class="p73 ft2">(2010:2043),</P></TD>
<TD colspan=3 class="tr25 td102"><P class="p71 ft2">ringsrörelselagen</P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td160"><P class="p17 ft2">(2010:2043),</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td260"><P class="p60 ft2">8 kap. 2 a § lagen (1998:1479) om</P></TD>
<TD colspan=8 class="tr25 td261"><P class="p71 ft2">8 kap. 2 a § lagen (1998:1479) om</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td260"><P class="p60 ft2">kontoföring av finansiella instru-</P></TD>
<TD colspan=8 class="tr26 td261"><P class="p71 ft3">värdepapperscentraler och <SPAN class="ft2">konto-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td260"><P class="p60 ft2">ment, 2 kap. 20 § lagen (2004:46)</P></TD>
<TD class="tr25 td18"><P class="p71 ft2">föring</P></TD>
<TD colspan=7 class="tr25 td148"><P class="p17 ft2">av finansiella instrument,</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td195"><P class="p60 ft2">om värdepappersfonder,</P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td82"><P class="p73 ft2">1 kap.</P></TD>
<TD class="tr25 td18"><P class="p71 ft2">2 kap.</P></TD>
<TD class="tr25 td66"><P class="p178 ft2">20 §</P></TD>
<TD class="tr25 td45"><P class="p26 ft2">lagen</P></TD>
<TD colspan=4 class="tr25 td141"><P class="p28 ft2">(2004:46)</P></TD>
<TD class="tr25 td55"><P class="p17 ft2">om</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td260"><P class="p60 ft2">11 § lagen (2004:297) om bank-</P></TD>
<TD colspan=4 class="tr26 td224"><P class="p71 ft2">värdepappersfonder,</P></TD>
<TD colspan=2 class="tr26 td77"><P class="p135 ft2">1 kap.</P></TD>
<TD class="tr26 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p17 ft2">11 §</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td260"><P class="p60 ft2">och finansieringsrörelse, 6 kap. 8 §</P></TD>
<TD colspan=8 class="tr25 td261"><P class="p71 ft2">lagen (2004:297) om bank- och</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td104"><P class="p60 ft2">lagen</P></TD>
<TD colspan=3 class="tr25 td53"><P class="p75 ft2">(2006:531)</P></TD>
<TD class="tr25 td163"><P class="p134 ft2">om</P></TD>
<TD colspan=2 class="tr25 td28"><P class="p73 ft2">särskild</P></TD>
<TD colspan=4 class="tr25 td224"><P class="p71 ft2">finansieringsrörelse,</P></TD>
<TD colspan=2 class="tr25 td77"><P class="p87 ft2">6 kap.</P></TD>
<TD class="tr25 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p17 ft2">8 §</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td260"><P class="p60 ft2">tillsyn över finansiella konglo-</P></TD>
<TD class="tr26 td18"><P class="p71 ft2">lagen</P></TD>
<TD colspan=2 class="tr26 td113"><P class="p67 ft2">(2006:531)</P></TD>
<TD class="tr26 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td16"><P class="p106 ft2">om</P></TD>
<TD colspan=3 class="tr26 td99"><P class="p17 ft2">särskild</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td104"><P class="p60 ft2">merat,</P></TD>
<TD colspan=2 class="tr25 td64"><P class="p406 ft2">6 kap.</P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td163"><P class="p86 ft2">11 §</P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td82"><P class="p73 ft2">lagen</P></TD>
<TD colspan=8 class="tr25 td261"><P class="p71 ft2">tillsyn över finansiella konglo-</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td260"><P class="p60 ft2">(2014:968) om särskild tillsyn över</P></TD>
<TD class="tr25 td18"><P class="p71 ft2">merat,</P></TD>
<TD colspan=2 class="tr25 td113"><P class="p77 ft2">6 kap.</P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td77"><P class="p407 ft2">11 §</P></TD>
<TD colspan=2 class="tr25 td163"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td196"><P class="p60 ft2">kreditinstitut</P></TD>
<TD colspan=2 class="tr26 td98"><P class="p28 ft2">och</P></TD>
<TD colspan=3 class="tr26 td76"><P class="p73 ft2">värdepap-</P></TD>
<TD colspan=8 class="tr26 td261"><P class="p71 ft2">(2014:968) om särskild tillsyn över</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td196"><P class="p60 ft2">persbolag,</P></TD>
<TD colspan=2 class="tr25 td98"><P class="p20 ft2">1 kap.</P></TD>
<TD colspan=2 class="tr25 td18"><P class="p73 ft2">12 §</P></TD>
<TD class="tr25 td82"><P class="p73 ft2">lagen</P></TD>
<TD colspan=2 class="tr25 td125"><P class="p71 ft2">kreditinstitut</P></TD>
<TD colspan=2 class="tr25 td62"><P class="p17 ft2">och</P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td99"><P class="p17 ft2">värdepap-</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td196"><P class="p60 ft2">(2007:528)</P></TD>
<TD colspan=2 class="tr25 td98"><P class="p66 ft2">om</P></TD>
<TD colspan=3 class="tr25 td76"><P class="p73 ft31">värdepappers-</P></TD>
<TD colspan=2 class="tr25 td125"><P class="p71 ft2">persbolag,</P></TD>
<TD class="tr25 td45"><P class="p20 ft2">1 kap.</P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td77"><P class="p64 ft2">12 §</P></TD>
<TD colspan=2 class="tr25 td163"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td196"><P class="p60 ft2">marknaden,</P></TD>
<TD colspan=2 class="tr26 td98"><P class="p76 ft2">3 kap.</P></TD>
<TD colspan=2 class="tr26 td18"><P class="p94 ft2">14 §</P></TD>
<TD class="tr26 td82"><P class="p73 ft2">lagen</P></TD>
<TD colspan=8 class="tr26 td261"><P class="p71 ft2">(2007:528) om värdepappersmark-</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td260"><P class="p60 ft2">(2010:751) om betaltjänster, 3 kap.</P></TD>
<TD class="tr25 td18"><P class="p71 ft2">naden,</P></TD>
<TD colspan=2 class="tr25 td113"><P class="p93 ft2">3 kap.</P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td77"><P class="p408 ft2">14 §</P></TD>
<TD colspan=2 class="tr25 td163"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td260"><P class="p60 ft2">14 § lagen (2011:755) om elektro-</P></TD>
<TD colspan=8 class="tr25 td261"><P class="p71 ft2">(2010:751) om betaltjänster, 3 kap.</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td260"><P class="p60 ft2">niska pengar och 8 kap. 25 § lagen</P></TD>
<TD colspan=8 class="tr26 td261"><P class="p71 ft2">14 § lagen (2011:755) om elektro-</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td196"><P class="p60 ft2">(2013:561)</P></TD>
<TD class="tr25 td14"><P class="p71 ft2">om</P></TD>
<TD colspan=4 class="tr25 td190"><P class="p73 ft2">förvaltare av</P></TD>
<TD colspan=8 class="tr25 td261"><P class="p71 ft2">niska pengar och 8 kap. 25 § lagen</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td260"><P class="p60 ft2">alternativa investeringsfonder.</P></TD>
<TD colspan=2 class="tr25 td125"><P class="p71 ft2">(2013:561)</P></TD>
<TD class="tr25 td45"><P class="p1 ft2">om</P></TD>
<TD colspan=4 class="tr25 td141"><P class="p65 ft2">förvaltare</P></TD>
<TD class="tr25 td55"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td82"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td43"><P class="p71 ft2">alternativa investeringsfonder.</P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p59 ft4">I de lagar som anges i första stycket finns även bestämmelser om meddelandeförbud och ansvarsbestämmelser för den som bryter mot ett sådant förbud.</P>
<P class="p197 ft2">Denna lag träder i kraft den 1 mars 2016.</P>
<P class="p409 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2014:980.</P>
<P class="p125 ft2">78</P>
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<TR>
<TD class="tr35 td82"><P class="p92 ft24">2.15</P></TD>
<TD class="tr35 td262"><P class="p38 ft26">Förslag till lag om ändring i lagen (2000:1087) <SPAN class="ft49">Prop. 2015/16:10</SPAN></P></TD>
</TR>
<TR>
<TD class="tr28 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td262"><P class="p38 ft26">om anmälningsskyldighet för vissa innehav av</P></TD>
</TR>
<TR>
<TD class="tr42 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td262"><P class="p38 ft26">finansiella instrument</P></TD>
</TR>
</TABLE>
<P class="p410 ft4">Härigenom föreskrivs att 10 § lagen (2000:1087) om anmälnings- skyldighet för vissa innehav av finansiella instrument ska ha följande</P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD class="tr27 td132"><P class="p20 ft2">lydelse.</P></TD>
<TD class="tr27 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td78"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td10"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr40 td67"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr40 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr40 td222"><P class="p20 ft3">Föreslagen lydelse</P></TD>
<TD class="tr40 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td10"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td132"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td14"><P class="p20 ft6"> </P></TD>
<TD rowspan=2 class="tr36 td114"><P class="p94 ft3">skall</P></TD>
<TD class="tr40 td84"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr40 td144"><P class="p411 ft2">10 §</P></TD>
<TD class="tr40 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td109"><P class="p20 ft6"> </P></TD>
<TD rowspan=2 class="tr36 td66"><P class="p1 ft3">ska</P></TD>
<TD class="tr40 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td10"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td132"><P class="p60 ft2">Uppgifter</P></TD>
<TD class="tr25 td14"><P class="p20 ft2">som</P></TD>
<TD colspan=2 class="tr25 td130"><P class="p113 ft2">anmälas</P></TD>
<TD class="tr25 td78"><P class="p60 ft2">Uppgifter</P></TD>
<TD colspan=2 class="tr25 td114"><P class="p32 ft2">som</P></TD>
<TD colspan=2 class="tr25 td82"><P class="p17 ft2">anmälas</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td156"><P class="p20 ft2">enligt 4 § får efter tillstånd</P></TD>
<TD class="tr26 td27"><P class="p113 ft2">av</P></TD>
<TD class="tr26 td78"><P class="p20 ft2">enligt 4 §</P></TD>
<TD class="tr26 td14"><P class="p69 ft2">får</P></TD>
<TD colspan=3 class="tr26 td133"><P class="p71 ft2">efter tillstånd</P></TD>
<TD class="tr26 td10"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td67"><P class="p20 ft2">Finansinspektionen föras</P></TD>
<TD class="tr25 td84"><P class="p20 ft2">över</P></TD>
<TD class="tr25 td27"><P class="p113 ft2">till</P></TD>
<TD colspan=3 class="tr25 td222"><P class="p20 ft2">Finansinspektionen</P></TD>
<TD class="tr25 td66"><P class="p20 ft2">föras</P></TD>
<TD class="tr25 td84"><P class="p20 ft2">över</P></TD>
<TD class="tr25 td10"><P class="p17 ft2">till</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p20 ft2">insynsregistret genom automatisk</P></TD>
<TD colspan=2 class="tr25 td30"><P class="p20 ft2">insynsregistret</P></TD>
<TD colspan=4 class="tr25 td154"><P class="p17 ft2">genom automatisk</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td155"><P class="p20 ft2">databehandling.</P></TD>
<TD class="tr26 td114"><P class="p94 ft31">Sådant</P></TD>
<TD colspan=2 class="tr26 td130"><P class="p113 ft2">tillstånd</P></TD>
<TD colspan=2 class="tr26 td30"><P class="p20 ft2">databehandling.</P></TD>
<TD colspan=2 class="tr26 td141"><P class="p60 ft2">Sådant</P></TD>
<TD colspan=2 class="tr26 td82"><P class="p17 ft2">tillstånd</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p20 ft2">får ges endast till den som är</P></TD>
<TD colspan=6 class="tr25 td124"><P class="p20 ft2">får ges endast till den som är</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p20 ft2">förvaltare enligt 3 kap. 7 § lagen</P></TD>
<TD colspan=6 class="tr25 td124"><P class="p20 ft2">förvaltare enligt 3 kap. 7 § lagen</P></TD>
</TR>
<TR>
<TD class="tr26 td132"><P class="p20 ft2">(1998:1479)</P></TD>
<TD class="tr26 td14"><P class="p26 ft2">om</P></TD>
<TD colspan=2 class="tr26 td125"><P class="p66 ft2">kontoföring</P></TD>
<TD class="tr26 td27"><P class="p113 ft2">av</P></TD>
<TD colspan=3 class="tr26 td222"><P class="p20 ft2">(1998:1479) om</P></TD>
<TD colspan=3 class="tr26 td116"><P class="p17 ft28">värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td67"><P class="p20 ft2">finansiella instrument.</P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td78"><P class="p20 ft3">centraler</P></TD>
<TD class="tr25 td14"><P class="p72 ft28">och</P></TD>
<TD colspan=3 class="tr25 td133"><P class="p87 ft2">kontoföring</P></TD>
<TD class="tr25 td10"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD class="tr31 td132"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr31 td67"><P class="p20 ft2">finansiella instrument.</P></TD>
<TD class="tr31 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td10"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p403 ft2">Denna lag träder i kraft den 1 mars 2016.</P>
<P class="p412 ft2">79</P>
</DIV>
<DIV id="page_80">
<TABLE cellpadding=0 cellspacing=0 class="t39">
<TR>
<TD class="tr35 td48"><P class="p20 ft2">Prop. 2015/16:10 <SPAN class="ft37">2.16</SPAN></P></TD>
<TD class="tr35 td142"><P class="p20 ft26">Förslag till lag om ändring i lagen (2004:46)</P></TD>
</TR>
<TR>
<TD class="tr42 td48"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td142"><P class="p20 ft26">om värdepappersfonder</P></TD>
</TR>
</TABLE>
<P class="p413 ft2">Härigenom föreskrivs att 4 kap. 11, 12 och 14 §§ lagen (2004:46) om värdepappersfonder<SPAN class="ft27">1 </SPAN>ska ha följande lydelse.</P>
<P class="p414 ft3">Nuvarande lydelse Föreslagen lydelse</P>
<P class="p415 ft29">4 kap.</P>
<P class="p416 ft2">11 §<SPAN class="ft27">2</SPAN></P>
<P class="p149 ft4">Fondbolaget ska föra eller låta föra ett register över samtliga inne- havare av andelar i fonden. I fråga om automatiserad och viss manuell behandling av personuppgifter finns bestämmelser i personuppgiftslagen</P>
<TABLE cellpadding=0 cellspacing=0 class="t33">
<TR>
<TD class="tr26 td105"><P class="p20 ft2">(1998:204).</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=4 rowspan=2 class="tr46 td143"><P class="p17 ft2">Är lagen (1998:1479) om <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p30 ft2">Är lagen (1998:1479) om konto-</P></TD>
</TR>
<TR>
<TD class="tr25 td105"><P class="p20 ft2">föring av</P></TD>
<TD class="tr25 td79"><P class="p20 ft2">finansiella</P></TD>
<TD class="tr25 td121"><P class="p30 ft2">instrument</P></TD>
<TD colspan=2 class="tr25 td127"><P class="p20 ft3">papperscentraler</P></TD>
<TD colspan=2 class="tr25 td80"><P class="p17 ft2"><SPAN class="ft3">och </SPAN>kontoföring</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p20 ft2">tillämplig på andelarna i fonden,</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">av finansiella instrument tillämplig</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p20 ft2">förs registret av en <SPAN class="ft3">central värde-</SPAN></P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft2">på andelarna i fonden, förs regist-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p20 ft2"><SPAN class="ft3">pappersförvarare</SPAN>. Fondbolaget har</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft3"><SPAN class="ft2">ret av en </SPAN>svensk värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td126"><P class="p20 ft2">rätt till insyn i registret.</P></TD>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2"><SPAN class="ft3">central</SPAN>. Fondbolaget har rätt till</P></TD>
</TR>
<TR>
<TD class="tr26 td105"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td127"><P class="p20 ft2">insyn i registret.</P></TD>
<TD class="tr26 td116"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p30 ft2">Om lagen om kontoföring av</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft3"><SPAN class="ft2">Om lagen om </SPAN>värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td105"><P class="p20 ft2">finansiella</P></TD>
<TD class="tr25 td79"><P class="p76 ft2">instrument</P></TD>
<TD class="tr25 td121"><P class="p30 ft2">inte är</P></TD>
<TD class="tr25 td78"><P class="p20 ft3">centraler</P></TD>
<TD class="tr25 td94"><P class="p20 ft3">och</P></TD>
<TD class="tr25 td116"><P class="p20 ft2">kontoföring</P></TD>
<TD class="tr25 td6"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p20 ft2">tillämplig på andelarna i fonden,</P></TD>
<TD class="tr26 td78"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=2 class="tr26 td74"><P class="p68 ft2">instrument inte</P></TD>
<TD class="tr26 td6"><P class="p17 ft2">är</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p20 ft2">ska den som för registret anteckna</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">tillämplig på andelarna i fonden,</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p20 ft2">inskränkningar enligt 13 kap. 19 §</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">ska den som för registret anteckna</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p20 ft2">första stycket 4 eller 14 kap. 21 §</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft2">inskränkningar enligt 13 kap. 19 §</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p20 ft2">första stycket 4 föräldrabalken där.</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">första stycket 4 eller 14 kap. 21 §</P></TD>
</TR>
<TR>
<TD class="tr32 td105"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td79"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td121"><P class="p20 ft14"> </P></TD>
<TD colspan=4 class="tr32 td143"><P class="p20 ft15">första stycket 4 föräldrabalken där.</P></TD>
</TR>
</TABLE>
<P class="p59 ft4">Fondbolaget ska till varje fondandelsägare skriftligen bekräfta att dennes fondandelsinnehav har registrerats. Av bekräftelsen ska det framgå värdepappersfondens och, i förekommande fall, andelsklassens beteckning samt namnen på fondbolaget och förvaringsinstitutet. Vidare ska det framgå var informationsbroschyren enligt 15 §, faktabladet enligt 16 a § samt årsberättelsen och halvårsredogörelsen enligt 18 § finns att tillgå.</P>
<P class="p394 ft2">12 §<SPAN class="ft27">3</SPAN></P>
<P class="p417 ft4">Har en fondandelsägare lämnat sina andelar för förvaltning till någon som har fått tillstånd till registrering som förvaltare, får förvaltaren på andelsägarens uppdrag anges i det register som avses i 11 § första stycket i stället för andelsägaren. I registret ska det särskilt anmärkas att fond- andelen förvaltas för någon annans räkning. Förvaltaren ska skyndsamt till andelsägaren eller den som förvaltaren har antecknat i andelsägarens ställe lämna den information förvaltaren får från fondbolaget, om inte</P>
<TABLE cellpadding=0 cellspacing=0 class="t70">
<TR>
<TD class="tr31 td86"><P class="p28 ft32">1</P></TD>
<TD class="tr31 td230"><P class="p42 ft33">Senaste lydelse av lagens rubrik 2013:563.</P></TD>
</TR>
<TR>
<TD class="tr37 td86"><P class="p28 ft32">2</P></TD>
<TD class="tr37 td230"><P class="p42 ft50">Senaste lydelse 2013:563.</P></TD>
</TR>
<TR>
<TD class="tr37 td86"><P class="p28 ft32">3</P></TD>
<TD class="tr37 td230"><P class="p42 ft50">Senaste lydelse 2011:882.</P></TD>
</TR>
<TR>
<TD class="tr31 td86"><P class="p78 ft2">80</P></TD>
<TD class="tr31 td230"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_81">
<DIV id="dimg1">
<INGENBILD zsrc="H3031081x1.jpg/" id="img1">
</DIV>
<DIV id="tx1"><SPAN class="ft2">Är lagen (1998:1479) om </SPAN><SPAN class="ft3">värde- papperscentraler och </SPAN><SPAN class="ft2">kontoföring av finansiella instrument inte tillämplig på andelarna i fonden, tillämpas i fråga om överlåtelse eller pantsättning av en fondandel i stället 31 § lagen (1936:81) om skuldebrev. I så fall </SPAN><SPAN class="ft3">ska </SPAN><SPAN class="ft2">vad som i den bestämmelsen sägs om gälde- nären gälla fondbolaget eller, om fondandelarna är förvaltarregistre- rade, förvaltaren.</SPAN></DIV>
<DIV>
<DIV id="id_1">
<P class="p343 ft4">andelsägaren avstått från sådan information. Information som avser ändring av fondbestämmelser enligt 9 b § eller 5 a kap. 7 § eller som avser fusion enligt 8 kap. 8 § ska dock alltid lämnas till andelsägaren eller den som förvaltaren har antecknat i andelsägarens ställe.</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr31 td122"><P class="p113 ft2">Om registret förs av någon</P></TD>
<TD class="tr31 td124"><P class="p17 ft2">Om registret förs av någon</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft28"><SPAN class="ft31">annan än en </SPAN>central värdepappers-</P></TD>
<TD class="tr25 td124"><P class="p17 ft3"><SPAN class="ft2">annan än en </SPAN>svensk värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p113 ft2"><SPAN class="ft3">förvarare</SPAN>, ska Finansinspektionen</P></TD>
<TD class="tr26 td124"><P class="p17 ft2"><SPAN class="ft3">central</SPAN>, ska Finansinspektionen</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft2">pröva frågor om tillstånd till</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">pröva frågor om tillstånd till</P></TD>
</TR>
<TR>
<TD class="tr32 td122"><P class="p418 ft15">registrering som förvaltare.</P></TD>
<TD class="tr32 td124"><P class="p419 ft15">registrering som förvaltare.</P></TD>
</TR>
</TABLE>
<P class="p337 ft4">Ett tillstånd att registreras som förvaltare får förenas med särskilda villkor för att tillgodose allmänna och enskilda intressen. Ett tillstånd ska återkallas av Finansinspektionen, om ett villkor för tillståndet har åsidosatts och avvikelsen är betydande eller om förutsättningarna för tillståndet inte längre uppfylls.</P>
<P class="p420 ft4">14 § Är lagen (1998:1479) om konto-</P>
<P class="p421 ft2">föring av finansiella instrument inte tillämplig på andelarna i fonden, tillämpas i fråga om över- låtelse eller pantsättning av en fondandel i stället 31 § lagen (1936:81) om skuldebrev. I så fall <SPAN class="ft3">skall </SPAN>vad som i den bestämmelsen sägs om gäldenären gälla fond- bolaget eller, om fondandelarna är förvaltarregistrerade, förvaltaren.</P>
<P class="p422 ft2">Denna lag träder i kraft den 1 mars 2016.</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">81</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_82">
<DIV id="dimg1">
<INGENBILD zsrc="H3031082x1.jpg/" id="img1">
</DIV>
<DIV id="tx1"><SPAN class="ft4">Lagen (1998:1479) om </SPAN><SPAN class="ft36">värde- papperscentraler och </SPAN><SPAN class="ft4">kontoföring av finansiella instrument ska inte tillämpas på kontoföring av utsläppsrätter och kyotoenheter.</SPAN></DIV>
<TABLE cellpadding=0 cellspacing=0 class="t46">
<TR height=0>
<TD width=174px></TD>
<TD width=144px></TD>
<TD width=189px></TD>
</TR>
<TR>
<TD class="tr35 td48"><P class="p20 ft2">Prop. 2015/16:10 <SPAN class="ft37">2.17</SPAN></P></TD>
<TD colspan=2 class="tr35 td257"><P class="p20 ft26">Förslag till lag om ändring i lagen (2004:1199)</P></TD>
</TR>
<TR>
<TD class="tr42 td48"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr42 td257"><P class="p20 ft26">om handel med utsläppsrätter</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr42 td181"><P class="p165 ft2">Härigenom föreskrivs att 4 kap. 1 § lagen (2004:1199) om handel med</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td165"><P class="p25 ft2">utsläppsrätter ska ha följande lydelse.</P></TD>
<TD class="tr31 td143"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr40 td165"><P class="p25 ft3">Nuvarande lydelse</P></TD>
<TD class="tr40 td143"><P class="p20 ft3">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p423 ft29">4 kap.</P>
<P class="p424 ft2">1 §<SPAN class="ft27">1</SPAN></P>
<P class="p149 ft4">Bestämmelser om kontoföring av utsläppsrätter och kyotoenheter i ett unionsregister finns i registerförordningen.</P>
<P class="p59 ft2">Den myndighet som regeringen bestämmer (kontoföringsmyndigheten) är den nationella administratör som avses i artikel 6.1 i registerförord- ningen. Kontoföringsmyndigheten ska administrera konton i unions- registret som myndigheten har öppnat och som tillhör följande konto- typer:</P>
<P class="p425 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">Sveriges nationella konton,</SPAN></P>
<P class="p426 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft19">depåkonton för verksamhetsutövare,</SPAN></P>
<P class="p425 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft19">depåkonton för luftfartygsoperatörer,</SPAN></P>
<P class="p425 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft19">persondepåkonton,</SPAN></P>
<P class="p426 ft2"><SPAN class="ft2">5.</SPAN><SPAN class="ft19">depåkonton för handelsplattformar, och</SPAN></P>
<P class="p425 ft2"><SPAN class="ft2">6.</SPAN><SPAN class="ft19">kontrollörskonton.</SPAN></P>
<P class="p427 ft4">Lagen (1998:1479) om konto- föring av finansiella instrument ska inte tillämpas på kontoföring av utsläppsrätter och kyotoenheter.</P>
<P class="p428 ft2">Denna lag träder i kraft den 1 mars 2016.</P>
<P class="p429 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2011:1103.</P>
<P class="p125 ft2">82</P>
</DIV>
<DIV id="page_83">
<DIV id="tx1"><SPAN class="ft3">10 a §</SPAN></DIV>
<DIV id="tx2"><SPAN class="ft36">Vid tillämpningen av denna lag ska med ett avstämningsregister enligt lagen (1998:1479) om</SPAN></DIV>
<TABLE cellpadding=0 cellspacing=0 class="t52">
<TR>
<TD class="tr35 td84"><P class="p17 ft24">2.18</P></TD>
<TD class="tr35 td263"><P class="p195 ft26">Förslag till lag om ändring i aktiebolagslagen</P></TD>
<TD class="tr35 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr42 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td263"><P class="p195 ft26">(2005:551)</P></TD>
<TD class="tr42 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p430 ft2">Härigenom föreskrivs i fråga om aktiebolagslagen (2005:551)</P>
<P class="p48 ft4"><SPAN class="ft36">dels </SPAN>att 1 kap. 9 och 10 §§, 4 kap. 30, <NOBR>39–41</NOBR> och 49 §§, 5 kap. 4, 12, 13, 14 och <NOBR>16–19</NOBR> §§, 6 kap. 10 §, 11 kap. 5 och 8 §§, 12 kap. 10 §, 13 kap. 18 §, 14 kap. 36 §, 15 kap. 37 §, 20 kap. 21 §, 22 kap. 4, 14, 20 och 21 §§ och 30 kap. 1 § och rubriken närmast före 1 kap. 10 § ska ha följande lydelse,</P>
<P class="p389 ft22"><SPAN class="ft41">dels </SPAN>att det ska införas tre nya paragrafer, 1 kap. 10 a och 10 b §§ och 5 kap. 12 a § av följande lydelse.</P>
<P class="p431 ft3">Nuvarande lydelse Föreslagen lydelse</P>
<P class="p432 ft29">1 kap.</P>
<P class="p191 ft2">9 §<SPAN class="ft27">1</SPAN></P>
<P class="p192 ft4">Bestämmelser om betydelsen av följande begrepp, termer och uttryck finns i nedan angivna paragrafer:</P>
<P class="p172 ft2">– – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – –</P>
<TABLE cellpadding=0 cellspacing=0 class="t71">
<TR>
<TD class="tr31 td154"><P class="p20 ft2">uppdelning av</P></TD>
<TD class="tr31 td106"><P class="p20 ft2">4 kap. 46 §</P></TD>
<TD class="tr31 td154"><P class="p20 ft2">uppdelning av</P></TD>
<TD class="tr31 td41"><P class="p20 ft2">4 kap. 46 §</P></TD>
</TR>
<TR>
<TD class="tr26 td154"><P class="p20 ft2">aktier</P></TD>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td154"><P class="p20 ft2">aktier</P></TD>
<TD class="tr26 td41"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td154"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td154"><P class="p20 ft3">värdepappers-</P></TD>
<TD class="tr25 td41"><P class="p20 ft3">10 b §</P></TD>
</TR>
<TR>
<TD class="tr25 td154"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td154"><P class="p20 ft3">central</P></TD>
<TD class="tr25 td41"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td154"><P class="p20 ft2">årsstämma</P></TD>
<TD class="tr26 td106"><P class="p26 ft2">7 kap. 10 §</P></TD>
<TD class="tr26 td154"><P class="p20 ft2">årsstämma</P></TD>
<TD class="tr26 td41"><P class="p26 ft2">7 kap. 10 §</P></TD>
</TR>
<TR>
<TD class="tr25 td154"><P class="p20 ft2">överskjutande</P></TD>
<TD class="tr25 td106"><P class="p20 ft2">4 kap. 47 §</P></TD>
<TD class="tr25 td154"><P class="p20 ft2">överskjutande</P></TD>
<TD class="tr25 td41"><P class="p20 ft2">4 kap. 47 §</P></TD>
</TR>
<TR>
<TD class="tr31 td154"><P class="p20 ft2">aktier</P></TD>
<TD class="tr31 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td154"><P class="p20 ft2">aktier</P></TD>
<TD class="tr31 td41"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<TABLE cellpadding=0 cellspacing=0 class="t72">
<TR>
<TD colspan=3 class="tr42 td122"><P class="p20 ft53">Begreppet avstämningsbolag</P></TD>
<TD colspan=3 class="tr42 td222"><P class="p20 ft53">Avstämningsbolag</P></TD>
<TD class="tr42 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td102"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td118"><P class="p221 ft2">10 §</P></TD>
<TD class="tr41 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td62"><P class="p60 ft2">Ett</P></TD>
<TD class="tr25 td102"><P class="p26 ft2">avstämningsbolag</P></TD>
<TD class="tr25 td99"><P class="p113 ft2">är ett</P></TD>
<TD class="tr25 td71"><P class="p60 ft2">Ett</P></TD>
<TD colspan=3 class="tr25 td17"><P class="p70 ft2">avstämningsbolag</P></TD>
<TD class="tr25 td91"><P class="p84 ft2">är</P></TD>
<TD class="tr25 td100"><P class="p17 ft2">ett</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p20 ft2">aktiebolag vars bolagsordning</P></TD>
<TD colspan=2 class="tr25 td28"><P class="p20 ft2">aktiebolag</P></TD>
<TD class="tr25 td107"><P class="p122 ft2">vars</P></TD>
<TD colspan=3 class="tr25 td116"><P class="p17 ft2">bolagsordning</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td122"><P class="p20 ft2">innehåller förbehåll om att bo-</P></TD>
<TD colspan=6 class="tr26 td124"><P class="p20 ft2">innehåller förbehåll om att bolag-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p20 ft2">lagets aktier <SPAN class="ft3">skall </SPAN>vara registrerade</P></TD>
<TD colspan=6 class="tr25 td124"><P class="p20 ft2">ets aktier <SPAN class="ft3">ska </SPAN>vara registrerade i ett</P></TD>
</TR>
<TR>
<TD class="tr25 td62"><P class="p20 ft2">i ett</P></TD>
<TD class="tr25 td102"><P class="p20 ft2">avstämningsregister</P></TD>
<TD class="tr25 td99"><P class="p113 ft2">enligt</P></TD>
<TD colspan=3 class="tr25 td222"><P class="p20 ft2">avstämningsregister</P></TD>
<TD class="tr25 td98"><P class="p64 ft2">enligt</P></TD>
<TD colspan=2 class="tr25 td139"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td122"><P class="p20 ft2">lagen (1998:1479) om kontoföring</P></TD>
<TD colspan=3 class="tr26 td222"><P class="p20 ft2">(1998:1479) om</P></TD>
<TD colspan=3 class="tr26 td116"><P class="p17 ft28">värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p20 ft2">av finansiella instrument (<SPAN class="ft55">avstäm-</SPAN></P></TD>
<TD colspan=2 class="tr25 td28"><P class="p20 ft3">centraler</P></TD>
<TD colspan=3 class="tr25 td102"><P class="p84 ft2"><SPAN class="ft3">och </SPAN>kontoföring</P></TD>
<TD class="tr25 td100"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td150"><P class="p20 ft3"><SPAN class="ft55">ningsförbehåll</SPAN><SPAN class="ft2">).</SPAN></P></TD>
<TD class="tr25 td99"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td124"><P class="p20 ft2">finansiella instrument (<SPAN class="ft55">avstäm-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td99"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td222"><P class="p20 ft3"><SPAN class="ft55">ningsförbehåll</SPAN><SPAN class="ft2">).</SPAN></P></TD>
<TD class="tr26 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p60 ft3">I</P></TD>
<TD class="tr25 td54"><P class="p20 ft3">ett</P></TD>
<TD colspan=3 class="tr25 td102"><P class="p95 ft28">avstämningsbolag</P></TD>
<TD class="tr25 td100"><P class="p17 ft28">ska</P></TD>
</TR>
<TR>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td99"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td124"><P class="p20 ft3">aktierna registreras i ett avstäm-</P></TD>
</TR>
<TR>
<TD class="tr27 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td102"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td99"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr27 td150"><P class="p20 ft3">ningsregister för bolaget.</P></TD>
<TD class="tr27 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p433 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2008:12.</P>
<P class="p99 ft2">83</P>
</DIV>
<DIV id="page_84">
<TABLE cellpadding=0 cellspacing=0 class="t58">
<TR>
<TD class="tr28 td17"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr28 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr28 td143"><P class="p20 ft3">värdepapperscentraler och konto-</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td50"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td95"><P class="p20 ft3">föring</P></TD>
<TD colspan=4 class="tr26 td174"><P class="p76 ft3">av finansiella</P></TD>
<TD colspan=3 class="tr26 td141"><P class="p17 ft28">instrument</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td143"><P class="p20 ft3">jämställas ett motsvarande regist-</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td143"><P class="p20 ft3">er som förs av en sådan värde-</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td144"><P class="p20 ft3">papperscentral</P></TD>
<TD class="tr26 td55"><P class="p1 ft3">som</P></TD>
<TD class="tr26 td75"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td139"><P class="p66 ft3">avses</P></TD>
<TD class="tr26 td61"><P class="p17 ft3">i</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td187"><P class="p20 ft3">Europaparlamentets</P></TD>
<TD colspan=2 class="tr25 td27"><P class="p91 ft3">och</P></TD>
<TD colspan=2 class="tr25 td35"><P class="p17 ft3">rådets</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td143"><P class="p20 ft3">förordning (EU) nr 909/2014 av</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td143"><P class="p20 ft3">den 23 juli 2014 om förbättrad</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td1"><P class="p20 ft28">värdepappersavveckling</P></TD>
<TD class="tr25 td20"><P class="p178 ft3">i</P></TD>
<TD colspan=2 class="tr25 td35"><P class="p17 ft3">Euro-</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td143"><P class="p20 ft3">peiska unionen och om värdepap-</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td116"><P class="p20 ft3">perscentraler</P></TD>
<TD colspan=2 class="tr26 td18"><P class="p66 ft3">samt</P></TD>
<TD colspan=3 class="tr26 td77"><P class="p26 ft3">ändring</P></TD>
<TD class="tr26 td61"><P class="p17 ft3">av</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td143"><P class="p20 ft28">direktiv 98/26/EG och 2014/65/EU</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td143"><P class="p20 ft3">och förordning (EU) nr 236/2012,</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td143"><P class="p20 ft3">i den ursprungliga lydelsen, som</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td143"><P class="p20 ft3">är etablerad i ett annat land inom</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td116"><P class="p20 ft3">Europeiska</P></TD>
<TD colspan=4 class="tr25 td132"><P class="p94 ft28">ekonomiska</P></TD>
<TD colspan=2 class="tr25 td35"><P class="p17 ft3">sam-</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr26 td232"><P class="p20 ft3">arbetsområdet än Sverige.</P></TD>
<TD class="tr26 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td143"><P class="p17 ft3">Ett konto i ett sådant register</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td143"><P class="p20 ft3">ska jämställas med ett avstäm-</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td143"><P class="p20 ft3">ningskonto enligt lagen om värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td144"><P class="p20 ft3">papperscentraler</P></TD>
<TD class="tr25 td55"><P class="p71 ft3">och</P></TD>
<TD colspan=4 class="tr25 td113"><P class="p17 ft3">kontoföring</P></TD>
</TR>
<TR>
<TD class="tr27 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr27 td232"><P class="p20 ft3">av finansiella instrument.</P></TD>
<TD class="tr27 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td50"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td95"><P class="p20 ft3">10 b §</P></TD>
<TD class="tr38 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td95"><P class="p87 ft3">Med</P></TD>
<TD colspan=6 class="tr25 td126"><P class="p135 ft3">värdepapperscentral</P></TD>
<TD class="tr25 td61"><P class="p17 ft3">och</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td187"><P class="p20 ft3">värdepapperscentral</P></TD>
<TD colspan=2 class="tr26 td27"><P class="p94 ft3">från</P></TD>
<TD colspan=2 class="tr26 td35"><P class="p17 ft3">tredje-</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td143"><P class="p20 ft3">land avses detsamma som i 1 kap.</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td143"><P class="p20 ft3">3 § lagen (1998:1479) om värde-</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td144"><P class="p20 ft3">papperscentraler</P></TD>
<TD class="tr26 td55"><P class="p71 ft3">och</P></TD>
<TD colspan=4 class="tr26 td113"><P class="p17 ft3">kontoföring</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td144"><P class="p20 ft3">av finansiella</P></TD>
<TD colspan=4 class="tr25 td121"><P class="p20 ft3">instrument.</P></TD>
<TD class="tr25 td61"><P class="p17 ft3">Vid</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td144"><P class="p20 ft3">tillämpningen av</P></TD>
<TD colspan=5 class="tr25 td47"><P class="p17 ft3">5 kap. 12, 12 a,</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td143"><P class="p20 ft3">16, 18 och 19 §§ denna lag ska</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td95"><P class="p20 ft3">med</P></TD>
<TD colspan=5 class="tr25 td175"><P class="p65 ft28">värdepapperscentral</P></TD>
<TD colspan=2 class="tr25 td35"><P class="p17 ft3">jäm-</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td95"><P class="p20 ft3">ställas</P></TD>
<TD class="tr25 td62"><P class="p87 ft3">en</P></TD>
<TD colspan=6 class="tr25 td102"><P class="p17 ft28">värdepapperscentral</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td143"><P class="p20 ft3">från tredjeland som är erkänd</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td143"><P class="p20 ft3">enligt artikel 25 i förordning (EU)</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td143"><P class="p20 ft3">nr 909/2014, i den ursprungliga</P></TD>
</TR>
<TR>
<TD class="tr27 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td116"><P class="p20 ft3">lydelsen.</P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td229"><P class="p434 ft29">4 kap.</P></TD>
<TD class="tr41 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td229"><P class="p133 ft2">30 §</P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p30 ft2">Den som förvärvar aktier som</P></TD>
<TD colspan=8 class="tr25 td143"><P class="p17 ft2">Den som förvärvar aktier som</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p30 ft2">enligt bolagsordningen <SPAN class="ft3">skall </SPAN>hem-</P></TD>
<TD colspan=8 class="tr25 td143"><P class="p20 ft2">enligt bolagsordningen <SPAN class="ft3">ska </SPAN>hem-</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td50"><P class="p30 ft2">bjudas <SPAN class="ft3">skall </SPAN>snarast efter förvärvet</P></TD>
<TD colspan=8 class="tr26 td143"><P class="p20 ft2">bjudas <SPAN class="ft3">ska </SPAN>snarast efter förvärvet</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p30 ft2">anmäla aktieövergången till bolag-</P></TD>
<TD colspan=8 class="tr25 td143"><P class="p20 ft2">anmäla aktieövergången till bolag-</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p30 ft2">ets styrelse. Anmälan <SPAN class="ft3">skall </SPAN>inne-</P></TD>
<TD colspan=8 class="tr25 td143"><P class="p20 ft2">ets styrelse. Anmälan <SPAN class="ft3">ska </SPAN>inne-</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td50"><P class="p30 ft2">hålla uppgift om den ersättning</P></TD>
<TD colspan=8 class="tr26 td143"><P class="p20 ft2">hålla uppgift om den ersättning</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p30 ft2">som har lämnats för aktierna och</P></TD>
<TD colspan=8 class="tr25 td143"><P class="p20 ft2">som har lämnats för aktierna och</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p30 ft2">de villkor förvärvaren ställer för</P></TD>
<TD colspan=8 class="tr25 td143"><P class="p20 ft2">de villkor förvärvaren ställer för</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td50"><P class="p435 ft31">inlösen.</P></TD>
<TD colspan=2 class="tr26 td116"><P class="p20 ft2">inlösen.</P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td17"><P class="p33 ft2">84</P></TD>
<TD class="tr31 td50"><P class="p30 ft2">Övergår en hembudspliktig aktie</P></TD>
<TD colspan=8 class="tr31 td143"><P class="p17 ft2">Övergår en hembudspliktig aktie</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_85">
<DIV id="tx1"><SPAN class="ft2">Den som är antecknad i ett avstämningsregister enligt 4 kap. 18 § första stycket </SPAN><NOBR><SPAN class="ft2">6–8</SPAN></NOBR><SPAN class="ft2"> lagen (1998:1479) om </SPAN><SPAN class="ft3">värdepappers- centraler och </SPAN><SPAN class="ft2">kontoföring av finansiella instrument </SPAN><SPAN class="ft3">ska </SPAN><SPAN class="ft2">i stället för aktieägaren antas vara behörig att utöva de rättigheter som avses i 39 §.</SPAN></DIV>
<DIV id="tx2"><SPAN class="ft2">I avstämningsbolag </SPAN><SPAN class="ft3">ska </SPAN><SPAN class="ft2">en aktieägare eller förvaltare som på avstämningsdagen är införd i aktieboken och antecknad i ett avstämningsregister enligt 4 kap. lagen (1998:1479) om </SPAN><SPAN class="ft3">värdepap- perscentraler och </SPAN><SPAN class="ft2">kontoföring av finansiella instrument, med den begränsning som följer av 41 § tredje meningen, antas vara behörig att</SPAN></DIV>
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p157 ft2">i ett avstämningsbolag till en ny ägare, <SPAN class="ft3">skall </SPAN>den <SPAN class="ft3">centrala värde- pappersförvararen </SPAN>underrätta styr- elsen om övergången i samband med att frågan om införande av den <SPAN class="ft3">nye </SPAN>ägaren i aktieboken prövas. Bolaget <SPAN class="ft3">skall </SPAN>underrätta den <SPAN class="ft3">nye </SPAN>ägaren om anmälnings- skyldigheten enligt första stycket.</P>
<P class="p436 ft4">Anmälan enligt första stycket <SPAN class="ft36">skall </SPAN>också göras när hembudsplikt inträder enligt 29 §.</P>
</DIV>
<DIV id="id_1_2">
<TABLE cellpadding=0 cellspacing=0 class="t60">
<TR>
<TD colspan=2 class="tr28 td152"><P class="p20 ft2">i ett avstämningsbolag till en</P></TD>
<TD class="tr28 td184"><P class="p17 ft2">ny Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td13"><P class="p20 ft3"><SPAN class="ft2">ägare, </SPAN>ska värdepapperscentralen,</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td13"><P class="p20 ft3">om den ansvarar för att föra aktie-</P></TD>
</TR>
<TR>
<TD class="tr26 td98"><P class="p20 ft3">boken,</P></TD>
<TD class="tr26 td176"><P class="p72 ft2">underrätta styrelsen</P></TD>
<TD class="tr26 td184"><P class="p181 ft2">om</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td13"><P class="p20 ft2">övergången i samband med att</P></TD>
</TR>
<TR>
<TD class="tr32 td98"><P class="p20 ft15">frågan</P></TD>
<TD class="tr32 td176"><P class="p88 ft15">om införande av den</P></TD>
<TD class="tr32 td184"><P class="p181 ft68">nya</P></TD>
</TR>
</TABLE>
<P class="p138 ft2">ägaren i aktieboken prövas. Bolag- et <SPAN class="ft3">ska </SPAN>underrätta den <SPAN class="ft3">nya </SPAN>ägaren om anmälningsskyldigheten enligt första stycket.</P>
<P class="p273 ft4">Anmälan enligt första stycket <SPAN class="ft36">ska </SPAN>också göras när hembudsplikt inträder enligt 29 §.</P>
</DIV>
</DIV>
<DIV id="id_2">
<P class="p437 ft4">39 § I avstämningsbolag <SPAN class="ft36">skall </SPAN>en</P>
<P class="p438 ft2">aktieägare eller förvaltare som på avstämningsdagen är införd i aktieboken och antecknad i ett avstämningsregister enligt 4 kap. lagen (1998:1479) om kontoföring av finansiella instrument, med den begränsning som följer av 41 § tredje meningen, antas vara behörig att</P>
<P class="p439 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft18">ta emot nya aktier vid fondemission,</SPAN></P>
<P class="p440 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft30">ta emot teckningsrätt vid nyemission av aktier eller emission av teckningsoptioner eller konvertibler,</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft18">ta emot vinstutdelning,</SPAN></P>
<P class="p440 ft4"><SPAN class="ft2">4.</SPAN><SPAN class="ft30">ta emot betalning i samband med minskning av aktiekapitalet för återbetalning till aktieägarna, och</SPAN></P>
<P class="p440 ft2"><SPAN class="ft2">5.</SPAN><SPAN class="ft18">ta emot betalning i samband med utskiftning vid bolagets likvidation.</SPAN></P>
<P class="p441 ft4">40 § Den som är antecknad i ett</P>
<P class="p438 ft4">avstämningsregister enligt 4 kap. 18 § första stycket <NOBR>6–8</NOBR> lagen (1998:1479) om kontoföring av finansiella instrument <SPAN class="ft36">skall </SPAN>i stället för aktieägaren antas vara behörig att utöva de rättigheter som avses i 39 §.</P>
<TABLE cellpadding=0 cellspacing=0 class="t73">
<TR>
<TD class="tr2 td101"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td137"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td264"><P class="p442 ft2">41 §</P></TD>
<TD class="tr2 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft2">Om den som har tagit emot</P></TD>
<TD class="tr25 td218"><P class="p252 ft2">Om den som har tagit emot</P></TD>
<TD class="tr25 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td101"><P class="p20 ft2">värdepapper</P></TD>
<TD class="tr25 td71"><P class="p123 ft2">eller</P></TD>
<TD class="tr25 td137"><P class="p20 ft2">betalning</P></TD>
<TD class="tr25 td70"><P class="p113 ft2">enligt</P></TD>
<TD class="tr25 td218"><P class="p252 ft2">värdepapper eller betalning enligt</P></TD>
<TD class="tr25 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p113 ft2">38, 39 eller 40 § inte var rätt</P></TD>
<TD class="tr26 td218"><P class="p252 ft2">38, 39 eller 40 § inte var rätt</P></TD>
<TD class="tr26 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td101"><P class="p20 ft2">mottagare,</P></TD>
<TD class="tr31 td71"><P class="p123 ft28">skall</P></TD>
<TD class="tr31 td137"><P class="p64 ft2">bolaget</P></TD>
<TD class="tr31 td70"><P class="p113 ft2">ändå</P></TD>
<TD class="tr31 td218"><P class="p252 ft2">mottagare, <SPAN class="ft3">ska </SPAN>bolaget ändå anses</P></TD>
<TD class="tr31 td96"><P class="p17 ft2">85</P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
<DIV id="page_86">
<DIV id="tx1"><SPAN class="ft2">I avstämningsbolag ska anmälan genast göras till den </SPAN><SPAN class="ft3">värdepappers- central som för avstämnings- register för bolaget </SPAN><SPAN class="ft2">om att beslutet har registrerats.</SPAN></DIV>
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p155 ft2">Prop. 2015/16:10 anses ha fullgjort sin skyldighet. Detta gäller dock inte om bolaget eller, i fråga om avstämningsbolag, <SPAN class="ft3">den centrala värdepappersför- vararen </SPAN>insett eller <SPAN class="ft3">bort inse </SPAN>att det var fel mottagare. Det gäller inte heller om mottagaren var omyndig eller hade en förvaltare enligt för- äldrabalken med uppdrag att för- valta hans eller hennes aktier.</P>
</DIV>
<DIV id="id_1_2">
<P class="p157 ft2">ha fullgjort sin skyldighet. Detta gäller dock inte om bolaget eller, i fråga om avstämningsbolag, <SPAN class="ft3">värdepapperscentralen </SPAN>insett eller <SPAN class="ft3">borde ha insett </SPAN>att det var fel mottagare. Det gäller inte heller om mottagaren var omyndig eller hade en förvaltare enligt föräldra- balken med uppdrag att förvalta hans eller hennes aktier.</P>
</DIV>
</DIV>
<DIV id="id_2">
<P class="p55 ft2">49 §<SPAN class="ft27">2</SPAN></P>
<P class="p120 ft4">Ett beslut om uppdelning eller sammanläggning av aktier ska genast anmälas för registrering i aktiebolagsregistret. Antalet aktier ändras när beslutet registreras.</P>
<P class="p59 ft2">Efter registreringen ska nödvändiga ändringar genast göras i aktie- boken.</P>
<P class="p147 ft4">I avstämningsbolag ska anmälan genast göras till den <SPAN class="ft36">centrala värdepappersförvararen </SPAN>om att beslutet har registrerats.</P>
<TABLE cellpadding=0 cellspacing=0 class="t74">
<TR>
<TD colspan=2 class="tr28 td248"><P class="p443 ft29">5 kap.</P></TD>
<TD class="tr28 td157"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td101"><P class="p444 ft2">4 §</P></TD>
<TD class="tr25 td157"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td124"><P class="p17 ft2">I fråga om behandling av per-</P></TD>
<TD colspan=2 class="tr26 td122"><P class="p17 ft2">I fråga om behandling av per-</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p17 ft2">sonuppgifter i aktiebok som förs</P></TD>
<TD colspan=2 class="tr25 td122"><P class="p17 ft2">sonuppgifter i aktiebok som förs</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p17 ft2">med automatiserad behandling</P></TD>
<TD colspan=2 class="tr25 td122"><P class="p17 ft2">med automatiserad behandling</P></TD>
</TR>
<TR>
<TD class="tr26 td124"><P class="p17 ft2">finns bestämmelser i personupp-</P></TD>
<TD colspan=2 class="tr26 td122"><P class="p17 ft2">finns bestämmelser i personupp-</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p17 ft2">giftslagen (1998:204). Bolaget är</P></TD>
<TD colspan=2 class="tr25 td122"><P class="p17 ft2">giftslagen (1998:204). Bolaget är</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p17 ft31">personuppgiftsansvarig för den be-</P></TD>
<TD colspan=2 class="tr25 td122"><P class="p17 ft2">personuppgiftsansvarig för den be-</P></TD>
</TR>
<TR>
<TD class="tr26 td124"><P class="p17 ft2">handling av personuppgifter som</P></TD>
<TD class="tr26 td101"><P class="p38 ft2">handling</P></TD>
<TD class="tr26 td157"><P class="p17 ft2">av personuppgifter som</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p17 ft2">förandet av aktieboken innebär. I</P></TD>
<TD colspan=2 class="tr25 td122"><P class="p17 ft2">förandet av aktieboken innebär. I</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p17 ft2">avstämningsbolag är det, sedan ett</P></TD>
<TD colspan=2 class="tr25 td122"><P class="p17 ft2">avstämningsbolag är det, sedan ett</P></TD>
</TR>
<TR>
<TD class="tr26 td124"><P class="p17 ft31">avstämningsregister har upprättats,</P></TD>
<TD colspan=2 class="tr26 td122"><P class="p17 ft2">avstämningsregister har upprättats,</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p17 ft3"><SPAN class="ft2">i stället </SPAN>den centrala värdepap-</P></TD>
<TD class="tr25 td101"><P class="p38 ft2">i stället</P></TD>
<TD class="tr25 td157"><P class="p17 ft3">värdepapperscentralen</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p17 ft2"><SPAN class="ft3">persförvararen </SPAN>som är personupp-</P></TD>
<TD colspan=2 class="tr25 td122"><P class="p17 ft2">som är personuppgiftsansvarig<SPAN class="ft3">, om</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td124"><P class="p445 ft31">giftsansvarig.</P></TD>
<TD colspan=2 class="tr26 td122"><P class="p17 ft3">det är en svensk värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td122"><P class="p17 ft3">central som ansvarar för att föra</P></TD>
</TR>
<TR>
<TD class="tr32 td124"><P class="p20 ft14"> </P></TD>
<TD colspan=2 class="tr32 td122"><P class="p38 ft39">aktieboken<SPAN class="ft15">.</SPAN></P></TD>
</TR>
</TABLE>
<P class="p59 ft4">Bestämmelserna i personuppgiftslagen om rättelse och skadestånd gäller vid behandling av personuppgifter i aktiebok och vid annan behandling av personuppgifter enligt denna lag.</P>
<TABLE cellpadding=0 cellspacing=0 class="t75">
<TR>
<TD class="tr28 td159"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td265"><P class="p62 ft2">12 §</P></TD>
<TD class="tr28 td266"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td159"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td265"><P class="p221 ft2">Om ett avstämningsförbehåll tas</P></TD>
<TD class="tr25 td266"><P class="p17 ft2">Om ett avstämningsförbehåll tas</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr27 td267"><P class="p446 ft2">in i bolagsordningen i samband in</P></TD>
<TD class="tr27 td266"><P class="p17 ft2">i bolagsordningen i samband</P></TD>
</TR>
<TR>
<TD class="tr36 td159"><P class="p446 ft42">2</P></TD>
<TD class="tr36 td265"><P class="p447 ft33">Senaste lydelse 2009:37.</P></TD>
<TD class="tr36 td266"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td159"><P class="p448 ft2">86</P></TD>
<TD class="tr31 td265"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td266"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
<DIV id="page_87">
<TABLE cellpadding=0 cellspacing=0 class="t59">
<TR>
<TD class="tr2 td55"><P class="p20 ft2">med</P></TD>
<TD colspan=2 class="tr2 td139"><P class="p60 ft2">att</P></TD>
<TD class="tr2 td77"><P class="p63 ft2">bolaget</P></TD>
<TD colspan=2 class="tr2 td85"><P class="p76 ft2">bildas,</P></TD>
<TD class="tr2 td63"><P class="p113 ft28">skall</P></TD>
<TD colspan=3 class="tr2 td13"><P class="p20 ft2">med att bolaget bildas, <SPAN class="ft3">ska </SPAN><NOBR>7–9</NOBR> §§ Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td70"><P class="p20 ft2"><NOBR>7–9</NOBR> §§</P></TD>
<TD colspan=2 class="tr25 td96"><P class="p1 ft2">tillämpas</P></TD>
<TD class="tr25 td163"><P class="p26 ft2">till</P></TD>
<TD class="tr25 td109"><P class="p20 ft31">dess</P></TD>
<TD class="tr25 td63"><P class="p113 ft2">att</P></TD>
<TD colspan=3 class="tr25 td13"><P class="p20 ft2">tillämpas till dess att bolaget har</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">bolaget har registrerats i aktie-</P></TD>
<TD colspan=2 class="tr25 td197"><P class="p20 ft2">registrerats i</P></TD>
<TD class="tr25 td241"><P class="p181 ft31">aktiebolagsregistret</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft2">bolagsregistret och ett avstäm-</P></TD>
<TD class="tr26 td99"><P class="p20 ft2">och ett</P></TD>
<TD colspan=2 class="tr26 td268"><P class="p181 ft2">avstämningsregister har</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">ningsregister har upprättats. Införs</P></TD>
<TD colspan=3 class="tr25 td13"><P class="p20 ft2">upprättats. Införs ett sådant förbe-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">ett sådant förbehåll genom ändring</P></TD>
<TD colspan=3 class="tr25 td13"><P class="p20 ft2">håll genom ändring av bolagsord-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft2">av bolagsordningen, <SPAN class="ft3">skall </SPAN><NOBR>7–9</NOBR> §§</P></TD>
<TD colspan=3 class="tr26 td13"><P class="p20 ft2">ningen, <SPAN class="ft3">ska </SPAN><NOBR>7–9</NOBR> §§ tillämpas till</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">tillämpas till dess att förbehållet</P></TD>
<TD colspan=3 class="tr25 td13"><P class="p20 ft2">dess att förbehållet har registrerats</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">har registrerats i aktiebolagsregist-</P></TD>
<TD colspan=3 class="tr25 td13"><P class="p20 ft2">i aktiebolagsregistret och avstäm-</P></TD>
</TR>
<TR>
<TD class="tr26 td55"><P class="p20 ft2">ret</P></TD>
<TD class="tr26 td14"><P class="p20 ft2">och</P></TD>
<TD colspan=4 class="tr26 td224"><P class="p68 ft2">avstämningsregister</P></TD>
<TD class="tr26 td63"><P class="p113 ft2">har</P></TD>
<TD colspan=3 class="tr26 td13"><P class="p20 ft2">ningsregister har upprättats.</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td130"><P class="p20 ft2">upprättats.</P></TD>
<TD class="tr25 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td241"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td70"><P class="p60 ft3">När</P></TD>
<TD colspan=4 class="tr25 td224"><P class="p20 ft2">avstämningsregistret</P></TD>
<TD class="tr25 td63"><P class="p113 ft2">har</P></TD>
<TD colspan=3 class="tr25 td13"><P class="p181 ft3">Bolaget får träffa ett skriftligt</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td130"><P class="p20 ft2">upprättats,</P></TD>
<TD class="tr25 td77"><P class="p75 ft28">skall</P></TD>
<TD class="tr25 td163"><P class="p20 ft3">den</P></TD>
<TD colspan=2 class="tr25 td79"><P class="p113 ft3">centrala</P></TD>
<TD colspan=3 class="tr25 td13"><P class="p20 ft3">avtal med en värdepapperscentral</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td231"><P class="p20 ft3">värdepappersförvararen</P></TD>
<TD class="tr26 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td63"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td13"><P class="p20 ft3">om att värdepapperscentralen ska</P></TD>
</TR>
<TR>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td99"><P class="p20 ft3">ansvara</P></TD>
<TD class="tr25 td84"><P class="p1 ft3">för</P></TD>
<TD class="tr25 td241"><P class="p181 ft3">aktieboken enligt</P></TD>
</TR>
<TR>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td63"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td13"><P class="p20 ft3">bestämmelserna i denna lag. I ett</P></TD>
</TR>
<TR>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td63"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td13"><P class="p20 ft3">sådant fall ska värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td99"><P class="p20 ft28">centralen,</P></TD>
<TD class="tr25 td84"><P class="p68 ft3">när</P></TD>
<TD class="tr25 td241"><P class="p181 ft2">avstämningsregist-</P></TD>
</TR>
<TR>
<TD class="tr32 td55"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td14"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td10"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td77"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td163"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td109"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td63"><P class="p20 ft14"> </P></TD>
<TD colspan=3 class="tr32 td13"><P class="p20 ft15">ret har upprättats,</P></TD>
</TR>
</TABLE>
<P class="p186 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft18">föra och bevara aktieboken,</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">pröva frågor om införande av aktieägare i aktieboken,</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft18">svara för utskrift av aktieboken, och</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft18">avstämma aktieboken.</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR height=0>
<TD width=205px></TD>
<TD width=61px></TD>
<TD width=27px></TD>
<TD width=29px></TD>
<TD width=25px></TD>
<TD width=30px></TD>
<TD width=16px></TD>
</TR>
<TR>
<TD class="tr27 td122"><P class="p113 ft2">Styrelsen ansvarar för att det</P></TD>
<TD class="tr27 td49"><P class="p60 ft2">Styrelsen</P></TD>
<TD colspan=2 class="tr27 td137"><P class="p135 ft2">ansvarar</P></TD>
<TD class="tr27 td55"><P class="p74 ft2">för</P></TD>
<TD class="tr27 td84"><P class="p67 ft31">att</P></TD>
<TD class="tr27 td12"><P class="p17 ft31">det</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft2">träffas ett avtal med en <SPAN class="ft3">central</SPAN></P></TD>
<TD class="tr25 td49"><P class="p20 ft2">träffas ett</P></TD>
<TD colspan=3 class="tr25 td90"><P class="p19 ft3">skriftligt <SPAN class="ft2">avtal</SPAN></P></TD>
<TD class="tr25 td84"><P class="p77 ft2">med</P></TD>
<TD class="tr25 td12"><P class="p17 ft2">en</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p449 ft28">värdepappersförvarare<SPAN class="ft31">.</SPAN></P></TD>
<TD colspan=3 class="tr26 td149"><P class="p20 ft3">värdepapperscentral</P></TD>
<TD class="tr26 td55"><P class="p74 ft3">om</P></TD>
<TD colspan=2 class="tr26 td114"><P class="p17 ft3">regist-</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td124"><P class="p20 ft3">rering i avstämningsregister och, i</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td76"><P class="p20 ft3">förekommande</P></TD>
<TD class="tr25 td163"><P class="p20 ft3">fall,</P></TD>
<TD class="tr25 td55"><P class="p62 ft3">om</P></TD>
<TD colspan=2 class="tr25 td114"><P class="p17 ft28">ansvaret</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td76"><P class="p20 ft3">för aktieboken<SPAN class="ft2">.</SPAN></P></TD>
<TD colspan=4 class="tr25 td166"><P class="p17 ft3">Om något sådant</P></TD>
</TR>
</TABLE>
<P class="p450 ft36">avtal om ansvaret för aktieboken inte gäller, ansvarar styrelsen för de uppgifter som anges i andra stycket.</P>
<TABLE cellpadding=0 cellspacing=0 class="t76">
<TR>
<TD class="tr2 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td30"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td149"><P class="p20 ft3">12 a §</P></TD>
<TD class="tr2 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td59"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td30"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td11"><P class="p451 ft3">När ett sådant avtal som avses i</P></TD>
</TR>
<TR>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td30"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td11"><P class="p20 ft3">12 § tredje stycket har ingåtts, ska</P></TD>
</TR>
<TR>
<TD class="tr26 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td30"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td11"><P class="p20 ft3">bolaget anmäla för registrering i</P></TD>
</TR>
<TR>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td30"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td149"><P class="p20 ft3">aktiebolagsregistret</P></TD>
<TD class="tr25 td70"><P class="p42 ft3">vilken</P></TD>
<TD class="tr25 td59"><P class="p451 ft28">eller</P></TD>
</TR>
<TR>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td30"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td225"><P class="p20 ft3">vilka värdepapperscentraler</P></TD>
<TD class="tr25 td59"><P class="p451 ft3">av-</P></TD>
</TR>
<TR>
<TD class="tr26 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td30"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td11"><P class="p20 ft3">stämningsbolaget har anlitat och, i</P></TD>
</TR>
<TR>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td30"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td11"><P class="p20 ft3">förekommande fall, vilken värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td30"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td149"><P class="p20 ft3">papperscentral som</P></TD>
<TD colspan=2 class="tr25 td269"><P class="p451 ft3">ansvarar för</P></TD>
</TR>
<TR>
<TD class="tr27 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td30"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td149"><P class="p20 ft3">aktieboken.</P></TD>
<TD class="tr27 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td59"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td30"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td227"><P class="p452 ft2">13 §</P></TD>
<TD class="tr38 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td59"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p113 ft2">Den som har antecknats som</P></TD>
<TD colspan=3 class="tr26 td11"><P class="p451 ft2">Den som har antecknats som</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft31">aktieägare på ett avstämningskonto</P></TD>
<TD colspan=3 class="tr25 td11"><P class="p20 ft2">aktieägare på ett avstämningskonto</P></TD>
</TR>
<TR>
<TD class="tr25 td65"><P class="p20 ft3">enligt</P></TD>
<TD class="tr25 td139"><P class="p68 ft28">lagen</P></TD>
<TD class="tr25 td30"><P class="p86 ft3">(1998:1479)</P></TD>
<TD class="tr25 td18"><P class="p113 ft3">om</P></TD>
<TD colspan=3 class="tr25 td11"><P class="p20 ft2"><SPAN class="ft3">ska </SPAN>genast föras in i aktieboken,</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p113 ft3">kontoföring av finansiella instru-</P></TD>
<TD colspan=3 class="tr26 td11"><P class="p20 ft2">om inte annat följer av denna lag.</P></TD>
</TR>
<TR>
<TD class="tr31 td65"><P class="p20 ft3">ment</P></TD>
<TD class="tr31 td139"><P class="p20 ft3">skall</P></TD>
<TD class="tr31 td30"><P class="p111 ft2">genast föras</P></TD>
<TD class="tr31 td18"><P class="p113 ft2">in i</P></TD>
<TD class="tr31 td149"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td59"><P class="p17 ft2">87</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_88">
<TABLE cellpadding=0 cellspacing=0 class="t46">
<TR>
<TD class="tr2 td129"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD colspan=2 class="tr2 td50"><P class="p20 ft2">aktieboken, om inte annat följer av</P></TD>
<TD class="tr2 td127"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td101"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td141"><P class="p20 ft2">denna lag.</P></TD>
<TD class="tr31 td226"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td127"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td101"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td141"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td270"><P class="p453 ft2">14 §</P></TD>
<TD class="tr41 td101"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td50"><P class="p30 ft2">Har en aktieägare i ett avstäm-</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">Har en aktieägare i ett avstäm-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td50"><P class="p20 ft2">ningsbolag lämnat sina aktier till</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">ningsbolag lämnat sina aktier till</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td50"><P class="p20 ft2">någon annan för förvaltning, kan</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">någon annan för förvaltning <SPAN class="ft3">enligt</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td50"><P class="p20 ft2">denne (förvaltaren) på aktieägar-</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft3">3 kap. <NOBR>7–12</NOBR> §§ lagen (1998:1479)</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td50"><P class="p20 ft2">ens uppdrag föras in i aktieboken i</P></TD>
<TD colspan=2 class="tr25 td152"><P class="p20 ft3">om värdepapperscentraler</P></TD>
<TD class="tr25 td61"><P class="p17 ft3">och</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td50"><P class="p20 ft2">stället för aktieägaren. Detta förut-</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3">kontoföring av finansiella instru-</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td50"><P class="p20 ft2">sätter dock att förvaltaren</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft3">ment eller motsvarande förfarande</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td226"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3">enligt regler i det land där värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td226"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3">papperscentralen är auktoriserad<SPAN class="ft2">,</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td226"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft2">kan denne (förvaltaren) på aktie-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td226"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">ägarens uppdrag föras in i aktie-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td226"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">boken i stället för aktieägaren.</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td226"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft2">Detta förutsätter dock att för-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td226"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td127"><P class="p20 ft2">valtaren</P></TD>
<TD class="tr25 td101"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td50"><P class="p30 ft2">1. har fått medgivande av <SPAN class="ft3">den</SPAN></P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">1. har fått medgivande av <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td141"><P class="p20 ft3">centrala</P></TD>
<TD class="tr26 td226"><P class="p30 ft28">värdepappersförvararen</P></TD>
<TD class="tr26 td127"><P class="p20 ft3">papperscentralen</P></TD>
<TD colspan=2 class="tr26 td80"><P class="p17 ft2">till registrering</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td50"><P class="p20 ft2">till registrering som förvaltare, och</P></TD>
<TD colspan=2 class="tr25 td152"><P class="p20 ft2">som förvaltare, och</P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td271"><P class="p60 ft2">2. uppfyller de villkor som gäller för införing av ägare i aktieboken.</P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td50"><P class="p30 ft2">I det fall som avses i första</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft2">I det fall som avses i första</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td50"><P class="p20 ft2">stycket <SPAN class="ft3">skall </SPAN>det i aktieboken</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">stycket <SPAN class="ft3">ska </SPAN>det i aktieboken</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td50"><P class="p20 ft2">anmärkas att aktien innehas för</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">anmärkas att aktien innehas för</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td50"><P class="p20 ft2">någon annans räkning. Beträffande</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft2">någon annans räkning. Beträffande</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td50"><P class="p20 ft2">förvaltaren antecknas i aktieboken</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">förvaltaren antecknas i aktieboken</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td50"><P class="p20 ft2">samma uppgifter som enligt 11 §</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">samma uppgifter som enligt 11 §</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td50"><P class="p20 ft2"><SPAN class="ft3">skall </SPAN>föras in om aktieägare.</P></TD>
<TD colspan=2 class="tr26 td152"><P class="p20 ft2"><SPAN class="ft3">ska </SPAN>föras in om aktieägare.</P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td50"><P class="p30 ft2">I lagen <SPAN class="ft3">(1998:1479) </SPAN>om konto-</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3"><SPAN class="ft2">I lagen om </SPAN>värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td141"><P class="p20 ft2">föring av</P></TD>
<TD class="tr25 td226"><P class="p30 ft2">finansiella instrument</P></TD>
<TD class="tr25 td127"><P class="p20 ft3">centraler och</P></TD>
<TD class="tr25 td101"><P class="p20 ft2">kontoföring</P></TD>
<TD class="tr25 td61"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td50"><P class="p20 ft2">finns bestämmelser om</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft2">finansiella instrument finns <SPAN class="ft3">i fråga</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td226"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft28">om svenska värdepapperscentraler</P></TD>
</TR>
<TR>
<TD class="tr32 td129"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td141"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td226"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td127"><P class="p20 ft15">bestämmelser om</P></TD>
<TD class="tr32 td101"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td61"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p425 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">medgivande enligt första stycket,</SPAN></P>
<P class="p425 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft19">förvaltares skyldigheter, och</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t58">
<TR>
<TD class="tr31 td79"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr31 td272"><P class="p30 ft2">3. skyldighet för bolaget och <SPAN class="ft3">den</SPAN></P></TD>
<TD colspan=3 class="tr31 td152"><P class="p91 ft2">3. skyldighet för bolaget</P></TD>
<TD class="tr31 td61"><P class="p17 ft2">och</P></TD>
</TR>
<TR>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td192"><P class="p301 ft3">centrala</P></TD>
<TD colspan=3 class="tr26 td209"><P class="p30 ft3">värdepappersförvararen</P></TD>
<TD colspan=3 class="tr26 td152"><P class="p20 ft3">värdepapperscentralen <SPAN class="ft2">att</SPAN></P></TD>
<TD class="tr26 td61"><P class="p28 ft2">till-</P></TD>
</TR>
<TR>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td272"><P class="p30 ft2">att tillhandahålla en samman-</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p20 ft2">handahålla en sammanställning av</P></TD>
</TR>
<TR>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td272"><P class="p30 ft2">ställning av uppgifter från förvalt-</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p20 ft2">uppgifter från förvaltare om aktie-</P></TD>
</TR>
<TR>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td272"><P class="p30 ft2">are om aktieägare med mer än 500</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p20 ft2">ägare med mer än 500 förval-</P></TD>
</TR>
<TR>
<TD class="tr31 td79"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr31 td273"><P class="p301 ft2">förvaltarregistrerade aktier.</P></TD>
<TD class="tr31 td98"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr31 td152"><P class="p20 ft2">tarregistrerade aktier.</P></TD>
<TD class="tr31 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td192"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td49"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td155"><P class="p454 ft2">16 §</P></TD>
<TD class="tr41 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td101"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td272"><P class="p30 ft2">Har det införts ett avstämnings-</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">Har det införts ett avstämnings-</P></TD>
</TR>
<TR>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td272"><P class="p30 ft2">förbehåll genom en ändring av</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p20 ft2">förbehåll genom en ändring av</P></TD>
</TR>
<TR>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td272"><P class="p30 ft2">bolagsordningen och har ett dess-</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p20 ft2">bolagsordningen och har ett dess-</P></TD>
</TR>
<TR>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td192"><P class="p301 ft2">förinnan</P></TD>
<TD class="tr25 td70"><P class="p20 ft2">utfärdat</P></TD>
<TD class="tr25 td49"><P class="p76 ft2">aktiebrev</P></TD>
<TD class="tr25 td98"><P class="p30 ft2">inte</P></TD>
<TD class="tr25 td137"><P class="p20 ft2">förinnan</P></TD>
<TD class="tr25 td63"><P class="p20 ft2">utfärdat</P></TD>
<TD class="tr25 td101"><P class="p91 ft2">aktiebrev</P></TD>
<TD class="tr25 td61"><P class="p17 ft2">inte</P></TD>
</TR>
<TR>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td272"><P class="p30 ft2">visats upp enligt 4 kap. 6 § lagen</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p20 ft2">visats upp enligt 4 kap. 6 § lagen</P></TD>
</TR>
<TR>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td189"><P class="p301 ft2">(1998:1479) om</P></TD>
<TD colspan=2 class="tr26 td154"><P class="p30 ft2">kontoföring av</P></TD>
<TD colspan=2 class="tr26 td127"><P class="p20 ft2">(1998:1479) om</P></TD>
<TD colspan=2 class="tr26 td80"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr31 td79"><P class="p180 ft2">88</P></TD>
<TD class="tr31 td192"><P class="p301 ft2">finansiella</P></TD>
<TD colspan=2 class="tr31 td97"><P class="p60 ft2">instrument, får</P></TD>
<TD class="tr31 td98"><P class="p30 ft2">upp-</P></TD>
<TD class="tr31 td137"><P class="p20 ft3">centraler</P></TD>
<TD class="tr31 td63"><P class="p64 ft3">och</P></TD>
<TD class="tr31 td101"><P class="p62 ft2">kontoföring</P></TD>
<TD class="tr31 td61"><P class="p17 ft2">av</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_89">
<DIV id="tx1"><SPAN class="ft31">Om det har förflutit fem år sedan avstämningsförbehållet regist- rerades och ingen har förts in som ägare eller som förvaltare till en aktie som är införd i </SPAN><SPAN class="ft28">aktieboken</SPAN><SPAN class="ft31">, får bolaget uppmana aktiens ägare att anmäla sig till </SPAN><SPAN class="ft28">bolaget</SPAN><SPAN class="ft31">. </SPAN><SPAN class="ft28">Om aktieboken förs av en värdepapp- erscentral enligt ett sådant avtal som avses i 12 § andra stycket, ska anmälan i stället göras till värde- papperscentralen. </SPAN><SPAN class="ft31">Uppmaningen </SPAN><SPAN class="ft28">ska </SPAN><SPAN class="ft31">innehålla en upplysning om att rätten till aktien går förlorad om någon anmälan inte görs. Upp- maningen </SPAN><SPAN class="ft28">ska </SPAN><SPAN class="ft31">ske genom kun- görelse i Post- och Inrikes Tid- ningar och i den eller de orts</SPAN></DIV>
<DIV id="tx2"><SPAN class="ft2">1. anteckning på ett avstäm- ningskonto har skett enligt 4 kap. 6 § lagen (1998:1479) om </SPAN><SPAN class="ft3">värde- papperscentraler och </SPAN><SPAN class="ft2">kontoföring av finansiella instrument </SPAN><SPAN class="ft3">eller motsvarande förfarande</SPAN><SPAN class="ft2">, och</SPAN></DIV>
<DIV id="tx3"><SPAN class="ft22">2. aktieägaren har förts in i </SPAN><SPAN class="ft41">aktieboken</SPAN><SPAN class="ft22">.</SPAN></DIV>
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p157 ft2">gifter om aktien i den äldre aktie- boken föras över till den aktiebok som förs av <SPAN class="ft3">den centrala värde- pappersförvararen</SPAN>. I samband med överföringen <SPAN class="ft3">skall </SPAN>det anges att aktiebrevet inte har visats upp. Om uppgifterna inte förs över, utgör den äldre aktieboken fort- farande aktiebok i fråga om aktien.</P>
</DIV>
<DIV id="id_1_2">
<TABLE cellpadding=0 cellspacing=0 class="t60">
<TR>
<TD class="tr2 td173"><P class="p20 ft2">finansiella instrument, får</P></TD>
<TD class="tr2 td18"><P class="p111 ft2">upp-</P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr32 td173"><P class="p20 ft15">gifter om aktien i den äldre</P></TD>
<TD class="tr32 td18"><P class="p111 ft15">aktie-</P></TD>
<TD class="tr32 td47"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p138 ft2">boken föras över till den aktiebok som förs av <SPAN class="ft3">bolaget</SPAN>. <SPAN class="ft3">Om aktiebok- en förs av en värdepapperscentral enligt ett sådant avtal som avses i 12 § andra stycket, svarar i stället värdepapperscentralen för denna uppgift. </SPAN>I samband med överför- ingen <SPAN class="ft3">ska </SPAN>det anges att aktiebrevet inte har visats upp. Om upp- gifterna inte förs över, utgör den äldre aktieboken fortfarande aktie- bok i fråga om aktien.</P>
</DIV>
</DIV>
<DIV id="id_2">
<P class="p455 ft2">17 §</P>
<P class="p48 ft2">En ägare till en aktie för vilken det har utfärdats aktiebrev innan bolaget blev avstämningsbolag kan inte, i fråga om därefter beslutad utdelning eller emission, få utdelning, utöva aktieägares företrädesrätt att teckna nya aktier, teckningsoptioner eller konvertibler eller, vid fondemission, få ny aktie, förrän</P>
<P class="p456 ft4">1. anteckning på ett avstäm- ningskonto har skett enligt 4 kap. 6 § lagen (1998:1479) om konto- föring av finansiella instrument, och</P>
<P class="p457 ft4">2. aktieägaren har förts in i <SPAN class="ft36">den aktiebok som förs av den centrala värdepappersförvararen</SPAN>.</P>
<P class="p458 ft4">18 § Om det har förflutit fem år sedan</P>
<P class="p459 ft2">avstämningsförbehållet regist- rerades och ingen har förts in som ägare eller som förvaltare till en aktie som är införd i <SPAN class="ft3">den aktiebok som förs av den centrala värde- pappersförvararen</SPAN>, får bolaget uppmana aktiens ägare att anmäla sig till <SPAN class="ft3">den centrala värdepappers- förvararen</SPAN>. Uppmaningen <SPAN class="ft3">skall </SPAN>innehålla en upplysning om att rätten till aktien går förlorad om någon anmälan inte görs. Upp- maningen <SPAN class="ft3">skall </SPAN>ske genom kun- görelse i Post- och Inrikes Tid- ningar och i den eller de ortstid- ningar som styrelsen bestämmer.</P>
<P class="p460 ft2">89</P>
</DIV>
</DIV>
<DIV id="page_90">
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p461 ft2">Om det inte har kommit in någon anmälan inom ett år från uppmaningen, får bolaget sälja aktien genom ett värdepappers- institut. Betalningen för aktien till- faller bolaget men aktiens tidigare ägare har, om aktiebrevet lämnas in, rätt att av bolaget få ut samma belopp med avdrag för kostnader- na för uppmaningen och försälj- ningen. Det inlämnade aktiebrevet <SPAN class="ft3">skall </SPAN>förstöras.</P>
</DIV>
<DIV id="id_1_2">
<P class="p157 ft4">tidningar som styrelsen bestäm- mer.</P>
<P class="p462 ft2">Om det inte har kommit in någon anmälan inom ett år från uppmaningen, får bolaget sälja aktien genom ett värdepappers- institut. Betalningen för aktien till- faller bolaget men aktiens tidigare ägare har, om aktiebrevet lämnas in, rätt att av bolaget få ut samma belopp med avdrag för kostnader- na för uppmaningen och försälj- ningen. Det inlämnade aktiebrevet <SPAN class="ft3">ska </SPAN>förstöras.</P>
</DIV>
</DIV>
<DIV id="id_2">
<TABLE cellpadding=0 cellspacing=0 class="t33">
<TR>
<TD class="tr28 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td137"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td84"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr28 td49"><P class="p30 ft2">19 §</P></TD>
<TD class="tr28 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td64"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td50"><P class="p30 ft2">I ett avstämningsbolag <SPAN class="ft3">skall </SPAN>en</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p17 ft2">I ett avstämningsbolag <SPAN class="ft3">ska </SPAN>en</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td114"><P class="p20 ft2">utskrift</P></TD>
<TD class="tr25 td71"><P class="p20 ft2">eller</P></TD>
<TD colspan=3 class="tr25 td34"><P class="p30 ft2">annan framställning</P></TD>
<TD colspan=2 class="tr25 td114"><P class="p20 ft2">utskrift</P></TD>
<TD class="tr25 td27"><P class="p26 ft2">eller</P></TD>
<TD class="tr25 td45"><P class="p72 ft31">annan</P></TD>
<TD colspan=2 class="tr25 td125"><P class="p17 ft2">framställning</P></TD>
</TR>
<TR>
<TD class="tr25 td10"><P class="p20 ft2">av</P></TD>
<TD colspan=3 class="tr25 td145"><P class="p94 ft2">aktieboken hållas</P></TD>
<TD colspan=2 class="tr25 td101"><P class="p30 ft2">tillgänglig</P></TD>
<TD class="tr25 td61"><P class="p20 ft2">av</P></TD>
<TD colspan=4 class="tr25 td129"><P class="p1 ft2">aktieboken hållas</P></TD>
<TD class="tr25 td64"><P class="p17 ft2">tillgänglig</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td50"><P class="p30 ft3"><SPAN class="ft2">hos bolaget </SPAN>och hos den centrala</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p17 ft2">hos bolaget för alla som vill ta del</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td115"><P class="p20 ft3">värdepappersförvararen</P></TD>
<TD class="tr25 td84"><P class="p135 ft2">för</P></TD>
<TD class="tr25 td98"><P class="p30 ft2">alla</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">av den. I en sådan utskrift eller</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p30 ft2">som vill ta del av den. I en sådan</P></TD>
<TD colspan=3 class="tr25 td116"><P class="p20 ft2">framställning</P></TD>
<TD colspan=3 class="tr25 td102"><P class="p17 ft2"><SPAN class="ft3">ska </SPAN>aktieägarna och</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td114"><P class="p20 ft2">utskrift</P></TD>
<TD class="tr26 td71"><P class="p42 ft2">eller</P></TD>
<TD colspan=2 class="tr26 td30"><P class="p76 ft2">framställning</P></TD>
<TD class="tr26 td98"><P class="p30 ft28">skall</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p17 ft2">förvaltarna tas upp i alfabetisk</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p30 ft2">aktieägarna och förvaltarna tas upp</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p28 ft2">ordning. Utskriften eller framställ-</P></TD>
</TR>
<TR>
<TD class="tr25 td10"><P class="p20 ft2">i</P></TD>
<TD colspan=2 class="tr25 td130"><P class="p20 ft2">alfabetisk</P></TD>
<TD class="tr25 td137"><P class="p94 ft2">ordning.</P></TD>
<TD colspan=2 class="tr25 td101"><P class="p30 ft2">Utskriften</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">ningen får inte vara äldre än tre</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td50"><P class="p30 ft2">eller framställningen får inte vara</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p17 ft3"><SPAN class="ft2">månader. </SPAN>Om aktieboken förs av</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td115"><P class="p20 ft2">äldre än tre månader.</P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft3">en</P></TD>
<TD colspan=4 class="tr25 td129"><P class="p20 ft3">värdepapperscentral</P></TD>
<TD class="tr25 td64"><P class="p17 ft3">enligt ett</P></TD>
</TR>
<TR>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td137"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td98"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td114"><P class="p20 ft3">sådant</P></TD>
<TD class="tr25 td27"><P class="p20 ft3">avtal</P></TD>
<TD class="tr25 td45"><P class="p75 ft3">som</P></TD>
<TD colspan=2 class="tr25 td125"><P class="p28 ft3">avses i 12 §</P></TD>
</TR>
<TR>
<TD class="tr26 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td137"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td98"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr26 td143"><P class="p17 ft3">andra stycket, ska utskriften eller</P></TD>
</TR>
<TR>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td137"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td98"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft3">framställningen även hållas till-</P></TD>
</TR>
<TR>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td137"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td98"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td114"><P class="p20 ft3">gänglig</P></TD>
<TD class="tr25 td27"><P class="p60 ft3">hos</P></TD>
<TD colspan=3 class="tr25 td102"><P class="p17 ft3">värdepapperscen-</P></TD>
</TR>
<TR>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td137"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td98"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td114"><P class="p20 ft3">tralen.</P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p57 ft2">Var och en som begär det har rätt att mot ersättning för kostnaderna få</P>
<TABLE cellpadding=0 cellspacing=0 class="t58">
<TR>
<TD colspan=7 class="tr26 td253"><P class="p446 ft2">en aktuell utskrift av aktieboken eller del av den.</P></TD>
<TD class="tr26 td108"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td274"><P class="p30 ft2">En aktieägare <SPAN class="ft3">skall </SPAN>inte tas upp i</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft2">En aktieägare <SPAN class="ft3">ska </SPAN>inte tas upp i</P></TD>
</TR>
<TR>
<TD class="tr25 td221"><P class="p446 ft2">en</P></TD>
<TD class="tr25 td65"><P class="p20 ft2">utskrift</P></TD>
<TD class="tr25 td107"><P class="p122 ft2">eller</P></TD>
<TD colspan=2 class="tr25 td76"><P class="p30 ft2">framställning</P></TD>
<TD class="tr25 td89"><P class="p20 ft2">en</P></TD>
<TD class="tr25 td104"><P class="p20 ft2">utskrift</P></TD>
<TD class="tr25 td108"><P class="p17 ft2">eller framställning</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td274"><P class="p446 ft2">enligt denna paragraf, om hans</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">enligt denna paragraf, om hans</P></TD>
</TR>
<TR>
<TD class="tr26 td221"><P class="p446 ft2">eller</P></TD>
<TD colspan=4 class="tr26 td275"><P class="p30 ft2">hennes aktieinnehav uppgår</P></TD>
<TD class="tr26 td89"><P class="p20 ft2">eller</P></TD>
<TD class="tr26 td104"><P class="p76 ft2">hennes</P></TD>
<TD class="tr26 td108"><P class="p17 ft2">aktieinnehav uppgår</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td274"><P class="p446 ft2">till högst 500 aktier. Om en aktie-</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">till högst 500 aktier. Om en aktie-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td274"><P class="p446 ft2">ägare äger samtliga aktier i bo-</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">ägare äger samtliga aktier i bo-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td274"><P class="p446 ft2">laget, <SPAN class="ft3">skall </SPAN>dock hans eller hennes</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft2">laget, <SPAN class="ft3">ska </SPAN>dock hans eller hennes</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr31 td274"><P class="p446 ft2">aktieinnehav alltid redovisas.</P></TD>
<TD colspan=3 class="tr31 td143"><P class="p20 ft2">aktieinnehav alltid redovisas.</P></TD>
</TR>
<TR>
<TD class="tr41 td221"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td12"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td199"><P class="p463 ft29">6 kap.</P></TD>
<TD class="tr41 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td108"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td221"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td199"><P class="p464 ft2">10 §</P></TD>
<TD class="tr25 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td108"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td274"><P class="p30 ft2">Av 4 kap. 5 § lagen (1998:1479)</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">Av 4 kap. 5 § lagen (1998:1479)</P></TD>
</TR>
<TR>
<TD class="tr26 td221"><P class="p446 ft2">om</P></TD>
<TD colspan=3 class="tr26 td134"><P class="p71 ft2">kontoföring av</P></TD>
<TD class="tr26 td81"><P class="p30 ft2">finansiella</P></TD>
<TD class="tr26 td89"><P class="p20 ft2">om</P></TD>
<TD colspan=2 class="tr26 td186"><P class="p17 ft3">värdepapperscentraler och</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td276"><P class="p446 ft2">instrument</P></TD>
<TD class="tr25 td107"><P class="p20 ft2">framgår</P></TD>
<TD class="tr25 td12"><P class="p20 ft2">att</P></TD>
<TD class="tr25 td81"><P class="p30 ft2">aktiebrev</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">kontoföring av finansiella instru-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td274"><P class="p446 ft2">eller interimsbevis inte får utfärdas</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">ment framgår att aktiebrev eller</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td274"><P class="p446 ft2">för aktier i avstämningsbolag.</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft2">interimsbevis inte får utfärdas för</P></TD>
</TR>
<TR>
<TD class="tr31 td221"><P class="p20 ft2">90</P></TD>
<TD class="tr31 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td81"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr31 td143"><P class="p20 ft2">aktier i avstämningsbolag.</P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
<DIV id="page_91">
<TABLE cellpadding=0 cellspacing=0 class="t37">
<TR>
<TD class="tr28 td149"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr28 td189"><P class="p93 ft29">11 kap.</P></TD>
<TD class="tr28 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td145"><P class="p17 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr26 td149"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td189"><P class="p465 ft2">5 §<SPAN class="ft27">3</SPAN></P></TD>
<TD class="tr26 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td145"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p113 ft2">I ett aktiebolag som inte är</P></TD>
<TD colspan=4 class="tr25 td13"><P class="p181 ft2">I ett aktiebolag som inte är</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td122"><P class="p113 ft2">avstämningsbolag <SPAN class="ft3">skall </SPAN>bolaget på</P></TD>
<TD colspan=3 class="tr26 td83"><P class="p20 ft2">avstämningsbolag <SPAN class="ft3">ska </SPAN>bolaget</P></TD>
<TD class="tr26 td145"><P class="p181 ft31">på</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p113 ft2">begäran av en aktieägare med</P></TD>
<TD colspan=4 class="tr25 td13"><P class="p181 ft2">begäran av en aktieägare med</P></TD>
</TR>
<TR>
<TD class="tr25 td149"><P class="p20 ft2">fondaktierätt eller</P></TD>
<TD class="tr25 td76"><P class="p113 ft2">teckningsrätt</P></TD>
<TD class="tr25 td113"><P class="p20 ft2">fondaktierätt</P></TD>
<TD class="tr25 td104"><P class="p122 ft2">eller</P></TD>
<TD colspan=2 class="tr25 td266"><P class="p181 ft2">teckningsrätt</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td122"><P class="p113 ft2">utfärda emissionsbevis för de</P></TD>
<TD colspan=3 class="tr26 td83"><P class="p20 ft2">utfärda emissionsbevis för</P></TD>
<TD class="tr26 td145"><P class="p181 ft31">de</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p113 ft2">gamla aktierna. I ett sådant bevis</P></TD>
<TD colspan=4 class="tr25 td13"><P class="p181 ft2">gamla aktierna. I ett sådant bevis</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p113 ft2"><SPAN class="ft3">skall </SPAN>det anges hur många bevis</P></TD>
<TD colspan=4 class="tr25 td13"><P class="p181 ft31"><SPAN class="ft28">ska </SPAN>det anges hur många bevis som</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td122"><P class="p113 ft2">som <SPAN class="ft3">skall </SPAN>lämnas för varje ny</P></TD>
<TD colspan=4 class="tr26 td13"><P class="p181 ft2"><SPAN class="ft3">ska </SPAN>lämnas för varje ny aktie,</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p113 ft2">aktie, konvertibel eller tecknings-</P></TD>
<TD class="tr25 td113"><P class="p20 ft2">konvertibel</P></TD>
<TD colspan=3 class="tr25 td277"><P class="p181 ft2">eller teckningsoption.</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p113 ft2">option. Beviset <SPAN class="ft3">skall </SPAN>lämnas ut till</P></TD>
<TD colspan=4 class="tr25 td13"><P class="p181 ft2">Beviset <SPAN class="ft3">ska </SPAN>lämnas ut till aktie-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p113 ft2">aktieägaren mot uppvisande av det</P></TD>
<TD colspan=4 class="tr25 td13"><P class="p181 ft2">ägaren mot uppvisande av det</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td122"><P class="p113 ft2">aktiebrev på vilket fondaktierätten</P></TD>
<TD colspan=4 class="tr26 td13"><P class="p181 ft2">aktiebrev på vilket fondaktierätten</P></TD>
</TR>
<TR>
<TD class="tr25 td149"><P class="p20 ft2">eller teckningsrätten</P></TD>
<TD class="tr25 td76"><P class="p113 ft2">grundas. Det</P></TD>
<TD colspan=2 class="tr25 td149"><P class="p20 ft2">eller teckningsrätten</P></TD>
<TD colspan=2 class="tr25 td266"><P class="p181 ft2">grundas. Det</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p113 ft2"><SPAN class="ft3">skall </SPAN>antecknas på aktiebrevet att</P></TD>
<TD colspan=4 class="tr25 td13"><P class="p181 ft2"><SPAN class="ft3">ska </SPAN>antecknas på aktiebrevet att</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td122"><P class="p20 ft2">emissionsbevis har utfärdats.</P></TD>
<TD colspan=3 class="tr26 td83"><P class="p20 ft2">emissionsbevis har utfärdats.</P></TD>
<TD class="tr26 td145"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr32 td278"><P class="p60 ft15">Emissionsbevis behöver inte utfärdas om</P></TD>
<TD class="tr32 td104"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td28"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td145"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p48 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft18">emissionen innebär att varje gammal aktie berättigar till en ny aktie, konvertibel eller teckningsoption, eller</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">en kupong som hör till ett aktiebrev får användas som emissions- bevis.</SPAN></P>
<P class="p48 ft2">Första stycket tillämpas också när en innehavare av teckningsoptioner eller konvertibler har rätt till teckning av nya aktier, teckningsoptioner eller konvertibler<SPAN class="ft3">.</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD colspan=8 class="tr34 td122"><P class="p113 ft2">Av 4 kap. 5 § lagen (1998:1479)</P></TD>
<TD colspan=7 class="tr34 td124"><P class="p17 ft2">Av 4 kap. 5 § lagen (1998:1479)</P></TD>
</TR>
<TR>
<TD class="tr25 td14"><P class="p20 ft2">om</P></TD>
<TD colspan=4 class="tr25 td53"><P class="p19 ft2">kontoföring</P></TD>
<TD class="tr25 td84"><P class="p60 ft2">av</P></TD>
<TD colspan=2 class="tr25 td171"><P class="p113 ft2">finansiella</P></TD>
<TD class="tr25 td14"><P class="p20 ft2">om</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td111"><P class="p20 ft3">värdepapperscentraler</P></TD>
<TD class="tr25 td91"><P class="p17 ft28">och</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p113 ft2">instrument framgår att emissions-</P></TD>
<TD colspan=7 class="tr25 td124"><P class="p17 ft2">kontoföring av finansiella instru-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td52"><P class="p20 ft2">bevis eller</P></TD>
<TD colspan=5 class="tr26 td59"><P class="p113 ft31">teckningsoptionsbevis</P></TD>
<TD colspan=2 class="tr26 td27"><P class="p20 ft2">ment</P></TD>
<TD colspan=2 class="tr26 td99"><P class="p84 ft2">framgår</P></TD>
<TD colspan=3 class="tr26 td154"><P class="p17 ft2">att emissionsbevis</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p113 ft2">inte får utfärdas för aktier eller</P></TD>
<TD colspan=7 class="tr25 td124"><P class="p17 ft2">eller teckningsoptionsbevis inte får</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td144"><P class="p20 ft2">andra finansiella</P></TD>
<TD colspan=2 class="tr25 td96"><P class="p76 ft2">instrument</P></TD>
<TD class="tr25 td114"><P class="p113 ft2">som</P></TD>
<TD colspan=7 class="tr25 td124"><P class="p17 ft2">utfärdas för aktier eller andra</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td122"><P class="p20 ft2">har registrerats enligt den lagen.</P></TD>
<TD colspan=3 class="tr26 td28"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=2 class="tr26 td170"><P class="p135 ft2">instrument</P></TD>
<TD class="tr26 td18"><P class="p60 ft2">som</P></TD>
<TD class="tr26 td91"><P class="p17 ft2">har</P></TD>
</TR>
<TR>
<TD class="tr31 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td114"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr31 td152"><P class="p20 ft2">registrerats enligt den lagen.</P></TD>
<TD class="tr31 td91"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td66"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td113"><P class="p285 ft2">8 §<SPAN class="ft27">4</SPAN></P></TD>
<TD class="tr41 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td91"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td14"><P class="p60 ft2">I</P></TD>
<TD class="tr25 td14"><P class="p66 ft2">ett</P></TD>
<TD colspan=5 class="tr25 td175"><P class="p70 ft2">avstämningsbolag</P></TD>
<TD class="tr25 td114"><P class="p113 ft3">skall</P></TD>
<TD class="tr25 td14"><P class="p60 ft2">I</P></TD>
<TD colspan=2 class="tr25 td139"><P class="p135 ft2">ett</P></TD>
<TD colspan=3 class="tr25 td222"><P class="p20 ft2">avstämningsbolag</P></TD>
<TD class="tr25 td91"><P class="p17 ft3">ska</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p113 ft2">fondaktierätter och teckningsrätter</P></TD>
<TD colspan=7 class="tr25 td124"><P class="p17 ft2">fondaktierätter och teckningsrätter</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td52"><P class="p20 ft2">registreras</P></TD>
<TD class="tr26 td16"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td94"><P class="p20 ft3">enligt</P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td114"><P class="p113 ft28">lagen</P></TD>
<TD colspan=7 class="tr26 td124"><P class="p20 ft3"><SPAN class="ft2">registreras </SPAN>i avstämningsregister<SPAN class="ft2">.</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td52"><P class="p20 ft28">(1998:1479)</P></TD>
<TD colspan=2 class="tr25 td89"><P class="p19 ft3">om</P></TD>
<TD colspan=3 class="tr25 td192"><P class="p113 ft3">kontoföring av</P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td131"><P class="p20 ft3">finansiella instrument<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td69"><P class="p60 ft2">Om</P></TD>
<TD colspan=2 class="tr26 td77"><P class="p62 ft2">bolaget</P></TD>
<TD class="tr26 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td84"><P class="p20 ft2">har</P></TD>
<TD colspan=2 class="tr26 td171"><P class="p113 ft2">tillförsäkrat</P></TD>
<TD colspan=2 class="tr26 td27"><P class="p60 ft2">Om</P></TD>
<TD colspan=2 class="tr26 td99"><P class="p19 ft2">bolaget</P></TD>
<TD class="tr26 td62"><P class="p70 ft2">har</P></TD>
<TD colspan=2 class="tr26 td130"><P class="p17 ft2">tillförsäkrat</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td52"><P class="p20 ft2">innehavare</P></TD>
<TD class="tr25 td16"><P class="p94 ft2">av</P></TD>
<TD colspan=4 class="tr25 td108"><P class="p113 ft31">teckningsoptioner</P></TD>
<TD colspan=3 class="tr25 td28"><P class="p20 ft2">innehavare</P></TD>
<TD class="tr25 td89"><P class="p65 ft2">av</P></TD>
<TD colspan=3 class="tr25 td154"><P class="p17 ft2">teckningsoptioner</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p113 ft2">eller konvertibler rätt till teckning</P></TD>
<TD colspan=7 class="tr25 td124"><P class="p17 ft2">eller konvertibler rätt till teckning</P></TD>
</TR>
<TR>
<TD class="tr26 td14"><P class="p20 ft2">av</P></TD>
<TD class="tr26 td14"><P class="p20 ft2">nya</P></TD>
<TD colspan=2 class="tr26 td77"><P class="p62 ft2">aktier,</P></TD>
<TD colspan=4 class="tr26 td108"><P class="p113 ft31">teckningsoptioner</P></TD>
<TD class="tr26 td14"><P class="p20 ft2">av</P></TD>
<TD colspan=3 class="tr26 td78"><P class="p74 ft2">nya aktier,</P></TD>
<TD colspan=3 class="tr26 td154"><P class="p17 ft2">teckningsoptioner</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p113 ft2">eller konvertibler och tecknings-</P></TD>
<TD colspan=7 class="tr25 td124"><P class="p17 ft2">eller konvertibler och tecknings-</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr31 td122"><P class="p113 ft2">optionerna eller konvertiblerna har</P></TD>
<TD colspan=7 class="tr31 td124"><P class="p17 ft2">optionerna eller konvertiblerna har</P></TD>
</TR>
</TABLE>
<P class="p466 ft35"><SPAN class="ft42">3</SPAN><SPAN class="ft43">Senaste lydelse 2007:317.</SPAN></P>
<P class="p162 ft45"><SPAN class="ft42">4</SPAN><SPAN class="ft44">Senaste lydelse 2007:317.</SPAN></P>
<P class="p163 ft2">91</P>
</DIV>
<DIV id="page_92">
<TABLE cellpadding=0 cellspacing=0 class="t58">
<TR>
<TD class="tr28 td17"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD colspan=8 class="tr28 td50"><P class="p20 ft3"><SPAN class="ft2">registrerats </SPAN>enligt lagen om konto-</P></TD>
<TD class="tr28 td78"><P class="p20 ft2">registrerats</P></TD>
<TD colspan=4 class="tr28 td184"><P class="p17 ft3">i avstämningsregister<SPAN class="ft2">,</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td50"><P class="p20 ft3">föring av finansiella instrument<SPAN class="ft2">,</SPAN></P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2"><SPAN class="ft3">ska </SPAN>också rätten till teckning</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2"><SPAN class="ft3">skall </SPAN>också rätten till teckning</P></TD>
<TD colspan=4 class="tr25 td152"><P class="p20 ft2">registreras <SPAN class="ft3">på </SPAN>samma <SPAN class="ft3">sätt</SPAN>.</P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr27 td50"><P class="p20 ft2">registreras <SPAN class="ft3">enligt </SPAN>samma <SPAN class="ft3">lag</SPAN>.</P></TD>
<TD class="tr27 td78"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td20"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td145"><P class="p467 ft29">12 kap.</P></TD>
<TD class="tr38 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td145"><P class="p467 ft2">10 §</P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td50"><P class="p60 ft2">Beslutet om fondemission <SPAN class="ft3">skall</SPAN></P></TD>
<TD class="tr26 td78"><P class="p87 ft2">Beslutet</P></TD>
<TD class="tr26 td72"><P class="p20 ft2">om</P></TD>
<TD colspan=2 class="tr26 td171"><P class="p20 ft2">fondemission</P></TD>
<TD class="tr26 td61"><P class="p17 ft3">ska</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">genast anmälas för registrering i</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">genast anmälas för registrering i</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td50"><P class="p20 ft2">aktiebolagsregistret. Aktiekapitalet</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">aktiebolagsregistret. Aktiekapitalet</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">är ökat när beslutet har registrerats.</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">är ökat när beslutet har registrerats.</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td117"><P class="p60 ft2">Efter registreringen</P></TD>
<TD colspan=2 class="tr25 td132"><P class="p30 ft3">skall <SPAN class="ft2">nya</SPAN></P></TD>
<TD colspan=3 class="tr25 td117"><P class="p87 ft2">Efter registreringen</P></TD>
<TD class="tr25 td62"><P class="p70 ft3">ska</P></TD>
<TD class="tr25 td61"><P class="p17 ft2">nya</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">aktier genast föras in i aktieboken.</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">aktier genast föras in i aktieboken.</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td50"><P class="p60 ft2">I avstämningsbolag <SPAN class="ft3">skall </SPAN>an-</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">I avstämningsbolag <SPAN class="ft3">ska </SPAN>anmälan</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">mälan genast göras till den</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft31">genast göras till den <SPAN class="ft28">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td141"><P class="p20 ft3">centrala</P></TD>
<TD colspan=6 class="tr25 td226"><P class="p30 ft28">värdepappersförvararen</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft3">central som för avstämningsregist-</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td50"><P class="p20 ft2">om att emissionen har registrerats.</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2"><SPAN class="ft3">er för bolaget </SPAN>om att emissionen</P></TD>
</TR>
<TR>
<TD class="tr31 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td99"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td128"><P class="p20 ft2">har registrerats.</P></TD>
<TD class="tr31 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td145"><P class="p467 ft29">13 kap.</P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td145"><P class="p467 ft2">18 §</P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p60 ft2">När teckningen enligt 13 § har</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">När teckningen enligt 13 § har</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td141"><P class="p20 ft2">avslutats,</P></TD>
<TD colspan=2 class="tr26 td54"><P class="p42 ft28">skall</P></TD>
<TD colspan=3 class="tr26 td105"><P class="p64 ft2">styrelsen</P></TD>
<TD class="tr26 td99"><P class="p30 ft31">besluta</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">avslutats, <SPAN class="ft3">ska </SPAN>styrelsen besluta om</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft2">om</P></TD>
<TD colspan=3 class="tr25 td130"><P class="p20 ft2">tilldelning</P></TD>
<TD class="tr25 td14"><P class="p88 ft2">till</P></TD>
<TD colspan=3 class="tr25 td155"><P class="p30 ft2">aktietecknarna.</P></TD>
<TD class="tr25 td78"><P class="p20 ft2">tilldelning</P></TD>
<TD class="tr25 td72"><P class="p70 ft2">till</P></TD>
<TD colspan=3 class="tr25 td199"><P class="p17 ft2">aktietecknarna.</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">Anser styrelsen att någon teckning</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">Anser styrelsen att någon teckning</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td50"><P class="p20 ft2">är ogiltig, <SPAN class="ft3">skall </SPAN>tecknaren genast</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">är ogiltig, <SPAN class="ft3">ska </SPAN>tecknaren genast</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td117"><P class="p20 ft2">underrättas om detta.</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td99"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td117"><P class="p20 ft2">underrättas om detta.</P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td125"><P class="p60 ft2">Tilldelade</P></TD>
<TD colspan=2 class="tr25 td71"><P class="p89 ft2">aktier</P></TD>
<TD colspan=2 class="tr25 td18"><P class="p70 ft3">skall</P></TD>
<TD class="tr25 td99"><P class="p30 ft2">genast</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">Tilldelade aktier <SPAN class="ft3">ska </SPAN>genast föras</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr26 td117"><P class="p20 ft2">föras in i aktieboken.</P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td99"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td128"><P class="p20 ft2">in i aktieboken.</P></TD>
<TD class="tr26 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p60 ft2">I avstämningsbolag <SPAN class="ft3">skall </SPAN>an-</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">I avstämningsbolag <SPAN class="ft3">ska </SPAN>anmälan</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">mälan genast göras till den</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft31">genast göras till den <SPAN class="ft28">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td141"><P class="p20 ft3">centrala</P></TD>
<TD colspan=6 class="tr26 td226"><P class="p30 ft28">värdepappersförvararen</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft3">central som för avstämningsregist-</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">om att styrelsen har fattat beslut</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2"><SPAN class="ft3">er för bolaget </SPAN>om att styrelsen har</P></TD>
</TR>
<TR>
<TD class="tr27 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr27 td118"><P class="p20 ft2">om tilldelning.</P></TD>
<TD class="tr27 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td99"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr27 td152"><P class="p20 ft2">fattat beslut om tilldelning.</P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td20"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td145"><P class="p467 ft29">14 kap.</P></TD>
<TD class="tr38 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td145"><P class="p467 ft2">36 §</P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td50"><P class="p60 ft2">När aktieteckningen enligt 32 §</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">När aktieteckningen enligt 32 §</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft2">har</P></TD>
<TD colspan=3 class="tr25 td130"><P class="p70 ft2">avslutats,</P></TD>
<TD colspan=2 class="tr25 td69"><P class="p122 ft3">skall</P></TD>
<TD colspan=2 class="tr25 td132"><P class="p30 ft2">styrelsen</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">har avslutats, <SPAN class="ft3">ska </SPAN>styrelsen besluta</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">besluta om tilldelning av aktier till</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">om tilldelning av aktier till</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td50"><P class="p20 ft2">aktietecknarna. Anser styrelsen att</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">aktietecknarna. Anser styrelsen att</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">någon teckning är ogiltig, <SPAN class="ft3">skall</SPAN></P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">någon teckning är ogiltig, <SPAN class="ft3">ska</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td118"><P class="p20 ft2">aktietecknaren</P></TD>
<TD colspan=2 class="tr25 td69"><P class="p26 ft2">genast</P></TD>
<TD colspan=2 class="tr25 td132"><P class="p30 ft31">underrättas</P></TD>
<TD colspan=3 class="tr25 td117"><P class="p20 ft2">aktietecknaren genast</P></TD>
<TD colspan=2 class="tr25 td41"><P class="p17 ft31">underrättas</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td141"><P class="p20 ft2">om detta.</P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td78"><P class="p20 ft2">om detta.</P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td125"><P class="p60 ft2">Tilldelade</P></TD>
<TD colspan=2 class="tr25 td71"><P class="p89 ft2">aktier</P></TD>
<TD colspan=2 class="tr25 td18"><P class="p70 ft3">skall</P></TD>
<TD class="tr25 td99"><P class="p30 ft2">genast</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">Tilldelade aktier <SPAN class="ft3">ska </SPAN>genast föras</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td117"><P class="p20 ft2">föras in i aktieboken.</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td99"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td128"><P class="p20 ft2">in i aktieboken.</P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td50"><P class="p60 ft2">I avstämningsbolag <SPAN class="ft3">skall </SPAN>an-</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">I avstämningsbolag <SPAN class="ft3">ska </SPAN>anmälan</P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">mälan genast göras till den</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft31">genast göras till den <SPAN class="ft28">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td141"><P class="p20 ft3">centrala</P></TD>
<TD colspan=6 class="tr25 td226"><P class="p30 ft28">värdepappersförvararen</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft3">central som för avstämningsregist-</P></TD>
</TR>
<TR>
<TD class="tr26 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td50"><P class="p20 ft2">om att styrelsen har fattat beslut</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2"><SPAN class="ft3">er för bolaget </SPAN>om att styrelsen har</P></TD>
</TR>
<TR>
<TD class="tr31 td17"><P class="p33 ft2">92</P></TD>
<TD colspan=4 class="tr31 td118"><P class="p20 ft2">om tilldelning.</P></TD>
<TD class="tr31 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td99"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr31 td152"><P class="p20 ft2">fattat beslut om tilldelning.</P></TD>
<TD class="tr31 td61"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_93">
<DIV>
<DIV id="id_1">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr28 td45"><P class="p60 ft2">Om</P></TD>
<TD colspan=6 class="tr28 td131"><P class="p68 ft31">teckningsoptionsbevis</P></TD>
<TD class="tr28 td89"><P class="p17 ft2">har</P></TD>
<TD colspan=5 class="tr28 td275"><P class="p222 ft2">Om teckningsoptionsbevis</P></TD>
<TD class="tr28 td89"><P class="p17 ft2">har</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p20 ft2">utfärdats, <SPAN class="ft3">skall </SPAN>de förses med en</P></TD>
<TD colspan=6 class="tr26 td122"><P class="p29 ft2">utfärdats, <SPAN class="ft3">ska </SPAN>de förses med en</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td113"><P class="p20 ft2">anteckning</P></TD>
<TD class="tr25 td91"><P class="p28 ft2">om</P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft2">att</P></TD>
<TD colspan=2 class="tr25 td121"><P class="p17 ft2">optionsrätten</P></TD>
<TD colspan=2 class="tr25 td118"><P class="p29 ft2">anteckning</P></TD>
<TD class="tr25 td16"><P class="p75 ft2">om</P></TD>
<TD colspan=3 class="tr25 td155"><P class="p17 ft2">att optionsrätten</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr27 td133"><P class="p20 ft2">har utnyttjats.</P></TD>
<TD class="tr27 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr27 td97"><P class="p29 ft2">har utnyttjats.</P></TD>
<TD class="tr27 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td114"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td154"><P class="p207 ft29">15 kap.</P></TD>
<TD class="tr38 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td154"><P class="p468 ft2">37 §</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p60 ft2">Vid konvertering <SPAN class="ft3">skall </SPAN>de nya</P></TD>
<TD colspan=6 class="tr26 td122"><P class="p17 ft2">Vid konvertering <SPAN class="ft3">ska </SPAN>de nya</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">aktierna genast föras in i aktie-</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p29 ft2">aktierna genast föras in i aktie-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td137"><P class="p20 ft2">boken.</P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td132"><P class="p29 ft2">boken.</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td45"><P class="p60 ft2">I</P></TD>
<TD colspan=6 class="tr26 td131"><P class="p66 ft2">avstämningsbolag</P></TD>
<TD class="tr26 td89"><P class="p17 ft3">skall</P></TD>
<TD colspan=6 class="tr26 td122"><P class="p17 ft2">I avstämningsbolag <SPAN class="ft3">ska </SPAN>anmälan</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">anmälan genast göras till den</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p29 ft31">genast göras till den <SPAN class="ft28">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td137"><P class="p20 ft3">centrala</P></TD>
<TD colspan=6 class="tr25 td1"><P class="p17 ft28">värdepappersförvararen</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p29 ft3">central som för avstämningsregist-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td279"><P class="p20 ft2">om att konvertering har skett.</P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr26 td122"><P class="p29 ft2"><SPAN class="ft3">er för bolaget </SPAN>om att konvertering</P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td132"><P class="p29 ft2">har skett.</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p60 ft2">Om konvertiblerna har getts ut i</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p17 ft2">Om konvertiblerna har getts ut i</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p20 ft2">pappersform, <SPAN class="ft3">skall </SPAN>de förses med</P></TD>
<TD colspan=6 class="tr26 td122"><P class="p29 ft2">pappersform, <SPAN class="ft3">ska </SPAN>de förses med en</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr31 td124"><P class="p20 ft2">en anteckning om konverteringen.</P></TD>
<TD colspan=6 class="tr31 td122"><P class="p29 ft2">anteckning om konverteringen.</P></TD>
</TR>
<TR>
<TD class="tr41 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td114"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td154"><P class="p207 ft29">20 kap.</P></TD>
<TD class="tr41 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td154"><P class="p468 ft2">21 §</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p60 ft2">Om minskningen av aktie-</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p17 ft2">Om minskningen av aktie-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td137"><P class="p20 ft2">kapitalet</P></TD>
<TD colspan=2 class="tr26 td71"><P class="p94 ft2">har</P></TD>
<TD colspan=3 class="tr26 td53"><P class="p134 ft2">genomförts</P></TD>
<TD class="tr26 td89"><P class="p17 ft2">med</P></TD>
<TD class="tr26 td132"><P class="p29 ft2">kapitalet</P></TD>
<TD colspan=2 class="tr26 td66"><P class="p42 ft2">har</P></TD>
<TD colspan=2 class="tr26 td88"><P class="p94 ft31">genomförts</P></TD>
<TD class="tr26 td89"><P class="p17 ft2">med</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">indragning av aktier, <SPAN class="ft3">skall </SPAN>de</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p29 ft2">indragning av aktier, <SPAN class="ft3">ska </SPAN>de</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">indragna aktierna genast strykas ur</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p29 ft2">indragna aktierna genast strykas ur</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td113"><P class="p20 ft2">aktieboken.</P></TD>
<TD class="tr26 td91"><P class="p62 ft2">I</P></TD>
<TD colspan=4 class="tr26 td51"><P class="p17 ft2">avstämningsbolag</P></TD>
<TD colspan=2 class="tr26 td118"><P class="p29 ft2">aktieboken.</P></TD>
<TD class="tr26 td16"><P class="p134 ft2">I</P></TD>
<TD colspan=3 class="tr26 td155"><P class="p17 ft31">avstämningsbolag</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2"><SPAN class="ft3">skall </SPAN>styrelsen genast anmäla till</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p29 ft2"><SPAN class="ft3">ska </SPAN>styrelsen genast anmäla till</P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft2">den</P></TD>
<TD colspan=3 class="tr25 td24"><P class="p62 ft28">centrala</P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td47"><P class="p17 ft28">värdepappersför-</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p29 ft3"><SPAN class="ft2">den </SPAN>värdepapperscentral som för</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td137"><P class="p20 ft3">vararen</P></TD>
<TD colspan=2 class="tr26 td71"><P class="p30 ft2">att</P></TD>
<TD colspan=3 class="tr26 td53"><P class="p134 ft2">minskningen</P></TD>
<TD class="tr26 td89"><P class="p17 ft2">har</P></TD>
<TD colspan=6 class="tr26 td122"><P class="p29 ft28">avstämningsregister för bolaget <SPAN class="ft31">att</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr31 td113"><P class="p20 ft2">registrerats.</P></TD>
<TD class="tr31 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td89"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr31 td275"><P class="p29 ft2">minskningen har registrerats.</P></TD>
<TD class="tr31 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td114"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td154"><P class="p207 ft29">22 kap.</P></TD>
<TD class="tr41 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD rowspan=2 class="tr40 td89"><P class="p17 ft3">skall</P></TD>
<TD class="tr25 td132"><P class="p469 ft2">4 §</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD rowspan=2 class="tr40 td89"><P class="p17 ft3">ska</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td137"><P class="p60 ft2">Rätten</P></TD>
<TD colspan=5 class="tr25 td191"><P class="p20 ft2">till lösenbeloppet</P></TD>
<TD class="tr25 td132"><P class="p222 ft2">Rätten</P></TD>
<TD colspan=4 class="tr25 td106"><P class="p74 ft2">till lösenbeloppet</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p20 ft2">antas tillkomma den som till</P></TD>
<TD colspan=6 class="tr26 td122"><P class="p29 ft2">antas tillkomma den som till</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td175"><P class="p20 ft2">majoritetsaktieägaren</P></TD>
<TD colspan=2 class="tr25 td121"><P class="p17 ft2">överlämnar</P></TD>
<TD colspan=4 class="tr25 td233"><P class="p29 ft2">majoritetsaktieägaren</P></TD>
<TD colspan=2 class="tr25 td170"><P class="p17 ft2">överlämnar</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">ett aktiebrev med anteckning om</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p29 ft2">ett aktiebrev med anteckning om</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td113"><P class="p20 ft2">överlåtelse</P></TD>
<TD colspan=2 class="tr26 td89"><P class="p42 ft2">eller</P></TD>
<TD colspan=3 class="tr26 td47"><P class="p17 ft2">ett lösenbevis</P></TD>
<TD class="tr26 td132"><P class="p29 ft2">överlåtelse</P></TD>
<TD class="tr26 td198"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td85"><P class="p42 ft2">eller ett</P></TD>
<TD colspan=2 class="tr26 td170"><P class="p17 ft2">lösenbevis</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">enligt 13 § andra stycket. I avstäm-</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p29 ft2">enligt 13 § andra stycket. I av-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td113"><P class="p20 ft2">ningsbolag</P></TD>
<TD colspan=3 class="tr25 td70"><P class="p66 ft3">skall</P></TD>
<TD class="tr25 td114"><P class="p20 ft2">rätten</P></TD>
<TD class="tr25 td89"><P class="p17 ft31">antas</P></TD>
<TD colspan=3 class="tr25 td97"><P class="p29 ft2">stämningsbolag</P></TD>
<TD class="tr25 td84"><P class="p42 ft3">ska</P></TD>
<TD class="tr25 td62"><P class="p94 ft31">rätten</P></TD>
<TD class="tr25 td89"><P class="p17 ft31">antas</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p20 ft2">tillkomma den som <SPAN class="ft3">enligt lagen</SPAN></P></TD>
<TD colspan=6 class="tr26 td122"><P class="p29 ft2">tillkomma den som <SPAN class="ft3">i avstämnings-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td113"><P class="p20 ft28">(1998:1479)</P></TD>
<TD colspan=2 class="tr25 td89"><P class="p135 ft3">om</P></TD>
<TD colspan=3 class="tr25 td47"><P class="p17 ft3">kontoföring av</P></TD>
<TD class="tr25 td132"><P class="p29 ft3">register <SPAN class="ft2">är</SPAN></P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr32 td279"><P class="p20 ft39">finansiella instrument <SPAN class="ft15">är</SPAN></P></TD>
<TD class="tr32 td89"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td132"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td198"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td16"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td84"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td62"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td89"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p186 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">registrerad som ägare till aktierna, eller</SPAN></P>
<P class="p346 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft20">antecknad på konto i avstämningsregister som berättigad till lösenbeloppet.</SPAN></P>
<P class="p470 ft2">14 §</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr27 td122"><P class="p113 ft2">Om det har beslutats om för-</P></TD>
<TD class="tr27 td124"><P class="p17 ft2">Om det har beslutats om för-</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p113 ft2">handstillträde till aktier i ett</P></TD>
<TD class="tr26 td124"><P class="p17 ft2">handstillträde till aktier i ett</P></TD>
</TR>
<TR>
<TD class="tr31 td122"><P class="p113 ft2">avstämningsbolag, <SPAN class="ft3">skall </SPAN>aktierna,</P></TD>
<TD class="tr31 td124"><P class="p17 ft2">avstämningsbolag, <SPAN class="ft3">ska </SPAN>aktierna, på</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">93</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_94">
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p155 ft2">Prop. 2015/16:10 på begäran av majoritetsaktie- ägaren, registreras med denne som ägare <SPAN class="ft3">enligt lagen (1998:1479) om kontoföring av finansiella instru- ment</SPAN>. Samtidigt <SPAN class="ft3">skall </SPAN>aktieägares rätt till kommande lösenbelopp och ränta registreras <SPAN class="ft3">enligt </SPAN>samma <SPAN class="ft3">lag</SPAN>.</P>
</DIV>
<DIV id="id_1_2">
<P class="p157 ft4">begäran av majoritetsaktieägaren, registreras med denne som ägare <SPAN class="ft36">i avstämningsregister</SPAN>. Samtidigt <SPAN class="ft36">ska </SPAN>aktieägares rätt till kommande lösenbelopp och ränta registreras <SPAN class="ft36">på </SPAN>samma <SPAN class="ft36">sätt</SPAN>.</P>
</DIV>
</DIV>
<DIV id="id_2">
<TABLE cellpadding=0 cellspacing=0 class="t58">
<TR>
<TD class="tr2 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td223"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td58"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td125"><P class="p255 ft2">20 §</P></TD>
<TD class="tr2 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td85"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td66"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td25"><P class="p30 ft2">När en dom avseende lösen-</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">När en dom avseende lösen-</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td25"><P class="p471 ft2">beloppet har <SPAN class="ft3">vunnit </SPAN>laga kraft</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">beloppet har <SPAN class="ft3">fått </SPAN>laga kraft gäller</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td25"><P class="p471 ft2">gäller följande. I ett bolag som inte</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">följande. I ett bolag som inte är</P></TD>
</TR>
<TR>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr26 td248"><P class="p471 ft2">är avstämningsbolag <SPAN class="ft3">skall</SPAN></P></TD>
<TD colspan=2 class="tr26 td24"><P class="p30 ft2">ägarna</P></TD>
<TD colspan=3 class="tr26 td184"><P class="p20 ft2">avstämningsbolag <SPAN class="ft3">ska</SPAN></P></TD>
<TD colspan=2 class="tr26 td78"><P class="p17 ft2">ägarna till</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td25"><P class="p471 ft2">till de aktier som <SPAN class="ft3">skall </SPAN>lösas in till</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">de aktier som <SPAN class="ft3">ska </SPAN>lösas in till</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td280"><P class="p471 ft2">majoritetsaktieägaren</P></TD>
<TD colspan=3 class="tr25 td121"><P class="p30 ft2">överlämna</P></TD>
<TD colspan=3 class="tr25 td184"><P class="p20 ft2">majoritetsaktieägaren</P></TD>
<TD colspan=2 class="tr25 td78"><P class="p17 ft2">överlämna</P></TD>
</TR>
<TR>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td25"><P class="p471 ft2">sina aktiebrev med anteckning om</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">sina aktiebrev med anteckning om</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td25"><P class="p471 ft2">överlåtelse. I ett avstämningsbolag</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">överlåtelse. I ett avstämningsbolag</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td25"><P class="p471 ft2"><SPAN class="ft3">skall</SPAN>, utom i fall som avses i 21 §,</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2"><SPAN class="ft3">ska</SPAN>, utom i fall som avses i 21 §,</P></TD>
</TR>
<TR>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td25"><P class="p471 ft2">aktierna på begäran av majoritets-</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">aktierna på begäran av majoritets-</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td25"><P class="p471 ft2">aktieägaren registreras med denne</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">aktieägaren registreras med denne</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td223"><P class="p471 ft2">som</P></TD>
<TD colspan=2 class="tr25 td65"><P class="p70 ft2">ägare</P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td85"><P class="p1 ft3">enligt</P></TD>
<TD colspan=2 class="tr25 td24"><P class="p30 ft3">lagen</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft3"><SPAN class="ft2">som ägare </SPAN>i avstämningsregister<SPAN class="ft2">.</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td269"><P class="p471 ft3">(1998:1479)</P></TD>
<TD class="tr26 td16"><P class="p123 ft3">om</P></TD>
<TD colspan=3 class="tr26 td88"><P class="p71 ft3">kontoföring</P></TD>
<TD class="tr26 td45"><P class="p30 ft3">av</P></TD>
<TD class="tr26 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td85"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr31 td280"><P class="p471 ft3">finansiella instrument<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr31 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td85"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td66"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td223"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td58"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td125"><P class="p255 ft2">21 §</P></TD>
<TD class="tr41 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td85"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td66"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td223"><P class="p472 ft2">Har</P></TD>
<TD colspan=3 class="tr25 td130"><P class="p1 ft2">aktiebrev</P></TD>
<TD class="tr25 td27"><P class="p20 ft2">eller</P></TD>
<TD colspan=3 class="tr25 td121"><P class="p30 ft31">lösenbevis</P></TD>
<TD class="tr25 td98"><P class="p87 ft2">Har</P></TD>
<TD colspan=2 class="tr25 td197"><P class="p20 ft2">aktiebrev eller</P></TD>
<TD colspan=2 class="tr25 td78"><P class="p17 ft2">lösenbevis</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td25"><P class="p471 ft2">inte överlämnats till majoritets-</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">inte överlämnats till majoritets-</P></TD>
</TR>
<TR>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td25"><P class="p471 ft2">aktieägaren inom en månad från</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">aktieägaren inom en månad från</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td25"><P class="p471 ft2">den dag dom avseende lösen-</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">den dag <SPAN class="ft3">en </SPAN>dom avseende lösen-</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td25"><P class="p471 ft2">beloppet <SPAN class="ft3">vann </SPAN>laga kraft eller är, i</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">beloppet <SPAN class="ft3">fick </SPAN>laga kraft eller är, i</P></TD>
</TR>
<TR>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td25"><P class="p471 ft2">fråga om avstämningsbolag, aktie-</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">fråga om avstämningsbolag, aktie-</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td25"><P class="p471 ft2">ägare i ett sådant bolag okänd,</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">ägare i ett sådant bolag okänd, <SPAN class="ft3">ska</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td223"><P class="p471 ft3">skall</P></TD>
<TD colspan=5 class="tr25 td175"><P class="p20 ft2">majoritetsaktieägaren</P></TD>
<TD colspan=2 class="tr25 td24"><P class="p30 ft2">utan</P></TD>
<TD colspan=3 class="tr25 td184"><P class="p20 ft2">majoritetsaktieägaren</P></TD>
<TD class="tr25 td71"><P class="p20 ft2">utan</P></TD>
<TD class="tr25 td66"><P class="p17 ft2">dröjs-</P></TD>
</TR>
<TR>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td25"><P class="p471 ft2">dröjsmål låta nedsätta lösen-</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">mål låta nedsätta lösenbeloppet för</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td25"><P class="p471 ft2">beloppet för en sådan aktie eller</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">en sådan aktie eller för aktie som</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td25"><P class="p471 ft2">för aktie som avses med sådant</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">avses med sådant lösenbevis enligt</P></TD>
</TR>
<TR>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td281"><P class="p471 ft2">lösenbevis</P></TD>
<TD colspan=2 class="tr26 td35"><P class="p123 ft2">enligt</P></TD>
<TD class="tr26 td27"><P class="p26 ft2">lagen</P></TD>
<TD colspan=3 class="tr26 td121"><P class="p30 ft2">(1927:56)</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">lagen (1927:56) om nedsättning av</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td25"><P class="p471 ft2">om nedsättning av pengar hos</P></TD>
<TD class="tr25 td98"><P class="p20 ft2">pengar</P></TD>
<TD class="tr25 td71"><P class="p135 ft2">hos</P></TD>
<TD colspan=2 class="tr25 td197"><P class="p70 ft2">myndighet.</P></TD>
<TD class="tr25 td66"><P class="p17 ft2">Något</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td281"><P class="p471 ft2">myndighet.</P></TD>
<TD colspan=5 class="tr25 td134"><P class="p68 ft2">Något förbehåll</P></TD>
<TD class="tr25 td45"><P class="p30 ft2">om</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">förbehåll om rätt att återta det</P></TD>
</TR>
<TR>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td25"><P class="p471 ft2">rätt att återta det nedsatta beloppet</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">nedsatta beloppet får inte göras.</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td269"><P class="p471 ft2">får inte göras.</P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td85"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=13 class="tr25 td254"><P class="p472 ft2">Om nedsättning har skett enligt denna paragraf, får majoritets-</P></TD>
</TR>
<TR>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=13 class="tr26 td254"><P class="p471 ft2">aktieägaren utöva de rättigheter som aktierna ger från och med den</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td282"><P class="p471 ft2">tidpunkt då beloppet sätts ned hos länsstyrelsen.</P></TD>
<TD class="tr25 td85"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td25"><P class="p30 ft2">Ett aktiebrev, som ännu inte har</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">Ett aktiebrev, som ännu inte har</P></TD>
</TR>
<TR>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td211"><P class="p471 ft2">överlämnats till länsstyrelsen,</P></TD>
<TD class="tr26 td45"><P class="p30 ft2">ger</P></TD>
<TD colspan=2 class="tr26 td81"><P class="p20 ft2">överlämnats</P></TD>
<TD colspan=3 class="tr26 td149"><P class="p17 ft2">till länsstyrelsen, ger</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td25"><P class="p471 ft2">inte annan rätt för innehavaren än</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">inte annan rätt för innehavaren än</P></TD>
</TR>
<TR>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td25"><P class="p471 ft2">att mot överlämnandet av aktie-</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">att mot överlämnandet av aktie-</P></TD>
</TR>
<TR>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td223"><P class="p471 ft2">brevet</P></TD>
<TD class="tr26 td72"><P class="p66 ft2">få</P></TD>
<TD class="tr26 td6"><P class="p26 ft2">ut</P></TD>
<TD colspan=4 class="tr26 td47"><P class="p64 ft2">lösenbeloppet</P></TD>
<TD class="tr26 td45"><P class="p30 ft31">och</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">brevet få ut lösenbeloppet och</P></TD>
</TR>
<TR>
<TD class="tr31 td6"><P class="p17 ft2">94</P></TD>
<TD class="tr31 td223"><P class="p471 ft2">ränta.</P></TD>
<TD colspan=5 class="tr31 td175"><P class="p42 ft2">I avstämningsbolag</P></TD>
<TD colspan=2 class="tr31 td24"><P class="p30 ft3">skall<SPAN class="ft2">,</SPAN></P></TD>
<TD colspan=5 class="tr31 td143"><P class="p17 ft2">ränta. I avstämningsbolag <SPAN class="ft3">ska</SPAN>, om</P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
<DIV id="page_95">
<DIV id="dimg1">
<INGENBILD zsrc="H3031095x1.jpg/" id="img1">
</DIV>
<DIV id="tx1"><SPAN class="ft4">I de fall som avses i 9 kap. 41 § och 10 kap. 16 § </SPAN><SPAN class="ft36">ska </SPAN><SPAN class="ft4">det inte följa ansvar enligt 20 kap. 3 § brotts- balken.</SPAN></DIV>
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p157 ft4">om nedsättning har skett, aktierna på begäran av majoritetsaktie- ägaren registreras med denne som ägare <SPAN class="ft36">enligt lagen (1998:1479) om kontoföring av finansiella instrum- ent</SPAN>.</P>
</DIV>
<DIV id="id_1_2">
<TABLE cellpadding=0 cellspacing=0 class="t60">
<TR>
<TD class="tr2 td113"><P class="p20 ft2">nedsättning</P></TD>
<TD class="tr2 td115"><P class="p111 ft2">har skett, aktierna på</P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr32 td113"><P class="p20 ft15">begäran av</P></TD>
<TD class="tr32 td115"><P class="p111 ft15">majoritetsaktieägaren</P></TD>
<TD class="tr32 td47"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p138 ft22">registreras med denne som ägare <SPAN class="ft41">i avstämningsregister</SPAN>.</P>
</DIV>
</DIV>
<DIV id="id_2">
<P class="p473 ft29">30 kap.</P>
<P class="p191 ft2">1 §<SPAN class="ft27">5</SPAN></P>
<P class="p140 ft2">Till böter eller fängelse i högst ett år döms den som</P>
<P class="p46 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">uppsåtligen bryter mot 1 kap. 7 eller 8 §,</SPAN></P>
<P class="p83 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft20">uppsåtligen eller av oaktsamhet underlåter att enligt denna lag föra aktiebok eller hålla aktiebok tillgänglig,</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft19">uppsåtligen eller av oaktsamhet bryter mot 8 kap. 18 § andra meningen, 20 § första stycket eller 21 § andra stycket, eller</SPAN></P>
<P class="p48 ft4"><SPAN class="ft2">4.</SPAN><SPAN class="ft20">uppsåtligen eller av grov oaktsamhet bryter mot 21 kap. 1, 3, 5 eller 10 §.</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD class="tr26 td122"><P class="p113 ft3"><SPAN class="ft2">En </SPAN>central värdepappersförva-</P></TD>
<TD class="tr26 td124"><P class="p17 ft3"><SPAN class="ft2">En </SPAN>värdepapperscentrals <SPAN class="ft2">under-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft2"><SPAN class="ft3">rares </SPAN>underlåtenhet att fullgöra de</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">låtenhet att fullgöra de uppgifter</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p113 ft2">uppgifter som anges i 5 kap. 12 §</P></TD>
<TD class="tr26 td124"><P class="p17 ft2">som anges i 5 kap. 12 § andra</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft2">andra stycket <SPAN class="ft3">skall </SPAN>inte medföra</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">stycket <SPAN class="ft3">ska </SPAN>inte medföra ansvar</P></TD>
</TR>
<TR>
<TD class="tr32 td122"><P class="p474 ft15">ansvar enligt första stycket 2.</P></TD>
<TD class="tr32 td124"><P class="p475 ft15">enligt första stycket 2.</P></TD>
</TR>
</TABLE>
<P class="p48 ft2">Till straff som anges i första stycket döms också den som uppsåtligen medverkar till ett beslut att utse en styrelseledamot, styrelsesuppleant, verkställande direktör eller vice verkställande direktör i strid med 8 kap. 12 eller 32 §, om åtgärden är ägnad att dölja vem eller vilka som utövar eller har utövat den faktiska ledningen av bolaget. Detsamma gäller den som uppsåtligen åtar sig ett sådant uppdrag i strid med 8 kap. 12 eller 32 §.</P>
<P class="p152 ft2">Trots vad som sägs i 35 kap. 1 § brottsbalken får påföljd för brott enligt första stycket 4 mot 21 kap. 1, 3 eller 5 § eller för brott enligt tredje stycket dömas ut, om den misstänkte har häktats eller fått del av åtal för brottet inom fem år från brottet.</P>
<P class="p476 ft4">I de fall som avses i 9 kap. 41 § och 10 kap. 16 § <SPAN class="ft36">skall </SPAN>det inte följa ansvar enligt 20 kap. 3 § brotts- balken.</P>
<P class="p477 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft18">Denna lag träder i kraft den 1 mars 2016.</SPAN></P>
<P class="p48 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft20">Det krav på ett skriftligt avtal som anges i 5 kap. 12 § tredje stycket tillämpas inte i fråga om avtal om registrering av aktier i avstämnings- register som ingåtts före lagens ikraftträdande.</SPAN></P>
<P class="p48 ft4"><SPAN class="ft2">3.</SPAN><SPAN class="ft30">Det som sägs om styrelsens ansvar i 5 kap. 12 § tredje stycket ska tillämpas från och med den 1 mars 2017, om inte avstämningsbolaget före dess ingår ett sådant avtal som avses i 5 kap. 12 § andra stycket med en värdepapperscentral och anmäler detta enligt 5 kap. 12 a §. För tiden</SPAN></P>
<P class="p98 ft35"><SPAN class="ft34">5 </SPAN>Senaste lydelse 2007:317.</P>
<P class="p99 ft2">95</P>
</DIV>
</DIV>
<DIV id="page_96">
<TABLE cellpadding=0 cellspacing=0 class="t46">
<TR>
<TD class="tr2 td129"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p20 ft2">fram till dess att en sådan anmälan görs, dock längst till och med den</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">28 februari 2017, tillämpas det som sägs om centrala värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">förvarares ansvar för aktieboken i 5 kap. 12 § andra stycket i dess äldre</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft31">lydelse. Med central värdepappersförvarare avses den som vid tidpunkten</P></TD>
</TR>
<TR>
<TD class="tr31 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td169"><P class="p20 ft2">för ikraftträdandet var auktoriserad som central värdepappersförvarare.</P></TD>
</TR>
</TABLE>
<P class="p478 ft2">96</P>
</DIV>
<DIV id="page_97">
<DIV id="id_1">
<TABLE cellpadding=0 cellspacing=0 class="t59">
<TR height=0>
<TD width=45px></TD>
<TD width=160px></TD>
<TD width=201px></TD>
<TD width=93px></TD>
</TR>
<TR>
<TD class="tr35 td82"><P class="p20 ft26">2.19</P></TD>
<TD colspan=2 class="tr35 td283"><P class="p38 ft26">Förslag till lag om ändring i lagen (2007:528)</P></TD>
<TD class="tr35 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr42 td82"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr42 td283"><P class="p38 ft26">om värdepappersmarknaden</P></TD>
<TD class="tr42 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr42 td120"><P class="p60 ft2">Härigenom föreskrivs att 1 kap. 1 § och 21 kap. 2 § lagen (2007:528)</P></TD>
<TD class="tr42 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr31 td120"><P class="p20 ft2">om värdepappersmarknaden ska ha följande lydelse.</P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr40 td122"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr40 td123"><P class="p20 ft3">Föreslagen lydelse</P></TD>
<TD class="tr40 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p479 ft29">1 kap.</P>
<P class="p480 ft2">1 §<SPAN class="ft27">1</SPAN></P>
<P class="p339 ft2">I denna lag finns bestämmelser om värdepappersmarknaden.</P>
<P class="p440 ft4">I <NOBR>2–11</NOBR> kap. finns särskilda bestämmelser om värdepappersrörelse, i <NOBR>12–18</NOBR> kap. om börsverksamhet m.m. och i <NOBR>19–21</NOBR> kap. om clearing- verksamhet. I <NOBR>22–26</NOBR> kap. finns vissa gemensamma bestämmelser.</P>
<P class="p440 ft2">För sådan clearingverksamhet som avses i 5 § 6 b gäller endast följande bestämmelser i denna lag:</P>
<P class="p440 ft4"><SPAN class="ft2">–</SPAN><SPAN class="ft20">1 kap. 11 och </SPAN><NOBR>12–14</NOBR> §§ om tystnadsplikt, uppgiftsskyldighet, meddelandeförbud och ansvar,</P>
<P class="p440 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">23 kap. 1 § första och andra styckena, 2 §, 4 § första stycket samt 7, 11, 12 och 14 §§ om tillsyn,</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">25 kap. 1, 2, 6, </SPAN><NOBR>8–11,</NOBR> 17 samt <NOBR>25–29</NOBR> §§ om ingripanden, och</P>
<P class="p186 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">26 kap. 1 § om överklagande.</SPAN></P>
<P class="p440 ft2">Ytterligare bestämmelser om sådan clearingverksamhet som avses i 5 § 6 b finns i Europaparlamentets och rådets förordning (EU) nr 648/2012 om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister och lagen (2013:287) med kompletterande bestämmelser till EU:s förordning om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister.</P>
<P class="p481 ft3">Denna lag gäller inte för sådan clearingverksamhet som avses i Europaparlamentets och rådets förordning (EU) nr 909/2014 av den 23 juli 2014 om förbättrad värdepappersavveckling i Euro- peiska unionen och om värdepap- perscentraler samt ändring av direktiv 98/26/EG och 2014/65/EU och förordning (EU) nr 236/2012, i den ursprungliga lydelsen.</P>
<P class="p482 ft29">21 kap.</P>
<P class="p483 ft2">2 §</P>
</DIV>
<DIV id="id_2">
<DIV id="id_2_1">
<P class="p117 ft4">En clearingdeltagare får delta i clearingverksamheten för egen räkning. En clearingorganisation får tillåta svenska och utländska clearingorganisationer eller <SPAN class="ft36">cen- trala värdepappersförvarare </SPAN>samt</P>
</DIV>
<DIV id="id_2_2">
<P class="p117 ft4">En clearingdeltagare får delta i clearingverksamheten för egen räkning. En clearingorganisation får tillåta svenska och utländska clearingorganisationer<SPAN class="ft36">, värdepap- perscentraler och värdepappers-</SPAN></P>
</DIV>
</DIV>
<DIV id="id_3">
<P class="p172 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2013:288.</P>
<P class="p99 ft2">97</P>
</DIV>
</DIV>
<DIV id="page_98">
<DIV id="dimg1">
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</DIV>
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p155 ft4">Prop. 2015/16:10 Sveriges riksbank och sådana institut och företag som avses i 14 kap. 3 § första stycket 1 och 2 rätt att delta i clearingverksam- heten för någon annans räkning.</P>
<P class="p484 ft2">Om ett företag inom en koncern deltar i clearingverksamhet ute- slutande för egen och för andra koncernföretags räkning <SPAN class="ft3">skall </SPAN>del- tagandet i clearingverksamhet anses vara för egen räkning vid tillämpning av första stycket.</P>
</DIV>
<DIV id="id_1_2">
<P class="p157 ft3">centraler från tredjeland <SPAN class="ft2">samt Sveriges riksbank och sådana institut och företag som avses i 14 kap. 3 § första stycket 1 och 2 rätt att delta i clearingverksam- heten för någon annans räkning.</SPAN></P>
<P class="p258 ft2">Om ett företag inom en koncern deltar i clearingverksamhet ute- slutande för egen och för andra koncernföretags räkning <SPAN class="ft3">ska </SPAN>del- tagandet i clearingverksamhet anses vara för egen räkning vid tillämpning av första stycket.</P>
</DIV>
</DIV>
<DIV id="id_2">
<P class="p425 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">Denna lag träder i kraft den 1 mars 2016.</SPAN></P>
<P class="p149 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft30">Äldre bestämmelser gäller för central värdepappersförvarare som enligt punkt 2 av övergångsbestämmelserna till lagen (2015:000) om ändring i lagen (1998:1479) om kontoföring av finansiella instrument får fortsätta att driva sådan verksamhet som avses där efter den 29 februari 2016.</SPAN></P>
<P class="p485 ft2">98</P>
</DIV>
</DIV>
<DIV id="page_99">
<TABLE cellpadding=0 cellspacing=0 class="t37">
<TR height=0>
<TD width=45px></TD>
<TD width=160px></TD>
<TD width=201px></TD>
<TD width=93px></TD>
</TR>
<TR>
<TD class="tr35 td82"><P class="p20 ft26">2.20</P></TD>
<TD colspan=2 class="tr35 td283"><P class="p38 ft26">Förslag till lag om ändring i offentlighets- och</P></TD>
<TD class="tr35 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr42 td82"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr42 td283"><P class="p38 ft26">sekretesslagen (2009:400)</P></TD>
<TD class="tr42 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr42 td120"><P class="p60 ft2">Härigenom föreskrivs att 30 kap. 4 b, 5 och 30 §§ offentlighets- och</P></TD>
<TD class="tr42 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr31 td120"><P class="p20 ft2">sekretesslagen (2009:400) ska ha följande lydelse.</P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr40 td122"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr40 td123"><P class="p20 ft3">Föreslagen lydelse</P></TD>
<TD class="tr40 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p486 ft29">30 kap.</P>
<P class="p487 ft2">4 b §<SPAN class="ft27">1</SPAN></P>
<P class="p192 ft2">Sekretess gäller i en statlig myndighets verksamhet som består i tillståndsgivning eller tillsyn med avseende på bank- och kreditväsendet, värdepappersmarknaden eller försäkringsväsendet för uppgift i en anmälan eller utsaga om överträdelse av bestämmelse som gäller för den som myndighetens verksamhet avser, om uppgiften kan avslöja anmäl- arens identitet.</P>
<P class="p488 ft3">Sekretess gäller i en statlig myn- dighets verksamhet enligt lagen (1998:1479) om värdepappers- centraler och kontoföring av finan- siella instrument för uppgift om en enskilds personliga och ekono- miska förhållanden i en anmälan eller utsaga om överträdelse av bestämmelse i lag eller annan för- fattning som gäller för värdepap- perscentralers och utsedda kredit- instituts verksamhet, om uppgiften kan avslöja den anmäldes identitet och det inte står klart att uppgiften kan röjas utan att denne lider skada eller men.</P>
<P class="p489 ft36">Sekretessen enligt andra stycket gäller inte beslut om sanktioner eller sanktionsförelägganden.</P>
<P class="p140 ft2">För uppgift i en allmän handling gäller sekretessen i högst femtio år.</P>
<P class="p402 ft2">5 §<SPAN class="ft27">2</SPAN></P>
<P class="p83 ft4">Sekretess gäller för uppgift om en enskilds personliga eller ekonomiska förhållanden, om det kan antas att den enskilde lider skada eller men om uppgiften röjs och uppgiften förekommer i ett ärende hos en statlig myndighet om innehav av</P>
<P class="p48 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft18">aktier i bankaktiebolag, kreditmarknadsbolag, värdepappersbolag, fondbolag eller försäkringsaktiebolag,</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">andelar i medlemsbank eller kreditmarknadsförening, eller</SPAN></P>
<P class="p490 ft35"><SPAN class="ft42">1</SPAN><SPAN class="ft43">Senaste lydelse 2014:987.</SPAN></P>
<P class="p162 ft45"><SPAN class="ft42">2</SPAN><SPAN class="ft44">Senaste lydelse 2014:277.</SPAN></P>
<P class="p163 ft2">99</P>
</DIV>
<DIV id="page_100">
<DIV id="dimg1">
<INGENBILD zsrc="H30310100x1.jpg/" id="img1">
</DIV>
<TABLE cellpadding=0 cellspacing=0 class="t77">
<TR>
<TD class="tr28 td106"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr28 td81"><P class="p219 ft2">3. aktier</P></TD>
<TD class="tr28 td84"><P class="p77 ft2">eller</P></TD>
<TD colspan=2 class="tr28 td79"><P class="p123 ft2">andelar i</P></TD>
<TD class="tr28 td65"><P class="p62 ft2">börs,</P></TD>
<TD colspan=2 class="tr28 td170"><P class="p18 ft2">3. aktier</P></TD>
<TD colspan=2 class="tr28 td84"><P class="p68 ft2">eller</P></TD>
<TD class="tr28 td57"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr28 td41"><P class="p26 ft2">andelar i</P></TD>
<TD class="tr28 td71"><P class="p17 ft2">börs,</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td40"><P class="p60 ft2">clearingorganisation,</P></TD>
<TD colspan=2 class="tr26 td160"><P class="p62 ft3">central vär-</P></TD>
<TD colspan=6 class="tr26 td131"><P class="p64 ft2">clearingorganisation,</P></TD>
<TD class="tr26 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td4"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td28"><P class="p17 ft3">svensk</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td40"><P class="p60 ft3">depappersförvarare<SPAN class="ft2">,</SPAN></P></TD>
<TD colspan=2 class="tr25 td160"><P class="p62 ft2">betalnings-</P></TD>
<TD colspan=6 class="tr25 td131"><P class="p64 ft3">värdepapperscentral<SPAN class="ft2">,</SPAN></P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td79"><P class="p17 ft2">betalnings-</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td154"><P class="p60 ft2">institut, institut</P></TD>
<TD class="tr26 td54"><P class="p178 ft2">för</P></TD>
<TD colspan=2 class="tr26 td160"><P class="p62 ft2">elektroniska</P></TD>
<TD colspan=4 class="tr26 td155"><P class="p64 ft2">institut, institut</P></TD>
<TD class="tr26 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p20 ft2">för</P></TD>
<TD class="tr26 td238"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td79"><P class="p17 ft2">elektroniska</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td284"><P class="p60 ft2">pengar eller företag som driver</P></TD>
<TD colspan=10 class="tr25 td60"><P class="p64 ft2">pengar eller företag som driver</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td81"><P class="p60 ft2">verksamhet</P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td79"><P class="p71 ft2">enligt</P></TD>
<TD class="tr25 td65"><P class="p62 ft2">lagen</P></TD>
<TD colspan=3 class="tr25 td132"><P class="p64 ft2">verksamhet</P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td98"><P class="p68 ft2">enligt</P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td81"><P class="p60 ft2">(2014:275)</P></TD>
<TD class="tr26 td84"><P class="p93 ft2">om</P></TD>
<TD class="tr26 td54"><P class="p71 ft2">viss</P></TD>
<TD colspan=2 class="tr26 td160"><P class="p62 ft2">verksamhet</P></TD>
<TD colspan=3 class="tr26 td132"><P class="p64 ft2">(2014:275)</P></TD>
<TD class="tr26 td14"><P class="p42 ft2">om</P></TD>
<TD colspan=2 class="tr26 td163"><P class="p68 ft2">viss</P></TD>
<TD class="tr26 td238"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td79"><P class="p17 ft2">verksamhet</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td43"><P class="p60 ft2">med konsumentkrediter.</P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td233"><P class="p64 ft2">med konsumentkrediter.</P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=15 class="tr25 td188"><P class="p219 ft2">Sekretessen gäller inte beslut av myndigheten och inte heller för upp-</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=15 class="tr26 td188"><P class="p60 ft2">gift från en annan myndighet om uppgiften inte är sekretessreglerad där.</P></TD>
</TR>
<TR>
<TD class="tr31 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=14 class="tr31 td271"><P class="p219 ft2">För uppgift i allmän handling gäller sekretessen i högst tjugo år.</P></TD>
<TD class="tr31 td71"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr41 td284"><P class="p60 ft3">Lydelse enligt prop. 2015/16:5</P></TD>
<TD colspan=6 class="tr41 td131"><P class="p64 ft3">Föreslagen lydelse</P></TD>
<TD class="tr41 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td71"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td81"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td95"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr40 td133"><P class="p491 ft2">30 §</P></TD>
<TD class="tr40 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td71"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td284"><P class="p219 ft2">Den tystnadsplikt som följer av</P></TD>
<TD colspan=10 class="tr25 td60"><P class="p17 ft2">Den tystnadsplikt som följer av</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr26 td284"><P class="p60 ft2">2 § första stycket första meningen,</P></TD>
<TD colspan=10 class="tr26 td60"><P class="p64 ft2">2 § första stycket första meningen,</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td81"><P class="p60 ft2">4 § första</P></TD>
<TD colspan=2 class="tr25 td135"><P class="p65 ft2">stycket 2,</P></TD>
<TD class="tr25 td95"><P class="p62 ft2">4 a §</P></TD>
<TD class="tr25 td65"><P class="p62 ft2">första</P></TD>
<TD colspan=2 class="tr25 td170"><P class="p64 ft2">4 § första</P></TD>
<TD colspan=4 class="tr25 td28"><P class="p76 ft2">stycket 2,</P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td45"><P class="p62 ft2">4 a §</P></TD>
<TD class="tr25 td71"><P class="p17 ft2">första</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td284"><P class="p60 ft2">stycket 2, 4 b §, 12 § första stycket</P></TD>
<TD colspan=10 class="tr25 td60"><P class="p64 ft2">stycket 2, 4 b § <SPAN class="ft3">första stycket</SPAN>, 12 §</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td81"><P class="p60 ft2">och andra</P></TD>
<TD colspan=2 class="tr26 td135"><P class="p178 ft2">stycket 2,</P></TD>
<TD class="tr26 td95"><P class="p123 ft2">12 a §</P></TD>
<TD class="tr26 td65"><P class="p62 ft2">första</P></TD>
<TD colspan=10 class="tr26 td60"><P class="p64 ft2">första stycket och andra stycket 2,</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td284"><P class="p60 ft2">stycket och andra stycket 2, 12 b §</P></TD>
<TD class="tr25 td77"><P class="p64 ft2">12 a §</P></TD>
<TD colspan=6 class="tr25 td36"><P class="p19 ft2">första stycket</P></TD>
<TD class="tr25 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p84 ft31">och</P></TD>
<TD class="tr25 td71"><P class="p17 ft2">andra</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td154"><P class="p60 ft2">första stycket 2,</P></TD>
<TD colspan=2 class="tr25 td79"><P class="p1 ft2">13 §, 15 §</P></TD>
<TD class="tr25 td65"><P class="p62 ft2">första</P></TD>
<TD colspan=2 class="tr25 td170"><P class="p64 ft2">stycket 2,</P></TD>
<TD colspan=3 class="tr25 td65"><P class="p20 ft2">12 b §</P></TD>
<TD colspan=3 class="tr25 td27"><P class="p42 ft31">första</P></TD>
<TD colspan=2 class="tr25 td28"><P class="p17 ft2">stycket 2,</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr26 td284"><P class="p60 ft2">stycket 2, 23 § första stycket 2 och</P></TD>
<TD colspan=2 class="tr26 td170"><P class="p64 ft2">13 §, 15 §</P></TD>
<TD class="tr26 td92"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td71"><P class="p20 ft2">första</P></TD>
<TD colspan=4 class="tr26 td41"><P class="p28 ft2">stycket 2,</P></TD>
<TD class="tr26 td71"><P class="p17 ft2">23 §</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td284"><P class="p60 ft2">27 § första stycket 2 och den tyst-</P></TD>
<TD class="tr25 td77"><P class="p64 ft2">första</P></TD>
<TD colspan=3 class="tr25 td104"><P class="p20 ft2">stycket 2</P></TD>
<TD colspan=2 class="tr25 td163"><P class="p64 ft2">och</P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td45"><P class="p84 ft2">27 §</P></TD>
<TD class="tr25 td71"><P class="p17 ft2">första</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td284"><P class="p60 ft2">nadsplikt som följer av ett förbe-</P></TD>
<TD colspan=2 class="tr25 td170"><P class="p64 ft2">stycket 2</P></TD>
<TD colspan=2 class="tr25 td84"><P class="p20 ft2">och</P></TD>
<TD colspan=2 class="tr25 td163"><P class="p84 ft2">den</P></TD>
<TD colspan=4 class="tr25 td101"><P class="p17 ft2">tystnadsplikt</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr26 td284"><P class="p60 ft2">håll som gjorts med stöd av 9 § an-</P></TD>
<TD colspan=10 class="tr26 td60"><P class="p64 ft2">som följer av ett förbehåll som</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td284"><P class="p60 ft2">dra meningen, 14 § andra mening-</P></TD>
<TD class="tr25 td77"><P class="p64 ft2">gjorts</P></TD>
<TD colspan=2 class="tr25 td89"><P class="p42 ft2">med</P></TD>
<TD colspan=2 class="tr25 td71"><P class="p64 ft31">stöd</P></TD>
<TD colspan=2 class="tr25 td55"><P class="p74 ft2">av</P></TD>
<TD class="tr25 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p94 ft2">9 §</P></TD>
<TD class="tr25 td71"><P class="p17 ft2">andra</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td284"><P class="p60 ft2">en, 26 § andra meningen eller 29 §</P></TD>
<TD colspan=2 class="tr25 td170"><P class="p64 ft2">meningen,</P></TD>
<TD colspan=2 class="tr25 td84"><P class="p76 ft2">14 §</P></TD>
<TD colspan=4 class="tr25 td98"><P class="p66 ft2">andra</P></TD>
<TD colspan=2 class="tr25 td28"><P class="p17 ft2">meningen,</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr26 td284"><P class="p60 ft2">andra meningen inskränker rätten</P></TD>
<TD colspan=10 class="tr26 td60"><P class="p64 ft2">26 § andra meningen eller 29 § an-</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td284"><P class="p60 ft2">enligt 1 kap. 1 § tryckfrihetsför-</P></TD>
<TD colspan=10 class="tr25 td60"><P class="p64 ft2">dra meningen inskränker rätten en-</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td284"><P class="p60 ft2">ordningen och 1 kap. 1 och 2 §§</P></TD>
<TD colspan=2 class="tr25 td170"><P class="p64 ft2">ligt 1 kap.</P></TD>
<TD colspan=2 class="tr25 td84"><P class="p66 ft2">1 §</P></TD>
<TD colspan=6 class="tr25 td166"><P class="p17 ft2">tryckfrihetsförord-</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr26 td284"><P class="p60 ft2">yttrandefrihetsgrundlagen att med-</P></TD>
<TD class="tr26 td77"><P class="p64 ft2">ningen</P></TD>
<TD colspan=2 class="tr26 td89"><P class="p68 ft2">och</P></TD>
<TD colspan=3 class="tr26 td107"><P class="p84 ft2">1 kap.</P></TD>
<TD colspan=2 class="tr26 td103"><P class="p65 ft2">1</P></TD>
<TD class="tr26 td54"><P class="p19 ft2">och</P></TD>
<TD class="tr26 td71"><P class="p17 ft2">2 §§</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td284"><P class="p60 ft2">dela och offentliggöra uppgifter.</P></TD>
<TD colspan=10 class="tr25 td60"><P class="p64 ft2">yttrandefrihetsgrundlagen att med-</P></TD>
</TR>
<TR>
<TD class="tr32 td106"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td81"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td84"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td54"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td95"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td65"><P class="p20 ft14"> </P></TD>
<TD colspan=10 class="tr32 td60"><P class="p64 ft15">dela och offentliggöra uppgifter.</P></TD>
</TR>
</TABLE>
<P class="p492 ft2">Den tystnadsplikt som följer av 24 § inskränker rätten att meddela och offentliggöra uppgifter, när det är fråga om uppgift om andra ekonomiska eller personliga förhållanden än affärs- och driftförhållanden för den som trätt i affärsförbindelse eller liknande förbindelse med den som är föremål för myndighetens verksamhet.</P>
<P class="p493 ft4">Den tystnadsplikt som följer av 18 § inskränker rätten att meddela och offentliggöra uppgifter, när det är fråga om uppgift om en enskilds personliga förhållanden vars röjande kan vålla allvarligt men.</P>
<P class="p494 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">Denna lag träder i kraft den 1 mars 2016.</SPAN></P>
<P class="p495 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft30">Äldre bestämmelser gäller för uppgifter i ärenden hos statlig myndighet om innehav av aktier eller andelar i en central värdepappers- förvarare som har inletts före ikraftträdandet.</SPAN></P>
<P class="p311 ft2">100</P>
</DIV>
<DIV id="page_101">
<DIV id="tx1"><SPAN class="ft2">Avser ansökan ett förkommet aktiebrev eller annan handling vars uppvisande utgör villkor för att antecknas som innehavare av en rättighet på ett sådant konto som avses i lagen (1998:1479) om </SPAN><SPAN class="ft3">värdepapperscentraler och </SPAN><SPAN class="ft2">konto- föring av finansiella instrument, ska ansökan göras hos Bolags- verket.</SPAN></DIV>
<DIV id="id_1">
<TABLE cellpadding=0 cellspacing=0 class="t59">
<TR height=0>
<TD width=45px></TD>
<TD width=160px></TD>
<TD width=201px></TD>
<TD width=93px></TD>
</TR>
<TR>
<TD class="tr35 td82"><P class="p20 ft26">2.21</P></TD>
<TD colspan=2 class="tr35 td283"><P class="p38 ft26">Förslag till lag om ändring i lagen (2011:900)</P></TD>
<TD class="tr35 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr42 td82"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr42 td283"><P class="p38 ft26">om dödande av förkommen handling</P></TD>
<TD class="tr42 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr42 td120"><P class="p60 ft2">Härigenom föreskrivs att 2, 4 och 12 §§ lagen (2011:900) om dödande</P></TD>
<TD class="tr42 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr31 td120"><P class="p20 ft2">av förkommen handling ska ha följande lydelse.</P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr40 td122"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr40 td123"><P class="p20 ft3">Föreslagen lydelse</P></TD>
<TD class="tr40 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p496 ft2">2 §</P>
<P class="p497 ft4">Följande handlingar omfattas av bestämmelserna om dödande av förkommen handling:</P>
<P class="p186 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft18">löpande skuldebrev,</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">växlar,</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft19">konossement,</SPAN></P>
<P class="p440 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft19">andra handlingar än de som anges i </SPAN><NOBR>1–3,</NOBR> vars uppvisande utgör villkor för rätt att kräva betalning eller att begära att någon annan förpliktelse fullgörs,</P>
</DIV>
<DIV id="id_2">
<DIV id="id_2_1">
<P class="p117 ft4">5. handlingar, vars uppvisande utgör villkor för att antecknas som innehavare av en rättighet på ett sådant konto som avses i lagen (1998:1479) om kontoföring av finansiella instrument,</P>
</DIV>
<DIV id="id_2_2">
<P class="p117 ft2">5. handlingar, vars uppvisande utgör villkor för att antecknas som innehavare av en rättighet på ett sådant konto som avses i lagen (1998:1479) om <SPAN class="ft3">värdepappers- centraler och </SPAN>kontoföring av finansiella instrument,</P>
</DIV>
</DIV>
<DIV id="id_3">
<P class="p47 ft2"><SPAN class="ft2">6.</SPAN><SPAN class="ft19">aktiebrev, och</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">7.</SPAN><SPAN class="ft18">inteckningshandlingar.</SPAN></P>
<P class="p192 ft4">Bestämmelserna tillämpas inte på banksedlar. De tillämpas inte heller på obligationer eller förlagsbevis utom i fråga om obligationer med en löptid på högst ett år som har ställts till innehavaren och som ges ut av en bank eller ett kreditmarknadsföretag.</P>
<P class="p498 ft2">4 §</P>
<P class="p48 ft4">En ansökan om dödande av förkommen handling ska göras hos Kronofogdemyndigheten, om inte annat följer av andra eller tredje stycket.</P>
<P class="p48 ft2">Avser ansökan en förkommen inteckningshandling ska den göras hos den inskrivningsmyndighet som handlägger ärenden om inskrivning av sådan handling som ansökan avser.</P>
<P class="p499 ft2">Avser ansökan ett förkommet aktiebrev eller annan handling vars uppvisande utgör villkor för att antecknas som innehavare av en rättighet på ett sådant konto som avses i lagen (1998:1479) om kontoföring av finansiella instru- ment, ska ansökan göras hos Bolagsverket.</P>
<P class="p500 ft2">101</P>
</DIV>
</DIV>
<DIV id="page_102">
<DIV id="dimg1">
<INGENBILD zsrc="H30310102x1.jpg/" id="img1">
</DIV>
<TABLE cellpadding=0 cellspacing=0 class="t77">
<TR>
<TD class="tr2 td285"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td28"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td106"><P class="p475 ft2">12 §</P></TD>
<TD class="tr2 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td42"><P class="p62 ft2">Den som är förpliktad att full-</P></TD>
<TD colspan=5 class="tr25 td60"><P class="p17 ft2">Den som är förpliktad att full-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td42"><P class="p62 ft2">göra vad som blivit utfäst i en</P></TD>
<TD colspan=5 class="tr25 td60"><P class="p17 ft2">göra vad som blivit utfäst i en</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td42"><P class="p62 ft2">dödad handling ska utfärda en ny</P></TD>
<TD colspan=5 class="tr26 td60"><P class="p17 ft2">dödad handling ska utfärda en ny</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td42"><P class="p62 ft2">handling som svarar mot den</P></TD>
<TD colspan=5 class="tr25 td60"><P class="p17 ft2">handling som svarar mot den</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td42"><P class="p62 ft2">handling som har dödats. Är den</P></TD>
<TD colspan=5 class="tr25 td60"><P class="p17 ft2">handling som har dödats. Är den</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td286"><P class="p25 ft2">dödade handlingen</P></TD>
<TD colspan=2 class="tr26 td90"><P class="p62 ft2">en intecknad</P></TD>
<TD colspan=3 class="tr26 td86"><P class="p64 ft2">dödade handlingen</P></TD>
<TD colspan=2 class="tr26 td121"><P class="p17 ft2">en intecknad</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td42"><P class="p62 ft2">fordringshandling eller ett aktie-</P></TD>
<TD colspan=5 class="tr25 td60"><P class="p17 ft2">fordringshandling eller ett aktie-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td42"><P class="p62 ft2">brev ska i stället den intecknade</P></TD>
<TD colspan=5 class="tr25 td60"><P class="p17 ft2">brev ska i stället den intecknade</P></TD>
</TR>
<TR>
<TD class="tr26 td285"><P class="p25 ft2">egendomens</P></TD>
<TD class="tr26 td18"><P class="p32 ft2">ägare</P></TD>
<TD colspan=2 class="tr26 td90"><P class="p62 ft2">respektive</P></TD>
<TD class="tr26 td90"><P class="p64 ft2">egendomens</P></TD>
<TD colspan=2 class="tr26 td18"><P class="p32 ft2">ägare</P></TD>
<TD colspan=2 class="tr26 td121"><P class="p17 ft2">respektive</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td42"><P class="p62 ft2">aktiebolaget utfärda en ny hand-</P></TD>
<TD colspan=5 class="tr25 td60"><P class="p17 ft2">aktiebolaget utfärda en ny hand-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td42"><P class="p62 ft2">ling. Någon ny handling ska dock</P></TD>
<TD colspan=5 class="tr25 td60"><P class="p17 ft2">ling. Någon ny handling ska dock</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td42"><P class="p62 ft2">inte utfärdas, om den dödade</P></TD>
<TD colspan=5 class="tr25 td60"><P class="p17 ft2">inte utfärdas, om den dödade</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td42"><P class="p62 ft2">handlingen var en handling vars</P></TD>
<TD colspan=5 class="tr26 td60"><P class="p17 ft2">handlingen var en handling vars</P></TD>
</TR>
<TR>
<TD class="tr25 td285"><P class="p25 ft2">uppvisande</P></TD>
<TD class="tr25 td18"><P class="p20 ft2">endast</P></TD>
<TD class="tr25 td28"><P class="p1 ft2">utgjorde</P></TD>
<TD class="tr25 td14"><P class="p62 ft2">ett</P></TD>
<TD class="tr25 td90"><P class="p64 ft2">uppvisande</P></TD>
<TD colspan=2 class="tr25 td18"><P class="p97 ft31">endast</P></TD>
<TD class="tr25 td28"><P class="p1 ft2">utgjorde</P></TD>
<TD class="tr25 td68"><P class="p17 ft2">ett</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td42"><P class="p62 ft2">villkor för att någon ska antecknas</P></TD>
<TD colspan=5 class="tr25 td60"><P class="p17 ft2">villkor för att någon ska antecknas</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td42"><P class="p62 ft2">som innehavare av en rättighet på</P></TD>
<TD colspan=5 class="tr26 td60"><P class="p17 ft2">som innehavare av en rättighet på</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td42"><P class="p62 ft2">ett sådant konto som avses i lagen</P></TD>
<TD colspan=5 class="tr25 td60"><P class="p17 ft2">ett sådant konto som avses i lagen</P></TD>
</TR>
<TR>
<TD class="tr25 td285"><P class="p25 ft2">(1998:1479)</P></TD>
<TD colspan=2 class="tr25 td154"><P class="p1 ft2">om kontoföring</P></TD>
<TD class="tr25 td14"><P class="p62 ft2">av</P></TD>
<TD class="tr25 td90"><P class="p64 ft2">(1998:1479)</P></TD>
<TD class="tr25 td55"><P class="p341 ft2">om</P></TD>
<TD colspan=3 class="tr25 td80"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td287"><P class="p25 ft2">finansiella instrument.</P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td134"><P class="p64 ft3">centraler och</P></TD>
<TD colspan=2 class="tr25 td160"><P class="p20 ft2">kontoföring</P></TD>
<TD class="tr25 td68"><P class="p17 ft2">av</P></TD>
</TR>
</TABLE>
<P class="p501 ft2">finansiella instrument.</P>
<P class="p492 ft2">En ny handling, som enligt första stycket utfärdas i stället för en dödad inteckningshandling, gäller inte som inteckningshandling förrän anteck- ning gjorts enligt 13 § andra stycket.</P>
<P class="p502 ft22">I fråga om växel och konossement gäller även särskilda bestämmelser om ställande av säkerhet.</P>
<P class="p503 ft2">Denna lag träder i kraft den 1 mars 2016.</P>
<P class="p504 ft2">102</P>
</DIV>
<DIV id="page_103">
<DIV id="id_1">
<TABLE cellpadding=0 cellspacing=0 class="t78">
<TR>
<TD class="tr35 td82"><P class="p92 ft24">2.22</P></TD>
<TD class="tr35 td283"><P class="p38 ft26">Förslag till lag om ändring i</P></TD>
<TD class="tr35 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr42 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td283"><P class="p38 ft26">skatteförfarandelagen (2011:1244)</P></TD>
<TD class="tr42 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p505 ft4">Härigenom föreskrivs i fråga om skatteförfarandelagen (2011:1244) <SPAN class="ft36">dels </SPAN>att 10 kap. 1 §, 34 kap. 9 a och 9 c §§ samt 38 kap. 1 § ska ha</P>
<P class="p16 ft2">följande lydelse,</P>
<P class="p506 ft22"><SPAN class="ft41">dels </SPAN>att det ska införas två nya paragrafer, 10 kap. 22 § och 23 kap. 8 §, och närmast före 10 kap. 22 § en ny rubrik av följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 class="t79">
<TR>
<TD class="tr27 td122"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p507 ft29">10 kap.</P>
<P class="p508 ft4">1 § I detta kapitel finns bestämmelser om</P>
<P class="p186 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">skyldighet att göra skatteavdrag (2 §),</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">huvudregeln för skatteavdrag från ersättning för arbete (3 §),</SPAN></P>
<P class="p440 ft4"><SPAN class="ft2">–</SPAN><SPAN class="ft20">undantag från skyldigheten att göra skatteavdrag från ersättning för arbete </SPAN><NOBR>(4–13</NOBR> §§),</P>
<P class="p186 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft18">anmälningsskyldighet för utbetalare (14 §),</SPAN></P>
<P class="p440 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">huvudregeln för skatteavdrag från ränta, utdelning och annan avkastning (15 §),</SPAN></P>
<P class="p440 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">undantag från skyldigheten att göra skatteavdrag från ränta och utdelning </SPAN><NOBR>(16–18</NOBR> §§),</P>
<P class="p186 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft18">skyldighet att lämna uppgift om skatteavdrag (19 §),</SPAN></P>
</DIV>
<DIV id="id_2">
<DIV id="id_2_1">
<P class="p117 ft4"><SPAN class="ft2">–</SPAN><SPAN class="ft20">återbetalning av skatteavdrag (20 §), </SPAN><SPAN class="ft36">och</SPAN></P>
<P class="p117 ft4"><SPAN class="ft2">–</SPAN><SPAN class="ft20">föreläggande att göra skatte- avdrag eller lämna uppgift om skatteavdrag (21 §).</SPAN></P>
</DIV>
<DIV id="id_2_2">
<P class="p440 ft4"><SPAN class="ft2">–</SPAN><SPAN class="ft20">återbetalning av skatteavdrag (20 §),</SPAN></P>
<P class="p440 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">föreläggande att göra skatte- avdrag eller lämna uppgift om skatteavdrag (21 §)</SPAN><SPAN class="ft3">, och</SPAN></P>
<P class="p497 ft41"><SPAN class="ft3">–</SPAN><SPAN class="ft69">åtagande att göra skatteav- drag (22 §)</SPAN><SPAN class="ft22">.</SPAN></P>
<P class="p302 ft53">Åtagande att göra skatteavdrag</P>
</DIV>
</DIV>
<DIV id="id_3">
<P class="p16 ft3">22 §</P>
<P class="p440 ft3">En sådan värdepapperscentral som avses i 1 kap. 3 § lagen (1998:1479) om värdepappers- centraler och kontoföring av finansiella instrument ska ge in ett åtagande till Skatteverket om att göra skatteavdrag enligt 15 §, om</P>
<TABLE cellpadding=0 cellspacing=0 class="t80">
<TR>
<TD class="tr2 td186"><P class="p60 ft3">1. värdepapperscentralen</P></TD>
<TD class="tr2 td81"><P class="p295 ft3">hör</P></TD>
<TD class="tr2 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td288"><P class="p20 ft3">hemma i en annan stat inom</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td186"><P class="p20 ft3">Europeiska ekonomiska</P></TD>
<TD class="tr26 td81"><P class="p295 ft3">sam-</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td186"><P class="p20 ft3">arbetsområdet än Sverige,</P></TD>
<TD class="tr25 td81"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td186"><P class="p60 ft3">2. värdepapperscentralen</P></TD>
<TD class="tr25 td81"><P class="p295 ft3">inte</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td288"><P class="p20 ft3">bedriver verksamhet från ett fast</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td186"><P class="p20 ft3">driftställe i Sverige,</P></TD>
<TD class="tr25 td81"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td186"><P class="p60 ft3">3. värdepapperscentralen</P></TD>
<TD class="tr31 td81"><P class="p295 ft28">kom-</P></TD>
<TD rowspan=2 class="tr38 td79"><P class="p17 ft2">103</P></TD>
</TR>
<TR>
<TD class="tr47 td186"><P class="p20 ft70"> </P></TD>
<TD class="tr47 td81"><P class="p20 ft70"> </P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
<DIV id="page_104">
<TABLE cellpadding=0 cellspacing=0 class="t77">
<TR>
<TD class="tr28 td215"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD colspan=11 class="tr28 td9"><P class="p239 ft3">mer att betala ut ränta, utdelning</P></TD>
</TR>
<TR>
<TD class="tr26 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr26 td9"><P class="p239 ft3">eller annan avkastning som är</P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td275"><P class="p239 ft28">skattepliktig</P></TD>
<TD colspan=3 class="tr25 td69"><P class="p123 ft3">enligt</P></TD>
<TD colspan=5 class="tr25 td171"><P class="p17 ft28">inkomstskatte-</P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td268"><P class="p239 ft28">lagen (1999:1229), och</P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td205"><P class="p240 ft3">4. detta</P></TD>
<TD colspan=3 class="tr26 td45"><P class="p60 ft3">görs</P></TD>
<TD colspan=2 class="tr26 td62"><P class="p87 ft3">för</P></TD>
<TD class="tr26 td12"><P class="p20 ft3">ett</P></TD>
<TD class="tr26 td57"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td35"><P class="p17 ft28">sådant</P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td289"><P class="p239 ft3">avstämningsbolag</P></TD>
<TD colspan=2 class="tr25 td94"><P class="p20 ft3">som</P></TD>
<TD colspan=2 class="tr25 td71"><P class="p20 ft3">avses</P></TD>
<TD class="tr25 td68"><P class="p17 ft3">i</P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td205"><P class="p239 ft3">1 kap.</P></TD>
<TD colspan=2 class="tr25 td55"><P class="p28 ft3">10 §</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td51"><P class="p17 ft3">aktiebolagslagen</P></TD>
</TR>
<TR>
<TD class="tr26 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td275"><P class="p239 ft3">(2005:551).</P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td9"><P class="p240 ft3">Åtagandet ska innehålla nöd-</P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td205"><P class="p239 ft3">vändiga</P></TD>
<TD colspan=9 class="tr25 td59"><P class="p17 ft3">identifikationsuppgifter</P></TD>
</TR>
<TR>
<TD class="tr26 td215"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td67"><P class="p239 ft3">för</P></TD>
<TD colspan=10 class="tr26 td173"><P class="p17 ft3">värdepapperscentralen och</P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td268"><P class="p239 ft3">avstämningsbolaget.</P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td9"><P class="p240 ft3">Det som sägs i första stycket <NOBR>2–4</NOBR></P></TD>
</TR>
<TR>
<TD class="tr26 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr26 td9"><P class="p239 ft3">och andra stycket om värdepap-</P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td275"><P class="p239 ft3">perscentral</P></TD>
<TD colspan=3 class="tr25 td69"><P class="p65 ft3">gäller</P></TD>
<TD colspan=3 class="tr25 td18"><P class="p135 ft3">även</P></TD>
<TD colspan=2 class="tr25 td35"><P class="p17 ft3">andra</P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td205"><P class="p239 ft28">utländska</P></TD>
<TD colspan=4 class="tr25 td141"><P class="p28 ft3">juridiska</P></TD>
<TD colspan=4 class="tr25 td105"><P class="p135 ft3">personer</P></TD>
<TD class="tr25 td68"><P class="p17 ft3">än</P></TD>
</TR>
<TR>
<TD class="tr27 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr27 td268"><P class="p239 ft3">värdepapperscentraler.</P></TD>
<TD class="tr27 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td215"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td67"><P class="p509 ft29">23 kap.</P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td215"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td67"><P class="p239 ft3">8 §</P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td67"><P class="p240 ft3">En</P></TD>
<TD colspan=3 class="tr25 td70"><P class="p94 ft3">sådan</P></TD>
<TD colspan=7 class="tr25 td102"><P class="p17 ft28">värdepapperscentral</P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td67"><P class="p239 ft3">som</P></TD>
<TD colspan=2 class="tr25 td45"><P class="p42 ft3">avses</P></TD>
<TD class="tr25 td103"><P class="p28 ft3">i</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td62"><P class="p20 ft3">1 kap.</P></TD>
<TD colspan=2 class="tr25 td55"><P class="p86 ft3">3 §</P></TD>
<TD colspan=2 class="tr25 td35"><P class="p17 ft3">lagen</P></TD>
</TR>
<TR>
<TD class="tr26 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td290"><P class="p239 ft3">(1998:1479)</P></TD>
<TD class="tr26 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p28 ft3">om</P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td49"><P class="p17 ft3">värdepap-</P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td290"><P class="p239 ft3">perscentraler</P></TD>
<TD colspan=6 class="tr25 td155"><P class="p42 ft3">och kontoföring</P></TD>
<TD class="tr25 td68"><P class="p17 ft3">av</P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td9"><P class="p239 ft3">finansiella instrument ska ge in ett</P></TD>
</TR>
<TR>
<TD class="tr26 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr26 td9"><P class="p239 ft3">åtagande till Skatteverket om att</P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td182"><P class="p239 ft3">lämna kontrolluppgifter</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td35"><P class="p17 ft3">enligt</P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=10 class="tr25 td291"><P class="p239 ft3">17 och <NOBR>19–22</NOBR> kap. samt 2 §, om</P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=9 class="tr26 td292"><P class="p240 ft3">1. värdepapperscentralen</P></TD>
<TD colspan=2 class="tr26 td35"><P class="p17 ft3">hör</P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td9"><P class="p239 ft3">hemma i en annan stat inom</P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td275"><P class="p239 ft3">Europeiska</P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td79"><P class="p42 ft28">ekonomiska</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td35"><P class="p17 ft3">sam-</P></TD>
</TR>
<TR>
<TD class="tr26 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td182"><P class="p239 ft3">arbetsområdet än Sverige,</P></TD>
<TD class="tr26 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=9 class="tr25 td292"><P class="p240 ft3">2. värdepapperscentralen</P></TD>
<TD colspan=2 class="tr25 td35"><P class="p17 ft3">inte</P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td9"><P class="p239 ft3">bedriver verksamhet från ett fast</P></TD>
</TR>
<TR>
<TD class="tr26 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr26 td289"><P class="p239 ft3">driftställe i Sverige,</P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=9 class="tr25 td292"><P class="p240 ft3">3. värdepapperscentralen</P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td290"><P class="p240 ft3">a) kommer</P></TD>
<TD colspan=2 class="tr25 td27"><P class="p94 ft3">att</P></TD>
<TD colspan=5 class="tr25 td171"><P class="p17 ft3">tillgodoräkna</P></TD>
</TR>
<TR>
<TD class="tr26 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr26 td9"><P class="p239 ft3">eller betala ut ränta, utdelning</P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td268"><P class="p239 ft28">eller annan avkastning,</P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td290"><P class="p240 ft3">b) kommer</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p123 ft3">att</P></TD>
<TD colspan=4 class="tr25 td105"><P class="p72 ft28">betala</P></TD>
<TD class="tr25 td68"><P class="p17 ft3">ut</P></TD>
</TR>
<TR>
<TD class="tr26 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td275"><P class="p239 ft3">ersättning</P></TD>
<TD colspan=2 class="tr26 td14"><P class="p20 ft3">vid</P></TD>
<TD colspan=3 class="tr26 td137"><P class="p66 ft3">avyttring</P></TD>
<TD class="tr26 td57"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td35"><P class="p17 ft3">genom</P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td290"><P class="p239 ft3">inlösen, eller</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td290"><P class="p240 ft3">c) kommer</P></TD>
<TD colspan=2 class="tr25 td27"><P class="p73 ft3">att</P></TD>
<TD colspan=2 class="tr25 td94"><P class="p1 ft3">vidta</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td35"><P class="p17 ft3">någon</P></TD>
</TR>
<TR>
<TD class="tr26 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr26 td9"><P class="p239 ft3">åtgärd som medför skyldighet att</P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td205"><P class="p239 ft3">lämna</P></TD>
<TD colspan=6 class="tr25 td80"><P class="p1 ft3">kontrolluppgift</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td35"><P class="p17 ft3">enligt</P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td9"><P class="p239 ft3">20 kap. och 22 kap. <NOBR>17–21</NOBR> §§, och</P></TD>
</TR>
<TR>
<TD class="tr26 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td205"><P class="p240 ft3">4. detta</P></TD>
<TD colspan=3 class="tr26 td45"><P class="p60 ft3">görs</P></TD>
<TD colspan=2 class="tr26 td62"><P class="p87 ft3">för</P></TD>
<TD class="tr26 td12"><P class="p20 ft3">ett</P></TD>
<TD class="tr26 td57"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td35"><P class="p17 ft28">sådant</P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td289"><P class="p239 ft3">avstämningsbolag</P></TD>
<TD colspan=2 class="tr25 td94"><P class="p20 ft3">som</P></TD>
<TD colspan=2 class="tr25 td71"><P class="p20 ft3">avses</P></TD>
<TD class="tr25 td68"><P class="p17 ft3">i</P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td205"><P class="p239 ft3">1 kap.</P></TD>
<TD colspan=2 class="tr25 td55"><P class="p28 ft3">10 §</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td51"><P class="p17 ft3">aktiebolagslagen</P></TD>
</TR>
<TR>
<TD class="tr25 td215"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td275"><P class="p239 ft3">(2005:551).</P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p16 ft2">104</P>
</DIV>
<DIV id="page_105">
<TABLE cellpadding=0 cellspacing=0 class="t54">
<TR>
<TD class="tr28 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr28 td116"><P class="p85 ft3">Åtagandet</P></TD>
<TD colspan=2 class="tr28 td54"><P class="p106 ft28">ska</P></TD>
<TD colspan=4 class="tr28 td79"><P class="p66 ft3">innehålla</P></TD>
<TD colspan=2 class="tr28 td40"><P class="p17 ft2"><SPAN class="ft3">nöd- </SPAN>Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td79"><P class="p64 ft3">vändiga</P></TD>
<TD colspan=9 class="tr26 td293"><P class="p181 ft3">identifikationsuppgifter</P></TD>
</TR>
<TR>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td95"><P class="p64 ft3">för</P></TD>
<TD colspan=8 class="tr25 td157"><P class="p20 ft3">värdepapperscentralen</P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td184"><P class="p181 ft28">och</P></TD>
</TR>
<TR>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td131"><P class="p64 ft3">avstämningsbolaget.</P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td184"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr26 td177"><P class="p85 ft3">Det som sägs i första stycket <NOBR>2–4</NOBR></P></TD>
</TR>
<TR>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td177"><P class="p64 ft3">och andra stycket om värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td177"><P class="p64 ft3">papperscentral gäller även andra</P></TD>
</TR>
<TR>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td79"><P class="p64 ft3">utländska</P></TD>
<TD colspan=4 class="tr26 td41"><P class="p75 ft28">juridiska</P></TD>
<TD colspan=4 class="tr26 td107"><P class="p20 ft3">personer</P></TD>
<TD class="tr26 td184"><P class="p181 ft3">än</P></TD>
</TR>
<TR>
<TD class="tr31 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr31 td233"><P class="p64 ft3">värdepapperscentraler.</P></TD>
<TD class="tr31 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td184"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td92"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td88"><P class="p88 ft29">34 kap.</P></TD>
<TD class="tr38 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td184"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td92"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td88"><P class="p75 ft2">9 a §<SPAN class="ft27">1</SPAN></P></TD>
<TD class="tr26 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td184"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td135"><P class="p60 ft2">Sådana</P></TD>
<TD colspan=2 class="tr25 td130"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=2 class="tr25 td82"><P class="p26 ft2">institut</P></TD>
<TD class="tr25 td27"><P class="p84 ft2">som</P></TD>
<TD colspan=2 class="tr25 td79"><P class="p85 ft2">Sådana</P></TD>
<TD colspan=4 class="tr25 td41"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=3 class="tr25 td114"><P class="p72 ft31">institut</P></TD>
<TD colspan=2 class="tr25 td40"><P class="p181 ft2">som</P></TD>
</TR>
<TR>
<TD class="tr26 td62"><P class="p20 ft2">avses</P></TD>
<TD class="tr26 td100"><P class="p42 ft2">i</P></TD>
<TD class="tr26 td94"><P class="p20 ft2">2 kap.</P></TD>
<TD colspan=2 class="tr26 td105"><P class="p60 ft2"><NOBR>6–10</NOBR> §§</P></TD>
<TD colspan=2 class="tr26 td62"><P class="p84 ft2">lagen</P></TD>
<TD class="tr26 td95"><P class="p64 ft31">avses</P></TD>
<TD class="tr26 td54"><P class="p87 ft2">i</P></TD>
<TD colspan=2 class="tr26 td94"><P class="p20 ft2">2 kap.</P></TD>
<TD class="tr26 td245"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td136"><P class="p76 ft2"><NOBR>6–10</NOBR> §§</P></TD>
<TD colspan=3 class="tr26 td221"><P class="p181 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td135"><P class="p20 ft2">(2015:62)</P></TD>
<TD class="tr25 td94"><P class="p64 ft2">om</P></TD>
<TD colspan=3 class="tr25 td121"><P class="p71 ft2">identifiering</P></TD>
<TD class="tr25 td27"><P class="p84 ft2">av</P></TD>
<TD colspan=2 class="tr25 td79"><P class="p64 ft2">(2015:62)</P></TD>
<TD colspan=2 class="tr25 td94"><P class="p64 ft2">om</P></TD>
<TD colspan=5 class="tr25 td81"><P class="p71 ft2">identifiering</P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td184"><P class="p181 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td17"><P class="p20 ft2">rapporteringspliktiga</P></TD>
<TD class="tr25 td139"><P class="p20 ft31">konton</P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p84 ft2">med</P></TD>
<TD colspan=6 class="tr25 td131"><P class="p64 ft2">rapporteringspliktiga</P></TD>
<TD colspan=3 class="tr25 td114"><P class="p134 ft31">konton</P></TD>
<TD colspan=2 class="tr25 td40"><P class="p181 ft2">med</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td60"><P class="p20 ft2">anledning av <NOBR>FATCA-avtalet</NOBR> och</P></TD>
<TD colspan=11 class="tr26 td177"><P class="p64 ft2">anledning av <NOBR>FATCA-avtalet</NOBR> och</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2">som har antagits som konto-</P></TD>
<TD colspan=11 class="tr25 td177"><P class="p64 ft2">som har antagits som konto-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2">förande institut av en sådan <SPAN class="ft3">central</SPAN></P></TD>
<TD colspan=11 class="tr25 td177"><P class="p64 ft2">förande institut av en sådan <SPAN class="ft3">svensk</SPAN></P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td60"><P class="p20 ft3">värdepappersförvarare <SPAN class="ft2">som avses</SPAN></P></TD>
<TD colspan=6 class="tr26 td131"><P class="p64 ft3">värdepapperscentral</P></TD>
<TD colspan=2 class="tr26 td84"><P class="p26 ft2">som</P></TD>
<TD colspan=3 class="tr26 td221"><P class="p181 ft2">avses i</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2">i <SPAN class="ft3">1 kap. 3 § </SPAN>lagen (1998:1479) om</P></TD>
<TD colspan=11 class="tr25 td177"><P class="p64 ft2">lagen (1998:1479) om <SPAN class="ft3">värdepap-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2">kontoföring av finansiella instru-</P></TD>
<TD colspan=5 class="tr25 td134"><P class="p64 ft3">perscentraler och</P></TD>
<TD colspan=5 class="tr25 td101"><P class="p68 ft2">kontoföring</P></TD>
<TD class="tr25 td184"><P class="p181 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td60"><P class="p20 ft2">ment ska lämna <SPAN class="ft3">värdepappers-</SPAN></P></TD>
<TD colspan=2 class="tr26 td79"><P class="p64 ft2">finansiella</P></TD>
<TD colspan=5 class="tr26 td81"><P class="p66 ft2">instrument</P></TD>
<TD class="tr26 td100"><P class="p67 ft31">ska</P></TD>
<TD colspan=3 class="tr26 td221"><P class="p181 ft2">lämna</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2"><SPAN class="ft3">förvararen </SPAN>de uppgifter som krävs</P></TD>
<TD colspan=7 class="tr25 td233"><P class="p64 ft3">värdepapperscentralen</P></TD>
<TD colspan=2 class="tr25 td94"><P class="p68 ft2">de</P></TD>
<TD colspan=2 class="tr25 td40"><P class="p181 ft31">upp-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2">för att denne ska kunna identifiera</P></TD>
<TD colspan=11 class="tr25 td177"><P class="p64 ft2">gifter som krävs för att denne ska</P></TD>
</TR>
<TR>
<TD class="tr26 td62"><P class="p20 ft2">sådana</P></TD>
<TD colspan=4 class="tr26 td149"><P class="p93 ft2">rapporteringspliktiga</P></TD>
<TD colspan=2 class="tr26 td62"><P class="p84 ft2">kon-</P></TD>
<TD colspan=11 class="tr26 td177"><P class="p64 ft2">kunna identifiera sådana rapporte-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2">ton som avses i 2 kap. 21 § lagen</P></TD>
<TD colspan=11 class="tr25 td177"><P class="p64 ft2">ringspliktiga konton som avses i</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2">om identifiering av rapporter-</P></TD>
<TD colspan=11 class="tr25 td177"><P class="p64 ft2">2 kap. 21 § lagen om identifiering</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td60"><P class="p20 ft2">ingspliktiga konton med anledning</P></TD>
<TD colspan=8 class="tr26 td189"><P class="p64 ft2">av rapporteringspliktiga</P></TD>
<TD colspan=3 class="tr26 td221"><P class="p181 ft2">konton</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td17"><P class="p20 ft2">av <NOBR>FATCA-avtalet.</NOBR></P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td177"><P class="p64 ft2">med anledning av <NOBR>FATCA-avtalet.</NOBR></P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p84 ft2">Om kontrolluppgiften ska inne-</P></TD>
<TD colspan=11 class="tr25 td177"><P class="p85 ft2">Om kontrolluppgiften ska inne-</P></TD>
</TR>
<TR>
<TD class="tr26 td62"><P class="p20 ft2">hålla</P></TD>
<TD colspan=2 class="tr26 td24"><P class="p20 ft2">uppgift</P></TD>
<TD class="tr26 td54"><P class="p286 ft2">om</P></TD>
<TD colspan=3 class="tr26 td160"><P class="p84 ft2">amerikanskt</P></TD>
<TD class="tr26 td95"><P class="p64 ft2">hålla</P></TD>
<TD colspan=3 class="tr26 td130"><P class="p70 ft2">uppgift</P></TD>
<TD colspan=2 class="tr26 td72"><P class="p20 ft2">om</P></TD>
<TD colspan=5 class="tr26 td83"><P class="p181 ft2">amerikanskt</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td234"><P class="p20 ft2">skatteregistreringsnummer</P></TD>
<TD colspan=2 class="tr25 td62"><P class="p84 ft2">(TIN)</P></TD>
<TD colspan=8 class="tr25 td189"><P class="p64 ft2">skatteregistreringsnummer</P></TD>
<TD colspan=3 class="tr25 td221"><P class="p181 ft2">(TIN)</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2">eller födelsedatum, ska det finans-</P></TD>
<TD colspan=11 class="tr25 td177"><P class="p64 ft2">eller födelsedatum, ska det finans-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td60"><P class="p20 ft2">iella institutet lämna <SPAN class="ft3">värdepapp-</SPAN></P></TD>
<TD colspan=11 class="tr26 td177"><P class="p64 ft2">iella institutet lämna <SPAN class="ft3">värdepapp-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=6 class="tr31 td205"><P class="p20 ft2"><SPAN class="ft3">ersförvararen </SPAN>uppgift om det.</P></TD>
<TD class="tr31 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=9 class="tr31 td217"><P class="p64 ft2"><SPAN class="ft3">erscentralen </SPAN>uppgift om det.</P></TD>
<TD class="tr31 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td184"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr40 td60"><P class="p20 ft3">Lydelse enligt prop. 2015/16:29</P></TD>
<TD colspan=6 class="tr40 td131"><P class="p64 ft3">Föreslagen lydelse</P></TD>
<TD class="tr40 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td184"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td92"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td88"><P class="p75 ft2">9 c §</P></TD>
<TD class="tr41 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td184"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td135"><P class="p60 ft2">Sådana</P></TD>
<TD colspan=2 class="tr26 td130"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=2 class="tr26 td82"><P class="p26 ft2">institut</P></TD>
<TD class="tr26 td27"><P class="p84 ft2">som</P></TD>
<TD colspan=2 class="tr26 td79"><P class="p85 ft2">Sådana</P></TD>
<TD colspan=4 class="tr26 td41"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=3 class="tr26 td114"><P class="p72 ft31">institut</P></TD>
<TD colspan=2 class="tr26 td40"><P class="p181 ft2">som</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2">avses i 2 kap. <NOBR>6–10</NOBR> §§ lagen</P></TD>
<TD class="tr25 td95"><P class="p64 ft31">avses</P></TD>
<TD class="tr25 td54"><P class="p87 ft2">i</P></TD>
<TD colspan=2 class="tr25 td94"><P class="p20 ft2">2 kap.</P></TD>
<TD class="tr25 td245"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td136"><P class="p76 ft2"><NOBR>6–10</NOBR> §§</P></TD>
<TD colspan=3 class="tr25 td221"><P class="p181 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td140"><P class="p20 ft2">(2015:000) om</P></TD>
<TD colspan=3 class="tr25 td121"><P class="p66 ft2">identifiering</P></TD>
<TD class="tr25 td27"><P class="p84 ft2">av</P></TD>
<TD colspan=3 class="tr25 td116"><P class="p64 ft2">(2015:000)</P></TD>
<TD class="tr25 td14"><P class="p20 ft2">om</P></TD>
<TD class="tr25 td245"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td101"><P class="p20 ft2">identifiering</P></TD>
<TD class="tr25 td184"><P class="p181 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td17"><P class="p20 ft2">rapporteringspliktiga</P></TD>
<TD colspan=2 class="tr26 td82"><P class="p1 ft2">konton</P></TD>
<TD class="tr26 td27"><P class="p84 ft2">vid</P></TD>
<TD colspan=6 class="tr26 td131"><P class="p64 ft2">rapporteringspliktiga</P></TD>
<TD colspan=3 class="tr26 td114"><P class="p76 ft2">konton</P></TD>
<TD class="tr26 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td184"><P class="p181 ft2">vid</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2">automatiskt utbyte av upplysningar</P></TD>
<TD colspan=11 class="tr25 td177"><P class="p64 ft2">automatiskt utbyte av upplysningar</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2">om finansiella konton och som har</P></TD>
<TD colspan=11 class="tr25 td177"><P class="p64 ft2">om finansiella konton och som har</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr27 td60"><P class="p20 ft2">antagits som kontoförande institut</P></TD>
<TD colspan=11 class="tr27 td177"><P class="p64 ft2">antagits som kontoförande institut</P></TD>
</TR>
</TABLE>
<P class="p98 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2015:69.</P>
<P class="p99 ft2">105</P>
</DIV>
<DIV id="page_106">
<DIV id="dimg1">
<INGENBILD zsrc="H30310106x1.jpg/" id="img1">
</DIV>
<TABLE cellpadding=0 cellspacing=0 class="t77">
<TR>
<TD class="tr28 td129"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD colspan=7 class="tr28 td124"><P class="p20 ft3"><SPAN class="ft2">av en sådan </SPAN>central värdepappers-</P></TD>
<TD colspan=9 class="tr28 td122"><P class="p38 ft3"><SPAN class="ft2">av en sådan </SPAN>svensk värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td124"><P class="p20 ft2"><SPAN class="ft3">förvarare </SPAN>som avses i 1 kap. 3 §</P></TD>
<TD colspan=9 class="tr26 td122"><P class="p38 ft2"><SPAN class="ft3">central </SPAN>som avses i lagen</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">lagen (1998:1479) om kontoföring</P></TD>
<TD colspan=3 class="tr25 td144"><P class="p38 ft2">(1998:1479)</P></TD>
<TD class="tr25 td71"><P class="p96 ft2">om</P></TD>
<TD colspan=5 class="tr25 td116"><P class="p17 ft28">värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft2">av</P></TD>
<TD colspan=5 class="tr25 td164"><P class="p26 ft2">finansiella instrument</P></TD>
<TD class="tr25 td61"><P class="p17 ft2">ska</P></TD>
<TD colspan=2 class="tr25 td171"><P class="p38 ft3">centraler</P></TD>
<TD colspan=6 class="tr25 td74"><P class="p26 ft2"><SPAN class="ft3">och </SPAN>kontoföring</P></TD>
<TD class="tr25 td68"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td124"><P class="p20 ft3"><SPAN class="ft2">lämna </SPAN>värdepappersförvararen <SPAN class="ft2">de</SPAN></P></TD>
<TD colspan=2 class="tr26 td171"><P class="p38 ft2">finansiella</P></TD>
<TD colspan=3 class="tr26 td170"><P class="p26 ft2">instrument</P></TD>
<TD colspan=2 class="tr26 td14"><P class="p20 ft2">ska</P></TD>
<TD colspan=2 class="tr26 td139"><P class="p17 ft2">lämna</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">uppgifter som krävs för att den ska</P></TD>
<TD colspan=5 class="tr25 td221"><P class="p38 ft3">värdepapperscentralen</P></TD>
<TD colspan=2 class="tr25 td14"><P class="p64 ft2">de</P></TD>
<TD colspan=2 class="tr25 td139"><P class="p17 ft2">upp-</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td124"><P class="p20 ft2">kunna identifiera sådana rapport-</P></TD>
<TD colspan=9 class="tr26 td122"><P class="p38 ft2">gifter som krävs för att den ska</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">eringspliktiga konton som avses i</P></TD>
<TD colspan=9 class="tr25 td122"><P class="p38 ft2">kunna identifiera sådana rapport-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">2 kap. 20 § lagen om identifiering</P></TD>
<TD colspan=9 class="tr25 td122"><P class="p38 ft2">eringspliktiga konton som avses i</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft2">av</P></TD>
<TD colspan=4 class="tr26 td159"><P class="p20 ft2">rapporteringspliktiga</P></TD>
<TD colspan=2 class="tr26 td65"><P class="p17 ft2">konton</P></TD>
<TD colspan=9 class="tr26 td122"><P class="p38 ft2">2 kap. 20 § lagen om identifiering</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">vid automatiskt utbyte av upp-</P></TD>
<TD class="tr25 td63"><P class="p38 ft2">av</P></TD>
<TD colspan=5 class="tr25 td187"><P class="p20 ft2">rapporteringspliktiga</P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td139"><P class="p17 ft31">konton</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">lysningar om finansiella konton.</P></TD>
<TD colspan=9 class="tr25 td122"><P class="p38 ft2">vid automatiskt utbyte av upp-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td294"><P class="p38 ft2">lysningar om finansiella konton.</P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td99"><P class="p60 ft2">Om</P></TD>
<TD colspan=3 class="tr26 td138"><P class="p20 ft2">kontrolluppgiften</P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p17 ft2">ska</P></TD>
<TD colspan=9 class="tr26 td122"><P class="p222 ft2">Om kontrolluppgiften ska inne-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">innehålla uppgift om skatte-</P></TD>
<TD class="tr25 td63"><P class="p38 ft2">hålla</P></TD>
<TD colspan=3 class="tr25 td118"><P class="p510 ft2">uppgift</P></TD>
<TD class="tr25 td91"><P class="p28 ft2">om</P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td139"><P class="p17 ft2">skatte-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">registreringsnummer (TIN), födel-</P></TD>
<TD colspan=9 class="tr25 td122"><P class="p38 ft2">registreringsnummer (TIN), födel-</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td124"><P class="p20 ft2">sedatum eller födelseort, ska det</P></TD>
<TD colspan=9 class="tr26 td122"><P class="p38 ft2">sedatum eller födelseort, ska det</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td196"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=2 class="tr25 td170"><P class="p20 ft2">institutet</P></TD>
<TD colspan=2 class="tr25 td65"><P class="p17 ft2">lämna</P></TD>
<TD colspan=2 class="tr25 td171"><P class="p38 ft2">finansiella</P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td136"><P class="p28 ft2">institutet</P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td139"><P class="p17 ft2">lämna</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td209"><P class="p20 ft3">värdepappersförvararen</P></TD>
<TD colspan=2 class="tr25 td65"><P class="p17 ft2">uppgift</P></TD>
<TD colspan=9 class="tr25 td122"><P class="p38 ft3">värdepapperscentralen <SPAN class="ft2">uppgift om</SPAN></P></TD>
</TR>
<TR>
<TD class="tr27 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td99"><P class="p20 ft2">om det.</P></TD>
<TD class="tr27 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td63"><P class="p38 ft2">det.</P></TD>
<TD class="tr27 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr41 td43"><P class="p20 ft3">Lydelse enligt prop. 2015/16:1</P></TD>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr41 td34"><P class="p38 ft3">Föreslagen lydelse</P></TD>
<TD class="tr41 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td91"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr40 td130"><P class="p68 ft29">38 kap.</P></TD>
<TD class="tr40 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td63"><P class="p20 ft2">1 §</P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=9 class="tr26 td295"><P class="p60 ft2">Fastställda formulär ska användas för att lämna</P></TD>
<TD class="tr26 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td207"><P class="p60 ft2">1. kontrolluppgifter,</P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td196"><P class="p60 ft2">2. åtagande</P></TD>
<TD class="tr25 td62"><P class="p20 ft2">enligt</P></TD>
<TD colspan=2 class="tr25 td114"><P class="p20 ft2">23 kap.</P></TD>
<TD class="tr25 td61"><P class="p17 ft2">6 §</P></TD>
<TD colspan=3 class="tr25 td144"><P class="p222 ft2">2. åtagande</P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td124"><P class="p20 ft2">om att lämna kontrolluppgifter om</P></TD>
<TD colspan=2 class="tr26 td171"><P class="p222 ft3">a) enligt</P></TD>
<TD colspan=2 class="tr26 td77"><P class="p1 ft3">10 kap.</P></TD>
<TD colspan=2 class="tr26 td35"><P class="p62 ft3">22 §</P></TD>
<TD colspan=2 class="tr26 td54"><P class="p42 ft3">om</P></TD>
<TD class="tr26 td68"><P class="p17 ft28">att</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td207"><P class="p20 ft2">pensionsförsäkringar</P></TD>
<TD class="tr25 td89"><P class="p20 ft2">och</P></TD>
<TD colspan=2 class="tr25 td65"><P class="p17 ft2">sådana</P></TD>
<TD colspan=4 class="tr25 td34"><P class="p38 ft3">göra skatteavdrag,</P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">avtal om tjänstepension som är</P></TD>
<TD colspan=2 class="tr25 td171"><P class="p222 ft2"><SPAN class="ft3">b) </SPAN>enligt</P></TD>
<TD colspan=2 class="tr25 td77"><P class="p77 ft2">23 kap.</P></TD>
<TD colspan=2 class="tr25 td35"><P class="p73 ft2">6 §</P></TD>
<TD colspan=2 class="tr25 td54"><P class="p20 ft2">om</P></TD>
<TD class="tr25 td68"><P class="p17 ft2">att</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td124"><P class="p20 ft2">jämförbara med en pensions-</P></TD>
<TD colspan=9 class="tr26 td122"><P class="p38 ft2">lämna kontrolluppgifter om pen-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td196"><P class="p20 ft2">försäkring,</P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=9 class="tr25 td122"><P class="p38 ft2">sionsförsäkringar och sådana avtal</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=9 class="tr25 td122"><P class="p38 ft2">om tjänstepension som är jämför-</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td63"><P class="p38 ft2">bara</P></TD>
<TD class="tr26 td139"><P class="p66 ft2">med</P></TD>
<TD class="tr26 td58"><P class="p20 ft2">en</P></TD>
<TD colspan=6 class="tr26 td192"><P class="p17 ft2">pensionsförsäkring,</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td63"><P class="p38 ft3">och</P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td171"><P class="p222 ft3">c) enligt</P></TD>
<TD colspan=2 class="tr25 td77"><P class="p89 ft28">23 kap.</P></TD>
<TD colspan=2 class="tr25 td35"><P class="p73 ft3">8 §</P></TD>
<TD colspan=2 class="tr25 td54"><P class="p20 ft3">om</P></TD>
<TD class="tr25 td68"><P class="p17 ft28">att</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td294"><P class="p38 ft3">lämna vissa kontrolluppgifter,</P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p511 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft19">deklarationer,</SPAN></P>
<P class="p511 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft19">särskilda uppgifter, och</SPAN></P>
<P class="p511 ft2"><SPAN class="ft2">5.</SPAN><SPAN class="ft19">periodiska sammanställningar.</SPAN></P>
<P class="p512 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">Denna lag träder i kraft den 1 mars 2016.</SPAN></P>
<P class="p493 ft22"><SPAN class="ft2">2.</SPAN><SPAN class="ft47">Bestämmelserna i 10 kap. 22 § och 23 kap. 8 § tillämpas första gången på åtaganden som lämnas efter den 29 februari 2016.</SPAN></P>
<P class="p513 ft2">106</P>
</DIV>
<DIV id="page_107">
<DIV id="id_1">
<TABLE cellpadding=0 cellspacing=0 class="t59">
<TR>
<TD class="tr35 td49"><P class="p20 ft26">2.23</P></TD>
<TD colspan=2 class="tr35 td119"><P class="p20 ft26">Förslag till lag om ändring i lagen (2014:484)</P></TD>
<TD class="tr35 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr28 td49"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr28 td119"><P class="p20 ft26">om en databas för övervakning av och tillsyn</P></TD>
<TD class="tr28 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr42 td49"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr42 td119"><P class="p20 ft26">över finansmarknaderna</P></TD>
<TD class="tr42 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr42 td120"><P class="p60 ft2">Härigenom föreskrivs att 3 § lagen (2014:484) om en databas för</P></TD>
<TD class="tr42 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td120"><P class="p20 ft2">övervakning av och tillsyn över finansmarknaderna ska ha följande</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td49"><P class="p20 ft2">lydelse.</P></TD>
<TD class="tr27 td223"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td123"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr41 td122"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr41 td123"><P class="p20 ft3">Föreslagen lydelse</P></TD>
<TD class="tr41 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p514 ft2">3 §<SPAN class="ft27">1</SPAN></P>
<P class="p515 ft4">I databasen får sådana uppgifter behandlas som har samlats in med stöd av</P>
<P class="p440 ft2">1. 6 kap. 9 § första och andra styckena lagen (1988:1385) om Sveriges riksbank,</P>
</DIV>
<DIV id="id_2">
<DIV id="id_2_1">
<P class="p516 ft4"><SPAN class="ft36">2</SPAN>. 10 kap. 2 § första stycket lagen (2004:46) om värdepappers- fonder,</P>
<P class="p517 ft4"><SPAN class="ft36">3</SPAN>. 13 kap. 3 § lagen (2004:297) om bank- och finansieringsrörelse, <SPAN class="ft36">4</SPAN>. 7 kap. 4 § första stycket lagen (2005:405) om försäkringsförmed-</P>
<P class="p16 ft2">ling,</P>
<P class="p516 ft2"><SPAN class="ft3">5</SPAN>. 5 kap. 10 och 11 §§ lagen (2006:531) om särskild tillsyn över finansiella konglomerat,</P>
<P class="p516 ft2"><SPAN class="ft3">6</SPAN>. 23 kap. 2 § första stycket lagen (2007:528) om värdepap- persmarknaden,</P>
<P class="p516 ft4"><SPAN class="ft36">7</SPAN>. 8 kap. 2 § lagen (2010:751) om betaltjänster,</P>
<P class="p516 ft4"><SPAN class="ft36">8</SPAN>. 14 kap. 5 § försäkringsrörelse- lagen (2010:2043),</P>
<P class="p516 ft2"><SPAN class="ft3">9</SPAN>. 5 kap. 2 § lagen (2011:755) om elektroniska pengar,</P>
<P class="p516 ft2"><SPAN class="ft3">10</SPAN>. 13 kap. 6 § första stycket lagen (2013:561) om förvaltare av alternativa investeringsfonder,</P>
<P class="p516 ft4"><SPAN class="ft36">11</SPAN>. 6 kap. 1 § lagen (2014:968) om särskild tillsyn över kredit- institut och värdepappersbolag, och</P>
<P class="p518 ft2"><SPAN class="ft3">12</SPAN>. artiklarna <NOBR>99–101,</NOBR> 394, 415,</P>
</DIV>
<DIV id="id_2_2">
<P class="p440 ft3">2. 9 kap. 3 § första stycket lagen (1998:1479) om värdepappers- centraler och kontoföring av finan- siella instrument,</P>
<P class="p440 ft4"><SPAN class="ft36">3</SPAN>. 10 kap. 2 § första stycket lagen (2004:46) om värdepappers- fonder,</P>
<P class="p519 ft4"><SPAN class="ft36">4</SPAN>. 13 kap. 3 § lagen (2004:297) om bank- och finansieringsrörelse, <SPAN class="ft36">5</SPAN>. 7 kap. 4 § första stycket lagen (2005:405) om försäkringsförmed-</P>
<P class="p16 ft2">ling,</P>
<P class="p440 ft2"><SPAN class="ft3">6</SPAN>. 5 kap. 10 och 11 §§ lagen (2006:531) om särskild tillsyn över finansiella konglomerat,</P>
<P class="p440 ft2"><SPAN class="ft3">7</SPAN>. 23 kap. 2 § första stycket lagen (2007:528) om värdepap- persmarknaden,</P>
<P class="p440 ft4"><SPAN class="ft36">8</SPAN>. 8 kap. 2 § lagen (2010:751) om betaltjänster,</P>
<P class="p440 ft4"><SPAN class="ft36">9</SPAN>. 14 kap. 5 § försäkringsrörelse- lagen (2010:2043),</P>
<P class="p440 ft2"><SPAN class="ft3">10</SPAN>. 5 kap. 2 § lagen (2011:755) om elektroniska pengar,</P>
<P class="p440 ft2"><SPAN class="ft3">11</SPAN>. 13 kap. 6 § första stycket lagen (2013:561) om förvaltare av alternativa investeringsfonder,</P>
<P class="p440 ft4"><SPAN class="ft36">12</SPAN>. 6 kap. 1 § lagen (2014:968) om särskild tillsyn över kredit- institut och värdepappersbolag, och</P>
<P class="p518 ft2"><SPAN class="ft3">13</SPAN>. artiklarna <NOBR>99–101,</NOBR> 394, 415,</P>
</DIV>
</DIV>
<DIV id="id_3">
<P class="p172 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2014:992.</P>
<P class="p99 ft2">107</P>
</DIV>
</DIV>
<DIV id="page_108">
<DIV id="dimg1">
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</DIV>
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p155 ft4">Prop. 2015/16:10 416, 430 och 451 i Europa- parlamentets och rådets förordning (EU) nr 575/2013 av den 26 juni 2013 om tillsynskrav för kredit- institut och värdepappersföretag och om ändring av förordning (EU) nr 648/2012.</P>
</DIV>
<DIV id="id_1_2">
<P class="p157 ft4">416, 430 och 451 i Europa- parlamentets och rådets förordning (EU) nr 575/2013 av den 26 juni 2013 om tillsynskrav för kredit- institut och värdepappersföretag och om ändring av förordning (EU) nr 648/2012.</P>
</DIV>
</DIV>
<DIV id="id_2">
<P class="p520 ft2">Denna lag träder i kraft den 1 mars 2016.</P>
<P class="p521 ft2">108</P>
</DIV>
</DIV>
<DIV id="page_109">
<P class="p522 ft67">2.24 Förslag till lag om ändring i lagen (2015:62) <SPAN class="ft66">Prop. 2015/16:10 </SPAN>om identifiering av rapporteringspliktiga</P>
<P class="p523 ft26">konton med anledning av <NOBR>FATCA-avtalet</NOBR></P>
<P class="p524 ft4">Härigenom föreskrivs att 2 kap. 11 § och 8 kap. 1 § och rubriken närmast före 8 kap. 1 § lagen (2015:62) om identifiering av rapporteringspliktiga konton med anledning av <NOBR>FATCA-avtalet</NOBR> ska ha följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 class="t81">
<TR>
<TD class="tr27 td122"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p525 ft29">2 kap.</P>
<P class="p526 ft2">11 §</P>
<P class="p527 ft2">Med finansiellt konto avses ett konto hos ett finansiellt institut som är</P>
<P class="p440 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">ett </SPAN><NOBR>företags-,</NOBR> <NOBR>löne-,</NOBR> <NOBR>person-,</NOBR> <NOBR>spar-,</NOBR> kapital- eller girokonto eller konto som finns dokumenterat genom insättningsbevis, sparbevis, investerings- bevis, inlåningsbevis, eller annat liknande instrument som tillhandahålls av ett finansiellt institut inom ramen för dess regelmässiga verksamhet som kreditinstitut eller liknande verksamhet, samt belopp som förvaltas av ett försäkringsföretag och som i enlighet med ett avtal om garanterad investering eller liknande avtal är föremål för utbetalning eller tillgodoräknande av ränta (inlåningskonto),</P>
<P class="p528 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft19">ett annat konto än ett försäkrings- eller livränteavtal och som förs till förmån för någon annan person och innehåller ett finansiellt instrument eller investeringsavtal, såsom aktie eller annan andel i ett företag, skuldebrev, obligation, lånebevis eller annat skuldbevis, kreditswap, swap baserad på </SPAN><NOBR>icke-finansiellt</NOBR> index, fiktivkapitalkontrakt, försäkrings- eller livränteavtal och option eller annat derivat (depåkonto),</P>
<P class="p515 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft19">en andel i eget kapital eller skulder i en enhet som är ett finansiellt institut uteslutande på grund av att det är en sådan enhet som avses i 9 §, om andelen inte är föremål för regelmässig handel på en etablerad värdepappersmarknad,</SPAN></P>
<P class="p497 ft4"><SPAN class="ft2">4.</SPAN><SPAN class="ft20">en andel i eget kapital eller skulder i en enhet som är ett annat finansiellt institut än ett sådant som avses i 9 §, om</SPAN></P>
<P class="p440 ft2">a) andelen inte är föremål för regelmässig handel på en etablerad värdepappersmarknad,</P>
<P class="p440 ft2">b) värdet av andelen i eget kapital eller skulder direkt eller indirekt huvudsakligen fastställs på grundval av tillgångar som ger upphov till källskattepliktiga betalningar med amerikansk källa, och</P>
<P class="p440 ft4">c) typen av andel har valts i syfte att undvika att andelen är att anse som ett rapporteringspliktigt konto enligt denna lag, eller</P>
<P class="p440 ft4"><SPAN class="ft2">5.</SPAN><SPAN class="ft30">ett försäkringsavtal med kontantvärde eller livränteavtal som tecknas eller förvaltas av ett finansiellt institut.</SPAN></P>
<P class="p440 ft2">Ett konto som avses i första stycket ska dock inte anses vara ett finansiellt konto vid tillämpning av denna lag om det är undantaget från rapporteringsplikt enligt bestämmelserna i 3 kap.</P>
<TABLE cellpadding=0 cellspacing=0 class="t82">
<TR>
<TD colspan=5 class="tr31 td280"><P class="p295 ft3">Vid tillämpning av första stycket</P></TD>
<TD class="tr31 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td280"><P class="p295 ft28">ska ett konto som har lagts upp hos</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td280"><P class="p295 ft3">en sådan värdepapperscentral som</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td104"><P class="p20 ft3">avses</P></TD>
<TD class="tr27 td109"><P class="p20 ft3">i</P></TD>
<TD class="tr27 td18"><P class="p20 ft3">1 kap.</P></TD>
<TD class="tr27 td139"><P class="p94 ft3">3 §</P></TD>
<TD class="tr27 td118"><P class="p295 ft3">lagen</P></TD>
<TD rowspan=2 class="tr39 td79"><P class="p17 ft2">109</P></TD>
</TR>
<TR>
<TD class="tr48 td104"><P class="p20 ft71"> </P></TD>
<TD class="tr48 td109"><P class="p20 ft71"> </P></TD>
<TD class="tr48 td18"><P class="p20 ft71"> </P></TD>
<TD class="tr48 td139"><P class="p20 ft71"> </P></TD>
<TD class="tr48 td118"><P class="p20 ft71"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_110">
<DIV id="dimg1">
<INGENBILD zsrc="H30310110x1.jpg/" id="img1">
</DIV>
<DIV id="id_1">
<TABLE cellpadding=0 cellspacing=0 class="t50">
<TR>
<TD class="tr28 td11"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD colspan=2 class="tr28 td129"><P class="p207 ft3">(1998:1479) om</P></TD>
<TD class="tr28 td68"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr28 td171"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td11"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td78"><P class="p207 ft28">centraler</P></TD>
<TD class="tr26 td136"><P class="p38 ft3">och</P></TD>
<TD colspan=2 class="tr26 td113"><P class="p42 ft3">kontoföring</P></TD>
<TD class="tr26 td55"><P class="p17 ft3">av</P></TD>
</TR>
<TR>
<TD class="tr25 td11"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td284"><P class="p207 ft3">finansiella instrument och som hör</P></TD>
</TR>
<TR>
<TD class="tr25 td11"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td284"><P class="p207 ft3">hemma i en annan stat inom</P></TD>
</TR>
<TR>
<TD class="tr26 td11"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr26 td284"><P class="p207 ft28">Europeiska ekonomiska samarbets-</P></TD>
</TR>
<TR>
<TD class="tr25 td11"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td284"><P class="p207 ft3">området än Sverige, av ett svenskt</P></TD>
</TR>
<TR>
<TD class="tr25 td11"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td284"><P class="p207 ft28">finansiellt institut eller ett utländskt</P></TD>
</TR>
<TR>
<TD class="tr26 td11"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr26 td284"><P class="p207 ft28">finansiellt instituts fasta driftställe i</P></TD>
</TR>
<TR>
<TD class="tr25 td11"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td284"><P class="p207 ft3">Sverige, anses finnas hos det</P></TD>
</TR>
<TR>
<TD class="tr25 td11"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td78"><P class="p207 ft3">svenska</P></TD>
<TD colspan=2 class="tr25 td78"><P class="p20 ft3">finansiella</P></TD>
<TD class="tr25 td99"><P class="p20 ft3">institutet</P></TD>
<TD class="tr25 td55"><P class="p17 ft3">eller</P></TD>
</TR>
<TR>
<TD class="tr26 td11"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr26 td284"><P class="p207 ft28">det utländska finansiella institutets</P></TD>
</TR>
<TR>
<TD class="tr25 td11"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td129"><P class="p207 ft3">fasta driftställe</P></TD>
<TD class="tr25 td68"><P class="p20 ft3">i</P></TD>
<TD class="tr25 td99"><P class="p26 ft3">Sverige.</P></TD>
<TD class="tr25 td55"><P class="p17 ft3">Det-</P></TD>
</TR>
<TR>
<TD class="tr25 td11"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td284"><P class="p207 ft3">samma gäller ett konto som har</P></TD>
</TR>
<TR>
<TD class="tr26 td11"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr26 td284"><P class="p207 ft3">lagts upp hos en sådan värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td11"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td284"><P class="p207 ft3">papperscentral från tredjeland som</P></TD>
</TR>
<TR>
<TD class="tr27 td11"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td129"><P class="p207 ft3">avses i den lagen.</P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr41 td183"><P class="p529 ft29">8 kap.</P></TD>
<TD class="tr41 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td11"><P class="p25 ft29">Kontoförande instituts</P></TD>
<TD colspan=4 class="tr40 td162"><P class="p121 ft29">Kontoförande instituts</P></TD>
<TD class="tr40 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td11"><P class="p25 ft29">skyldigheter när en <SPAN class="ft52">central</SPAN></P></TD>
<TD colspan=4 class="tr25 td162"><P class="p121 ft29">skyldigheter när en <SPAN class="ft52">svensk</SPAN></P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td11"><P class="p25 ft52">värdepappersförvarare <SPAN class="ft29">är</SPAN></P></TD>
<TD colspan=4 class="tr25 td162"><P class="p121 ft52">värdepapperscentral <SPAN class="ft29">är</SPAN></P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td11"><P class="p25 ft29">rapporteringsskyldigt finansiellt</P></TD>
<TD colspan=5 class="tr26 td284"><P class="p121 ft29">rapporteringsskyldigt finansiellt</P></TD>
</TR>
<TR>
<TD class="tr31 td11"><P class="p25 ft29">institut</P></TD>
<TD class="tr31 td78"><P class="p121 ft29">institut</P></TD>
<TD class="tr31 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td11"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td78"><P class="p42 ft2">1 §</P></TD>
<TD class="tr38 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td55"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="id_2">
<DIV id="id_2_1">
<P class="p117 ft2">Om det rapporteringsskyldiga finansiella institutet är en sådan <SPAN class="ft3">central värdepappersförvarare </SPAN>som avses i <SPAN class="ft3">1 kap. 3 § </SPAN>lagen (1998:1479) om kontoföring av finansiella instrument, ska den som har antagits som kontoförande institut och som utför registrer- ingsåtgärder i stället för <SPAN class="ft3">den centrala värdepappersförvararen </SPAN>tillämpa <NOBR>4–8</NOBR> kap. med avseende på konton som är föremål för sådana registreringsåtgärder. <SPAN class="ft3">Den centrala värdepappersförvararen </SPAN>ska sam- manställa och tillhandahålla det kontoförande institutet den infor- mation som det kontoförande institutet behöver för att tillämpa <NOBR>4–8</NOBR> kap.</P>
</DIV>
<DIV id="id_2_2">
<P class="p117 ft2">Om det rapporteringsskyldiga finansiella institutet är en sådan <SPAN class="ft3">svensk värdepapperscentral </SPAN>som avses i lagen (1998:1479) om <SPAN class="ft3">värdepapperscentraler och </SPAN>konto- föring av finansiella instrument, ska den som har antagits som kontoförande institut och som utför registreringsåtgärder i stället för <SPAN class="ft3">värdepapperscentralen </SPAN>tillämpa <NOBR>4–8</NOBR> kap. med avseende på konton som är föremål för sådana registreringsåtgärder. <SPAN class="ft3">Värdepapp- erscentralen </SPAN>ska sammanställa och tillhandahålla det kontoförande institutet den information som det kontoförande institutet behöver för att tillämpa <NOBR>4–8</NOBR> kap.</P>
</DIV>
</DIV>
<DIV id="id_3">
<P class="p511 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">Denna lag träder i kraft den 1 mars 2016.</SPAN></P>
<P class="p502 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft30">Bestämmelserna i 2 kap. 11 § tredje stycket tillämpas första gången i fråga om kalenderåret 2016.</SPAN></P>
<P class="p16 ft2">110</P>
</DIV>
</DIV>
<DIV id="page_111">
<P class="p522 ft67">2.25 Förslag till lag om ändring i lagen (2015:000) <SPAN class="ft66">Prop. 2015/16:10 </SPAN>om identifiering av rapporteringspliktiga</P>
<P class="p530 ft72">konton vid automatiskt utbyte av upplysningar om finansiella konton</P>
<P class="p531 ft4">Härigenom föreskrivs att 2 kap. 11 § och 8 kap. 1 § och rubriken närmast före 8 kap. 1 § lagen (2015:000) om identifiering av rapporteringspliktiga konton vid automatiskt utbyte av upplysningar om finansiella konton ska ha följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 class="t79">
<TR>
<TD class="tr27 td122"><P class="p20 ft3">Lydelse enligt prop. 2015/16:29</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p525 ft29">2 kap.</P>
<P class="p526 ft2">11 §</P>
<P class="p527 ft2">Med finansiellt konto avses ett konto hos ett finansiellt institut som är</P>
<P class="p440 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">ett </SPAN><NOBR>företags-,</NOBR> <NOBR>löne-,</NOBR> <NOBR>person-,</NOBR> <NOBR>spar-,</NOBR> kapital- eller girokonto eller konto som finns dokumenterat genom insättningsbevis, sparbevis, investerings- bevis, inlåningsbevis, eller annat liknande instrument som tillhandahålls av ett finansiellt institut inom ramen för dess regelmässiga verksamhet som kreditinstitut eller liknande verksamhet, samt belopp som förvaltas av ett försäkringsföretag och som i enlighet med ett avtal om garanterad investering eller liknande avtal är föremål för utbetalning eller tillgodoräknande av ränta (inlåningskonto),</P>
<P class="p528 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft20">ett annat konto än ett försäkrings- eller livränteavtal och som förs till förmån för någon annan person och innehåller finansiella tillgångar (depåkonto),</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft19">en andel i eget kapital eller skulder i en investeringsenhet,</SPAN></P>
<P class="p440 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft19">en andel i eget kapital eller skulder i en enhet som är ett annat finansiellt institut än ett sådant som avses i 3, om typen av andel har valts</SPAN></P>
<P class="p532 ft2"><SPAN class="ft2">i</SPAN><SPAN class="ft73">syfte att undvika att andelen är att anse som ett rapporteringspliktigt konto enligt denna lag, eller</SPAN></P>
<P class="p440 ft4"><SPAN class="ft2">5.</SPAN><SPAN class="ft30">ett försäkringsavtal med kontantvärde eller livränteavtal som tecknas eller förvaltas av ett finansiellt institut.</SPAN></P>
<P class="p440 ft2">En andel i eget kapital eller skulder i en investeringsenhet ska, trots det som anges i första stycket 3, inte anses vara ett finansiellt konto om investeringsenheten är ett finansiellt institut endast på grund av att den</P>
<P class="p440 ft4"><SPAN class="ft2">1.</SPAN><SPAN class="ft20">erbjuder investeringsrådgivning till kunder och agerar för kundens räkning, eller</SPAN></P>
<P class="p440 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">hanterar portföljer för kunder och agerar på kundens vägnar i syfte att investera, förvalta eller administrera finansiella tillgångar som i kundens namn sätts in hos ett annat finansiellt institut.</SPAN></P>
<P class="p440 ft2">Ett konto som avses i första stycket ska, trots det som anges där, inte anses vara ett finansiellt konto om det är undantaget från rapporteringsplikt enligt bestämmelserna i 3 kap.</P>
<TABLE cellpadding=0 cellspacing=0 class="t82">
<TR>
<TD colspan=5 class="tr27 td280"><P class="p295 ft3">Vid tillämpning av första stycket</P></TD>
<TD class="tr27 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td280"><P class="p295 ft28">ska ett konto som har lagts upp hos</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td280"><P class="p295 ft3">en sådan värdepapperscentral som</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td139"><P class="p20 ft3">avses</P></TD>
<TD class="tr26 td72"><P class="p87 ft3">i</P></TD>
<TD class="tr26 td96"><P class="p70 ft3">1 kap.</P></TD>
<TD class="tr26 td72"><P class="p84 ft3">3 §</P></TD>
<TD class="tr26 td30"><P class="p295 ft3">lagen</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td280"><P class="p295 ft3">(1998:1479) om värdepapperscen-</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr34 td139"><P class="p20 ft3">traler</P></TD>
<TD class="tr34 td72"><P class="p20 ft3">och</P></TD>
<TD class="tr34 td96"><P class="p20 ft28">kontoföring</P></TD>
<TD class="tr34 td72"><P class="p178 ft3">av</P></TD>
<TD class="tr34 td30"><P class="p295 ft28">finansi-</P></TD>
<TD class="tr34 td79"><P class="p17 ft2">111</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_112">
<DIV id="dimg1">
<INGENBILD zsrc="H30310112x1.jpg/" id="img1">
</DIV>
<DIV id="id_1">
<TABLE cellpadding=0 cellspacing=0 class="t83">
<TR>
<TD class="tr28 td11"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr28 td284"><P class="p207 ft3">ella instrument och som hör hemma</P></TD>
</TR>
<TR>
<TD class="tr26 td11"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td284"><P class="p207 ft3">i en annan stat inom Europeiska</P></TD>
</TR>
<TR>
<TD class="tr25 td11"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td284"><P class="p207 ft3">ekonomiska samarbetsområdet än</P></TD>
</TR>
<TR>
<TD class="tr25 td11"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td284"><P class="p207 ft3">Sverige, av ett svenskt finansiellt</P></TD>
</TR>
<TR>
<TD class="tr26 td11"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td284"><P class="p207 ft28">institut eller ett utländskt finansiellt</P></TD>
</TR>
<TR>
<TD class="tr25 td11"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td284"><P class="p207 ft3">instituts fasta driftställe i Sverige,</P></TD>
</TR>
<TR>
<TD class="tr25 td11"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td284"><P class="p207 ft3">anses finnas hos det svenska finan-</P></TD>
</TR>
<TR>
<TD class="tr26 td11"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td284"><P class="p207 ft3">siella institutet eller det utländska</P></TD>
</TR>
<TR>
<TD class="tr25 td11"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td284"><P class="p207 ft3">finansiella institutets fasta drift-</P></TD>
</TR>
<TR>
<TD class="tr25 td11"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td284"><P class="p207 ft3">ställe i Sverige. Detsamma gäller</P></TD>
</TR>
<TR>
<TD class="tr26 td11"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td284"><P class="p207 ft3">ett konto som har lagts upp hos en</P></TD>
</TR>
<TR>
<TD class="tr25 td11"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td284"><P class="p207 ft3">sådan värdepapperscentral från</P></TD>
</TR>
<TR>
<TD class="tr27 td11"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td284"><P class="p207 ft3">tredjeland som avses i den lagen.</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr41 td181"><P class="p529 ft29">8 kap.</P></TD>
</TR>
<TR>
<TD class="tr40 td11"><P class="p25 ft29">Kontoförande instituts</P></TD>
<TD class="tr40 td284"><P class="p121 ft29">Kontoförande instituts</P></TD>
</TR>
<TR>
<TD class="tr25 td11"><P class="p25 ft29">skyldigheter när en <SPAN class="ft52">central</SPAN></P></TD>
<TD class="tr25 td284"><P class="p121 ft29">skyldigheter när en <SPAN class="ft52">svensk</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td11"><P class="p25 ft53">värdepappersförvarare <SPAN class="ft29">är ett</SPAN></P></TD>
<TD class="tr26 td284"><P class="p121 ft53">värdepapperscentral <SPAN class="ft29">är ett</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td11"><P class="p25 ft29">rapporteringsskyldigt finansiellt</P></TD>
<TD class="tr25 td284"><P class="p121 ft29">rapporteringsskyldigt finansiellt</P></TD>
</TR>
<TR>
<TD class="tr31 td11"><P class="p25 ft29">institut</P></TD>
<TD class="tr31 td284"><P class="p121 ft29">institut</P></TD>
</TR>
<TR>
<TD class="tr38 td11"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td284"><P class="p42 ft2">1 §</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="id_2">
<DIV id="id_2_1">
<P class="p117 ft2">Om det rapporteringsskyldiga finansiella institutet är en sådan <SPAN class="ft3">central värdepappersförvarare </SPAN>som avses i <SPAN class="ft3">1 kap. 3 § </SPAN>lagen (1998:1479) om kontoföring av finansiella instrument, ska den som har antagits som kontoförande institut och som utför registre- ringsåtgärder i stället för <SPAN class="ft3">den centrala värdepappersförvararen </SPAN>tillämpa <NOBR>4–8</NOBR> kap. med avseende på konton som är föremål för sådana registreringsåtgärder. <SPAN class="ft3">Den centrala värdepappersförvararen </SPAN>ska sam- manställa och tillhandahålla det kontoförande institutet den information som det kontoförande institutet behöver för att tillämpa <NOBR>4–8</NOBR> kap.</P>
</DIV>
<DIV id="id_2_2">
<P class="p117 ft2">Om det rapporteringsskyldiga finansiella institutet är en sådan <SPAN class="ft3">svensk värdepapperscentral </SPAN>som avses i lagen (1998:1479) om <SPAN class="ft3">värdepapperscentraler och </SPAN>konto- föring av finansiella instrument, ska den som har antagits som kontoförande institut och som utför registreringsåtgärder i stället för <SPAN class="ft3">värdepapperscentralen </SPAN>till- lämpa <NOBR>4–8</NOBR> kap. med avseende på konton som är föremål för sådana registreringsåtgärder. <SPAN class="ft3">Värdepapp- erscentralen </SPAN>ska sammanställa och tillhandahålla det kontoförande institutet den information som det kontoförande institutet behöver för att tillämpa <NOBR>4–8</NOBR> kap.</P>
</DIV>
</DIV>
<DIV id="id_3">
<P class="p511 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">Denna lag träder i kraft den 1 mars 2016.</SPAN></P>
<P class="p495 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft30">Bestämmelserna i 2 kap. 11 § tredje stycket tillämpas första gången i fråga om kalenderåret 2016.</SPAN></P>
<P class="p533 ft2">112</P>
</DIV>
</DIV>
<DIV id="page_113">
<TABLE cellpadding=0 cellspacing=0 class="t57">
<TR>
<TD class="tr46 td75"><P class="p20 ft1">3</P></TD>
<TD class="tr46 td296"><P class="p534 ft1">Ärendet och dess beredning</P></TD>
<TD class="tr46 td199"><P class="p123 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr40 td120"><P class="p20 ft2">Europaparlamentet och rådet har antagit förordning (EU) nr 909/2014 av</P></TD>
<TD class="tr40 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td120"><P class="p20 ft2">den 23 juli 2014 om förbättrad värdepappersavveckling i Europeiska</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td120"><P class="p20 ft2">unionen och om värdepapperscentraler samt ändring av direktiv</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td120"><P class="p20 ft2">98/26/EG och 2014/65/EU och förordning (EU) nr 236/2012. Förord-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td120"><P class="p20 ft2">ningen finns i <SPAN class="ft3">bilaga 1</SPAN>.</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td296"><P class="p20 ft2">Under förhandlingarna om förordningen har en faktapromemoria</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td120"><P class="p20 ft2">upprättats och överlämnats till riksdagen (2011/12:FPM127). Förord-</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td120"><P class="p20 ft2">ningen trädde i kraft den 17 september 2014.</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td296"><P class="p20 ft2">I promemorian Värdepapperscentraler och kontoföring av finansiella</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td120"><P class="p20 ft2">instrument (Ds 2015:2), som har tagits fram inom Finansdepartementet,</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td120"><P class="p20 ft2">finns förslag till lagändringar med huvudsakligt syfte att anpassa svensk</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td120"><P class="p20 ft2">rätt till förordningen. En sammanfattning av promemorian finns i</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td120"><P class="p20 ft2"><SPAN class="ft3">bilaga 2</SPAN>. Promemorians lagförslag finns i <SPAN class="ft3">bilaga 3</SPAN>.</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td296"><P class="p20 ft2">Promemorian har remissbehandlats. En förteckning över remiss-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td120"><P class="p20 ft2">instanserna finns i <SPAN class="ft3">bilaga 5</SPAN>. En sammanställning av remissvaren finns</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td120"><P class="p20 ft2">tillgänglig i Finansdepartementet (dnr Fi2014/4584).</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td296"><P class="p20 ft2">I promemorian En global standard för automatiskt utbyte av upplys-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td120"><P class="p20 ft2">ningar om finansiella konton, som har tagits fram inom Finansdeparte-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td120"><P class="p20 ft2">mentet, föreslås en ny lag om identifiering av rapporteringspliktiga</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td120"><P class="p20 ft2">konton vid automatiskt utbyte av upplysningar om finansiella konton och</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td120"><P class="p20 ft2">en ny 34 kap. 9 c § i skatteförfarandelagen (2011:1244). 2 kap. 11 § och</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td120"><P class="p20 ft2">8 kap. 1 § i den nya lagen utformades mot bakgrund av att det var plane-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td120"><P class="p20 ft2">rat att förevarande proposition skulle överlämnas till riksdagen tidigare</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td120"><P class="p20 ft2">än prop. 2015/16:29. Relevanta delar av promemorians lagförslag finns i</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td120"><P class="p20 ft2"><SPAN class="ft3">bilaga 4</SPAN>. Eftersom prop. 2015/16:29 kom att överlämnas till riksdagen</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td120"><P class="p20 ft2">tidigare än förevarande proposition utformades de aktuella bestämmel-</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td120"><P class="p20 ft2">serna där utan hänsyn till förevarande proposition. I förevarande propo-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td120"><P class="p20 ft2">sition föreslås därför de ändringar som behövs i de ovan nämnda bestäm-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td120"><P class="p20 ft2">melserna med anledning av övriga förslag i propositionen. Dessa</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td120"><P class="p20 ft2">ändringar finns med i promemorian respektive lagrådsremissen En global</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td120"><P class="p20 ft2">standard för automatiskt utbyte av upplysningar om finansiella konton.</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td296"><P class="p20 ft2">Promemorian En global standard för automatiskt utbyte av upplys-</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td120"><P class="p20 ft2">ningar om finansiella konton har remissbehandlats. En förteckning över</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td120"><P class="p20 ft2">remissinstanserna finns i <SPAN class="ft3">bilaga 6</SPAN>. En sammanställning av remissvaren</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr27 td120"><P class="p20 ft2">finns tillgänglig i Finansdepartementet (dnr Fi2015/2358).</P></TD>
<TD class="tr27 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr41 td120"><P class="p20 ft3">Lagrådet</P></TD>
<TD class="tr41 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr34 td120"><P class="p20 ft2">Regeringen beslutade den 4 juni 2015 att inhämta Lagrådets yttrande</P></TD>
<TD class="tr34 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td120"><P class="p20 ft2">över de lagförslag som finns i <SPAN class="ft3">bilaga 7</SPAN>. Lagrådets yttrande finns i</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td120"><P class="p20 ft3">bilaga 9<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td296"><P class="p20 ft2">Regeringen beslutade den 27 augusti 2015 att inhämta Lagrådets</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td120"><P class="p20 ft2">yttrande över de lagförslag som finns i <SPAN class="ft3">bilaga 8 </SPAN>(lagrådsremiss En global</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td120"><P class="p20 ft2">standard för automatiskt utbyte av upplysningar om finansiella konton).</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td120"><P class="p20 ft2">De ändringar som i denna proposition föreslås i 34 kap. 9 c § skatteför-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td120"><P class="p20 ft2">farandelagen samt 2 kap. 11 § och 8 kap. 1 § lagen om identifiering av</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td120"><P class="p20 ft2">rapporteringspliktiga konton vid automatiskt utbyte av upplysningar om</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td120"><P class="p20 ft2">finansiella konton finns med i den lagrådsremissen. Lagrådets yttrande i</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr28 td120"><P class="p20 ft2">den delen finns i <SPAN class="ft3">bilaga 10</SPAN>.</P></TD>
<TD class="tr28 td199"><P class="p17 ft2">113</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_114">
<P class="p535 ft4">Prop. 2015/16:10 Regeringen har i propositionen i huvudsak följt Lagrådets förslag och synpunkter.</P>
<P class="p536 ft2">Lagrådets förslag och synpunkter behandlas i avsnitten 6.2, 7.4 och 8.7 och i författningskommentaren.</P>
<P class="p537 ft22">I förhållande till lagrådsremissen har det dessutom gjorts några språkliga och redaktionella ändringar i lagtexten.</P>
<P class="p538 ft2">114</P>
</DIV>
<DIV id="page_115">
<TABLE cellpadding=0 cellspacing=0 class="t78">
<TR>
<TD class="tr46 td98"><P class="p20 ft1">4</P></TD>
<TD class="tr46 td23"><P class="p18 ft1">Bakgrund</P></TD>
<TD class="tr46 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr49 td98"><P class="p20 ft26">4.1</P></TD>
<TD class="tr49 td23"><P class="p18 ft26">Handel med finansiella instrument</P></TD>
<TD class="tr49 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<TABLE cellpadding=0 cellspacing=0 class="t84">
<TR>
<TD class="tr28 td297"><P class="p20 ft2">En väl fungerande finansiell sektor bidrar till ett effektivt utnyttjande av</P></TD>
<TD class="tr28 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">finansiella resurser genom att slussa överskott av finansiellt sparande till</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">de mest lönsamma ändamålen, med beaktande av förväntad avkastning</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">och risk. På så sätt kan överskott av finansiellt sparande kanaliseras till</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">produktiva investeringar, vilket i sin tur bidrar positivt till sysselsättning</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">och tillväxt.</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p60 ft2">Handeln med finansiella instrument tillhandahåller verktyg och metod-</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">er för att finansiera underskott av finansiellt sparande genom marknaden,</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">vid sidan av kreditinstitut som beviljar krediter för egen räkning, dvs.</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">utan mellanhand. Kapitalanskaffning har i dessa fall formen av</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">emissioner av värdepapper, dvs. aktier och räntebärande instrument.</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">Kapitalanskaffningen fullbordas när ett annat företag, t.ex. ett finansiellt</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">företag, eller en privatperson placerar överskott av finansiellt sparande</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">genom att förvärva de värdepapper som har emitterats.</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p60 ft2">Om värdepapperen har upptagits till handel på en reglerad marknad,</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">exempelvis Nasdaq Stockholm, eller handlas på handelsplattformar,</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">exempelvis First North eller Nordic MTF, fortsätter handeln efter</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">emissionstillfället (de nämnda termerna förklaras närmare i avsnitt 4.5.1).</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">Handeln på sådana handelsplatser sägs äga rum på andrahandsmarknaden</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">och har till syfte att upprätthålla likviditet i de handlade instrumenten.</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">Med likviditet menas här investerarnas möjlighet att vid behov avyttra</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">tidigare förvärvade värdepapper, vilket i sin tur minskar risken för</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">inlåsning och bidrar till att sänka avkastningskraven. Handeln på andra-</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">handsmarknaden erbjuder även en kontinuerlig värdering av utestående</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">värdepapper, vilket ger emittenterna fortlöpande information om såväl</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">marknadens samlade bedömning av företagsledningens förvaltning som</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">förutsättningarna för att vid behov anskaffa ytterligare kapital.</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p60 ft2">Behovet att matcha överskott och underskott av finansiellt sparande</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">genom handel på marknaderna förutsätter att den förväntade avkastning</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">och de risker som är förknippade med placeringar i finansiella instrument</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">möter placerarnas behov och riskacceptans. Finansiärer, som bidrar med</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">finansiellt kapital, har varierande placeringshorisonter och olika risk-</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">preferenser. Om tillgängliga värdepapper inte möter dessa behov, t.ex.</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">genom att vara alltför riskfyllda i förhållande till den avkastning som</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">erbjuds, kommer placeringar inte till stånd och kapitalbehoven blir inte</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">tillgodosedda. Behovet att jämka samman placerarnas avkastningskrav</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">och riskpreferenser med de av emittenterna erbjudna placeringsalterna-</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">tiven är grunden för den separata handeln med finansiella risker som äger</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">rum med hjälp av derivatkontrakt.</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p60 ft2">Finansiella derivatkontrakt erbjuder en indirekt handel med bl.a.</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">värdepapper genom att prisbildningen på derivatkontrakten är knuten till</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">priserna på specifika s.k. underliggande tillgångar. På detta sätt kan</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">finansiella risker som har samband med ett eller flera värdepapper</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">hanteras genom positioner i ett derivatkontrakt som har samma</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">värdepapper som underliggande tillgång men som ger ett motsatt,</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td297"><P class="p20 ft2">alternativt förstärkt, ekonomiskt utfall jämfört med värdepapperet självt.</P></TD>
<TD rowspan=2 class="tr39 td79"><P class="p17 ft2">115</P></TD>
</TR>
<TR>
<TD class="tr50 td297"><P class="p20 ft74"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_116">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p20 ft2">Derivatkontrakt kan alltså vara kopplade till värdepapper. De kan</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">emellertid också vara knutna till valutor, råvaror eller andra värden eller</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">faktorer som inte avser värdepapper.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p60 ft2">I lagen (2007:528) om värdepappersmarknaden används termen finan-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">siella instrument som samlingsbeteckning för överlåtbara värdepapper,</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">penningmarknadsinstrument, fondandelar samt finansiella derivatinstru-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">ment (1 kap. 4 §). Med överlåtbara värdepapper avses enligt denna</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">definition bl.a. aktier och obligationer. Penningmarknadsinstrument</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">inkluderar statsskuldväxlar, inlåningsbevis, företagscertifikat m.m. Med</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">finansiella derivatinstrument avses bl.a. optioner, terminskontrakt,</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">swappar, räntesäkringsavtal som avser värdepapper, valutor, räntor,</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">andra derivatinstrument eller finansiella mått eller råvaror, under förut-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">sättning att leverans av den underliggande tillgången kan undvikas när</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">denna är något annat än ett finansiellt instrument (t.ex. olja, jordbruks-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">produkter eller metaller).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Derivatinstrument kan handlas antingen bilateralt mellan två parter vid</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">sidan av organiserade handelsplatser eller multilateralt på en handels-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">plats. Den förra typen av kontrakt benämns <NOBR>OTC-derivat,</NOBR> vilket</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">motsvarar uttrycket handel över disk (på engelska over the counter). Den</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">senare typen av kontrakt har ingen särskild benämning men har det</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">gemensamt att villkoren är standardiserade, t.ex. i fråga om förfallodagar</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">och belopp, vilket är en förutsättning för multilateral handel på en</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">handelsplats.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Genom nya regler i <NOBR>EU-rätten</NOBR> införs krav att standardiserade derivat-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">kontrakt ska handlas på en handelsplats. Det sker genom Europaparla-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">mentets och rådets direktiv 2014/65/EU av den 15 maj 2014 om mark-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">nader för finansiella instrument och om ändring av direktiv 2002/92/EG</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">och av direktiv 2011/61/EU (omarbetning) samt Europaparlamentets och</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">rådets förordning (EU) nr 600/2014 av den 15 maj 2014 om marknader</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">för finansiella instrument och om ändring av förordning (EU) nr</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">648/2012 (se vidare avsnitt 4.5). Direktivet förkortas MiFID II efter den</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">engelska benämningen Markets in Financial Instruments Directive II.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">Förordningen förkortas MiFIR efter den engelska benämningen Markets</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">in Financial Instruments Regulation.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p60 ft2">Enligt sedan tidigare gällande regler ska <NOBR>OTC-derivat</NOBR> som är lämpade</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">för clearing hos en central motpart, t.ex. genom att derivatkontraktet har</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">en tillräcklig grad av standardisering, överlämnas till en sådan motpart.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">Den centrala motparten inträder mellan köpare och säljare som motpart</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">till dem båda (s.k. central clearing eller central motpartsclearing). I annat</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">fall ska motpartsriskerna begränsas genom riskbegränsningstekniker,</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">såsom utväxling av säkerheter. Detta följer av Europaparlamentets och</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">rådets förordning (EU) nr 648/2012 av den 4 juli 2012 om <NOBR>OTC-derivat,</NOBR></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">centrala motparter och transaktionsregister (se vidare avsnitt 4.5.2). Den</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">förordningen innehåller även harmoniserade regler för centrala motparter</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">och transaktionsregister.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Genom förordningen om förbättrad värdepappersavveckling och om</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">värdepapperscentraler, fortsättningsvis förordningen om värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">centraler, införs harmoniserade regler även för centrala värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">pappersförvarare, vilket innebär att den samlade infrastrukturen på</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">finansmarknaden kommer att omfattas av harmoniserade ramverk på EU-</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">116</P></TD>
<TD class="tr31 td169"><P class="p20 ft2">nivå för bl.a. auktorisation och tillsyn.</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_117">
<TABLE cellpadding=0 cellspacing=0 class="t52">
<TR>
<TD class="tr42 td98"><P class="p203 ft26">4.2</P></TD>
<TD class="tr42 td23"><P class="p18 ft26">Den finansiella infrastrukturen</P></TD>
<TD class="tr42 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
</TABLE>
<P class="p539 ft77"><SPAN class="ft75">4.2.1</SPAN><SPAN class="ft76">Inledning</SPAN></P>
<P class="p540 ft4">Med finansiell infrastruktur avses ett antal centrala företag som ansvarar för clearing, avveckling och kontoföring och som har stor betydelse för marknadens stabilitet och effektiva funktion. Dessa är:</P>
<P class="p162 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft78">clearingorganisationer, primärt centrala motparter,</SPAN></P>
<P class="p162 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft78">system för avveckling av betalningar och</SPAN></P>
<P class="p541 ft22"><SPAN class="ft2">–</SPAN><SPAN class="ft79">värdepapperscentraler, dvs. centrala värdepappersförvarare som dess- utom driver ett avvecklingssystem för värdepapper.</SPAN></P>
<P class="p542 ft77"><SPAN class="ft75">4.2.2</SPAN><SPAN class="ft76">Clearingorganisationer</SPAN></P>
<P class="p543 ft2">En clearingorganisation definieras i 1 kap. 5 § 5 lagen om värdepappers- marknaden som ett företag som har fått tillstånd att driva clearing- verksamhet i enlighet med bestämmelserna i 19 kap. samma lag eller enligt förordningen om <NOBR>OTC-derivat,</NOBR> centrala motparter och transak- tionsregister. Clearingverksamhet behandlas utförligt i avsnitt 6.5.</P>
<P class="p192 ft2">Centrala motparter är, som nämns i avsnitt 4.1, en särskild sorts clearingorganisation som inträder mellan köpare och säljare som motpart till båda. Centrala motparter omfattas av förordningen om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister, vilken i tillämpliga fall gäller i stället för lagen om värdepappersmarknaden.</P>
<P class="p83 ft2">Central clearing innebär att parterna i en transaktion överlämnar ingångna avtal om överlåtelse av ett finansiellt instrument till den centrala motparten som, genom s.k. novation, ersätter det ursprungliga avtalet med åtminstone två nya avtal – ett avtal mellan säljaren och den centrala motparten som köpare, ett avtal mellan köparen och den centrala motparten som säljare. Därmed behöver marknadsdeltagarna inte värdera motpartsrisker i samband med handeln på en handelsplats eftersom motparten alltid är densamma, dvs. den centrala motparten. Detta förhållande har särskilt stor betydelse på derivatmarknaderna eftersom derivatkontrakt kan vara utestående under lång tid innan avveckling äger rum, upp till många år. Det innebär i sin tur att volymen utestående kontrakt som ännu inte har avvecklats kan bli mycket stor i frånvaro av en central motpart och att en motsvarande uppbyggnad av motpartsrisker riskerar att äga rum. Förekomsten av en central motpart är därför en förutsättning för multilateral handel med derivatkontrakt på en handelsplats.</P>
<P class="p544 ft2">Det är vanligt förekommande att marknadsdeltagare saknar direkt tillträde till en central motpart, vilket medför behov av en mellanhand som träder in mellan marknadsdeltagaren och den centrala motparten (s.k. medlemsclearing). Mellanhänderna ansvarar för att deras respektive motparter fullgör sina skyldigheter och brukar benämnas clearing- medlemmar. De har en avtalsmässig relation med den centrala motparten. Det förekommer emellertid även att marknadsdeltagare har en egen avtalsmässig relation med den centrala motparten (s.k. slutkunds- clearing). Clearingmedlemmarna ansvarar, i förekommande fall, för de skyldigheter som följer av deltagandet, bl.a. hantering av marginal-</P>
<P class="p545 ft2">117</P>
</DIV>
<DIV id="page_118">
<P class="p535 ft4">Prop. 2015/16:10 säkerheter och betalning alternativt leverans av värdepapper i samband med avveckling.</P>
<P class="p492 ft2">Genom central clearing överförs motpartsrisker till den centrala mot- parten som är specialiserad på hantering av sådana risker. Som ett inslag i denna process reduceras den samlade riskexponeringen genom nettning (omvandling av betalnings- och leveransförpliktelser till en nettoförplikt- else). Eftersom en central motpart är exponerad mot många, alternativt alla, köpare och säljare av de finansiella instrument som hanteras av den centrala motparten, är potentialen att reducera risker större i detta fall (s.k. multilateral nettning). Genom multilateral nettning kan positioner som har stängts av marknadsdeltagare identifieras och elimineras. Samma mekanism reducerar även antalet transaktioner och motsvarande betalningar vid avveckling, eftersom endast nettobelopp behöver ut- växlas.</P>
<P class="p495 ft2">Utöver den minskade riskexponering som följer av nettning tillämpar en central motpart, i enlighet med förordningen om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister, specifika riskbegränsnings- tekniker som syftar till att hantera risken att en eller flera clearing- medlemmar inte förmår fullfölja sina åtaganden (se avsnitt 4.5.2).</P>
<P class="p502 ft2">På den svenska aktiemarknaden är EuroCCP central motpart. Tidigare sköttes den uppgiften av det nederländska bolaget EMCF som gick samman med brittiska EuroCCP under våren 2014 och i samband med det ändrade namn. EuroCCP står under tillsyn av den nederländska myndigheten AFM (Authority for the Financial Markets). EuroCCP clearar handeln med de 30 största aktierna på Nasdaq Stockholm som ingår i OMXS30, vissa övriga aktier samt s.k. börshandlade fonder.</P>
<P class="p546 ft2">Nasdaq OMX Clearing AB är den centrala motpart som finns i Sverige för handeln med derivatkontrakt. Nasdaq OMX Clearing AB blev som första centrala motpart inom EU auktoriserad den 18 mars 2014 i enlig- het med förordningen om <NOBR>OTC-derivat,</NOBR> centrala motparter och transak- tionsregister. Nasdaq OMX Clearing AB hanterar finansiella derivat- kontrakt med aktier, räntebärande instrument och råvaror (el) som under- liggande tillgång. Auktorisationen i enlighet med förordningen innebär, som påpekas ovan, att Nasdaq OMX Clearing AB, i de avseenden som regleras i förordningen, undantas från tillämpningsområdet för bestäm- melserna om clearingorganisationer i lagen om värdepappersmarknaden.</P>
<P class="p547 ft77">4.2.3 Avvecklingssystem för betalningar</P>
<TABLE cellpadding=0 cellspacing=0 class="t86">
<TR>
<TD class="tr2 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td298"><P class="p301 ft2">Infrastrukturen för betalningar är nära kopplad till handeln med</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td298"><P class="p301 ft2">finansiella instrument. Det beror på att avveckling av transaktioner med</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td298"><P class="p301 ft2">finansiella instrument även omfattar de betalningar som avser t.ex. köp</P></TD>
</TR>
<TR>
<TD class="tr26 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td298"><P class="p301 ft2">av aktier. Dessa betalningar sammantagna kan avse stora belopp.</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td298"><P class="p300 ft2">Avveckling av betalningar mellan två parter som har konton i olika</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td298"><P class="p301 ft2">banker kräver ett överordnat avvecklingssystem för betalningar. Avveck-</P></TD>
</TR>
<TR>
<TD class="tr26 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td298"><P class="p301 ft2">ling i ett sådant system föregås av en rad kontroller som bl.a. avser</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td298"><P class="p301 ft31">parternas identitet och betalningsavsändarens behållning på sitt konto. På</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td298"><P class="p301 ft2">den grunden auktoriserar parterna betalningen. Instruktioner om betal-</P></TD>
</TR>
<TR>
<TD class="tr26 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td298"><P class="p301 ft2">ningen sammanställs och en kontroll äger rum av behållningen på de</P></TD>
</TR>
<TR>
<TD rowspan=2 class="tr1 td121"><P class="p180 ft2">118</P></TD>
<TD class="tr31 td298"><P class="p301 ft2">konton som bankerna disponerar i avvecklingssystemet. När avveck-</P></TD>
</TR>
<TR>
<TD class="tr51 td298"><P class="p20 ft80"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_119">
<P class="p548 ft4">lingen genomförs debiteras den avsändande bankens konto samtidigt som Prop. 2015/16:10 den mottagande bankens konto krediteras med det överförda beloppet.</P>
<P class="p532 ft2">Därmed kan den avsändande banken debitera och den mottagande banken kreditera kundernas konton i respektive bank. När avvecklingen har genomförts är betalningen slutförd, dvs. den är slutgiltig och kan inte återkallas.</P>
<P class="p440 ft2">Avveckling av stora betalningar i Sverige sker med användning av det svenska centrala avvecklingssystemet för stora betalningar som ägs och drivs av Riksbanken. Detta avvecklingssystem benämns RIX och har större banker och clearingorganisationer som deltagare. Det är god praxis och i överensstämmelse med internationella riktlinjer på området att av- veckling äger rum i centralbankspengar, varmed menas att överföringar sker genom debitering och kreditering av deltagarnas konton i central- banken.</P>
<P class="p528 ft2">Medan RIX är ett avvecklingssystem för stora betalningar är Bankgiro- centralen BCG AB:s Clearing- och Avvecklingstjänst ett avvecklings- system för massbetalningar. Bankgirot ägs av affärsbankerna och ut- nyttjar deltagarnas konton i Riksbanken för överföringsuppdrag i svenska kronor. För överföringsuppdrag i euro utnyttjas deltagarnas konton i Europeiska centralbankens (ECB:s) avvecklingssystem Target2.</P>
<P class="p549 ft4">Bankgirocentralen BCG AB har tillstånd att bedriva clearingverk- samhet enligt 19 kap. lagen om värdepappersmarknaden.</P>
<P class="p550 ft77">4.2.4 Avvecklingssystem för värdepapper</P>
<TABLE cellpadding=0 cellspacing=0 class="t84">
<TR>
<TD class="tr28 td297"><P class="p20 ft2">Avveckling av transaktioner med värdepapper omfattar ett överförings-</P></TD>
<TD class="tr28 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">uppdrag avseende värdepapper och ett parallellt överföringsuppdrag</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">avseende de matchande betalningarna.</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p60 ft2">Efter ett avslut på värdepappersmarknaden (en transaktion), som kan</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">avse antingen aktier eller räntebärande instrument, överförs de motsvar-</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">ande överföringsuppdragen till ett avvecklingssystem. Överföringen</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">ombesörjs av deltagarna i avvecklingssystemet, som utgör mellanhänder</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">mellan avvecklingssystemet och slutanvändarna. Deltagarna bär ansvaret</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">för att avveckling sker på avsedd dag. Tidsspannet mellan transaktionen</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">och då avveckling sker genom överföring av värdepapper och motsvar-</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">ande betalaningar benämns avvecklingscykeln. Under lång tid har</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">avvecklingscykeln i bl.a. Sverige varit tre bankdagar från transaktionen,</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">vilket benämns T+3 (T står därvid för Trade Day). Genom förordningen</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">om värdepapperscentraler förkortas avvecklingscykeln till T+2. I Sverige</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">såväl som i de övriga nordiska länderna infördes den nya ordningen för</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">den handel som sker på bl.a. reglerade marknader fr.o.m. oktober 2014.</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p60 ft2">Precis som fallet är vid betalningar genomförs nödvändiga kontroller</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">innan avveckling sker (figur 1). I ett första steg sker registrering, varvid</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">ett överföringsuppdrag införs i systemet. I ett andra steg kontrolleras att</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">inblandade clearingmedlemmar har infört med varandra överensstäm-</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">mande överföringsuppdrag avseende en och samma bakomliggande</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">transaktion. Efter matchningsmomentet blir ett överföringsuppdrag oåter-</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">kalleligt. I ett tredje steg sker täckningskontroll av clearingmedlem-</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">marnas leverans- och betalningskapacitet avseende samtliga leverans-</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td297"><P class="p20 ft2">och betalningsinstruktioner. Detta mynnar ut i klarmarkering vilket inne-</P></TD>
<TD rowspan=2 class="tr35 td79"><P class="p17 ft2">119</P></TD>
</TR>
<TR>
<TD class="tr52 td297"><P class="p20 ft81"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_120">
<DIV id="dimg1">
<INGENBILD zsrc="H30310120x1.jpg/" id="img1">
</DIV>
<P class="p551 ft2">Prop. 2015/16:10 bär att avvecklingen är säkerställd, såväl i förhållande till motparterna som i förhållande till tredje man i händelse av en clearingmedlems obestånd. I ett avslutande steg sker avveckling, varvid leveranser av värdepapper debiteras de avstämningskonton som har anvisats av levererande clearingmedlemmar och krediteras de avstämningskonton som har anvisats av mottagande clearingmedlemmar. Motsvarande trans- aktioner sker i betalningsledet, i detta fall genom konton som tillhanda- hålls av utsedda likvidbanker som i sin tur har konton i Riksbanken. Avvecklingen sker även i detta fall med hjälp av centralbankspengar, dvs. genom debitering och kreditering av likvidbankernas konton i Riksbanken.</P>
<P class="p552 ft82">Figur 1. Översikt över avvecklingsprocessen</P>
<P class="p553 ft83">Källa: Allmänna villkor, kontoföring och clearing, Euroclear Sweden <NOBR>2013-06-26.</NOBR></P>
<P class="p554 ft2">Enligt förordningen om värdepapperscentraler ska avvecklingssystem för värdepapper drivas av en auktoriserad värdepapperscentral. En värde- papperscentral är, förenklat uttryckt, en central värdepappersförvarare som även driver ett system för avveckling av värdepapper. Avvecklingen kan därmed ske genom debitering och kreditering av konton som förs av värdepapperscentralen i rollen som central värdepappersförvarare. Där- med säkerställs en viss grad av integration av värdepapperscentralens verksamhet, innefattande avveckling och kontoföring på den högsta nivån, vilket underlättar uppdraget att övervaka och säkerställa emission- ens integritet. Detta senare uttryck syftar på kravet att antalet värde- papper som har krediterats på konton i värdepapperscentralen alltid ska överensstämma med antalet emitterade värdepapper av samma slag.</P>
<P class="p555 ft22">Den svenska centrala värdepappersförvarare som finns i dag är Euroclear Sweden AB.</P>
<P class="p556 ft77">4.2.5 Kontoföring av finansiella instrument</P>
<TABLE cellpadding=0 cellspacing=0 class="t87">
<TR>
<TD class="tr28 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td298"><P class="p301 ft2">För handeln på reglerade marknader och andra handelsplatser är infra-</P></TD>
</TR>
<TR>
<TD class="tr26 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td298"><P class="p301 ft2">strukturen för kontoföring av finansiella instrument av stor betydelse.</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td298"><P class="p301 ft2">Beträffande sådana finansiella instrument för vilka aktiebrev, skuldebrev</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td298"><P class="p301 ft2">eller annan motsvarande handling inte har utfärdats (dematerialiserade</P></TD>
</TR>
<TR>
<TD class="tr26 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td298"><P class="p301 ft2">instrument), eller där det genom förvaring eller på annat likvärdigt sätt</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td298"><P class="p301 ft2">har säkerställts att en sådan handling inte kommer i omlopp (immobili-</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td298"><P class="p301 ft2">serade instrument), framgår dispositionsrätten och andra rättigheter som</P></TD>
</TR>
<TR>
<TD rowspan=2 class="tr42 td121"><P class="p180 ft2">120</P></TD>
<TD class="tr27 td298"><P class="p301 ft2">är knutna till ett innehav av ett finansiellt instrument genom kontoföring.</P></TD>
</TR>
<TR>
<TD class="tr30 td298"><P class="p20 ft12"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_121">
<DIV>
<DIV id="id_1">
<P class="p157 ft4">Bestämmelser om kontoföring finns i lagen (1998:1479) om kontoföring av finansiella instrument (kontoföringslagen). Äganderätt och särskild rätt till kontoförda finansiella instrument registreras i avstämningsregister som förs av en central värdepappersförvarare (1 kap. 1 §).</P>
<P class="p117 ft2">I Sverige har endast Euroclear Sweden AB (tidigare VPC AB och Värdepapperscentralen AB) auktorisation som central värdepappers- förvarare. Euroclear Sweden AB har också tillstånd som clearing- organisation (se avsnitt 4.2.2). Kontoförande institut (bl.a. värdepap- persinstitut enligt definitionen i 1 kap. 5 § 27 lagen om värdepappers- marknaden) får under vissa förutsättningar vidta registreringsåtgärder i ett avstämningsregister (1 kap. 3 § och 3 kap. 2 § kontoföringslagen).</P>
<P class="p462 ft2">Bland de överlåtbara värdepapper som berörs av förordningen om värdepapperscentraler finns aktier och andra värdepapper som motsvarar andelar i aktiebolag m.m. samt depåbevis för aktier (artikel 2.1.35 i för- ordningen). Aktier är också i praktiken mycket vanligt förekommande bland de finansiella instrument som är föremål för kontoföring i Sverige. Det finns därför anledning att beröra regleringen av aktiebolag här i landet. Svenska aktiebolag regleras i aktiebolagslagen (2005:551). Även av aktiebolagslagen följer att aktier som huvudregel kan överlåtas fritt (4 kap. 7 §).</P>
<P class="p557 ft2">Ett svenskt aktiebolag ska ha ett aktiekapital bestämt i antingen svenska kronor eller i euro (1 kap. 4 § aktiebolagslagen). Ett aktiebolag kan vara ett privat aktiebolag eller ett publikt aktiebolag (1 kap. 2 § samma lag). I fråga om förordningen om värdepapperscentraler är det främst de publika aktiebolagen som är av intresse, eftersom aktier eller teckningsrätter i ett privat aktiebolag eller skuldebrev eller tecknings- optioner som ett sådant bolag har gett ut inte får bli föremål för handel på en reglerad marknad, en motsvarande marknad utanför Europeiska ekonomiska samarbetsområdet (EES) eller någon annan organiserad marknadsplats (1 kap. 8 § samma lag). Som huvudregel får inte heller ett privat aktiebolag genom annonsering eller på annat sätt försöka sprida sådana värdepapper till allmänheten (1 kap. 7 § samma lag). Som framgår av avsnitt 5 omfattar tillämpningsområdet för förordningen om värdepapperscentraler avveckling av samtliga finansiella instrument, medan reglerna om att värdepapper ska ha kontobaserad form och om att avveckling ska ske inom viss tid omfattar värdepapper som har tagits upp till handel på en reglerad marknad eller handlas på en annan handels- plats.</P>
<P class="p280 ft2">Ett avstämningsbolag är ett aktiebolag vars bolagsordning innehåller förbehåll om att bolagets aktier ska vara registrerade i ett avstämnings- register enligt kontoföringslagen (avstämningsförbehåll, se 1 kap. 10 § aktiebolagslagen). De aktiebolag som inte är avstämningsbolag kallas kupongbolag. För samtliga aktiebolag gäller att en aktiebok ska föras (5 kap. 1 §). Den ska innehålla uppgifter om aktier och aktieägare i syfte att ligga till grund för utövandet av aktieägares rättigheter mot bolaget och ge bolaget, aktieägare och andra underlag för att bedöma ägande- förhållandena i bolaget (5 kap. 1 §). Vem som är skyldig att föra aktie- boken och hur den ska föras varierar däremot beroende på om det rör sig om ett avstämningsbolag eller ett kupongbolag. För avstämningsbolag gäller, sedan ett avstämningsregister har upprättats, att den centrala värdepappersförvararen, efter avtal med bolaget, ansvarar för att föra och</P>
</DIV>
<DIV id="id_2">
<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">121</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_122">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p20 ft2">bevara aktieboken, pröva frågor om att föra in aktieägare i den m.m.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">(5 kap. 12 §). Som huvudregel ska den som har antecknats som aktie-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ägare på ett avstämningskonto enligt kontoföringslagen genast föras in i</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">aktieboken (5 kap. 13 §). För avstämningsbolag gäller således att inne-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">hållet i aktieboken ska spegla innehållet i avstämningsregistret. Inne-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">hållet i aktieboken skiljer sig åt mellan avstämningsbolag och kupong-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">bolag (5 kap. 5, 6 och 11 §§).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Närmare bestämmelser om avstämningsregister finns i kontoförings-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">lagen (se avsnitt 7). Sådana register består av avstämningskonton som</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">läggs upp för ägare av finansiella instrument som registreras enligt den</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">lagen (4 kap. 1 § första stycket). Ett avstämningsregister förs för varje</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">slag av finansiellt instrument. Aktier i ett avstämningsbolag ska vara</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">registrerade i avstämningsregister (4 kap. 2 §). Aktier i svenska bolag</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">som inte är avstämningsbolag får däremot inte registreras i ett sådant</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">register. Med aktier jämställs vissa andra rättigheter. På avstämnings-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">kontot ska bl.a. pantsättning och förekomst av annan särskild rätt</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">avseende det finansiella instrumentet anges (4 kap. 17 § 5). Innebörden</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">av att vara registrerad som innehavare (ägare) på ett avstämningskonto är</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">att innehavaren ska, med de begränsningar som framgår av kontot, anses</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">ha rätt att förfoga över det finansiella instrumentet (6 kap. 1 §). I konto-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">föringslagen finns även bestämmelser om rättsverkan av en registrering</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">av överlåtelse och pantsättning av finansiella instrument.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p60 ft2">Avstämningsregister består alltså av avstämningskonton för de olika</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ägarna av det aktuella slaget av finansiellt instrument. Beträffande</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">exempelvis ett svenskt aktiebolag som har 100 aktieägare finns det</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">således 100 avstämningskonton. Det ska också anges på ett avstämnings-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">konto hur många finansiella instrument som kontot omfattar. Det</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">innebär, i fråga om exemplet ovan, att även om de 100 aktieägarna äger</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">1 000 aktier var, finns det endast ett avstämningskonto per aktieägare i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">bolaget. Däremot kan givetvis var och en av dessa aktieägare äga t.ex.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">aktier i andra aktiebolag. I sådant fall antecknas detta på ett annat</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">avstämningskonto, nämligen aktieägarens avstämningskonto avseende</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">just det bolaget. Med andra ord kan en och samma fysiska eller juridiska</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">person ha ett stort antal avstämningskonton. I praktiken kan dock en</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">sådan person få en överblick över sitt sammantagna innehav genom den</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">kontoföringsstruktur som används av Euroclear Sweden AB. Detta bolag</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">använder sig nämligen av det s.k. <NOBR>VPC-systemet.</NOBR> I <NOBR>VPC-systemet</NOBR> samlas</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft31">innehavet på en kunds (kontohavares) samtliga avstämningskonton på ett</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">och samma värdepapperskonto <NOBR>(VP-konto).</NOBR> Beträffande <NOBR>VPC-systemet</NOBR></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">samt termen avstämningsregister respektive avstämningskonton, se även</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">figur 2 nedan.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Ett särskilt slag av avstämningskonton är det som kallas förvaltar-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">konton. Värdepappersinstitut och vissa andra juridiska personer får</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">medges rätt att registreras som förvaltare av ett visst finansiellt instru-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ment, i stället för att instrumentet registreras på ägarkonto (3 kap. 7 §</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">kontoföringslagen). Vid förvaltarregistrering framgår det således inte av</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">avstämningsregistret för vems räkning som det finansiella instrumentet</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">förvaltas. I stället anges på kontot att det finansiella instrumentet i fråga</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">förvaltas för annans räkning (3 kap. 9 § 2). Den för vars räkning de</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">finansiella instrumenten förvaltas har i sin tur ett konto eller en depå hos</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">122</P></TD>
<TD class="tr31 td169"><P class="p20 ft2">förvaltaren. Det kan exempelvis röra sig om att en privatperson som äger</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_123">
<DIV>
<DIV id="id_1">
<P class="p157 ft2">några aktier har en depå hos en bank. Om en aktieägare har lämnat sina aktier till någon annan för förvaring, dvs. om aktierna är förvaltar- registrerade enligt ovan, kan förvaltaren på aktieägarens uppdrag föras in i aktieboken i stället för aktieägaren under vissa förutsättningar (5 kap. 14 § aktiebolagslagen).</P>
<P class="p559 ft2">De finansiella instrument som kontoförs specificeras till antal och slag (4 kap. 17 § 3 och 18 § första stycket 2 kontoföringslagen). Det är däre- mot inte möjligt att särskilja två instrument av samma slag från varandra. Det innebär att instrument av samma slag är fungibel egendom på samma sätt som pengar. Vanligtvis avser också handeln med finansiella instru- ment fungibel egendom, dvs. de finansiella instrumenten är inte individ- uellt bestämda i parternas avtal (prop. 1997/98:160 s. 130). Så är dock inte fallet med t.ex. premieobligationer.</P>
<P class="p559 ft2">Den som är registrerad som ägare på ett avstämningskonto ska i regel anses ha rätt att förfoga över det finansiella instrumentet i fråga (6 kap. 1 § kontoföringslagen). En sådan registrering får även andra konsekven- ser, t.ex. att personen i fråga ska antas vara behörig att ta emot nya aktier vid s.k. fondemission, ta emot teckningsrätt i vissa fall, ta emot vinstutdelning m.m. (4 kap. 49 § aktiebolagslagen). För såväl ägarkonton som förvaltarkonton gäller att registreringsåtgärderna inte utgör bevis om ägande utan endast anger vem som ska anses (presumeras) ha rätt att förfoga över det finansiella instrumentet. Vid behov får äganderätts- frågan avgöras efter en rättslig prövning med åberopande av relevant bevisning.</P>
<P class="p307 ft4">Avstämningsregister förs med hjälp av automatiserad behandling, dvs. elektroniskt (4 kap. 1 § första stycket kontoföringslagen). Av den anledningen är aktierna i sådana bolag dematerialiserade eller, i vissa fall, immobiliserade (se ovan). Det innebär att en aktieägare inte har rätt att få ett aktiebrev utfärdat för hans eller hennes aktier (6 kap. 1 § aktiebolagslagen).</P>
</DIV>
<DIV id="id_2">
<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">123</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_124">
<DIV id="dimg1">
<INGENBILD zsrc="H30310124x1.jpg/" id="img1">
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<TR>
<TD class="tr28 td129"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr28 td132"><P class="p20 ft82">Figur 2.</P></TD>
<TD class="tr28 td289"><P class="p20 ft84">Översiktsbild av avstämningsregister enligt</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft85"> </P></TD>
<TD class="tr25 td132"><P class="p20 ft85"> </P></TD>
<TD class="tr25 td289"><P class="p20 ft82">kontoföringslagen och aktiebolagslagen</P></TD>
</TR>
</TABLE>
<P class="p560 ft2">124</P>
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<DIV id="page_125">
<DIV id="dimg1">
<INGENBILD zsrc="H30310125x1.jpg/" id="img1">
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<TR>
<TD class="tr2 td125"><P class="p20 ft82">Figur 3.</P></TD>
<TD class="tr2 td299"><P class="p20 ft82">Översiktsbild av Euroclear Sweden AB:s <NOBR>VPC-system</NOBR> samt</P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr25 td125"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td299"><P class="p20 ft82">termerna avstämningskonto och avstämningsregister</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p561 ft26"><SPAN class="ft26">4.3</SPAN><SPAN class="ft25">Emission av värdepapper</SPAN></P>
<P class="p562 ft2">Bestämmelser om utökning av aktiekapitalet finns i <NOBR>11–16</NOBR> kap. aktie- bolagslagen. Aktiekapitalet kan utökas genom antingen fondemission eller emission av nya aktier (nyemission alternativt inlösen av tidigare utgivna teckningsoptioner eller konvertibler, 11 kap. 1 § samma lag). I det förra fallet omvandlas i regel reserverade medel eller fritt eget kapital i balansräkningen till bundet eget kapital i form av aktiekapital (12 kap. 1 §). Någon kapitalanskaffning på marknaden äger inte rum. Det finns därför anledning att begränsa den följande framställningen till emission av nya aktier i avstämningsbolag som ska vara registrerade i ett avstäm- ningsregister i enlighet med 4 kap. 2 § första stycket kontoföringslagen.</P>
<P class="p373 ft2">En emission av nya aktier kan genomföras i ett steg, mot kontant betalning alternativt apportegendom (nyemission), eller i flera steg genom emission av teckningsoptioner som ger rätt att teckna nya aktier eller konvertibler (11 kap. 1 § aktiebolagslagen). Konvertibler är skuldebrev förenade med en rätt att konvertera skuldebrevet till nya aktier. Det slutliga resultatet blir i samtliga fall att aktiebolaget i fråga anskaffar nytt kapital genom emission av nya aktier. Vid nyemission av aktier har aktieägarna normalt företrädesrätt till nya aktier i proportion</P>
<P class="p172 ft2">till det antal aktier de redan äger. Motsvarande gäller för konvertibler.</P>
<P class="p99 ft2">125</P>
</DIV>
<DIV id="page_126">
<P class="p563 ft2">Prop. 2015/16:10 Om det i emissionsbeslutet anges ett visst belopp eller ett visst lägsta belopp för emissionens omfattning upphör beslutet att gälla om inte beloppet i fråga har tecknats. I ett sådant fall ska redan inbetalade belopp återbetalas. Det är en av flera anledningar till att involvera särskilda s.k. emissionsinstitut i samband med emissioner.</P>
<P class="p564 ft2">Euroclear Sweden AB har upprättat ett särskilt regelverk för emittenter och emissionsinstitut. Regelverket innehåller bl.a. ett krav om att emittenter ska anlita emissionsinstitut, i vart fall i samband med den initiala anslutningen av emittentens värdepapper och huvudsakligen i samband med frivilliga emissionshändelser (Euroclear Sweden AB, Regelverk för Emittenter och Emissionsinstitut, avsnitt 5.1).</P>
<P class="p564 ft2">Emissionsinstitutet, t.ex. en bank eller ett värdepappersbolag, ansvarar för att tillräcklig information registreras i avstämningsregistret, med beaktande av panthavares och andra rättighetshavares särskilda rätt till värdepapperen. Av detta skäl kräver regelverket för emittenter och emissionsinstitut att emissionsinstituten ska vara antagna som konto- förande institut med rätt att utföra registreringsåtgärder på avstämnings- konton. Det framgår bl.a. av definitionen av emissionsinstitut i avsnitt 1, samma regelverk.</P>
<P class="p564 ft2">Emissionsinstitut har även en ekonomisk funktion, genom att minska risker för s.k. moturval, dvs. risken att deltagande i nyemissioner ska visa sig vara systematiskt dåliga placeringar för investerarna. Detta motverkas genom att emissionsinstituten, till skillnad från emittenterna själva, är återkommande marknadsdeltagare.</P>
<P class="p564 ft2">Mot bakgrund av behovet att finna avsättning för emissioner som avser ett visst belopp eller ett visst lägsta belopp kan det finnas ett behov av garantier i vissa fall. En garanti att teckna belopp som motsvarar del av eller hela emissionen kan lämnas av emissionsinstitutet självt, av institu- tionella investerare som har ett intresse i aktien eller av en kombination av dessa alternativ. Normalt samordnas garantierna av emissionsinsti- tutet. Garantier som lämnas av ett emissionsinstitut är normalt förenade med en extra kostnad för emittenten.</P>
<P class="p565 ft2">Emission av räntebärande instrument omfattas av färre begränsningar i lag jämfört med emission av aktier. Dock ska upptagande av lån i vissa fall godkännas av bolagsstämman. Detta gäller om lånevillkoren är bero- ende av bolagets resultat eller utbetalade utdelningar. En central värde- pappersförvarare får registrera skuldförbindelser utgivna av ett avstäm- ningsbolag i ett avstämningsregister. Det regelverk som Euroclear Sweden AB har utformat för emittenter och emissionsinstitut gäller för kontoföring av finansiella instrument, vilket inkluderar räntebärande instrument.</P>
<P class="p566 ft72">4.4 Olika modeller för kontoföring och olika slag av centrala värdepappersförvarare</P>
<TABLE cellpadding=0 cellspacing=0 class="t90">
<TR>
<TD class="tr2 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td298"><P class="p301 ft2">Behovet av kontoföring är en direkt följd av besluten att dematerialisera</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td298"><P class="p301 ft2">(eller immobilisera) värdepapper (se ovan). De existerande modellerna</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td298"><P class="p301 ft2">för kontoföring har därför det gemensamt att rätten till ett värdepapper</P></TD>
</TR>
<TR>
<TD rowspan=2 class="tr35 td121"><P class="p180 ft2">126</P></TD>
<TD class="tr27 td298"><P class="p301 ft2">framgår genom registrering på ett konto och att detta konto förs av den</P></TD>
</TR>
<TR>
<TD class="tr51 td298"><P class="p20 ft80"> </P></TD>
</TR>
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</DIV>
<DIV id="page_127">
<DIV>
<DIV id="id_1">
<P class="p157 ft31">centrala värdepappersförvararen, på samma nivå som registrering av emissioner äger rum, dvs. på den högsta nivån. Med den högsta nivån avses den kontoföring som sker hos den centrala värdepappersförvararen, i motsats till sådana registreringar som vid förvaltarregistrering sker i en förvaltares eget system (se ovan). Det är en central uppgift för den centrala värdepappersförvararen att säkerställa en överensstämmelse mellan å ena sidan summan av krediteringar på avstämningskonton och å andra sidan emitterade volymer av samma värdepapper. Denna överens- stämmelse eller konsistens brukar benämnas emissionens integritet.</P>
<P class="p557 ft2">Enligt den globalt sett dominerande modellen för kontoföring är kontohavarna hos den centrala värdepappersförvararen begränsade till ett antal depåbanker som för investerarnas innehav av värdepapper på egna konton (i Sverige benämnt förvaltarregistrering, se ovan). Depåbankerna är i sin tur kontohavare i den centrala värdepappersförvararen, dvs. på den högsta nivån, där samma innehav av värdepapper förs på s.k. omnibuskonton. Med sådana konton menas att ett stort antal kunders värdepapper finns registrerade på ett och samma förvaltarkonto utan att de enskilda kundernas individuella innehav separeras från varandra.</P>
<P class="p567 ft2">Det svenska och nordiska systemet för kontoföring skiljer sig från den globalt sett dominerande modellen genom att tillåta, alternativt före- skriva, registrering av individuella innehav direkt i den centrala värde- pappersförvararens register. Det innebär att investerare erbjuds möjlig- heten av individuellt separerade konton på den högsta nivån, vilket inne- bär att en maximalt säker förvaring av värdepapper erbjuds till låg kost- nad. Det innebär å andra sidan att antalet konton hos den centrala värde- pappersförvararen blir mycket stort. Enligt uppgift från Euroclear Sweden AB uppgår antalet kontohavare på den högsta nivån till omkring 3,4 miljoner. Samtidigt uppgår antalet deltagare i avvecklingssystemet, med vilka Euroclear Sweden AB har kontraktuella relationer, till knappt 50.</P>
<P class="p568 ft2">Det är ett utmärkande drag för det svenska och nordiska systemet för kontoföring, som även tillämpas i vissa andra länder, t.ex. Grekland och Kina, att den centrala värdepappersförvararen inte ensam kan ansvara för kundrelationerna med de individuella kontohavarna. Detta ansvar delas i stället med kontoförande institut, vilka utses av den centrala värdepap- persförvararen. Som kontoförande institut får enligt svensk rätt utses bl.a. värdepappersbolag och kreditinstitut som har tillstånd att driva värdepap- persrörelse. Dessa är den typ av marknadsdeltagare som redan har den nödvändiga kundkontakten till följd av direktivet om marknader för finansiella instrument och Europaparlamentets och rådets direktiv 2005/60/EG av den 26 oktober 2005 om åtgärder för att förhindra att det finansiella systemet används för penningtvätt och finansiering av terrorism. För skada till följd av felaktiga registreringar av ett konto- förande institut svarar den centrala värdepappersförvararen solidariskt med det kontoförande institutet. Den centrala värdepappersförvararens ansvar är i ett sådant fall begränsat till fem miljoner kronor för varje skadefall (7 kap. 2 § kontoföringslagen).</P>
<P class="p569 ft4">Kontoföring av värdepapper på konton direkt hos den centrala värde- pappersförvararen lämpar sig för, i första hand, aktier och räntebärande instrument som förs på avstämningskonton, dvs. på den högsta nivån där registrering av emissioner äger rum. En sådan central värdepappers-</P>
</DIV>
<DIV id="id_2">
<P class="p570 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">127</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_128">
<P class="p563 ft4">Prop. 2015/16:10 förvarare som registrerar emissioner kan betecknas som en värdepappers- central för emittenter. Därmed blir investerarna kontohavare på samma nivå som där registrering av emissioner äger rum.</P>
<P class="p571 ft2">En central värdepappersförvarare kan vara kontohållare även för värdepapper som har emitterats genom en annan central värdepappers- förvarare på en annan marknad, i ett annat land. Det blir fallet om den förra centrala värdepappersförvararen upprättar en länk och blir deltagare i den senare centrala värdepappersförvararen, genom vilken en viss mängd av värdepapper förvaras av den förra centrala värdepappers- förvararen, vilken i just detta avseende kan betecknas som en värde- papperscentral för investerare.</P>
<P class="p572 ft2">En värdepapperscentral för investerare kommer att omfattas av samma harmoniserade regelverk som värdepapperscentraler för emittenter och kommer därför att erbjuda samma grad av säkerhet, inklusive möjlig- heten till individuellt separerade konton i förekommande fall. Emellertid sker registrering av individuella innehav, eller innehav som förs på omnibuskonton, inte på samma nivå som registreringen av emissioner äger rum. Skyldigheten att säkerställa emissionens integritet gäller emellertid i båda fallen. Det kan därför ifrågasättas om det är någon skillnad ur investerarens perspektiv mellan att vara kontohavare i den ena eller andra typen av värdepapperscentral.</P>
<P class="p565 ft2">Konkurrensförhållandena på marknaden för centrala kontoförings- tjänster kommer troligen att påverkas av ECB:s initiativ till en pan- europeisk plattform för avveckling av transaktioner med värdepapper, benämnd <NOBR>Target2-Securities</NOBR> (T2S), som togs i drift med fyra deltagande värdepapperscentraler i juni 2015. Plattformen innebär att deltagande centrala värdepappersförvarare (värdepapperscentraler) ska utkontraktera avvecklingsmomentet till T2S, samtidigt som kontoföringen sker i egna system. Utkontrakteringen kan förväntas medföra en kostnadspress för deltagande system genom tillkomsten av en ytterligare aktör som också är avgiftsfinansierad. Samtidigt är det ett uttalat mål för regleringen av värdepappersmarknaden, bl.a. när det gäller förordningen om värdepap- perscentraler, att undanröja nationella hinder för gränsöverskridande konkurrens. De samlade konsekvenserna för de hittills huvudsakligen nationella centrala värdepappersförvararna är svåra att bedöma.</P>
<TABLE cellpadding=0 cellspacing=0 class="t91">
<TR>
<TD class="tr53 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr53 td195"><P class="p471 ft26">4.5</P></TD>
<TD class="tr53 td147"><P class="p207 ft26">Regelverk på värdepappersmarknaden</P></TD>
</TR>
<TR>
<TD class="tr53 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr53 td195"><P class="p471 ft77">4.5.1</P></TD>
<TD class="tr53 td147"><P class="p207 ft77">Handel med finansiella instrument, clearing och</P></TD>
</TR>
<TR>
<TD class="tr28 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td195"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td147"><P class="p207 ft77">avveckling</P></TD>
</TR>
<TR>
<TD class="tr2 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td254"><P class="p471 ft2">Övergripande <NOBR>EU-regler</NOBR> om handel med finansiella instrument finns i</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td254"><P class="p471 ft2">MiFID II. Direktivet är en omarbetning av direktiv 2004/39/EG om</P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td254"><P class="p471 ft2">marknader för finansiella instrument (MiFID I). Det senare direktivet</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td254"><P class="p471 ft2">upphävs med verkan fr.o.m. den 3 januari 2017. MiFID II innehåller bl.a.</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td254"><P class="p471 ft2">regler avseende värdepappersföretag och reglerade marknader. Med en</P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td254"><P class="p471 ft2">reglerad marknad avses i korthet ett multilateralt system som drivs eller</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td254"><P class="p471 ft2">leds av en marknadsoperatör, vilket sammanför eller underlättar</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td254"><P class="p471 ft2">sammanförandet av flera tredjeparters köp- och säljintressen i finansiella</P></TD>
</TR>
<TR>
<TD class="tr27 td61"><P class="p17 ft2">128</P></TD>
<TD colspan=2 class="tr27 td254"><P class="p471 ft2">instrument m.m. så att det leder till ett kontrakt i fråga om finansiella</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_129">
<DIV>
<DIV id="id_1">
<P class="p157 ft4">instrument upptagna till handel enligt dess regler och/eller system (artikel 4.1.21 i MiFID II).</P>
<P class="p117 ft2">I Sverige finns tre reglerade marknader – Nasdaq Stockholm, NGM Equity (Nordic Growth Market, avseende aktier och andra delägarrätter) och NDX (Nordic Growth Market, avseende övriga finansiella instru- ment). Den förstnämnda reglerade marknaden drivs av Nasdaq OMX Stockholm AB och de båda övriga av Nordic Growth Market Aktiebolag (NGM). Uttrycket handelsplats används i MiFID II och i förordningen om värdepapperscentraler som ett samlingsuttryck för reglerade marknader, <NOBR>MTF-plattformar</NOBR> (multilaterala handelsplattformar) och <NOBR>OTF-plattformar</NOBR> (organiserade handelsplattformar) (artikel 4.1.24 i direktivet och artikel 2.1.42 i förordningen). Vissa av de upphävda reglerna i MiFID I ersätts av regler i MiFIR.</P>
<P class="p559 ft2">MiFID I har genomförts i svensk rätt i huvudsak genom lagen om värdepappersmarknaden. Den lagen innehåller bl.a. bestämmelser om värdepappersrörelse, börsverksamhet och clearingverksamhet. Regeringen gav en särskild utredare i uppdrag att bl.a. lämna förslag till hur MiFID II ska genomföras i svensk rätt (dir. 2013:55). Utredningen, som tog namnet 2013 års värdepappersmarknadsutredning, redovisade i januari 2015 sitt uppdrag i betänkandet Värdepappersmarknaden MiFID II och MiFIR (SOU 2015:2). Utredningens förslag innebär att det införs kompletterande bestämmelser i lagen om värdepappersmarknaden, samtidigt som bestämmelser som överlappar MiFIR upphävs (bl.a. gällande krav på transparens före och efter handel). De kompletterande bestämmelserna avser bl.a. tillståndskrav för datarapporteringstjänster, detaljerade bestämmelser för handeln på reglerade marknader, skärpta regler som syftar till ett förbättrat investerarskydd, inklusive regler om ersättningar till oberoende rådgivare från tredje part, och utvidgade befogenheter för den behöriga myndigheten (i Sverige Finansinspek- tionen). De kompletterande bestämmelserna ska med något undantag börja tillämpas fr.o.m. den 3 januari 2017. Vid samma tidpunkt blir bestämmelserna i MiFIR tillämpliga med vissa undantag.</P>
<P class="p573 ft2">Inom EU regleras frågor om clearing och avveckling i huvudsak dels i Europaparlamentets och rådets förordning om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister (se avsnitt 4.5.2), dels i det s.k. <NOBR>finality-direktivet</NOBR> (se vidare avsnitt 4.5.3). Vissa bestämmelser om clearing finns även i MiFID II och MiFIR. Nya regler om avveckling finns dessutom i förordningen om värdepapperscentraler (se avsnitt 5). Den förordningen gäller även kontoföring av finansiella instrument.</P>
<P class="p258 ft4">Det s.k. säkerhetsdirektivet, dvs. Europaparlamentets och rådets direktiv 2002/47/EG om ställande av finansiell säkerhet, reglerar frågor om avtal om finansiellt säkerställande och finansiella säkerheter som berör vissa parter. Det har en särskild betydelse beträffande säkerheter som ställs bl.a. vid penningpolitiska operationer, repor (återköpsavtal) och derivatexponeringar (se vidare prop. 2013/14:111 s. <NOBR>24–27).</NOBR></P>
</DIV>
<DIV id="id_2">
<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">129</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_130">
<TABLE cellpadding=0 cellspacing=0 class="t92">
<TR>
<TD class="tr39 td48"><P class="p20 ft2">Prop. 2015/16:10 <SPAN class="ft77">4.5.2</SPAN></P></TD>
<TD class="tr39 td256"><P class="p20 ft77">Förordningen om <NOBR>OTC-derivat,</NOBR> centrala</P></TD>
</TR>
<TR>
<TD class="tr28 td48"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td256"><P class="p20 ft77">motparter och transaktionsregister</P></TD>
</TR>
</TABLE>
<P class="p574 ft2">Genom förordningen om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister infördes regler för handeln med <NOBR>OTC-derivat.</NOBR> Sådana derivat är, som berörs i avsnitt 4.2.1, derivatkontrakt som handlas bilateralt mellan köpare och säljare vid sidan av reglerade marknader eller andra handelsplatser. Det innebär att information om deras villkor och innehåll i övrigt vanligtvis endast är tillgänglig för avtalsparterna. Bristande insyn i handeln med <NOBR>OTC-derivat</NOBR> och förekomsten av stora motpartsrisker som inte hade åtgärdats genom tillräckliga säkerheter, i kombination med en påtaglig koncentration av risker, anses ha bidragit till att förstärka finanskrisen och dess förlopp under hösten 2008 (se prop. 2012/13:72 s. 15). Kommissionen inledde därför under hösten 2008 ett arbete för att åtgärda de identifierade bristerna, vilket ledde till ett förslag till förordning om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister som lades fram i september 2010. I mars 2012 kom Europaparlamentet och rådet överens om ett kompromissförslag. Förordningen om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktions- register utfärdades i juli och trädde i kraft den 16 augusti 2012. I dagligt tal benämns förordningen ofta Emir, vilket är en förkortning av den engelska benämningen European market infrastructure regulation.</P>
<P class="p575 ft2">Förordningen om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktions- register syftar till minskade motpartsrisker och förbättrad genomlysning vid handel med derivatkontrakt. Förordningen innehåller bl.a. regler om obligatorisk clearing via central motpart av <NOBR>OTC-derivat</NOBR> som förklarats lämpliga för clearing, krav på säkerställande och vissa andra riskbegräns- ande tekniker i övriga fall, krav på rapportering av derivatkontrakt till transaktionsregister samt auktorisation av centrala motparter och registrering av transaktionsregister. Vilken funktion som centrala motparter fyller framgår av avsnitt 4.2.2. Vidare ger förordningen de nationella behöriga myndigheterna och Europeiska värdepappers- och marknadsmyndigheten (Esma) vissa befogenheter att vidta åtgärder. Med stöd av förordningen har kommissionen antagit flera delegerade förordningar och genomförandeförordningar som kompletterar den.</P>
<P class="p555 ft2">Med tanke på att förordningen innebär en skyldighet till central motpartsclearing i vissa fall, är det naturligt att den också reglerar centrala motparter i fråga om auktorisation, verksamhetsregler och tillsyn. Det gäller inte minst de centrala motparternas möjligheter att hantera riskerna i verksamheten, såsom kreditrisker, motpartsrisker, marknadsrisker, operativa risker, rättsliga risker och affärsrisker. I dessa avseenden är kapitalkraven av betydelse för de centrala motparternas motståndskraft för att täcka risker som inte motsvaras av specifika finansiella resurser (skäl 48). De centrala motparterna övertar risker som andra parter annars skulle utsättas för. De utsätter sig för risk i förhållande till clearingmedlemmarna. Även om clearingskyldigheten enligt förordningen är begränsad till <NOBR>OTC-derivat,</NOBR> gäller förordningens regler om centrala motparter generellt, oavsett om det är fråga om vissa typer av derivatkontrakt eller andra slags finansiella instrument (a. prop. s. 39 f.).</P>
<P class="p576 ft2">130</P>
</DIV>
<DIV id="page_131">
<P class="p577 ft4">Det är också viktigt att spridningsriskerna av en obeståndssituation Prop. 2015/16:10 minimeras (skäl 65). Därför innehåller förordningen krav på clearing-</P>
<P class="p578 ft2">medlemmarna (artikel 37). Av samma skäl finns också krav på åtgärder från den centrala motpartens sida, som kan tjäna som en buffert vid obestånd hos en clearingmedlem. Det gäller krav på marginalsäkerheter, obeståndsfond och andra finansiella resurser (artiklarna <NOBR>41–43).</NOBR> Sammantaget ska dessa resurser säkerställa att en central motpart kan motstå fallissemang för de två clearingmedlemmar mot vilka den centrala motparten har störst exponering (artikel 43.2). Om en clearingmedlem blir insolvent, ska den centrala motparten agera snabbt för att begränsa förluster och likviditetspåfrestningar (artikel 48.2).</P>
<P class="p579 ft2">För att bli clearingmedlem, och därigenom få en direkt avtalsrelation till den centrala motparten, krävs att företaget i fråga uppfyller tillträdeskrav som fastställs av den centrala motparten (artikel 37.1). Ett företag eller någon annan kan däremot – utan att uppfylla dessa krav – få tillgång till clearing via en central motpart genom att bli kund till en clearingmedlem. Den som i sin tur är kund till en sådan kund kallas indirekt kund. Den termen förekommer emellertid inte i förordningen. Termen förekommer däremot i en av de delegerade förordningar som kommissionen har antagit och som kompletterar förordningen, nämligen kommissionens delegerade förordning (EU) nr 149/2013. Att en indirekt kund clearar genom en clearingmedlem benämns indirekta clearing- arrangemang och regleras särskilt i förordningen om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister (artikel 4.3 andra stycket).</P>
<P class="p580 ft2">Den 1 juni 2013 trädde en ny lag i kraft, lagen (2013:287) med kompletterande bestämmelser till EU:s förordning om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister. Samma dag upphörde en bestämmelse i lagen om värdepappersmarknaden som tidigare reglerade centrala motparter att gälla (20 kap. 5 §). Den nya lagen syftar till att anpassa svensk rätt till förordningen (a. prop. s. 21). I lagen finns bestämmelser om tillsyn och sanktioner. Med anledning av förordningen gjordes även vissa ändringar i bestämmelserna om clearingverksamhet i lagen om värdepappersmarknaden.</P>
<P class="p581 ft4">Den 1 augusti 2014 trädde vissa lagändringar i kraft (SFS 2014:478, 2014:482, 2014:483 och 2014:513). De syftar dels till att undanröja eventuella konflikter eller oklarheter mellan förordningen om OTC- derivat, centrala motparter och transaktionsregister och svensk rätt, dels till att förordningen ska få avsedd effekt (prop. 2013/14:111 s. <NOBR>30–33).</NOBR></P>
<TABLE cellpadding=0 cellspacing=0 class="t93">
<TR>
<TD class="tr1 td136"><P class="p20 ft77">4.5.3</P></TD>
<TD class="tr1 td300"><P class="p60 ft77"><NOBR>Finality-direktivet</NOBR></P></TD>
<TD class="tr1 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr2 td297"><P class="p20 ft2">Europaparlamentets och rådets direktiv 98/26/EG av den 19 maj 1998</P></TD>
<TD class="tr2 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td297"><P class="p20 ft2">om slutgiltig avveckling i system för överföring av betalningar och</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td297"><P class="p20 ft2">värdepapper <NOBR>(finality-direktivet)</NOBR> syftar till att förhindra eller minimera</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td297"><P class="p20 ft2">rättsliga risker vid avveckling av förpliktelser på finansmarknaden. De</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td297"><P class="p20 ft2">rättsliga riskerna hänför sig främst till frågan om ett visst förfarande eller</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td297"><P class="p20 ft2">ett visst avtal är giltigt enligt den tillämpliga nationella rätten. Den frågan</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td297"><P class="p20 ft2">är av intresse vid sådana störningar som kan uppkomma till följd av att</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td297"><P class="p20 ft2">insolvensförfaranden inleds avseende en deltagare i ett avvecklings-</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td136"><P class="p20 ft2">system.</P></TD>
<TD class="tr31 td300"><P class="p20 ft2">Framför allt handlar det om att minska riskerna för en</P></TD>
<TD rowspan=2 class="tr35 td79"><P class="p17 ft2">131</P></TD>
</TR>
<TR>
<TD class="tr52 td136"><P class="p20 ft81"> </P></TD>
<TD class="tr52 td300"><P class="p20 ft81"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_132">
<P class="p551 ft4">Prop. 2015/16:10 dominoeffekt som innebär att problem hos en deltagare sprider sig till andra deltagare och därigenom orsakar risker för den finansiella stabiliteten.</P>
<P class="p582 ft2">Med insolvensförfaranden avses i svensk rätt konkurs och företags- rekonstruktion. De rättsliga riskerna har således ett samband med kredit- och motpartsrisker, eftersom ett insolvensförfarande förutsätter att gäldenären i fråga är insolvent eller i vart fall har betalningssvårigheter. Enligt svensk rätt kan företagsrekonstruktion inte komma i fråga för clearingorganisationer, banker, försäkringsföretag och värdepappers- bolag m.fl. Genom att förhindra eller minimera de rättsliga riskerna ska <NOBR>finality-direktivet</NOBR> bidra till säkerhet och stabilitet på finansmarknaden. Därigenom förenklas inte minst den gränsöverskridande handeln med finansiella instrument och valuta. Vidare underlättas gränsöverskridande betalningar i samband med sådan handel eller för andra syften.</P>
<P class="p583 ft2">Det finansiella systemets funktion och stabilitet kräver att överförings- uppdrag avseende betalningar och värdepapper samt nettningar blir bestående, även i en situation där en deltagare blir insolvent. Finality- direktivet innehåller därför ett skydd för överföringsuppdrag och nettningar inom finansiella avvecklingssystem (i direktivet benämnt system). Överföringsuppdrag och nettningar ska under vissa förutsätt- ningar gälla även i förhållande till tredje man, dvs. i sakrättsligt hänseende, även om ett insolvensförfarande inleds mot en deltagare (artikel 3). Överföringsuppdrag inom ett avvecklingssystem får vidare inte återkallas efter den tidpunkt som anges i reglerna för systemet (artikel 5). I fråga om insolvensförfaranden föreskrivs bl.a. att de inte får ha retroaktiv verkan (artikel 7). Genom direktivet förhindras samman- taget att medlemsstaternas insolvensrättsliga regelverk får genomslag inom det område som direktivet reglerar, dvs. inom avvecklingssystemet.</P>
<P class="p583 ft2">Vid sidan av dess betydelse avseende avvecklingssystem är finality- direktivet även tillämpligt då säkerheter ställs till förmån för ECB eller medlemsstaternas centralbanker inom ramen för deras funktion som centralbanker, inklusive penningpolitiska transaktioner (artikel 1 c andra strecksatsen, se även prop. 1999/2000:18 s. 26 f.). Dessa regler i direktivet syftar till att underlätta genomförandet av den ekonomiska och monetära unionen (skäl 10).</P>
<P class="p546 ft2"><NOBR>Finality-direktivet</NOBR> har genomförts i svensk rätt i huvudsak genom lagen (1999:1309) om system för avveckling av förpliktelser på finans- marknaden (avvecklingslagen). Genom förordningen om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister gjordes en ändring i direk- tivet. Ändringen har genomförts i såväl avvecklingslagen som lagen (1991:980) om handel med finansiella instrument (prop. 2013/14:111 s. <NOBR>87–95).</NOBR></P>
<P class="p584 ft2">132</P>
</DIV>
<DIV id="page_133">
<DIV id="dimg1">
<INGENBILD zsrc="H30310133x1.jpg/" id="img1">
</DIV>
<TABLE cellpadding=0 cellspacing=0 class="t89">
<TR>
<TD class="tr2 td125"><P class="p20 ft82">Figur 4.</P></TD>
<TD class="tr2 td299"><P class="p20 ft82">Översiktsbild av delar av regleringen av</P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr32 td125"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td299"><P class="p20 ft86">värdepappersmarknaden på <NOBR>EU-nivå</NOBR></P></TD>
<TD class="tr32 td47"><P class="p20 ft14"> </P></TD>
</TR>
<TR>
<TD class="tr27 td125"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td299"><P class="p20 ft84">I förekommande fall anges inom parentes den lag genom vilken</P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr54 td125"><P class="p20 ft87"> </P></TD>
<TD class="tr54 td299"><P class="p20 ft88">ett direktiv i huvudsak har genomförts i svensk rätt, alternativt</P></TD>
<TD class="tr54 td47"><P class="p20 ft87"> </P></TD>
</TR>
<TR>
<TD class="tr32 td125"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td299"><P class="p20 ft84">den lag som kompletterar en viss förordning.</P></TD>
<TD class="tr32 td47"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p585 ft1">5 Förordningen om värdepapperscentraler</P>
<P class="p586 ft26"><SPAN class="ft26">5.1</SPAN><SPAN class="ft25">Bakgrund och syfte</SPAN></P>
<P class="p562 ft2">På senare år har flera förslag till <NOBR>EU-rättsakter</NOBR> som avser finansiell infrastruktur lagts fram. Den 2 december 2008 antog rådet slutsatser av innebörden att säkerheten och sundheten i avvecklingssystem för värde- papper skulle stärkas och att de rättsliga hindren beträffande infrastruk- turen efter handel mellan medlemsstaterna inom EU skulle minskas.</P>
<P class="p83 ft2">Den 20 oktober 2010 begärde rådet för finansiell stabilitet (Financial Stability Board, FSB) att en översyn skulle göras avseende internatio- nella standarder för finansiell infrastruktur. I april 2012 antog en kommitté inom Banken för internationell betalningsutjämning (Bank for International Settlements, BIS) och Internationella organisationen för värdepapperstillsyn (International Organization of Securities Commis- sions, IOSCO) globala principer för finansmarknadsinfrastruktur. Förordningen om värdepapperscentraler är avsedd att överensstämma med dessa standarder (skäl 6 till förordningen).</P>
<P class="p173 ft2">Ett förslag till förordning om förbättrad värdepappersavveckling och om värdepapperscentraler lades fram i mars 2012. Efter förhandlingar inom Europaparlamentet respektive rådet och mellan dessa institutioner antogs förordningen den 23 juli 2014. Förordningen trädde i kraft den 17 september 2014.</P>
<P class="p192 ft4">Förordningens övergripande syfte är att främja en säker, effektiv och smidig värdepappersavveckling (artikel 1). I förordningen anges också</P>
<P class="p172 ft89">att dess huvudsyfte är att införa ett antal rättsliga skyldigheter för</P>
<P class="p163 ft2">133</P>
</DIV>
<DIV id="page_134">
<P class="p551 ft2">Prop. 2015/16:10 marknadsoperatörer, bl.a. när det gäller att registrera alla överlåtbara värdepapper i kontobaserad form hos en värdepapperscentral om dessa värdepapper handlas på handelsplatser som omfattas av MiFID II och MiFIR eller ställs som säkerhet enligt säkerhetsdirektivet (skäl 20). Ytterligare en sådan skyldighet är kravet för transaktioner med samma slags värdepapper att förpliktelserna ska avvecklas senast den andra bankdagen efter handeln (T+2, se avsnitt 4.2.4). Med handelsplats avses detsamma som i MiFID II (artikel 4.1.24 i det direktivet, se även avsnitt 4.5.1).</P>
<P class="p495 ft2">Kravet på registrering av värdepapper i kontobaserad form syftar till att effektivisera avvecklingen och säkerställa integriteten i en värdepappers- emission (skäl 11). Med tanke på kravet på registrering av värdepapper i kontobaserad form och det förhållandet att värdepapperscentraler är ansvariga för driften av avvecklingssystem för värdepapper, är det enligt förordningen av största vikt att säkerställa att alla värdepapperscentraler är säkra och sunda. Med hänsyn till att förordningen inför ett antal krav på marknadsdeltagarna och med hänsyn till att värdepapperscentraler ansvarar för driften av avvecklingssystem för värdepapper, inklusive främjandet av punktlig avveckling, är det enligt förordningen nödvändigt att i en och samma rättsakt även uppställa enhetliga och direkt tillämpliga regler för auktorisation av och kontinuerlig tillsyn över värdepappers- centraler (skäl 20).</P>
<P class="p583 ft2">Förordningen syftar också till att undanröja de nuvarande hindren för en gränsöverskridande avveckling och därigenom åstadkomma en integrerad marknad för avveckling av värdepapper, utan åtskillnad mellan nationella och gränsöverskridande värdepapperstransaktioner (skälen 4 och 21). Genom konkurrens mellan värdepapperscentraler ska marknadsdeltagare ges möjlighet att välja leverantör och minska beroendet av någon enskild infrastrukturleverantör.</P>
<P class="p546 ft2">En harmoniserad marknad för avvecklingstjänster innebär i sin tur att det enligt det som anges i förordningen finns skäl att fastställa befogen- heterna för tillsynsmyndigheterna. Det bör enligt förordningen finnas starka tillsyns- och sanktionssystem som bl.a. innebär att tillsynsmyn- digheterna har tillgång till avskräckande sanktionsordningar (skäl 61).</P>
<P class="p587 ft26"><SPAN class="ft24">5.2</SPAN><SPAN class="ft25">Innehåll, tillämpningsområde och definitioner</SPAN></P>
<P class="p588 ft4">Förordningen om värdepapperscentraler är uppdelad i sex avdelningar. Till förordningen finns en bilaga med tre avsnitt.</P>
<P class="p492 ft2">Förordningen innehåller dels enhetliga krav för avvecklingen av finansiella instrument i unionen, dels regler för värdepapperscentralers organisation och uppträdande (artikel 1). Förordningen är tillämplig på avveckling av alla finansiella instrument och på verksamheten hos värdepapperscentraler. Motsatsvis är förordningen således inte tillämplig på avveckling av betalningar som inte är hänförliga till finansiella instrument. I Sverige gäller det t.ex. Bankgirocentralens verksamhet.</P>
<P class="p502 ft4">En värdepapperscentral definieras som en juridisk person som dels driver ett avvecklingssystem för värdepapper, dels tillhandahåller minst</P>
<P class="p589 ft2">ytterligare en huvudtjänst enligt avsnitt A i bilagan till förordningen</P>
<P class="p16 ft2">134</P>
</DIV>
<DIV id="page_135">
<P class="p284 ft4">(artikel 2.1.1). Med ett sådant avvecklingssystem avses i huvudsak Prop. 2015/16:10 detsamma som i artikel 2 a i <NOBR>finality-direktivet</NOBR> (artikel 2.1.10). Det anges</P>
<P class="p114 ft2">dock särskilt att verksamheten ska bestå i utförandet av överförings- uppdrag avseende värdepapper och att sådana avvecklingssystem som drivs av en central motpart inte avses (se avsnitt 6.2).</P>
<P class="p192 ft2">Det kan således konstateras att definitionen av uttrycket värdepappers- central är kopplad till driften av ett avvecklingssystem enligt finality- direktivet. Det direktivet gäller avvecklingssystemet som sådant, medan förevarande förordning reglerar värdepapperscentralens hela verksamhet. Medlemsstaterna är enligt förordningen skyldiga att utse och anmäla det avvecklingssystem som drivs av en viss värdepapperscentral enligt ett visst förfarande som anges i <NOBR>finality-direktivet</NOBR> (artikel 39.1 i förord- ningen).</P>
<P class="p590 ft72"><SPAN class="ft26">5.3</SPAN><SPAN class="ft90">Krav på kontobaserad form, avvecklingsdag och avvecklingsdisciplin</SPAN></P>
<P class="p591 ft2">Genom förordningen om värdepapperscentraler införs ett krav på att alla emittenter som är etablerade inom EU och som emitterar eller har emitterat överlåtbara värdepapper som har tagits upp till handel eller handlas på en handelsplats ska se till att dessa värdepapper presenteras i kontobaserad form (artikel 3.1). Med handelsplats menas detsamma som i artikel 4.1.24 i MiFID II, dvs. en reglerad marknad, <NOBR>MTF-plattform</NOBR> eller <NOBR>OTF-plattform.</NOBR> Registrering i kontobaserad form kan ske antingen genom immobilisering eller efter en direkt emission i dematerialiserad form (se avsnitt 4.2.5). En övergångsbestämmelse gäller dock för det nya kravet – först fr.o.m. den 1 januari 2023 ska kravet tillämpas på överlåt- bara värdepapper som har utfärdats efter detta datum och fr.o.m. den 1 januari 2025 ska det tillämpas på alla överlåtbara värdepapper (artikel 76.2).</P>
<P class="p592 ft2">Oavsett var någonstans emittenten i fråga är etablerad och oavsett om det rör sig om en nyemission eller inte, gäller att värdepapper som är föremål för transaktioner på en handelsplats ska vara registrerade i kontobaserad form hos en värdepapperscentral, på eller före den avsedda avvecklingsdagen (artikel 3.2). Vidare gäller ett krav på registrering i kontobaserad form beträffande värdepapper som ”överförs” till följd av ett avtal om finansiellt säkerställande enligt artikel 2.1 a i säkerhets- direktivet. Med ett sådant avtal avses i huvudsak de svenska rätts- figurerna pantavtal och säkerhetsöverlåtelse (prop. 2013/14:111 s. 25 f. med där angivna hänvisningar).</P>
<P class="p373 ft2">Förordningen innehåller ett krav på att transaktioner avseende över- låtbara värdepapper, penningmarknadsinstrument, andelar i företag för kollektiva investeringar och utsläppsrätter ska avvecklas senast två dagar efter handeln (artikel 5). Det rör sig således om ett krav på avveckling T+2 (se avsnitt 4.2.4). Det finns vissa undantag från detta krav. Med anledning av kravet införs även nya regler om avvecklingsdisciplin, dvs. krav som syftar till att avvecklingen ska ske i tid (artiklarna 6 och 7). En särskild regel finns för företag som internaliserar en avveckling, dvs.</P>
<P class="p172 ft15">värdepappersbolag eller kreditinstitut som avvecklar värdepapper för</P>
<P class="p163 ft2">135</P>
</DIV>
<DIV id="page_136">
<P class="p535 ft4">Prop. 2015/16:10 egen eller andras räkning vid sidan av ett anmält avvecklingssystem för värdepapper (artiklarna 2.1.11 och 9).</P>
<P class="p502 ft4">Artiklarna 4 och 8 innehåller regler om behöriga myndigheter för till- synen av kraven i artikel 3 om att värdepapper ska registreras i konto- baserad form, respektive artiklarna 6 och 7 om avvecklingsdisciplin.</P>
<P class="p593 ft72"><SPAN class="ft24">5.4</SPAN><SPAN class="ft90">Auktorisation av och tillsyn över värdepapperscentraler</SPAN></P>
<P class="p594 ft2">Enligt förordningen om värdepapperscentraler ska en värdepappers- central vara auktoriserad och stå under tillsyn av den behöriga myndig- heten i sin hemmedlemsstat (artikel 10). Värdepapperscentralerna ska ansöka om auktorisation inom sex månader från den dag då samtliga av vissa särskilt angivna s.k. tekniska standarder har trätt i kraft (artikel 69.2, se även avsnitt 5.10). Den behöriga myndigheten ska utses av respektive medlemsstat (artikel 11). Utöver den behöriga myndigheten ska vissa andra relevanta myndigheter medverka vid auktorisation av en värdepapperscentral (artikel 12). I förordningen finns flera regler om vilka krav i förordningen som den behöriga myndighetens tillsyn ska omfatta. Det finns också krav på att den behöriga myndigheten bl.a. genomför en återkommande översyn och utvärdering av en värdepap- perscentral inom ett visst tidsintervall (artikel 22) och samarbetar med andra myndigheter på visst sätt (artiklarna 14 och 24). Behöriga och relevanta myndigheter samt Europeiska värdepappers- och marknads- myndigheten (Esma) ska utbyta information, inklusive i en krissituation. I det senare fallet ska informationsutbytet även omfatta Europeiska systemrisknämnden (artiklarna 13 och 15).</P>
<P class="p555 ft2">Frågan om hos vilken behörig myndighet som en juridisk person ska ansöka om auktorisation avgörs med ledning av var personen i fråga är etablerad (artikel 16.1). Närmare regler om auktorisation m.m. finns i artiklarna <NOBR>17–20.</NOBR> Auktorisationen innebär bl.a. att en värdepappers- central får tillhandahålla sina tjänster i andra medlemsstater än den medlemsstat i vilken den är etablerad. Esma ska upprätthålla ett register över värdepapperscentraler, bl.a. gällande tjänster för vilka de har auktoriserats (artikel 21). För tillhandahållande av huvudtjänster och inrättandet av en filial gäller särskilda villkor (artikel 23). Värdepappers- centraler från tredjeland får också tillhandahålla tjänster inom EU med särskilda villkor för huvudtjänster och inrättandet av en filial (artikel 25).</P>
<P class="p555 ft2">Värdepapperscentraler som har auktorisation enligt förordningen (artikel 16.1) undantas från krav på tillstånd enligt MiFID II (se avsnitt 4.5.1) om de tillhandahåller tjänster som uttryckligen anges i avsnitten A och B i bilagan till förordningen (artikel 73). Klargörandet har samband med ett undantag för tillhandahållande och förande av värdepappers- konton på den högsta nivån (central kontoföringstjänst) från definitionen av en sidotjänst i MiFID II (artikel 71.3). Motsatsvis ska en värdepap- perscentral som tillhandahåller investeringstjänster enligt MiFID II, utöver de som anges i avsnitten A och B i bilagan till förordningen, omfattas av reglerna i MiFID II (med vissa undantag) och MiFIR.</P>
<P class="p348 ft2">136</P>
</DIV>
<DIV id="page_137">
<P class="p151 ft4">Medlemsstaterna ska fastställa regler om administrativa sanktioner och Prop. 2015/16:10 säkerställa att de behöriga myndigheterna får påföra sådana sanktioner</P>
<P class="p595 ft2">och besluta om andra åtgärder vid överträdelse av förordningen (artikel 61). Beslut om administrativa sanktioner ska offentliggöras (artikel 62). Det finns dock ett krav i förordningen om att den behöriga myndigheten, i fråga om vissa slags överträdelser, ska var behörig att åtminstone besluta om vissa särskilt angivna sanktioner (artikel 63). Vidare finns det ett krav på att de behöriga myndigheterna ”om lämpligt” ska beakta vissa särskilt angivna omständigheter när de i ett enskilt fall beslutar om sanktioner (artikel 64). De behöriga myndigheterna ska inrätta effektiva mekanismer som uppmuntrar till rapportering av överträdelser av förordningen (artikel 65). Slutligen ska det finnas en rätt att överklaga beslut och åtgärder enligt förordningen till domstol (artikel 66).</P>
<P class="p466 ft26"><SPAN class="ft26">5.5</SPAN><SPAN class="ft25">Krav på värdepapperscentraler</SPAN></P>
<P class="p562 ft2">Genom förordningen om värdepapperscentraler införs ett antal rörelse- regler för värdepapperscentraler. Vissa av reglerna tar sikte på värdepap- perscentralernas interna organisation och administration (artiklarna 26– 29). Det finns också en särskild regel som begränsar möjligheterna till utkontraktering (outsourcing), dvs. möjligheterna att låta en tredje part utföra tjänster eller verksamheter för en värdepapperscentrals räkning (artikel 30). Utan hinder av regeln om utkontraktering får dock en värde- papperscentral låta en annan person än värdepapperscentralen ansvara för att utföra registreringar på värdepapperskonton som upprätthålls av värdepapperscentralen, om så krävs enligt nationell rätt (artikel 31). Denna regel, som berör kontoförande institut enligt svensk rätt, be- handlas närmare i avsnitt 10.</P>
<P class="p373 ft4">I förordningen finns även uppföranderegler (artiklarna <NOBR>32–35).</NOBR> Dessa regler innehåller bl.a. villkor för deltagare i avvecklingssystemet.</P>
<P class="p83 ft2">Vissa särskilda rörelseregler i förordningen benämns stabilitetskrav och tar bl.a. sikte på de risker som värdepapperscentralernas verksamhet är utsatt för. En värdepapperscentral är skyldig att ha ett sunt riskhante- ringsramverk för att hantera dessa risker (artiklarna <NOBR>42–45).</NOBR> Bland stabilitetskraven finns också krav på att värdepapperscentraler ska för- vara sina finansiella tillgångar hos centralbanker, auktoriserade kredit- institut eller auktoriserade värdepapperscentraler (artikel 46). Därutöver finns även kapitalkrav för värdepapperscentraler (artikel 47).</P>
<P class="p596 ft26"><SPAN class="ft26">5.6</SPAN><SPAN class="ft25">Krav på värdepapperscentralernas tjänster</SPAN></P>
<P class="p562 ft2">Genom förordningen om värdepapperscentraler införs nya krav avseende de tjänster som värdepapperscentraler tillhandahåller (artiklarna <NOBR>36–41).</NOBR> I allmänhet berör dessa krav vilka regelverk och förfaranden som värdepapperscentralerna ska ha, respektive vidta, i syfte att säkerställa att de aktuella tjänsterna lever upp till vissa målsättningar. Det handlar bl.a. om att säkerställa integriteten i värdepappersemissioner samt minska och</P>
<P class="p172 ft2">hantera de risker som är förknippade med förvaring och avveckling av</P>
<P class="p597 ft2">137</P>
</DIV>
<DIV id="page_138">
<P class="p551 ft2">Prop. 2015/16:10 transaktioner med värdepapper (artikel 36). Kravet på att upprätthålla emissionens integritet preciseras på så sätt att värdepapperscentralen ska säkerställa att antalet värdepapper i en emission överensstämmer med antalet värdepapper som har registrerats på värdepapperskonton (artikel 37). Det anges särskilt att övertrassering av värdepapper m.m. inte ska vara tillåtet i ett avvecklingssystem som drivs av en värdepapperscentral.</P>
<P class="p583 ft2">Förordningen innehåller ett krav på att värdepapperskonton för olika deltagare – och vissa fall även deltagarnas kunder – ska kunna separeras från varandra (artikel 38). Även i övrigt ska värdepapperscentralerna se till att avvecklingssystemet erbjuder ett tillfredsställande skydd och att överföringsuppdragen blir oåterkalleliga vid en viss tidpunkt (artikel 39). De ska bl.a. ha regler och förfaranden för att begränsa effekterna av obestånd hos deltagare (artikel 41). När avveckling av värdepappers- transaktioner sker mot kontanta medel, ska den ske på basis av leverans mot betalning (artiklarna 2.1.27 och 39.7). I första hand ska kontant- avveckling ske via centralbankskonton (artikel 40).</P>
<P class="p598 ft26"><SPAN class="ft24">5.7</SPAN><SPAN class="ft25">Länkar mellan värdepapperscentraler</SPAN></P>
<P class="p588 ft2">Förordningen om värdepapperscentraler innehåller en rad regler an- gående länkar mellan värdepapperscentraler. Med en sådan länk avses ett arrangemang som innebär att en värdepapperscentral blir deltagare i en annan värdepapperscentrals avvecklingssystem för värdepapper, i syfte att underlätta överföring av värdepapper från deltagarna i den sistnämnda värdepapperscentralen till deltagarna i den förstnämnda värdepappers- centralen (artikel 2.1.29). Det kan också röra sig om att en värdepappers- central får indirekt tillträde till en annan värdepapperscentral via en mellanhand. Av definitionen av uttrycket länkar mellan värdepappers- centraler följer att standardiserade, anpassade och indirekta länkar samt samverkande länkar (länkar för driftskompabilitet) omfattas.</P>
<P class="p555 ft2">Bland reglerna om länkar mellan värdepapperscentraler finns krav avseende riskhantering, auktorisation, skydd för deltagare, rätt till tillträde m.m. (artiklarna 48 och <NOBR>50–52).</NOBR> Det finns även bestämmelser om rätt till ömsesidigt tillträde mellan en värdepapperscentral å ena sidan och en central motpart och en handelsplats å andra sidan (artikel 53).</P>
<P class="p587 ft26"><SPAN class="ft24">5.8</SPAN><SPAN class="ft25">Emittenters tillträde till värdepapperscentraler</SPAN></P>
<P class="p588 ft2">Förordningen om värdepapperscentraler innehåller en ny regel av innebörden att en emittent ska ha rätt att låta värdepapper som har tagits upp till handel på reglerade marknader eller <NOBR>MTF-plattformar</NOBR> eller som handlas på handelsplatser att registreras hos vilken värdepapperscentral som helst i en medlemsstat (artikel 49). Det gäller under förutsättning av värdepapperscentralens acceptans. En begäran får avböjas endast på grundval av en genomgripande riskbedömning eller med hänvisning till de åtgärder som värdepapperscentralen skulle behöva vidta för att möjliggöra användarnas efterlevnad av bolagsrätten eller annan liknande</P>
<P class="p599 ft2">nationell rätt som, enligt förordningen, ska fortsätta att tillämpas.</P>
<P class="p600 ft2">138</P>
</DIV>
<DIV id="page_139">
<TABLE cellpadding=0 cellspacing=0 class="t78">
<TR>
<TD class="tr42 td98"><P class="p203 ft26">5.9</P></TD>
<TD class="tr42 td23"><P class="p18 ft26">Anknutna banktjänster</P></TD>
<TD class="tr42 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
</TABLE>
<P class="p601 ft4">Enligt förordningen om värdepapperscentraler får en värdepapperscentral inte tillhandahålla s.k. anknutna banktjänster enligt avsnitt C i bilagan till förordningen såvida den inte har beviljats en särskild auktorisation för det ändamålet (artikel 54). Det finns särskilda regler om prövningen av en ansökan om sådan auktorisation, om återkallelse av auktorisationen, stabilitetskrav m.m. (artiklarna <NOBR>55–60).</NOBR></P>
<P class="p602 ft67">5.10 Motsvarande regler i förordningen om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister</P>
<TABLE cellpadding=0 cellspacing=0 class="t94">
<TR>
<TD class="tr2 td297"><P class="p20 ft2">Harmoniserade regler för auktorisation av och tillsyn över centrala</P></TD>
<TD class="tr2 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">motparter infördes, som berörs i avsnitt 4.5.2, genom förordningen om</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2"><NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister. Dessa regler</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">motsvarar i viss mån det som anges om värdepapperscentraler i förord-</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">ningen om värdepapperscentraler.</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p60 ft2">Även centrala motparter auktoriseras av den behöriga myndigheten i</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">hemmedlemsstaten (artikel 22 i förordningen om <NOBR>OTC-derivat,</NOBR> centrala</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">motparter och transaktionsregister). Medan förordningen om värdepap-</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">perscentraler pekar ut en krets av relevanta myndigheter som ska delta i</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">auktorisationen i vissa fall (artikel 12), föreskriver förordningen om</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2"><NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister att tillsynskol-</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">legier med bredare representation ska delta i auktorisationen av en</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">central motpart (artiklarna 18 och 19 i förordningen om <NOBR>OTC-derivat,</NOBR></P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">centrala motparter och transaktionsregister). I båda förordningarna finns</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">det regler om informationsutbyte och samarbete mellan myndigheter,</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">inklusive i en krissituation. Behöriga myndigheter ska vid utövandet av</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">sina uppgifter vederbörligen beakta beslutens potentiella effekter i övriga</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">berörda medlemsstater, särskilt i en krissituation (artiklarna <NOBR>13–15</NOBR> i</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">förordningen om värdepapperscentraler respektive artiklarna 23, 24 och</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">84 i förordningen om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktions-</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">register).</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p60 ft2">De organisatoriska kraven innebär bl.a. att företagsledningen ska ha</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">tillräcklig erfarenhet och att aktieägarna ska vara lämpliga mot bakgrund</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">av behoven av en sund och ansvarsfull ledning (artikel 27 i förordningen</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">om värdepapperscentraler respektive artiklarna 27 och 30 i förordningen</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister). I båda</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">fallen finns det bestämmelser om inrättandet av en rådgivande användar-</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">kommitté, som i fallet med centrala motparter benämns riskkommitté</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">(artikel 28 i båda förordningarna).</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p60 ft2">Uppförandereglerna innehåller krav på deltagare och bestämmelser om</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">öppenhet gällande priser och avgifter. I båda fallen ska öppna, objektiva</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">och <NOBR>icke-diskriminerande</NOBR> kriterier för deltagande fastställas av värdepap-</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">perscentralen respektive den centrala motparten. I det senare fallet anges</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">särskilt att deltagaren ska ha tillräckliga finansiella resurser och operativ</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">förmåga för att fullgöra skyldigheterna som deltagare i en central motpart</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td297"><P class="p20 ft2">(artiklarna 33 och 34 i förordningen om värdepapperscentraler respektive</P></TD>
<TD rowspan=2 class="tr43 td79"><P class="p17 ft2">139</P></TD>
</TR>
<TR>
<TD class="tr30 td297"><P class="p20 ft12"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_140">
<P class="p551 ft2">Prop. 2015/16:10 artiklarna 37 och 38 i förordningen om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister). I båda fallen finns det även regler om skydd av deltagarnas och deras kunders intressen genom krav på separation av värdepapper respektive separering av positioner, inklusive bestämmelser om individuell separering på begäran av deltagarna (artikel 38 i förord- ningen om värdepapperscentraler respektive artikel 39 i förordningen om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister).</P>
<P class="p495 ft2">Stabilitetskraven är mer utförliga för centrala motparter som exponeras för motpartsrisker mot alla som deltar i handeln med ett finansiellt instrument som är föremål för central clearing. Förordningen om OTC- derivat, centrala motparter och transaktionsregister innehåller bl.a. utför- liga bestämmelser om marginalsäkerheter och andra finansiella resurser och deras användning i händelse av en deltagares obestånd (artiklarna <NOBR>40–46).</NOBR> I båda fallen finns det emellertid bestämmelser om regler och förfaranden i samband med en deltagares obestånd. Dessa bestämmelser är mer utförliga för centrala motparter (artikel 41 i förordningen om värdepapperscentraler respektive artikel 48 i förordningen om OTC- derivat, centrala motparter och transaktionsregister). Det finns även kapitalkrav i båda fallen, som även de är väsentligt mer detaljerade för centrala motparter (artikel 47 i förordningen om värdepapperscentraler respektive artiklarna 16 och 50 <NOBR>a–50</NOBR> d i förordningen om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister).</P>
<P class="p575 ft2">Båda förordningarna innehåller bestämmelser om ömsesidigt tillträde till marknader och annan infrastruktur (artikel 53 i förordningen om värdepapperscentraler respektive artiklarna 7 och 8 i förordningen om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister). Båda förord- ningarna innehåller även bestämmelser om att samverkande länkar ska föregås av auktorisation (artiklarna 19.1 och 48 i förordningen om värde- papperscentraler) respektive föreläggas tillsynskollegiets bedömning (artiklarna <NOBR>51–54</NOBR> i förordningen om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister). Förordningen om värdepapperscentraler innehåller därutöver bestämmelser om s.k. standardiserade och anpassade länkar som innebär att en värdepapperscentral blir deltagare hos en annan värdepapperscentral på samma eller liknande villkor som andra deltagare (artiklarna <NOBR>50–52).</NOBR></P>
<P class="p603 ft26"><SPAN class="ft24">5.11</SPAN><SPAN class="ft91">Angränsande rättsakter</SPAN></P>
<P class="p604 ft2">I förordningen om värdepapperscentraler har ändringar gjorts i vissa andra rättsakter. Anmälda avvecklingssystem i enlighet med finality- direktivet ska anmälas till Esma och inte till kommissionen (artikel 70). Definitionen av en värdepapperscentral i MiFID II ändras genom hänvis- ning till denna förordning (artikel 71). En regel om utebliven avveckling i blankningsförordningen, dvs. Europaparlamentets och rådets förordning (EU) nr 236/2012 av den 14 mars 2012 om blankning och vissa aspekter av kreditswappar, utgår med anledning av att motsvarande regler ska gälla enligt denna förordning (artikel 72). Slutligen innehåller artikel 73 regler om avgränsningen mellan denna förordning respektive MiFID II</P>
<P class="p605 ft2">och MiFIR. En värdepapperscentral som tillhandahåller tjänster som är</P>
<P class="p600 ft2">140</P>
</DIV>
<DIV id="page_141">
<P class="p284 ft4">uppräknade i avsnitten A och B i bilagan till förordningen undantas från Prop. 2015/16:10 tillämpningsområdet för MIFID II respektive MiFIR, medan en värde-</P>
<P class="p606 ft22">papperscentral som därutöver tillhandahåller investeringstjänster ska omfattas av reglerna i MiFID II med vissa undantag och hela MiFIR.</P>
<P class="p607 ft26"><SPAN class="ft24">5.12</SPAN><SPAN class="ft92">Det fortsatta arbetet inom EU</SPAN></P>
<P class="p562 ft2">Av förordningen om värdepapperscentraler följer att Esma ska utarbeta förslag till s.k. tekniska standarder på ett stort antal områden. Enligt förordningen delegeras befogenhet till kommissionen att anta dessa tekniska standarder i form av delegerade akter eller genomförandeakter enligt artikel 290 respektive 291 i fördraget om Europeiska unionens funktionssätt <NOBR>(EUF-fördraget).</NOBR></P>
<P class="p192 ft2">Enligt förordningen ska medlemsstaterna utse en behörig myndighet som ska svara för auktorisation och tillsyn av värdepapperscentraler som är etablerade inom deras territorium. Denna behöriga myndighet hade vissa inledande rapporteringsskyldigheter, bl.a. att senast i december 2014 delge Esma en förteckning över relevanta nyckelbestämmelser i den bolagsrätt och annan liknande rätt enligt vilken värdepapper utfärdas. Behöriga myndigheter som har utsetts till följd av MiFID, prospekt- direktivet, dvs. Europaparlamentets och rådets direktiv 2003/71/EG av den 4 november 2003 om de prospekt som skall offentliggöras när värde- papper erbjuds till allmänheten eller tas upp till handel och om ändring av direktiv 2001/34/EG, och säkerhetsdirektivet ska vara behöriga även för tillsynen av vissa andra delar i förordningen (artiklarna 4.2, 4.3 och 5.3 andra stycket samt 8.1).</P>
<P class="p373 ft4">Det ålåg medlemsstaterna att senast i mars 2015 anta, offentliggöra och meddela kommissionen de åtgärder som är nödvändiga till följd av ändringen av <NOBR>finality-direktivet</NOBR> (artikel 70, se även avsnitt 12.2).</P>
<P class="p48 ft2">Medlemsstaterna ska vidare senast den 18 september 2016 underrätta kommissionen och Esma om de administrativa sanktioner som är tillämpliga på de omständigheter som anges i artikel 63 (artikel 61.1).</P>
<P class="p48 ft2">Reglerna om avvecklingsdisciplin i artiklarna 6 och 7 ska tillämpas från tidpunkten för ikraftträdandet av relevanta delegerade akter (artikel 76.4 och 76.5), medan rapporteringskraven i artikel 9 för företag som internaliserar avveckling ska tillämpas från tidpunkten för ikraftträdandet av motsvarande genomförandeakt (artikel 76.6).</P>
<P class="p83 ft2">Esma lade den 24 september 2015 fram förslag till tekniska standarder för tillsyn på ett antal områden som är relevanta för auktorisationen av en värdepapperscentral, bl.a. avseende proceduren för att bevilja auktorisation, vissa försiktighetskrav och, i förekommande fall, regler om anknutna banktjänster. Inom sex månader efter det att de träder i kraft ska en värdepapperscentral ansöka om auktorisation i enlighet med förordningen (artikel 69.2). Intill dess auktorisation har beslutats enligt förordningen ska nationella regler om auktorisation och erkännande av värdepapperscentraler fortsätta att gälla (artikel 69.4).</P>
<P class="p192 ft4">Esma ska, i samarbete med Europeiska bankmyndigheten (Eba) och behöriga och relevanta myndigheter, årligen rapportera om bl.a. avveck- lingseffektiviteten, lämpligheten av sanktioner för utebliven avveckling</P>
<P class="p163 ft2">141</P>
</DIV>
<DIV id="page_142">
<P class="p608 ft4">Prop. 2015/16:10 med hänsyn tagen till de finansiella instrumentens likviditet, avveckling vid sidan av avvecklingssystem för värdepapper och förekomsten av gränsöverskridande tjänster (artikel 74).</P>
<P class="p609 ft4">Kommissionen ska senast den 18 september 2019 genomföra en över- syn av förordningen och lägga fram en rapport för Europarlamentet och rådet tillsammans med eventuella lämpliga förslag (artikel 75).</P>
<TABLE cellpadding=0 cellspacing=0 class="t95">
<TR>
<TD class="tr46 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr46 td98"><P class="p298 ft1">6</P></TD>
<TD class="tr46 td301"><P class="p85 ft1">Allmänna utgångspunkter</P></TD>
</TR>
<TR>
<TD class="tr49 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr49 td98"><P class="p285 ft24">6.1</P></TD>
<TD class="tr49 td301"><P class="p85 ft26">Ändringar i svensk rätt</P></TD>
</TR>
<TR>
<TD class="tr47 td34"><P class="p20 ft70"> </P></TD>
<TD colspan=2 class="tr55 td302"><P class="p20 ft93"> </P></TD>
</TR>
<TR>
<TD class="tr31 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td304"><P class="p67 ft2"><SPAN class="ft29">Regeringens förslag: </SPAN>Lagstiftningsåtgärder vidtas i den utsträckning</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p67 ft2">förordningen om värdepapperscentraler förutsätter att kompletterande</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p67 ft2">bestämmelser införs i svensk rätt. Dessutom ska de bestämmelser i</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p67 ft2">svensk rätt som kommer i konflikt med förordningen ändras eller</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p68 ft2">upphävas.</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p121 ft2">De ändringar som behöver göras i svensk rätt med anledning av</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p67 ft2">förordningen om värdepapperscentraler genomförs i huvudsak i</P></TD>
</TR>
<TR>
<TD class="tr27 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td304"><P class="p68 ft2">kontoföringslagen.</P></TD>
</TR>
<TR>
<TD class="tr56 td303"><P class="p20 ft94"> </P></TD>
<TD colspan=2 class="tr57 td305"><P class="p20 ft5"> </P></TD>
</TR>
<TR>
<TD class="tr2 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td306"><P class="p60 ft2"><SPAN class="ft29">Promemorians förslag </SPAN>överensstämmer med regeringens förslag.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p60 ft2"><SPAN class="ft29">Remissinstanserna </SPAN>tillstyrker promemorians förslag eller har inget att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft31">invända mot det. <SPAN class="ft28">Svenska Fondhandlareföreningen</SPAN>, med instämmande av</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2"><SPAN class="ft3">Svenska Bankföreningen</SPAN>, anser dock att ändringar i svensk rätt även bör</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">göras för att förbättra skyddet för investerare genom en utvidgning av</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">tillämpningsområdet för regelverket för registrering av äganderätt och</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">andra rättigheter till finansiella instrument till att omfatta även instrument</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">registrerade av värdepappersinstitut.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p60 ft2"><SPAN class="ft29">Skälen för regeringens förslag: </SPAN>En <NOBR>EU-förordning</NOBR> är direkt tillämplig</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">i varje medlemsstat. En sådan rättsakt varken ska eller får inkorporeras i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">eller transformeras till nationell rätt. Några särskilda åtgärder för att</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">genomföra förordningen om värdepapperscentraler i svensk rätt får</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">Sverige därför i princip inte vidta. Som redogörs för i avsnitt 5 förutsätter</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">dock vissa regler i förordningen att en rad olika bestämmelser införs i</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">nationell rätt. Det krävs bl.a. att varje medlemsstat ska utse en behörig</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">myndighet som ska svara för att uppgifterna enligt förordningen utförs.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">Vidare fordras att denna myndighet ges de befogenheter som den ska ha</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">enligt förordningen, samt att medlemsstaterna inför sanktioner mot</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">överträdelser av reglerna i förordningen. Vilka regler i förordningen som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">förutsätter att bestämmelser i nationell rätt införs framgår i huvudsak av</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">att det i förordningen anges att ”medlemsstaterna ska säkerställa att…”,</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">”medlemsstaterna ska se till att…”, medlemsstaterna ska ”fastställa vilka</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">krav som ska gälla i sådana fall” och liknande formuleringar. Dessa</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">regler riktar sig alltså, i likhet med det som gäller för <NOBR>EU-direktiv,</NOBR> i första</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">hand till medlemsstaterna. En rad andra regler i förordningen riktar sig</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">däremot direkt till värdepapperscentralerna, de behöriga myndigheterna</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">eller andra offentliga organ eller enskilda parter. Sådana regler kräver</P></TD>
</TR>
<TR>
<TD rowspan=2 class="tr43 td34"><P class="p33 ft2">142</P></TD>
<TD colspan=2 class="tr31 td306"><P class="p20 ft2">dock inte att några lagstiftningsåtgärder vidtas.</P></TD>
</TR>
<TR>
<TD class="tr30 td98"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td301"><P class="p20 ft12"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_143">
<P class="p577 ft4">I övrigt bör lagstiftningsåtgärder vidtas i den utsträckning svensk rätt Prop. 2015/16:10 kommer i konflikt med förordningens regler. Förordningen har företräde</P>
<P class="p578 ft2">framför svensk nationell rätt. För att undvika normkonflikter bör dock de svenska bestämmelser som strider mot förordningens regler upphävas eller anpassas till förordningen.</P>
<P class="p610 ft2">Bestämmelser för de företag som i svensk rätt motsvarar värdepappers- centraler i förordningen, nämligen centrala värdepappersförvarare, finns i huvudsak i kontoföringslagen. I fråga om termerna värdepapperscentral respektive central värdepappersförvarare, se avsnitt 6.2. I vissa avse- enden finns det bestämmelser i kontoföringslagen som överlappar reglerna i förordningen och som därför behöver upphävas. Det gäller särskilt bestämmelserna om auktorisation av centrala värdepappersför- varare i 2 kap. samma lag. I andra avseenden finns det bestämmelser i kontoföringslagen som behöver ändras i sak, men som till följd av förordningen ändå ska finnas i svensk lag. Det gäller inte minst bestäm- melserna om tillsyn i 9 kap. samma lag. De ändringar som krävs för att anpassa svensk rätt till förordningen bör därför i huvudsak göras i kontoföringslagen, eftersom det är främst den lagen som reglerar de frågor som omfattas av förordningens tillämpningsområde. I avsnitt 7 föreslås dock betydande ändringar i aktiebolagslagen.</P>
<P class="p581 ft4">I lagen om värdepappersmarknaden finns bestämmelser om clearing- verksamhet och clearingorganisationer. Dessa bestämmelser behandlas i avsnitt 6.5.</P>
<P class="p610 ft3"><SPAN class="ft2">När det gäller </SPAN>Svenska Fondhandlareföreningens <SPAN class="ft2">och </SPAN>Svenska Bank- föreningens <SPAN class="ft2">synpunkter konstaterar regeringen att det inte är möjligt att inom ramen för förevarande lagstiftningsärende behandla frågan om en utvidgning av tillämpningsområdet för 6 kap. kontoföringslagen (jfr avsnitt 7.3).</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t96">
<TR>
<TD class="tr38 td98"><P class="p203 ft26">6.2</P></TD>
<TD class="tr38 td301"><P class="p18 ft26">Termen värdepapperscentral</P></TD>
<TD class="tr38 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr52 td302"><P class="p20 ft81"> </P></TD>
<TD class="tr55 td102"><P class="p20 ft93"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr27 td307"><P class="p64 ft2"><SPAN class="ft29">Regeringens förslag: </SPAN>Termen central värdepappersförvarare i svensk</P></TD>
<TD class="tr27 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td307"><P class="p64 ft2">rätt ersätts med termen värdepapperscentral.</P></TD>
<TD class="tr31 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr56 td308"><P class="p20 ft94"> </P></TD>
<TD class="tr58 td102"><P class="p20 ft95"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr28 td306"><P class="p60 ft2"><SPAN class="ft29">Promemorians förslag </SPAN>överensstämmer med regeringens förslag.</P></TD>
<TD class="tr28 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p60 ft2"><SPAN class="ft29">Remissinstanserna </SPAN>tillstyrker promemorians förslag eller har inget att</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">invända mot det.</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p60 ft29">Skälen för regeringens förslag: <SPAN class="ft2">Innan kontoföringslagen trädde i</SPAN></P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">kraft hade ett bolag, Värdepapperscentralen VPC AB, ett s.k. legal-</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">monopol på kontoföring av finansiella instrument i Sverige. Med legal-</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">monopol avses i detta sammanhang att endast Värdepapperscentralen</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">VPC AB fick utföra kontoföring av finansiella instrument i avstämnings-</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">register. Genom kontoföringslagen avskaffades monopolet och det blev i</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">stället möjligt för en bredare krets av juridiska personer att få auktorisa-</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">tion som central värdepappersförvarare med behörighet att registrera</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">finansiella instrument i avstämningsregister (prop. 1997/98:160).</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p60 ft2">Anledningen till att termen central värdepappersförvarare valdes vid</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">införandet av kontoföringslagen var att regeringen ansåg att det fanns</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">skäl för att ansluta till den i internationella sammanhang vedertagna be-</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td306"><P class="p20 ft2">teckningen CSD, som är en förkortning av den engelska termen Central</P></TD>
<TD class="tr31 td102"><P class="p17 ft2">143</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_144">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p20 ft2">Securities Depository (a. prop. s. 96 f.). Regeringen ansåg däremot att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">termen central kontoförare inte borde väljas, eftersom det fanns en</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">förväxlingsrisk mellan den termen och termen kontoförande institut.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p60 ft2">Den motsvarande termen central värdepappersförvarare definierades i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">kontoföringslagen som ett företag som har auktorisation enligt 2 kap.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">samma lag att kontoföra finansiella instrument i avstämningsregister</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">(1 kap. 3 §).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Termen värdepapperscentral definieras i förordningen om värdepap-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">perscentraler. Det ska röra sig om en juridisk person som dels driver ett</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">avvecklingssystem för värdepapper, dels tillhandahåller minst ytterligare</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">en huvudtjänst enligt avsnitt A i bilagan till förordningen (artikel 2.1.1).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">Med ett sådant avvecklingssystem avses i huvudsak detsamma som i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">artikel 2 a i <NOBR>finality-direktivet</NOBR> (artikel 2.1.10). Det anges dock särskilt att</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">verksamheten ska bestå i utförandet av överföringsuppdrag i förord-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ningens mening, dvs. avseende värdepapper, och att sådana avvecklings-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">system som drivs av en central motpart inte avses. I fråga om uttrycket</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">central motpart finns det i förordningen en hänvisning till en definition i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">förordningen om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktions-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">register (artikel 2.1.16). De övriga huvudtjänster som en värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">central får utföra är dels ursprunglig registrering av värdepapper i ett</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft31">kontobaserat system (notarietjänst), dels tillhandahållande och förande av</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft31">värdepapperskonton på den högsta nivån (central kontoföringstjänst). Det</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">finns således en slags hierarki av konton vid kontoföring av finansiella</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">instrument.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Förordningen innebär att endast auktoriserade värdepapperscentraler,</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">inklusive centralbanker som fungerar som värdepapperscentraler, får</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">driva avvecklingssystem för värdepapper (artikel 18.2). Centralbankerna</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">och vissa andra offentliga organ är dock undantagna från kraven på</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">auktorisation av och tillsyn över värdepapperscentraler, såvida de inte</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">inrättar ”en separat enhet” för driften av avvecklingssystemet (skäl 9).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Definitionen av termen värdepapperscentral i förordningen om värde-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">papperscentraler är därmed inte identisk med definitionen av termen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">central värdepappersförvarare i kontoföringslagen. Kontoföring på den</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">högsta nivån sker emellertid i avstämningsregister i svensk rätt. I det</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">fallet innebär kontoföring i avstämningsregister enligt definitionen i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">kontoföringslagen ett ”tillhandahållande och förande av värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">konton på högsta nivå” enligt definitionen i förordningen (i fråga om</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">konton på den högsta nivån, se vidare avsnitt 7.1). Det finns därmed en</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">överensstämmelse mellan förordningen och kontoföringslagen som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">innebär att den som är central kontoförare enligt svensk rätt i praktiken</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">också utför en huvudtjänst enligt förordningen. Det är därmed inte sagt</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">att alla registreringsåtgärder i avstämningsregister sker på den högsta</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">nivån (se vidare avsnitt 7.1). Kontoförande institut omfattas inte av</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">definitionen i förordningen, eftersom de inte tillhandahåller och för</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">konton av ifrågavarande slag (se avsnitt 10).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Med ett avvecklingssystem enligt artikel 2 a i <NOBR>finality-direktivet</NOBR> avses</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">förenklat sett ett formellt arrangemang mellan tre eller flera deltagare</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">med gemensamma regler och standardiserade arrangemang för clearing</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">eller för att utföra överföringsuppdrag mellan deltagarna. Överförings-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft31">uppdragen kan avse såväl penningbelopp (betalningar) som överföring av</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">144</P></TD>
<TD class="tr31 td169"><P class="p20 ft2">äganderätten till värdepapper (artikel 2 i i direktivet). De flesta företag</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_145">
<DIV>
<DIV id="id_1">
<P class="p157 ft2">som bedriver kontoföring inom EU torde också driva ett avvecklings- system enligt <NOBR>finality-direktivet.</NOBR> För Sveriges del är det också fallet med Euroclear Sweden AB, som driver <NOBR>VPC-systemet</NOBR> (se avsnitt 4.2.5). Vid genomförandet av <NOBR>finality-direktivet</NOBR> i svensk rätt gjordes bedömningen att <NOBR>VPC-systemet</NOBR> skulle anmälas till kommissionen som ett avvecklings- system enligt direktivet (prop. 1999/2000:18 s. <NOBR>47–49).</NOBR> Även om driften av ett avvecklingssystem för värdepapper inte är en förutsättning för att anses som en central värdepappersförvarare enligt kontoföringslagen, är det alltså i praktiken svårt att se hur en central värdepappersförvarare ska kunna bedriva sin verksamhet utan att samtidigt omfattas av definitionen av värdepapperscentral i förordningen.</P>
<P class="p258 ft2">Det är däremot givetvis möjligt att driva ett avvecklingssystem som avser betalningar, vilket t.ex. är fallet med den verksamhet som bedrivs av Bankgirocentralen BGC AB, dvs. Bankgirot (se Finansinspektionen och Sveriges riksbank, Utvärdering av Bankgirocentralen BGC AB:s betalningssystem 2010, Finansinspektionens dnr <NOBR>10-6463).</NOBR> Eftersom ett sådant avvecklingssystem inte avser värdepapper, omfattas inte den som driver systemet av definitionen av värdepapperscentral i förordningen. Det avvecklingssystem som drivs av Riksbanken, dvs. <NOBR>RIX-systemet,</NOBR> omfattas inte heller av förordningens tillämpningsområde. Det beror på dels att systemet avser betalningar och inte överföring av värdepapper, dels att Riksbanken inte utför någon annan huvudtjänst enligt bilaga A till förordningen. Att Riksbanken får tillhandahålla system för avveckling av betalningar framgår av 6 kap. 7 § lagen (1988:1385) om Sveriges riksbank (riksbankslagen). Som framgår ovan skulle det i och för sig vara möjligt för Riksbanken att driva ett avvecklingssystem även för värde- papper utan att omfattas av de krav i förordningen som gäller auktorisa- tion och tillsyn (skäl 9).</P>
<P class="p297 ft2">Med tanke på att förordningen är direkt tillämplig och innehåller såväl rättigheter som skyldigheter för värdepapperscentraler, framstår det som olämpligt att behålla termen central värdepappersförvarare och den ovan berörda definitionen av den termen i svensk rätt. Det gäller inte minst med tanke på att förordningen förutsätter att Sverige inför vissa bestäm- melser som kompletterar förordningen. Tillämpningen av olika defini- tioner och termer skulle innebära en osäkerhet och i betydande mån för- svåra för Finansinspektionen och de berörda företagen med tanke på denna koppling mellan förordningen och svensk lag. Det torde inte heller vara praktiskt möjligt att driva verksamhet som central värdepappers- förvarare utan att omfattas av förordningens tillämpningsområde.</P>
<P class="p258 ft2">Det kan visserligen anföras som ett argument mot användningen av termen värdepapperscentral att det för tankarna till Värdepappers- centralen VPC AB, som tidigare hade ett legalmonopol för kontoföring av finansiella instrument. Den verksamheten bedrivs dock numera av Euroclear Sweden AB, vars firma inte innebär någon risk för förväxling.</P>
<P class="p258 ft2">Med hänsyn till det anförda bör termen central värdepappersförvarare i svensk rätt ersättas med termen värdepapperscentral. Någon definition av den senare termen bör dock inte göras i svensk lag. I stället bör en hän- visning till definitionen i artikel 2.1.1 i förordningen tas in i konto- föringslagen. Definitionen av denna term i förordningen omfattar alla värdepapperscentraler som är etablerade inom EES. Det innebär att termen värdepapperscentral omfattar betydligt fler företag än termen</P>
</DIV>
<DIV id="id_2">
<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">145</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_146">
<P class="p608 ft4">Prop. 2015/16:10 central värdepappersförvarare. Endast de värdepapperscentraler som är etablerade i Sverige ska ansöka om tillstånd hos den behöriga myndig- heten i Sverige (se avsnitt 8.1). Det är framför allt sådana värdepappers- centraler som denna myndighet utövar tillsyn över.</P>
<P class="p609 ft2">Termen värdepapperscentral från tredjeland definieras också i förord- ningen (artikel 2.1.2). En sådan värdepapperscentral är etablerad i tredje- land, dvs. utanför EES. Även i detta fall talar övervägande skäl emot att en avvikande definition görs i svensk rätt, varför en hänvisning till definitionen i förordningen bör tas in i kontoföringslagen.</P>
<P class="p609 ft4">Utöver ändringar i kontoföringslagen innebär den ändrade terminolog- in att följdändringar måste göras i en mängd olika lagar och andra före- skrifter.</P>
<P class="p609 ft2"><SPAN class="ft3">Lagrådet </SPAN>anser att de i lagrådsremissen föreslagna definitionerna av termen värdepapperscentral brister i tydlighet, bl.a. genom att de skiljer mellan värdepapperscentral, svensk värdepapperscentral och utländsk värdepapperscentral, samtidigt som de föreslagna bestämmelserna i flertalet fall avser värdepapperscentraler utan begränsning. Bestäm- melsernas räckvidd blir därmed oklar. Detta berör inte enbart tillämp- ningsområdet av föreslagna ändringar i kontoföringslagen, utan även ändringar i 1 kap. 10 a och 10 b §§ aktiebolagslagen (2005:551), 16 kap. 10 a § föräldrabalken, 2 § lagen (2000:35) om byte av redovisningsvaluta i finansiella företag, 4 kap. 11 och 12 §§ lagen (2004:46) om värdepap- persfonder samt 30 kap. 5 § offentlighets- och sekretesslagen (2009:400).</P>
<P class="p611 ft2">Regeringen instämmer i Lagrådets bedömning att tillämpningsområdet i förekommande fall kan behöva förtydligas genom en mer enhetlig definition av termen värdepapperscentral. Både av detta skäl, och med hänvisning till den ovan angivna nyttan av enhetliga definitioner, föreslår regeringen därför att definitionen av termen värdepapperscentral ut- formas så att den överensstämmer med den som finns i förordningen om värdepapperscentraler. Det blir därmed tydligt att en värdepapperscentral tillhandahåller huvudtjänster på grundval av auktorisation av den behöriga myndigheten i hemmedlemsstaten och har rätt att göra det inom EU, i realiteten EES (artiklarna 2.1.1, 16.1 och 23 i förordningen). Att en värdepapperscentral är etablerad inom EES framgår även indirekt av den separata definition av värdepapperscentral från tredjeland, som alltså är etablerad utanför EES (artikel 2.1.2 i förordningen). I den mån tillämp- ningsområdet begränsas till svensk värdepapperscentral bör detta anges i relevanta fall.</P>
<TABLE cellpadding=0 cellspacing=0 class="t97">
<TR>
<TD class="tr53 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr53 td98"><P class="p285 ft24">6.3</P></TD>
<TD class="tr53 td301"><P class="p85 ft26">Rubriken till kontoföringslagen</P></TD>
</TR>
<TR>
<TD class="tr47 td34"><P class="p20 ft70"> </P></TD>
<TD colspan=2 class="tr55 td302"><P class="p20 ft93"> </P></TD>
</TR>
<TR>
<TD class="tr31 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td304"><P class="p68 ft2"><SPAN class="ft29">Regeringens förslag: </SPAN>Rubriken till kontoföringslagen ändras till lagen</P></TD>
</TR>
<TR>
<TD class="tr31 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td304"><P class="p68 ft2">om värdepapperscentraler och kontoföring av finansiella instrument.</P></TD>
</TR>
<TR>
<TD class="tr58 td303"><P class="p20 ft95"> </P></TD>
<TD colspan=2 class="tr56 td305"><P class="p20 ft94"> </P></TD>
</TR>
<TR>
<TD class="tr28 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr28 td306"><P class="p60 ft2"><SPAN class="ft29">Promemorians förslag </SPAN>överensstämmer med regeringens förslag.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p60 ft2"><SPAN class="ft29">Remissinstanserna: </SPAN>Flertaler remissinstanser tillstyrker promemorians</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">förslag eller har inget att invända mot det. <SPAN class="ft3">Svenska Fondhandlare-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2"><SPAN class="ft3">föreningen</SPAN>, med instämmande av <SPAN class="ft3">Svenska Bankföreningen</SPAN>, föreslår att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">rubriken ändras till lagen om kontoföring av finansiella instrument och</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">146</P></TD>
<TD colspan=2 class="tr31 td306"><P class="p20 ft2">värdepapperscentraler. Enligt föreningarna är bestämmelserna om konto-</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_147">
<DIV id="dimg1">
<INGENBILD zsrc="H30310147x1.jpg/" id="img1">
</DIV>
<P class="p284 ft4">föring i kontoföringslagen av mycket stor betydelse. Av den anledningen Prop. 2015/16:10 bör kontoföringen anses vara huvudsaken i lagen, vilket även bör framgå</P>
<P class="p172 ft2">av dess rubrik.</P>
<P class="p48 ft2"><SPAN class="ft29">Skälen för regeringens förslag: </SPAN>Kontoföringslagen har sitt ursprung i den numera upphävda aktiekontolagen (1989:827). Innan förordningen om värdepapperscentraler började gälla fanns det inte någon harmoni- serad lagstiftning inom EU i fråga om sådan verksamhet som i dag omfattas av förordningens tillämpningsområde.</P>
<P class="p83 ft2">I denna proposition föreslås ett stort antal ändringar i kontoförings- lagen. Många av ändringarna avser näringsrättslig reglering av värdepap- perscentraler, bl.a. avseende tillsyn och sanktioner. I syfte att markera att förslagen i propositionen innebär en betydande omarbetning av lagen, att den innehåller väsentliga inslag av rörelsereglering och att den kompletterar förordningen om värdepapperscentraler, bör rubriken till lagen ändras till lagen om värdepapperscentraler och kontoföring av finansiella instrument. Lagens rubrik kommer därigenom att knyta an till förordningens beteckning.</P>
<P class="p544 ft2">Regeringen instämmer visserligen i det som <SPAN class="ft3">Svenska Fondhandlare- föreningen </SPAN>och <SPAN class="ft3">Svenska Bankföreningen </SPAN>anför om betydelsen av bestäm- melserna om kontoföring i kontoföringslagen, dvs. de i huvudsak civil- rättsliga bestämmelserna, men anser inte att det utgör tillräckliga skäl för att ändra rubriken till lagen i enlighet med föreningarnas förslag. Före- ningarna hänvisar även till det som de framför om att bestämmelserna i kontoföringslagen bör vara generella och inte bara omfatta kontoföring i en värdepapperscentral eller av en förvaltare som är godkänd av en värdepapperscentral. Denna fråga behandlas i avsnitt 7.3.</P>
<P class="p612 ft72"><SPAN class="ft26">6.4</SPAN><SPAN class="ft90">Kontoföringslagens tillämpningsområde och termen finansiella instrument</SPAN></P>
<P class="p613 ft4"><SPAN class="ft96">Regeringens förslag: </SPAN>Definitionen av termen finansiella instrument i kontoföringslagen förtydligas på så sätt att det uttryckligen anges att även aktier och vissa utpekade aktierelaterade rättigheter i privata aktiebolag som är avstämningsbolag omfattas av lagens tillämp- ningsområde.</P>
<P class="p614 ft4"><SPAN class="ft96">Promemorians förslag </SPAN>överensstämmer med regeringens förslag. <SPAN class="ft96">Remissinstanserna </SPAN>tillstyrker promemorians förslag eller har inget att</P>
<P class="p114 ft2">invända mot det. <SPAN class="ft3">Euroclear Sweden AB </SPAN>anser att en rimlig följd av denna ändring torde vara att uttrycket ”överföringsuppdrag” i lagen (1999:1309) om system för avveckling av förpliktelser på finans- marknaden tolkas på samma sätt.</P>
<P class="p48 ft2"><SPAN class="ft29">Skälen för regeringens förslag: </SPAN>Som framgår av avsnitt 4.2.5 gäller bestämmelserna om kontoföring i kontoföringslagen för finansiella instrument. Definitionen i lagen av denna term, och därigenom avgräns- ningen av lagens tillämpningsområde, har gjorts genom en hänvisning till lagen om värdepappersmarknaden. Den sistnämnda lagen genomför MiFID I. Även förordningen om värdepapperscentraler tar sin utgångs-</P>
<P class="p172 ft2">punkt i definitionen av termen finansiella instrument i MiFID I (artik-</P>
<P class="p163 ft2">147</P>
</DIV>
<DIV id="page_148">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p20 ft2">larna 2.1.8 och 76.7). Från och med 2017 är det i stället MiFID II som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">avses.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">I förarbetena till kontoföringslagen uttalades att avsikten var att lagen</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">ska vara tillämplig på aktier i avstämningsbolag oberoende av om de är</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">utgivna för allmän omsättning eller inte (prop. 1997/98:160 s. 168). Med</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">andra ord ska även aktier i privata avstämningsbolag kunna kontoföras. I</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">praktiken är också en majoritet av de avstämningsbolag för vilka avstäm-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ningsregister förs hos Euroclear Sweden AB privata aktiebolag.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Vid genomförandet av MiFID I gjordes bedömningen att aktier i</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">privata aktiebolag, med hänsyn till förbuden i 1 kap. 7 och 8 §§ aktie-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">bolagslagen mot att sådana aktier sprids till en bredare krets eller blir</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">föremål för organiserad handel, inte borde anses som överlåtbara värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">papper (prop. 2006/07:115 s. 282). Sådana aktier skulle därigenom inte</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">heller omfattas av definitionen av finansiella instrument i lagen om</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">värdepappersmarknaden (1 kap. 4 § första stycket 1). En sådan avgräns-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ning kan te sig naturlig med utgångspunkt i lagen om värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">marknaden. Vid genomförandet av MiFID I förbisågs dock att avgräns-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ningen skulle få konsekvenser även för kontoföringslagen, eftersom</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">definitionen av finansiella instrument i kontoföringslagen hänvisar till</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">den i lagen om värdepappersmarknaden.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Oavsett förarbetsuttalandet vid genomförandet av MiFID I är det</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">uppenbart att kontoföringslagens bestämmelser även bör omfatta konto-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">förda aktier och andra rättigheter i privata aktiebolag. Det är visserligen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">möjligt att, med stöd av förarbetsuttalandena avseende kontoförings-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">lagen, analogivis komma fram till en sådan tolkning av gällande rätt. Mot</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">en sådan tolkning talar dock att termen finansiella instrument används i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">flera olika rättsakter på finansmarknadsområdet. Med tanke på frågans</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">betydelse, inte minst när det gäller rättsverkningarna av registrerings-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">åtgärder för enskilda aktieägare och förtroendet för det dematerialiserade</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">systemet, bör det dock förtydligas att kontoföringslagens tillämpnings-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">område även omfattar kontoföring av aktier och aktierelaterade rättig-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">heter i privata aktiebolag som är avstämningsbolag.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Definitionen av finansiella instrument bör dock hänvisa till den artikel</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">i förordningen som definierar finansiella instrument. Därigenom har</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">termen finansiella instrument en och samma innebörd på hela finans-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">marknadsområdet. I definitionen av denna term i kontoföringslagen bör</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">det dock därutöver anges att aktier och aktierelaterade rättigheter i</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">privata avstämningsbolag jämställs med finansiella instrument vid</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">tillämpningen av lagen. Eftersom kontoföring av aktier som inte är</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">finansiella instrument enligt <NOBR>EU-rätten</NOBR> ligger utanför tillämpnings-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">området för förordningen om värdepapperscentraler, står det Sverige fritt</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">att tillämpa bestämmelser om kontoföring även av sådana aktier.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Som <SPAN class="ft3">Euroclear Sweden AB </SPAN>påpekar bör även uttrycket överförings-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">uppdrag i avvecklingslagen omfatta aktier och aktierelaterade rättigheter</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">i privata avstämningsbolag. Någon sådan ändring i avvecklingslagen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">föreslås inte i förevarande proposition. Enligt regeringens mening bör det</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">emellertid trots det vara möjligt att tolka avvecklingslagen på så sätt. Det</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">råder nämligen ingen tvekan om att avvecklingssystem enligt</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">avvecklingslagen både kan hantera och i praktiken hanterar avveckling</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">av aktier i privata avstämningsbolag. Så sker i dag genom Euroclear</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">148</P></TD>
<TD class="tr31 td169"><P class="p20 ft2">Sweden AB:s försorg. Det saknas anledning att vid tillämpningen av</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_149">
<DIV id="dimg1">
<INGENBILD zsrc="H30310149x1.jpg/" id="img1">
</DIV>
<P class="p548 ft4">avvecklingslagen göra åtskillnad mellan t.ex. aktier i publika aktiebolag Prop. 2015/16:10 respektive aktier i privata aktiebolag. Det gäller inte minst med tanke på</P>
<P class="p615 ft4">att den enda svenska aktör som driver ett avvecklingssystem för värde- papper, Euroclear Sweden AB, omfattas av det utvidgade tillämpnings- område för kontoföringslagen som föreslås i denna proposition.</P>
<P class="p616 ft26"><SPAN class="ft26">6.5</SPAN><SPAN class="ft25">Clearingverksamhet och clearingorganisationer</SPAN></P>
<P class="p617 ft22"><SPAN class="ft97">Regeringens förslag: </SPAN>Lagen om värdepappersmarknaden ska inte gälla för sådan clearingverksamhet som avses i förordningen om värdepapperscentraler.</P>
<P class="p618 ft4"><SPAN class="ft96">Promemorians förslag </SPAN>överensstämmer med regeringens förslag. <SPAN class="ft96">Remissinstanserna </SPAN>tillstyrker promemorians förslag eller har inget att</P>
<P class="p532 ft2">invända mot det. <SPAN class="ft3">Euroclear Sweden AB </SPAN>anser dock att tidpunkten för ikraftträdandet av lagändringen ska anpassas till de övergångsbestäm- melser som finns för införandet av ändringarna i kontoföringslagen. Detta följer enligt bolaget av att de regler i förordningen om värde- papperscentraler som avser deltagare förutsätter en auktoriserad värde- papperscentral och att reglerna i förordningen således inte kommer att träda i kraft förrän värdepapperscentralen har auktoriserats.</P>
<P class="p497 ft4"><SPAN class="ft96">Skälen för regeringens förslag: </SPAN>Bestämmelser om clearingverksam- het finns i lagen om värdepappersmarknaden. Med clearingverksamhet avses enligt 1 kap. 5 § 6 fortlöpande verksamhet som består i att</P>
<P class="p619 ft2"><SPAN class="ft2">a)</SPAN><SPAN class="ft98">på clearingdeltagarnas vägnar göra avräkningar i fråga om deras för- pliktelser att leverera finansiella instrument eller att betala i svensk eller utländsk valuta,</SPAN></P>
<P class="p619 ft4"><SPAN class="ft2">b)</SPAN><SPAN class="ft99">träda in som motpart till både köpare och säljare av finansiella instru- ment, eller</SPAN></P>
<P class="p157 ft2"><SPAN class="ft2">c)</SPAN><SPAN class="ft98">på annat väsentligt sätt ansvara för att förpliktelserna avvecklas</SPAN></P>
<P class="p620 ft2">genom överförande av likvid eller instrument.</P>
<P class="p440 ft2">En clearingorganisation definieras i lagen om värdepappersmarknaden som ett företag som har fått tillstånd att driva clearingverksamhet, antingen enligt den lagen eller enligt förordningen om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister (1 kap. 5 § 5).</P>
<P class="p440 ft2">De berörda termerna överensstämmer med dem i den numera upphävda lagen (1992:543) om börs- och clearingverksamhet före ikraftträdandet av lagen om värdepappersmarknaden (prop. 2006/07:115 s. 552). Av led a ovan framgår att avräkningar som är hänförliga till betalningar omfattas av termen clearingverksamhet, även om betalningarna saknar samband med någon transaktion som är hänförlig till finansiella instrument. Det anges även uttryckligen i förarbetena till bestämmelsen att valutaclearing omfattas av samma term (a. prop. a. s.).</P>
<P class="p528 ft4">Lagen om värdepappersmarknaden innehåller särskilda bestämmelser om clearingverksamhet <NOBR>(19–21</NOBR> kap.). Dessa bestämmelser innehåller krav på bl.a. clearingorganisationers verksamhet och på deltagare i</P>
<TABLE cellpadding=0 cellspacing=0 class="t57">
<TR>
<TD class="tr26 td297"><P class="p20 ft2">clearingverksamhet. Därutöver finns det vissa bestämmelser som är</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">gemensamma för clearingorganisationer och vissa andra finansiella</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">företag. Dessa bestämmelser gäller bl.a. tystnadsplikt, tillsyn, ingripan-</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td297"><P class="p20 ft2">den och överklagande.</P></TD>
<TD class="tr31 td79"><P class="p17 ft2">149</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_150">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p17 ft2">Genom de anpassningar av svensk rätt som gjordes med anledning av</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">förordningen om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktions-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">register som trädde i kraft den 1 juni 2013, infördes ett uttryckligt</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">undantag från tillämpningsområdet för lagen om värdepappersmarknaden</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">i fråga om centrala motparter (1 kap. 1 § tredje stycket, beträffande dessa</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">lagändringar, se även avsnitt 4.5.2). Undantaget avser den som driver</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">clearingverksamhet enligt led b ovan, dvs. genom att träda in som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">motpart till både köpare och säljare av finansiella instrument. Med</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">undantaget avses centrala motparter enligt samma förordning (prop.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">2012/13:72 s. 38 f.). Bakgrunden till undantaget är att centrala motparter</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">driver verksamhet som uppfyller definitionen av clearingverksamhet i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">lagen om värdepappersmarknaden, särskilt när det gäller led b ovan.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">Enligt undantaget ska endast vissa bestämmelser i samma lag om bl.a.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">tillsyn gälla för centrala motparter. Det möjliggörs av att förordningen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister inte</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">omfattar dessa frågor (a. prop. a. s.). Som berörs ovan omfattar dock</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">termen clearingorganisation i lagen om värdepappersmarknaden uttryck-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">ligen centrala motparter, till följd av att det särskilt anges att en clearing-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">organisation kan vara ett företag som har fått tillstånd enligt förordningen</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister. Ett sådant</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">tillstånd är detsamma som en auktorisation som central motpart enligt</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">artikel 14 i samma förordning.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">Som berörs i avsnitt 6.2 definieras en värdepapperscentral i förord-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">ningen om värdepapperscentraler som en juridisk person som dels driver</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">ett avvecklingssystem för värdepapper, dels tillhandahåller minst</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">ytterligare en huvudtjänst enligt avsnitt A i bilagan till förordningen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">(artikel 2.1.1). Med ett sådant avvecklingssystem avses i huvudsak</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">detsamma som i artikel 2 a i <NOBR>finality-direktivet</NOBR> (artikel 2.1.10). Det anges</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">dock särskilt att verksamheten ska bestå i utförandet av överförings-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">uppdrag avseende värdepapper och att sådana avvecklingssystem som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">drivs av en central motpart inte avses. I fråga om uttrycket central</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">motpart finns det i förordningen en hänvisning till en definition i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">förordningen om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktions-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">register (artikel 2.1.16). De övriga huvudtjänster som en värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">central får driva är dels ursprunglig registrering av värdepapper i ett</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">kontobaserat system, dels tillhandahållande och förande av värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">papperskonton på den högsta nivån.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">Av avsnitt 6.1 följer att de rörelseregler för värdepapperscentraler som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">behöver finnas i svensk rätt ska tas in i kontoföringslagen. På så sätt upp-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">nås en enhetlig reglering av värdepapperscentraler för såväl den verk-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">samhet som i dag är att bedöma som clearingverksamhet som den verk-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">samhet som benämns kontoföring av finansiella instrument. Rörelse-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">regler för värdepapperscentraler bör således inte finnas i lagen om värde-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">pappersmarknaden.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">Definitionen av termen avveckling i förordningen inkluderar ”slut-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">förande av en värdepapperstransaktion” (artikel 2.1.7). Detta motsvarar</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">led a i definitionen av clearingverksamhet i lagen om värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">marknaden (1 kap. 5 § 6). Det gäller inte minst då detta slutförande enligt</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">definitionen i förordningen ska syfta till att reglera förpliktelserna mellan</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">parterna i en värdepapperstransaktion. Det anges visserligen inte</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">150</P></TD>
<TD class="tr31 td169"><P class="p17 ft2">uttryckligen i förordningen att just avräkning avses. Emellertid föregås</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_151">
<DIV>
<DIV id="id_1">
<P class="p157 ft2">alltid en betalning eller leverans av värdepapper av en avräkning (nett- ning) parterna emellan. Det innebär att definitionen av avveckling i förordningen omfattar i vart fall en del av det som definieras som clearingverksamhet i lagen om värdepappersmarknaden (1 kap. 5 § 6 a). Avräkning (clearing) avseende sådana betalningar som inte har samband med en värdepapperstransaktion omfattas dock inte av förordningens tillämpningsområde. Med andra ord överlappar inte definitionen i lagen om värdepappersmarknaden förordningen i det avseendeet.</P>
<P class="p567 ft2">Även led c i definitionen av clearingverksamhet i lagen om värde- pappersmarknaden riskerar att överlappa förordningens tillämpnings- område. Det följer av att ”överföring av kontantmedel eller värde- papper”, som uttryckligen är en del av termen avveckling som den definieras i förordningen, motsvarar definitionen av clearingverksamhet i lagen om värdepappersmarknaden. Överföring av likvid eller finansiella instrument får i sammanhanget anses vara att på annat ”väsentligt sätt” ansvara för avveckling av förpliktelser.</P>
<P class="p559 ft2">När det gäller led b i definitionen av clearingverksamhet i lagen om värdepappersmarknaden är det inte lika uppenbart att någon konflikt i förhållande till förordningen uppkommer. Som konstateras ovan är det centrala motparter enligt förordningen om <NOBR>OTC-derivat,</NOBR> centrala mot- parter och transaktionsregister som träder in som motpart till både köpare och säljare av finansiella instrument. Enligt förordningen om värdepap- perscentraler är en central motpart inte att anse som en värdepappers- central (se artikel 2.1.1 och 2.1.10). De regler i den sistnämnda förord- ningen, som specifikt gäller värdepapperscentraler, är således inte tillämpliga på centrala motparter. System som drivs av centrala motparter har undantagits från definitionen av ett avvecklingssystem för värde- papper (artikel 2.1.10). Det innebär att centrala motparter inte tillhanda- håller någon huvudtjänst i förordningens mening.</P>
<P class="p621 ft2">Mot bakgrund av de ovan beskrivna konflikterna mellan förordningen och lagen om värdepappersmarknaden är det nödvändigt att införa en bestämmelse i den lagen av innebörden att den inte är tillämplig på sådan clearingverksamhet som avses i förordningen. Det innebär att de rörelse- regler m.m. som enligt lagen gäller för clearingorganisationer inte ska tillämpas på värdepapperscentraler.</P>
<P class="p622 ft2">Förslaget innebär att det i praktiken endast kommer att vara sådana clearingorganisationer som ägnar sig åt clearing av betalningar som fullt ut omfattas av bestämmelserna om clearingorganisationer i lagen om värdepappersmarknaden. I praktiken rör det sig om Bankgirocentralen. Riksbanken ägnar sig visserligen också åt clearing av betalningar, men behöver inte något tillstånd enligt nämnda lag. Mot den bakgrunden uppkommer frågan om definitionen av clearingverksamhet i den lagen inte bör avgränsas till att avse endast betalningar och inte finansiella instrument. Som framgår ovan ska dock vissa bestämmelser i lagen, om bl.a. tillsyn, gälla för centrala motparter. Dessa motparter ägnar sig åt clearing av finansiella instrument. Det finns därför anledning att låta definitionen av clearingverksamhet omfatta clearing av finansiella instru- ment även fortsättningsvis.</P>
<P class="p623 ft22">Den fråga om ikraftträdandet av lagändringen som <SPAN class="ft41">Euroclear Sweden AB </SPAN>tar upp behandlas i avsnitt 14.</P>
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<P class="p570 ft2">Prop. 2015/16:10</P>
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<TD class="tr40 td48"><P class="p624 ft2">Prop. 2015/16:10 <SPAN class="ft23">7</SPAN></P></TD>
<TD class="tr40 td309"><P class="p20 ft1">Avstämningsregister, avstämningskonton</P></TD>
</TR>
<TR>
<TD class="tr53 td48"><P class="p20 ft6"> </P></TD>
<TD class="tr53 td309"><P class="p20 ft1">och avstämningsbolag</P></TD>
</TR>
<TR>
<TD class="tr46 td48"><P class="p625 ft26">7.1</P></TD>
<TD class="tr46 td309"><P class="p20 ft26">Termerna avstämningsregister och</P></TD>
</TR>
<TR>
<TD class="tr42 td48"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td309"><P class="p20 ft26">avstämningskonto</P></TD>
</TR>
</TABLE>
<P class="p626 ft4"><SPAN class="ft96">Regeringens förslag: </SPAN>Avstämningsregister ska definieras som ett register som består av avstämningskonton som läggs upp för ägare av finansiella instrument och som registreras enligt kontoföringslagen.</P>
<P class="p627 ft4"><SPAN class="ft96">Promemorians förslag </SPAN>överensstämmer med regeringens förslag. <SPAN class="ft96">Remissinstanserna </SPAN>tillstyrker promemorians förslag eller har inget att</P>
<P class="p628 ft3"><SPAN class="ft2">invända mot det. </SPAN>Finansinspektionen<SPAN class="ft2">, </SPAN>Euroclear Sweden AB <SPAN class="ft2">och </SPAN>Svenska Fondhandlareföreningen<SPAN class="ft2">, med instämmande av </SPAN>Svenska Bankföreningen <SPAN class="ft2">och till viss del </SPAN>Nasdaq OMX Stockholm AB<SPAN class="ft2">, invänder dock mot det som anförs i promemorian om registreringsåtgärder på den högsta nivån och förhållandet mellan å ena sidan en central kontoföringstjänst enligt förordningen och å andra sidan förande av avstämningsregister och avstämningskonton.</SPAN></P>
<P class="p629 ft4">Även <SPAN class="ft36">Svenskt Näringsliv </SPAN>ifrågasätter det som anförs om den högsta nivån i promemorian.</P>
<P class="p630 ft2"><SPAN class="ft3">Finansinspektionen </SPAN>tillägger för egen del att värdepapperskonton enligt förordningen bör tolkas som de konton som värdepapperscentralen er- bjuder deltagarna att kontoföra värdepapper på, dvs. det som Euroclear Sweden AB benämner värdepapperskonto.</P>
<P class="p629 ft4"><SPAN class="ft36">Euroclear Sweden AB </SPAN>anser därutöver att nuvarande bestämmelser om avveckling av innehav som hålls genom en länk inte tillräckligt beaktar de förhållanden som utländska finansiella företag verkar under.</P>
<P class="p631 ft29">Skälen för regeringens förslag</P>
<P class="p632 ft3">Kontoförda finansiella instrument</P>
<P class="p633 ft2">En värdepapperscentral enligt definitionen i förordningen om värdepap- perscentraler driver ett avvecklingssystem för värdepapper och tillhanda- håller minst en ytterligare huvudtjänst som förtecknas i avsnitt A i bilagan till förordningen (artikel 2.1.1). De tillkommande huvudtjänst- erna i bilagan avser dels ursprunglig registrering av värdepapper i ett kontobaserat system, benämnd notarietjänst, dels tillhandahållande och förande av värdepapperskonton på högsta nivå, benämnd central konto- föringstjänst. Tjänsterna framstår som besläktade eftersom båda avser den högsta nivån där värdepapper skapas genom emission. Kontoföring på den högsta nivån är i sin tur en förutsättning för att värdepapperen ska vara fritt överlåtbara genom debitering och kreditering av värdepappers- konton. Tjänsterna har samband med förordningens krav på att värde- papper som tas upp till handel respektive handlas på handelsplatser ska presenteras i kontobaserad form (artikel 3).</P>
<P class="p634 ft4">Systemet med kontoförda värdepapper infördes i Sverige under 1989 och 1990, till följd av den numera upphävda aktiekontolagen (1989:827).</P>
<P class="p635 ft15">Genom den nuvarande kontoföringslagen infördes fr.o.m. 1999 regler om</P>
<P class="p636 ft2">152</P>
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<DIV>
<DIV id="id_1">
<P class="p343 ft4">kontoförda finansiella instrument som även avser andra instrument än aktier. Sverige har därmed infört ett system med kontoförda värdepapper som motsvarar reglerna i artikel 3 i förordningen om värdepappers- centraler.</P>
<P class="p337 ft4">Kontoförda finansiella instrument som har utfärdats i Sverige sedan kontoföringslagen blev tillämplig ska vara emitterade i dematerialiserad form. Det ligger väl i linje med förordningens krav, som visserligen inte avser alla finansiella instrument utan som begränsas till överlåtbara värdepapper som har upptagits till handel eller handlas på reglerade marknader, <NOBR>MTF-plattformar</NOBR> och <NOBR>OTF-plattformar</NOBR> (handelsplatser).</P>
<P class="p212 ft3">Termerna avstämningsregister och avstämningskonto</P>
<P class="p637 ft2">Genom aktiekontolagen skedde en övergång från dokumentbaserade värdepapper till kontoförda värdepapper, till att börja med avseende aktier. När den lagen 1999 ersattes av kontoföringslagen ersatte också termen avstämningskonto den tidigare termen aktiekonto. Termen aktie- konto ansågs inte längre vara lämplig eftersom kontoföringslagen är generellt tillämplig (prop. 1997/98:160 s. 171). Termen avstämnings- register kvarstod dock. Termerna avstämningsregister och avstämnings- konto har därmed gamla anor och en vedertagen betydelse som förord- ningen om värdepapperscentraler inte ger anledning att ändra.</P>
<P class="p638 ft2">Avstämningsregister består av avstämningskonton och förs genom automatiserad behandling (4 kap. 1 § första stycket kontoföringslagen). Varje innehavare av finansiella instrument som registreras i enlighet med kontoföringslagen ska ha ett eller flera sådana avstämningskonton, såvida inte instrumenten är förvaltarregistrerade. Av det följer att avstämnings- register bildar en sammanställning av ägare till ett avstämningsbolag. Med avstämningsbolag förstås ett aktiebolag vars bolagsordning inne- håller ett förbehåll om att bolagets aktier ska vara registrerade i ett avstämningsregister i enlighet med kontoföringslagen (1 kap. 3 § kontoföringslagen och 1 kap. 10 § aktiebolagslagen, se vidare avsnitt 4.2.5). För en översiktsbild avseende termerna avstämningsregister och avstämningskonton, se figurerna 2 och 3 i avsnitt 4.2.5. Regeringen instämmer i <SPAN class="ft3">Finansinspektionens </SPAN>synpunkt att värdepapperskonton enligt förordningen om värdepapperscentraler bör tolkas som de konton som värdepapperscentralen erbjuder deltagarna att kontoföra värdepapper på, dvs. det som Euroclear Sweden AB benämner värdepapperskonto. Denna term förekommer dock inte i lag. Den term som förekommer i svensk rätt är i stället avstämningskonto.</P>
<P class="p639 ft2">Kontoföring i avstämningsregister avser äganderätt och särskild rätt till dematerialiserade eller immobiliserade finansiella instrument (1 kap. 1 § kontoföringslagen). Med sådana instrument avses att en skriftlig hand- ling, t.ex. ett aktiebrev, inte har utfärdats respektive att det genom förva- ring eller på annat likvärdigt sätt har säkerställts att handlingen inte kommer i omlopp. För kontoförda finansiella instrument får det inte ut- färdas någon sådan skriftlig handling. Om så har skett, är handlingen inte giltig (4 kap. 5 § första stycket kontoföringslagen). För finansiella instru- ment som har utfärdats i ett annat land än Sverige gäller i stället att aktie- brev, skuldebrev eller annan motsvarande handling som har utfärdats ska</P>
</DIV>
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<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">153</P>
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<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p641 ft2">154</P>
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<P class="p278 ft22">vara inlämnad till förvaring hos den centrala värdepappersförvararen eller för detta företags räkning (4 kap. 5 § andra och tredje styckena).</P>
<P class="p212 ft3">Kontoföring på den högsta nivån</P>
<P class="p642 ft3">Finansinspektionen<SPAN class="ft2">, </SPAN>Euroclear Sweden AB<SPAN class="ft2">, </SPAN>Svenska Fondhandlare- föreningen<SPAN class="ft2">, </SPAN>Svenska Bankföreningen <SPAN class="ft2">och </SPAN>Svenskt Näringsliv <SPAN class="ft2">anser att registreringsåtgärder som vidtas av en värdepapperscentral i dess eget system, dvs. i ett avstämningsregister enligt svensk rätt, inte alltid utgör registreringsåtgärder på den högsta nivån enligt förordningen. De anser att den tolkningen är alltför långtgående. En värdepapperscentrals förande av värdepapperskonton på den högsta nivån enligt förordningen är kopplad till den ursprungliga registreringen av värdepapper hos en värdepapperscentral och är därmed en tjänst som endast kan tillhanda- hållas av den värdepapperscentral som emittenten väljer för den ursprungliga registreringen av värdepapper, en värdepapperscentral för emittenter. Om en värdepapperscentral däremot väljer att erbjuda sina deltagare möjligheten att kontoföra värdepapper, som ursprungligen har registrerats av en annan värdepapperscentral i sitt system via en länk, erbjuds denna tjänst av en värdepapperscentral för investerare. Den kontoföring som en värdepapperscentral för investerare gör i dess kontosystem får enligt remissinstanserna anses vara på en lägre nivå enligt förordningen. Denna typ av tjänst är inte en huvudtjänst enligt förordningen. I stället rör det sig om en anknuten tjänst (avsnitt B, punkt 3, i bilagan till förordningen). Länkar mellan värdepappers- centraler kan också beröra fler än två parter, dvs. även en eller flera mellanhänder. Om tanken med promemorians förslag är att det inte ska göras någon skillnad mellan en värdepapperscentral som på emittentens uppdrag initialt registrerat ett visst värdepapper (värdepapperscentral för emittenter) och en värdepapperscentral som kontoför ett visst värde- papper via en länk med en annan värdepapperscentral (värdepappers- central för investerare), föranleder detta enligt dessa remissinstanser ett antal problem, bl.a. avseende emissionens integritet. De anser också att en värdepapperscentrals registreringsåtgärder ska få de rättsverkningar som följer av 6 kap. kontoföringslagen oavsett om det rör sig om ur- sprunglig registrering eller registrering via en länk. Termerna avstäm- ningsregister och avstämningskonton behöver inte heller begränsas till att avse värdepapper som finns registrerade på den högsta nivån enligt förordningen.</SPAN></P>
<P class="p643 ft2">Regeringen instämmer i att det inte finns någon fullständig överens- stämmelse mellan huvudtjänsterna i förordningen och de uttryck som används i svensk rätt. Enligt regeringens uppfattning sker inte alla registreringsåtgärder i avstämningsregister på den högsta nivån. De slutsatser som dras i promemorian i detta avseende är enligt regeringens uppfattning således alltför långtgående.</P>
<P class="p644 ft4">Den ursprungliga registreringen benämns med förordningens termino- logi notarietjänst. Detta torde i svensk rätt närmast motsvaras av att upprätta ett avstämningsregister för den aktuella emittenten. I ett sådant fall har alltså finansiella instrument registrerats till följd av en emission och efter överenskommelse mellan emittenten och den centrala värde- pappersförvararen (värdepapperscentralen). De registreringsåtgärder som</P>
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<DIV id="page_155">
<DIV>
<DIV id="id_1">
<P class="p645 ft4">efter registreringen vidtas på avstämningskonton i detta avstämnings- register är närmast att jämföra med kontoföring på den högsta nivån, dvs. en central kontoföringstjänst enligt förordningen.</P>
<P class="p117 ft2">Om däremot en värdepapperscentral som är etablerad i ett annat land inom EES än Sverige registrerar en emission av aktier, dvs. en ursprung- lig registrering (en huvudtjänst enligt förordningen), och värdepappers- centralen låter vissa av dessa aktier kontoföras hos en annan värdepap- perscentral, t.ex. Euroclear Sweden AB, upprättas en s.k. länk mellan dessa båda värdepapperscentraler. En länk kan även, som bl.a. <SPAN class="ft3">Euroclear Sweden AB </SPAN>påpekar, bestå av en eller flera mellanhänder mellan dessa värdepapperscentraler. Det senare benämns indirekt länk. Upprättande av länkar är, som <SPAN class="ft3">Finansinspektionen </SPAN>påtalar, en specifikt angiven anknuten tjänst enligt förordningen (se avsnitt B, punkt 3, i bilagan till förord- ningen). Det rör sig således inte om huvudtjänsten central kontoförings- tjänst. Dessa förhållanden talar med styrka för att finansiella instrument som tillhandahålls genom en länk från en annan värdpapperscentral inte innebär kontoföring på den högsta nivån. Ett sådant förhållningssätt torde också, som flera remissinstanser påpekar, vara förenligt med vedertagen terminologi på värdepappersmarknaden.</P>
<P class="p567 ft2">Om den senare värdepapperscentralen i exemplet ovan benämns värde- papperscentral för investerare kan den första värdepapperscentralen, för framställningens skull, benämnas värdepapperscentral för emittenter (se avsnitt 4.4). Medan emissionen har registrerats hos den första värdepap- perscentralen, dvs. värdepapperscentralen för emittenter, är Euroclear Sweden AB (värdepapperscentralen för investerare) deltagare hos denne genom att upprätta en länk enligt artikel 48 i förordningen. I ett sådant fall har Euroclear Sweden AB ett omnibuskonto hos den första värdepap- perscentralen och registrerar samma antal finansiella instrument i ett avstämningsregister i sitt eget system. Det möjliggör att finansiella instrument kan registreras på avstämningskonton (värdepapperskonton enligt förordningen) hos Euroclear Sweden AB, oavsett ursprung. Det innebär i sin tur att dess deltagare, t.ex. en svensk bank, inte behöver bli deltagare även i den första värdepapperscentralen. Här förutsätts alltså att den andra värdepapperscentralen, i exemplet Euroclear Sweden AB, finns i Sverige och att kontoföringslagen därför är tillämplig på dess verksamhet. Vad som utgör den högsta nivån respektive lägre nivåer bör således avgöras från ett emittentperspektiv, snarare än genom att betrakta all kontoföring som sker i en värdepapperscentrals eget system som den högsta nivån i det landet.</P>
<P class="p646 ft2">De ovan beskrivna länkarna mellan värdepapperscentraler är i regel gränsöverskridande. Förordningen utesluter dock inte att länkar kan till- komma inom en och samma medlemsstat. Även kontoföringslagen förutsätter att länkar mellan värdepapperscentraler kan förekomma. Av 4 kap. 4 § första stycket samma lag framgår att registrering i avstämningsregister i Sverige får ske av finansiella instrument som har utfärdats i ett annat land. En förutsättning är att den utländska motsvarigheten till en central värdepappersförvarare har avskilt instrumenten för den svenska värdepappersförvararens räkning, vilket i de flesta rättsordningar har en sakrättslig innebörd. Genom att instru- menten avskiljs uppkommer inte heller en situation då emissionens inte- gritet hotas genom att ett i förhållande till emissionen alltför stort antal</P>
</DIV>
<DIV id="id_2">
<P class="p570 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">155</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_156">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p641 ft2">156</P>
</DIV>
<DIV id="id_2">
<P class="p647 ft2">instrument kan registreras på konton. Enligt kontoföringslagen ska alltså även sådana, ”länkade”, finansiella instrument registreras i avstämnings- register. Det innebär i sin tur att termen avstämningsregister inte utesluter att en ursprunglig registrering av instrumenten i fråga har skett någon annanstans. Av detta följer alltså, som de ovan nämnda remissinstanserna påpekar, att registreringsåtgärder i avstämningsregister inte alltid sker på den högsta nivån enligt förordningen. Det innebär också att sådana åt- gärder inte alltid utgör en central kontoföringstjänst enligt förordningen. Däremot kan kontoföring på den högsta nivån som äger rum i Sverige inte ske i något annat system än ett avstämningsregister.</P>
<P class="p648 ft2">Enligt kontoföringslagen kan centrala värdepappersförvarare och mot- svarande utländska företag, enligt den nya terminologi som föreslås i denna proposition värdepapperscentraler, vara förvaltare av finansiella instrument för annans räkning (se vidare avsnitt 11). Denna möjlighet infördes i syfte att möjliggöra länkar mellan en svensk central värdepap- persförvarare och motsvarande förvarare utomlands (prop. 1997/98:160 s. 119). Möjligheten innebär att en värdepapperscentral (A) kan ha rätt att förvalta finansiella instrument som finns registrerade i avstämnings- register hos en annan värdepapperscentral (B) för en kunds (C:s) räkning. För förvaltarregistrering finns det särskilda bestämmelser om tidpunkten då en överlåtelse eller en pantsättning blir giltigt gentemot tredje man (3 kap. 10 § andra stycket kontoföringslagen). Dessa bestämmelser avser dock det fallet att förvaltaren själv inte för avstämningsregister, dvs. inte själv är en central värdepappersförvarare (värdepapperscentral).</P>
<P class="p649 ft3">Bestämmelser om registreringsåtgärder i kontoföringslagen</P>
<P class="p650 ft2">Förordningens regler om utförande av huvudtjänsterna är av över- gripande natur. Det saknas således närmare bestämmelser om hur konto- föringen ska gå till, hur värdepapperskontona ska organiseras eller rätts- verkningarna av registreringsåtgärderna. Av bemyndigandet till kommis- sionen i artikel 2.2 att anta delegerade akter för att ytterligare specificera vissa av de anknutna tjänster som anges i avsnitten B och C i bilagan till förordningen framgår nämligen motsatsvis att någon sådan ytterligare specifikation inte kommer att göras när det gäller huvudtjänsterna i avsnitt A i bilagan. Det torde därmed åligga medlemsstaterna att närmare reglera frågor om utförande av huvudtjänsterna. Det gäller framför allt de civilrättsliga rättsverkningarna av registreringsåtgärder, som inte alls be- rörs i förordningen. Det bör dock även gälla de närmare näringsrättsliga bestämmelserna om hur värdepapperscentralen ska organisera avstäm- ningsregister eller annan motsvarande kontostruktur i sina system, vilket inbegriper frågor om terminologi. Det bör därför vara möjligt att i huvud- sak behålla bestämmelserna om avstämningsregister och avstämnings- konton i 4 kap. kontoföringslagen och bestämmelserna om registrerings- åtgärder i 5 kap. samma lag. Förordningen ger alltså utrymme för med- lemsstaterna är närmare reglera vilka rättsverkningar som registrering hos en värdepapperscentral ska få för finansiella instrument. Det gäller såväl åtgärder som sker på den högsta nivån som åtgärder på lägre nivå- er. Av detta följer att det inte finns något hinder mot att låta bestämmel- serna om rättsverkan av registrering i 6 kap. kontoföringslagen fortsätta att gälla för samtliga registreringsåtgärder i avstämningsregister, oavsett</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_157">
<P class="p651 ft4">om det rör sig om den högsta nivån enligt förordningen eller inte (se Prop. 2015/16:10 avsnitt 7.3).</P>
<P class="p610 ft2">I syfte att förtydliga innebörden av termen avstämningsregister, bör det tas in en ny definition i kontoföringslagen. En utgångspunkt är att avstämningsregister är något som en svensk värdepapperscentral, dvs. en sådan som är auktoriserad av Finansinspektionen, för inom ramen för sin verksamhet (se vidare avsnitt 7.2). Definitionen bör innehålla samma krav på avstämningsregister som redan följer av 4 kap. 1 § kontoförings- lagen. Den bör därför innehålla en hänvisning till den bestämmelsen. Definitionen innebär att endast svenska värdepapperscentraler för avstämningsregister. Detta är en naturlig följd av att Sverige endast kan meddela kompletterande bestämmelser till förordningen i fråga om värdepapperscentraler som är auktoriserade här i landet och att respektive medlemsstat själv har att reglera de civilrättsliga rättsverkningarna av en registreringsåtgärd som sker på den statens territorium. I avsnitt 7.4 behandlas frågan i vilken utsträckning en utländsk motsvarighet ska jämställas med ett avstämningsregister.</P>
<P class="p652 ft4">I fråga om aktier i avstämningsbolag finns det en begränsning i konto- föringslagen av innebörden att sådana aktier och vissa aktierelaterade rättigheter i ska vara registrerade i ett avstämningsregister (4 kap. 2 §). Den bestämmelsen behandlas i avsnitt 7.4.</P>
<TABLE cellpadding=0 cellspacing=0 class="t99">
<TR>
<TD class="tr38 td98"><P class="p203 ft26">7.2</P></TD>
<TD class="tr38 td301"><P class="p18 ft26">Förande av avstämningsregister</P></TD>
<TD class="tr38 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr55 td302"><P class="p20 ft93"> </P></TD>
<TD class="tr47 td102"><P class="p20 ft70"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td307"><P class="p64 ft2"><SPAN class="ft29">Regeringens förslag: </SPAN>Svenska värdepapperscentraler som är auktori-</P></TD>
<TD class="tr31 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td307"><P class="p64 ft2">serade att tillhandahålla en central kontoföringstjänst enligt förord-</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">ningen om värdepapperscentraler ska göra detta genom kontoföring av</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">finansiella instrument. Det senare uttrycket ska definieras som</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td307"><P class="p64 ft2">registrering i avstämningsregister av äganderätt och särskild rätt till</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">sådana aktier och andra finansiella instrument för vilka aktiebrev,</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">skuldebrev eller annan motsvarande skriftlig handling inte har</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td307"><P class="p64 ft2">utfärdats eller, där sådan handling har utfärdats, det genom förvaring</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">eller på annat likvärdigt sätt har säkerställts att handlingen inte</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">kommer i omlopp. Bestämmelsen i kontoföringslagen om att avstäm-</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td307"><P class="p64 ft2">ningsregister endast får föras av auktoriserade centrala värdepappers-</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">förvarare upphävs.</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p653 ft2">De regler om hantering av personuppgifter som finns i förordningen</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td307"><P class="p64 ft2">och i rättsakter som har antagits med stöd av förordningen ska ha</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">företräde framför personuppgiftslagen.</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p653 ft2"><SPAN class="ft29">Regeringens bedömning: </SPAN>Bestämmelserna om vad som ska anges</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td307"><P class="p64 ft2">på ett avstämningskonto, vilka finansiella instrument som ska, respek-</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">tive får, registreras i avstämningsregister och om aktiebolag som över-</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">går till att bli avstämningsbolag samt bestämmelserna om registre-</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td307"><P class="p64 ft2">ringsåtgärder behöver i huvudsak inte ändras till följd av förordningen</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">om värdepapperscentraler.</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p653 ft2">Bestämmelserna om vissa rättigheter och skuldebrev som har</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr27 td307"><P class="p64 ft2">utfärdats innan kontoföringslagen blev tillämplig bör inte upphävas.</P></TD>
<TD class="tr27 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr57 td308"><P class="p20 ft5"> </P></TD>
<TD class="tr56 td102"><P class="p20 ft94"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr2 td306"><P class="p319 ft29">Promemorians förslag och bedömning <SPAN class="ft2">överensstämmer i huvudsak</SPAN></P></TD>
<TD class="tr2 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td306"><P class="p20 ft2">med regeringens förslag och bedömning. Promemorians förslag innebär</P></TD>
<TD class="tr31 td102"><P class="p17 ft2">157</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_158">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p641 ft2">158</P>
</DIV>
<DIV id="id_2">
<P class="p278 ft4">dock att även bestämmelserna om vissa rättigheter och skuldebrev som har utfärdats innan kontoföringslagen blev tillämplig ska upphävas.</P>
<P class="p368 ft2"><SPAN class="ft29">Remissinstanserna: </SPAN>Flertalet remissinstanser tillstyrker promemorians förslag och bedömning eller har inget att invända mot dem. <SPAN class="ft3">Euroclear Sweden AB </SPAN>anser att de bestämmelser som avser interimsbevis, emissionsbevis, vissa andra rättigheter och skuldebrev som har utfärdats innan kontoföringslagen blev tillämplig inte bör upphävas. Bolaget anför att fondaktierättsbevis, som utgör emissionsbevis, inte har någon be- gränsning i dess livslängd och att förslaget i den delen därför kan inne- bära en osäkerhet beträffande sådana bevis som har utfärdats före konto- föringslagens ikraftträdande. Motsvarande osäkerhet uppkommer i fråga om skuldebrev som också har tillkommit före dess.</P>
<P class="p576 ft29">Skälen för regeringens förslag och bedömning</P>
<P class="p654 ft3">Kontoföring i ljuset av reglerna i förordningen</P>
<P class="p642 ft2">Avstämningsregister för kontoföring av finansiella instrument får enligt gällande rätt föras endast av auktoriserade centrala värdepappersför- varare (1 kap. 1 § andra stycket kontoföringslagen). Som framgår av avsnitt 7.1 sker förandet av värdepapperskonton på den högsta nivån enligt förordningen om värdepapperscentraler (central kontoförings- tjänst) genom kontoföring i avstämningsregister, såvitt gäller svenska värdepapperscentraler. Däremot innebär inte alla registreringsåtgärder i avstämningsregister att det rör sig om kontoföring på den högsta nivån, om det rör sig om finansiella instrument som tillhandahålls genom en länk från en annan värdepapperscentral. En registreringsåtgärd som avser ursprunglig registrering i ett svenskt avstämningsregister är i princip att bedöma som en notarietjänst enligt förordningen. Det finns alltså inte någon fullständig överensstämmelse mellan termen central kontoförings- tjänst enligt förordningen och registrering i avstämningsregister enligt svensk rätt.</P>
<P class="p655 ft2">Alla värdepapperscentraler som har auktoriserats enligt förordningen har rätt att föra värdepapperskonton på den högsta nivån, förutsatt att auktorisationen omfattar denna huvudtjänst. Kravet i kontoföringslagen på att endast auktoriserade värdepappersförvarare får föra avstämnings- register innebär en begränsning till företag som är auktoriserade av Finansinspektionen (se definitionen i 1 kap. 1 § andra stycket). Bestämmelserna om avstämningsregister i kontoföringslagen är dock inte tillämpliga på värdepapperscentraler som är etablerade i ett annat land inom EES än Sverige eller på värdepapperscentraler från tredjeland.</P>
<P class="p655 ft2">I syfte att knyta samman reglerna om auktorisation av värdepappers- centraler och termen central kontoföringstjänst i förordningen med bestämmelserna om avstämningsregister i kontoföringslagen, bör en ny bestämmelse tas in i lagen. Bestämmelsen innebär att svenska värde- papperscentraler, som är auktoriserade att tillhandahålla en central konto- föringstjänst enligt förordningen, ska göra detta genom kontoföring av finansiella instrument. Det senare uttrycket ska i sin tur, i linje med gällande rätt, definieras som registrering i avstämningsregister av äganderätt och särskild rätt till sådana aktier och andra finansiella instru- ment för vilka aktiebrev, skuldebrev eller annan motsvarande skriftlig handling inte har utfärdats eller, där sådan handling har utfärdats, det</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_159">
<DIV>
<DIV id="id_1">
<P class="p343 ft2">genom förvaring eller på annat likvärdigt sätt har säkerställts att hand- lingen inte kommer i omlopp. Av bestämmelsen följer alltså att endast värdepapperscentraler som är auktoriserade i Sverige får föra det som i svensk rätt benämns avstämningsregister. Saken kan också uttryckas som att de register som förs av sådana värdepapperscentraler ska benämnas avstämningsregister.</P>
<P class="p336 ft4">Till följd av den föreslagna bestämmelsen och reglerna i förordningen blir den nuvarande bestämmelsen om att avstämningsregister får föras av centrala värdepappersförvarare överflödig. Bestämmelsen bör därför upphävas.</P>
<P class="p302 ft3">Personuppgiftsansvaret</P>
<P class="p656 ft2">Det finns ingen anledning att ändra skyldigheten för en central värde- pappersförvarare, enligt den nya terminologi som föreslås i denna proposition svensk värdepapperscentral, att vara personuppgiftsansvarig enligt personuppgiftslagen (1998:204) för verksamheten i fråga (4 kap. 1 § första stycket kontoföringslagen). När det gäller behandlingen av personuppgifter ska personuppgiftslagen tillämpas om inget annat följer av kontoföringslagen eller annan författning (4 kap. 1 § andra stycket). Det framstår som lämpligt att även förordningen om värdepappers- centraler samt rättsakter som har meddelats med stöd av den förord- ningen (genomförandeakter och delegerade rättsakter) ska ha företräde framför personuppgiftslagen. Förordningen innehåller bestämmelser om skydd för personuppgifter i samband med sanktioner och informations- utbyte med tredjeland (artiklarna 7.9, 62.1, 62.2 och 65.2 respektive artikel 25.10).</P>
<P class="p657 ft3">Behovet av vissa bestämmelser om dematerialisering</P>
<P class="p637 ft2">I 4 kap. <NOBR>5–14</NOBR> §§ kontoföringslagen finns det bestämmelser som rör övergången mellan kontoförda finansiella instrument som är registrerade i avstämningsregister och andra finansiella instrument som antingen är dokumentbaserade eller som upphör att vara registrerade hos en viss central värdepappersförvarare. Av 4 kap. 5 § framgår att det för värde- papper som har registrerats på avstämningskonto inte får förekomma några fysiska värdepapper, med undantag för finansiella instrument som har utfärdats i ett annat land än Sverige. Detta undantag har sin grund i behovet att möjliggöra kontoföring av utländska värdepapper som kan vara kontobaserade genom förvaring under betryggande former (immo- bilisering), dock under förutsättning att de finansiella instrumenten har avskilts för ändamålet hos den utländska värdepappersförvararen.</P>
<P class="p360 ft2">Bestämmelser om aktiebolag som övergår till att bli avstämningsbolag och om finansiella instrument som har emitterats eller utfärdats innan kontoföringslagen blev tillämplig finns i 4 kap. <NOBR>6–12</NOBR> §§. I 4 kap. 13 § anges att handlingar som har makulerats i samband med övergången till ett kontobaserat system ska förvaras i original eller kopia i minst tio år. I 4 kap. 14 § anges vidare att en central värdepappersförvarare får delegera vissa uppgifter som anges i 4 kap. <NOBR>6–13</NOBR> §§ till ett kontoförande institut, inklusive makulering av handlingar. I 4 kap. 15 § finns bestämmelser om den centrala värdepappersförvararens ansvar att överlämna information om innehållet i samtliga avstämningskonton till emittenten eller en annan</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">159</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_160">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p641 ft2">160</P>
</DIV>
<DIV id="id_2">
<P class="p278 ft4">central värdepappersförvarare, om ett finansiellt instrument upphör att vara registrerat i avstämningsregister hos värdepappersförvararen i fråga.</P>
<P class="p368 ft2">Bestämmelsen om aktiebolag som övergår till att bli avstämningsbolag bör behållas, eftersom den har stor praktisk betydelse (4 kap. 6 §). Enligt regeringens uppfattning gäller detta även bestämmelsen om finansiella instrument som upphör att vara registrerade i avstämningsregister (4 kap. 15 §). I promemorian ifrågasätts om det är motiverat att behålla bestäm- melser i lag om vad som ska gälla för vissa finansiella instrument som har utfärdats innan kontoföringslagen trädde i kraft (4 kap. 6 § sista meningen och <NOBR>7–11</NOBR> §§). Bakgrunden är att bestämmelserna i lagen har varit tillämpliga i drygt 16 års tid och att innehavarnas rättigheter inte ändras genom vare sig förordningen om värdepapperscentraler eller genom kontoföringslagen. Promemorians förslag innebär därför att de berörda bestämmelserna upphävs. Mot bakgrund av de omständigheter som <SPAN class="ft3">Euroclear Sweden AB </SPAN>anför anser regeringen emellertid att skälen för att upphäva bestämmelserna inte överväger de problem som det skulle kunna innebära. Det gäller inte minst behovet av bestämmelser avseende dematerialisering i fråga om eventuella äldre fondaktierätts- bevis. Det finns inte heller några direkta fördelar med att upphäva bestämmelserna. Det kan inte uteslutas att det även finns ett behov av bestämmelser om dematerialisering av skuldebrev. Kontoföringslagen bör därför inte ändras i dessa avseenden.</P>
<P class="p658 ft3">Övriga bestämmelser om kontoföring</P>
<P class="p642 ft2">Förordningen innehåller bestämmelser om att överlåtbara värdepapper som har upptagits till handel eller handlas på handelsplatser ska vara kontobaserade (artikel 3.1). Med handelsplatser förstås en reglerad marknad, en <NOBR>MTF-plattform</NOBR> eller en <NOBR>OTF-plattform</NOBR> (artikel 2.1.42). För- ordningen gör ingen skillnad mellan dokumentbaserade värdepapper som har kontobaserad form genom betryggande förvaring (immobilisering) och värdepapper som redan från början har emitterats i dematerialiserad form. Det är dock ett villkor för transaktioner på en handelsplats att rele- vanta värdepapper har registrerats i kontobaserad form hos en värdepap- perscentral och att så har skett senast på den avsedda avvecklingsdagen (artikel 3.2).</P>
<P class="p659 ft2">Kontoföringslagen innehåller bestämmelser om vilka slags finansiella instrument som ska, respektive får, registreras i avstämningsregister (4 kap. 2 och 3 §§). Det anges särskilt att aktier i svenska avstämnings- bolag ska registreras i ett avstämningsregister, medan aktier i svenska bolag som inte är avstämningsbolag inte får registreras i avstämnings- register. Avgränsningen till avstämningsbolag syftar till att undvika osäkerhet om rättsverkningarna av registreringsåtgärder i avstämnings- register (prop. 1997/98:160 s. 172).</P>
<P class="p655 ft2">Bestämmelserna om vilka finansiella instrument som ska, respektive får, registreras i avstämningsregister bör behållas (4 kap. 2 och 3 §§ samt 4 § första stycket). Detsamma gäller bestämmelsen om att finansiella instrument som har registrerats i avstämningsregister, i enlighet med kontoföringslagen, enbart får förekomma i kontobaserad form (4 kap. 5 § första stycket). Det saknas skäl att avvika från den sedan länge inslagna vägen att svenska kontoförda finansiella instrument ska ha demateria-</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_161">
<DIV>
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<P class="p645 ft2">liserad form. Det har bl.a. påpekats att hantering av dokumentbaserade värdepapper är förenad med nackdelar, bl.a. i form av kostnader och risker (a. prop. s. 94). Mot bakgrund av behovet att medge kontoföring även av utländska finansiella instrument bör undantaget för finansiella instrument som har utfärdats i ett annat land än Sverige behållas (4 kap. 5 § andra stycket). Kontoföring av utländska finansiella instrument bör dock alltjämt förutsätta att instrumenten har avskilts för ändamålet av den relevanta utländska värdepapperscentralen (4 kap. 5 § tredje stycket).</P>
<P class="p567 ft2">I 4 kap. <NOBR>17–19</NOBR> §§ finns det bestämmelser om vilka uppgifter som ska anges på ett avstämningskonto. Registreringsuppgifter som anges beträf- fande skuldförbindelser i 4 kap. 19 § ska, i enlighet med 4 kap. 3 §, tillämpas på andra finansiella instrument än svenska aktier (a. prop. s. 175). Bestämmelserna om det som ska anges på avstämningskonton bör behållas oförändrade. Detta är ett område som dels lämnas öppet av förordningen om värdepapperscentraler, dels måste förtydligas. Därutöver är det lämpligt att regeringen eller den myndighet som regeringen bestämmer även i fortsättningen får meddela närmare föreskrifter om förande av avstämningsregister och avstämningskonton (4 kap. 21 §).</P>
<P class="p567 ft2">Kontoföringslagen innehåller ett krav på att anmälningar som avser förhållanden som ska framgå av ett avstämningsregister ska registreras utan dröjsmål (genast) och att registrering ska ske på avstämningskonto när samtliga villkor för det är uppfyllda (5 kap. 1 §). Anmälningar som är ofullständiga och som inte har kompletterats inom en vecka efter ett föreläggande om det, ska vara utan verkan (5 kap. 2 §). En begäran om registrering på avstämningskonto som inte uppfyller villkoren för registrering ska avslås (5 kap. 3 §). En registrering som innehåller någon uppenbar oriktighet ska rättas (5 kap. 4 §). Den vars rätt berörs har yttranderätt om inte rättelsen är till förmån för den personen eller ett yttrande annars är uppenbart obehövligt. En central värdepappers- förvarare får avföra uppenbart betydelselösa uppgifter ur ett register (5 kap. 5 §). Avförda uppgifter ska dock bevaras i minst tio år. Regist- reringsåtgärder i enlighet med 5 kap. kontoföringslagen får vidtas av den centrala värdepappersförvararen eller av ett kontoförande institut, beroende på innehållet i avtalet mellan de två (a. prop. s. 176).</P>
<P class="p280 ft2">Kontoföringslagens bestämmelser om registreringsåtgärder i 5 kap. har överförts från 4 kap. aktiekontolagen (a. prop. a. s.). Det är angeläget att uppgifterna i avstämningsregister uppdateras snabbt och är korrekta. Som framgår ovan saknas det i huvudsak närmare regler om kontoföring i förordningen om värdepapperscentraler. Några delegerade rättsakter kommer inte heller att antas på detta område. Bestämmelserna i konto- föringslagen bör därför behållas i den utsträckning det inte finns några motsvarande regler i förordningen (se författningskommentaren till 5 kap. 5 §). Det framstår t.ex. som lämpligt att en anmälan om förhåll- anden som ska framgå av ett avstämningsregister inte ska registreras innan villkoren för registrering är uppfyllda. Den frist som anges för komplettering av en ofullständig anmälan, dvs. en vecka, framstår som rimlig. Det bör även finnas en möjlighet att avslå en begäran om registre- ring om förutsättningarna för registrering inte är för handen och att av- föra uppgifter som är uppenbart betydelselösa ur ett avstämningsregister.</P>
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<P class="p570 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">161</P>
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<P class="p558 ft3"><SPAN class="ft2">Prop. 2015/16:10 </SPAN>Emissionens integritet och underrättelseskyldighet</P>
<P class="p660 ft2">I förordningen finns vidare vissa regler om kontoföring som avser regel- bundna avstämningsåtgärder m.m. från värdepapperscentralens sida med syfte att säkerställa emissionens integritet (artikel 37). Övertrassering av värdepapper, debetsaldon och skapande av värdepapper är uttryckligen förbjudet. Med emissionens integritet åsyftas behovet att säkerställa överensstämmelse mellan antalet värdepapper som har lämnats in till värdepapperscentralen och det motsvarande antal värdepapper som har krediterats på värdepapperskonton som tillhör innehavarna. Denna regel är direkt tillämplig och föranleder i huvudsak ingen ändring av svensk rätt, utöver vad som kan följa av kravet att ange bestämmelser i förord- ningen som ska vara tillämpliga för kontoförande institut (se avsnitt 10.3). I avsnitt 7.4 berörs dock en ändring till följd av att vissa bestäm- melser i kontoföringslagen överlappar denna regel.</P>
<P class="p575 ft2">När ett konkursbo innehar kontoförda värdepapper ska domstol under- rätta värdepapperscentralen om konkursen i enlighet med 12 § första stycket 14 konkursförordningen (1987:916). Av det skälet finns det i kontoföringslagen en bestämmelse om att värdepapperscentralen i sin tur ska vidarebefordra underrättelsen till samtliga registrerade förvaltare (4 kap. 22 §). Dessa bestämmelser torde inte komma i konflikt med förordningens regler.</P>
<P class="p661 ft26"><SPAN class="ft24">7.3</SPAN><SPAN class="ft25">Rättsverkan av registrering</SPAN></P>
<P class="p662 ft22"><SPAN class="ft97">Regeringens bedömning: </SPAN>Det bör inte göras några ändringar i bestämmelserna om rättsverkan av registrering i avstämningsregister.</P>
<P class="p546 ft4"><SPAN class="ft96">Promemorians bedömning </SPAN>överensstämmer med regeringens bedöm- ning.</P>
<P class="p492 ft2"><SPAN class="ft29">Remissinstanserna: </SPAN>Flertalet remissinstanser tillstyrker promemorians bedömning eller har inget att invända mot den. <SPAN class="ft3">Svenska Fondhandlare- föreningen</SPAN>, med instämmande av <SPAN class="ft3">Svenska Bankföreningen</SPAN>, anser att reglerna i 6 kap. kontoföringslagen om rättsverkan av registrering bör ges en mer generell tillämpning. Med hänsyn till att kontoföringen hos ett värdepappersinstitut är lika skyddsvärd som den kontoföring som sker hos en värdepapperscentral samt att något europeiskt initiativ angående harmoniserade regler för kontoförda värdepapper inte kan påräknas inom en snar framtid anser föreningarna att bestämmelserna i 6 kap. konto- föringslagen nu bör utvidgas till att omfatta såväl kontoföring av förval- tare som utsetts av en värdepapperscentral som annan kontoföring utförd av banker och värdepappersbolag med tillstånd att tillhandahålla förva- ring och administration av finansiella instrument för kunders räkning. Enligt föreningarna innebär promemorians bedömning i praktiken ett gynnande av länkar direkt mellan värdepapperscentraler och värdepapper grundregistrerade i en svensk värdepapperscentral i förhållande till konkurrerande alternativ såsom registrering i en utländsk central och länkar genom ett värdepappersinstitut. Dessutom bör bestämmelserna om förvaltarregistrering anpassas till att det är fråga om samma typ av konto-</P>
<P class="p599 ft2">föring som utförs av en värdepapperscentral. Därför anser föreningarna</P>
<P class="p663 ft2">162</P>
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<DIV id="page_163">
<DIV>
<DIV id="id_1">
<P class="p157 ft2">att förvaltarens registrering av en viss rättighet, snarare än denuntiation, bör utgöra det rättsskapande momentet precis som vid registrering hos en värdepapperscentral (se även avsnitt 6.1). Enligt föreningarna bör reglerna för förvaltarregistrering tillämpas även då en svensk värde- papperscentral registrerar finansiella instrument via konto i en utländsk värdepapperscentral.</P>
<P class="p462 ft4">Även <SPAN class="ft36">Nasdaq OMX Stockholm AB </SPAN>instämmer i Svenska Fondhandlare- föreningens synpunkter, såvitt gäller att bestämmelserna i 6 kap. konto- föringslagen bör omfatta all form av kontoföring av finansiella instru- ment i en värdepapperscentral.</P>
<P class="p117 ft2"><SPAN class="ft3">Euroclear Sweden AB </SPAN>anför att bolaget inte har några invändningar mot Svenska Fondhandlareföreningens förslag om en översyn av de bestämmelser som gäller för förvaltarregistrering.</P>
<P class="p117 ft2"><SPAN class="ft29">Skälen för regeringens bedömning: </SPAN>I kontoföringslagen finns det sär- skilda bestämmelser om överlåtelse och pantsättning av dematerialis- erade eller immobiliserade finansiella instrument. Innebörden av att vara registrerad som innehavare på ett avstämningskonto är att innehavaren ska anses ha rätt att förfoga över det finansiella instrumentet (6 kap. 1 §). Liksom avseende frågan om vem som ska anses ha rätt att förfoga över ett visst finansiellt instrument är registreringen av en anmälan om dispo- sitionen avgörande även för det sakrättsliga skyddet vid överlåtelse och pantsättning (6 kap. 2 §). Det har också beskrivits som att den s.k. inskrivningsprincipen gäller för finansiella instrument (prop. 1997/98:160 s. 131). Bestämmelserna om överlåtelse tillämpas även vid pantsättning (6 kap. 7 §). Således är tidpunkten för registreringen avgörande för när sakrättsligt skydd uppkommer.</P>
<P class="p258 ft2">Ett finansiellt instrument får således inte tas i anspråk av en överlåtares eller pantsättares borgenärer efter det att en anmälan om överlåtelse respektive pantsättning har registrerats, annat än för sådana rättigheter som registrerades innan dess (6 kap. 2 och 7 §§ kontoföringslagen). Enligt de allmänna villkor som Euroclear Sweden AB tillämpar för närvarande, innebär pantsättningen i praktiken att de pantsatta finansiella instrumenten förs över till ett särskilt värdepapperskonto, benämnt pantkonto, på vilket panthavaren registreras (Euroclear Sweden AB, Allmänna villkor, <NOBR>2009-02-07,</NOBR> avsnitt B.7.1).</P>
<P class="p557 ft4">Särskilda bestämmelser finns för det fall ett finansiellt instrument har överlåtits eller pantsatts till flera var för sig, eller överlåtits eller pantsatts av någon som inte ägde det (6 kap. 3 och 4 §§).</P>
<P class="p117 ft2">Som framgår av avsnitt 7.1 ger förordningen om värdepapperscentraler inte någon anledning till att ändra bestämmelserna i 6 kap. kontoförings- lagen. Det saknas därför skäl att nu överväga någon sådan ändring.</P>
<P class="p117 ft2">Avseende förvaltarregistrerade finansiella instrument gäller dock att en underrättelse (denuntiation) till förvaltaren om överlåtelse eller pantsätt- ning medför samma rättsverkningar som en registrering i ett avstäm- ningsregister. I sakrättsligt hänseende är det således olika moment som föranleder att en pantförskrivning fullbordas, beroende på om det konto- förda finansiella instrumentet i fråga har registrerats på ägarkonto eller förvaltarkonto (se vidare avsnitt 11.1).</P>
<P class="p557 ft36">Svenska Fondhandlareföreningen <SPAN class="ft4">och </SPAN>Svenska Bankföreningen <SPAN class="ft4">berör vissa frågor om tillämpningsområdet för bestämmelserna i 6 kap. konto- föringslagen. De ifrågasätter också om denuntiation även fortsättningsvis</SPAN></P>
</DIV>
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<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">163</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_164">
<P class="p608 ft4">Prop. 2015/16:10 bör vara det rättsskapande momentet vid förvaltarregistrering av finan- siella instrument. Enligt regeringens uppfattning saknas det emellertid förutsättningar för att behandla dessa frågor i förevarande lagstiftnings- ärende. Som föreningarna berör är det dock inte uteslutet att bestäm- melserna i 6 kap. i viss mån kan tillämpas analogt utanför deras direkta tillämpningsområde.</P>
<TABLE cellpadding=0 cellspacing=0 class="t100">
<TR>
<TD class="tr38 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td98"><P class="p285 ft24">7.4</P></TD>
<TD class="tr38 td301"><P class="p85 ft26">Konkurrensfrågor</P></TD>
</TR>
<TR>
<TD class="tr55 td34"><P class="p20 ft93"> </P></TD>
<TD colspan=2 class="tr52 td302"><P class="p20 ft81"> </P></TD>
</TR>
<TR>
<TD class="tr31 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td304"><P class="p67 ft2"><SPAN class="ft29">Regeringens förslag: </SPAN>Aktier i avstämningsbolag ska vara registrerade</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p67 ft2">i avstämningsregister eller motsvarande register som förs av en</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p67 ft2">värdepapperscentral i ett annat land inom EES än Sverige enligt</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p67 ft2">förordningen om värdepapperscentraler. Ett aktiebolag måste anlita</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p67 ft2">samma värdepapperscentral för all registrering som avser aktier och</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p67 ft2">aktierelaterade rättigheter i bolaget. För andra slag av finansiella</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p67 ft2">instrument krävs dock inte att det ska röra sig om en enda</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p67 ft2">värdepapperscentral, dvs. ett och samma avstämningsregister eller</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">motsvarande utländska register.</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p319 ft2">Vid tillämpningen av bestämmelserna om avstämningsbolag i aktie-</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p67 ft2">bolagslagen ska motsvarande utländska register jämställas med</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p67 ft2">avstämningsregister. Denna likabehandling avser register som förs av</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">en värdepapperscentral enligt förordningen om värdepapperscentraler.</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p319 ft2">De bestämmelser i kontoföringslagen som begränsar valet av central</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">värdepappersförvarare upphävs.</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p319 ft2">Styrelsen i ett avstämningsbolag ska ansvara för att det tecknas ett</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p67 ft2">skriftligt avtal med en värdepapperscentral om registrering i avstäm-</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p67 ft2">ningsregister eller motsvarande utländskt register. Bolaget ska anmäla</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p67 ft2">för registrering i aktiebolagsregistret vilken värdepapperscentral som</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p68 ft2">bolaget har anlitat.</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p319 ft2">Aktier i kupongbolag får varken registreras i ett avstämningsregister</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">eller i ett motsvarande utländskt register.</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p319 ft2">Indirekta länkar enligt förordningen ska jämställas med ett direkt</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p67 ft2">avtalsförhållande värdepapperscentraler emellan. Om en länk mellan</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p67 ft2">två värdepapperscentraler upphör att gälla, ska innehavet på ett av-</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p67 ft2">stämningskonto överföras till annan kontohållare eller tillgodoräknas</P></TD>
</TR>
<TR>
<TD class="tr31 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td304"><P class="p68 ft2">kontohavaren på annat sätt som beaktar dennes intressen.</P></TD>
</TR>
<TR>
<TD class="tr58 td303"><P class="p20 ft95"> </P></TD>
<TD colspan=2 class="tr56 td305"><P class="p20 ft94"> </P></TD>
</TR>
<TR>
<TD class="tr28 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr28 td306"><P class="p319 ft2"><SPAN class="ft29">Promemorians förslag </SPAN>överensstämmer i huvudsak med regeringens</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">förslag. I promemorians förslag anges det att motsvarande register som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">förs av en utländsk värdepapperscentral ska föras som en central konto-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">föringstjänst. Enligt promemorians förslag ska begränsningen om att ett</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">aktiebolag måste anlita samma centrala värdepappersförvarare för all</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">registrering som avser aktier och aktierelaterade rättigheter i bolaget</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">upphävas och ett avstämningsbolag därför kunna välja en eller flera</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">värdepapperscentraler för registreringen. I promemorian finns det inte</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">något förslag om indirekta länkar eller om ändring av bestämmelsen om</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">länkar som upphör att gälla.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p319 ft2"><SPAN class="ft29">Remissinstanserna: </SPAN>Flertalet remissinstanser tillstyrker promemorians</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">förslag eller har inget att invända mot det. <SPAN class="ft3">Finansinspektionen</SPAN>, <SPAN class="ft3">Svenska</SPAN></P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">164</P></TD>
<TD colspan=2 class="tr31 td306"><P class="p20 ft28">Fondhandlareföreningen<SPAN class="ft31">, med instämmande av </SPAN>Svenska Bankföreningen<SPAN class="ft31">,</SPAN></P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_165">
<TABLE cellpadding=0 cellspacing=0 class="t57">
<TR>
<TD class="tr2 td120"><P class="p20 ft2">och <SPAN class="ft3">Euroclear Sweden AB </SPAN>avstyrker förslaget om att möjliggöra för en</P></TD>
<TD class="tr2 td199"><P class="p123 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">emittent att välja mer än en värdepapperscentral.</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p60 ft3">Euroclear Sweden AB <SPAN class="ft2">och </SPAN>Svenska Fondhandlareföreningen<SPAN class="ft2">, med</SPAN></P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">instämmande av <SPAN class="ft3">Svenska Bankföreningen</SPAN>, anför också att bestämmelsen</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">om länkar i kontoföringslagen även bör omfatta s.k. indirekta länkar. I</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">fråga om länkar mellan värdepapperscentraler anför <SPAN class="ft3">Euroclear Sweden</SPAN></P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2"><SPAN class="ft3">AB </SPAN>också att bestämmelsen i kontoföringslagen om länkar som upphör</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">att gälla bör ändras.</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p60 ft2"><SPAN class="ft3">Bolagsverket </SPAN>tillägger att verket utgår ifrån att det kommer att regleras</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">närmare vilka handlingar som bolaget ska skicka in vid en registrering av</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">vilken eller vilka värdepapperscentraler som bolaget har anlitat. Bolags-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">verket önskar att det klargörs om verket ska göra några särskilda</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">kontroller i samband med sådana ärenden, exempelvis när det gäller att</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">den anmälda värdepapperscentralen finns införd i det register som avses i</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">artikel 21.3 i förordningen om värdepapperscentraler.</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p60 ft2"><SPAN class="ft3">Statistiska centralbyrån </SPAN>anför att myndigheten ser en risk för ökad</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">börda för uppgiftslämnare när det gäller aktieägarstatistik, finans-</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">räkenskaperna, betalningsbalansen och värdepappersstatistik när svenska</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">avstämningsbolag ska få registrera aktierna i bolaget hos vilken värde-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td120"><P class="p20 ft2">papperscentral som helst inom EES.</P></TD>
<TD class="tr27 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr59 td120"><P class="p20 ft29">Skälen för regeringens förslag</P></TD>
<TD class="tr59 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr28 td120"><P class="p20 ft3">Gällande rätt</P></TD>
<TD class="tr28 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr34 td120"><P class="p20 ft2">Som framgår av avsnitt 7.2 får avstämningsregister enligt kontoförings-</P></TD>
<TD class="tr34 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">lagen för närvarande föras endast av auktoriserade centrala värdepappers-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">förvarare (1 kap. 1 § andra stycket). Med central värdepappersförvarare</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">avses endast sådana företag som har auktorisation i enlighet med konto-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">föringslagen, dvs. auktorisation från Finansinspektionen (se definitionen</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">av den termen i 1 kap. 3 § samma lag).</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p60 ft2">Juridiska personer som avses i 2 kap. kontoföringslagen får ges aukto-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">risation som central värdepappersförvarare och kan på den grunden till-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">handahålla kontoföring av finansiella instrument i enlighet med bestäm-</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">melserna i den lagen. Aktier i avstämningsbolag och vissa uppräknade</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">aktierelaterade rättigheter ska vara registrerade i ett avstämningsregister</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">för bolaget (4 kap. 2 § första stycket samma lag). Medan kravet på regist-</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">rering i kontobaserad form är ovillkorligt finns det inget obligatorium när</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">det gäller hur kravet ska uppfyllas, dvs. beträffande emittentens val av</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">central värdepappersförvarare. Om det finns flera sådana värdepappers-</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">förvarare, får emittenten således välja fritt mellan dem. Skuldförbindelser</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">och andra svenska eller utländska finansiella instrument får registreras i</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">avstämningsregister om emittenten väljer det (4 kap. 3 § samma lag).</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p60 ft2">Registreringar i avstämningsregister baseras på förekomsten av ett</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">avtal mellan den centrala värdepappersförvararen och emittenten av det</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">finansiella instrumentet (4 kap. 4 § första stycket samma lag). Om det</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">finansiella instrumentet har utfärdats i ett annat land än Sverige, ingår</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">den centrala värdepappersförvararen i stället avtal med företag som i det</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">andra landet har motsvarande uppgifter.</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p60 ft2">Att den centrala värdepappersförvararen förutsätts vara svensk och</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">reglerad i svensk rätt framgår även indirekt av bl.a. associationsrätten.</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr34 td120"><P class="p20 ft2">Den centrala värdepappersförvararen ska nämligen föra och bevara aktie-</P></TD>
<TD class="tr34 td199"><P class="p17 ft2">165</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_166">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p641 ft2">166</P>
</DIV>
<DIV id="id_2">
<P class="p278 ft4">boken när ett avstämningsregister har upprättats (5 kap. 12 § andra stycket aktiebolagslagen). Den centrala värdepappersförvararen ansvarar även vid sidan av avstämningsbolaget för aktiebokens offentlighet (5 kap. 19 § samma lag). Dessa skyldigheter förutsätts kunna uppfyllas i Sverige.</P>
<P class="p260 ft3">Emittentens rätt att välja värdepapperscentral</P>
<P class="p642 ft2">Enligt förordningen om värdepapperscentraler ska en emittent ha rätt att fritt välja vilken värdepapperscentral som helst inom EU för registrering av värdepapper som har upptagits till handel eller som handlas på reglerade marknader, <NOBR>MTF-plattformar</NOBR> eller <NOBR>OTF-plattformar</NOBR> (artikel 49.1 första stycket). Det gäller under förutsättning att värdepappers- centralen uppfyller vissa angivna villkor (artikel 23). Det anges uttryck- ligen av förordningen att en värdepapperscentral som är auktoriserad i en medlemsstat får tillhandahålla de tjänster för vilken den är auktoriserad även i en annan medlemsstat. Det kan ske genom att en filial inrättas eller genom att de aktuella tjänsterna tillhandahålls över gränserna (artikel 23.1).</P>
<P class="p644 ft2">För värdepapperscentraler som avser att tillhandahålla de huvudtjänster som avses i punkterna 1 och 2 i avsnitt A i bilagan till förordningen i en annan medlemsstat gäller särskilda villkor (artikel 23.2). Det framstår således som om förordningen förutsätter att dessa huvudtjänster, dvs. ursprunglig registrering och central kontoföring, ofta erbjuds samtidigt.</P>
<P class="p368 ft4">Med värdepapperscentraler inom EU eller i en medlemsstat likställs värdepapperscentraler i övriga länder inom EES. Värdepapperscentraler från tredjeland omfattas dock inte av denna valfrihet (se definitionerna i artikel 2.1.1 och 2.1.2).</P>
<P class="p211 ft2">En första förutsättning för möjligheten att tillhandahålla nämnda huvudtjänster på gränsöverskridande basis är att den behöriga myndig- heten i värdepapperscentralens hemmedlemsstat har underrättats om av- sikten att tillhandahålla dessa tjänster över gränserna (artikel 23.3). Detta underrättelseförfarande liknar i hög grad motsvarande förfaranden som förekommer i andra <NOBR>EU-förordningar</NOBR> eller <NOBR>EU-direktiv</NOBR> på andra håll på finansmarknadsområdet och som ibland kallas <NOBR>EU-pass</NOBR> eller Europapass. De fullständiga kraven för att tillhandahålla ursprunglig registrering och central kontoföring på gränsöverskridande basis framgår av artikel 23.2– 23.7. Bland dessa märks särskilt villkoret i artikel 23.3 e, enligt vilket värdepapperscentralen ska bedöma vilka åtgärder som denne avser att vidta för att möjligöra användarnas (emittenternas) efterlevnad av bolagsrätten eller annan nationell rätt i hemmedlemsstaten enligt vilken värdepapperen har utfärdats.</P>
<P class="p644 ft2">Syftet med emittentens valfrihet är att denne ska tillåtas välja det effektivaste sättet att ”förvalta” sina värdepapper (skäl 56). Bolagsrätten eller annan liknande nationell rätt enligt vilken värdepapperen har utfärdats ska dock fortsätta att tillämpas (artikel 49.1 andra stycket). Det gäller dock på villkor att emittentens rätt inte inskränks. Således har emittentens rätt att välja företräde framför nationell bolagsrätt. I övrigt förutsätter förordningen att den nationella bolagsrätten i huvudsak inte behöver ändras. Sådana rättigheter och skyldigheter med koppling till värdepapperen, såsom rösträtt, utdelning och företagshändelser, hör till</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_167">
<DIV>
<DIV id="id_1">
<P class="p157 ft4">de bolagsrättsliga frågor som ska fortsätta att gälla. Åtgärder ska dess- utom vidtas för att så ska förbli fallet om rätten att välja värde- papperscentral utnyttjas (skäl 56).</P>
<P class="p117 ft2">En värdepapperscentral har i viss utsträckning rätt att vägra tillhanda- hålla tjänster till en emittent (artikel 49.3). Det kan ske på grundval av en genomgripande riskbedömning eller med hänvisning till att värdepap- perscentralen inte tillhandahåller ursprunglig registrering med avseende på värdepapper som har utfärdats enligt bolagsrätten eller annan liknande rätt i den relevanta medlemsstaten.</P>
<P class="p117 ft2">En värdepapperscentral ska ha rätt att utföra anknutna tjänster som har samband med källskatte- och rapporteringsskyldigheter gentemot skatte- myndigheterna, om det kan ske i enlighet med nationell rätt (skäl 31). Förordningens rättsliga grund, dvs. artikel 114 i <NOBR>EUF-fördraget,</NOBR> ger inte EU befogenhet att besluta om skatter och avgifter eller om metoder för indrivning av skatt. Skatterättsliga frågor behandlas i avsnitt 13.</P>
<P class="p559 ft2"><SPAN class="ft3">Lagrådet </SPAN>noterar frånvaron av bestämmelser som säkerställer tillämp- ningen av svensk rätt i fråga om kontoföring i register som motsvarar avstämningsregister och som förs av en värdepapperscentral i en annan medlemsstat än Sverige. Lagrådet tar exempelvis upp frågan om hur borgenärers skydd vid utmätning och konkurs ska säkras i sådana situationer som avses i 4 kap. 40 § eller 11 kap. 8 § aktiebolagslagen. Det finns inte heller några bestämmelser i kontoföringslagen som säkerställer tillämpningen av aktiebolagslagens bestämmelser om inlösen av minoritetsaktier eller om majoritetsägarens rätt att under vissa förutsätt- ningar registreras som ägare till aktierna (22 kap. 4 § respektive 14, 20 och 21 §§ samma lag). Lagrådet efterfrågar i den delen en redovisning av konsekvenser för utövandet av de berörda rättigheterna och hur det är tänkt att fungera.</P>
<P class="p258 ft2">Lagrådet ifrågasätter vidare överförmyndares möjligheter att med bindande verkan instruera en värdepapperscentral om begränsning i föräldrars eller företrädares rätt att förfoga över sådana rättigheter som registreras i ett register som motsvarar avstämningsregister och som förs av en värdepapperscentral som är etablerad i en annan medlemsstat än Sverige (13 kap. 19 § och 14 kap. 21 § föräldrabalken). Lagrådet efter- frågar även klargörande av vad som blir konsekvenserna för förmåns- rätten i samband med utmätning och verkan av utmätning vid en konkurs efter det att pantsättning eller annat förfogande över kontoförda finan- siella instrument har ägt rum, om detta inte har införts i ett register som motsvarar avstämningsregister och som förs av en värdepapperscentral som är etablerad i en annan medlemsstat än Sverige (4 kap. 30 § utsök- ningsbalken och 4 § förmånsrättslagen [1970:979]).</P>
<P class="p573 ft2">Regeringen noterar att det sedan lång tid tillbaka förekommer att t.ex. skuldförbindelser som har utfärdats av svenska emittenter kontoförs hos värdepapperscentraler i andra länder inom EES eller i tredjeland. Genom förordningen om värdepapperscentraler införs en motsvarande möjlighet att kontoföra även aktier och vissa aktierelaterade finansiella instrument i register som motsvarar avstämningsregister men som inte lyder under svensk rätt. Mycket talar för att de möjliga komplikationer i samband med tillämpningen av nationell rätt som Lagrådet belyser inte kommer att öka på något genomgripande sätt genom förordningen och de följd- ändringar i svensk rätt som föreslås. Regeringen noterar bl.a. att 4 kap.</P>
</DIV>
<DIV id="id_2">
<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">167</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_168">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p20 ft2">40 § aktiebolagslagen endast innebär en presumtion för att den som är</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">antecknad i ett avstämningsregister enligt 4 kap. 18 § första stycket <NOBR>6–8</NOBR></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">kontoföringslagen har rätt att utöva de rättigheter som följer av 4 kap.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">39 § aktiebolagslagen. Det behöver alltså inte vara så att personen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">förlorar sina rättigheter om ingen anteckning görs. Vidare innehåller</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">förordningen regler som syftar till att säkerställa att bolagsrätt och annan</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">liknande rätt enligt vilken värdepapperen har utfärdats ska fortsätta att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">tillämpas (artikel 49.1 andra stycket). När det gäller skuldförbindelser,</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">dvs. andra finansiella instrument än aktier och vissa aktierelaterade</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">finansiella instrument (4 kap. 3 § kontoföringslagen), torde förordningen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">inte innebära någon förändring i sak.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Regler som syftar till att upprätthålla emittenternas nationella bolags-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">rätt och annan liknande rätt enligt vilken värdepapper utfärdas framgår</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">av den direkt tillämpliga förordningen. Bland dessa regler i förordningen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">märks bl.a. villkoret i artikel 23.3 e enligt vilket en värdepapperscentral</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">som tillhandahåller tjänster i en annan medlemsstat ska bedöma vilka</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">åtgärder som denne avser att vidta för att möjligöra användarnas</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">(emittenternas) efterlevnad av den nationella rätt som avses i artikel 49.1.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">Enligt artikel 23.6 ska dessa åtgärder dessutom granskas och godkännas</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">av den behöriga myndigheten i värdmedlemsstaten, i Sveriges fall</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">Finansinspektionen, som enligt artikel 24.5 även ges en möjlighet att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ingripa mot en värdepapperscentral som bryter mot sina skyldigheter</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">enligt förordningen, under förutsättning att den behöriga myndigheten i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">hemmedlemsstaten inte har vidtagit tillräckliga åtgärder.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Föräldrabalken, utsökningsbalken eller förmånsrättslagen åtnjuter inte</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">något skydd i förordningen om värdepapperscentraler som liknar skyddet</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">av bolagsrätten och annan liknande nationell rätt. Det förekommer emel-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">lertid redan i dag att skuldförbindelser kontoförs hos värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">centraler utanför Sverige och att överförmyndare kan ha skäl att lämna</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">meddelanden till andra än svenska banker, kreditmarknadsföretag eller</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">värdepappersinstitut (13 kap. 19 § och 14 kap. 21 § föräldrabalken). Om-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">fattningen av sådana meddelanden kan komma att öka om även aktier</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">kontoförs i register som motsvarar avstämningsregister och som förs av</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">en värdepapperscentral i en annan medlemsstat än Sverige. Lagrådet</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">efterfrågar ett klargörande av med vilken verkan överförmyndare kan</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">lämna ett meddelande om begränsning i föräldrars eller ställföreträdares</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">möjlighet att förfoga över rättigheter som har registrerats i ett sådant</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">register. Regeringen är medveten om att en överförmyndares meddelande</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">till en utländsk värdepapperscentral kan ha begränsad verkan. Genom ett</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">sådant meddelande åstadkoms dock i vart fall att den utländska värde-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">papperscentralen uppmärksammas på att ställföreträdaren är begränsad</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">enligt svensk rätt från att förfoga över vissa rättigheter. Det framstår där-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">för inte som lämpligt att inskränka överförmyndares möjlighet att lämna</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">meddelanden till att avse endast en svensk värdepapperscentral. En</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">annan bedömning har gjorts när det gäller 16 kap. 10 a § föräldrabalken</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">som avser en värdepapperscentrals skyldigheter (se även avsnitt 6.2).</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p60 ft2">Förordningen om värdepapperscentraler innebär en skyldighet för</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">medlemsstaterna att ta bort hinder mot emittenternas fria val av värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">papperscentral. De hinder som avses gäller i realiteten aktier och vissa</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">utpekade aktierelaterade finansiella instrument (4 kap. 2 § kontoförings-</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">168</P></TD>
<TD class="tr31 td169"><P class="p20 ft2">lagen). Förordningen innehåller inga regler som syftar till harmonisering</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_169">
<DIV>
<DIV id="id_1">
<P class="p343 ft2">av civilrättsliga bestämmelser om rättsverkan av registreringsåtgärder och liknande frågor. Detta framgår även av förordningens allmänt hållna definitioner av huvudtjänster, bl.a. central kontoföringstjänst, som inte omfattas av någon befogenhet för kommissionen att anta delegerade akter för att närmare specificera tjänsternas innehåll (artikel 2.2 i förord- ningen). Av det följer bl.a. att frågor om förmånsrätt kan komma att följa av lagen i det land där registret förs. Se även det som anges i 5 kap. 3 § lagen (1991:980) om handel med finansiella instrument:</P>
<P class="p664 ft2">Vid överlåtelse, pantsättning eller annat förfogande över finansiella instrument för vilka aktiebrev, skuldebrev eller annan motsvarande skriftlig handling inte har utfärdats eller, där en sådan handling har utfärdats, det genom förvaring eller på liknande sätt har säkerställts att handlingen inte kommer i omlopp skall, när förvärvarens rätt till de finansiella instrumenten har registrerats enligt lag, lagen i det land där registret förs tillämpas beträffande rättsverkningarna i förhållande till andra än parterna<SPAN class="ft3">.</SPAN></P>
<P class="p212 ft3">Förordningens krav i förhållande till svensk rätt</P>
<P class="p637 ft2">Principen att en värdepapperscentral ska vara konkurrensutsatt är redan i viss utsträckning införd i svensk rätt. Genom införandet av kontoförings- lagen upphävdes dåvarande VPC:s legalmonopol (se avsnitt 6.2). Samma princip kommer även till uttryck genom förhållandet att förbindelsen mellan den centrala värdepappersförvararen och emittenter regleras genom avtal. Avstämningsbolag måste låta registrera sina aktier i ett av- stämningsregister (4 kap. 2 § första stycket kontoföringslagen). Eftersom endast centrala värdepappersförvarare får föra sådana register, får av- stämningsbolaget vända sig endast till en sådan förvarare. Någon särskild värdepappersförvarare pekas emellertid inte ut i lagen. Det är alltså emittenten som bestämmer vilken central värdepappersförvarare han vill vända sig till (prop. 1997/98:160 s. 172). I praktiken har valfriheten dock varit påtagligt begränsad genom en brist på alternativ – för närvarande finns endast Euroclear Sweden AB att välja på. Den rätt att välja central värdepappersförvarare som en emittent har i dag enligt svensk rätt bedöms inte vara tillräckligt långtgående för att motsvara kraven i för- ordningen om värdepapperscentraler. Detta gäller inte minst med tanke på att centrala värdepappersförvarare ska vara antingen svenska företag eller utländska företag med filial i Sverige och att auktorisation från Finansinspektionen krävs i båda dessa fall (2 kap. 2 och 6 §§ konto- föringslagen). Valfriheten enligt förordningen avser däremot värdepap- perscentraler som har auktoriserats inom vilket land som helst inom EES.</P>
<P class="p665 ft2">Enligt 4 kap. 4 § första stycket kontoföringslagen finns det, som berörs ovan, en möjlighet att i Sverige kontoföra finansiella instrument som har utfärdats i ett annat land, på villkor att de finansiella instrumenten har avskilts för ett sådant ändamål av den utländska värdepapperscentral genom vilken instrumenten har utfärdats. En motsvarande lösning inne- bärande kontoföring hos en värdepapperscentral som är etablerad i ett annat land inom EES än Sverige av finansiella instrument som har utfärdats i Sverige och som förvaras avskilda för detta ändamål av en svensk värdepapperscentral skulle troligen inte fullt ut motsvara förord- ningens krav. Anledningen till detta är att det uttryckligen anges i förord-</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">169</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_170">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p641 ft2">170</P>
</DIV>
<DIV id="id_2">
<P class="p278 ft4">ningen att det rör sig om en ”frihet att emittera hos en värdepappers- central” som är auktoriserad i EU (rubriken närmast före artikel 49, jfr skäl 56). Förordningen får således anses kräva att emittenten har en möjlighet till kontoföring på den högsta nivån hos den värdepappers- central inom EES som denne önskar.</P>
<P class="p212 ft3">Emissionens integritet</P>
<P class="p642 ft2">Enligt nuvarande bestämmelser i kontoföringslagen får samma finan- siella instrument inte registreras på avstämningskonto hos mer än en svensk central värdepappersförvarare (4 kap. 4 § andra stycket första meningen). Beträffande aktiebolag gäller att ett sådant bolag måste anlita samma centrala värdepappersförvarare för all registrering som avser aktier och vissa aktierelaterade rättigheter (andra meningen i samma stycke). Dessa bestämmelser skulle möjligen kunna framstå som ett hinder mot att låta överlåtbara värdepapper bli registrerade hos en värde- papperscentral i en annan medlemsstat i enlighet med bestämmelserna i artikel 49.1 i förordningen om värdepapperscentraler. Som framgår av avsnitt 7.2 är termen central värdepappersförvarare reserverad för företag som är auktoriserade av Finansinspektionen. Att värdepappersförvararen ska vara svensk innebär att auktorisation ska ha beviljats enligt 2 kap. 2 § kontoföringslagen. Bestämmelsen i 4 kap. 4 § andra stycket samma lag syftar dock till att säkerställa att ett och samma finansiella instrument inte kan registreras på två eller flera olika avstämningskonton och där- igenom på två olika innehavare (jfr prop. 1997/98:160 s. 173). Normalt sett är emellertid finansiella instrument av samma slag, t.ex. <NOBR>A-aktier</NOBR> i ett visst bolag, fungibel (utbytbar) egendom på samma sätt som pengar. Det är således inte möjligt att särskilja två instrument av samma slag från varandra. Vanligtvis avser också handeln med finansiella instrument fungibel egendom, dvs. de finansiella instrumenten är inte individuellt bestämda i parternas avtal (a. prop. s. 130 och prop. 2013/14:111 s. 23).</P>
<P class="p666 ft2">Mot den bakgrunden inställer sig frågan vad som avses med ”samma” finansiella instrument. I allt väsentligt bör bestämmelsen ges samma innebörd som regeln om emissionens integritet i artikel 37 i förord- ningen, dvs. att antalet värdepapper i en emission ska överensstämma med summan av antalet värdepapper som har registrerats på värde- papperskonton som tillhör deltagarna hos värdepapperscentralen eller, i relevanta fall, på ägarkonton som upprätthålls av värdepapperscentralen. Bestämmelsen förefaller således inte i sig utesluta att en emittent väljer olika svenska värdepappersförvarare för olika emissioner. Det gör dock den därefter följande bestämmelsen i 4 kap. 4 § andra stycket andra meningen kontoföringslagen, såvitt gäller aktiebolag. Denna bestäm- melse berörs nedan.</P>
<P class="p648 ft2">Bestämmelsen om ”samma” finansiella instrument har ett samband med bestämmelsen i 4 kap. 4 § första stycket samma lag om möjligheten att avskilja finansiella instrument hos ett utländskt företag som motsvarar en central värdepappersförvarare och därefter registrera ”samma” värde- papper, eller snarare ett lika stort antal finansiella instrument av samma slag, på avstämningskonto hos en central värdepappersförvarare. Efter- som ”samma” finansiella instrument inte får registreras på avstämnings- konto hos mer än en svensk central värdepapperförvarare, finns det inte</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_171">
<DIV>
<DIV id="id_1">
<P class="p343 ft2">någon möjlighet för en svensk central värdepappersförvarare att avskilja finansiella instrument för kontoföring av annan svensk central värde- pappersförvarare (prop. 1997/98:160 s. 173). Bestämmelsen ger däremot utrymme för att – enligt första stycket – göra det i fråga om finansiella instrument som har avskilts i ett annat land än Sverige.</P>
<P class="p336 ft4">Eftersom förordningen innehåller regler om emissionens integritet och förbud mot ”övertrassering” av värdepapper, ibland benämnda ”no credit without debit”, överlappar bestämmelsen i 4 kap. 4 § andra stycket första meningen reglerna i förordningen. Bestämmelsen bör således upphävas.</P>
<P class="p302 ft3">Begränsningen till en central värdepappersförvarare</P>
<P class="p667 ft2">Frågan är då hur regeln om emittentens rätt att välja vilken värde- papperscentral som helst (artikel 49.1 i förordningen) förhåller sig till bestämmelsen i 4 kap. 4 § andra stycket andra meningen kontoförings- lagen. Bestämmelsen innebär att ett aktiebolag måste anlita samma centrala värdepappersförvarare för all registrering som avser aktier och vissa angivna aktierelaterade rättigheter. Rätten för emittenten att välja gäller aktier som har tagits upp till handel på reglerade marknader m.m. För svensk del är aktierna i många avstämningsbolag upptagna till handel på en reglerad marknad.</P>
<P class="p351 ft2">Såvitt kan bedömas omfattar kravet på valfrihet i artikel 49.1 möjlig- heten att byta från en värdepapperscentral till en annan. Det följer av beskrivningen att värdepapperen i fråga redan har upptagits till handel på handelsplatser (jfr formuleringen ”admitted to” i den engelska språk- versionen”) och det förhållandet att sådana värdepapper ska presenteras i kontobaserad form (artiklarna 3.1 och 49.1). Om värdepapperen redan har tagits upp till handel på en reglerad marknad, har de redan dessför- innan registrerats hos någon värdepapperscentral. I 4 kap. 15 § första stycket första meningen kontoföringslagen finns det en bestämmelse som möjliggör för en emittent att byta från en central värdepappersförvarare till en annan. Bestämmelsen, som enligt förslagen i denna proposition ska avse värdepapperscentraler, bör vara tillräcklig för att tillgodose de praktiska arrangemangen kring ett sådant byte.</P>
<P class="p336 ft3">Finansinspektionen<SPAN class="ft2">, </SPAN>Svenska Fondhandlareföreningen<SPAN class="ft2">, med instäm- mande av </SPAN>Svenska Bankföreningen<SPAN class="ft2">, och </SPAN>Euroclear Sweden AB <SPAN class="ft2">anser inte att det är en nödvändig följd av förordningen om värdepapperscentraler att medge ursprunglig registrering i fler värdepapperscentraler än en, särskilt när det gäller aktier och aktierelaterade instrument. De anser att detta sannolikt skulle ha framgått mer tydligt om det hade varit avsikten med förordningen. En sådan ordning skulle medföra risker för emissionens integritet och problem i samband med hanteringen av bolagshändelser, förandet av aktieboken och fullgörande av skatterättsliga skyldigheter m.m. Enligt dem finns det snarare en rad omständigheter som talar mot promemorians tolkning av förordningen i detta avseende. </SPAN>Svenska Fondhandlareföreningen<SPAN class="ft2">, med instämmande av </SPAN>Svenska Bankföreningen<SPAN class="ft2">, anser att den föreslagna ordningen är särskilt problematisk i fråga om emissioner av ett och samma aktieslag.</SPAN></P>
<P class="p668 ft4">Regeringen instämmer i att regeln om valfrihet i artikel 49.1 i förord- ningen inte bör tolkas alltför långtgående när det gäller emission av aktier och vissa aktierelaterade instrument. Regeln, som alltså avser emit-</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">171</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_172">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p20 ft2">tentens rättigheter, gäller friheten att välja ”vilken” värdepapperscentral</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">som helst. Samma formulering används i skäl 56. Ordalydelsen talar</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">enligt regeringens uppfattning för att det ska röra sig om en och samma</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">värdepapperscentral för samtliga värdepapper som avser den aktuella</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">emittenten, även om den motsatta innebörden inte uttryckligen utesluts.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Regeln om emissionens integritet i artikel 37.1 utgår från att de värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">papper som har ”lämnats in” till en värdepapperscentral antingen kan</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">utgöra ”en hel eller delar av” en emission. Som <SPAN class="ft3">Euroclear Sweden AB</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">påpekar har denna formulering sannolikt valts för att möjliggöra en sådan</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">uppdelning som förekommer i vissa medlemsstater inom EU där det är</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">möjligt att låta dematerialisera endast en andel av en emission och</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">förvara resten av emissionen i form av fysiska värdepapper hos en</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">separat s.k. registerförvaltare. Formuleringen behöver således inte tas till</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">intäkt för att en och samma emission överlag ska kunna delas upp mellan</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">två eller flera värdepapperscentraler.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Regeln om emissionens integritet i artikel 37.2 förutsätter att fler än en</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">värdepapperscentral kan vara inblandad i avstämningsprocessen för en</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">värdepappersemission. Som <SPAN class="ft3">Euroclear Sweden AB </SPAN>berör kan bakgrunden</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">till denna formulering vara att vissa värdepapperscentraler tillhandahåller</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">ett begränsat utbud av tjänster och samarbetar med andra aktörer i fråga</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">om övriga relevanta tjänster, exempelvis vissa anknutna tjänster.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Utöver tolkningen av enstaka formuleringar i förordningen finns det</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">enligt regeringens uppfattning också andra aspekter som talar mot en</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">alltför långtgående valfrihet. I förhållande till hur värdepappersmark-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">naden i praktiken fungerar i dag framstår promemorians förslag som</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">alltför långtgående. Reglerna om emissionens integritet är också en</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">central del av förordningen. En uppdelning av en emission av aktier och</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">aktierelaterade rättigheter på fler än en värdepapperscentral medför risker</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">för emissionens integritet som inte till fullo kan överblickas. Till följd av</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">aktiernas spridda ägande kan problemen med emissionens integritet be-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">dömas vara större jämfört med skuldförbindelser som ofta innehas av ett</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">förhållandevis begränsat antal institutionella investerare genom speciali-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">serade internationella värdepapperscentraler. Som <SPAN class="ft3">Finansinspektionen</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">och <SPAN class="ft3">Svenska Fondhandlareföreningen </SPAN>anför skulle detta kräva ett kom-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">plext samarbete mellan de berörda värdepapperscentralerna för att säker-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ställa avstämningar av gemensamt registerförda värdepapper. Dessutom</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">inställer sig en rad frågor av bolagsrättslig art, bl.a. när det gäller vilka</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">rättsverkningar som följer av en viss bolagshändelse i samband med en</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">emission som sker i olika länder samt aktiebokens tillförlitlighet.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft3">Euroclear Sweden AB <SPAN class="ft2">och </SPAN>Svenska Fondhandlareföreningen <SPAN class="ft2">framhåller</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">särskilt att möjligheten att dela upp en emission av aktier på mer än en</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">värdepapperscentral kan medföra en osäkerhet som påverkar den svenska</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">marknadens internationella ställning negativt.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p60 ft2">Övervägande skäl talar enligt regeringens uppfattning således för att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">regeln i förordningen om emittentens rätt att välja inte bör tolkas så</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">långtgående att en emittent ska ha rätt att dela upp emissioner av aktier</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">och vissa aktierelaterade instrument mellan två eller flera värdepap-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">perscentraler. Således ska en emittent av aktier kunna välja endast en</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">enda värdepapperscentral för notarietjänsten enligt förordningen (den</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">ursprungliga registreringen). Detta synsätt utesluter givetvis inte att</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">172</P></TD>
<TD class="tr31 td169"><P class="p20 ft2">någon annan värdepapperscentral kan tillhandahålla aktier i det aktuella</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_173">
<DIV>
<DIV id="id_1">
<P class="p157 ft2">avstämningsbolaget genom en länk. Regeringen instämmer således i de synpunkter som <SPAN class="ft3">Finansinspektionen</SPAN>, <SPAN class="ft3">Svenska Fondhandlareföreningen</SPAN>, med instämmande av <SPAN class="ft3">Svenska Bankföreningen</SPAN>, och <SPAN class="ft3">Euroclear Sweden AB </SPAN>framför om att promemorians tolkning av förordningen och förslag i denna del är alltför långtgående.</P>
<P class="p559 ft2">Aktier och aktierelaterade rättigheter i ett avstämningsbolag ska alltså även fortsättningsvis vara registrerade i ett och samma register. Detta bör dock kunna ske inte bara i ett svenskt avstämningsregister utan även i ett motsvarande register hos en värdepapperscentral som är etablerad i ett annat land inom EES än Sverige som inte omfattas av bestämmelserna i kontoföringslagen. Med motsvarande register avses här det system för kontoföring som den utländska värdepapperscentralen tillämpar, förutsatt att det är genom detta register som en central kontoföringstjänst enligt förordningen tillhandahålls. Vad som avses med ett motsvarande register bör dock förstås i ljuset av att register hos utländska värdepappers- centraler kan organiseras på ett annat sätt än svenska avstämnings- register, vilket även förordningen ger utrymme för. Definitionsmässigt är det endast sådana värdepapperscentraler som är auktoriserade i Sverige som för avstämningsregister, eftersom kontoföringslagen i huvudsak inte är tillämplig på utländska värdepapperscentraler (se även den definition av termen avstämningsregister som föreslås i avsnitt 7.1).</P>
<P class="p297 ft2">Till följd av behovet av att kunna välja en värdepapperscentral som är etablerad i ett annat land inom EES än Sverige och med tanke på hur definitionen av avstämningsbolag i 1 kap. 10 § aktiebolagslagen är utformad, krävs en ändring i den lagen på så sätt att även utländska register som motsvarar svenska avstämningsregister omfattas. I annat fall inskränks emittentens rätt att välja enligt artikel 49.1 i förordningen, som har företräde framför nationell bolagsrätt (artikel 49.1 andra stycket samma förordning). Denna ändring medför även behov av omfattande följdändringar i aktiebolagslagen.</P>
<P class="p557 ft2">Förenklat uttryckt innebär distinktionen mellan avstämningsregister och motsvarande utländska register att de associationsrättsliga reglerna i aktiebolagslagen fortsätter att tillämpas på alla svenska aktiebolag, medan de delvis näringsrättsliga reglerna i kontoföringslagen, med något undantag, tillämpas endast på kontoföring som görs av svenska värde- papperscentraler.</P>
<P class="p258 ft2">Beträffande möjliga konsekvenser av de ändringar i kontoföringslagen och aktiebolagslagen som föreslås i denna proposition kan det noteras att rätten att välja värdepapperscentral inte är ovillkorlig. Värdepappers- centralen har nämligen en rätt att vägra tillhandahålla tjänster, i synnerhet om värdepapperscentralen inte tillhandahåller ursprunglig registrering (notarietjänster) avseende värdepapper som har utfärdats enligt bolags- rätten eller annan liknande nationell rätt i den relevanta medlemsstaten (artikel 49.3 i förordningen). Den behöriga myndigheten i värdmedlems- staten (emittentens hemmedlemsstat) har vidare möjlighet att ta ställning till de åtgärder som värdepapperscentralen avser att vidta för att möjlig- göra användarnas efterlevnad av bolagsrätten eller annan nationell rätt (artikel 23.6 a). Dessa villkor får, som berörs ovan, dock inte vara så långtgående att de inskränker emittentens rätt att välja värdepappers- central (artikel 49.1 andra stycket).</P>
</DIV>
<DIV id="id_2">
<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">173</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_174">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p641 ft2">174</P>
</DIV>
<DIV id="id_2">
<P class="p211 ft2">Oavsett den tolkning av reglerna i förordningen som redovisas ovan finns det ingen anledning att begränsa den möjlighet som redan i dag finns i fråga om att välja fler än en värdepapperscentral för andra slag av finansiella instrument än aktier och aktierelaterade rättigheter. Sedan lång tid förekommer det att t.ex. emissioner av obligationer handhas av fler än en värdepapperscentral. Inom detta område har det utvecklats metoder för att samordna uppdelade emissioner, vilket har samband med ett begränsat antal aktörer (två internationella värdepapperscentraler och ett förhållandevis begränsat antal institutionella investerare som handlar med instrumenten i fråga) samt frånvaron av bolagsrättsliga komplika- tioner. Detta har alltså inte med reglerna i förordningen att göra. Således påverkar inte förslagen i denna proposition möjligheterna att dela upp emissioner av andra instrument än aktier och vissa aktierelaterade instrument.</P>
<P class="p669 ft3">Anmälan till Bolagsverket</P>
<P class="p670 ft2">Det bör inte vara en förutsättning för att ett avstämningsförbehåll ska få registreras i aktiebolagsregistret att avstämningsbolaget till Bolagsverket har gett in en kopia av avtalet med den värdepapperscentral som ska ansvara för kontoföringen. Däremot bör bolaget vara skyldigt att till Bolagsverket anmäla vilken värdepapperscentral som har anlitats, i syfte att verket ska anteckna detta i aktiebolagsregistret. Skälet till det är att det är rimligt att såväl aktieägare som andra berörda parter har insyn i vilken värdepapperscentral som ansvarar för den betydelsefulla uppgiften att kontoföra bolagets aktier. Som <SPAN class="ft3">Bolagsverket </SPAN>berör är det lämpligt att verket kontrollerar att det rör sig om en sådan värdepapperscentral som finns införd i det register som avses i artikel 21.3 i förordningen, dvs. som har auktoriserats. Denna fråga och övriga relaterade frågor, exempelvis underrättelser mellan Bolagsverket och Finansinspektionen, bör dock regleras på lägre nivå än lag.</P>
<P class="p657 ft3">Rätten att tillhandahålla huvudtjänster</P>
<P class="p670 ft2">Som redovisas i avsnitt 5.2 definieras en värdepapperscentral i förord- ningen som en juridisk person som tillhandahåller minst två huvud- tjänster som anges i avsnitt A i bilagan till förordningen, varav en av huvudtjänsterna måste vara drift av ett avvecklingssystem för värde- papper. Definitionen förefaller öppna för möjligheten att huvudtjänster kan tillhandahållas även av andra aktörer än auktoriserade värdepappers- centraler, på villkor att tjänsterna inte kombineras med driften av ett avvecklingssystem för värdepapper. Det anges nämligen uttryckligen i förordningen att avvecklingssystem för värdepapper endast får drivas av värdepapperscentraler eller av centralbanker som fungerar som värde- papperscentraler (artikel 18.2). Det framstår dock som att en sådan möj- lighet för andra aktörer än värdepapperscentraler att tillhandahålla huvudtjänster skulle utgöra en avvikelse från den strävan efter harmoni- serade villkor på den inre marknaden som förordningen syftar till. Genom definitionen av en värdepapperscentral sammanför förordningen huvudtjänster som avser å ena sidan ursprunglig registrering av värde- papper i ett kontobaserat system (notarietjänst) och tillhandahållande och förande av värdepapperskonton på högsta nivån (central kontoförings-</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_175">
<DIV>
<DIV id="id_1">
<P class="p343 ft2">tjänst) och å andra sidan driften av ett avvecklingssystem för värde- papper (avvecklingstjänst). Denna kombination av tjänster bedöms vara avgörande för de dubbla motiven att främja en effektiv avveckling av transaktioner med överlåtbara värdepapper och att säkerställa emission- ens integritet (skälen 11 och 26 till förordningen). Mot bakgrund av det anförda och med tanke på tjänsternas centrala betydelse för värdepap- persmarknadernas stabilitet och effektiva funktion framstår det som rimligt att huvudtjänsterna tillhandahålls av auktoriserade värdepappers- centraler.</P>
<P class="p338 ft2">Även förtroendefrågorna måste tillmätas betydelse i fråga om vem som ska få utföra huvudtjänster enligt förordningen. Det bör vara en fördel ur förtroendesynpunkt om kontoföring bedrivs på ett sätt som överens- stämmer med förordningens intentioner. Det utrymme som förordningen lämnar för värdepapperscentraler att utföra två av tre huvudtjänster torde syfta till att göra det möjligt för existerande värdepapperscentraler att auktoriseras i enlighet med förordningen, även när det gäller det brittiska systemet med en separat s.k. registerförvaltare (skäl 11 till förordningen). Det saknas därför tillräckliga skäl för att ändra den nuvarande principen att avstämningsregister ska föras av centrala värdepappersförvarare, enligt den nya terminologi som föreslås i denna proposition auktoriserade värdepapperscentraler. Det förhållandet att regeringen trots detta föreslår att bestämmelsen i kontoföringslagen av denna innebörd upphävs (se avsnitt 7.2) beror snarare på att frågan om vilka tjänster som en värdepapperscentral får tillhandahålla numera regleras i förordningen i stället för i nationell rätt.</P>
<P class="p649 ft3">Länkar mellan värdepapperscentraler och indirekta länkar</P>
<P class="p637 ft2">Som berörs ovan får en central värdepappersförvarare i dag ingå avtal med ett motsvarande utländskt företag om registrering av ett finansiellt instrument som har utfärdats i ett annat land än Sverige. Därigenom upprättas det i så fall en länk mellan dessa båda företag. Som <SPAN class="ft3">Euroclear Sweden AB </SPAN>och <SPAN class="ft3">Svenska Fondhandlareföreningen</SPAN>, med instämmande av</P>
<P class="p671 ft2"><SPAN class="ft3">Svenska Bankföreningen</SPAN>, anför omfattar förordningen om värdepappers- centraler inte bara sådana direkta länkar mellan två värdepapperscentraler som avses i kontoföringslagen. I stället anges det uttryckligen i förord- ningen att den omfattar även s.k. indirekta länkar, dvs. länkar där en tredje part som inte är en värdepapparscentral fungerar som mellanhand mellan två värdepapperscentraler (artikel 2.1.32). Sådana indirekta länkar förekommer också i dag i praktiken på värdepappersmarknaden. Mot denna bakgrund bör det tas in en bestämmelse i kontoföringslagen som jämställer indirekta länkar enligt förordningen med ett direkt avtals- förhållande värdepapperscentraler emellan. Detta är alltså en direkt följd av förordningen (se även avsnitt 5.7). Det kan nämnas att närmare be- stämmelser om länkar finns i artikel 48 i förordningen.</P>
<P class="p360 ft4"><SPAN class="ft36">Euroclear Sweden AB </SPAN>framför också att bestämmelsen i 4 kap. 15 § första stycket sista meningen kontoföringslagen bör ändras. Bestämmel- sen avser situationen när finansiella instrument upphör att vara registre- rade i avstämningsregister till följd av att ett avstämningsförbehåll tagits bort eller att avtalet mellan emittenten och värdepappersförvararen (värdepapperscentralen) upphört att gälla. Bestämmelsen innebär att det</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">175</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_176">
<P class="p608 ft2">Prop. 2015/16:10 utländska företaget gentemot vilken länken upprättats (den utländska värdepapperscentralen) ska ”få motsvarande upplysning” om innehavet. Enligt Euroclear Sweden AB utgår bestämmelsen från ett svenskt emittentperspektiv där en aktiebok eller en skuldbok i vederbörlig ord- ning kan överlämnas till en emittent som då ansvarar i förhållande till ägare och rättighetshavare. För ett utländskt innehav hos en utländsk värdepapperscentral eller företag med motsvarande uppgifter är detta enligt bolaget normalt en omöjlighet, eftersom regler om kundkännedom och förhindrande av penningtvätt gör att inga finansiella företag kan eller vill ta emot en sådan ägarförteckning som avses i bestämmelsen. I prak- tiken skulle det också innebära att konton behöver öppnas för dessa inne- havare, vilket av samma skäl inte kan göras av annan än ägaren själv. Det kan då tilläggas att det finns få värdepappersförvarare eller internatio- nella s.k. custodians som tillhandahåller konton som kan innehas av en ”vanlig” svensk aktieägare (dvs. andra än finansiella företag och större <NOBR>icke-finansiella</NOBR> företag). De sätt som finns för att hantera ett sådant inne- hav är t.ex. genom att omvandla innehavet till dokumentbaserade värde- papper, låta ägaren öppna konto direkt hos det utländska företaget eller indirekt hos en förvaltare som är deltagare i det aktuella utländska före- taget eller att sälja innehavet. För det fall att innehavaren inte gör ett ak- tivt val bör det enligt Euroclear Sweden AB finnas en möjlighet att hant- era innehavet på ett sätt som är lämpligt och tillgodoser den enskildes intressen. Enligt bolagets uppfattning bör bestämmelsen därför ändras.</P>
<P class="p672 ft2">Regeringen, som noterar att länkar mellan värdepapperscentraler kan komma att öka i omfattning med anledning av förordningen, instämmer med Euroclear Sweden AB i att bestämmelsen i kontoföringslagen om att en central värdepappersförvarare ska lämna uppgifter till ett utländskt företag inte alltid kan tillämpas på avsett sätt. Kontoföringslagen bör därför ge utrymme för att hantera situationen när finansiella instrument upphör att vara registrerade i avstämningsregister i annan ordning än att överlämna information som en mottagare kan vara förhindrad att ta del av eller använda genom att t.ex. öppna ett konto. Det går inte att närmare ange hur denna situation ska hanteras i varje enskilt fall. Av den anledningen bör det finnas möjlighet att agera på olika sätt så länge den enskildes intressen beaktas på vederbörligt sätt. Bestämmelsen i 4 kap. 15 § första stycket sista meningen kontoföringslagen bör därför ändras i enlighet med detta. Det innebär inte att den enskilde kontohavarens rätt på något sätt bör inskränkas. En ”motsvarande upplysning” bör lämnas i de fall det är möjligt. Det gäller exempelvis i förhållandet mellan två svenska värdepapperscentraler om en sådan situation skulle uppkomma. I de fall där detta inte är möjligt bör kontohavarens intressen i stället beaktas på något annat lämpligt sätt.</P>
<TABLE cellpadding=0 cellspacing=0 class="t101">
<TR>
<TD class="tr35 td131"><P class="p20 ft6"> </P></TD>
<TD class="tr35 td63"><P class="p285 ft26">7.5</P></TD>
<TD class="tr35 td301"><P class="p85 ft26">Ansvaret för aktieboken och vissa</P></TD>
</TR>
<TR>
<TD class="tr42 td131"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td301"><P class="p85 ft26">bolagshändelser i avstämningsbolag</P></TD>
</TR>
<TR>
<TD class="tr52 td131"><P class="p20 ft81"> </P></TD>
<TD colspan=2 class="tr51 td310"><P class="p20 ft80"> </P></TD>
</TR>
<TR>
<TD class="tr31 td131"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td311"><P class="p64 ft2"><SPAN class="ft29">Regeringens förslag: </SPAN>Ansvaret för aktieboken ska vara en frivillig</P></TD>
</TR>
<TR>
<TD class="tr26 td131"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td311"><P class="p64 ft2">uppgift för värdepapperscentraler. Avstämningsbolag ska dock ha rätt</P></TD>
</TR>
<TR>
<TD rowspan=2 class="tr43 td131"><P class="p181 ft2">176</P></TD>
<TD colspan=2 class="tr25 td311"><P class="p64 ft2">att genom ett skriftligt avtal överlåta detta ansvar till en värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr50 td63"><P class="p20 ft74"> </P></TD>
<TD class="tr50 td301"><P class="p20 ft74"> </P></TD>
</TR>
</TABLE>
</DIV>
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<INGENBILD zsrc="H30310177x1.jpg/" id="img1">
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<P class="p673 ft2">central eller värdepapperscentral från tredjeland som är erkänd enligt förordningen om värdepapperscentraler att tillhandahålla tjänster inom EES. En sådan värdepapperscentral eller värdepapperscentral från tredjeland som har ingått avtal med ett avstämningsbolag är skyldig att följa bestämmelserna om aktiebok i aktiebolagslagen och omfattas av bestämmelserna om tillsyn i kontoföringslagen.</P>
<P class="p674 ft2">Styrelsen i ett avstämningsbolag ansvarar för att det, i förekom- mande fall, träffas ett skriftligt avtal med en värdepapperscentral eller en värdepapperscentral från tredjeland om ansvaret för aktieboken. Om något sådant avtal inte gäller, ansvarar i stället bolagets styrelse för aktieboken.</P>
<P class="p675 ft4">Bolaget ska anmäla för registrering i aktiebolagsregistret vilken eller vilka värdepapperscentraler som bolaget har anlitat.</P>
<P class="p676 ft4"><SPAN class="ft96">Promemorians förslag </SPAN>överensstämmer med regeringens förslag. <SPAN class="ft96">Remissinstanserna: </SPAN>Flertalet remissinstanser tillstyrker promemorians</P>
<P class="p343 ft2">förslag eller har inget att invända mot det. <SPAN class="ft3">Svenska Fondhandlare- föreningen</SPAN>, med instämmande av <SPAN class="ft3">Svenska Bankföreningen</SPAN>, och <SPAN class="ft3">Nasdaq OMX </SPAN>anser att det bör vara möjligt för andra parter än en värdepappers- central att föra aktieboken. <SPAN class="ft3">Euroclear Sweden AB </SPAN>anser att ansvaret för aktieboken kan vara en obligatorisk uppgift för värdepapperscentraler och ser behov av en bredare översyn av bestämmelserna i aktiebolags- lagen om aktiebok och avstämningsregister. <SPAN class="ft3">Svenskt Näringsliv </SPAN>anför att det förhållandet att befattningen med aktieboken blir en frivillig uppgift för värdepapperscentraler är en försämring för emittenterna. <SPAN class="ft3">Svenskt Näringsliv </SPAN>och <SPAN class="ft3">Svenska Fondhandlareföreningen</SPAN>, med instämmande av</P>
<P class="p677 ft2"><SPAN class="ft3">Svenska Bankföreningen</SPAN>, ser problem med överlåta ansvaret för aktieboken till en utländsk värdepapperscentral utan tillfredsställande garantier för aktiebokens offentlighet och i frågasätter hur en utländsk värdepapperscentral binds till skyldigheten att svara för aktiebokens offentlighet. <SPAN class="ft3">Svenska Fondhandlareföreningen </SPAN>påpekar också att frågor om omvandlingsförbehåll, hembudsförbehåll och teckning av aktier m.m. sannolikt kommer att vara problematiska att hantera om en emission av aktier kan vara uppdelad mellan fler än en värdepapperscentral. Enligt föreningens uppfattning bör det beträffande emissioner av aktier av samma slag endast finnas en värdepapperscentral för emittenter.</P>
<P class="p338 ft2"><SPAN class="ft3">Bolagsverket </SPAN>anser att det inte tydligt framgår av promemorian om ett aktiebolag ska kunna anlita en eller flera värdepapperscentraler för förandet av aktieboken. Det senare alternativet föranleder åtminstone för verkets del många frågetecken. Bolagsverket bör få underrättelse om förändringar beträffande val av värdepapperscentral, exempelvis om avtalet av någon anledning har upphört att gälla. Detta skulle kunna ske genom en underrättelse från Finansinspektionen om ett sådant laga- kraftvunnet beslut.</P>
<P class="p576 ft29">Skälen för regeringens förslag</P>
<P class="p678 ft3">Principen om aktiebokens offentlighet</P>
<P class="p679 ft22">Principen om aktiebokens offentlighet har lång tradition i Sverige. Offentligheten har betydelse på flera sätt.</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">177</P>
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</DIV>
<DIV id="page_178">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p641 ft2">178</P>
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<DIV id="id_2">
<P class="p211 ft2">För aktieägarna kan det vara av stor vikt att det går att få kunskap om övriga aktieägare. Informationen kan ha betydelse för den som önskar påverka en bolagsstämma genom fullmaktsinsamling m.m. eller för utövandet av någon rättighet som tillkommer en aktieägarminoritet av viss storlek. På ett liknande sätt kan den som överväger att köpa aktier ha intresse av att känna till vilka som utövar inflytande över bolaget. Också för anställda, leverantörer, kunder och andra intressenter i bolaget är det ofta viktigt att veta vem eller vilka som äger bolaget och bestämmer över dess inriktning.</P>
<P class="p659 ft2">För det allmänna kan kunskap om aktieägarkretsen ha betydelse bl.a. i kampen mot den ekonomiska brottsligheten. Att aktieboken är offentlig har särskild betydelse i forsknings- och utredningssammanhang, se t.ex. Ägarutredningens betänkande Ägande och inflytande i svenskt näringsliv (SOU 1988:38). Om forskningsrapporter och betänkanden som utred- ningar lämnar innehåller uppgifter som är grundade på innehållet i aktieböcker skapar förutsättningar för en öppen och saklig debatt om ägarstrukturer i svenskt näringsliv. Indirekt tjänar aktiebokens offentlig- het därmed också demokratins intressen.</P>
<P class="p659 ft2">Det finns andra bestämmelser som medför att i vart fall namnen på de större ägarna i publika bolag offentliggörs med uppgift om storleken på aktieinnehaven. Som exempel kan nämnas de s.k. flaggningsreglerna i 4 kap. lagen om handel med finansiella instrument och reglerna om registrering i det s.k. insynsregistret enligt lagen (2000:1087) om anmäl- ningsskyldighet för vissa innehav av finansiella instrument. För den som vill ha en heltäckande bild av vem som är vem i svenskt näringsliv finns det emellertid knappast något riktigt bra alternativ till aktieböckerna.</P>
<P class="p659 ft2">Samtidigt finns det andra omständigheter som talar mot att aktiebokens uppgifter ska vara allmänt tillgängliga. För det första kan offentligheten komma i konflikt med den enskildes intresse av en skyddad privat sfär som andra inte har insyn i. De offentlighetsintressen som bär upp den offentligrättsliga lagstiftningen gör sig givetvis inte gällande med samma styrka i aktiebolag som bedriver verksamhet utan anknytning till det offentliga. Integritetsaspekten väger dock knappast så tungt att den ger anledning att helt stänga aktieböckerna för allmän insyn.</P>
<P class="p644 ft4">Mot ovanstående bakgrund gjorde regeringen vid införandet av den nuvarande aktiebolagslagen bedömningen att aktieboken eller, om aktie- boken förs med automatiserad behandling, en utskrift av aktieboken kost- nadsfritt ska hållas tillgänglig för den som så önskar (prop. 2004/05:85 s. <NOBR>280–283).</NOBR></P>
<P class="p302 ft3">Förande av aktieboken</P>
<P class="p650 ft2">Som framgår av avsnitt 4.2.5 skiljer sig frågan om vem som är skyldig att föra aktieboken samt hur den ska föras och hållas tillgänglig åt beroende på om det rör sig om ett avstämningsbolag eller ett kupongbolag. För avstämningsbolag gäller, sedan ett avstämningsregister har upprättats, att den centrala värdepappersförvararen efter avtal med bolaget ansvarar för att föra och bevara aktieboken samt pröva frågor om att föra in aktie- ägare i den m.m. (5 kap. 12 § aktiebolagslagen). Bolaget och den centrala värdepappersförvararen ansvarar för att aktieboken hålls tillgänglig för alla som vill ta del av den (5 kap. 19 § samma lag). Kravet på aktie-</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_179">
<DIV>
<DIV id="id_1">
<P class="p645 ft2">bokens offentlighet avser som huvudregel endast den vars innehav upp- går till mer än 500 aktier. Dessa krav är straffsanktionerade för bolagets del, i praktiken framför allt för styrelseledamöterna, men inte för styrelseledamöterna eller andra personer hos den centrala värdepappers- förvararen (30 kap. 1 § första stycket 2 och andra stycket samma lag).</P>
<P class="p559 ft2">För avstämningsbolag baseras uppgifterna i aktieboken på den infor- mation som finns i avstämningsregistret. Avstämningsregistret innehåller dock information om en rad förhållanden som inte kommer till uttryck i aktieboken (se 4 kap. <NOBR>17–19</NOBR> §§ kontoföringslagen, jfr 5 kap. 6 och 11 §§ aktiebolagslagen). Det gäller t.ex. uppgifter om pantsättning. De två för- teckningarna är alltså inte samma sak. Avstämningsregister förs i enlig- het med bestämmelserna i kontoföringslagen medan aktieboken förs i enlighet med bestämmelser i aktiebolagslagen. En skillnad av stor betyd- else är också att uppgifterna i aktieboken som huvudregel är offentliga, medan tystnadsplikt gäller för uppgifterna i ett avstämningsregister. I huvudsak är endast den vars rätt berörs berättigad till insyn i det registret. Det finns ett tidsmässigt samband på så vis att kravet gällande förandet av aktiebok görs beroende av att ett avstämningsregister har upprättats.</P>
<P class="p680 ft2">Det finns emellertid betydande samordningsvinster med att låta värde- papperscentralen föra aktieboken. Eftersom aktieboken till betydande del avspeglar den information som finns i avstämningsregistret, är merkost- naden för värdepapperscentralen för att sammanställa aktieboken begränsad. Det gör att värdepapperscentralen kan tillhandahålla avstäm- ningsbolaget tjänsten till en konkurrenskraftig kostnad. En sådan lösning borgar även för uppgifternas tillförlitlighet. Ansvaret faller emellertid i första hand på aktiebolaget, vars styrelse ansvarar för att ett avtal ingås med värdepapperscentralen (5 kap. 12 § tredje stycket aktiebolagslagen).</P>
<P class="p567 ft2">Fråga uppkommer om aktiebolagslagens bestämmelser om förandet av aktiebok utgör en sådan bolagsrättslig bestämmelse som åtnjuter skydd i enlighet med artikel 49.1 andra stycket i förordningen om värdepappers- centraler, dvs. en bestämmelse som värdepapperscentralen i ett annat land ska beakta i enlighet med bestämmelserna i artikel 23.3 e i samma förordning. Det bör noteras att kraven i aktiebolagslagen träffar aktie- bolagens styrelser i första hand (värdepapperscentralen binds genom avtal med aktiebolaget). Det är även aktiebolaget, i egenskap av emittent, som ska ha rätt att fritt välja värdepapperscentral. Avgörande för tolk- ningen av bestämmelsen i artikel 49.1 andra stycket bör vara om emittenten har en praktisk möjlighet att välja en annan värdepappers- central, eftersom man annars kan hävda att emittentens rätt att välja värdepapperscentral inskränks.</P>
<P class="p680 ft4">Som berörs i avsnitt 5 syftar förordningen bl.a. till att åstadkomma gränsöverskridande konkurrens mellan värdepapperscentraler inom EES. Även värdepapperscentraler från tredjeland får tillhandahålla tjänster, bl.a. i samband med aktieägarregister (artikel 25.1).</P>
<P class="p227 ft2">Förordningen är direkt tillämplig och reglerar uttömmande frågor om vilken verksamhet som värdepapperscentraler får driva. Att föra aktiebok motsvarar ”tjänster i samband med aktieägarregister” enligt punkt 2 a, avsnitt B, i bilagan till förordningen. En sådan tjänst är frivillig för värdepapperscentralerna att tillhandahålla. Värdepapperscentralerna kan således knappast i lag åläggas att föra aktiebok, oavsett regeln i artikel 49.1 andra stycket om skydd för bolagsrätten. En sådan förpliktelse</P>
</DIV>
<DIV id="id_2">
<P class="p570 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">179</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_180">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p20 ft2">skulle i praktiken kunna innebära att en emittent inte kan välja en</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">utländsk värdepapperscentral, medan Euroclear Sweden AB med all</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">sannolikhet kommer att fortsätta att tillhandahålla sådana tjänster. Att</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">aktieboken är en frivillig uppgift gör att en värdepapperscentral bör få</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">välja att inte tillhandahålla den tjänsten. Att göra det till en obligatorisk</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">uppgift i Sverige skulle gynna den eller de, företrädesvis svenska, värde-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">papperscentraler som kommer att tillhandahålla den tjänsten. För när-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">varande rör det sig alltså om Euroclear Sweden AB. Ett obligatorium</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">skulle alltså väsentligt inskränka emittentens valfrihet enligt artikel 49.1</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">och sannolikt innebära en i vart fall indirekt diskriminering av värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">papperscentraler som är etablerade i ett annat land inom EES än Sverige.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Regeringen anser därför till skillnad från <SPAN class="ft3">Euroclear Sweden AB </SPAN>att det</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">inte är möjligt att ålägga värdepapperscentraler att föra aktiebok med</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">stöd av artikel 49.1 i förordningen. Regeringen har visserligen förståelse</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">för synpunkten från <SPAN class="ft3">Svenskt Näringsliv </SPAN>beträffande att förslaget om en</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">avtalslösning kan framstå som en försämring för vissa emittenter. Som</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">berörs ovan gör dock regeringen bedömningen att detta är en följd av</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">förordningen.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Å andra sidan bör det inte ställas upp något hinder mot att ett avstäm-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">ningsbolag avtalar med en värdepapperscentral som tillhandahåller</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">tjänster i samband med aktieägarregister att frivilligt föra aktiebok och</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">svara för aktiebokens offentlighet. Som berörs ovan har ett sådant arran-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">gemang stora fördelar. Om värdepapperscentralens auktorisation medger</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">att ”tjänster i samband med aktieägarregister” tillhandahålls, har värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">papperscentralen dessutom rätt att tillhandahålla denna tjänst inom EES.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p60 ft2"><SPAN class="ft3">Nasdaq OMX Stockholm AB </SPAN>framför att även andra aktörer än</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">värdepapperscentraler bör tillåtas att föra aktieboken, i linje med det som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">gäller i vissa andra länder. Även <SPAN class="ft3">Svenska Fondhandlareföreningen</SPAN>, med</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">instämmande av <SPAN class="ft3">Svenska Bankföreningen</SPAN>, är tveksam till om den</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">aktuella tjänsten bör vara förbehållen värdepapperscentraler mot bak-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">grund av att det rör sig om en tilläggstjänst enligt förordningen. Enligt</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">regeringens mening bör restriktivitet tillämpas i fråga om vilka slags</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">aktörer som ska tillåtas att föra aktieboken, inte minst med tanke på</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">aktiebokens betydelse. Under alla förhållanden saknas det förutsättningar</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">för att närmare överväga denna fråga inom ramen för förevarande</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">lagstiftningsärende.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Sammanfattningsvis bör aktiebolagslagen ändras på så sätt att befatt-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">ningen med aktieboken blir en frivillig, snarare än obligatorisk uppgift</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">för värdepapperscentraler och värdepapperscentraler från tredjeland som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">enligt förordningen får tillhandahålla tjänster inom EES. För att ansvaret</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">för aktieboken ska övergå från avstämningsbolaget till värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">papperscentralen, alternativt värdepapperscentralen från tredjeland, bör</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">det dock krävas att parterna skriftligen har avtalat om att den sistnämnda</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">ska ansvara för aktieboken. Eftersom ansvaret för aktieboken i viss mån</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">är straffsanktionerat, bör ansvarsfördelningen vara tydligt reglerad. Om</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft31">det inte finns något gällande avtal om att en värdepapperscentral ansvarar</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">för aktieboken, bör det i stället vara bolagets styrelse som har ansvaret.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Med anledning av bl.a. <SPAN class="ft3">Bolagsverkets </SPAN>synpunkter bör det understrykas</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">att det endast bör vara möjligt att överlåta ansvaret för aktieboken till en</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">enda värdepapperscentral eller värdepapperscentral från tredjeland.</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">180</P></TD>
<TD class="tr31 td169"><P class="p20 ft2">Ansvaret ska således inte kunna delas mellan två eller flera aktörer.</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_181">
<DIV>
<DIV id="id_1">
<P class="p337 ft2">Om ett avstämningsbolag skulle anlita en annan värdepapperscentral för förandet av aktieboken än den som bolaget har anlitat för konto- föringen, kan praktiska problem uppstå med tillförlitligheten i upp- gifterna i aktieboken. Det gäller särskilt om bolaget parallellt anlitar en svensk och en utländsk värdepapperscentral. I förekommande fall är det styrelsen som är ansvarig för att med erforderlig aktsamhet välja en värdepapperscentral som ansvarar för aktieboken och ingå ett avtal med denne som säkerställer att innehållet i aktieboken är tillförlitligt. Det följer av att det är styrelsens uppgift att för bolagets räkning ingå avtalet att styrelsen är subsidiärt ansvarig för aktieboken. Som <SPAN class="ft3">Svenskt Näringsliv </SPAN>berör är dock styrelsen inte ansvarig för att föra aktieboken om det finns ett gällande avtal av nämnt slag.</P>
<P class="p657 ft3">Utländska värdepapperscentraler som för aktieboken</P>
<P class="p667 ft3">Svenskt Näringsliv<SPAN class="ft2">, </SPAN>Svenska Fondhandlareföreningen <SPAN class="ft2">och </SPAN>Svenska Bank- föreningen <SPAN class="ft2">berör den angelägna frågan om tillfredsställande garantier för aktiebokens offentlighet då ansvaret för aktieboken överlåts till en ut- ländsk värdepapperscentral. Enligt regeringens mening bör det i för- hållande till promemorians förslag förtydligas i förslaget till ändring i aktiebolagslagen att ansvaret för aktieboken ska fullgöras i enlighet med bestämmelserna i den lagen. Med andra ord bör svensk rätt i före- kommande fall gälla även för värdepapperscentraler som är etablerade i ett annat land inom EES än Sverige och värdepapperscentraler från tredjeland. Detta förhållande bör framgå av det avtal som tecknas med värdepapperscentralen.</SPAN></P>
<P class="p364 ft2">Utöver denna avtalsenliga förpliktelse och skyldigheten enligt lag att följa svensk rätt bör Finansinspektionens roll vid tillsyn m.m. i fråga om värdepapperscentraler från andra länder inom EES och värdepappers- centraler från tredjeland beaktas. Skälet till det är att det rör sig om tjänster som tillhandahålls till en svensk emittent och således får anses tillhandahållas i Sverige. I fråga om värdepapperscentraler från andra länder inom EES föreslås i denna proposition att Finansinspektionen ska utöva viss tillsyn (se avsnitten 8.1 och 9.6). Beträffande värdepappers- centraler från tredjeland är visserligen Esma ansvarig för att pröva frågor om godkännande m.m. Värdepapperscentralen från tredjeland är dock skyldig att vidta nödvändiga åtgärder för att möjliggöra efterlevnad bland sina användare av den nationella bolagsrätten i den medlemsstat där den avser att tillhandahålla värdepapperscentralstjänster (artikel 25.4 d). Dessa åtgärders lämplighet ska för svensk del bekräftas av Finansinspek- tionen. Det torde inte vara förenligt med reglerna i förordningen att ställa upp något ytterligare auktorisationsförfarande utöver det som anges i för- ordningen. Finansinspektionens roll i kombination med auktorisations- förfarandet och tillsynen i värdepapperscentralens hemland samt det kontraktuella åtagandet bör vara tillräckliga garantier för aktiebokens tillförlitlighet och offentlighet.</P>
<P class="p681 ft2">Av de särskilda bestämmelser i aktiebolagslagen om förandet av aktie- boken som den aktuella värdepapperscentralen eller värdepappers- centralen från tredjeland är skyldig att följa kan nämnas 4 kap. 30 §, 5 kap., 8 kap. 45 §, 12 kap. 10 § andra stycket, 13 kap. 18 § andra stycket och 32 § andra stycket, 14 kap. 36 § andra stycket, 15 kap. 37 § första</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">181</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_182">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p641 ft2">182</P>
</DIV>
<DIV id="id_2">
<P class="p278 ft2">stycket och 20 kap. 21 §. Detta åläggande ryms bland de krav som Sverige enligt förordningen om värdepapperscentraler kan ställa på utländska värdepapperscentraler i fråga om att möjliggöra ”användarnas efterlevnad” av ”bolagsrätt eller annan liknande rätt” här i landet (artiklarna 23.3 e och 49.1 andra stycket, se även skäl 56).</P>
<P class="p682 ft2">Liksom i dag bör såväl avstämningsbolaget som värdepapperscentral- en, om denne för aktieboken, svara för att en utskrift eller annan fram- ställning av aktieboken hålls tillgänglig för allmänheten (5 kap. 19 § aktiebolagslagen). Särskilt om en annan värdepapperscentral än en svensk sådan har anlitats finns det praktiska skäl för att också bolaget ska vara skyldigt att tillhandahålla detta.</P>
<P class="p682 ft2">Avstämningsbolaget bör vara skyldigt att anmäla för registrering i aktiebolagsregistret vilken värdepapperscentral som i förekommande fall har åtagit sig ansvaret för aktieboken. På så sätt kan vem som helst enkelt få reda på vart denne ska vända sig för att få del av innehållet i aktie- boken. Om en svensk värdepapperscentral anlitas finns det praktiska förutsättningar för att aktieboken ska vara tillgänglig i Sverige för var och en. Även om en värdepapperscentral som är etablerad i ett annat land inom EES än Sverige eller en värdepapperscentral från tredjeland har anlitats, ska det vara möjligt att få reda på innehållet i aktieboken. Det kan t.ex. ske genom värdepapperscentralens webbplats, <NOBR>e-post</NOBR> eller vanlig post. På så sätt kan allmänheten i Sverige få insyn i aktieboken. Det behöver dock inte anges i lag hur kravet på offentlighet ska till- godoses. Visserligen kan den föreslagna ordningen, som <SPAN class="ft3">Svenskt Näringsliv </SPAN>berör, leda till att det blir bolaget som i ökad utsträckning kommer tillhandahålla utskrifter av aktieboken till allmänheten. Rege- ringen ser dock inte skäl för att närmare föreskriva hur allmänheten ska kunna få del av aktieboken, vilket också <SPAN class="ft3">Svenska Fondhandlare- föreningen </SPAN>berör, eller att föreslå ytterligare sanktioner för värdepappers- centraler utöver dem som föreslås i denna proposition (se avsnitten 9.5 och 9.6).</P>
<P class="p683 ft4">Det finns inte skäl att ändra kravet på offentlighet i fråga om innehav om mer än 500 aktier, som övervägdes vid införandet av aktiebolags- lagen (prop. 2004/05:85 s. <NOBR>283–288).</NOBR></P>
<P class="p211 ft22">I aktiebolagslagen finns utöver 5 kap. 12 § en rad bestämmelser som rör förandet av aktieboken. Dessa bestämmelser behandlas nedan.</P>
<P class="p302 ft3">Omvandlingsförbehåll</P>
<P class="p650 ft2">I bolagsordningen får det tas in ett förbehåll om att en aktie av ett visst slag under vissa angivna förutsättningar och på närmare angivet sätt ska kunna omvandlas till en aktie av annat angivet slag (omvandlings- förbehåll, 4 kap. 6 § aktiebolagslagen). Om en aktie omvandlas, ska detta genast anmälas för registrering i aktiebolagsregistret. En omvandling är verkställd när den har registrerats i aktiebolagsregistret samt antecknats i aktieboken eller, om bolaget är avstämningsbolag, i avstämningsregistret. Detta är således den centrala värdepappersförvarens uppgift i fråga om avstämningsbolag. Bestämmelsen gäller dock rättsverkan av en regist- rering i avstämningsregistret och avser inte någon uttrycklig skyldighet för värdepappersförvararen. Någon lagändring krävs därför inte med anledning av förslaget i denna proposition om ansvaret för aktieboken.</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_183">
<DIV>
<DIV id="id_1">
<P class="p16 ft3">Hembudsförbehåll</P>
<P class="p667 ft2">I bolagsordningen för ett aktiebolag får det tas in förbehåll om att en aktieägare eller någon annan ska ha rätt att lösa en aktie som har övergått till ny ägare (4 kap. 27 § aktiebolagslagen). Detta kallas hembuds- förbehåll. Denna möjlighet står öppen för både privata och publika aktie- bolag. Ett hembudsförbehåll ska innehålla uppgift om bl.a. vilka slag av förvärv som omfattas av förbehållet, vilka som ska ha lösningsrätt, hur villkoren för inlösen ska bestämmas samt inom vilken tid en tvist om inlösen ska prövas (4 kap. 28 § samma lag). I förbehållet ska det också kunna anges vem av överlåtaren och förvärvaren som under hembuds- tiden ska kunna rösta för en hembudspliktig aktie.</P>
<P class="p684 ft2">I fråga om avstämningsbolag gäller att den centrala värdepappers- förvararen ska underrätta styrelsen om en hembudspliktig aktie i bolaget övergår till en ny ägare, i samband med att frågan om införande av den nye ägaren i aktieboken prövas (4 kap. 30 §). Motsvarande skyldighet gäller för den centrala värdepappersförvararen om en aktieägare vars aktier omfattas av hembudsförbehåll avlider. Denna bestämmelse förut- sätter således att värdepappersförvararen för aktieboken. Med tanke på förslaget om förändrad terminologi (se avsnitt 6.2), bör termen central värdepappersförvarare ersättas med värdepapperscentral. Därutöver bör bestämmelsen ändras på så sätt att skyldigheten för värdepappers- centralen gäller under förutsättning att det är värdepapperscentralen som ansvarar för aktieboken.</P>
<P class="p293 ft3">Anmälan av aktieinnehav</P>
<P class="p656 ft4">Styrelseledamöter och verkställande direktörer i aktiebolag är som huvudregel skyldiga att anmäla sitt innehav av aktier i bolaget och andra bolag inom samma koncern (8 kap. 45 § aktiebolagslagen). Det gäller även förändringar i innehavet. De anmälda uppgifterna ska antecknas i aktieboken.</P>
<P class="p685 ft3">Teckning av aktier vid nyemission eller med utnyttjande av optionsrätt och konvertering till nya aktier</P>
<P class="p677 ft2">Vid nyemission, dvs. då nya aktier tecknas mot betalning, har aktie- ägarna företrädesrätt till de nya aktierna i förhållande till det antal aktier de redan äger. Denna företrädesrätt och förfarandet kring nyemission regleras i 13 kap. aktiebolagslagen. Om styrelsen i ett avstämningsbolag fattar beslut om tilldelning av aktier till aktietecknarna, ska en anmälan om det genast göras till den centrala värdepappersförvararen (13 kap. 18 § tredje stycket aktiebolagslagen). Anledningen till detta är att de tilldelade aktierna genast ska föras in i aktieboken (13 kap. 18 § andra stycket) och att den centrala värdepappersförvararen ansvarar för aktie- boken i avstämningsbolag (prop. 2004/05:85 s. 689). I samma kapitel finns ytterligare en särskild bestämmelse om uppgifter avseende ny- emission i aktieboken (13 kap. 32 § andra stycket).</P>
<P class="p360 ft4">Nya aktier kan också tecknas mot betalning med utnyttjande av teck- ningsoptioner som bolaget har gett ut. Bestämmelser om detta finns i 14 kap. aktiebolagslagen. På motsvarande sätt som vid nyemission gäller att ett styrelsebeslut om tilldelning av aktier ska anmälas till den centrala värdepappersförvararen (14 kap. 36 § tredje stycket). Även i detta fall</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">183</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_184">
<P class="p551 ft4">Prop. 2015/16:10 ska de tilldelade aktierna genast föras in i aktieboken (14 kap. 36 § andra stycket). Rätten till teckning av aktier vid såväl nyemission som vid utnyttjande av optionsrätt omfattas av de bestämmelser i kontoförings- lagen som gäller för aktier i avstämningsbolag (4 kap. 2 § andra stycket).</P>
<P class="p492 ft2">Ett aktiebolag får under vissa förutsättningar emittera konvertibler (se bestämmelserna i 15 kap. aktiebolagslagen). Konvertiblerna kan helt eller delvis bytas mot aktier i bolaget (11 kap. 4 §). Vid konvertering, dvs. då detta utbyte sker, ska de nya aktierna genast föras in i aktieboken (15 kap. 37 § första stycket).</P>
<P class="p493 ft2">Några ändringar, utöver ändrad terminologi, i dessa bestämmelser krävs inte till följd av förslaget om ansvaret för aktieboken. I stället bör det anses ingå i uppgiften att föra aktieboken (5 kap. 12 § andra stycket 1 aktiebolagslagen) att uppfylla de olika bestämmelserna om vilka uppgifter som ska föras in i aktieboken. Dessa bestämmelser bör dock förtydligas på så sätt att respektive anmälan ska ske till den värdepapperscentral som för avstämningsregistret eller motsvarande utländska register. Att aktieboken ska baseras på innehållet i ett sådant register framgår ovan.</P>
<P class="p686 ft3">Indragning av aktier</P>
<P class="p687 ft4">Ett aktiebolag får i vissa fall minska aktiekapitalet (20 kap. 1 § aktie- bolagslagen). Det kan bl.a. ske genom indragning av aktier (20 kap. 2 §). I ett sådant fall ska de indragna aktierna genast strykas ur aktieboken (20 kap. 21 §). Inte heller i fråga om denna bestämmelse krävs det någon ändring utöver det som anges beträffande nyemission m.m. i föregående stycke.</P>
<P class="p688 ft3">Utövande av vissa rättigheter enligt aktiebolagslagen</P>
<P class="p594 ft2">En aktieägare får inte utöva de rättigheter gentemot bolaget som aktierna ger förrän han eller hon är införd i aktieboken (4 kap. 37 § första stycket aktiebolagslagen). Av vissa andra bestämmelser i aktiebolagslagen, se ovan, framgår att en aktieägare först måste vara registrerad i avstäm- ningsregister för att sedan få sitt namn infört i aktieboken. Det finns också en bestämmelse som innehåller ett krav på att ägaren ska vara såväl antecknad i avstämningsregister som införd i aktieboken för att kunna utöva vissa rättigheter (4 kap. 39 §).</P>
<P class="p583 ft2"><SPAN class="ft3">Euroclear Sweden AB </SPAN>berör att den kronologiska ordning som framgår av dessa bestämmelser är oklar och att det därför är lämpligt med en översyn av bestämmelserna om aktiebok och avstämningsregister i aktiebolagslagen. Enligt bolaget får denna oklarhet än större betydelse mot bakgrund av den föreslagna separationen av kontoföring respektive förandet av aktiebok. Enligt regeringens uppfattning finns det emellertid inte förutsättningar för en mer omfattande översyn av de berörda bestämmelserna i aktiebolagslagen i förevarande lagstiftningsärende.</P>
<P class="p689 ft2">184</P>
</DIV>
<DIV id="page_185">
<DIV id="dimg1">
<INGENBILD zsrc="H30310185x1.jpg/" id="img1">
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<DIV id="id_1">
<P class="p157 ft26"><SPAN class="ft26">7.6</SPAN><SPAN class="ft25">Insyn i avstämningsregister</SPAN></P>
<P class="p690 ft22"><SPAN class="ft97">Regeringens bedömning: </SPAN>Det bör inte göras någon ändring i bestäm- melserna om rätt till insyn i avstämningsregister i kontoföringslagen.</P>
<P class="p338 ft4"><SPAN class="ft96">Promemorians bedömning </SPAN>överensstämmer med regeringens bedöm- ning.</P>
<P class="p337 ft2"><SPAN class="ft29">Remissinstanserna: </SPAN>Flertalet remissinstanser tillstyrker promemorians bedömning eller har inget att invända mot den. <SPAN class="ft3">Euroclear Sweden AB </SPAN>anser att bestämmelser om insyn bör föras över från kontoföringslagen till aktiebolagslagen för att stärka bestämmelsernas ställning och med tanke på att motsvarande utländska bestämmelser i flera andra länder anses vara av aktiebolagsrättslig natur. <SPAN class="ft3">Svenska Fondhandlare- föreningen</SPAN>, med instämmande av <SPAN class="ft3">Svenska Bankföreningen</SPAN>, anser att genomlysningen av ägarförhållandena i svenska aktiebolag komma att försämras till följd av förslagen i avsnitten 7.4 och 7.5.</P>
<P class="p344 ft29">Skälen för regeringens bedömning: <SPAN class="ft2">Var och en som är registrerad på ett avstämningskonto som ägare eller panthavare eller i annan egenskap har rätt att på begäran få besked från den centrala värdepappersförvararen om kontots innehåll, i den mån det berör den registrerades rätt (8 kap. 1 § kontoföringslagen). Kontots innehavare har därutöver rätt till ett besked om kontots innehåll en gång per år. Genom den förändrade terminologi som föreslås i avsnitt 6.2, ska dessa skyldigheter gälla för värdepappers- centraler. Till följd av den avgränsning som gäller för kontoföringslagens tillämpningsområde rör skyldigheterna i praktiken svenska värdepappers- centraler, vilket även </SPAN><SPAN class="ft3">Svenska Fondhandlareföreningen </SPAN><SPAN class="ft2">berör. De när- mare reglerna för motsvarigheter till avstämningsregister i andra länder inom EES än Sverige, bestämmer dessa länder själva. Enligt regeringens uppfattning framstår det inte som lämpligt att flytta de aktuella bestäm- melserna i kontoföringslagen, som alltså gäller värdepapperscentraler och förandet av avstämningsregister, till aktiebolagslagen.</SPAN></P>
<P class="p336 ft2">Till följd av reglerna om emittentens rätt att välja mellan olika värde- papperscentraler inom EES i förordningen, kan aktierna i ett svenskt avstämningsbolag komma att kontoföras hos en värdepapperscentral som är etablerad i ett annat land inom EES än Sverige. I vilken mån detta bolags aktieägare har rätt till insyn i värdepapperscentralens motsvarig- het till avstämningsregister regleras alltså i det landet, även om det skulle röra sig om en svensk aktieägare. I ett sådant fall är den offentlighet som följer av svensk rätt begränsad till att aktieboken ska hållas tillgänglig för var och en (se avsnitt 7.4). Det finns således inte förutsättningar för att utvidga tillämpningsområdet för de berörda bestämmelserna i konto- föringslagen. Det innebär att all information om ägarna i ett aktiebolag inte med säkerhet kommer att finnas hos en svensk värdepapperscentral. Som <SPAN class="ft3">Svenska Fondhandlareföreningen </SPAN>anför kan detta betecknas som en försämring av genomlysning av ägandeförhållandena i svenska aktie- bolag. Detta är dock ytterst en konsekvens av reglerna om emittentens valfrihet i förordningen.</P>
<P class="p639 ft4">Det finns inte heller skäl att ändra bestämmelserna om insyn i konto- föringslagen med tanke på svenska värdepapperscentraler. Skälen för den enskildes rätt till insyn väger tyngre än de kostnader som skyldigheten medför för värdepapperscentralen, och i förlängningen dess kunder.</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">185</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_186">
<TABLE cellpadding=0 cellspacing=0 class="t77">
<TR>
<TD class="tr2 td129"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p20 ft2">Sammantaget anser regeringen således att bestämmelserna om insyn inte</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">bör ändras.</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Även allmänheten har en viss rätt till insyn i avstämningsregister. Hos</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">den centrala värdepappersförvararen ska det nämligen för varje avstäm-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ningsbolag finnas en sammanställning över aktieägare med mer än 500</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">förvaltarregistrerade aktier i bolaget (3 kap. 13 § kontoföringslagen). En</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">utskrift av sammanställningen ska hållas tillgänglig för var och en hos</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">bolaget och hos den centrala värdepappersförvararen. Utskriften får inte</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">vara äldre än tre månader. Var och en som begär det har vid var tid rätt</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">att mot ersättning för kostnaderna få en aktuell utskrift av samman-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ställningen från den centrala värdepappersförvararen. Denna bestäm-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">melse innebär således samma gräns för offentlighet, 500 aktier, som</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">bestämmelsen i aktiebolagslagen om aktiebokens offentlighet (5 kap.</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">19 §, se avsnitt 7.4). En skillnad är dock att bestämmelsen i kontoförings-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">lagen avser förvaltarregistrerade aktier. Det finns enligt regeringens</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">uppfattning inte heller skäl att ändra denna bestämmelse, även om den</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">kommer att vara begränsad till värdepapperscentraler som är auktorise-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">rade av Finansinspektionen.</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">En undersökningsledare enligt bestämmelserna om förundersökning i</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">brottmål och, under vissa förutsättningar, en åklagare i ett ärende om</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">rättslig hjälp i ett brottmål, har rätt till information om enskildas för-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">hållanden från centrala värdepappersförvarare och kontoförande institut</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">(8 kap. 2 a § kontoföringslagen). I ett sådant fall får den som begär upp-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">gifterna förordna att den centrala värdepappersförvararen samt dess</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">styrelseledamöter och anställda inte får röja för kunden eller någon utom-</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">stående att uppgifterna har lämnats ut m.m. (8 kap. 4 §). Detta s.k. med-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">delandeförbud är straffsanktionerat (8 kap. 5 §).</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Finansinspektionen har rätt till uppgifter som behövs för övervak-</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">ningen av bestämmelserna i lagen (2005:377) om straff för marknads-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">missbruk vid handel med finansiella instrument och lagen om anmäl-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ningsskyldighet för vissa innehav av finansiella instrument (8 kap. 3 §).</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">Regeringen eller, efter regeringens bemyndigande, Finansinspektionen</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">får meddela föreskrifter om dessa uppgiftsskyldigheter. Inte heller dessa</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">bestämmelser bör enligt regeringens uppfattning ändras till följd av</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">förordningen om värdepapperscentraler, utöver den ändring av</P></TD>
</TR>
<TR>
<TD class="tr31 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td169"><P class="p20 ft2">terminologin som föreslås i avsnitt 6.2.</P></TD>
</TR>
</TABLE>
<TABLE cellpadding=0 cellspacing=0 class="t102">
<TR>
<TD class="tr40 td131"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td63"><P class="p298 ft1">8</P></TD>
<TD class="tr40 td301"><P class="p85 ft1">Auktorisation, tillsyn och rapportering</P></TD>
</TR>
<TR>
<TD class="tr53 td131"><P class="p20 ft6"> </P></TD>
<TD class="tr53 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr53 td301"><P class="p85 ft1">om missförhållanden</P></TD>
</TR>
<TR>
<TD class="tr45 td131"><P class="p20 ft6"> </P></TD>
<TD class="tr45 td63"><P class="p285 ft26">8.1</P></TD>
<TD class="tr45 td301"><P class="p85 ft26">Behörig myndighet</P></TD>
</TR>
<TR>
<TD class="tr47 td131"><P class="p20 ft70"> </P></TD>
<TD colspan=2 class="tr55 td310"><P class="p20 ft93"> </P></TD>
</TR>
<TR>
<TD class="tr31 td131"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td311"><P class="p64 ft2"><SPAN class="ft29">Regeringens förslag: </SPAN>Finansinspektionen ska vara behörig myndighet</P></TD>
</TR>
<TR>
<TD class="tr26 td131"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td311"><P class="p64 ft2">enligt förordningen om värdepapperscentraler. Det tas in en bestäm-</P></TD>
</TR>
<TR>
<TD class="tr25 td131"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td311"><P class="p64 ft2">melse i kontoföringslagen av innebörden att det följer av förordningen</P></TD>
</TR>
<TR>
<TD class="tr25 td131"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td311"><P class="p64 ft2">att Finansinspektionen utövar tillsyn över svenska värdepappers-</P></TD>
</TR>
<TR>
<TD rowspan=2 class="tr35 td131"><P class="p181 ft2">186</P></TD>
<TD colspan=2 class="tr26 td311"><P class="p64 ft2">centraler, dvs. värdepapperscentraler som är etablerade i Sverige.</P></TD>
</TR>
<TR>
<TD class="tr55 td63"><P class="p20 ft93"> </P></TD>
<TD class="tr55 td301"><P class="p20 ft93"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_187">
<DIV id="dimg1">
<INGENBILD zsrc="H30310187x1.jpg/" id="img1">
</DIV>
<DIV>
<DIV id="id_1">
<P class="p691 ft4">Det tas också in en bestämmelse i kontoföringslagen av innebörden att det följer av förordningen att Finansinspektionen utövar tillsyn över värdepapperscentraler som är etablerade i ett annat land inom EES än Sverige som tillhandahåller tjänster här i landet i den utsträckning det följer av förordningen.</P>
<P class="p692 ft4"><SPAN class="ft96">Promemorians förslag </SPAN>överensstämmer med regeringens förslag. <SPAN class="ft96">Remissinstanserna: </SPAN>Flertalet remissinstanser tillstyrker promemorians</P>
<P class="p645 ft2">förslag eller har inget att invända mot det. <SPAN class="ft3">Förvaltningsrätten i Stockholm </SPAN>ifrågasätter behovet av en bestämmelse som anger att Finans- inspektionen utövar tillsyn över utländska värdepapperscentraler i den utsträckning det följer av förordningen.</P>
<P class="p117 ft2"><SPAN class="ft29">Skälen för regeringens förslag: </SPAN>Enligt förordningen om värdepap- perscentraler ska varje medlemsstat utse den behöriga myndighet som ska ansvara för att utföra de uppgifter som följer av förordningen (artikel 11.1 första stycket). Medlemsstaterna får utse mer än en behörig myndig- het. I sådant fall gäller dock särskilda krav (artikel 11.1 andra stycket).</P>
<P class="p622 ft2">I Sverige ansvarar Finansinspektionen för tillsynen över företagen på finansmarknaden och ska enligt förordningen (2009:93) med instruktion för Finansinspektionen arbeta bl.a. för ett stabilt och väl fungerande finansiellt system och följa och analysera utvecklingen inom sitt ansvarsområde. Som exempel på finansiella företag och verksamheter som står under inspektionens tillsyn kan nämnas banker, försäkrings- företag, värdepappersbolag och fondbolag. Finansinspektionen ansvarar också för auktorisationen av och tillsynen över centrala värdepappers- förvarare enligt kontoföringslagen. Finansinspektionen har kunnig personal med god insyn i finansmarknaden. Finansinspektionen har också ett internationellt kontaktnät med andra tillsynsmyndigheter.</P>
<P class="p680 ft2">Genom en ändring i 4 § förordningen med instruktion för Finans- inspektionen utsågs inspektionen i november 2014 till behörig myndighet enligt förordningen om värdepapperscentraler. Ändringen trädde i kraft i december 2014 (se SFS 2014:1325). Den ändringen syftade till att reglera frågan om behörig myndighet för tiden fram till dess att de lagändringar som föreslås i denna proposition kan träda i kraft.</P>
<P class="p622 ft2">Finansinspektionen har även tidigare utsetts till behörig myndighet enligt flera <NOBR>EU-rättsakter</NOBR> på finansmarknadsområdet. Det kan särskilt nämnas att inspektionen är behörig myndighet enligt <NOBR>EU-förordningen</NOBR> om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister (1 kap. 2 § lagen [2013:287] med kompletterande bestämmelser till EU:s förordning om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister). Även sådana clearingorganisationer som inte omfattas av <NOBR>EU-förordningen</NOBR> om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister står under Finansinspektionens tillsyn (se 23 kap. 1 § lagen om värdepappersmark- naden).</P>
<P class="p621 ft4">Mot bakgrund av det anförda anser regeringen att Finansinspektionen är den lämpligaste myndigheten att ansvara för auktorisation och tillsyn enligt reglerna i förordningen om värdepapperscentraler. Det bör därför tas in en bestämmelse i kontoföringslagen av innebörden att Finans- inspektionen utses till behörig myndighet enligt förordningen. Det är i och för sig tillräckligt att detta förhållande framgår av förordningen med instruktion för Finansinspektionen men det är tydligare om det anges i</P>
</DIV>
<DIV id="id_2">
<P class="p570 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">187</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_188">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p20 ft2">den lag som innehåller kompletterande bestämmelser till <NOBR>EU-förord-</NOBR></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ningen.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">Det saknas skäl att utse fler än en behörig myndighet och att däri-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">genom dela ansvaret mellan två eller flera myndigheter.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">Vilka uppgifter som de behöriga myndigheterna ska ansvara för fram-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">går av en rad olika regler i förordningen. En övergripande regel i förord-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">ningen slår fast att de behöriga myndigheterna ska pröva frågor om</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">auktorisation av värdepapperscentraler och att de ska utöva tillsyn över</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">värdepapperscentralerna (artikel 10). Det är den behöriga myndigheten i</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">värdepapperscentralens hemmedlemsstat som prövar frågan om auktori-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">sation och utövar tillsyn. Med hemmedlemsstat avses den stat där värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">papperscentralen är etablerad (artikel 2.1.23). Det framgår av en annan</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">regel i förordningen att varje juridisk person som omfattas av defini-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">tionen av en värdepapperscentral ska erhålla en auktorisation av den be-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">höriga myndigheten i den medlemsstat där den är etablerad innan den</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">inleder sin verksamhet (artikel 16.1, se vidare avsnitt 8.3). Däremot an-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">svarar Esma för frågor om erkännande av och tillsyn över värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">centraler som är etablerade i tredjeland och som får verka inom EES</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">(artikel 25).</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">Termen etablerad definieras inte i förordningen. Med ledning av andra</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2"><NOBR>EU-rättsakter</NOBR> finns det dock skäl att anta att avsikten är att det är den</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">juridiska personens stadgeenliga säte som ska vara avgörande (jfr t.ex.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">artikel 4.1 j ii i Europaparlamentets och rådets direktiv 2011/61/EU av</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">den 8 juni 2011 om förvaltare av alternativa investeringsfonder samt om</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ändring av direktiv 2003/41/EG och 2009/65/EG och förordningarna</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">[EG] nr 1060/2009 och [EU] nr 1095/2010).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">Det finns också särskilda regler om auktorisation i förordningen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">(artiklarna <NOBR>16–20).</NOBR> De behöriga myndigheterna är skyldiga att underrätta</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">Esma om de beslut som de fattar (artikel 21). Det finns även särskilda</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">regler för tillsynen i vissa avseenden (se t.ex. artikel 22). Exempelvis ska</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">de behöriga myndigheterna</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">– minst en gång per år se över de arrangemang, strategier, processer</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">och mekanismer som har genomförts av en värdepapperscentral för</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p85 ft2">att följa förordningens regler och utvärdera vissa risker,</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">– se till att värdepapperscentralen upprättar en s.k. resolutionsplan,</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">– göra inspektioner på plats hos värdepapperscentralen,</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">– samråda med och informera de s.k. relevanta myndigheterna i vissa</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p85 ft2">fall (se vidare avsnitt 8.2) och</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">– ålägga en värdepapperscentral som inte uppfyller förordningens krav</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p85 ft2">att i ett tidigt skede vidta åtgärder för att hantera situationen.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">Genom att Finansinspektionen utses till behörig myndighet får inspek-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">tionen de befogenheter som den behöriga myndigheten har direkt med</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">stöd av förordningen, t.ex. när det gäller auktorisation av värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">centraler. Detta följer av att förordningen är direkt tillämplig i alla</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">medlemsstater. Därmed fordras inga lagstiftningsåtgärder från svensk</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">sida i dessa delar. Däremot krävs enligt förordningen att den behöriga</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">myndigheten genom nationella lagstiftningsåtgärder ges bl.a. tillsyns-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">befogenheter och rätt att besluta om administrativa sanktioner. Dessa</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">lagstiftningsåtgärder behandlas i avsnitten <NOBR>8.4–8.8</NOBR> och 9.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">Även om förordningen är direkt tillämplig bör det för tydlighets skull</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">188</P></TD>
<TD class="tr31 td169"><P class="p20 ft2">tas in en bestämmelse i kontoföringslagen som upplyser om att Finans-</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_189">
<DIV id="dimg1">
<INGENBILD zsrc="H30310189x1.jpg/" id="img1">
</DIV>
<P class="p284 ft4">inspektionen enligt förordningen utövar tillsyn över svenska värdepapp- Prop. 2015/16:10 erscentraler och över kreditinstitut som har utsetts av en sådan värde-</P>
<P class="p114 ft2">papperscentral enligt artikel 54 i förordningen. I fråga om värdepappers- centraler som är etablerade i ett annat land inom EES än Sverige och som tillhandahåller tjänster här i landet, bör det i lagen upplysas om att det följer av förordningen att Finansinspektionen utövar tillsyn i viss ut- sträckning. <SPAN class="ft3">Förvaltningsrätten i Stockholm </SPAN>ifrågasätter behovet av en bestämmelse som anger att Finansinspektionen utövar tillsyn över sådana värdepapperscentraler i den utsträckning det följer av förordningen.</P>
<P class="p173 ft2">Enligt artikel 11.3 i förordningen ska de behöriga myndigheterna ha alla de tillsyns- och utredningsbefogenheter som de behöver för att utföra sina arbetsuppgifter. Samtliga de tillsynsbefogenheter som föreslås i kontoföringslagen framgår emellertid inte direkt av förordningen. Det är därför motiverat att ta in en bestämmelse i den lagen med upplysning om de bestämmelser som får tillämpas mot värdepapperscentraler som är etablerade i ett annat land inom EES än Sverige och som tillhandahåller tjänster här i landet. Förordningen innehåller regler om värdepappers- centralers möjligheter att tillhandahålla tjänster i en annan medlemsstat. Eftersom förordningen gäller för hela EES är det i realiteten andra länder inom EES som avses. Vid gränsöverskridande verksamhet är det som utgångspunkt den behöriga myndigheten i hemlandet som ansvarar för tillsynen. Det är alltså den s.k. principen om hemlandstillsyn som gäller (artikel 10). Denna princip är den dominerande beträffande verksamheter på finansmarknadsområdet. Principen utesluter dock inte att myndig- heterna i värdlandet, dvs. där värdepapperscentralen tillhandahåller tjänsterna, har vissa möjligheter att utföra tillsynsinsatser och agera vid regelöverträdelser. Dessa frågor behandlas närmare i avsnitt 8.4. Enligt förordningen har den behöriga myndigheten i värdlandet ett ansvar för att ytterst se till att en värdepapperscentral följer förordningens regler, om inte den behöriga myndigheten i hemlandet har sett till att göra detta (artikel 24.5). I fråga om filialer som etableras i värdlandet har den behöriga myndigheten i det landet ett mer omfattande tillsynsansvar (artikel 24.1).</P>
<P class="p693 ft26"><SPAN class="ft26">8.2</SPAN><SPAN class="ft25">Relevant myndighet</SPAN></P>
<P class="p694 ft4"><SPAN class="ft96">Regeringens bedömning: </SPAN>Riksbanken är en sådan centralbank som avses i artikel 12.1 i förordningen om värdepapperscentraler. Någon ändring i lagen om Sveriges riksbank bör inte göras med anledning av det.</P>
<P class="p544 ft4"><SPAN class="ft96">Promemorians bedömning </SPAN>överensstämmer i huvudsak med reger- ingens bedömning. Promemorians bedömning avviker från regeringens bedömning genom att det i promemorians bedömning hänvisas endast till artikel 12.1 c.</P>
<P class="p48 ft2"><SPAN class="ft29">Remissinstanserna: </SPAN>Flertalet remissinstanser tillstyrker promemorians bedömning eller har inget att invända mot den. <SPAN class="ft3">Riksbanken </SPAN>påpekar att i den svenska språkversionen av förordningen har artikel 12.1 a blivit felaktig genom att den hänvisar till de behöriga myndigheternas tillsyn,</P>
<P class="p597 ft2">189</P>
</DIV>
<DIV id="page_190">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD colspan=2 class="tr2 td169"><P class="p20 ft2">snarare än till centralbankernas övervakning. Riksbanken anser att den är</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">en relevant myndighet enligt alla de kriterier som anges i artikel 12.1.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td312"><P class="p17 ft29">Skälen för regeringens bedömning: <SPAN class="ft2">Av förordningen om värdepap-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">perscentraler följer att vissa andra myndigheter än de behöriga myndig-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">heterna ska delta i auktorisationen av och tillsynen över värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">centraler (artikel 12). Dessa myndigheter benämns i förordningen rele-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">vanta myndigheter. Genom olika regler i förordningen anges i vilken</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">utsträckning de relevanta myndigheterna ska delta. Det gäller framför allt</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">att de ska beredas tillfälle att yttra sig över en ansökan om auktorisation</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">som värdepapperscentral (artikel 17.4). De relevanta myndigheterna har</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">också en möjlighet att begära att den behöriga myndigheten undersöker</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">om en viss värdepapperscentral uppfyller villkoren för auktorisationen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">(artikel 57.3).</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td312"><P class="p17 ft2">Relevanta myndigheter enligt den svenska språkversionen av förord-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">ningen kan vara:</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">a) den myndighet som ansvarar för tillsynen över det avvecklingssystem</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td312"><P class="p17 ft2">för värdepapper som drivs av värdepapperscentralen i den med-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td312"><P class="p17 ft2">lemsstat vars rättsordning är tillämplig på avvecklingssystemet</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td312"><P class="p64 ft2">(artikel 12.1 a),</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td75"><P class="p20 ft2">b)</P></TD>
<TD class="tr26 td312"><P class="p17 ft2">de centralbanker inom EU som ger ut de mest relevanta valutorna i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td312"><P class="p64 ft2">vilka avveckling sker (artikel 12.1 b), eller</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft2">c)</P></TD>
<TD class="tr25 td312"><P class="p17 ft2">den centralbank inom EU på vars konton kontantdelen i ett avveck-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td312"><P class="p17 ft2">lingssystem för värdepapper som drivs av värdepapperscentralen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td312"><P class="p64 ft2">avvecklas (artikel 12.1 c).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td312"><P class="p17 ft2"><SPAN class="ft3">Riksbanken </SPAN>bedömer att den är relevant myndighet enligt samtliga</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">ovanstående definitioner. Enligt Riksbanken är den svenska språk-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">versionen av förordningen felaktig eftersom det i artikel 12.1 a anges den</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">myndighet som svarar för tillsynen över avvecklingssystemet. Det</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">indikerar att det är den behöriga myndigheten (i Sverige Finansinspek-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">tionen) som avses, se led a ovan. Av den engelska språkversionen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">framgår det emellertid att det är den myndighet som ansvarar för över-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">vakningen av avvecklingssystemet som avses (på engelska <SPAN class="ft3">oversight</SPAN>),</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">vilket indikerar att det i stället rör sig om centralbankens övervakning.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">Detta är också konsistent med termen relevanta myndigheter som tydligt</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">avviker från termen behöriga myndigheter som används i andra fall när</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">det är fråga om auktorisation och tillsyn (jfr artiklarna 17.4 och 57.3).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">Enligt regeringens uppfattning bör Riksbanken således anses vara en</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">sådan relevant myndighet som avses i artikel 12.1 a i förordningen.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td312"><P class="p17 ft2">Som Riksbanken påpekar ska bedömningen av vilka valutor som är</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">mest relevanta bedömas för varje avvecklingssystem taget för sig. Krite-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">rierna för att ange vilka valutor som är mest relevanta kommer att fast-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">ställas i tekniska standarder som ska antas av kommissionen. Även om</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">den exakta definitionen av relevanta valutor ännu inte har fastställts kon-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">staterar Riksbanken att svenska kronan kommer att vara den mest rele-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">vanta valutan när det gäller det avvecklingssystem för värdepapper som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">drivs av Euroclear Sweden AB. Det innebär i så fall att Riksbanken ska</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">anses som relevant myndighet även enligt artikel 12.1 b i förordningen.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td312"><P class="p17 ft2">I fråga om <NOBR>VPC-systemet</NOBR> avvecklas betalningsledet eller, med ett annat</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft31">ord, kontantdelen i en värdepapperstransaktion antingen genom betalning</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">med s.k. centralbankspengar eller med s.k. affärsbankspengar (Allmänna</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">190</P></TD>
<TD colspan=2 class="tr31 td169"><P class="p20 ft2">villkor, Euroclear Sweden <NOBR>2013-06-26,</NOBR> avsnitt C 3, 3.3.1). Den avveck-</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_191">
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<P class="p284 ft4">ling som sker i avvecklingssystemet mellan likvidbanker avser dock Prop. 2015/16:10 endast centralbankspengar. Termen centralbankspengar förklaras i avsnitt</P>
<P class="p114 ft2">4.2.3. Vid avveckling hos Euroclear Sweden AB används antingen svenska kronor eller euro. För avveckling i svenska kronor sker över- föring av pengar mellan särskilda riksbankskonton (ovan angivna villkor, avsnitt C 4, 4.3.1). Om avveckling av kontantdelen i stället sker i euro, används den finländska centralbanken, Finlands Bank.</P>
<P class="p48 ft4">Regeringen anser med hänsyn till det anförda att Riksbanken även bör anses som en sådan relevant myndighet som avses i artikel 12.1 c i förordningen.</P>
<P class="p48 ft2">Av lagen (1988:1385) om Sveriges riksbank (kallad riksbankslagen) följer att riksbanken får driva system för avveckling av betalningar (se avsnitten 4.2.3 och 6.2) och att den ska främja ett säkert och effektivt betalningsväsende (1 kap. 2 § tredje stycket samt 6 kap. 7 §). De företag som står under tillsyn av Finansinspektionen är i vissa avseenden skyldiga att lämna uppgifter till Riksbanken (6 kap. 9 § samma lag). I praktiken deltar Riksbanken även tillsammans med Finansinspektionen i utvärderingar av avvecklingssystem för betalningar och av verksamheten hos en central motpart (se Finansinspektionen och Riksbanken, Utvärdering av Bankgirocentralen BGC AB:s betalningssystem 2010, Finansinspektionens dnr <NOBR>10-6463,</NOBR> samt Finansinspektionen och Riksbanken, Utvärdering av Nasdaq OMX Derivatives Markets som central motpart, 2010, Riksbankens dnr <NOBR>2010-617-AFS</NOBR> och Finans- inspektionens dnr <NOBR>10-7724).</NOBR></P>
<P class="p544 ft4">Förordningens regler är, som framgår ovan, direkt tillämpliga. Efter- som det klart följer av reglerna i förordningen att Riksbanken har vissa uppgifter i fråga om värdepapperscentraler, saknas det skäl att ta in någon bestämmelse om det i riksbankslagen.</P>
<P class="p695 ft26"><SPAN class="ft26">8.3</SPAN><SPAN class="ft25">Auktorisation av värdepapperscentraler</SPAN></P>
<P class="p696 ft4"><SPAN class="ft96">Regeringens förslag: </SPAN>Bestämmelserna i kontoföringslagen om aukto- risation av centrala värdepappersförvarare och om allmänna och vissa organisatoriska krav på sådana förvarare upphävs.</P>
<P class="p697 ft4">Regeringen eller den myndighet som regeringen bestämmer får meddela föreskrifter om handläggningen av ärenden om auktorisation av värdepapperscentraler.</P>
<P class="p698 ft4"><SPAN class="ft96">Promemorians förslag </SPAN>överensstämmer med regeringens förslag. <SPAN class="ft96">Remissinstanserna: </SPAN>Flertalet remissinstanser tillstyrker promemorians</P>
<P class="p114 ft2">förslag eller har inget att invända mot det. <SPAN class="ft3">Bolagsverket </SPAN>anser att under- rättelseskyldigheter till Bolagsverket i samband med auktorisation av värdepapperscentraler och förändringar i sådana bör regleras för att aktie- bolagsregistret så långt möjligt ska innehålla aktuell och korrekt informa- tion i dessa avseenden. <SPAN class="ft3">Svenska Fondhandlareföreningen</SPAN>, med instämm- ande av <SPAN class="ft3">Svenska Bankföreningen</SPAN>, lyfter fram behoven av transparens och förutsebarhet när det gäller de nya reglernas tillämplighet. <SPAN class="ft3">Euroclear Sweden AB </SPAN>anser att det bör övervägas om inte 2 kap. 5 a § konto- föringslagen alltjämt bör gälla.</P>
<P class="p699 ft2">191</P>
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<DIV id="page_192">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p17 ft2"><SPAN class="ft29">Skälen för regeringens förslag: </SPAN>I kontoföringslagen finns det bestäm-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">melser om vilka slag av juridiska personer som kan få auktorisation som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">central värdepappersförvarare (1 kap. 2 §). Det finns också bestämmelser</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">om de krav som gäller för att Finansinspektionen ska få meddela auktori-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">sation till svenska företag (2 kap. <NOBR>2–5</NOBR> §§) respektive utländska företag</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">(2 kap. 6 §). Det kan särskilt nämnas att krav på bl.a. kapital finns i</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">2 kap. 4 §.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">Kontoföringslagen innehåller dessutom allmänna krav på centrala</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">värdepappersförvarares verksamhet (2 kap. 1 §). Slutligen finns det sär-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">skilda bestämmelser om dels i vilken utsträckning en central värdepap-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">persförvarare får driva annan verksamhet än den som omfattas av den</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">lagen, dels krav på tillstånd när en sådan värdepappersförvarare förvärvar</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">vissa andelar eller aktier (2 kap. 7 respektive 8 §). En särskild bestäm-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">melse med krav på centrala värdepappersförvarares organisation när det</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">gäller hantering av ersättningskrav finns i 7 kap. 6 §.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">Förordningen om värdepapperscentraler innehåller ett krav på att</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">värdepapperscentraler ska vara auktoriserade (artikel 10). Kravet får</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">anses innebära att sådan verksamhet som uppfyller rekvisiten i defini-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">tionen av en värdepapperscentral enligt förordningen får drivas endast av</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">en auktoriserad värdepapperscentral. Detta förhållande framgår tydligare</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">av ett annat krav, som gäller att varje juridisk person som omfattas av</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">definitionen av en värdepapperscentral ska erhålla en auktorisation av</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">den behöriga myndigheten innan den inleder sin verksamhet (artikel</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">16.1). Motsatsvis får sådan verksamhet inte drivas utan tillstånd.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">I förordningen anges vilken myndighet som ska pröva en fråga om</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">auktorisation av en värdepapperscentral (artikel 16.1). Där anges att det</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">är den behöriga myndigheten i den medlemsstat i vilken den juridiska</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">personen i fråga är etablerad som prövar ansökan om auktorisation.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">Bestämmelsen i kontoföringslagen om att Finansinspektionen prövar</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">frågor om auktorisation av centrala värdepappersförvarare överlappar</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">således regeln i förordningen (1 kap. 1 § andra stycket andra meningen).</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">Förordningen innehåller en mängd krav som ska vara uppfyllda för att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">en värdepapperscentral ska få auktoriseras (se bl.a. artiklarna <NOBR>26–29).</NOBR></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">Dessa krav motsvaras i svensk rätt av 2 kap. <NOBR>1–5</NOBR> §§ kontoföringslagen.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">Förfarandet för att bevilja auktorisation regleras också i förordningen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">(artikel 17). Esma ska dock utarbeta förslag till tekniska standarder som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">ska antas av kommissionen i form av delegerade akter eller genom-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">förandeakter beträffande vilken information som sökanden ska lämna till</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">den behöriga myndigheten respektive hur standardformulär, mallar och</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">förfaranden beträffande ansökningsförfarandet ska utformas (artikel 17.9</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">och 17.10). Även med sådana tekniska standarder kan det kvarstå vissa</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">frågor om handläggningen av ärenden om auktorisation som lämpligen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">bör regleras i förordning eller myndighetsföreskrifter. Regeringen eller</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">den myndighet som regeringen bestämmer bör därför få meddela före-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">skrifter på detta område.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">Förutsättningarna för en värdepapperscentral i en medlemsstat, i reali-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">teten ett land inom EES, att driva verksamhet i ett annat sådant land</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">regleras i förordningen (artikel 23). Principen om frihet att tillhandahålla</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">tjänster i ett annat land inom EES gäller, dvs. den värdepapperscentral</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">som är auktoriserad i ett land inom EES har rätt att tillhandhålla sina</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">192</P></TD>
<TD class="tr31 td169"><P class="p17 ft2">tjänster även i ett annat sådant land. Även den s.k. principen om hem-</P></TD>
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<P class="p157 ft4">landstillsyn är tillämplig. Det innebär att det i ett sådant fall är den be- höriga myndigheten i värdepapperscentralens hemland som prövar en an- mälan om att tillhandahålla verksamhet i ett annat land inom EES (se avsnitt 8.1).</P>
<P class="p117 ft2">Även en värdepapperscentral från ett tredjeland får tillhandahålla sina tjänster inom EES (artikel 25). Det finns en särskild definition av en sådan värdepapperscentral (artikel 2.1.2). Frågor om erkännande av en värdepapperscentral från tredjeland prövas av Esma.</P>
<P class="p117 ft4">I förordningen finns det slutligen en regel av innebörden att en värde- papperscentral ska ha överblickbara regler för hantering av klagomål (artikel 32.2).</P>
<P class="p117 ft2">Förordningen är direkt tillämplig och reglerar värdepapperscentraler och värdepappersavveckling på ett i huvudsak uttömmande sätt. Förord- ningen ska kompletteras med ytterligare regler i form av tekniska standarder. Medlemsstaterna har rätt att och är skyldiga att införa kompletterande, nationella, bestämmelser på vissa särskilt angivna områden. Utanför dessa områden får några nationella bestämmelser som överlappar förordningens regler inte införas eller kvarstå. Det innebär att det inte är möjligt att ställa upp ytterligare krav för auktorisation av värdepapperscentraler utöver dem som anges i förordningen. Det är inte heller möjligt att ställa upp rörelseregler i övrigt som kommer i konflikt med förordningens krav. Det sistnämnda innefattar den särskilda bestäm- melsen i kontoföringslagen om organisatoriska krav avseende hante- ringen av ersättningsanspråk, som får anses överflödig mot bakgrund av den mer omfattande regeln om hantering av klagomål i förordningen (7 kap. 6 § respektive artikel 32).</P>
<P class="p557 ft2"><SPAN class="ft3">Euroclear Sweden AB </SPAN>anser att skälen för att upphäva 2 kap. 5 a § kontoföringslagen bör övervägas. Som utvecklas ovan reglerar förord- ningen emellertid uttömmande frågor om auktorisation av värdepappers- centraler och även organisatoriska krav. Därtill ska Esma utarbeta tekniska standarder som ska antas av kommissionen. Dessa ska bl.a. omfatta övervakningsverktyg för att kunna identifiera och hantera risker för värdepapperscentraler (artikel 26.8 a jämförd med artikel 26.1). Reglerna i förordningen ställer bl.a. krav på stabila styrformer som omfattar en tydlig organisationsstruktur med tydlig och överblickbar och konsekvent arbetsfördelning (artikel 26.1). Ett av skälen bakom 2 kap. 5 a § kontoföringslagen är att både styrelsens arbetsordning och instruktioner om arbetsfördelningen mellan bolagsorganen har betydelse för Finansinspektionens tillsyn och kontroll och riskbedömning (prop. 2013/14:86 s. <NOBR>56–58).</NOBR> Det finns följaktligen en risk för att bestämmelsen i kontoföringslagen överlappar förordningens regler och den bör därför upphävas.</P>
<P class="p297 ft4">Bestämmelsen om utländska företag i 2 kap. 6 § kontoföringslagen överlappar förordningens regler om frihet att tillhandahålla tjänster inom EES och reglerna om värdepapperscentraler från tredjeland.</P>
<P class="p117 ft2">Alla bestämmelser i kontoföringslagen som överlappar reglerna i förordningen bör således upphävas (1 kap. 1 § andra stycket och 2 §, hela 2 kap. samt 7 kap. 6 §).</P>
<P class="p462 ft4"><SPAN class="ft36">Bolagsverket </SPAN>ställer frågan om även Bolagsverket bör notera att ett företag har fått tillstånd av Finansinspektionen att vara värdepappers- central. Detta skulle i så fall förutsätta att Finansinspektionen och, i före-</P>
</DIV>
<DIV id="id_2">
<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">193</P>
</DIV>
</DIV>
</DIV>
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<P class="p551 ft4">Prop. 2015/16:10 kommande fall, andra behöriga myndigheter inom EES, underrättar Bolagsverket i de fall ett företag beviljas tillstånd att vara värdepappers- central.</P>
<P class="p492 ft2">Det finns enligt gällande rätt ingen skyldighet för Finansinspektionen att underrätta Bolagsverket när inspektionen har meddelat auktorisation för en central värdepappersförvarare. Enligt regeringens uppfattning finns det emellertid skäl för att Finansinspektionen vid auktorisation av och vid återkallelse av auktorisation som värdepapperscentral bör under- rätta Bolagsverket så att de uppgifterna kan registreras i aktiebolags- registret. Bestämmelser om det införs lämpligen på förordningsnivå. Sådana bestämmelser avser endast informationsutbyte mellan två myn- digheter och innebär inte ett krav som riktas mot en värdepapperscentral eller en förutsättning för auktorisation eller återkallande av auktorisation. Det är således inte fråga om bestämmelser som överlappar eller står i strid med reglerna i förordningen.</P>
<P class="p583 ft2">Av förordningen framgår att reglerna om auktorisation inte ska tillämpas omedelbart vid dess ikraftträdande. I stället ska nationella bestämmelser om auktorisation av värdepapperscentraler gälla till dess att värdepapperscentralerna har fått tillräckligt lång tid på sig för att ansöka om auktorisation, vilket enligt förordningen är upp till sex månader från ikraftträdandet av vissa tekniska standarder (skäl 80 samt artikel 69.2 och 69.4). <SPAN class="ft3">Svenska Fondhandlareföreningen</SPAN>, med instämm- ande av <SPAN class="ft3">Svenska Bankföreningen</SPAN>, efterfrågar transparens och förutse- barhet när det gäller de nya reglernas tillämplighet. Denna fråga rör emellertid framför allt ikraftträdande- och övergångsbestämmelser. Se avsnitt 14 i fråga om sådana bestämmelser. Frågor om återkallelse av auktorisation behandlas i avsnitt 9.7.</P>
<P class="p700 ft26"><SPAN class="ft24">8.4</SPAN><SPAN class="ft25">Finansinspektionens tillsynsbefogenheter</SPAN></P>
<P class="p701 ft2"><SPAN class="ft29">Regeringens förslag: </SPAN>En svensk värdepapperscentral ska lämna Finansinspektionen upplysningar om sin verksamhet och därmed sammanhängande omständigheter, enligt föreskrifter som meddelats med stöd av kontoföringslagen. Den ska därutöver lämna Finans- inspektionen de upplysningar som inspektionen begär.</P>
<P class="p702 ft2">För tillsynen över att förordningen om värdepapperscentraler följs får Finansinspektionen förelägga en värdepapperscentral, ett utsett kreditinstitut eller någon annan att tillhandahålla uppgifter, handlingar eller annat. Föreläggandet får dock inte strida mot den i lag reglerade tystnadsplikten för advokater.</P>
<P class="p703 ft4">Den som förväntas kunna lämna upplysningar i saken ska på Finans- inspektionens begäran inställa sig till förhör.</P>
<P class="p704 ft2">Ett föreläggande och en kallelse till förhör får förenas med vite.</P>
<P class="p705 ft2">Om det finns skäl för det får Finansinspektionen göra en platsunder- sökning hos en värdepapperscentral eller en juridisk person till vilken värdepapperscentralen har utkontrakterat verksamhet.</P>
<P class="p702 ft22">Finansinspektionen får sammankalla styrelsen i en värdepappers- central. Inspektionen får även begära att styrelsen kallar till extra</P>
<P class="p706 ft2">194</P>
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<P class="p707 ft4">stämma. Om styrelsen inte rättar sig efter en sådan begäran, får inspektionen utfärda kallelsen.</P>
<P class="p708 ft2">Finansinspektionen får närvara vid en stämma och vid ett sådant styrelsesammanträde som inspektionen har sammankallat samt delta i överläggningarna.</P>
<P class="p708 ft2">Om en värdepapperscentral som har auktoriserats i ett annat land inom EES än Sverige tillhandahåller tjänster här i landet, är den skyldig att lämna uppgifter till Finansinspektionen på samma sätt som en svensk värdepapperscentral. Finansinspektionen får begära in upp- gifter m.m. från värdepapperscentralen. Om en sådan värdepappers- central etablerar en filial här i landet, får Finansinspektionen genom- föra en platsundersökning även i fråga om filialen.</P>
<P class="p709 ft4">Finansinspektionen får förordna en eller flera revisorer att delta i revisionen av en värdepapperscentral.</P>
<P class="p710 ft4">Regeringen eller den myndighet som regeringen bestämmer får meddela föreskrifter om värdepapperscentralers uppgiftsskyldighet.</P>
<P class="p573 ft2"><SPAN class="ft29">Promemorians förslag </SPAN>överensstämmer i huvudsak med regeringens förslag. Promemorians förslag innebär dock att Finansinspektionen får begära handräckning av Kronofogdemyndigheten för att en plats- undersökning ska kunna genomföras. Promemorian innehåller inte förslag att Finansinspektionen får förordna en eller flera revisorer att delta i revisionen av en värdepapperscentral.</P>
<P class="p559 ft2"><SPAN class="ft29">Remissinstanserna: </SPAN>Flertalet remissinstanser tillstyrker promemorians förslag eller har inget att invända mot det. <SPAN class="ft3">Kammarrätten i Stockholm </SPAN>efterlyser en djupare analys av föreslagna bestämmelser om rätten att överklaga ett beslut om platsundersökning som redan är genomförd i relation till frågan om effektivt rättsmedel i enlighet med artikel 13 i Europakonventionen och artikel 47 i EU:s rättighetsstadga. <SPAN class="ft3">Förvaltnings- rätten i Stockholm </SPAN>anser att det bör övervägas om inte proportionalitets- principen ska komma till uttryck i lagtexten. Vidare anser förvaltnings- rätten att det bör framgå av lagtexten att det föreslagna undantaget från uppgiftsskyldighet för advokater inte utesluter att även andra tystnads- plikter kan upprätthållas. <SPAN class="ft3">Ekobrottsmyndigheten </SPAN>anser att det bör klar- göras om den praxis som har utvecklats avseende undantag för viss typ av uppgifter beträffande motsvarande bestämmelser i annan lagstiftning även ska kunna tillämpas när det gäller den bestämmelse som nu före- slås. Vidare anser myndigheten att den problematik som kan uppstå när en person som misstänks för en överträdelse som kan medföra en admi- nistrativ sanktion har förelagts att lämna uppgifter vid äventyr av vite bör belysas i relation till rätten att slippa belasta sig själv. <SPAN class="ft3">Finansinspektionen </SPAN>noterar att dess möjlighet att förordna en eller flera revisorer att delta i revisionen av en central värdepappersförvarare tas bort enligt förslaget. Inspektionen noterar att befogenheten kvarstår i andra lagar på finans- marknadsområdet som innehåller rörelseregler.</P>
<P class="p711 ft4"><SPAN class="ft96">Skälen för regeringens förslag: </SPAN>Utgångspunkten för utformningen av Finansinspektionens befogenheter för tillsyn bör vara att de ska ligga i linje med det som sedan tidigare gäller i jämförbar lagstiftning, under förutsättning att detta är förenligt med förordningen om värdepappers- centraler och särskilda skäl inte talar emot det.</P>
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<DIV id="id_2">
<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">195</P>
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<DIV id="page_196">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p17 ft2">Centrala värdepappersförvarare är i dag skyldiga att lämna Finans-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">inspektionen de upplysningar om sin verksamhet och därmed samman-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">hängande omständigheter som följer av vissa föreskrifter (23 kap. 2 §</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">lagen om värdepappersmarknaden och hänvisningen till detta lagrum i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">9 kap. 1 § första stycket kontoföringslagen). Centrala värdepappersför-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">varare ska utöver detta lämna de upplysningar som inspektionen begär.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">Finansinspektionen har rätt att förordna en eller flera revisorer att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">tillsammans med övriga revisorer delta i revisionen av en central värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">pappersförvarare (23 kap. 7 § lagen om värdepappersmarknaden och</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">hänvisningen till detta lagrum i 9 kap. 1 § första stycket kontoförings-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">lagen). Inspektionen får när som helst återkalla ett sådant förordnande</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">och utse en ny revisor. Om Finansinspektionen behöver anlita någon</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">annan person med särskild fackkunskap för bedömning av en viss fråga</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">vid tillsynen ska kostnaden för detta betalas av den som tillsynen avser</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">(23 kap. 14 § lagen om värdepappersmarknaden och hänvisningen till</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">detta lagrum i 9 kap. 1 § första stycket kontoföringslagen).</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">Finansinspektionen får också sammankalla styrelsen i en central värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">pappersförvarare (23 kap. 11 § lagen om värdepappersmarknaden och</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">hänvisningen till detta lagrum i 9 kap. 1 § första stycket kontoförings-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">lagen). Inspektionen får även begära att styrelsen kallar till extra stämma.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">Om styrelsen inte rättar sig efter en sådan begäran, får inspektionen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">utfärda kallelsen. Företrädare för Finansinspektionen får närvara vid en</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">stämma och vid ett sådant styrelsesammanträde som inspektionen har</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">sammankallat samt delta i överläggningarna.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">Kontoförande institut är skyldiga att lämna de upplysningar som</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">Finansinspektionen begär som rör verksamheten som kontoförande</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">institut (3 kap. 6 § kontoföringslagen). Ett sådant föreläggande får</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">förenas med vite (9 kap. 4 § samma lag).</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">Enligt förordningen om värdepapperscentraler ska de behöriga</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">myndigheterna ha alla de tillsyns- och utredningsbefogenheter som de</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">behöver för att utföra sina uppgifter (artikel 11.3). Det anges också i</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">förordningen att det bör finnas ett starkt tillsynssystem för finanssektorn</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">generellt sett (skäl 61). Till skillnad från det som gäller för administrativa</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">sanktioner preciseras det inte närmare i förordningen vilka slags</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">befogenheter som det ska vara fråga om (jfr avsnitt 9.3). Däremot</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">framgår det av reglerna om administrativa sanktioner att medlems-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">staternas skyldighet att införa bestämmelser om administrativa sanktioner</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">inte ska påverka de behöriga myndigheternas tillsynsbefogenheter</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">(artikel 63.2 första ledet). Dessa befogenheter ska således finnas vid</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">sidan av möjligheten att besluta om administrativa sanktioner. Förutom</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">de tillsynsbefogenheter som Finansinspektionen har enligt gällande rätt</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">bör inspektionen få tillgång även till de tillsynsbefogenheter som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">myndigheten har enligt ett flertal andra lagar på finansmarknadsområdet.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">Proportionalitetsprincipen är, som <SPAN class="ft3">Förvaltningsrätten i Stockholm </SPAN>anför,</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">en allmän rättsgrundsats inom svensk förvaltningsrätt och är gällande</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">utan lagstöd. De befogenheter som Finansinspektionen föreslås få i</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">denna proposition är inte mer ingripande än motsvarande befogenheter</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">enligt andra lagar på finansmarknadsområdet. Det finns därför inte anled-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ning att i kontoföringslagen särskilt lagfästa den principen.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">Det anges särskilt i förordningen att den behöriga myndigheten ska</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">196</P></TD>
<TD class="tr31 td169"><P class="p17 ft2">göra inspektioner på plats hos värdepapperscentralen (artikel 22.5, jfr</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_197">
<DIV>
<DIV id="id_1">
<P class="p157 ft2">avsnitt 8.1). I samband med gränsöverskridande verksamhet ska en sådan möjlighet även finnas för den behöriga myndigheten i värdmedlems- staten i fråga om en filial som etableras i värdmedlemsstaten (artik- el 24.1). Med medlemsstat avses i realiteten ett land inom EES. Om en värdepapperscentral som har auktoriserats i t.ex. Storbritannien etablerar en filial i Sverige, får Finansinspektionen således genomföra en inspektion hos filialen. Oavsett om värdepapperscentralen har etablerat en filial eller inte, får Finansinspektionen kräva att den ska rapportera till inspektionen så fort det rör sig om att den tillhandahåller tjänster i Sverige med stöd av sin auktorisation i det andra landet inom EES (artikel 24.2).</P>
<P class="p308 ft2">Vid gränsöverskridande verksamhet är det alltså som utgångspunkt den behöriga myndigheten i hemlandet som ansvarar för tillsynen (principen om hemlandstillsyn). Det utesluter dock inte att myndigheterna i värdlandet, dvs. där värdepapperscentralen tillhandahåller tjänsterna, har vissa möjligheter att agera vid regelöverträdelser.</P>
<P class="p462 ft2">I flera lagar på finansmarknadsområdet finns det bestämmelser om att finansiella företag är skyldiga att lämna de upplysningar som Finans- inspektionen begär, se t.ex. 23 kap. 2 § lagen om värdepappersmark- naden och 13 kap. 3 § första stycket lagen om bank- och finansierings- rörelse. Den förstnämnda bestämmelsen gäller även för centrala värde- pappersförvarare (9 kap. 1 § kontoföringslagen). Det är av central betydelse för tillsynen på finansmarknadsområdet att de berörda företagen är skyldiga att lämna upplysningar till Finansinspektionen. En bestämmelse av denna innebörd bör därför tas in i kontoföringslagen. Bestämmelsen bör även gälla de värdepapperscentraler som är etablerade i ett annat land inom EES än Sverige som tillhandahåller tjänster här i landet. Ett sådant krav är förenligt med förordningen (artikel 24.2).</P>
<P class="p258 ft4">Genom lagändringar som trädde i kraft den 1 augusti 2014 togs det in nya upplysningsbestämmelser om att regeringen eller den myndighet som regeringen bestämmer meddelar föreskrifter om att vissa uppgifter ska lämnas till Statistiska centralbyrån i stället för till Finansinspektionen</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr26 td275"><P class="p20 ft2">i respektive lag (23 kap. 2 a §</P></TD>
<TD class="tr26 td66"><P class="p69 ft2">lagen</P></TD>
<TD class="tr26 td162"><P class="p17 ft2">om värdepappersmarknaden och</P></TD>
</TR>
<TR>
<TD class="tr32 td275"><P class="p20 ft15">13 kap. 3 a § lagen om bank-</P></TD>
<TD class="tr32 td66"><P class="p69 ft100">och</P></TD>
<TD class="tr32 td162"><P class="p17 ft15">finansieringsrörelse). Regeringen</P></TD>
</TR>
</TABLE>
<P class="p157 ft2">gjorde i det lagstiftningsärendet bedömningen att föreskrifter om att upp- gifterna i stället ska lämnas till en annan myndighet under regeringen hör till det område inom vilket regeringen har rätt att meddela föreskrifter enligt 8 kap. 7 § regeringsformen (prop. 2013/14:161 s. 46). Således krävdes det inte något bemyndigande. Möjligheten att föreskriva att vissa uppgifter ska lämnas till Statistiska centralbyrån i stället för till Finans- inspektionen syftar till att uppgifter ska kunna samlas in till en särskild databas som drivs enligt lagen (2014:484) om en databas för övervakning av och tillsyn över finansmarknaderna (databaslagen, se a. prop.). I data- basen får sådana uppgifter behandlas som har samlats in med stöd av bl.a. 23 kap. 2 § första stycket lagen om värdepappersmarknaden (3 § 7 databaslagen). Bestämmelsen i lagen om värdepappersmarknaden gäller som framgår ovan även för centrala värdepappersförvarare. Bestämmel- serna om värdepapperscentraler bör samlas i kontoföringslagen, eftersom lagstiftningen blir mer överskådlig på så sätt. Av den anledningen finns det skäl att i kontoföringslagen ta in nya bestämmelser om uppgifts- skyldighet av samma innebörd som i lagen om värdepappersmarknaden.</P>
</DIV>
<DIV id="id_2">
<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">197</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_198">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p20 ft2">Till följd av detta bör databaslagen ändras på så sätt att det anges att i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">databasen får även sådana uppgifter behandlas som har samlats in med</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">stöd av bestämmelserna i kontoföringslagen.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p60 ft2">I fråga om Finansinspektionens tillsynbefogenheter kan en jämförelse</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">göras även med de bestämmelser som gäller för centrala motparter.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">Enligt lagen med kompletterande bestämmelser till EU:s förordning om</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2"><NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister får Finans-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">inspektionen förelägga företag eller annan att tillhandahålla uppgifter,</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">handlingar eller annat och den som förväntas kunna lämna upplysningar i</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">saken på inspektionens begäran ska ställa in sig till förhör (4 kap. 1 §).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">Bestämmelser av samma innebörd finns även bl.a. i lagen om värdepap-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">persmarknaden (23 kap. 3 §), lagen (2004:46) om värdepappersfonder</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">(10 kap. 3 §) och lagen om handel med finansiella instrument (6 kap.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">1 a §). Denna befogenhet är således vedertagen i annan lagstiftning på</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">finansmarknadsområdet. En bestämmelse av denna innebörd bör därför</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">tas in i kontoföringslagen. I fråga om skyldigheten att lämna upplys-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">ningar m.m. bör bestämmelsen även gälla för värdepapperscentraler som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">är etablerade i ett annat land inom EES än Sverige som tillhandahåller</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">tjänster här i landet (se ovan angående artikel 24.2 och jfr</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">prop. 2013/14:228 s. <NOBR>200–202).</NOBR></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Finansinspektionen bör få möjlighet att förena ett föreläggande eller en</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">kallelse till förhör med vite (jfr prop. 2012/13:72 s. 24). Även denna</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">befogenhet förekommer i flera andra lagar på finansmarknadsområdet, se</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">t.ex. 25 kap. 29 § lagen om värdepappersmarknaden och 4 kap. 3 § lagen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">med kompletterande bestämmelser till EU:s förordning om <NOBR>OTC-derivat,</NOBR></P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">centrala motparter och transaktionsregister. Det kan också vara</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">nödvändigt att förena t.ex. ett föreläggande med vite för att föreläggandet</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ska följas.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p60 ft2"><SPAN class="ft3">Ekobrottsmyndigheten </SPAN>framför att den problematik som kan uppstå när</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">en person som misstänks för en överträdelse som kan medföra en</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">administrativ sanktion har förelagts att lämna uppgifter vid äventyr av</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">vite bör belysas i relation till rätten att slippa belasta sig själv. Den frågan</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">behandlas i avsnitt 9.4.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">I likhet med det som anges i bl.a. 23 kap. 3 § andra stycket lagen om</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">värdepappersmarknaden bör det i bestämmelsen i kontoföringslagen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">anges att ett föreläggande eller en kallelse till förhör inte får strida mot</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">den i lag reglerade tystnadsplikten för advokater. Advokater som avkrävs</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">uppgifter kan alltså underlåta att lämna sådana, om det skulle kunna</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">medföra straffrättsligt ansvar för brott mot tystnadsplikten. <SPAN class="ft3">Förvalt-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2"><SPAN class="ft3">ningsrätten i Stockholm </SPAN>anser att det bör framgå direkt av lagtexten att</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">undantaget för advokater inte utesluter att andra tystnadsplikter kan</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">upprätthållas. Regeringen konstaterar att bestämmelsen, som har sin mot-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">svarighet i ett antal lagar på bl.a. finansmarknadsområdet, inte bör tolkas</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">motsatsvis, dvs. den utesluter inte att även andra tystnadsplikter kan</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">upprätthållas (jfr prop. 2011/12:175 s. 19 f. och prop. 2012/13:72 s. 24).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">Ett tillägg i bestämmelsen i kontoföringslagen som det förvaltningsrätten</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">förordar skulle enligt regeringens uppfattning riskera att kunna tolkas</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">som att den och de motsvarande bestämmelserna i andra lagar har olika</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">innebörd och något sådant tillägg bör därför inte införas. <SPAN class="ft3">Ekobrotts-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2"><SPAN class="ft3">myndigheten </SPAN>framför att det bör förtydligas om bestämmelsen i kontofö-</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">198</P></TD>
<TD class="tr31 td169"><P class="p20 ft2">ringslagen är avsedd att ha någon annan innebörd i relation till lagen</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_199">
<DIV>
<DIV id="id_1">
<P class="p645 ft2">(2003:396) om elektronisk kommunikation än vad motsvarande bestäm- melser i andra lagar på finansmarknadsområdet har. Finansinspektionen ska ha alla de tillsyns- och utredningsbefogenheter som den behöver för att utföra sina uppgifter enligt förordningen om värdepapperscentraler (artikel 11.3). Regeringen konstaterar att det enligt förordningen inte finns något uttryckligt krav på att Finansinspektionen ska kunna hämta in befintliga uppgifter om tele- och datatrafik (se artiklarna 11, 22 och 61). I enlighet med tidigare förarbetsuttalanden beträffande motsvarande bestämmelser i andra lagar på finansmarknadsområdet bör bestämmelsen i kontoföringslagen inte tolkas motsatsvis och den utesluter således inte att även tystnadsplikt som följer av lagen om elektronisk kommunikation kan upprätthållas.</P>
<P class="p680 ft2">För att Finansinspektionen ska kunna uppfylla sin skyldighet enligt förordningen att göra inspektioner på plats hos värdepapperscentraler, är det nödvändigt att införa en bestämmelse i kontoföringslagen som ger inspektionen befogenhet att genomföra en platsundersökning. Det gäller även om det i praktiken är osannolikt att en värdepapperscentral skulle motsätta sig en sådan undersökning. En sådan befogenhet är också motiverad med hänsyn till den synnerligen centrala funktion som en värdepapperscentral fyller för den finansiella infrastrukturen och för samhällsekonomin i stort.</P>
<P class="p567 ft2">Det bör inte införas något krav på ett tillstånd från domstol eller annan rättslig myndighet innan det sker en platsundersökning (jfr prop. 2012/13:72 s. 27 f.). I motsats till det som gäller enligt konkurrenslagen (2008:579) bör det inte heller krävas att det finns anledning att anta att en regelöverträdelse har skett för att en platsundersökning ska komma i fråga (5 kap. 3 §). En undersökning kan i stället syfta till att kontrollera att verksamheten drivs på ett betryggande sätt. Av den anledningen bör det inte heller anges i kontoföringslagen att en platsundersökning får genomföras enbart om det är nödvändigt (jfr 23 kap. 4 § lagen om värdepappersmarknaden). Med hänsyn till förordningens krav på att inspektioner ska ske, bör det i stället vara tillräckligt att det finns skäl för en sådan undersökning.</P>
<P class="p680 ft2">Med tanke på bestämmelserna om inspektion i förordningen, bör Finansinspektionen ha rätt att genomföra en platsundersökning även avseende en filial till en värdepapperscentral som är etablerad i ett annat land inom EES än Sverige. En sådan befogenhet finns redan avseende filialer till utländska kreditinstitut (13 kap. 4 § lagen om bank- och finansieringsrörelse, se även prop. 2013/14:228 s. <NOBR>200–202).</NOBR></P>
<P class="p258 ft2"><SPAN class="ft3">Kammarrätten i Stockholm </SPAN>efterfrågar en djupare analys av det faktum att en platsundersökning i fall då företaget inte underrättas om denna i förväg endast kan överklagas i efterhand och om detta kan anses utgöra ett effektivt rättsmedel enligt Europakonventionen och EU:s rättighets- stadga. Enligt förordningen om värdepapperscentraler ska tillsynsmyn- digheterna ha möjlighet att utföra inspektioner på plats hos värdepappers- centraler (artikel 22.5). Finansinspektionen har enligt gällande rätt ingen möjlighet att utföra platsundersökningar hos en värdepapperscentral. Enligt promemorians förslag bör Finansinspektionen i likhet med det som gäller enligt lagen med kompletterande bestämmelser till EU:s för- ordning om <NOBR>OTC-derivat,</NOBR> centrala värdepappersförvarare och transak- tionsregister ha rätt att begära handräckning av Kronofogdemyndigheten</P>
</DIV>
<DIV id="id_2">
<P class="p570 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">199</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_200">
<DIV id="dimg1">
<INGENBILD zsrc="H30310200x1.jpg/" id="img1">
</DIV>
<P class="p551 ft2">Prop. 2015/16:10 för att genomföra en platsundersökning. Enligt den förordningen ska emellertid Esma kunna genomföra platsundersökningar och den behöriga myndigheten, i Sverige Finansinspektionen, ska i så fall lämna nöd- vändigt bistånd och vid behov begära handräckning av en verkställande myndighet för det fall någon motsätter sig en platsundersökning (artikel 63). Enligt förordningen om värdepapperscentraler finns det dock varken någon motsvarande rätt för Esma att genomföra platsundersökningar eller något krav på handräckning av en verkställande myndighet. Enligt regeringens uppfattning är det därför tillräckligt att Finansinspektionen har rätt att genomföra platsundersökningar hos en värdepapperscentral eller en juridisk person till vilken värdepapperscentralen har utkontrakt- erat verksamhet. Regeringen anser således att det i likhet med det som gäller enligt lagen om värdepappersmarknaden saknas anledning att införa bestämmelser i kontoföringslagen som ger Finansinspektionen rätt att använda tvångsmedel för att genomföra platsundersökningar (jfr prop. 2006/07:115 s. 393 f.). Det innebär även att det saknas anledning att göra någon sådan djupare analys som Kammarrätten efterfrågar.</P>
<P class="p555 ft2">Som berörs ovan har Finansinspektionen enligt gällande rätt en befogenhet att sammankalla styrelsen i en central värdepappersförvarare. Inspektionen får också begära att styrelsen kallar till en extra stämma för företaget. Alternativt får inspektionen självt kalla till stämman. Samma befogenhet finns också beträffande andra finansiella företag, t.ex. AIF- förvaltare (se 13 kap. 14 § lagen om förvaltare av alternativa investe- ringsfonder). Finansinspektionen bör ha samma befogenhet i fråga om svenska värdepapperscentraler. En bestämmelse av denna innebörd bör därför tas in i kontoföringslagen.</P>
<P class="p495 ft2"><SPAN class="ft3">Finansinspektionen </SPAN>konstaterar att promemorians förslag innebär att den möjlighet som inspektionen har i dag att förordna en eller flera revisorer att delta i revisionen av en central värdepappersförvarare tas bort. Inspektionen erinrar om att motsvarande befogenhet kvarstår i andra lagar på finansmarknadsområdet som innehåller rörelseregler för finansiella företag. Regeringen konstaterar att denna fråga inte behandlas uttryckligen i promemorian. Enligt regeringens uppfattning är den möjlighet som Finansinspektionen har enligt gällande rätt att förordna revisorer när det gäller en central värdepappersförvarare förenlig med förordningen om värdepapperscentraler. Regeringen anser att den möjligheten bör gälla även beträffande värdepapperscentraler. En bestämmelse om detta bör därför tas in i kontoföringslagen.</P>
<P class="p555 ft4">Bestämmelserna om Finansinspektionens tillsynsbefogenheter bör tas in i 9 kap. kontoföringslagen. Genom att dessa befogenheter anges direkt i lagen i stället för genom hänvisning till någon annan lag uppnås en högre grad av överskådlighet.</P>
<P class="p712 ft26"><SPAN class="ft24">8.5</SPAN><SPAN class="ft25">Ägarprövning</SPAN></P>
<P class="p662 ft22"><SPAN class="ft97">Regeringens förslag: </SPAN>Bestämmelserna om ägarprövning avseende centrala värdepappersförvarare upphävs.</P>
<P class="p576 ft2">200</P>
</DIV>
<DIV id="page_201">
<DIV>
<DIV id="id_1">
<P class="p117 ft4"><SPAN class="ft96">Promemorians förslag </SPAN>överensstämmer i huvudsak med regeringens förslag. Promemorians förslag innebär dock att även bestämmelserna om sekretess för uppgifter i ärenden om ägarprövning upphävs.</P>
<P class="p117 ft2"><SPAN class="ft29">Remissinstanserna: </SPAN>Flertalet remissinstanser tillstyrker promemorians förslag eller har inget att invända mot det. <SPAN class="ft3">Finansinspektionen </SPAN>anser att det följer av förordningen att ägarprövningar inte bara kommer att ske inom ramen för ett auktorisationsärende. Det innebär att det inte är lämpligt att upphäva det sekretesskydd som i dag gäller för uppgifter i ärenden om ägarprövning. Enligt promemorians förslag kommer Finans- inspektionen inte längre att ha stöd för att kräva att värdepappers- centralers ägare ska lämna information om förändringar i ledningen för prövning till skillnad från det som gäller i dag enligt kontoföringslagen och lagen om värdepappersmarknaden. Finansinspektionen förespråkar en enhetlig reglering på området.</P>
<P class="p559 ft2"><SPAN class="ft29">Skälen för regeringens förslag: </SPAN>Enligt kontoföringslagen ska Finans- inspektionen pröva lämpligheten hos den som äger aktier i en central värdpappersförvarare (se hänvisningen i 9 kap. 1 § till vissa bestäm- melser i 24 kap. lagen om värdepappersmarknaden). Detta förfarande kallas ägarprövning och förekommer beträffande ägare av en rad olika slags finansiella företag, t.ex. banker, värdepappersbolag och vissa typer av försäkringsföretag. Det finns en särskild sekretessbestämmelse som gäller uppgifter i ärenden om ägarprövning (30 kap. 5 § offentlighets- och sekretesslagen [2009:400]).</P>
<P class="p557 ft2">Förordningen om värdepapperscentraler innehåller detaljerade krav på en värdepapperscentral, såsom organisatoriska krav, uppföranderegler, krav på värdepapperscentralens tjänster, stabilitetskrav och krav på länkar mellan värdepapperscentraler. Det finns även regler om tillträde till och mellan en värdepapperscentral och annan infrastruktur och sär- skilda regler om tillhandahållandet av anknutna banktjänster. Enligt artikel 11.3 i förordningen ska den behöriga myndigheten, i Sverige Finansinspektionen, ha alla de tillsyns- och utredningsbefogenheter som den behöver för att utföra sina uppgifter. Denna bestämmelse riktar sig till medlemsstaterna. Det framgår av artikel 11.1 att den behöriga myndighetens uppgifter, som alltså ska regleras i nationell rätt, avser uppgifter som följer av förordningen. Av artikel 17.2 framgår att en värdepapperscentral, som ett villkor för auktorisation, ska uppfylla kraven i förordningen, däribland de organisatoriska kraven i artiklarna <NOBR>26–31.</NOBR> Närmare bestämmelser om företagsledning, ledningsorgan och aktieägare finns i artikel 27. Reglerna om ägarprövning framstår som förhållandevis kortfattade, men ändå uttömmande när det gäller skyldigheten att informera den behöriga myndigheten om värdepappers- centralens ägarförhållanden. Enligt regeringens bedömning finns det därmed inte något utrymme att behålla några motsvarande skyldigheter i nationell rätt. Bestämmelserna om ägarprövning i kontoföringslagen bör därmed upphävas.</P>
<P class="p711 ft4"><SPAN class="ft36">Finansinspektionen </SPAN>påpekar att prövning av en ägares lämplighet inte kan begränsas till auktorisationstillfället utan även måste kunna utföras som en separat prövning. Enligt artikel 27.7 i förordningen ska en värde- papperscentral informera den behöriga myndigheten om dess ägar- förhållanden, särskilt beträffande parter som har möjlighet att utöva kontroll över värdepapperscentralens verksamhet. Fysiska eller juridiska</P>
</DIV>
<DIV id="id_2">
<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">201</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_202">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p20 ft2">personer som avser att förvärva eller avyttra andelar i värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">centralen i en utsträckning som påverkar sammansättningen av de per-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">soner som har möjlighet att utöva kontroll över dess verksamhet, ska</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">informera värdepapperscentralen och den behöriga myndigheten om det,</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">samt avvakta den behöriga myndighetens godkännande (artikel 27.8).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">Detta ger Finansinspektionen en befogenhet, som framgår direkt av för-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">ordningen, att godkänna eller neka att godkänna möjliga ägarföränd-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ringar, utan att detta behöver ha samband med auktorisationstillfället.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Vidare noterar Finansinspektionen att förordningen verkar sakna</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">bestämmelser om prövning av ändringar i ledningen för företag med ett</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">kvalificerat innehav i värdepapperscentralen, med undantag för nämnda</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">bestämmelser om förvärv och ägarförändringar. I förordningen anges det</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">inte heller några möjligheter för Finansinspektionen att ingripa direkt</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">mot en olämplig ägare. Finansinspektionen avstyrker därför förslaget att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">upphäva bestämmelserna i 9 kap. 1 § kontoföringslagen i de delar som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">hänvisar till 24 kap. lagen om värdepappersmarknaden om och ingripan-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">demöjligheter mot en olämplig ägare. Enligt Finansinspektionen bör det</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">finnas utrymme för kompletterande bestämmelser i nationell rätt, mot</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">bakgrund av att prövning av ledningen av ägare till en värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">central och ingripanden mot olämpliga ägare inte har harmoniserats</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">genom förordningen.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Nuvarande bestämmelser om ägarprövning i kontoföringslagen innebär</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">bl.a. att det i vissa fall krävs tillstånd av Finansinspektionen före förvärv</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">av aktier eller andelar i en central värdepappersförvarare (se hänvis-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ningen i 9 kap. 1 § kontoföringslagen till vissa bestämmelser i 24 kap.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">lagen om värdepappersmarknaden). Detta överensstämmer med Finans-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">inspektionens befogenheter enligt artikel 27.8 i förordningen. Gällande</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">rätt innehåller därutöver en skyldighet för juridiska personer som har ett</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">kvalificerat innehav i en central värdepappersförvarare (värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">central) att anmäla ändringar av vilka som ingår i dess ledning till</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">Finansinspektionen (24 kap. 6 § lagen om värdepappersmarknaden).</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">Enligt nuvarande bestämmelser har Finansinspektionen även vissa möj-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ligheter att ingripa som specifikt gäller beträffande olämpliga ägare.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Regeringen instämmer i och för sig med Finansinspektionen att regler-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">na om ägarprövning i förordningen om värdepapperscentraler är mindre</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">detaljerade jämfört med de nuvarande bestämmelserna i svensk rätt. Den</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">relevanta regeln i förordningen torde vara artikel 27.6, enligt vilken</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">värdepapperscentralens ägare och personer som direkt eller indirekt har</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">möjlighet att kontrollera värdepapperscentralens ledning, ska vara lämp-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">liga att säkerställa en sund och ansvarsfull ledning av värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">centralen. Med personer som har möjlighet att utöva kontroll över värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">papperscentralens ledning torde avses samma kategori av personer som i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">artikel 27.7, dvs. personer som genom sitt ägande i värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">centralen kan utöva kontroll över verksamheten.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">De i artikel 27.6 angivna kraven på lämplighet ingår bland de organisa-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">toriska kraven och, därmed, bland villkoren för auktorisation. Krav på</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft31">värdepapperscentralen kan även läggas till grund för Finansinspektionens</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">löpande tillsyn enligt artikel 22.1. Enligt artikel 16.3 ska en värdepap-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">perscentral alltid uppfylla de nödvändiga villkoren för auktorisation.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">Regeringen instämmer därför inte med det som Finansinspektionen</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">202</P></TD>
<TD class="tr31 td169"><P class="p20 ft2">framför om att bestämmelser om ägarprövning inte skulle ha harmoni-</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_203">
<DIV>
<DIV id="id_1">
<P class="p157 ft2">serats genom förordningen och att det av den anledningen finns ett ut- rymme för kompletterande bestämmelser i nationell rätt. Artikel 27.6 innehåller relevanta bestämmelser om ägares lämplighet som uttryck- ligen avser även indirekta ägare i relevanta fall, dvs. i de fall de har möjlighet att kontrollera värdepapperscentralens ledning. Detta under- stryks av skyldigheter som följer direkt av förordningen att rapportera om ägarförhållanden (artikel 27.7 första stycket a) och om anmälan och prövning av ägare vid överlåtelser (artikel 27.7 första stycket b och 27.8). Bestämmelserna om ägarprövning före förvärv i 24 kap. lagen om värde- pappersmarknaden överlappar förordningen och måste därför upphävas. Förordningens regler om upplysningsskyldighet träffar inte endast värdepapperscentralen utan varje fysisk eller juridisk person som beslutat förvärva eller avyttra ett innehav som gör det möjligt att utöva kontroll över värdepapperscentralen, i direkt anslutning till ett sådant beslut. Det innebär att motsvarande bestämmelser i 24 kap. samma lag om en upplysningsskyldighet som träffar värdepapperscentralen eller som avser förvärv eller avyttring av kvalificerade innehav också måste upphävas.</P>
<P class="p307 ft2">Ett tillkommande krav enligt gällande rätt är skyldigheten för en juridisk person som är ägare till ett sådant innehav som ger inflytande över en central värdepappersförvarare (ett kvalificerat innehav, enligt lagen om värdepappersmarknaden) att informera Finansinspektionen om förändringar i dess ledning (24 kap. 6 § samma lag). Begreppet kvalifi- cerat innehav definieras i 1 kap. 5 § 18 samma lag. Upplysningsskyldig- heten avser ägarförhållanden i vid mening, beträffande vilka värdepap- perscentralen ska informera inspektionen enligt artikel 27.7 första stycket a i förordningen. Upplysningsskyldigheten i lagen om värdepap- persmarknaden (som kontoföringslagen hänvisar till) riktar sig till samma krets av fysiska och juridiska personer som omfattas av rapport- eringsplikten i artikel 27.7 andra stycket i förordningen. Den nyss nämnda upplysningsskyldigheten skulle därmed utgöra en tillkommande skyldighet att rapportera om förhållanden i den juridiska personens ledning, utöver de skyldigheter som följer av förordningen. Det framstår därför som alltför långtgående att ställa upp ytterligare krav i svensk rätt, dvs. att behålla nuvarande anmälningsskyldighet, när det rör en fråga som omfattas av förordningens tillämpningsområde.</P>
<P class="p307 ft2">Det förhåller sig på ett likartat sätt när det gäller den behöriga myndig- hetens möjligheter att ingripa. De ingripandemöjligheter som följer av förordningen anges i artiklarna 61 och 63, varvid personkretsen avseende fysiska personer begränsas till värdepapperscentralens ledningsorgan (se avsnitt 9.4). Bestämmelserna om organisatoriska krav i artiklarna <NOBR>26–30</NOBR> ingår bland de bestämmelser som ska vara förenade med sanktion i hän- delse av en överträdelse, däribland reglerna om ägarprövning i artikel 27.6 och 27.7. Vilka sanktioner som kan komma i fråga anges i artikel 63.2. Förteckningen är dock inte fullständig varför det anges i artikel 63.3 att behöriga myndigheter får förfoga över andra befogenheter att på- föra sanktioner utöver dem som anges i artikel 63.2. Som anges ovan ska dock befogenheterna motsvara behoven för att den behöriga myndig- heten ska kunna utföra sina uppgifter enligt förordningen (artikel 11.1 och 11.3).</P>
<P class="p713 ft22">De nuvarande möjligheterna att ingripa enligt 24 kap. <NOBR>7–10</NOBR> §§ lagen om värdepappersmarknaden innebär att en ägare kan förbjudas att</P>
</DIV>
<DIV id="id_2">
<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">203</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_204">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD colspan=2 class="tr2 td169"><P class="p20 ft2">företräda ett kvalificerat innehav eller föreläggas att avyttra delar av</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">innehavet så att det inte längre är kvalificerat. Aktier eller andelar som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">omfattas av ett sådant förbud eller föreläggande får inte heller räknas</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">med i vissa sammanhang när det krävs samtycke av ägare till en viss</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">andel av aktierna eller andelarna. Om det finns särskilda skäl, får Finans-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">inspektionen ansöka om att tingsrätten utser en särskild person att som</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">förvaltare företräda sådana aktier eller andelar som inte får företrädas av</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">ägaren. Dessa bestämmelser avser ägande i ett värdepappersbolag, en</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">börs eller en svensk clearingorganisation, varvid det som gäller för</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">clearingorganisationer tillämpas på centrala värdepappersförvarare</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">(9 kap. 1 § kontoföringslagen).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td312"><P class="p20 ft2">Enligt förordningen har den behöriga myndigheten rätt att ingripa inom</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">ramen för löpande tillsyn (artiklarna 16.3 och 22.1). I artikel 63.2 anges</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">de befogenheter att påföra sanktioner och andra åtgärder som den</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">behöriga myndigheten åtminstone ska ha i händelse av överträdelser. Det</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">kan röra sig om:</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">– en offentlig förklaring som anger vilken person som är ansvarig för</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td312"><P class="p64 ft2">en överträdelse och överträdelsens art,</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">– ett beslut om att den person som är ansvarig för en överträdelse ska</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td312"><P class="p64 ft2">upphöra med sitt agerande och inte upprepa det,</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft2">–</P></TD>
<TD class="tr25 td312"><P class="p64 ft2">återkallande av auktorisation,</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">– ett tillfälligt förbud, eller för upprepade allvarliga överträdelser, ett</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td312"><P class="p64 ft2">permanent förbud för en ledamot av institutets ledningsorgan eller</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td312"><P class="p64 ft2">någon annan fysisk person som hålls ansvarig, att utföra lednings-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td312"><P class="p64 ft2">uppgifter i institutet, och</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td75"><P class="p20 ft2">–</P></TD>
<TD class="tr26 td312"><P class="p64 ft2">vissa maximala administrativa sanktionsavgifter för juridiska eller</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td312"><P class="p64 ft2">fysiska personer.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td312"><P class="p20 ft2">Enligt artikel 63.3 får behöriga myndigheter förfoga över andra</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">befogenheter att påföra sanktioner, utöver de som anges i artikel 63.2.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">Det anges särskilt att de administrativa sanktionsavgifter som utdöms får</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">vara högre än de som anges i artikel 63.2. Det kan därför ifrågasättas om</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">förordningen ger utrymme för en medlemsstat att behålla eller införa helt</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft31">annorlunda sanktioner och andra åtgärder än de som anges i förordningen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">och som uttryckligen tar sikte på omfattningen av ägandet och rätten att</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">företräda ett innehav i en värdepapperscentral, direkt eller indirekt. Där-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">till kommer att avvikande ingripandemöjligheter i en medlemsstat bl.a.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">strider mot en pågående tillnärmning av sanktionssystemen i den finan-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">siella tjänstesektorn inom EU (se bl.a. kommissionens meddelande KOM</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">(2010) 2016 slutlig). Enligt regeringens uppfattning innebär det anförda</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">att det därmed är befogat att upphäva bestämmelserna i kontoförings-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">lagen som hänvisar till 24 kap. lagen om värdepappersmarknaden i sin</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">helhet. När det gäller Finansinspektionens önskemål om enhetlig regle-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">ring kan det noteras att några motsvarande bestämmelser inte heller finns</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">i förordningen om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktions-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">register eller i de kompletterande bestämmelser som finns i svensk rätt</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">(se 1 kap. 1 § tredje stycket lagen om värdepappersmarknaden).</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td312"><P class="p20 ft2">Finansinspektionen kommer dock att handlägga ärenden om ägar-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">prövning i enlighet med bestämmelserna i artiklarna 22.1 och <NOBR>27.6–27.8</NOBR> i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">förordningen om värdepapperscentraler. Det innebär att det behövs</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">sekretesskydd för uppgifter i ärenden om ägarprövning avseende värde-</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">204</P></TD>
<TD colspan=2 class="tr31 td169"><P class="p20 ft2">papperscentraler. Bestämmelserna i 30 kap. 5 § offentlighets- och sekre-</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_205">
<P class="p651 ft4">tesslagen om sekretess i ärenden om innehav av aktier eller andelar i en Prop. 2015/16:10 central värdepappersförvarare bör därför, till skillnad från promemorians</P>
<P class="p714 ft4">förslag, inte upphävas utan i stället, i enlighet med Finansinspektionens förslag, ändras på så sätt att de avser motsvarande ärende beträffande en värdepapperscentral.</P>
<TABLE cellpadding=0 cellspacing=0 class="t103">
<TR>
<TD class="tr53 td98"><P class="p203 ft26">8.6</P></TD>
<TD class="tr53 td301"><P class="p18 ft26">Avgifter till Finansinspektionen</P></TD>
<TD class="tr53 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr55 td302"><P class="p20 ft93"> </P></TD>
<TD class="tr47 td102"><P class="p20 ft70"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td307"><P class="p64 ft2"><SPAN class="ft29">Regeringens förslag: </SPAN>Finansinspektionen får ta ut avgifter för pröv-</P></TD>
<TD class="tr31 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">ningen av ansökningar och anmälningar enligt förordningen om värde-</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td307"><P class="p64 ft2">papperscentraler. Dessa avgifter får inspektionen disponera.</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p85 ft2">Svenska värdepapperscentraler samt värdepapperscentraler som är</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">etablerade i ett annat land inom EES än Sverige och värdepappers-</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td307"><P class="p64 ft2">centraler från tredjeland som har inrättat filial här i landet ska med</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">årliga avgifter bekosta Finansinspektionens verksamhet samt</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">Statistiska centralbyråns verksamhet enligt lagen om en databas för</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td307"><P class="p64 ft2">övervakning av och tillsyn över finansmarknaderna. Dessa avgifter</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">redovisas mot inkomsttitel på statsbudgeten.</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td307"><P class="p85 ft2">Regeringen får meddela föreskrifter om avgifterna.</P></TD>
<TD class="tr31 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr56 td308"><P class="p20 ft94"> </P></TD>
<TD class="tr58 td102"><P class="p20 ft95"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr28 td306"><P class="p60 ft2"><SPAN class="ft29">Promemorians förslag </SPAN>överensstämmer med regeringens förslag.</P></TD>
<TD class="tr28 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p60 ft2"><SPAN class="ft29">Remissinstanserna: </SPAN>Flertalet remissinstanser tillstyrker promemorians</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">förslag eller har inget att invända mot det. <SPAN class="ft3">Finansinspektionen </SPAN>anser att</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">den uppräkning som görs av anmälningar och ansökningar som blir</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">aktuella enligt förordningen och som kan föranleda avgifter till inspek-</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">tionen inte är uttömmande och att detta bör framgå.</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p60 ft29">Skälen för regeringens förslag: <SPAN class="ft2">Finansinspektionens verksamhet</SPAN></P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">finansieras dels via anslag på statsbudgeten, dels via avgifter för pröv-</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">ning av ansökningar och anmälningar. De företag som står under tillsyn</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">betalar avgifter till inspektionen enligt förordningen (2007:1135) om</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">årliga avgifter för finansiering av Finansinspektionens verksamhet. Sist-</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">nämnda avgifter ska vara proportionella mot de kostnader som inspek-</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">tionen haft för tillsynen och övrig verksamhet som inte finansieras på</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">annat sätt. Dessa avgifter får inspektionen inte behålla utan de ska</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">redovisas mot inkomsttitel på statsbudgeten. Avgifter som tas ut med</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">stöd av förordningen (2001:911) om avgifter för prövning av ärenden hos</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">Finansinspektionen får inspektionen behålla.</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p60 ft2">Den verksamhet som Finansinspektionen kommer att driva till följd av</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">förordningen om värdepapperscentraler kommer att bestå i dels prövning</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">av ansökningar om auktorisation m.m., dels tillsyn över att reglerna i</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">förordningen följs. De ansökningar som ska prövas är sådana som rör</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">beslut om auktorisation av värdepapperscentraler (artikel 17),</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">auktorisation av utkontraktering eller utvidgning av tjänster (artikel 19),</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">ansökningar om auktorisation att utse ett kreditinstitut eller att själv</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">tillhandahålla anknutna banktjänster (artiklarna 54 och 55) samt</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">ansökningar om utvidgning av anknutna banktjänster (artikel 56). Dessa</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">nya arbetsuppgifter är av det slaget att de i möjligaste mån bör</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">finansieras genom uttag av avgifter för prövning av ansökningarna.</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">Förordningen hindrar inte att sådana avgifter tas ut, eftersom frågor om</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td306"><P class="p20 ft2">finansieringen av tillsynen inte regleras i förordningen. Det kan också</P></TD>
<TD class="tr31 td102"><P class="p17 ft2">205</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_206">
<DIV id="dimg1">
<INGENBILD zsrc="H30310206x1.jpg/" id="img1">
</DIV>
<P class="p551 ft4">Prop. 2015/16:10 nämnas att Finansinspektionen redan i dag tar ut avgifter för ärenden som har anknytning till olika <NOBR>EU-förordningar</NOBR> (se t.ex. 4 kap. 4 § lagen med kompletterande bestämmelser till EU:s förordning om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister).</P>
<P class="p492 ft2">Det kan därutöver förekomma att en värdepapperscentral som har auktoriserats av Finansinspektionen ger in en anmälan om tillhanda- hållande av tjänster i ett annat land inom EES (artikel 23 i förordningen). Även en sådan anmälan bör föranleda en avgift till inspektionen.</P>
<P class="p492 ft4">Bestämmelser om att de institut som står under Finansinspektionens tillsyn ska betala årliga avgifter för att bekosta inspektionens löpande verksamhet finns i ett stort antal lagar på finansmarknadsområdet.</P>
<P class="p492 ft2">I samband med att databaslagen infördes infördes det även bestäm- melser i olika lagar på finansmarknadsområdet om att de berörda finan- siella företagen med årliga avgifter ska bekosta Statistiska centralbyråns verksamhet enligt databaslagen (se avsnitt 8.4). Svenska värdepappers- centraler samt värdepapperscentraler som är etablerade i ett annat land inom EES än Sverige och värdepapperscentraler från tredjeland som har inrättat filial här i landet bör på samma sätt vara skyldiga att betala sådana avgifter.</P>
<P class="p493 ft4">Regeringen bör få meddela föreskrifter om alla tre slagen av avgifter, eftersom det inte är lämpligt att reglera samtliga frågor om avgifterna i lag. Som <SPAN class="ft36">Finansinspektionen </SPAN>anför bör den uppräkning av olika slags ärenden enligt förordningen om värdepapperscentraler som görs i denna proposition inte anses som uttömmande. I de föreskrifter som regeringen föreslås få meddela bör det i stället specificeras de slag av ärenden för vilka Finansinspektionen får ta ut avgifter.</P>
<P class="p715 ft72"><SPAN class="ft24">8.7</SPAN><SPAN class="ft90">Motivering av beslut, rätt att överklaga och dröjsmålstalan</SPAN></P>
<P class="p716 ft4"><SPAN class="ft96">Regeringens förslag: </SPAN>Beslut som meddelas med stöd av förordningen om värdepapperscentraler ska kunna överklagas med vissa undantag.</P>
<P class="p705 ft2">Om Finansinspektionen i ett ärende om auktorisation enligt förord- ningen inte meddelar beslut inom sex månader från det att en ansökan gavs in, ska inspektionen underrätta sökanden om skälen för detta. Sökanden får därefter begära en förklaring av domstol att ärendet onödigt uppehålls. Om Finansinspektionen inte har meddelat ett beslut inom sex månader från det att en förklaring har lämnats, ska ansökan anses ha avslagits.</P>
<P class="p717 ft22"><SPAN class="ft97">Regeringens bedömning: </SPAN>Regeln i förordningen om värdepappers- centraler om motivering av beslut kräver inte någon lagstiftnings- åtgärd.</P>
<P class="p583 ft29">Promemorians förslag och bedömning <SPAN class="ft2">överensstämmer i huvudsak med regeringens förslag och bedömning. Promemorians förslag avviker från regeringens förslag dels genom att enligt promemorians förslag får ett föreläggande att upphöra med verksamhet som kräver auktorisation enligt förordningen om värdepapperscentraler överklagas, dels genom att</SPAN></P>
<P class="p589 ft2">enligt promemorians förslag får förelägganden om att ett företag eller</P>
<P class="p16 ft2">206</P>
</DIV>
<DIV id="page_207">
<DIV>
<DIV id="id_1">
<P class="p343 ft4">någon annan ska tillhandahålla uppgifter, handlingar eller annat eller att den som förväntas kunna lämna upplysningar ska inställa sig till förhör på tid och plats som Finansinspektionen bestämmer inte överklagas.</P>
<P class="p337 ft2"><SPAN class="ft29">Remissinstanserna: </SPAN>Flertalet remissinstanser tillstyrker promemorians förslag och bedömning eller har inget att invända mot dem. <SPAN class="ft3">Förvaltnings- rätten i Stockholm </SPAN>efterfrågar en analys av förenligheten av det över- klagandeförbud som framgår av föreslagna 10 kap. 1 § kontoföringslagen och artikel 66 i förordningen, rätten att överklaga. <SPAN class="ft3">Svenska Fondhand- lareföreningen</SPAN>, med instämmande av <SPAN class="ft3">Svenska Bankföreningen</SPAN>, fram- håller angående motivering av beslut att förvaltningslagens bestämmelser endast avser beslut som helt eller delvis går i negativ riktning och att denna begränsning saknas i förordningen. Vidare anser Fondhandlare- föreningen att när det gäller dröjsmålstalan bör den förändring av dröjs- målstalan som föreslagits av Förvaltningslagsutredningen genomföras för att detta ska bli ett meningsfullt verktyg.</P>
<P class="p718 ft29">Skälen för regeringens förslag och bedömning</P>
<P class="p654 ft3">Motivering av beslut</P>
<P class="p637 ft4">Enligt förordningen om värdepapperscentraler ska medlemsstaterna se till att de beslut som fattas och de åtgärder som vidtas enligt förord- ningen är vederbörligen motiverade (artikel 66).</P>
<P class="p335 ft2">Några bestämmelser om i vilken utsträckning Finansinspektionen ska motivera sina beslut finns inte i kontoföringslagen. Av 20 § förvaltnings- lagen (1986:223) följer dock att ett beslut varigenom en myndighet avgör ett ärende som huvudregel ska innehålla de skäl som har bestämt utgång- en, om ärendet avser myndighetsutövning mot någon enskild. Beslut en- ligt kontoföringslagen och beslut enligt förordningen om värdepappers- centraler avser myndighetsutövning mot enskild. Kravet på att motivera sådana beslut gäller således som huvudregel. I förvaltningslagen görs dock undantag från kravet på motiverade beslut. Av intresse är särskilt det fallet att beslutet inte går någon part emot eller om det av någon annan anledning är uppenbart obehövligt att upplysa om skälen. Exempelvis kan ett beslut om att bevilja en ansökan fattas utan närmare motivering, om inte någon motpart har motsatt sig ansökan. Gynnande beslut behöver alltså inte motiveras. Får någon helt bifall till sin ansökan, krävs normalt ingen motivering. Bifalls en ansökan bara delvis, kan det räcka med att den del av beslutet motiveras som innebär avslag. Man kan med andra ord säga att undantaget begränsar motiveringsplikten till att i princip omfatta endast beslut som helt eller delvis går i negativ riktning för en part (Hellners och Malmqvist, Förvaltningslagen med kommen- tarer, tredje upplagan [31 maj 2010, Zeteo], kommentaren till 20 §).</P>
<P class="p360 ft36">Svenska Fondhandlareföreningen<SPAN class="ft4">, med stöd av </SPAN>Svenska Bankföre- ningen<SPAN class="ft4">, är tveksam till promemorians bedömning att artikel 66 i förord- ningen inte kräver någon lagstiftningsåtgärd med hänvisning till att förvaltningslagens bestämmelser är tillräckliga. Föreningarna framhåller att även beslut i positiv riktning kan vara av betydelse både för en part och även för andra intresserade. Förordningen ställer emellertid krav på att beslut ska vara vederbörligen motiverade. Huvudregeln enligt förvalt- ningslagen är att beslut varigenom en myndighet avgör ett ärende om beslutet innebär myndighetsutövning mot enskild ska motiveras även om</SPAN></P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">207</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_208">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p641 ft2">208</P>
</DIV>
<DIV id="id_2">
<P class="p278 ft2">undantag finns som medför att det endast är beslut i negativ eller delvis negativ riktning som myndighet är skyldig att motivera. Det finns också en möjlighet för part att, om skälen utelämnats, begära att myndigheten upplyser om skälen i efterhand. Myndigheten bör då om möjligt efter- komma denna begäran. Sammantaget är det regeringens uppfattning att förvaltningslagens bestämmelser säkerställer att beslut som fattas enligt förordningen är vederbörligen motiverade. Förordningens krav på motiverade beslut bör därför inte föranleda någon lagstiftningsåtgärd, eftersom det redan är uppfyllt genom förvaltningslagens bestämmelser.</P>
<P class="p293 ft3">Rätt att överklaga</P>
<P class="p719 ft4">Förordningen om värdepapperscentraler innebär att medlemsstaterna ska se till att de beslut som fattas och de åtgärder som vidtas enligt förord- ningen omfattas av rätten att överklaga inför domstol (artikel 66).</P>
<P class="p211 ft2">Enligt gällande rätt får Finansinspektionens beslut enligt kontoförings- lagen i allmänhet överklagas till allmän förvaltningsdomstol (10 kap. 1 §). Undantag gäller för beslut som innebär normgivning, dvs. när Finansinspektionen meddelar föreskrifter av olika slag, samt för beslut om att kräva upplysningar, förordnande av revisorer, sammankallande av styrelse eller bolagsstämma och anlitande av biträde i vissa fall. Finans- inspektionen får bestämma att ett beslut om förbud eller föreläggande eller om återkallelse av auktorisation ska gälla omedelbart (9 kap. 2 respektive 3 §). Vid överklagande till kammarrätten krävs prövnings- tillstånd.</P>
<P class="p720 ft2">Kravet i artikel 66 bör genomföras på så sätt att Finansinspektionens beslut enligt förordningen och kontoföringslagen ska kunna överklagas på samma sätt som beslut enligt kontoföringslagen får överklagas i dag. Med andra ord ska även beslut som Finansinspektionen fattar direkt med stöd av förordningen kunna överklagas<SPAN class="ft3">. Förvaltningsrätten i Stockholm </SPAN>efterfrågar en analys av förenligheten av ett överklagandeförbud för vissa beslut och åtgärder som framgår av föreslagna 10 kap. 1 § konto- föringslagen och artikel 66 i förordningen, som innebär att alla beslut och åtgärder som vidtas enligt förordningen ska omfattas av rätten att överklaga inför domstol. Regeringen anser att rätten att överklaga beslut enligt 10 kap. 1 § kontoföringslagen bör omfatta även föreläggande att upphöra med verksamhet som kräver auktorisation enligt förordningen om värdepapperscentraler. Hänvisningen i 10 kap. 1 § kontoföringslagen bör därför avse 9 kap. 6 § andra stycket och inte 9 kap. 5 § som anges i promemorians förslag. Om Finansinspektionen anser att det är osäkert om förordningen är tillämplig på en viss verksamhet och därför med stöd av 9 kap. 6 § andra stycket förelägger den som driver verksamheten att lämna de upplysningar som behövs för att bedöma om så är fallet bör det beslutet, i likhet med ett motsvarande beslut som fattas med stöd av någon annan lag på finansmarknadsområdet, inte få överklagas (jfr t.ex. 25 kap. 17 § andra stycket och 26 kap. 1 § lagen om värdepappers- marknaden samt 14 kap. 23 § andra stycket och 16 kap. 1 § lagen om förvaltare av alternativa investeringsfonder). I enlighet med promemo- rians förslag bör inte heller Finansinspektionens beslut som avser att kalla till styrelsesammanträde eller att styrelsen ska kalla till stämma få överklagas. Finansinspektionens beslut i dessa delar följer inte direkt av</P>
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<P class="p343 ft2">förordningen utan är en följd av att inspektionen ska ha alla nödvändiga befogenheter för att kunna utöva tillsyn. Även enligt direktivet om förvaltare av alternativa investeringsfonder <NOBR>(AIFM-direktivet)</NOBR> ska alla beslut som fattas med stöd av lagar och andra författningar som har antagits i enlighet med det direktivet kunna prövas i domstol (se artikel 49 i det direktivet). När det direktivet genomfördes i svensk rätt gjordes motsvarande undantag från rätten att överklaga Finansinspektionens beslut som föreslås i förevarande proposition. När det gäller de beslut som i det lagstiftningsärendet inte omfattades av rätten att överklaga hänvisades till att den som skulle vilja tredskas annars skulle kunna fördröja Finansinspektionens utredning i onödan (se prop. 2012/13:155 s. 517 och jfr prop. 2002/03:150 s. 281). Regeringen gör ingen annan bedömning i förevarande fall. Enligt regeringens uppfattning torde det inte stå i strid med förordningen om värdepapperscentraler att undanta vissa tillsynsåtgärder som Finansinspektionen kan vidta från den rätt som i övrigt finns när det gäller att överklaga beslut.</P>
<P class="p649 ft3">Dröjsmålstalan</P>
<P class="p637 ft4">Enligt förordningen ska rätten att överklaga inför domstol även gälla om inget beslut fattas inom sex månader från inlämnandet vid ansökningar om auktorisation som innehåller alla de uppgifter som krävs (artikel 66).</P>
<P class="p337 ft2">I svensk rätt finns det inte någon allmän bestämmelse om dröjsmåls- talan, dvs. om att en enskild har tillgång till något slags rättsmedel för det fall att en förvaltningsmyndighet inte inom viss tid fattar ett beslut med anledning av t.ex. en ansökan. Någon bestämmelse om dröjsmålstalan finns inte heller i kontoföringslagen. Däremot finns en övergripande bestämmelse i förvaltningslagen som innebär att varje ärende ska hand- läggas så snabbt som möjligt utan att säkerheten eftersätts (7 §).</P>
<P class="p337 ft2">I ett antal lagar på finansmarknadsområdet finns det dock en möjlighet att begära förklaring hos domstol att ett ärende onödigt uppehålls genom att den myndighet som ska pröva ansökan inte meddelar beslut (s.k. dröjsmålstalan). En sådan talan väcks vid allmän förvaltningsdomstol, dvs. Förvaltningsrätten i Stockholm i första instans. Om myndigheten inte har meddelat beslut inom viss tid efter det att domstolen lämnat en sådan förklaring, ska det anses som om ansökan har avslagits. I den situationen tillämpas allmänna regler om överklagande. Ett exempel på en bestämmelse av sådant slag är 16 kap. 2 § lagen om förvaltare av alternativa investeringsfonder, som innebär följande. Om Finansinspek- tionen bl.a. i ett ärende om tillstånd att förvalta en alternativ investe- ringsfond inte meddelar beslut inom sex månader från det att ansökan gavs in, ska inspektionen underrätta sökanden om skälen för detta. Sökanden får därefter begära förklaring av domstol att ärendet onödigt uppehålls. Om inspektionen inte har meddelat ett beslut om tillstånd inom sex månader från det att en sådan förklaring har lämnats, ska ansökan anses ha avslagits.</P>
<P class="p639 ft2">Det kan nämnas att Förvaltningslagsutredningen i sitt betänkande En ny förvaltningslag föreslog att en enskild part ska ha en generell möjlighet att begära att den myndighet som prövar ett ärende i första instans ska avgöra ärendet inom viss tid och att den enskilde ska kunna överklaga ett eventuellt beslut om att inte avgöra ärendet inom denna tid</P>
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<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">209</P>
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<P class="p721 ft4">Prop. 2015/16:10 (SOU 2010:29 s. <NOBR>297–309).</NOBR> Förslaget har ännu inte föranlett lagstift- ningsåtgärder.</P>
<P class="p609 ft2">Enligt förordningen om värdepapperscentraler ska det finnas en rätt att överklaga till domstol för det fall att inget beslut har fattats inom sex månader från det att en komplett ansökan om auktorisation har lämnats in. En snarlikt formulerad rätt till en sådan dröjsmålstalan följer även av vissa andra <NOBR>EU-rättsakter</NOBR> på finansmarknadsområdet (se t.ex. artikel 49.2 andra stycket i <NOBR>AIFM-direktivet</NOBR> och artikel 52.1 i MiFID I).</P>
<P class="p722 ft4">Till följd av regeln om dröjsmålstalan i förordningen krävs en ändring i kontoföringslagen, eftersom det i dag inte finns någon sådan bestäm- melse i den lagen. <SPAN class="ft36">Svenska Fondhandlareföreningen</SPAN>, med stöd av</P>
<P class="p723 ft2"><SPAN class="ft3">Svenska Bankföreningen</SPAN>, anser att den förändring av dröjsmålstalan som föreslås av Förvaltningslagsutredningen bör genomföras för att detta ska bli ett meningsfullt verktyg. Som konstateras ovan har Förvaltningslags- utredningens förslag ännu inte föranlett några lagstiftningsåtgärder. Regeringen anser att den nya bestämmelsen i kontoföringslagen i stället i möjligaste mån bör utformas efter förebild av de motsvarande bestäm- melser som finns i annan lagstiftning, särskilt på finansmarknads- området. Bestämmelsen bör lämpligen utformas efter förebild av 16 kap. 2 § lagen om förvaltare av alternativa investeringsfonder.</P>
<P class="p722 ft2">Med ansökningstillfället bör även i den nya bestämmelsen i konto- föringslagen avses den tidpunkt då en komplett ansökan getts in, dvs. då samtliga de uppgifter och handlingar som krävs enligt gällande regelverk har kommit Finansinspektionen till handa. Om inspektionen har skäl att förelägga sökanden att komplettera sin ansökan, rör det sig givetvis inte om någon fullständig ansökan.</P>
<P class="p611 ft4"><SPAN class="ft36">Lagrådet </SPAN>efterfrågar en samlad översyn av bestämmelser i finansiell näringsrättslig lagstiftning som avser dröjsmålstalan och den fördröjning av den materiella domstolsprövningen som blir resultatet av en före- gående prövning av domstol av den formella frågan om ärendet onödigt uppehålls. Regeringen konstaterar att det inom ramen för förevarande lagstiftningsärende inte finns utrymme att göra en sådan samlad översyn.</P>
<TABLE cellpadding=0 cellspacing=0 class="t100">
<TR>
<TD class="tr53 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr53 td64"><P class="p133 ft24">8.8</P></TD>
<TD class="tr53 td313"><P class="p724 ft26">Samarbete mellan myndigheter</P></TD>
</TR>
<TR>
<TD class="tr47 td34"><P class="p20 ft70"> </P></TD>
<TD colspan=2 class="tr55 td302"><P class="p20 ft93"> </P></TD>
</TR>
<TR>
<TD class="tr31 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td304"><P class="p68 ft2"><SPAN class="ft29">Regeringens bedömning: </SPAN>Det informationsutbyte som förordningen</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">om värdepapperscentraler föreskriver kan komma till stånd inom</P></TD>
</TR>
<TR>
<TD class="tr27 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td304"><P class="p68 ft2">ramen för gällande svensk rätt.</P></TD>
</TR>
<TR>
<TD class="tr56 td303"><P class="p20 ft94"> </P></TD>
<TD colspan=2 class="tr57 td305"><P class="p20 ft5"> </P></TD>
</TR>
<TR>
<TD class="tr2 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td306"><P class="p28 ft2"><SPAN class="ft29">Promemorians bedömning </SPAN>överensstämmer med regeringens bedöm-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td64"><P class="p20 ft2">ning.</P></TD>
<TD class="tr25 td313"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p28 ft2"><SPAN class="ft29">Remissinstanserna </SPAN>tillstyrker promemorians bedömning eller har</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">inget att invända mot den.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p28 ft29">Skälen för regeringens bedömning: <SPAN class="ft2">Efter finanskrisen 2008 inrätta-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">des genom särskilda <NOBR>EU-förordningar</NOBR> (nr <NOBR>1093–1095/2010</NOBR> <NOBR>[ESA-förord-</NOBR></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">ningarna]) ett nytt europeiskt system för tillsynen av den finansiella</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">sektorn (ESFS). I den nya strukturen ingår tre europeiska tillsyns-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">myndigheter: Europeiska bankmyndigheten (Eba), Europeiska försäk-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">rings- och tjänstepensionsmyndigheten (Eiopa) och Europeiska värde-</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">210</P></TD>
<TD class="tr31 td64"><P class="p20 ft2">pappers-</P></TD>
<TD class="tr31 td313"><P class="p28 ft2">och marknadsmyndigheten (Esma, se även avsnitt 5.12).</P></TD>
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<P class="p157 ft2">Strukturen omfattar också en europeisk systemrisknämnd (ESRB). De europeiska tillsynsmyndigheterna ska bl.a. samarbeta nära med de nationella tillsynsmyndigheterna i syfte att förbättra den inre marknadens funktionssätt. Genom Europaparlamentets och rådets antagande av direktiv 2010/78/EU, det s.k. omnibus <NOBR>I-direktivet,</NOBR> infördes ändringar i direktiven för de olika sektorerna på finansmarknadsområdet som, förutom att precisera de europeiska tillsynsmyndigheternas befogenheter, syftade till att säkerställa ett smidigt och effektivt samarbete inom det europeiska systemet för finansiell tillsyn (se vidare avsnitt 12.2). Förordningen om värdepapperscentraler innebär att samarbetet mellan och utbytet av information med de europeiska myndigheterna och de behöriga myndigheterna utvecklas ytterligare.</P>
<P class="p258 ft2">Enligt förordningen ska behöriga myndigheter, relevanta myndigheter och Esma bedriva ett nära samarbete med varandra, inbegripet genom att utbyta all relevant information för tillämpningen av den förordningen. Om lämpligt och relevant ska detta samarbete omfatta andra offentliga myndigheter och organ (artikel 14.1). De behöriga myndigheterna, Esma och de relevanta myndigheterna ska utan onödigt dröjsmål förse varandra med den information som krävs för att de ska kunna utföra sina uppgifter enligt förordningen (artikel 13.1). Behöriga myndigheter, relevanta myndigheter, Esma och andra organ eller fysiska och juridiska personer som tar emot konfidentiell information vid utförandet av sina uppgifter enligt förordningen får använda den enbart för utförandet av sina uppgifter (artikel 13.2).</P>
<P class="p258 ft2">Beträffande Finansinspektionens möjlighet att <SPAN class="ft3">lämna ut </SPAN>uppgifter till utländska myndigheter kan det inledningsvis konstateras att det kan komma att handla om uppgifter som omfattas av sekretess enligt 30 kap. 4 § offentlighets- och sekretesslagen. En svensk myndighets möjlighet att lämna ut sekretessbelagda uppgifter till en utländsk myndighet regleras i 8 kap. 3 § samma lag. Uppgift som är sekretessbelagd enligt den lagen får enligt bestämmelsen inte lämnas ut till utländsk myndighet eller mellanfolklig organisation i andra fall än då utlämnandet sker i enlighet med föreskrift i lag eller förordning eller då uppgiften i motsvarande fall skulle få lämnas ut till svensk myndighet och det enligt den utlämnande myndighetens prövning står klart att det är förenligt med svenska intressen att uppgiften lämnas till den utländska myndigheten eller mellanfolkliga organisationen. En föreskrift i en <NOBR>EU-förordning</NOBR> är att jämställa med en föreskrift i lag eller förordning (jfr prop. 1998/99:18 s. 41, prop. 1999/2000:126 s. 160 och 283 samt prop. 2012/13:72 s. 34). Som konstaterats i flera tidigare lagstiftningsärenden på finansmarknads- området ger bestämmelsen Finansinspektionen goda möjligheter att i sitt arbete lämna ut handlingar och uppgifter till behöriga utländska myndigheter (se bl.a. prop. 2006/07:5 s. 350, prop. 2009/10:217 s. 27 f., prop. 2011/12:40 s. 20 samt prop. 2012/13:72 s. 34).</P>
<P class="p280 ft4">Beträffande Finansinspektionens möjligheter att <SPAN class="ft36">hämta in </SPAN>information och behålla eventuell sekretess gäller följande. Enligt 30 kap. 7 § första stycket första meningen offentlighets- och sekretesslagen gäller sekretess hos en statlig myndighet i verksamhet som avser bl.a. tillsyn, över- vakning och kontroll på finansmarknadsområdet, i den utsträckning riksdagen har godkänt avtal om detta med en annan stat eller en mellan- folklig organisation, för sådan uppgift om affärs- eller driftförhållanden</P>
</DIV>
<DIV id="id_2">
<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">211</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_212">
<P class="p551 ft2">Prop. 2015/16:10 och ekonomiska eller personliga förhållanden som myndigheten har fått enligt avtalet. I termen avtal anses ingå bl.a. rättsakter som gäller till följd av Sveriges medlemskap i EU, dvs. anslutningsfördragen, förord- ningar och direktiv som utfärdas av EU:s institutioner (se bl.a. prop. 2006/07:110 s. 38, prop. 2011/12:40 s. 20 och 41 samt RÅ 2007 ref. 45). Sekretess gäller därmed för information som Finansinspektionen tar emot och som inte får lämnas ut enligt förordningen.</P>
<P class="p495 ft4">Bedömningen ovan av möjligheten att lämna ut uppgifter samt hämta in uppgifter och behålla eventuell sekretess är giltig även beträffande andra myndigheter än Finansinspektionen, framför allt för Riksbanken, i den mån de omfattas av kraven i förordningen.</P>
<P class="p492 ft2">Sammantaget görs bedömningen att det informationsutbyte som förordningen föreskriver kan komma till stånd inom ramen för gällande svensk rätt. Vidare görs bedömningen att det inte behövs någon bestämmelse i kontoföringslagen eller offentlighets- och sekretesslagen som reglerar informationsutbytet med andra behöriga eller relevanta myndigheter och med Esma. Att Finansinspektionen har en förpliktelse att samarbeta med dem följer redan av förordningen. Av förordningen följer även vissa motsvarande förpliktelser för Riksbanken.</P>
<P class="p492 ft2">Det finns skäl att överväga om vissa andra regler om samarbete mellan myndigheter i förordningen föranleder lagstiftningsåtgärder från svensk sida. I förordningen finns relativt detaljerade regler om samarbetet mellan myndigheter i de fall då en värdepapperscentral tillhandahåller tjänster över gränserna (artikel 24). I fråga om dessa regler ska kommis- sionen anta delegerade rättsakter och Esma ska ta fram förslag till tek- niska standarder för genomförande som ska antas av kommissionen (artikel 24.7 och 24.8). Reglerna i förordningen är direkt tillämpliga och kräver i huvudsak inte några åtgärder från svensk sida. Detsamma gäller kommande delegerade rättsakter och tekniska standarder, om dessa tar formen av <NOBR>EU-förordningar.</NOBR></P>
<P class="p583 ft2">I förordningen finns det dock regler om att de behöriga myndigheterna i värdmedlemsstaten respektive hemmedlemsstaten för en viss värde- papperscentral ska upprätta samarbetsarrangemang (artikel 24.4). Dessa arrangemang kan inbegripa s.k. tillsynskollegier. För att en förvaltnings- myndighet ska kunna ingå en internationell överenskommelse i en fråga som inte avser en fråga där överenskommelsen kräver riksdagens eller Utrikesnämndens medverkan, krävs ett uppdrag från regeringen (10 kap. 2 § regeringsformen). Styrningen av och samarbetet mellan myndigheter hör inte till det område som förutsätter lagstiftningsåtgärder eller andra slags beslut från riksdagens sida (10 kap. 3 § regeringsformen, jfr 8 kap. 2 och 7 §§ regeringsformen). Det innebär att regeringen kan lämna ett sådant uppdrag till Finansinspektionen, om det behövs av hänsyn till förordningen. Regeringen kan också ge ett generellt medgivande genom ett bemyndigande i förordning. I fråga om det senare fallet, jfr 4 a § förordningen med instruktion för Finansinspektionen. Några lagstift- ningsåtgärder krävs däremot inte. Finansinspektionen har redan tidigare ingått ett antal överenskommelser (samarbetsavtal) med motsvarande myndigheter i andra länder avseende frågor om t.ex. tillsyn över banker som driver verksamhet i flera medlemsstater. Ett exempel på en sådan överenskommelse är samarbetsavtalet av den 18 maj 2010 om grupp-</P>
<P class="p359 ft2">212</P>
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<DIV id="page_213">
<P class="p284 ft36"><SPAN class="ft4">tillsyn över Swedbank, </SPAN>Multilateral Cooperation and Coordination <SPAN class="ft4">Prop. 2015/16:10 </SPAN>Agreement on the Supervision of Swedbank Group <SPAN class="ft4">(www.fi.se).</SPAN></P>
<P class="p48 ft2">Om de behöriga myndigheterna i värdmedlemsstaten respektive hem- medlemsstaten är oense om vilka åtgärder som ska vidtas mot en värde- papperscentral med anledning av dess agerande i värdmedlemsstaten, finns det en möjlighet för någon av dem att hänskjuta ärendet till Esma för s.k. bindande medling (artikel 24.5). Det är i första hand ett ansvar för den behöriga myndigheten i hemmedlemsstaten att ingripa mot en värde- papperscentral, även när det gäller dess agerande i en annan medlemsstat (skäl 24 till förordningen). Om den myndigheten inte vidtar tillräckliga åtgärder får dock även den behöriga myndigheten i värdmedlemsstaten ingripa (se vidare avsnitt 9.9). Hur den bindande medlingen går till fram- går av artikel 19 i den relevanta <NOBR>ESA-förordningen,</NOBR> dvs. Europaparla- mentets och rådets förordning (EU) nr 1095/2010 av den 24 november 2010 om inrättande av en europeisk tillsynsmyndighet (Europeiska värdepappers- och marknadsmyndigheten), om ändring av beslut nr 716/2009/EG och om upphävande av kommissionens beslut 2009/77/EG.</P>
<P class="p725 ft2">Bestämmelser om bindande medling har införts i svensk rätt till följd av omnibus <NOBR>I-direktivet</NOBR> (prop. 2011/12:70). Även vid genomförandet av kapitaltäckningsdirektivet infördes bestämmelser i lag om bindande med- ling (13 kap. 6 b och 6 c §§ lagen om bank- och finansieringsrörelse samt 6 kap. 4 och 5 §§ lagen [2014:968] om särskild tillsyn över kreditinstitut och värdepappersbolag). Dessa bestämmelser innehåller bl.a. ett krav på att Finansinspektionen ska följa ett beslut som fattas av den relevanta europeiska tillsynsmyndigheten, i det fallet Eba. Ett sådant beslut fattas av Eba med stöd av artikel 19 i Europaparlamentets och rådets förord- ning (EU) nr 1093/2010 av den 24 november 2010 om inrättande av en europeisk tillsynsmyndighet (Europeiska bankmyndigheten), om ändring av beslut nr 716/2009/EG och om upphävande av kommissionens beslut 2009/78/EG. De tre <NOBR>Esa-förordningarna</NOBR> är i huvudsak likalydande. Det framgår av <NOBR>Esa-förordningarna</NOBR> att de europeiska tillsynsmyndigheternas beslut är bindande för de behöriga myndigheterna i medlemsstaterna (artikel 19.3 i respektive förordning). Att bindande medling ska gälla i fråga om värdepapperscentraler framgår som nämns ovan av förordning- en om värdepapperscentraler. Med tanke på att bindande medling av- seende tillsynen över värdepapperscentraler således till fullo regleras i <NOBR>EU-förordningar</NOBR> bör det inte krävas några lagstiftningsåtgärder i detta hänseende.</P>
<P class="p726 ft72"><SPAN class="ft26">8.9</SPAN><SPAN class="ft90">Rapportering om missförhållanden (”whistleblowing”)</SPAN></P>
<P class="p727 ft77"><SPAN class="ft75">8.9.1</SPAN><SPAN class="ft76">Inledning</SPAN></P>
<P class="p540 ft2">När missförhållanden uppstår inom en organisation finns det vanligtvis ett intresse från ledningens sida att komma till rätta med problemen. Missförhållandena kan dock vara dolda på grund av att enskilda personer inom organisationen döljer dessa. Det kan också förekomma situationer då ledningen är medveten om att det förekommer oegentligheter men av</P>
<P class="p699 ft2">213</P>
</DIV>
<DIV id="page_214">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD colspan=3 class="tr2 td169"><P class="p20 ft2">olika skäl underlåter att agera, eller till och med aktivt mörklägger</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p20 ft2">förhållandena. Personer som ”blåser i visselpipan”, s.k. visselblåsare</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p20 ft2">(efter engelskans <SPAN class="ft3">whistleblowers</SPAN>), kan därför ha en viktig roll för att</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td169"><P class="p20 ft2">avslöja olika former av oegentligheter i både offentlig och privat sektor.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p17 ft2">Syftet med särskilda rapporteringssystem, s.k. ”visselblåsarsystem”, är</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p20 ft2">att möjliggöra för samtlig personal att utan rädsla för repressalier kunna</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td169"><P class="p20 ft2">rapportera om allvarliga händelser. Ett bra skydd för visselblåsare inne-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p20 ft2">fattar således inte endast särskilda rapporteringssystem utan även ett</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p20 ft2">skydd för att den som väljer att rapportera om eventuella missförhåll-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td169"><P class="p20 ft2">anden inte drabbas av repressalier från arbetsgivarens sida.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p17 ft2">Vissa länder har infört särskild lagstiftning om skydd och system för</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p20 ft2">personer som blåser i visselpipan. Sverige har ännu inte infört någon</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p20 ft2">särskild skyddslagstiftning för anställda som slår larm. Det finns dock ett</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td169"><P class="p20 ft2">antal bestämmelser inom olika områden som ger skydd för anställda som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p20 ft2">rapporterar om missförhållanden och oegentligheter, bl.a. genom arbets-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p20 ft2">rätten och kravet på saklig grund för uppsägning i lagen (1982:80) om</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td169"><P class="p20 ft2">anställningsskydd. Även rättsgrundsatsen om god sed på arbetsmark-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p20 ft2">naden ger visst skydd. Denna rättsgrundsats upprätthålls genom Arbets-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p20 ft2">domstolens praxis på området och innebär bl.a. att omplacering under</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td169"><P class="p20 ft2">vissa förhållanden kan underkastas en rättslig prövning som liknar pröv-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p20 ft2">ningen vid uppsägning (den s.k. ”bastubadarprincipen”). Anställda i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p20 ft2">offentlig sektor har dessutom ett särskilt skydd om de använder sig av</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td169"><P class="p20 ft2">den grundlagsskyddade meddelarfriheten (se 3 kap. tryckfrihetsförord-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p20 ft2">ningen). Även enskildas rätt till yttrandefrihet enligt Europakonventionen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p20 ft2">kan under vissa förutsättningar ge skydd mot repressalier för anställda</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td314"><P class="p20 ft2">som har slagit larm om missförhållanden.</P></TD>
<TD class="tr26 td52"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td140"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p17 ft2">Det har dock från flera håll lyfts fram ett behov av att ytterligare stärka</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p20 ft2">skyddet för visselblåsare i Sverige. Regeringen gav i början av 2013 en</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td169"><P class="p20 ft2">särskild utredare i uppdrag att generellt utreda frågan om skyddet för</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td314"><P class="p20 ft2">arbetstagare som slår larm om olika</P></TD>
<TD class="tr25 td52"><P class="p20 ft2">former av</P></TD>
<TD class="tr25 td140"><P class="p17 ft2">missförhållanden</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p20 ft2">(dir. 2013:16). Utredningen om stärkt skydd för arbetstagare som slår</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td169"><P class="p20 ft2">larm överlämnade i maj 2014 betänkandet Visselblåsare – Stärkt skydd</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td314"><P class="p20 ft2">för arbetstagare som slår larm om</P></TD>
<TD class="tr25 td52"><P class="p135 ft2">allvariga</P></TD>
<TD class="tr25 td140"><P class="p17 ft2">missförhållanden</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p20 ft2">(SOU 2014:31). I betänkandet föreslår utredningen en ny lag om stärkt</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td169"><P class="p20 ft2">skydd för arbetstagare som slår larm om allvarliga missförhållanden.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p20 ft2">Med allvarliga missförhållanden avses i förslaget förhållanden som skäl-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p20 ft2">igen kan misstänkas avse brott på vilket fängelse kan följa, eller därmed</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td169"><P class="p20 ft2">jämförliga missförhållanden (1 § andra stycket). I betänkandet anförs att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p20 ft2">de ”därmed jämförliga missförhållanden” som avses bl.a. utgörs av så-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p20 ft2">dana allvarliga missförhållanden som underlåtenhet att följa gällande</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td169"><P class="p20 ft2">föreskrifter, brott mot regler till skydd för fungerande marknader, oetiska</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p20 ft2">förfaranden m.m. (a. bet. s. 375). Förslaget har ännu inte lett till lagstift-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td314"><P class="p20 ft2">ning.</P></TD>
<TD class="tr25 td52"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td140"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td169"><P class="p17 ft2">Svensk rätt innehåller inte heller något uttryckligt krav på svenska</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p20 ft2">företag att inrätta särskilda rapporteringskanaler för visselblåsare. Av</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p20 ft2">Arbetsmiljöverkets föreskrifter (AFS 1993:17) om åtgärder mot kränk-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td169"><P class="p20 ft2">ande särbehandling i arbetslivet följer dock att en arbetsgivare ska ha</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p20 ft2">rutiner för att på ett tidigt stadium fånga upp signaler om och åtgärda</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td169"><P class="p20 ft2">otillfredsställande arbetsförhållanden, problem i arbetets organisation</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td169"><P class="p20 ft2">eller missförhållanden i samarbetet. I arbetsmiljölagstiftningen finns</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">214</P></TD>
<TD colspan=3 class="tr31 td169"><P class="p20 ft2">dessutom en särskild ordning med skyddsombud som företräder arbets-</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_215">
<P class="p651 ft4">tagarna i arbetsmiljöfrågor. I betänkandet från Utredningen om stärkt Prop. 2015/16:10 skydd för arbetstagare som slår larm föreslås dock en ny bestämmelse i</P>
<P class="p578 ft2">arbetsmiljölagen (1977:1160) av innebörden att arbetsgivare i viss utsträckning ska vara skyldiga att se till att det finns rutiner för att slå larm i vissa fall.</P>
<P class="p579 ft2">Internationella handelskammaren (ICC) har utarbetat riktlinjer om skydd för visselblåsare (<SPAN class="ft3">ICC Guidelines on whistleblowing</SPAN>) som upp- muntrar företag att inom sina egna organisationer inrätta interna vissel- blåsarsystem genom vilka deras anställda konfidentiellt kan anmäla miss- tänkta eller konstaterade oegentligheter på arbetsplatsen. Riktlinjerna utgör vägledning för företag som väljer att inrätta dylika system. Vissa företag i Sverige har också valt att införa särskilda kommunikations- kanaler för anställda som vill slå larm om missförhållanden inom företaget.</P>
<TABLE cellpadding=0 cellspacing=0 class="t104">
<TR>
<TD class="tr39 td49"><P class="p728 ft75">8.9.2</P></TD>
<TD class="tr39 td257"><P class="p20 ft77">Krav på särskilda förfaranden för hur</P></TD>
<TD class="tr39 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td49"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td257"><P class="p20 ft77">anmälningar ska omhändertas hos behöriga</P></TD>
<TD class="tr27 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr28 td49"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td257"><P class="p20 ft77">myndigheter</P></TD>
<TD class="tr28 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr48 td302"><P class="p20 ft71"> </P></TD>
<TD class="tr50 td102"><P class="p20 ft74"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td307"><P class="p64 ft2"><SPAN class="ft29">Regeringens bedömning: </SPAN>Skyldigheten enligt förordningen om</P></TD>
<TD class="tr31 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">värdepapperscentraler att behöriga myndigheter ska inrätta särskilda</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td307"><P class="p64 ft2">förfaranden för att motta och följa upp anmälningar om överträdelser</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td307"><P class="p64 ft2">bör tillgodoses genom att föreskrifter på förordningsnivå införs.</P></TD>
<TD class="tr31 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr56 td308"><P class="p20 ft94"> </P></TD>
<TD class="tr58 td102"><P class="p20 ft95"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr28 td306"><P class="p60 ft2"><SPAN class="ft29">Promemorians bedömning </SPAN>överensstämmer med regeringens bedöm-</P></TD>
<TD class="tr28 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td49"><P class="p20 ft2">ning.</P></TD>
<TD class="tr25 td257"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p60 ft2"><SPAN class="ft29">Remissinstanserna </SPAN>tillstyrker promemorians bedömning eller har</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">inget att invända mot den. <SPAN class="ft3">Euroclear Sweden AB </SPAN>efterfrågar vilka ytter-</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">ligare frågor som promemorian avser bör regleras på förordningsnivå.</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p60 ft29">Skälen för regeringens bedömning: <SPAN class="ft2">Medlemsstaterna ska säkerställa</SPAN></P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">att behöriga myndigheter etablerar effektiva mekanismer som uppmun-</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">trar rapportering av potentiella eller faktiska överträdelser av förord-</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">ningen om värdepapperscentraler. Bland dessa mekanismer ska särskilda</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">förfaranden för mottagande och utredning eller uppföljning av rapporter</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">om sådana överträdelser ingå. De särskilda förfarandena inbegriper</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">inrättandet av säkra kommunikationskanaler för sådana rapporter (artikel</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">65.2 a). Syftet med reglerna i förordningen är att potentiella överträdelser</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">ska kunna upptäckas (skäl 64). En regel av samma innebörd finns i</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">kapitaltäckningsdirektivet (artikel 71.1 och 71.2 a).</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p60 ft2">Finansinspektionen ansvarar för tillsynen som rör finansiella mark-</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">nader och finansiella företag. Uppgiften att utöva tillsyn över företagen</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">utförs på flera olika vis, där en av inspektionens metoder består i att ta</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">emot och följa upp tips från anmälare. På Finansinspektionens webbplats</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">framgår att myndigheten gärna tar emot tips och anmälningar från privat-</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">personer. Enskilda informeras om hur den som vill lämna tips om</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">oegentligheter ska gå till väga. En sådan anmälan kan därefter, om det</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">bedöms föreligga skäl för det, läggas till grund för en inspektion eller</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">andra former av undersökningar av företaget i fråga.</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p60 ft2">Vid genomförandet av kapitaltäckningsdirektivet gjorde regeringen</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr27 td306"><P class="p20 ft2">bedömningen att Finansinspektionen i praktiken uppfyller de krav på</P></TD>
<TD rowspan=2 class="tr42 td102"><P class="p17 ft2">215</P></TD>
</TR>
<TR>
<TD class="tr30 td49"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td257"><P class="p20 ft12"> </P></TD>
</TR>
</TABLE>
</DIV>
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<P class="p608 ft2">Prop. 2015/16:10 effektiva och tillförlitliga mekanismer för att uppmuntra rapportering och att motta rapporter beträffande överträdelser som följer av det direktivet (prop. 2013/14:228 s. 244 f.). Regeringen ansåg dock att direktivet förutsätter ett genomförande av reglerna i svensk rätt. Med hänsyn till bestämmelsernas art ansåg regeringen att artikel 71.1 och 71.2 a borde genomföras genom föreskrifter på förordningsnivå (se 5 b § förordningen med instruktion för Finansinspektionen). Regeringen ansåg dessutom att det aktuella förfarandet även borde innefatta en garanti för anklagade personers rätt till försvar och en rätt att ta del av de handlingar som läggs till grund för ett beslut mot personen i fråga. Ett sådant skydd kunde enligt regeringens mening uppnås genom Finansinspektionens skyldighet att handlägga ärenden i enlighet med förvaltningslagen.</P>
<P class="p729 ft2">I fråga om förordningen om värdepapperscentraler saknas det anledning att göra någon annan bedömning än den som gjordes vid genomförandet av kapitaltäckningsdirektivet. Eftersom artikel 65.2 i förordningen riktar sig till medlemsstaterna bör den nyss nämnda bestämmelsen i instruktion för Finansinspektionen även avse den verksamhet i värdepapperscentraler som framgår av förordningen om värdepapperscentraler och kontoföringslagen. Regeringen konstarerar med anledning av det som <SPAN class="ft3">Euroclear Sweden AB </SPAN>framför att det således inte bör bli fråga om att införa några ytterligare bestämmelser på förordningsnivå än de som följer av artikel 65.2 a.</P>
<TABLE cellpadding=0 cellspacing=0 class="t105">
<TR>
<TD class="tr39 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr39 td41"><P class="p728 ft75">8.9.3</P></TD>
<TD class="tr39 td315"><P class="p20 ft77">Skydd för den som rapporterar mot att drabbas</P></TD>
</TR>
<TR>
<TD class="tr28 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td315"><P class="p20 ft77">av repressalier</P></TD>
</TR>
<TR>
<TD class="tr50 td34"><P class="p20 ft74"> </P></TD>
<TD colspan=2 class="tr48 td302"><P class="p20 ft71"> </P></TD>
</TR>
<TR>
<TD class="tr31 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td304"><P class="p68 ft2"><SPAN class="ft29">Regeringens bedömning: </SPAN>Kravet i förordningen om värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">centraler om skydd för anställda som anmäler överträdelser mot att</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p68 ft2">drabbas av i vart fall repressalier, diskriminering eller andra former av</P></TD>
</TR>
<TR>
<TD class="tr31 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td304"><P class="p68 ft2">orättvis behandling är uppfyllt i gällande rätt.</P></TD>
</TR>
<TR>
<TD class="tr58 td303"><P class="p20 ft95"> </P></TD>
<TD colspan=2 class="tr56 td305"><P class="p20 ft94"> </P></TD>
</TR>
<TR>
<TD class="tr28 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr28 td306"><P class="p60 ft2"><SPAN class="ft29">Promemorians bedömning </SPAN>överensstämmer med regeringens bedöm-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td41"><P class="p20 ft2">ning.</P></TD>
<TD class="tr25 td315"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p60 ft2"><SPAN class="ft29">Remissinstanserna </SPAN>tillstyrker bedömningen eller har inget att invända</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td41"><P class="p20 ft2">mot den.</P></TD>
<TD class="tr25 td315"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p60 ft29">Skälen för regeringens bedömning: <SPAN class="ft2">Enligt förordningen om värde-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">papperscentraler ska medlemsstaterna se till att anställda som anmäler</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">överträdelser av institut har ett lämpligt skydd. Som ett minimum ska de i</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">vart fall inte drabbas av repressalier, diskriminering eller andra former av</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">orättvis behandling (artikel 65.2 b).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p60 ft2">Mot bakgrund av det bakomliggande syftet med de berörda reglerna får</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">det antas att med termen diskriminering avses missgynnande till följd av</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">en anmälan och att det inte handlar om diskriminering i den mer gängse</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">betydelsen enligt 1 kap. 4 § diskrimineringslagen (2008:567). Det får</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">också antas att det är missgynnande från arbetsgivarens sida som avses i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">förordningen.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p60 ft2">En i stort sett likalydande regel finns i kapitaltäckningsdirektivet</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">(artikel 71.2 b). Den har också stora likheter med artikel 9 i Europarådets</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">civilrättsliga konvention om korruption. Artikel 9 i konventionen anger</P></TD>
</TR>
<TR>
<TD rowspan=2 class="tr39 td34"><P class="p33 ft2">216</P></TD>
<TD colspan=2 class="tr31 td306"><P class="p20 ft2">att en arbetstagare som har skälig anledning att misstänka korruption och</P></TD>
</TR>
<TR>
<TD class="tr50 td41"><P class="p20 ft74"> </P></TD>
<TD class="tr50 td315"><P class="p20 ft74"> </P></TD>
</TR>
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<P class="p157 ft2">som i god tro anmäler sina misstankar till ansvariga personer eller myndigheter, ska ha lämpligt skydd mot varje oberättigad påföljd till följd av anmälan. Den närmare innebörden av lämpligt skydd anges inte, utan varje part får i stället utifrån sin rättstradition bedöma hur en anställd ska skyddas från t.ex. en uppsägning eller omplacering. I konventionens förklarande rapport anges att det främsta skälet till att anställda inte anmäler misstankar i många fall är rädsla för repressalier. Skyddet ska därför medföra att anställda uppmuntras att göra anmäl- ningar, något som även fastslås i kapitaltäckningsdirektivet.</P>
<P class="p557 ft2">Vid Sveriges tillträde till konventionen gjorde regeringen bedömningen att svensk rätt uppfyller de krav som anges i artikel 9 (se prop. 2003/04:70 s. 47 f.). Slutsatsen grundades bl.a. på arbetstagarnas skydd enligt 7 och 18 §§ lagen om anställningsskydd, som fastslår att en upp- sägning ska vara sakligt grundad och avskedande endast kan motiveras i de fall då arbetstagaren grovt åsidosatt sina ålägganden mot arbets- givaren, samt på den praxis som Arbetsdomstolen utvecklat. Den praxis som det hänvisades till innebär att även en omplacering av personliga skäl kan underkastas en rättslig prövning som liknar prövningen vid uppsägning, samt att det finns en möjlighet att även angripa arbetsledningsbeslut i de fall som de utövas otillbörligt eller strider mot god sed på arbetsmarknaden. Regeringen nämnde också innehållet i 2 § lagen (1990:409) om skydd för företagshemligheter, samt meddelar- skyddet för offentliganställda.</P>
<P class="p297 ft2">Vid genomförandet av kapitaltäckningsdirektivet gjorde regeringen bedömningen att det inte heller krävdes några särskilda genomförande- åtgärder i svensk rätt i fråga om de berörda skyddsreglerna i direktivet (artikel 71.2 b, se prop. 2013/14:228 s. <NOBR>245–247).</NOBR> Det saknas anledning att nu göra en annan bedömning avseende motsvarande regler i förord- ningen om värdepapperscentraler (artikel 65.2 b).</P>
<P class="p559 ft2">Vid genomförandet av kapitaltäckningsdirektivet konstaterades även att det inte framgick av direktivet att företräde skulle ges för intern rapportering framför att vända sig direkt till myndigheten (a. prop. a. s.). En särskild fråga var därför om en hänvändelse direkt till myndighet utan att först ha sökt åstadkomma rättelse internt skulle kunna betraktas som illojalt och vara grund för uppsägning eller till och med avskedsgrund- ande. Regeringen konstaterade i detta hänseende att reglerna i kapital- täckningsdirektivet fastslår vissa huvuddrag för det skydd som ska införas för att uppmuntra rapportering av överträdelser och att det inte uttryckligen framgår att företräde ska ges för intern rapportering (artik- el 71). Direktivet reglerar helt enkelt inte frågan om en anmälan kan göras direkt till en behörig myndighet eller först måste göras till arbets- givaren. Enligt regeringens mening måste därför den frågan i stället av- göras med tillämpning av gällande regler och rättsprinciper på området för svenska förhållanden, t.ex. grundläggande avtalsrättsliga principer och innehållet i den arbetsrättsliga lojalitetsplikten och gränserna för arbetstagares kritikrätt enligt vad som följer av Arbetsdomstolens praxis (bl.a. AD 1982 nr 9 och 110, 1986 nr 95, 1988 nr 67, 1994 nr 79 samt 1997 nr 57).</P>
<P class="p730 ft4">En annan särskild fråga vid genomförandet av kapitaltäckningsdirek- tivet var om 2 § lagen om skydd för företagshemligheter är tillräckligt omfattande för att täcka de situationer som direktivet avser. Enligt det</P>
</DIV>
<DIV id="id_2">
<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">217</P>
</DIV>
</DIV>
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<P class="p551 ft2">Prop. 2015/16:10 lagrummet anses det inte som ett obehörigt angrepp att någon, för offent- liggörande eller inför en myndighet eller annat behörigt organ, avslöjar något som skäligen kan misstänkas utgöra brott på vilket fängelse kan följa eller som kan anses utgöra annat allvarligt missförhållande i näringsidkarens rörelse. Lämnandet av en uppgift om en företagshem- lighet till tillsynsmyndigheten med stöd av bestämmelserna om vissel- blåsning ansågs därför enligt regeringens mening inte utgöra något obe- hörigt angrepp på företagshemligheten (jfr 2 § första stycket lagen om skydd för företagshemligheter och bet. 1989/90:LU37 s. 35), oavsett om det förhållande som uppgiften avser är ett ”allvarligt missförhållande” eller inte. Regeringens slutsats var att lagen om skydd för företagshem- ligheter därmed inte kunde åberopas i sådana situationer. Desamma gäller för uppgifter som lämnas till en tillsynsmyndighet på myndig- hetens begäran. Regeringen gör samma bedömning i förevarande lagstift- ningsärende.</P>
<P class="p731 ft77"><SPAN class="ft75">8.9.4</SPAN><SPAN class="ft76">Skydd för behandlingen av personuppgifter</SPAN></P>
<P class="p732 ft4"><SPAN class="ft96">Regeringens bedömning: </SPAN>Behovet av ett genomförande av bestäm- melserna om skydd för personuppgifter i förordningen om värde- papperscentraler är tillgodosett genom gällande reglering i person- uppgiftslagen.</P>
<P class="p555 ft4"><SPAN class="ft96">Promemorians bedömning </SPAN>överensstämmer med regeringens bedöm- ning.</P>
<P class="p492 ft2"><SPAN class="ft29">Remissinstanserna </SPAN>tillstyrker promemorians bedömning eller har inget att invända mot den.</P>
<P class="p492 ft2"><SPAN class="ft29">Skälen för regeringens bedömning: </SPAN>Det är av stor vikt att system för visselblåsare beaktar enskildas behov av integritetsskydd. Förordningen om värdepapperscentraler ålägger därför medlemsstaterna att säkerställa ett skydd för att personuppgifter behandlas i enlighet med det som följer av direktiv 95/46/EG (dataskyddsdirektivet), både för de personer som rapporterar om överträdelser och sådana fysiska personer som är ansvariga för en överträdelse (artikel 65.2 c).</P>
<P class="p493 ft2">Dataskyddsdirektivet har i svensk rätt genomförts genom person- uppgiftslagen (1998:204). Lagen har till syfte att skydda människor mot att deras personliga integritet kränks genom en automatiserad behandling av personuppgifter (1 §). Den innehåller bestämmelser om hur person- uppgifter får behandlas. Med behandling av personuppgifter avses varje åtgärd eller serie av åtgärder som vidtas i fråga om personuppgifter, vare sig det sker på automatisk väg eller inte, t.ex. insamling, registrering, organisering, lagring, bearbetning eller ändring, återvinning, inhämtade, användning, utlämnande genom översändande, spridning eller annat tillhandahållande av uppgifter, sammanställning eller samkörning, block- ering, utplåning eller förstöring (3 §).</P>
<P class="p495 ft4">Lagen är tillämplig på samtliga som är personuppgiftsansvariga, vilket innebär att den är tillämplig på både enskild och offentlig verksamhet (se 3 och 4 §§). Den som uppsåtligen eller av grov oaktsamhet behandlar personuppgifter i strid med vad som följer av bestämmelserna i lagen kan</P>
<P class="p589 ft101">dömas till böter eller fängelse (49 §). Datainspektionen har till uppgift att</P>
<P class="p16 ft2">218</P>
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<P class="p548 ft4">utöva tillsyn över den personuppgiftsbehandling som sker och har för Prop. 2015/16:10 denna uppgift tilldelats de befogenheter som följer av den lagen (43–</P>
<P class="p16 ft2">47 §§).</P>
<P class="p440 ft2">All behandling av personuppgifter inom ramen för ett särskilt rapport- eringssystem för personer som slår larm i fråga om en värdepappers- central i Sverige måste stå i överenstämmelse med de krav som följer av personuppgiftslagen. Regeln i förordningen om värdepapperscentraler om att all behandling av personuppgifter ska vara förenlig med vad som följer av dataskyddsdirektivet kräver således inte några lagstiftnings- åtgärder, med tanke på att personuppgiftslagen genomför dataskydds- direktivet.</P>
<P class="p733 ft2">Det kan nämnas att en arbetsgrupp inom EU, arbetsgruppen för skydd av enskilda personer i samband med behandlingen av personuppgifter (”artikel <NOBR>29-gruppen”),</NOBR> har lämnat riktlinjer om hur interna system för uppgiftslämnande bör inrättas för att stå i överrensstämmelse med data- skyddsdirektivet.</P>
<P class="p528 ft4">Avslutningsvis bör nämnas att kommissionen har presenterat ett förslag om att dataskyddsdirektivet ska ersättas av en ny allmän data- skyddsförordning, KOM (2012) 11 final 2012/0011 (COD).</P>
<P class="p734 ft103"><SPAN class="ft75">8.9.5</SPAN><SPAN class="ft102">Krav på värdepapperscentraler och kontoförande institut att inrätta särskilda system för anmälningar</SPAN></P>
<P class="p735 ft4"><SPAN class="ft96">Regeringens förslag: </SPAN>Värdepapperscentraler och kontoförande institut ska tillhandahålla ändamålsenliga rapporteringssystem för anställda som vill göra anmälningar om misstänkta överträdelser av de bestämmelser som gäller för verksamheten.</P>
<TABLE cellpadding=0 cellspacing=0 class="t106">
<TR>
<TD class="tr2 td297"><P class="p736 ft2"><SPAN class="ft29">Promemorians förslag </SPAN>överensstämmer med regeringens förslag.</P></TD>
<TD class="tr2 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p295 ft2"><SPAN class="ft29">Remissinstanserna </SPAN>tillstyrker promemorians förslag eller har inget att</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">invända mot det.</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p295 ft29">Skälen för regeringens förslag: <SPAN class="ft2">Av förordningen om värdepappers-</SPAN></P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p295 ft2">centraler följer att medlemsstaterna ska kräva att instituten har lämpliga</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p295 ft2">förfaranden för att deras anställda ska kunna rapportera om överträdelser</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p295 ft2">internt genom en särskild, oberoende och fristående kanal (artikel 65.3).</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p295 ft2">Förordningen ställer inte några särskilda krav i fråga om vilken typ av</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p295 ft2">förfarande som instituten ska tillhandahålla för anställda som vill</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p295 ft2">rapportera om överträdelser, mer än att dessa ska vara ändamålsenliga.</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p295 ft2">Det som avses kan t.ex. vara visselblåsarsystem. Sådana system kan</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p295 ft2">bestå i en särskild <NOBR>e-postadress,</NOBR> telefontjänst eller webbplats genom vilka</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p295 ft2">uppgifter om brottsmisstankar om enskilda personer samlas in och</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p295 ft2">behandlas (se Datainspektionens vägledning för bolag, Ansvaret för</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p295 ft2">personuppgifter som hanteras i system för whistleblowing). Det</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p295 ft2">föreligger emellertid inget krav på att det ska vara en datoriserad eller</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p295 ft2">telebaserad rapporteringskanal (jämför ICC <SPAN class="ft3">Guidelines on Whistle-</SPAN></P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p295 ft2"><SPAN class="ft3">blowing </SPAN>som uttryckligen nämner att sådana system även kan innefatta</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p295 ft2">muntliga kanaler). I förordningen anges även uttryckligen att kravet får</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p295 ft2">tillhandahållas genom sådana förfaranden som fastställs av arbetsmark-</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td297"><P class="p20 ft2">nadens parter.</P></TD>
<TD rowspan=2 class="tr42 td79"><P class="p17 ft2">219</P></TD>
</TR>
<TR>
<TD class="tr30 td297"><P class="p20 ft12"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_220">
<P class="p551 ft2">Prop. 2015/16:10 Om användningen av ett visselblåsarsystem innebär en sådan struktur- erad behandling av personuppgifter som avses i personuppgiftslagen, måste systemet utformas i överensstämmelse med dataskyddsdirektivet och de bestämmelser som i nationell rätt har införts med anledning av detta direktiv, för svensk del personuppgiftslagen. Om en anmälan där- emot endast behandlas manuellt på exempelvis ett papper utan att upp- gifterna i fråga struktureras i ett register, och inte heller är avsedd att behandlas automatiserat i t.ex. en dator, är personuppgiftslagen inte tillämplig (jfr prop. 1997/98:44 s. 40).</P>
<P class="p495 ft2">Särskild uppmärksamhet bör riktas åt det faktum att uppgifter som lämnas av personer som slår larm om oegentligheter typiskt sett inne- fattar uppgifter om olika former av lagöverträdelser. Enligt 21 § person- uppgiftslagen, som har sin grund i artikel 8.5 i dataskyddsdirektivet, är det förbjudet för andra än myndigheter att behandla personuppgifter om lagöverträdelser som innefattar brott. En uppgift om att någon har eller kan ha begått något visst brott utgör en uppgift om lagöverträdelse, oavsett om det finns någon dom eller motsvarande avgörande av saken. Bestämmelsen i 21 § personuppgiftslagen är dock inte undantagslös. Datainspektionen har med stöd av 9 § personuppgiftsförordningen (1998:1191) meddelat föreskrifter om undantag från förbudet i 21 § personuppgiftslagen (Datainspektionens föreskrifter [DIFS 1998:3] om undantag från förbudet för andra än myndigheter att behandla person- uppgifter om lagöverträdelser m.m.). I förekommande fall är 1 § f i dessa föreskrifter av intresse. Bestämmelsen anger att även andra än myndig- heter med vissa begränsningar får behandla uppgifter om olika former av lagöverträdelser i särskilt inrättade rapporteringskanaler, men endast under följande förutsättningar:</P>
<P class="p737 ft4"><SPAN class="ft2">1.</SPAN><SPAN class="ft104">att uppgifterna avser personer i nyckelpositioner eller ledande ställ- ning inom det egna bolaget eller koncernen, och</SPAN></P>
<P class="p738 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft98">att det är sakligt motiverat att behandla uppgifterna i särskilt inrättade rapporteringskanaler för att utreda om personen i fråga varit delaktig i allvarliga oegentligheter som rör bokföring, intern bokförings- kontroll, revision, bekämpande av mutor, brottslighet inom bank- och finansväsen eller andra allvarliga oegentligheter som rör organisa-</SPAN></P>
<P class="p739 ft2">tionens vitala intressen eller enskildas liv och hälsa.</P>
<P class="p502 ft2">Enligt Datainspektionens vägledning för bolag, Ansvaret för person- uppgifter som hanteras i system för whistleblowing, innebär uttrycket sakligt motiverat att systemet bara får användas när det är sakligt motiverat att inte använda bolagets interna informations- och rapport- eringskanaler, t.ex. om den anmälde ingår i ledningen och de misstänkta oegentligheterna av det skälet annars riskerar att inte tas om hand på vederbörligt sätt. Det innebär också att systemet ska utgöra ett komp- lement till normal internförvaltning och måste vara frivilligt att använda.</P>
<P class="p493 ft4">Om inget av undantagen från kravet i 21 § personuppgiftslagen är tillämpligt, kan Datainspektionen pröva om det föreligger tillräckliga skäl för att i ett enskilt fall besluta om undantag från förbudet i den paragrafen.</P>
<P class="p582 ft4">Personuppgiftslagen innehåller i det sammanhanget vissa grundlägg- ande krav som alltid måste uppfyllas vid behandlingen av person- uppgifter (9 §). Datainspektionen har i ovan nämnda vägledning uttalat</P>
<P class="p16 ft2">220</P>
</DIV>
<DIV id="page_221">
<DIV>
<DIV id="id_1">
<P class="p740 ft4">att för användningen av visselblåsarsystem måste följande krav vara uppfyllda:</P>
<P class="p741 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft78">Behandlingen får inte vara i strid med svensk arbetsrättslig lag- stiftning eller gällande kollektivavtal.</SPAN></P>
<P class="p741 ft4"><SPAN class="ft2">–</SPAN><SPAN class="ft105">Behandlingen måste vara i enlighet med god sed på svensk arbets- marknad.</SPAN></P>
<P class="p741 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft78">Systemet måste inrättas på ett sådant sätt att det inte finns risk för att fler personuppgifter än vad som är nödvändigt eller relevant med hänsyn till ändamålet behandlas, eller att känsliga personuppgifter behandlas i strid med personuppgiftslagen.</SPAN></P>
<P class="p741 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft78">Uppgifter som samlas in och bevaras måste vara riktiga, adekvata och relevanta. Det innebär att bolaget skyndsamt kan behöva göra en första granskning och bedömning av de inkomna uppgifterna.</SPAN></P>
<P class="p741 ft4"><SPAN class="ft2">–</SPAN><SPAN class="ft105">Uppgifter får inte bevaras under en längre tid än vad som är nödvändigt med hänsyn till ändamålet med behandlingen. En anmälan som befinns vara ogrundad bör tas bort omedelbart. Om en anmälan leder till utredning bör uppgifterna tas bort när utredningen</SPAN></P>
<P class="p742 ft2">är avslutad eller, om utredningen leder till åtgärder mot den registrerade, när uppgifterna inte längre behövs för detta ändamål.</P>
<P class="p117 ft2">Ovanstående krav kan jämföras med Europeiska Datatillsynsmannens yttrande över kommissionens förslag till kapitaltäckningsdirektiv (2012/C 175/01). I yttrandet anges att berörda organ i så stor utsträckning som möjligt ska begränsa vilka personer som kan pekas ut, vilka överträdelser som kan rapporteras och att det ska införas begränsningar om hur länge uppgifterna bevaras. I det yttrande som avgetts av artikel <NOBR>29-gruppen</NOBR> (se föregående avsnitt) anges att de personuppgifter som behandlas av ett system ska raderas snabbt och normalt inom två månad- er efter det att de påståenden som framförs i anmälan har undersökts. Om uppgiften bedöms vara grundlös, ska den raderas omedelbart.</P>
<P class="p559 ft2">I fråga om enskildas rätt att få information om registrerade uppgifter bör noteras att om uppgifter om en person samlas in från någon annan källa än den registrerade, ska den registrerade få information från den personuppgiftsansvarige i enlighet med bestämmelserna i 24 och 25 §§ personuppgiftslagen. Av 26 § samma lag följer även en rätt för den som begär det att få information om det finns uppgifter registrerade om honom eller henne, inklusive information om varifrån uppgifterna har hämtats. Enligt 27 § gäller bestämmelserna i <NOBR>24–26</NOBR> §§ emellertid inte om det i en lag eller någon annan författning eller i ett beslut som har meddelats med stöd av en författning är särskilt föreskrivet att uppgifter inte får lämnas ut till den registrerade (se prop. 1997/98:44 s. 80). Informationsskyldigheten kan i vissa fall innebära att en registrerad har rätt att ta del av uppgifter om sig själv i handlingar som inte är allmänna och således inte omfattas av offentlighetsprincipen (se a. prop. s. 84). Regler om sekretess och tystnadsplikt går således före informations- skyldigheten. Rätten att låta bli att ge ut information till den registrerade med stöd av offentlighets- och sekretesslagen gäller även för en person- uppgiftsansvarig som inte är en myndighet.</P>
<P class="p569 ft4">Det finns således både praxis och vägledning i fråga om vilka krav som gäller för att det ska vara tillåtet för företag att behandla personuppgifter inom ramen för ett rapporteringssystem. Som framgått innebär regle- ringen begränsningar av vilka uppgifter som får behandlas inom ramen</P>
</DIV>
<DIV id="id_2">
<P class="p570 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">221</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_222">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p20 ft2">för system för visselblåsare. Frågan bör därför ställas om regleringen är</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">förenlig med vad som följer av förordningen om värdepapperscentraler</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">(artikel 65.1). Förordningen ställer nämligen krav på medlemsstaterna att</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">införa system för att uppmuntra rapportering av potentiella och faktiska</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">överträdelser av förordningen, utan att begränsa rapporteringen till att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">avse en begränsad personkrets eller för att utreda om det är fråga om</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">sådana allvarliga oegentligheter som omnämns i Datainspektionens</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">föreskrifter. Förordningen skulle således kunna uppfattas som att den</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ställer krav på att systemen ska avse fler överträdelser än vad som är</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">tillåtet enligt Datainspektionens föreskrifter (artikel 65.3).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Datainspektionens föreskrifter har utformats mot bakgrund av det</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">skydd för personuppgifter som följer av dataskyddsdirektivet och i enlig-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">het med vad som rekommenderats av artikel <NOBR>29-gruppen.</NOBR> Behandlingen</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">av personuppgifter inom ramen för de system som föreskrivs i kapital-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">täckningsdirektivet ska också utformas i enlighet med det som följer av</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">dataskyddsdirektivet (se prop. 2013/14:228 s. 252). Datainspektionens</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">föreskrifter bör därför vara förenliga med de krav som följer av mot-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">svarande regler i förordningen om värdepapperscentraler (artikel 65.3).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Reglerna i förordningen kan å andra sidan inte ses som ett hinder mot</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">att ta emot anmälningar som innehåller andra typer av överträdelser än</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">sådana som avses i Datainspektionens föreskrifter. Ett mottagande och</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">omhändertagande av anmälningar som inte omfattas av Datainspek-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">tionens föreskrifter, får emellertid inte omhändertas på ett sätt som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">innebär behandling av personuppgifter enligt personuppgiftslagen. Den</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">personuppgiftsansvarige måste därför skyndsamt göra en första gransk-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">ning av inkomna uppgifter med syfte att omedelbart ta bort sådana</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">anmälningar som inte får behandlas inom ramen för det särskilda</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">rapporteringssystemet. Givetvis är det på förhand svårt att avgöra om</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">uppgifter som framkommer inom ramen för ett rapporteringssystem i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">slutändan verkligen kommer leda till en utredning om allvarliga oegent-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ligheter eller brott. Det viktiga är dock att den personuppgiftsansvarige</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft31">inte får ha för avsikt att utreda annat än sådana överträdelser som upptas i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">Datainspektionens föreskrifter, dvs. allvarliga oegentligheter m.m.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Val av rapporteringssystem och metoder för att omhänderta inkomna</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">anmälningar inverkar således på vilken typ av anmälningar som får</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">omhändertas inom ramen för ett särskilt inrättat system.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">När det gäller själva utformningen av system för visselblåsare kan viss</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">ledning sökas i ICC:s riktlinjer (ICC <SPAN class="ft3">Guidelines on whistleblowing</SPAN>).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">Riktlinjerna förordar att det ska vara upp till varje enskilt företag att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">besluta vilken typ av kommunikationskanal (muntlig, skriftlig, telefon-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">baserad eller datorbaserad) som det vill använda sig av. Vidare bör</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">systemen anpassas efter företagets storlek och resurser och ha som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">målsättning att kunna ta emot och besvara alla rimliga förfrågningar om</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">råd och vägledning rörande affärsetiska frågor och andra etiska</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">bekymmer som lyfts fram av både anställda och externa aktörer.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">Systemen bör även, i ett så tidigt skede som möjligt, ta emot och hantera</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">rapporter från anställda och externa aktörer om någon som helst faktiskt</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">eller misstänkt förekomst av ett brott mot tillämpliga lagar etc. som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">allvarligt kan skada företaget eller koncernen. Riktlinjerna innehåller</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">också anvisningar om vem som bör ansvara för förvaltningen av</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">222</P></TD>
<TD class="tr31 td169"><P class="p20 ft2">systemen, varvid förordas att ansvaret bör åläggas personal med</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_223">
<DIV>
<DIV id="id_1">
<P class="p157 ft2">odiskutabelt anseende och betydande arbetslivserfarenhet, där en del av arrangemanget får bestå av externa företag som specialiserat sig på mottagande av anmälningar från visselblåsare. Riktlinjerna ställer krav på företagen att behandla uppgifter om identiteten på den som slår larm och den som anmälaren avser konfidentiellt. Rapporter ska under strikta sekretessgarantier följas upp av lämpliga personer eller enheter inom företaget. Resultatet av undersökningen bör så snart det är lämpligt kommuniceras med den som har gjort anmälan. Även den eller de personer vars beteende det rapporterats om ska informeras om huvud- dragen i det pågående förfarandet och beredas tillfälle att försvara sig. En rapport ska dock lämnas utan avseende om den inte lämnats i god tro.</P>
<P class="p258 ft2">ICC:s riktlinjer och Datainspektionens föreskrifter skiljer sig åt på vissa punkter. ICC:s riktlinjer förordar att företagen själva ska besluta om rapporteringen inom systemet ska vara obligatorisk eller inte, medan Datainspektionen kräver att användningen av systemen måste vara frivillig. Riktlinjerna förordar inte heller en användning som begränsar sig till en viss typ av missförhållanden och viss typ av brottslighet, även om ICC:s riktlinjer upptar oegentligheter som ”allvarligt” kan skada företaget eller koncernen.</P>
<P class="p559 ft2">De anmälningar om missförhållanden som nu avses gäller i första hand överträdelser av bestämmelser i förordningen, rättsakter som har antagits med stöd av förordningen, kontoföringslagen samt föreskrifter som har meddelats med stöd av kontoföringslagen. Det är emellertid svårt att avgränsa regleringen till att avse enbart anmälningar och utsagor som rör överträdelser av bestämmelser direkt knutna till dessa regelverk. Kraven i förordningen bör därför tillgodoses genom att det tas in en bestämmelse i lag som utformas på så sätt att den omfattar överträdelser av bestäm- melser som gäller för institutets verksamhet. Besvärliga gränsdragnings- problem kan därigenom undvikas. Samtidigt medför det ett både tydlig- are och säkrare skydd för anmälaren.</P>
<P class="p258 ft2">I kontoföringslagen bör det således införas ett krav på värdepappers- centraler och kontoförande institut att tillhandahålla ändamålsenliga rapporteringssystem för anställda som vill göra anmälningar om miss- tänkta överträdelser av bestämmelser som gäller för verksamheten. Detta överensstämmer med den bedömning som gjordes vid genomförandet av kapitaltäckningsdirektivet (a. prop. s. <NOBR>248–254).</NOBR></P>
<P class="p258 ft2">Oavsett vilket rapporteringsförfarande som används ska undersök- ningen av lämnade uppgifter ske på ett proportionerligt och oberoende sätt, vilket får anses innefatta krav på att det sker ett lämpligt urval av vilka personer som ges i uppgift att hantera systemet och följa upp gjorda anmälningar. Om det system som används innebär behandling av person- uppgifter enligt personuppgiftslagen, måste systemen uppfylla och användas i enlighet med de krav som följer av den lagen och Data- inspektionens föreskrifter på området. Anställda bör, för att minska risken för ett felaktigt användande av valda system, erhålla information om för vilka syften som inrättade system är avsedda att användas. Tillsynen över att instituten efterlever dessa krav ankommer dock inte på Finansinspektionen utan på Datainspektionen.</P>
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<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">223</P>
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<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p641 ft2">224</P>
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<P class="p743 ft107"><SPAN class="ft75">8.9.6</SPAN><SPAN class="ft106">Skydd för anmälarens och den utpekade personens identitet</SPAN></P>
<P class="p744 ft2"><SPAN class="ft29">Regeringens förslag: </SPAN>Sekretess ska gälla i en statlig myndighets verk- samhet enligt kontoföringslagen för uppgift om en enskilds personliga och ekonomiska förhållanden i en anmälan eller utsaga om överträd- else av bestämmelse i lag eller annan författning som gäller för värde- papperscentralers och utsedda kreditinstituts verksamhet, om uppgift- en kan avslöja den anmäldes identitet och det inte står klart att den kan röjas utan att denne lider skada eller men.</P>
<P class="p745 ft4">Nuvarande bestämmelse om sekretess i kontoföringslagen ska utvid- gas till att omfatta uppgifter i en anmälan eller en utsaga om en miss- tänkt överträdelse av en bestämmelse som gäller för verksamheten, om uppgiften kan avslöja anmälarens eller en utpekad persons iden- titet.</P>
<P class="p746 ft4"><SPAN class="ft96">Regeringens bedömning: </SPAN>Bestämmelsen i offentlighets- och sekre- tesslagen om att sekretess i vissa fall ska gälla vid tillståndsgivning eller tillsyn för uppgifter i en anmälan eller utsaga om överträdelse av bestämmelse, om uppgiften kan avslöja anmälarens identitet, tillgodo- ser det krav på identitetsskydd som följer av förordningen om värde- papperscentraler när det gäller anmälarens identitet.</P>
<P class="p747 ft96">Promemorians förslag och bedömning <SPAN class="ft4">överensstämmer med reger- ingens förslag och bedömning.</SPAN></P>
<P class="p748 ft2"><SPAN class="ft29">Remissinstanserna: </SPAN>Flertalet remissinstanser tillstyrker promemorians förslag och bedömning eller har inget att invända mot dem. <SPAN class="ft3">Ekobrotts- myndigheten </SPAN>framhåller att rätten till partsinsyn gäller under en förunder- sökning dvs. redan innan åtal har väckts. Ekobrottsmyndigheten, som hänvisar till sitt remissyttrande över betänkandet Marknadsmissbruk II (SOU 2014:46), anser att det finns starka skäl att närmare analysera för- hållandet mellan å ena sidan det föreslagna skyddet för visselblåsares identitet och å andra sidan en parts rätt till insyn. <SPAN class="ft3">Journalistförbundet </SPAN>avvisar förslaget om sekretess med omvänt skaderekvisit och förordar en sekretess med rakt skaderekvisit med hänvisning till att intresset för allmänhetens insyn i verksamheten i detta fall väger tyngre än intresset att skydda anmälds identitet. Förbundet förordar att en sådan ny regel omfattas av rätten att offentliggöra och lämna uppgifter (meddelarfrihet). <SPAN class="ft3">Euroclear Sweden AB </SPAN>anser att det inte klart framkommer av motive- ringarna i promemorian att sekretess bör gälla såväl anmälaren som den som blir föremål för anmälan. Euroclear efterfrågar vidare en närmare analys när det gäller begreppet obehörigt röjande och tolkningen av det- samma i lagen om bank- och finansieringsrörelse med beaktande av att bestämmelsen i kontoföringslagen är utformad på ett annat sätt än den om banksekretess och att de uppgifter som behandlas hos värdepappers- centralerna skiljer sig en hel del från den information som finns hos bankerna.</P>
<P class="p280 ft96">Skälen för regeringens förslag och bedömning: <SPAN class="ft4">I förordningen om värdepapperscentraler ställs krav på medlemsstaterna att införa regler som säkerställer att identiteten inte röjs avseende både den person som rapporterar en överträdelse och en fysisk person som påstås vara ansvarig för överträdelsen. Identitetsskyddet ska gälla under alla skeden av</SPAN></P>
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<P class="p157 ft2">förfarandena, om inte ett offentliggörande krävs enligt nationell rätt i samband med ytterligare utredning eller efterföljande administrativa eller rättsliga förfaranden (artikel 65.2 d). Detta torde omfatta såväl handläggning vid en myndighet som ett instituts interna rapporterings- system. Om t.ex. åtal väcks till följd av en anmälan om en överträdelse eller om en fråga om beslut om sanktioner mot en värdepapperscentral prövas hos Finansinspektionen eller vid allmän förvaltningsdomstol, gäller däremot inte något krav på identitetsskydd enligt förordningen. Det torde vara rapportering av överträdelser av förordningens regler och regler som har meddelats med stöd av förordningen som avses när det gäller skyddet för anmälare respektive utpekad person.</P>
<P class="p258 ft2">En regel av liknande innebörd finns även i kapitaltäckningsdirektivet, med den skillnaden att det skyddet endast avser den person som har rapporterat om överträdelsen (artikel 71.2 d). Regeln i det direktivet har genomförts i svensk rätt i 30 kap. 4 b § offentlighets- och sekretesslagen när det gäller det allmännas verksamhet och i 1 kap. 10 § lagen om bank- och finansieringsrörelse och 11 kap. 11 § andra stycket lagen om värde- pappersmarknaden när det gäller privat verksamhet (prop. 2013/14:228 s. <NOBR>254–259).</NOBR> Regeln i förordningen om värdepapperscentraler skiljer sig således från regeln i kapitaltäckningsdirektivet på så sätt att skyddet enligt förordningen även omfattar den fysiska person som påstås vara ansvarig för överträdelsen.</P>
<P class="p557 ft2">Ett skydd för anmälarens identitet kan uppnås på två sätt: antingen genom att föreskriva att den som anmäler ska uppge sitt namn men där- efter erbjuda ett skydd för att anmälarens identitet inte röjs (sekretes- skydd), eller genom att ställa krav på anonyma anmälningar. Artikel 29- gruppen (se avsnitt 8.9.4) har i sin rapport belyst bl.a. frågan om anonyma rapportörer i förhållande till dataskyddsdirektivets krav om en korrekt behandling av personuppgifter. Arbetsgruppen anser att vissel- blåsarsystem som huvudregel ska behandla endast rapporter där anmälar- nas namn framgår. Skyddet för enskilda bör i stället tillgodoses genom garantier om att identiteten kommer behandlas konfidentiellt och inte lämnas ut till tredje part. Gruppen framhåller att det i och för sig inte bör föreligga något förbud mot anonyma rapporter, men system bör inte marknadsföras såsom att detta är tillåtet samt att den som vill lämna sin anmälan anonymt bör göras medveten om att identiteten kan komma att röjas i ett senare skede av förfarandet. Artikel <NOBR>29-gruppens</NOBR> slutsatser talar för att skydd för identitetsuppgifter bör genomföras genom bestäm- melser om sekretess. Det finns inte skäl att göra någon annan bedömning än den som gjordes vid genomförandet av kapitaltäckningsdirektivet, nämligen att instämma i Artikel <NOBR>29-gruppens</NOBR> slutsatser (a. prop. s. 255).</P>
<P class="p711 ft2">I fråga om sekretess hos Finansinspektionen för anmälarens identitet har som nämns ovan en sekretessbestämmelse redan införts i offentlig- hets- och sekretesslagen (30 kap. 4 b §) vid genomförandet i svensk rätt av kapitaltäckningsdirektivet (a. prop. s. <NOBR>254–259).</NOBR> Bestämmelsen om- fattar bl.a. värdepappersmarknaden, vilket får anses omfatta värde- papperscentraler och kontoförande institut. Däremot finns det till följd av förordningen skäl att överväga om bestämmelsen i offentlighets- och sekretesslagen bör utvidgas till att omfatta ett identitetsskydd även för den som anmälan avser, dvs. den utpekade personen.</P>
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<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">225</P>
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<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p17 ft2">Det kan inledningsvis konstateras att det i fråga om anmälningar om</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">överträdelser av reglerna i förordningen inte är fråga om överförande av</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">sekretess från en myndighet till en annan inom ramen för tillsynsverk-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">samhet. Den bestämmelse om detta som finns i 11 kap. 1 § offentlighets-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">och sekretesslagen är således inte tillräcklig. Inte heller i övrigt finns det</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">någon sekretessbestämmelse som tillgodoser det identitetsskydd som</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">förordningen avser.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">Rätten att ta del av allmänna handlingar är en medborgerlig rättighet</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">som utgör en viktig del av vårt demokratiska statsskick. Syftet med</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">denna rätt är, som det kommer till uttryck i 2 kap. 1 § tryckfrihetsförord-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">ningen, att främja ett fritt meningsutbyte och en allsidig upplysning.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">Genom tillgången till allmänna handlingar underlättas en fri åsiktsbild-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">ning, en fri och på fakta grundad debatt i skilda samhällsfrågor liksom</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">den medborgerliga kontrollen av den offentliga maktutövningen. Rätten</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">att ta del av allmänna handlingar är en rätt som tillkommer var och en.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">Förordningens krav på identitetsskydd för den som pekas ut är moti-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">verat av integritetsskäl. Det kan finnas en risk för att den utpekade</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">personen kan utsättas för andras missaktning om hans eller hennes namn</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">blir känt. Samtidigt finns det ett påtagligt intresse av insyn i tillsyns-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">myndigheters verksamhet, inte minst när det gäller sådan samhälls-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">ekonomiskt betydelsefull tillsyn som förekommer på finansmarknads-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">området. Någon sekretess för uppgift om identiteten på den som omfattas</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">av en anmälan till Finansinspektionen finns inte sedan tidigare. För att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">minimera ingreppet i offentlighetsprincipen bör en ny bestämmelse i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">offentlighets- och sekretesslagen enbart reglera den situation som avses i</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">förordningen. Frågan är då hur bestämmelsen bör utformas.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">Bestämmelsen om förundersökningssekretess till skydd för enskilda i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">35 kap. 1 § offentlighets- och sekretesslagen gäller bl.a. uppgifter som</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">förekommer i en utredning enligt bestämmelserna om förundersökning i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">brottmål. Sekretesskyddet gäller för uppgift om en enskilds personliga</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">och ekonomiska förhållanden, om det inte står klart att uppgiften kan</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">röjas utan att den enskilde eller någon närstående till denne lider skada</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">eller men. Det är alltså frågan om ett s.k. omvänt skaderekvisit. Den nya</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">sekretessbestämmelsen bör i huvudsak utformas efter förebild av denna</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">bestämmelse. Sekretess ska således gälla för uppgift om en enskilds per-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">sonliga och ekonomiska förhållanden i en anmälan eller utsaga, om upp-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">giften kan avslöja den anmäldes identitet och det inte står klart att den</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">kan röjas utan att denne lider skada eller men. Det finns alltså inte skäl</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">att ställa upp ett krav på absolut sekretess. Anmälan ska avse en över-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">trädelse av bestämmelse i lag eller annan författning som gäller för</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">värdepapperscentralers och utsedda kreditinstituts verksamhet, vilket</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">innefattar bl.a. förordningen om värdepapperscentraler. <SPAN class="ft3">Journalistför-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2"><SPAN class="ft3">bundet </SPAN>framför att sekretesskyddet för uppgift om anmälds identitet ska</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">utformas med ett rakt skaderekvisit. Journalistförbundet anser att allmän-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft31">hetens intresse av insyn över tillsynsmyndigheternas verksamhet behöver</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">tillgodoses även om anmälan inte leder till åtal. Syftet för medborgarnas</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">insyn är dock inte att hänga ut enskilda medarbetare, utan mer vilka före-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">tag eller aktörer de anmälda representerar. Journalistförbundet förordar</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">även att en ny sådan bestämmelse bör omfattas av meddelarfrihet.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">Det följer av förordningen att medlemsstaterna ska tillse att även den</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">226</P></TD>
<TD class="tr31 td169"><P class="p17 ft2">anmälde ska tillförsäkras identitetsskydd under alla skeden av förfaran-</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_227">
<DIV>
<DIV id="id_1">
<P class="p645 ft2">dena. Den nya bestämmelse i offentlighets- och sekretesslagen som före- slås i denna proposition ska endast vara tillämplig i statlig myndighets verksamhet enligt kontoföringslagen (30 kap. 4 b § andra stycket först- nämnda lag). Regeringen finner att den föreslagna bestämmelsen är väl avvägd för att uppfylla förordningens krav och tillgodose allmänintresset av insyn. Enligt regeringens uppfattning finns det inte skäl för att det ska gälla ett annat skaderekvisit enligt den bestämmelsen än det som gäller enligt nämnda bestämmelse om förundersökningssekretess till skydd för enskilda. Förslaget innebär emellertid att meddelarfrihet ska gälla för den nya bestämmelsen (30 kap. 30 § första stycket offentlighets- och sekretesslagen). Det innebär således att den tystnadsplikt som följer av bestämmelsen inte inskränker rätten enligt tryckfrihetsförordningen och yttrandefrihetsgrundlagen att meddela och offentliggöra uppgifter. I sammanhanget kan tilläggas att den föreslagna bestämmelsen, i ett första läge, kommer att tillämpas beträffande uppgifter som rör en enda värdepapperscentral.</P>
<P class="p297 ft31">Identitetsskyddet i fråga om uppgifter hos en värdepapperscentral kräver ytterligare överväganden. Regleringen i offentlighets- och sekretesslagen om begränsningar av enskildas rätt att ta del av allmänna handlingar är inte tillämplig inom den privata sektorn. På finansmark- nadsområdet finns det i stället särskilda regler om sekretess och tystnadsplikt för olika slag av finansiella företag och verksamheter i den lagstiftning som gäller för olika sektorer av finansmarknaden, t.ex. bankrörelse, försäkringsrörelse eller värdepappersrörelse. I 1 kap. 10 § lagen om bank- och finansieringsrörelse finns det bestämmelser om s.k. banksekretess. Banksekretessen gäller för uppgifter om enskildas förhållanden till kreditinstitut och innebär att sådana uppgifter inte får bli föremål för ett obehörigt röjande. Som obehörigt röjande avses inte att uppgifterna lämnas med stöd av lag eller om ett uppgiftslämnande krävs för att institutet ska kunna fullgöra kundens uppdrag eller om kunden lämnat samtycke till att institutet lämnar ut uppgifter om honom eller henne. Intern information inom banken som påkallas av bankens lojala intressen anses inte heller vara obehörigt röjande (se prop. 2002/03:139 s. 478 f.). Sådan information får då lämnas endast till den eller de avdel- ningar eller till den personkrets som behöver den för verksamheten. Upp- gifter om bankkunder får inte bli föremål för någon allmän information inom banken (se a. prop. s. 479). I 1 kap. 10 § tredje stycket lagen om bank- och finansieringsrörelse anges att ansvar för brott mot tystnadsplikt enligt 20 kap. 3 § brottsbalken inte ska följa för den som bryter mot banksekretessen. Bestämmelsen om banksekretess i 1 kap. 10 § lagen om bank- och finansieringsrörelse har i samband med genomförandet av kapitaltäckningsdirektivet utvidgats till att omfatta även en uppgift i en anmälan eller en utsaga om en misstänkt överträdelse av en bestämmelse som gäller för kreditinstitutets verksamhet, om uppgiften kan avslöja anmälarens identitet (artikel 71.2 d, se prop. 2013/14:228 s. <NOBR>254–259).</NOBR></P>
<P class="p749 ft4">En liknande bestämmelse om tystnadsplikt för anställda hos centrala värdepappersförvarare och kontoförande institut finns i 8 kap. 2 § konto- föringslagen. Den bestämmelsen avser obehörigt röjande av uppgifter som har registrerats i ett avstämningsregister eller som har lämnats till en central värdepappersförvarare eller ett kontoförande institut av en förvaltare. Den har i huvudsak utformats efter förebild av bestämmelsen</P>
</DIV>
<DIV id="id_2">
<P class="p570 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">227</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_228">
<P class="p551 ft2">Prop. 2015/16:10 om banksekretess (prop. 1997/98:160 s. 182). Emellertid är den, till skillnad från bestämmelsen om banksekretess, straffsanktionerad genom 20 kap. 3 § brottsbalken. Bestämmelsen i kontoföringslagen har i huvud- sak samma innebörd som andra, motsvarande, bestämmelser på värde- pappersmarknadsområdet, se t.ex. 1 kap. 11 § första stycket lagen om värdepappersmarknaden och 2 kap. 19 § lagen om värdepappersfonder.</P>
<P class="p493 ft2">Tystnadsplikten enligt kontoföringslagen ger vika om det under för- undersökning i brottmål begärs uppgifter av undersökningsledare eller om det i ett ärende om rättslig hjälp i brottmål på framställning av en annan stat eller en mellanfolklig domstol begärs av åklagare (8 kap. 2 a § samma lag).</P>
<P class="p493 ft2">För att säkerställa ett skydd för en anmälares respektive en utpekad persons identitet i enlighet med det som avses i förordningen bör bestäm- melsen om tystnadsplikt för anställda hos värdepapperscentraler och kontoförande institut i kontoföringslagen utvidgas till att omfatta även uppgifter i en anmälan eller en utsaga om en misstänkt överträdelse av de bestämmelser som gäller för verksamheten. Det är i första hand fråga om uppgifter som lämnas inom ramen för institutens särskilda rapporterings- system och som på något sätt kan avslöja vem anmälaren eller den utpekade personen är. I likhet med det som gäller enligt nuvarande bestämmelse om sekretess i kontoföringslagen bör sekretesskyddet endast omfatta skydd för obehörigt röjande. Med det avses t.ex. inte att uppgifter lämnas på begäran av Finansinspektionen. <SPAN class="ft3">Euroclear Sweden AB </SPAN>efterfrågar en närmare analys när det gäller begreppet obehörigt röjande och tolkningen av detsamma i lagen om bank- och finansierings- rörelse med beaktande av att bestämmelsen i kontoföringslagen är ut- formad på ett annat sätt än den om banksekretess och att de uppgifter som behandlas hos värdepapperscentralerna skiljer sig en hel del från den information som finns hos bankerna. Regeringen konstaterar att det i denna proposition inte föreslås någon ändring i sak i den nuvarande bestämmelsen i kontoföringslagen (8 kap. 2 §). Det tillägg som föreslås beträffande uppgift i en anmälan eller en utsaga om en misstänkt över- trädelse avser emellertid även det obehörigt röjande som avses i den nu- varande bestämmelsen. Bestämmelserna i lagen om bank- och finansie- ringsrörelse och kontoföringslagen skiljer sig i och för sig åt när det gäller vilka uppgifter som inte obehörigen får röjas (1 kap. 10 § första stycket första meningen respektive 8 kap. 2 §). Enligt tidigare förarbets- uttalanden är emellertid begreppet obehörigt röjande avsett att tillämpas på samma sätt i kontoföringslagen som i reglerna om banksekretess (se a. prop. a. s.). Regeringen gör ingen annan bedömning i förevarande lag- stiftningsärende.</P>
<P class="p750 ft2"><SPAN class="ft3">Ekobrottsmyndigheten </SPAN>framhåller att rätten till partsinsyn gäller under en förundersökning dvs. redan innan åtal har väckts. Myndigheten anser att det finns starka skäl att närmare analysera förhållandet mellan å ena sidan det föreslagna skyddet för visselblåsares identitet och å andra sidan en parts rätt till insyn.</P>
<P class="p493 ft4">Rätten till partsinsyn i en förundersökning följer av 23 kap. 18 § rättegångsbalken. Förundersökning avser en misstänkt brottslig gärning. Överträdelser av reglerna i förordningen torde endast undantagsvis eller i vart fall sällan innebära brottsliga gärningar.</P>
<P class="p16 ft2">228</P>
</DIV>
<DIV id="page_229">
<P class="p751 ft4">Det föreslagna sekretesskyddet i 30 kap. 4 b § första stycket Prop. 2015/16:10 offentlighets- och sekretesslagen (angående anmälarens identitet) avser i</P>
<P class="p532 ft2">praktiken Finansinspektionens verksamhet ”en statlig myndighets verksamhet som består i tillståndsgivning eller tillsyn med avseende på bank- och kreditväsendet, värdepappersmarknaden eller försäkrings- väsendet”. Det gäller inte brottsbekämpande myndigheter.</P>
<P class="p440 ft2">Rätten enligt rättegångsbalken kan knappast i sig ge någon rätt till insyn i Finansinspektionens arbete med en anmälan. Om däremot anmälan resulterar i att en förundersökning inleds, så torde detta ske efter anmälan av Finansinspektionen eller på eget initiativ av polis/åklagare/ Ekobrottsmyndigheten. Om däremot anmälaren ovan väljer att – förutom sin anmälan till inspektionen – också polisanmäla det inträffade omfattar inte sekretesskyddet enligt den nya bestämmelsen anmälarens identitet i fråga om polisanmälan (då gäller i stället 18 kap. och 35 kap. offentlighets- och sekretesslagen angående sekretess i förundersökning). I det senare fallet innebär partsinsynen att den utpekade kan få reda på anmälarens identitet. Detta bör emellertid inte strida mot förordningen.</P>
<P class="p752 ft2">Även i de fall en anmälan utreds vidare och leder till ett ärende hos Finansinspektionen eller en annan myndighet eller domstol, kan dock sekretesskyddet ge vika till följd av den rätt till insyn i ett mål eller ärende som tillkommer en part enligt processrättsliga regler. Av 16 § förvaltningslagen framgår att en sökande, klagande eller annan part har rätt att ta del av det som har tillförts ärendet, om detta avser myndighetsutövning mot någon enskild. Rätten att ta del av uppgifter gäller med de begränsningar som följer av 10 kap. 3 § offentlighets- och sekretesslagen. Enligt 10 kap. 3 § samma lag kan en enskild, som på grund av sin partsställning har rätt till insyn i handläggningen, förvägras att ta del av en handling eller annat material i målet eller ärendet endast om det av hänsyn till allmänt eller enskilt intresse är av synnerlig vikt att en sekretessbelagd uppgift i materialet inte röjs. Vid den avvägning som görs enligt 10 kap. 3 § offentlighets- och sekretesslagen kommer syftet med visselblåsarsystemet, att möjliggöra för samtlig personal att utan rädsla för repressalier kunna rapportera om allvarliga händelser, stå mot en parts möjlighet att på ett relevant sätt kunna bemöta en anmälan. Vid en bedömning att partsinsynen inte kan begränsas enligt 10 kap. 3 § offentlighets- och sekretesslagen blir det i sådana fall fråga om att röja en anmälares eller en anmälds identitet för att i enlighet med nationella bestämmelser kunna utreda en överträdelse vidare eller överlämna ärendet för en rättslig process, vilket medför att bestämmelsen är förenlig med artikel 65 (jfr prop. 2013/14:228 s. 257).</P>
<P class="p753 ft1">9 Ingripanden och sanktioner</P>
<P class="p361 ft26">9.1 Bakgrund</P>
<TABLE cellpadding=0 cellspacing=0 class="t107">
<TR>
<TD class="tr28 td297"><P class="p20 ft2">I avsnitt 8.4 behandlas Finansinspektionens tillsynsbefogenheter. Dessa</P></TD>
<TD class="tr28 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">befogenheter syftar till att säkerställa att berörda företag följer det regel-</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td297"><P class="p20 ft2">verk som gäller för dem. Om t.ex. en värdepapperscentral har överträtt</P></TD>
<TD rowspan=2 class="tr43 td79"><P class="p17 ft2">229</P></TD>
</TR>
<TR>
<TD class="tr30 td297"><P class="p20 ft12"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_230">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p20 ft2">regelverket, aktualiseras frågan om Finansinspektionens ingripande</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">genom sanktioner till följd av överträdelsen. Dessa sanktioner behandlas</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">i förevarande avsnitt.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">Finansinspektionens ingripandemöjligheter i fråga om centrala värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">pappersförvarare har hittills reglerats i kontoföringslagen (9 kap. 2 och</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">3 §§). Om en central värdepappersförvarare har fattat ett beslut som</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">strider mot t.ex. kontoföringslagen eller någon annan författning som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">reglerar dess verksamhet, får Finansinspektionen förbjuda att beslutet</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">verkställs. En auktorisation som central värdepappersförvarare ska åter-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">kallas av Finansinspektionen om</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">1. värdepappersförvararen genom att överträda kontoföringslagen eller</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">någon annan författning som reglerar dess verksamhet eller på något</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p85 ft2">annat sätt har visat sig olämplig att utöva verksamheten,</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">2. värdepappersförvararen inte bedriver sådan verksamhet som aukto-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p85 ft2">risationen avser,</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">3. såvitt gäller ett svenskt aktiebolag, bolagets egna kapital understiger</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">två tredjedelar av det registrerade aktiekapitalet och bristen inte har</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p85 ft2">täckts inom tre månader från det att den blev känd för bolaget, eller</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">4. någon som ingår i värdepappersförvararens styrelse eller är dess verk-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">ställande direktör eller dennes ställföreträdare inte uppfyller de krav</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p85 ft2">som gäller för dem.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">Om det är tillräckligt, får Finansinspektionen i fall som avses i punkt-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">en 1 i stället besluta om varning.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">Enligt förordningen om värdepapperscentraler är medlemsstaterna</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">skyldiga att fastställa bestämmelser som säkerställer att deras behöriga</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">myndigheter får besluta om s.k. administrativa sanktioner och andra</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">åtgärder som är tillämpliga på de omständigheter som anges i artikel 63</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">för den eller de som är ansvariga för överträdelser av reglerna i</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">förordningen (artikel 61.1). Adjektivet ”administrativa” syftar på att de</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">sanktioner och åtgärder som de behöriga myndigheterna ska kunna</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">besluta om enligt förordningen inte är straffrättsliga.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">Reglerna om administrativa sanktioner och åtgärder i förordningen har</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">sin bakgrund i ett meddelande från kommissionen den 8 december 2010</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">(KOM 2010[716] slutlig). Meddelandet gällde sanktioner inom den</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">finansiella tjänstesektorn generellt sett. Av meddelandet framgick att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">kommissionen ansåg att skillnaderna mellan sanktionssystem i olika</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">medlemsstater är alltför stora och att sanktionerna inte alltid är tillräck-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">ligt effektiva, proportionella och avskräckande. Enligt kommissionen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">krävdes det ytterligare konvergens och förstärkning av sanktions-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">systemen. Kommissionen föreslog därför att en gemensam minimi-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">standard skulle fastställas på <NOBR>EU-nivå.</NOBR> I meddelandet analyserades möj-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">liga områden där sanktionsreglerna enligt kommissionens uppfattning</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">bör stärkas och bli mer harmoniserade.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">Även av förordningen om värdepapperscentraler följer att de behöriga</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">myndigheterna bör få tillgång till avskräckande sanktionssystem och</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">kunna vidta åtgärder som är effektiva, proportionella och avskräckande</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">(skälen 61 och 62).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">Efter tillkännagivandet av meddelandet har kommissionen lagt fram ett</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">flertal förslag till rättsakter på finansmarknadsområdet som innehåller</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">harmoniserade regler om administrativa sanktioner och åtgärder. Dessa</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">230</P></TD>
<TD class="tr31 td169"><P class="p17 ft2">förslag har i stort sett samma innebörd i fråga om sådana sanktioner och</P></TD>
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<P class="p343 ft2">åtgärder. Bland dessa förslag kan nämnas de förslag som sedermera an- togs såsom MiFID II (se avsnitt 4.5) respektive Europaparlamentets och rådets direktiv 2013/36/EU av den 26 juni 2013 om behörighet att utöva verksamhet i kreditinstitut och om särskild tillsyn av kreditinstitut och värdepappersföretag (det s.k. kapitaltäckningsdirektivet). Ett annat exem- pel är förslaget till omarbetning av Europaparlamentets och rådets direk- tiv om försäkringsförmedling [omarbetning] (COM[2012] 360 final).</P>
<P class="p351 ft2">De administrativa sanktionerna ska i första hand kunna riktas mot värdepapperscentraler och utsedda kreditinstitut som har utsetts av en värdepapperscentral för att tillhandahålla vissa banktjänster (artikel 61.2 i förordningen om värdepapperscentraler). Sanktioner ska dock – med förbehåll för de villkor som fastställs i nationell rätt inom områden som inte harmoniseras genom förordningen – kunna riktas även mot fysiska personer. Den krets av fysiska personer som är aktuell är ledamöter i ledningsorgan för värdepapperscentraler och utsedda kreditinstitut samt ”alla andra personer som i praktiken kontrollerar deras verksamhet eller några andra fysiska personer som enligt nationell rätt betraktas som ansvariga för en överträdelse”. Det sistnämnda gäller även juridiska personer som enligt nationell rätt är ansvariga för en överträdelse. Av det meddelande från kommissionen som nämns ovan framgår att kommissionens avsikt är att fysiska personer framför allt ska påföras sanktioner i de fall de kan hållas ensamt ansvariga för en överträdelse. Frågan om sanktioner mot fysiska personer behandlas i avsnitt 9.4.</P>
<P class="p360 ft4">I förordningen anges vissa överträdelser för vilka de administrativa sanktionerna ska kunna tillämpas (artikel 63.1).</P>
<P class="p337 ft2">Förordningen innehåller en s.k. sanktionskatalog, dvs. en förteckning över de sanktioner som de behöriga myndigheterna under alla förhållan- den, ”åtminstone”, ska kunna besluta om (artikel 63.2). Katalogen är av- sedd som en förteckning över de viktigaste administrativa sanktionerna och ska möjliggöra att förordningen tillämpas konsekvent i alla medlemsstater (skäl 63). Det anges uttryckligen i förordningen att de behöriga myndigheterna får förfoga över andra befogenheter att påföra sanktioner utöver dem som avses i sanktionskatalogen och får utdöma högre administrativa sanktionsavgifter än dem som fastställs i den (artikel 63.3).</P>
<P class="p333 ft4">Sanktionskatalogen innebär att de behöriga myndigheterna ska kunna besluta om i vart fall följande sanktioner (artikel 63.2):</P>
<P class="p754 ft2"><SPAN class="ft2">a)</SPAN><SPAN class="ft98">En offentlig förklaring som anger vilken person som är ansvarig för överträdelsen samt överträdelsens art i enlighet med artikel 62.</SPAN></P>
<P class="p754 ft4"><SPAN class="ft2">b)</SPAN><SPAN class="ft99">Ett beslut om att den person som är ansvarig för överträdelsen ska upphöra med sitt agerande och inte upprepa det.</SPAN></P>
<P class="p755 ft2"><SPAN class="ft2">c)</SPAN><SPAN class="ft98">Återkallelse av de auktorisationer som har beviljats enligt artikel 16 eller 54 i enlighet med artikel 20 eller 57, dvs. auktorisation av värde- papperscentraler eller av att utse kreditinstitut.</SPAN></P>
<P class="p754 ft2"><SPAN class="ft2">d)</SPAN><SPAN class="ft108">Ett tillfälligt förbud eller, för upprepade allvarliga överträdelser, ett permanent förbud för en ledamot av institutets ledningsorgan eller någon annan fysisk person som hålls ansvarig att utföra ledningsupp- gifter i institutet.</SPAN></P>
<P class="p157 ft2"><SPAN class="ft2">e)</SPAN><SPAN class="ft98">Maximala administrativa sanktionsavgifter på upp till minst två</SPAN></P>
<P class="p756 ft22">gånger beloppet för den vinst som erhölls genom överträdelsen, om de beloppen kan fastställas.</P>
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<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">231</P>
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<DIV id="dimg1">
<INGENBILD zsrc="H30310232x1.jpg/" id="img1">
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<TABLE cellpadding=0 cellspacing=0 class="t77">
<TR>
<TD class="tr2 td129"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td75"><P class="p20 ft2">f)</P></TD>
<TD class="tr2 td312"><P class="p17 ft2">Maximala administrativa sanktionsavgifter för fysiska personer på</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td312"><P class="p17 ft2">upp till minst 5 miljoner euro eller motsvarande värde i nationell</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td312"><P class="p17 ft2">valuta dagen för antagandet av denna förordning, i medlemsstater</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td312"><P class="p64 ft2">vars valuta inte är euro.</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft2">g)</P></TD>
<TD class="tr25 td312"><P class="p17 ft2">Om det gäller en juridisk person, maximala administrativa sanktions-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td312"><P class="p17 ft2">avgifter på minst 20 miljoner euro eller upp till 10 procent av den</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td312"><P class="p17 ft2">juridiska personens totala årsomsättning i enlighet med den senaste</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td312"><P class="p17 ft2">tillgängliga redovisning som har godkänts av ledningsorganet. Om</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td312"><P class="p17 ft2">den juridiska personen är ett moderföretag eller ett dotterföretag till</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td312"><P class="p17 ft2">det moderföretag som i enlighet med direktiv 2013/34/EU ska upp-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td312"><P class="p17 ft2">rätta koncernredovisning, ska den relevanta totala årsomsättningen</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td312"><P class="p17 ft2">vara den totala årsomsättningen eller motsvarande inkomstslag i</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td312"><P class="p17 ft2">enlighet med de relevanta redovisningsdirektiven enligt den senaste</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td312"><P class="p17 ft2">tillgängliga sammanställda redovisning som har godkänts av led-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td312"><P class="p64 ft2">ningsorganet för det yttersta moderföretaget.</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td312"><P class="p17 ft2">De olika sanktionerna enligt sanktionskatalogen behandlas i av-</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">snitt 9.5.</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td312"><P class="p17 ft2">I förordningen finns anvisningar till de behöriga myndigheterna i fråga</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">om hur de ska utöva sina befogenheter i syfte att uppnå ett visst resultat</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">(artikel 61.3). Sådana regler som riktar sig direkt till de behöriga myndig-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">heterna kräver i allmänhet ingen lagstiftningsåtgärd, eftersom förord-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">ningen är direkt tillämplig. De regler i förordningen som kräver lagstift-</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">ningsåtgärder är i stället de regler som riktar sig till medlemsstaterna.</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td312"><P class="p17 ft2">Det finns också regler om vilka omständigheter som ska beaktas vid</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">valet mellan olika tänkbara sanktioner (artikel 64). Dessa regler behand-</P></TD>
</TR>
<TR>
<TD class="tr27 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td169"><P class="p20 ft2">las närmare i avsnitt 9.7.</P></TD>
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<P class="p757 ft72">9.2 Administrativa sanktioner eller straffrättsliga påföljder?</P>
<P class="p716 ft4"><SPAN class="ft96">Regeringens förslag: </SPAN>Finansinspektionen ska kunna besluta om administrativa sanktioner mot juridiska och fysiska personer för över- trädelser av reglerna i förordningen om värdepapperscentraler. Be- stämmelser om administrativa sanktioner införs i kontoföringslagen.</P>
<P class="p705 ft22"><SPAN class="ft97">Regeringens bedömning: </SPAN>Det saknas anledning att införa någon ny bestämmelse om straffansvar för motsvarande överträdelser.</P>
<P class="p546 ft96">Promemorians förslag och bedömning <SPAN class="ft4">överensstämmer med reger- ingens förslag och bedömning.</SPAN></P>
<P class="p492 ft2"><SPAN class="ft29">Remissinstanserna: </SPAN>Flertalet remissinstanser tillstyrker promemorians förslag och bedömning eller har inget att invända mot dem. <SPAN class="ft3">Riksbanken </SPAN>framhåller vikten av att man i det fortsatta arbetet tar ett samlat grepp om sanktionsfrågorna, så att det skapas ett enhetligt och konsekvent sanktionssystem. Det kan exempelvis behövas ett klarläggande om vad som gäller om någon samtidigt överträder flera olika regelverk. <SPAN class="ft3">Kammarrätten i Stockholm </SPAN>anför att det krävs en grundligare analys ur ett förvaltningsrättsligt perspektiv av de nya tillsynsbefogenheterna och de utökade ingripandemöjligheterna. Kammarrätten hänvisar i detta</P>
<P class="p589 ft2">sammanhang till sitt yttrande över betänkandet Marknadsmissbruk II</P>
<P class="p16 ft2">232</P>
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<DIV id="page_233">
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<P class="p343 ft4">(SOU 2014:46) och även till yttrandet över betänkandet Ändrade informationskrav på värdepappersmarknaden (SOU 2014:70).</P>
<P class="p337 ft29">Skälen för regeringens förslag och bedömning: <SPAN class="ft2">I svensk rätt går det en skiljelinje mellan å ena sidan påföljder för och annan rättsverkan av brott, dvs. straffrätt, och å andra sidan sanktioner som beslutas i administrativ, dvs. förvaltningsrättslig, ordning. Frågor om ansvar för brott prövas i regel inom ramen för ett brottmål i allmän domstol, alter- nativt av åklagare genom strafföreläggande eller av polisman genom föreläggande av ordningsbot. Administrativa sanktioner beslutas i regel av en förvaltningsmyndighet och ett sådant beslut kan överklagas till allmän förvaltningsdomstol.</SPAN></P>
<P class="p344 ft2">Termen brott definieras i svensk rätt som en gärning som är beskriven i lag eller annan författning och för vilken straff är föreskrivet (1 kap. 1 § brottsbalken). Därutöver krävs dock som huvudregel att gärningen begås uppsåtligen (1 kap. 2 § samma balk). I fråga om vissa brott krävs inte att uppsåt föreligger; i stället är det tillräckligt att gärningsmannen begick gärningen med en viss grad av oaktsamhet, dvs. vårdslöshet. Uppsåt och oaktsamhet kallas med en gemensam beteckning subjektiva rekvisit eller rekvisit för personligt ansvar (beträffande den senare termen, se Petter Asp m.fl., Kriminalrättens grunder, 2 uppl., 2013, s. <NOBR>58–60).</NOBR> Vilka slags överträdelser av olika regler som är kriminaliserade, dvs. straffbelagda, kan i hög grad variera över tid och mellan olika stater. Det är därför svårt att ange någon gemensam egenskap för de gärningar som är kriminali- serade. Straffrättsanvändningsutredningen har dock i sitt betänkande Vad bör straffas? (SOU 2013:38) övervägt frågan om vilka grundläggande kriterier som ska vara uppfyllda för att kriminalisering ska övervägas. Utredningen sammanfattade då kriterierna enligt följande (s. 19 f.).</P>
<P class="p758 ft4"><SPAN class="ft2">1.</SPAN><SPAN class="ft104">Det tänkta straffbudet måste avse ett identifierat och konkretiserat intresse som är skyddsvärt (godtagbart skyddsintresse).</SPAN></P>
<P class="p754 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft98">Det beteende som avses bli kriminaliserat måste kunna orsaka skada eller fara för skada på skyddsintresset.</SPAN></P>
<P class="p754 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft98">Endast den som har visat skuld – varit klandervärd – bör träffas av straffansvar, vilket innebär att kriminaliseringen inte får äventyra tillämpningen av skuldprincipen.</SPAN></P>
<P class="p157 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft98">Det får inte finnas något tillräckligt värdefullt motstående intresse.</SPAN></P>
<P class="p759 ft4"><SPAN class="ft2">5.</SPAN><SPAN class="ft104">Det får inte finnas någon alternativ metod som är tillräckligt effektiv för att komma till rätta med det oönskade beteendet. De övervägan- den som bör göras i fråga om detta kriterium är följande:</SPAN></P>
<P class="p760 ft2"><SPAN class="ft2">a)</SPAN><SPAN class="ft98">Finns det redan en handlingsdirigerande regel som är tillräckligt effektiv för att motverka det oönskade beteendet?</SPAN></P>
<P class="p760 ft2"><SPAN class="ft2">b)</SPAN><SPAN class="ft108">Om en handlingsdirigerande regel behöver införas – kan beteen- det motverkas tillräckligt effektivt med en regel som inte är repressiv (t.ex. en civilrättslig regel om skadestånd)?</SPAN></P>
<P class="p760 ft2"><SPAN class="ft2">c)</SPAN><SPAN class="ft98">Om det är nödvändigt att införa en repressiv handlingsdirigerande regel för att motverka det oönskade beteendet ska i första hand vite, sanktionsavgift eller återkallelse av tillstånd övervägas.</SPAN></P>
<P class="p761 ft2">Straff bör väljas i sista hand.</P>
<P class="p351 ft4">Det förhållandet att termen brott är knuten till att ett straff är före- skrivet för gärningen i fråga innebär att straff inte kan komma i fråga för andra gärningar än brott. Således kan t.ex. ett fängelsestraff endast komma i fråga som påföljd för brott. Särskilda rättssäkerhetskrav gäller</P>
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<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">233</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_234">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p20 ft2">också i fråga om straff och andra påföljder för brott eller annan rätts-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">verkan av brott. Bland annat får inte någon dömas till en brottspåföljd för</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">en gärning som inte var belagd med en sådan påföljd när den begicks</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">(den s.k. straffrättsliga legalitetsprincipen, 2 kap. 10 § första stycket</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">regeringsformen och artikel 7 i den Europeiska konventionen av den</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">4 november 1950 om skydd för de mänskliga rättigheterna och de grund-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">läggande friheterna, Europakonventionen). En annan konstitutionell prin-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">cip av betydelse är rätten att inte bli lagförd eller straffad två gånger för</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">samma gärning. Denna princip kan också beskrivas som ett förbud mot</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">dubbel lagföring och straff (ne bis in idem). Se vidare om detta förbud i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">avsnitt 9.7.8.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">I likhet med påföljder och annan rättsverkan av brott syftar de</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">administrativa sanktionerna till att sanktionera ett visst, icke önskvärt,</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">beteende. Lagstiftaren har dock inte funnit skäl att kriminalisera, dvs.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">straffbelägga, det beteendet. Administrativa sanktioner förekommer i stor</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">omfattning i svensk rätt. Vissa slag av sanktioner riktar sig mot var och</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">en som överträder en viss bestämmelse. Som ett exempel på det kan</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">nämnas lagen (1976:206) om felparkeringsavgift. Andra slag av sank-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">tioner riktar sig till den som bedriver en viss verksamhet. Så är i regel</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">fallet med näringsrättsliga sanktioner, bl.a. på finansmarknadsområdet.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">Finansinspektionen får besluta om sanktioner mot bl.a. banker, försäk-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ringsföretag, värdepappersbolag och clearingorganisationer för över-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">trädelser av de regelverk som gäller på detta område.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Administrativa sanktioner respektive påföljder och annan rättsverkan</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">av brott liknar varandra i den meningen att det rör sig om sanktioner som</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">det allmänna riktar mot enskilda, i vissa fall även juridiska personer. Det</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">är således fråga om offentligrättsliga sanktioner i vid bemärkelse. Från</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">sådana sanktioner skiljer sig de civilrättsliga sanktioner som kan utgå</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">t.ex. i samband med köp av fast eller lös egendom eller i andra kontrakts-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">förhållanden. Ett annat exempel på en civilrättslig sanktion är ersättning</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">enligt lagen (1981:739) om ersättning för inkassokostnader m.m. De</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">civilrättsliga sanktionerna karaktäriseras bl.a. av att det rör sig om en</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">enskild som utkräver en prestation av en annan enskild, ofta med anled-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ning av ett avtalsförhållande mellan parterna. Såväl fysiska som juridiska</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">personer kan bli föremål för administrativa sanktioner. Emellertid kan</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">endast fysiska personer begå brott, vilket innebär att endast sådana</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">personer kan dömas till en brottspåföljd. I vissa fall kan dock en juridisk</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">person sanktioneras till följd av brott. En näringsidkare kan nämligen i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">vissa fall åläggas en s.k. företagsbot för brott som har begåtts i utöv-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ningen av näringsverksamheten (36 kap. 7 § brottsbalken).</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p60 ft2">Förordningen är inte avsedd att påverka tillämpningen av straffrättsliga</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">påföljder i medlemsstaterna (skäl 65). Av den anledningen föreskrivs i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">förordningen att medlemsstaternas skyldighet att fastställa bestämmelser</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">om administrativa sanktioner och åtgärder inte ska påverka medlems-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">staternas rätt att föreskriva och besluta om straffrättsliga påföljder</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">(artikel 61.1 första stycket). Således har medlemsstaterna ett handlings-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">utrymme att välja straffrättsliga påföljder i stället för administrativa sank-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">tioner. Om en medlemsstat utnyttjar det handlingsutrymmet, måste den</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">dock fastställa sådana straffrättsliga påföljder inom en viss tid och där-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">efter underrätta kommissionen och Esma om de relevanta bestämmel-</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">234</P></TD>
<TD class="tr31 td169"><P class="p20 ft2">serna (artikel 61.1 andra stycket). Medlemsstaten i fråga är i ett sådant</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_235">
<DIV>
<DIV id="id_1">
<P class="p157 ft2">fall också skyldig att säkerställa ett visst mått av samarbete mellan den behöriga myndigheten och de berörda rättsvårdande myndigheterna (artikel 61.4). Vidare ska en sådan medlemsstat lämna viss information till Esma om brottsutredningar och straffrättsliga påföljder (artikel 61.6 andra stycket).</P>
<P class="p559 ft2">Regeringen gör bedömningen att de sanktioner som bör komma i fråga bör vara av administrativt slag och i första hand rikta sig mot juridiska personer, framför allt värdepapperscentraler. Straffansvar för fysiska personer är inte den mest effektiva metoden att uppnå syftena med regleringen av finansmarknaden, nämligen att värna om den finansiella stabiliteten, förtroendet för finansmarknaden, marknadens effektivitet och integritet samt att skydda investerarna. Kännbara sanktioner mot ett finansiellt företag, t.ex. i form av en sanktionsavgift, har alltså större förutsättningar att förmå företaget i fråga att följa gällande regelverk jämfört med om en enskild befattningshavare blir föremål för förundersökning och åtal. En annan aspekt är att förundersökningar på finansmarknadsområdet är tids- och resurskrävande.</P>
<P class="p258 ft2">Som framgår av avsnitt 7.5 finns det visserligen en straffbestämmelse i aktiebolagslagen som gäller underlåtenhet att föra aktiebok m.m. (30 kap. 1 §). Den gäller dock inte för centrala värdepappersförvarare. Som framgår av avsnitt 7.6 finns det även en straffbestämmelse i 8 kap. 5 § kontoföringslagen som är kopplad till meddelandeförbudet i 8 kap. 4 § samma lag. Den avser dock en avgränsad fråga relaterad till bl.a. uppgifter med anledning av en förundersökning i brottmål och inte centrala värdepappersförvarares verksamhet en vidare mening.</P>
<P class="p559 ft4">Sanktionerna mot överträdelser av förordningen om värdepappers- centraler bör alltså vara av administrativt slag. I avsnitt 9.6 föreslås även att fysiska personer i vissa fall ska kunna bli föremål för administrativa sanktioner för överträdelser av reglerna i förordningen.</P>
<P class="p117 ft2"><SPAN class="ft3">Riksbanken </SPAN>poängterar vikten av att man i det fortsatta arbetet tar ett samlat grepp om sanktionsfrågorna, så att det skapas ett enhetligt och konsekvent sanktionssystem. Det kan exempelvis behövas ett klarlägg- ande om vad som gäller om någon samtidigt överträder flera olika regel- verk.</P>
<P class="p117 ft2">Regeringen konstaterar att frågor om sanktioner på finansmarknads- området är föremål för övervägande i det stora flertalet <NOBR>EU-rättsakter</NOBR> på området. En utgångspunkt för det arbetet är att sanktionssystemet ska vara enhetligt och konsekvent så långt det är möjligt med hänsyn till de <NOBR>EU-rättsakter</NOBR> som sanktionerna hänför sig till. Det kan emellertid inte uteslutas att det kan förekomma fall där en och samma handling eller underlåtenhet skulle kunna innebära att flera olika regelverk överträds samtidigt. Med hänsyn till den straffrättsliga karaktär som flera av de sanktioner som föreslås i denna proposition har torde Finansinspektionen om det skulle inträffa vara förhindrad att utreda ytterligare ingripanden på grund av samma handling (se avsnitt 9.7.8).</P>
<P class="p297 ft4"><SPAN class="ft36">Kammarrätten i Stockholm </SPAN>anför att det krävs en grundligare analys ur ett förvaltningsrättsligt perspektiv av de nya tillsynsbefogenheterna och de utökade ingripandemöjligheterna. Kammarrätten hänvisar i detta sammanhang till sitt yttrande över betänkandet Marknadsmissbruk II (SOU 2014:46) och även till yttrandet över betänkandet Ändrade informationskrav på värdepappersmarknaden (SOU 2014:70). Som</P>
</DIV>
<DIV id="id_2">
<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">235</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_236">
<DIV id="dimg1">
<INGENBILD zsrc="H30310236x1.jpg/" id="img1">
</DIV>
<P class="p608 ft2">Prop. 2015/16:10 kammarrätten påpekar innebär förslagen i denna proposition att Finansinspektionen ska få tillgång till en rad nya befogenheter och möjligheter att ingripa. I förhållande till gällande rätt utökas befogenheterna med platsundersökning (vilket följer direkt av förord- ningen, artikel 22.5), begära handlingar och kalla till förhör för att inhämta upplysningar samt meddela förelägganden och utfärda vite. Det följer av förordningen att behörig myndighet ska ha alla de tillsynsbefogenheter och utredningsbefogenheter som den behöver för att utföra sina uppgifter. De utökade tillsynsbefogenheter och möjligheter att ingripa som föreslås för Finansinspektionen i denna proposition följer antingen direkt av förordningen om värdepapperscentraler eller av det som anges i förordningen om att medlemsstaterna ska fastställa regler i nationell rätt. Förslagen i propositionen innebär att det i kontoförings- lagen införs bestämmelser om tillsynsbefogenheter och ingripande- möjligheter som motsvarar de som redan finns i andra lagar på finans- marknadsområdet. Enligt regeringens uppfattning föranleder dessa förslag inte någon analys utöver den som har gjorts i tidigare lagstift- ningsärenden och den som görs i förevarande lagstiftningsärende.</P>
<TABLE cellpadding=0 cellspacing=0 class="t97">
<TR>
<TD class="tr38 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td141"><P class="p491 ft24">9.3</P></TD>
<TD class="tr38 td206"><P class="p1 ft26">Ingripanden mot juridiska personer</P></TD>
</TR>
<TR>
<TD class="tr47 td34"><P class="p20 ft70"> </P></TD>
<TD colspan=2 class="tr55 td302"><P class="p20 ft93"> </P></TD>
</TR>
<TR>
<TD class="tr31 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td304"><P class="p68 ft2"><SPAN class="ft29">Regeringens förslag: </SPAN>Om en värdepapperscentral eller ett utsett</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p68 ft2">kreditinstitut har åsidosatt sina skyldigheter enligt kontoföringslagen,</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">förordningen om värdepapperscentraler eller andra författningar som</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">reglerar verksamheten, ska Finansinspektionen ingripa.</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p121 ft2">Om tjänster för vilka auktorisation krävs enligt förordningen till-</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">handahålls av någon som inte är berättigad till det, ska Finans-</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">inspektionen kunna beslut om ett föreläggande eller en sanktionsavgift</P></TD>
</TR>
<TR>
<TD class="tr27 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td304"><P class="p68 ft2">mot var och en som tillhandahåller en sådan tjänst.</P></TD>
</TR>
<TR>
<TD class="tr56 td303"><P class="p20 ft94"> </P></TD>
<TD colspan=2 class="tr57 td305"><P class="p20 ft5"> </P></TD>
</TR>
<TR>
<TD class="tr2 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td306"><P class="p60 ft2"><SPAN class="ft29">Promemorians förslag </SPAN>överensstämmer med regeringens förslag.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p60 ft2"><SPAN class="ft29">Remissinstanserna </SPAN>tillstyrker promemorians förslag eller har inget att</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">invända mot det. <SPAN class="ft3">Euroclear Sweden AB </SPAN>önskar, med hänvisning till bety-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">delsen av transparens vid rättsliga ingripanden, en närmare redogörelse</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">för vilka andra överträdelser av bestämmelser i förordningen eller i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">svensk rätt som kan bli aktuella.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p60 ft29">Skälen för regeringens förslag: <SPAN class="ft2">Enligt förordningen om värde-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">papperscentraler ska behöriga myndigheter kunna påföra administrativa</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">sanktioner och andra åtgärder mot värdepapperscentraler och utsedda</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">kreditinstitut (artikel 61.2). Med ett utsett kreditinstitut avses ett sådant</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">kreditinstitut som en värdepapperscentral har utsett att tillhandahålla</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td141"><P class="p20 ft2">anknutna</P></TD>
<TD class="tr26 td206"><P class="p20 ft2">banktjänster (artikel 54.4). Under vissa förutsättningar ska</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">sådana sanktioner och åtgärder även kunna vidtas mot vissa fysiska</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">personer, se avsnitt 9.4.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p60 ft2">I förordningen anges vilka överträdelser som under alla förhållanden,</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">ska kunna bli föremål för sanktioner (artikel 63.1). Det rör sig bl.a. om</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">tillhandahållande av tjänster utan auktorisation och erhållande av auktori-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">sation på vissa felaktiga grunder (leden a och b). Beträffande värdepap-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">perscentraler kan det även röra sig om underlåtelse att uppfylla kapital-</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">236</P></TD>
<TD colspan=2 class="tr31 td306"><P class="p20 ft2">kraven, de organisatoriska kraven, uppförandekraven, kraven för till-</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_237">
<DIV>
<DIV id="id_1">
<P class="p157 ft2">handahållande av vissa tjänster, stabilitetskraven eller kraven avseende länkar mellan värdepapperscentraler (leden <NOBR>c–h).</NOBR> Det kan även vara frågan om att en värdepapperscentral utan grund vägrar att bevilja tillträde till vissa tjänster (led i). I fråga om utsedda kreditinstitut kan det röra sig om underlåtelse att uppfylla vissa stabilitetskrav för antingen kreditrisker eller likviditetsrisker (leden j och k).</P>
<P class="p559 ft2">Av förordningen framgår att det är möjligt för medlemsstaterna att föreskriva att sanktioner ska kunna beslutas även vid andra överträdelser än de som anges ovan. Det framgår av formuleringen ”åtminstone vid överträdelser som avses i denna artikel” i artikel 63.2. Det är alltså möjligt att föreskriva att administrativa sanktioner ska kunna beslutas även vid överträdelser av andra regler i förordningen eller vid över- trädelser av bestämmelser i svensk rätt. Eftersom förordningen ska kompletteras med andra <NOBR>EU-rättsakter</NOBR> som antas av kommissionen, med kontoföringslagen och med författningar som meddelas med stöd av bemyndiganden i kontoföringslagen, bör bestämmelserna om ingripande i kontoföringslagen tillämpas i en vidare utsträckning än vad som anges i artikel 63.1 i förordningen. Det bör även hållas i minnet att det även kan finnas andra bestämmelser som gäller för verksamheten, inte minst för utsedda kreditinstitut. I fråga om svensk rätt är det av särskild vikt att en svensk värdepapperscentral följer bestämmelserna i 4 och 5 kap. konto- föringslagen. Möjligheterna för Finansinspektionen att ingripa bör alltså gälla vid överträdelser av samtliga de regelverk som nämns ovan. Mot bakgrund av det ovan anförda bör det tas in en bestämmelse om ingripande i kontoföringslagen av innebörden att bestämmelserna om sanktioner ska gälla om en värdepapperscentral eller ett utsett kredit- institut har åsidosatt sina skyldigheter enligt kontoföringslagen, förord- ningen om värdepapperscentraler eller andra författningar som reglerar verksamheten. Det bör även anges att sanktioner ska kunna vidtas mot värdepapperscentraler och utsedda kreditinstitut och mot fysiska per- soner. Även om det inte följer uttryckligen av förordningen, bör det dock finnas en möjlighet att rikta sanktioner mot var och en som, utan att vara berättigad till det, tillhandahåller sådana huvudtjänster och anknutna tjänster som avses i bilagan till förordningen, om auktorisation krävs enligt förordningen (jfr artikel 63.1 a). Anledningen till detta är att det inte bör vara möjligt att kringgå det auktorisationskrav som följer av för- ordningen. Att ett visst företag inte uppfyller kraven på en värdepappers- central kan t.ex. vara orsaken till att någon auktorisation inte har be- viljats.</P>
<P class="p261 ft2"><SPAN class="ft3">Euroclear Sweden AB </SPAN>önskar, med hänvisning till betydelsen av transparens vid rättsliga ingripanden, en närmare redogörelse för vilka andra överträdelser av bestämmelser i förordningen eller i svensk rätt som kan bli aktuella.</P>
<P class="p557 ft2">Förslaget i denna proposition innebär således att Finansinspektionen ska ingripa om en värdepapperscentral eller ett utsett kreditinstitut har åsidosatt sina skyldigheter enligt kontoföringslagen, förordningen om värdepapperscentraler eller andra författningar som reglerar verksam- heten. Det motsvarar de förutsättningar för ingripande som i dag gäller enligt bl.a. kontoföringslagen (9 kap. 2 §), lagen om bank- och finan- sieringsrörelse (15 kap. 1 §) och lagen om värdepappersmarknaden (25 kap. 1 §). Enligt den lagstiftningsteknik som tillämpas på finans-</P>
</DIV>
<DIV id="id_2">
<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">237</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_238">
<DIV id="dimg1">
<INGENBILD zsrc="H30310238x1.jpg/" id="img1">
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<P class="p608 ft2">Prop. 2015/16:10 marknadsområdet när det gäller ingripanden mot juridiska personer preciseras vanligtvis inte de överträdelser som det kan bli fråga om att ingripa mot. Förordningen om värdepapperscentraler anger de över- trädelser som det under alla förhållanden kan bli fråga om. I övrigt avses de författningar som reglerar den juridiska personens verksamhet och som denne har att efterkomma. Enligt regeringens uppfattning finns det inte skäl för att ytterligare precisera vilka överträdelser av en värde- papperscentral eller ett utsett kreditinstitut som kan föranleda ingripande.</P>
<P class="p762 ft2">Det bör hållas i minnet att de anknutna tjänster som anges i avsnitt B i bilagan till förordningen kan tillhandahållas utan auktorisation enligt förordningen, om företaget i fråga inte samtidigt uppfyller definitionen av en värdepapperscentral i artikel 2.1.1 i förordningen. Med andra ord krävs för ett beslut om föreläggande eller sanktionsavgift att företaget inte driver ett avvecklingssystem och ytterligare en huvudtjänst enligt av- snitt A i bilagan till förordningen. Det är också möjligt att tillhandahålla en av huvudtjänsterna notarietjänst respektive central kontoföringstjänst utan auktorisation, om företaget inte samtidigt driver ett avvecklings- system. Oavsett om någon annan huvudtjänst tillhandahålls eller inte, är det dock inte möjligt att driva ett avvecklingssystem utan auktorisation enligt förordningen (artikel 18.2).</P>
<P class="p729 ft4">Eftersom centralbanker har rätt att till viss del driva samma verksamhet som en värdepapperscentral utan auktorisation enligt förordningen (se artikel 18.2), ska sanktioner givetvis inte kunna riktas mot en central- bank. Detta behöver dock inte uttryckligen anges i lagtexten.</P>
<TABLE cellpadding=0 cellspacing=0 class="t100">
<TR>
<TD class="tr38 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td65"><P class="p201 ft24">9.4</P></TD>
<TD class="tr38 td258"><P class="p763 ft26">Ingripanden mot fysiska personer</P></TD>
</TR>
<TR>
<TD class="tr47 td34"><P class="p20 ft70"> </P></TD>
<TD colspan=2 class="tr55 td302"><P class="p20 ft93"> </P></TD>
</TR>
<TR>
<TD class="tr31 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td304"><P class="p68 ft2"><SPAN class="ft29">Regeringens förslag: </SPAN>Finansinspektionen ska ges rätt att ingripa mot</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p68 ft2">en enskild styrelseledamot eller verkställande direktör i en värdepap-</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">perscentral eller ett utsett kreditinstitut, eller ersättare för någon av</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">dem, för en överträdelse som en värdepapperscentral eller ett utsett</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p68 ft2">kreditinstitut har gjort sig skyldigt till. De överträdelser som kan för-</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">anleda sanktioner mot personerna i fråga ska uttryckligen anges i</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">kontoföringslagen.</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p121 ft2">Finansinspektionen ska endast ingripa om överträdelsen som värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">papperscentralen eller kreditinstitutet har gjort sig skyldigt till är</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">allvarlig och personen uppsåtligen eller av grov oaktsamhet har</P></TD>
</TR>
<TR>
<TD class="tr27 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td304"><P class="p68 ft2">orsakat överträdelsen.</P></TD>
</TR>
<TR>
<TD class="tr56 td303"><P class="p20 ft94"> </P></TD>
<TD colspan=2 class="tr57 td305"><P class="p20 ft5"> </P></TD>
</TR>
<TR>
<TD class="tr2 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td306"><P class="p60 ft2"><SPAN class="ft29">Promemorians förslag </SPAN>överensstämmer med regeringens förslag.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p28 ft2"><SPAN class="ft29">Remissinstanserna: </SPAN>Flertalet remissinstanser tillstyrker promemorians</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">förslag eller har inget att invända mot det. <SPAN class="ft3">Riksbanken </SPAN>anser att det bör</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">tydliggöras om de subjektiva rekvisiten ska gälla i förhållande till själva</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">överträdelsen eller också till effekten av en sådan överträdelse. Riks-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td65"><P class="p20 ft2">banken</P></TD>
<TD class="tr26 td258"><P class="p28 ft2">ställer sig vidare frågande till om sanktion enligt föreslagna</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft2">9 kap.</P></TD>
<TD class="tr25 td258"><P class="p28 ft2">11 § kontoföringslagen kan utgå för överträdelser enligt artik-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">el 27.7 andra stycket i förordningen eftersom den typ av händelse som</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">avses inte rimligen kan kontrolleras av en värdepapperscentral och där-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">med inte heller av en fysisk person. Samma invändning kan göras vad</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">238</P></TD>
<TD colspan=2 class="tr31 td306"><P class="p20 ft2">avser artikel 32 som är så övergripande formulerad att den inte kan anses</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_239">
<TABLE cellpadding=0 cellspacing=0 class="t57">
<TR>
<TD class="tr2 td120"><P class="p20 ft2">ställa konkreta krav på verksamheten. <SPAN class="ft3">Förvaltningsrätten i Stockholm</SPAN></P></TD>
<TD class="tr2 td199"><P class="p123 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">anser att det av rättssäkerhetsskäl är mycket viktigt att personkretsen är</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">tydligt avgränsad och att den frågan bör beaktas vidare i det fortsatta</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">lagstiftningsarbetet. <SPAN class="ft3">Ekobrottsmyndigheten </SPAN>framför att den problematik</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">som kan uppstå när en person som misstänks för en överträdelse som kan</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">medföra en administrativ sanktion har förelagts att lämna uppgifter vid</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">äventyr av vite bör belysas i relation till rätten att slippa belasta sig själv.</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2"><SPAN class="ft3">Euroclear Sweden AB </SPAN>efterfrågar ett klargörande när det gäller i vilken</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">omfattning ersättarna för styrelseledamöter och verkställande direktör</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td120"><P class="p20 ft2">kan bli föremål för ingripanden.</P></TD>
<TD class="tr27 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr59 td120"><P class="p20 ft29">Skälen för promemorians förslag</P></TD>
<TD class="tr59 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr34 td120"><P class="p20 ft3">Personkretsen som kan träffas av sanktioner</P></TD>
<TD class="tr34 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr28 td120"><P class="p20 ft2">Enligt förordningen om värdepapperscentraler ska ledamöter i lednings-</P></TD>
<TD class="tr28 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">organet och alla andra personer som i praktiken kontrollerar värdepap-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">perscentralers och utsedda kreditinstituts verksamhet, eller andra fysiska</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">personer som enligt nationell rätt betraktas som ansvariga för en över-</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">trädelse, kunna bli föremål för sanktioner om inte annat följer av de</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">villkor som föreskrivs i nationell rätt inom områden som inte harmoni-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">seras genom förordningen (artikel 61.2). I artikel 2.1.45 i förordningen</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">anges att ett ledningsorgan är ett organ som utses enligt nationell rätt och</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">som har befogenhet att fastställa värdepapperscentralens strategi, mål och</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">allmänna inriktning och som kontrollerar och övervakar ledningens</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">beslutsfattande och inbegriper personer som i praktiken leder värde-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">papperscentralens verksamhet. Definitionen av ledningsorganet ska</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">också ses i ljuset av förordningens begrepp ”verkställande ledning”. Med</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">verkställande ledning avses enligt artikel 2.1.46 de fysiska personer som</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">utövar de verkställande uppgifterna hos en värdepapperscentral och är</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">ansvariga och rapporteringsskyldiga inför ledningsorganet för den</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">dagliga ledningen av värdepapperscentralen.</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p60 ft2">Den i förordningen angivna personkretsen är beskriven på samma sätt</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">som i bestämmelserna om ledningsprövning i andra <NOBR>EU-rättsakter</NOBR> på</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">finansmarknadsområdet, och det är därför rimligt att utgå från att samma</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">krets som ska omfattas av ledningsprövningen också ska kunna påföras</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">sanktioner. När det gäller vilka personer som bör ingå i denna krets bör</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">samma bedömning göras när det gäller värdepapperscentraler som den</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">som har gjorts beträffande kreditinstitut och värdepappersbolag. Frågan</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">om vilken personkrets som är föremål för ledningsprövning i kreditinsti-</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">tut och värdepappersbolag har behandlats i prop. 2013/14:228 (s. 166 f.).</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">Där anges att enligt 8 kap. 27 och 29 §§ aktiebolagslagen ska den verk-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">ställande direktören utses av styrelsen och sköta den löpande förvalt-</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">ningen enligt styrelsens riktlinjer och anvisningar. Den verkställande</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">direktören är med andra ord underställd styrelsen. Med ledningsorgan</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">avses således primärt styrelsen. Förordningen är – i likhet med övriga</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2"><NOBR>EU-rättsakter</NOBR> på finansmarknadsområdet – utformad för att tillämpas</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">inom EU där medlemsstaterna har mycket skiftande bolagsrättsliga</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">traditioner, vilket innebär att bestämmelserna om ledningsorgan i vissa</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">fall får anses ta sikte på såväl styrelsen som den verkställande direktören.</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">I enlighet med svensk lagstiftningstradition bör det därför i varje särskilt</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr34 td120"><P class="p20 ft2">fall anges om det är styrelsen eller styrelsen och verkställande direktören</P></TD>
<TD class="tr34 td199"><P class="p17 ft2">239</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_240">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p20 ft2">som omfattas av respektive bestämmelse. Likaså avses med styrelsen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">respektive verkställande direktör inte ersättare för dessa såvida inte det</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">särskilt anges, se t.ex. 3 kap. 2 § lagen om bank- och finansieringsrörelse</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">och 3 kap. 1 § lagen om värdepappersmarknaden.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p60 ft2"><SPAN class="ft3">Euroclear Sweden AB </SPAN>efterfrågar ett klargörande när det gäller ersätt-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">are för styrelseledamot och verkställande direktör och om dessa omfattas</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">av reglerna endast i situationer då de ersatt en styrelseledamot eller verk-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ställande direktör och vidtagit åtgärder som lett till en sådan överträdelse</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">som avses, eller om reglerna även ska tillämpas på beslut eller åtgärder</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">som vidtagits av ersättare inom ramen för deras ordinarie arbete. <SPAN class="ft3">Förvalt-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2"><SPAN class="ft3">ningsrätten </SPAN>i <SPAN class="ft3">Stockholm </SPAN>anser att det av rättssäkerhetsskäl är mycket</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">viktigt att personkretsen är tydligt avgränsad.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Enligt regeringens uppfattning bör det endast vara ersättare som har</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">trätt in och faktiskt har agerat i styrelseledamots eller den verkställande</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">direktörens ställe som kan bli föremål för sanktion. I fallet med styrelse-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ledamot och styrelsesuppleant torde detta var tydligt. Suppleanten träder</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">i ordinarie ledamots ställe och kan då bli föremål för sanktion om värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">papperscentralen gör sig skyldig till en allvarlig överträdelse. När det</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">däremot gäller den verkställande direktören och dennes ersättare som</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">båda arbetar löpande i företaget är situationen inte lika tydlig. Samma</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">princip bör dock gälla, dvs. när ersättaren trätt i den verkställande</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">direktörens ställe kan denne bli föremål för sanktion om förutsätt-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">ningarna i övrigt är för handen. En verkställande direktör ska sköta</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">löpande förvaltning enligt styrelsens riktlinjer och anvisningar. Sank-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">tioner mot den verkställande direktören torde därför främst komma i</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">fråga i de fall denne har vidtagit åtgärder i strid med dessa anvisningar</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">och riktlinjer.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Regeringen anser att den personkrets som kan bli föremål för ingrip-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">ande enligt förslagen i denna proposition är tydligt avgränsad. Av-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">gränsningen motsvarar den som gäller enligt lagstiftningen i övrigt på</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">finansmarknadsområdet. I en svensk kontext bör således den personkrets</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">som kan träffas av sanktioner utgöras av styrelsen, den verkställande</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">direktören och ersättare för dessa.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2"><SPAN class="ft3">Ekobrottsmyndigheten </SPAN>framför att den problematik som kan uppstå när</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">en person som misstänks för en överträdelse som kan medföra en</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">administrativ sanktion har förelagts att lämna uppgifter vid äventyr av</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">vite bör belysas i relation till rätten att slippa belasta sig själv.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p60 ft2">Denna fråga uppmärksammades även nyligen av Lagrådet i lagstift-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ningsärendet om nya administrativa sanktioner på finansmarknads-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">området (se prop. 2014/15:57 s. 40 och 568 f.). De bestämmelser som var</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">föremål för Lagrådets granskning innebär att en styrelseledamot i ett</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">kreditinstitut kan åläggas att betala en sanktionsavgift, om han eller hon</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">inte medverkar till att institutet anmäler att han eller hon har gjort ett</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">förvärv av aktier som också kan medföra en sanktionsavgift för honom</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">eller henne. Bestämmelsen om den förstnämnda sanktionsavgiften</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">fungerar enligt Lagrådet som en påtryckning så att han eller hon ska</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">lämna uppgifter som visar att han eller hon gjort sig skyldig till en över-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">trädelse som kan föranleda sanktionsavgift. Enligt Lagrådet kunde det</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">knappast råda något tvivel om att de föreslagna bestämmelserna inte är</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">förenliga med Europakonventionens princip om rätt att inte belasta sig</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">240</P></TD>
<TD class="tr31 td169"><P class="p20 ft2">själv.</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_241">
<DIV>
<DIV id="id_1">
<P class="p117 ft4">I förevarande lagstiftningsärende föreslås det inte några bestämmelser om prövning av ägares lämplighet när det gäller värdepapperscentraler. Sådana bestämmelser finns dock i förordningen om värdepappers- centraler.</P>
<P class="p117 ft2">De bestämmelser som enligt förordningen kan medföra en administra- tiv sanktion vid överträdelse finns i artikel 27.7 första stycket b enligt vilken en värdepapperscentral ska underrätta och ansöka om godkän- nande från sin behöriga myndighet i fråga om varje beslut om överföring av äganderätt som leder till att sammansättningen av de personer som utövar kontroll över värdepapperscentralen ändras. Någon motsvarighet till bestämmelserna i lagen om bank- och finansieringsrörelse (14 kap. 1 och 3 §§) och lagen om värdepappersmarknaden (24 kap. 1 och 3 §§) när det gäller tillstånds- och underrättelseskyldighet för enskilda finns inte i kontoföringslagen och förordningen innehåller ingen bestämmelse som medger ingripande direkt mot enskild person för underlåtenhet att rapportera förändringar i innehav. Den situation som uppstod i lagstift- ningsärendet om nya administrativa sanktioner på finansmarknads- området uppkommer därför inte i förevarande lagstiftningsärende.</P>
<P class="p764 ft28">Allvarliga överträdelser av värdepapperscentraler och utsedda kreditinstitut ska kunna leda till ansvar för fysiska personer</P>
<P class="p765 ft2">Förordningen om värdepapperscentraler förutsätter inte att det regel- mässigt döms ut sanktioner mot fysiska personer. Det bör därmed vara tillräckligt att svensk rätt erbjuder en möjlighet att rikta sanktioner mot fysiska personer. Förordningen saknar närmare anvisningar om när ett ansvar för en fysisk person kan komma i fråga. Det bör således ankomma på tillämpande myndighet eller domstol att i varje enskilt fall ta ställning till om omständigheterna är sådana att de utgör skäl för att rikta en sanktion mot en fysisk person. Vid denna bedömning bör beaktas att rörelsereglerna i första hand riktas mot företaget som sådant. Utgångs- punkten i svensk rätt bör därför vara att sanktioner i första hand bör riktas mot värdepapperscentralen eller det utsedda kreditinstitutet och att sanktioner mot fysiska personer bör komma i fråga endast om värde- papperscentralens eller kreditinstitutets överträdelse är allvarlig.</P>
<P class="p573 ft2">För att understryka att det är värdepapperscentraler och utsedda kredit- institut som står i fokus då sanktioner övervägs och att sanktioner mot fysiska personer endast bör komma i fråga i särskilda fall, bör det krävas att värdepapperscentralens eller kreditinstitutets överträdelse ska uppnå viss allvarlighetsgrad för att sanktioner mot fysiska personer ska komma i fråga. De överträdelser som enligt förslagen i denna proposition ska kunna föranleda ingripande mot fysiska personer bör enligt regeringens uppfattning sinsemellan ha olika grad av allvarlighet även om var och en av dem kan föranleda ett ingripande. Typiskt sett bör t.ex. överträdelser som handlar om att tillstånd har erhållits på grundval av falska uppgifter eller att värdepapperscentralen har tillhandahållit tjänster utan rätt till det anses allvarligare än t.ex. överträdelser som handlar om att ha åsidosatt uppförandereglerna. Att regelöverträdelserna som sådana kan variera i fråga om allvarlighet är något som bör kunna beaktas vid bedömningen av om ett ingripande bör ske mot en person som är verksam i den värde- papperscentral som gör sig skyldig till överträdelsen. Det ter sig allmänt</P>
</DIV>
<DIV id="id_2">
<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">241</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_242">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p20 ft2">betraktat som mer befogat med ett ingripande mot personer i en värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">papperscentrals ledning vid sådana regelöverträdelser som kan medföra</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">allvarliga konsekvenser för stabiliteten i värdepapperscentralen eller i det</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">finansiella systemet som helhet. Detsamma gäller vid överträdelser som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">kan hota andra viktiga samhällsintressen, till exempel bekämpningen av</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">penningtvätt, eller där skyddet för enskilda konsumenter äventyrats på ett</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">påtagligt sätt. Ifall en varning eller en återkallelse av tillståndet kan</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">komma i fråga för värdepapperscentralen, borde en så allvarlig över-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">trädelse i sig kunna medföra ett ingripande om en person i ledningen</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">uppsåtligen eller av grov oaktsamhet orsakat överträdelsen.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Ingripanden mot fysiska personer i en värdepapperscentrals ledning</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">bör således aktualiseras enbart i allvarliga fall. Enligt regeringens upp-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">fattning är det inte ändamålsenligt att i lagtexten ange närmare kriterier</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">för en sådan allvarlighetsbedömning. Anledningen till detta är att det vid</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">bedömningen bör kunna tas hänsyn till utvecklingen på området för att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">bestämmelserna ska fungera ändamålsenligt. Innebörden av allvarlighets-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">rekvisitet bör därför i stället framgå av den praxis som redan i dag finns</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">hos Finansinspektionen i fråga om när överträdelser bedöms allvarliga.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Frågan är om det bör vara en förutsättning att ett sanktionsbeslut har</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">meddelats mot värdepapperscentralen eller det utsedda kreditinstitutet för</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">att en sanktion mot en fysisk person ska komma i fråga. Eftersom värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft31">papperscentralens eller det utsedda kreditinstitutets överträdelse ska upp-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">nå viss allvarlighetsgrad för att en fysisk person ska kunna åläggas en</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">sanktion torde situationen i de allra flesta fall ha lett till ett sanktions-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">beslut mot företaget. Dock kan man tänka sig fall då värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">centralen eller kreditinstitutet har gått i konkurs eller fått tillståndet åter-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft31">kallat innan överträdelsen upptäcktes. En sådan situation bör inte utesluta</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ett ingripande mot en fysisk person. Utgångspunkten bör således vara att</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft31">värdepapperscentralens eller det utsedda kreditinstitutets överträdelse ska</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">vara av allvarligt slag för att en fysisk person ska kunna påföras en admi-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">nistrativ sanktion. Det bör däremot inte förutsättas att värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">centralen eller det utsedda kreditinstitutet faktiskt har påförts en sanktion</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">för att ett ingripande mot en fysisk person ska kunna ske.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">En förutsättning för att sanktioner mot fysiska personer ska övervägas</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">bör således vara att värdepapperscentralens överträdelse bedömts som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">allvarlig. Av detta följer att i en situation där en fysisk persons agerande i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">och för sig bedömts som mycket anmärkningsvärt men där värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">centralens överträdelse inte bedöms som tillräckligt graverande för att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">anses som allvarlig, kan en sanktion inte riktas mot den enskilde.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2"><SPAN class="ft3">Riksbanken </SPAN>ställer sig frågande till om sanktion kan utgå för över-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">trädelser enligt artikel 27.7 andra stycket i förordningen. Enligt Riks-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">banken avser det en typ av händelse som inte rimligen kan kontrolleras</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">av en värdepapperscentral och därmed inte heller av en fysisk person.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">Samma invändning kan enligt Riksbanken göras när det gäller artikel 32</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">som är så övergripande formulerad att den inte kan anses ställa konkreta</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">krav på verksamheten.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p60 ft2">Regeringen konstaterar att enligt artikel 27.7 andra stycket i förord-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ningen ska varje fysisk och juridisk person utan onödigt dröjsmål infor-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">mera värdepapperscentralen och dess behöriga myndighet om ett beslut</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">att förvärva eller avyttra äganderätter som leder till att sammansättningen</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">242</P></TD>
<TD class="tr31 td169"><P class="p20 ft2">av de personer som utövar kontroll över värdepapperscentralen ändras.</P></TD>
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<P class="p343 ft2">Den som är skyldig att lämna information enligt andra stycket är således inte värdepapperscentralen. Det torde därför inte bli aktuellt att ingripa mot värdepapperscentralen eller någon som ingår i dess ledning om någon som är skyldig att lämna informationen underlåter att göra det. I artikel 32 finns det däremot regler som innebär krav som en värdepapperscentral måste uppfylla. Det är emellertid upp till Finansinspektionen att i varje enskilt fall avgöra om ett ingripande bör ske om en värdepapperscentral har åsidosatt sina skyldigheter enligt förordningen. När det gäller ingripanden mot fysiska personer erinrar regeringen om att det enligt förslagen i denna proposition dessutom krävs att den juridiska personens överträdelse anses allvarlig för att ett ingripande över huvud taget ska kunna ske.</P>
<P class="p657 ft3">Subjektivt rekvisit som förutsättning för ansvar</P>
<P class="p667 ft2">Förordningen om förbättrad värdepappersavveckling och om värdepap- perscentraler ställer inte upp något krav på att det införs ett subjektivt rekvisit som förutsättning för ansvar (artikel 63). I förordningen anges att administrativa sanktioner ska kunna införas mot de fysiska personer som omfattas av förordningens bestämmelser om sanktioner, med förbehåll för de villkor som fastställs i nationell rätt inom områden som inte harmoniseras genom förordningen (artikel 61.2). Med hänsyn till sank- tionens straffrättsliga karaktär och då det enligt svenska straffrättsliga principer inte bör utdömas sanktioner av straffliknande karaktär utan att personen i fråga i något avseende har visat uppsåt eller oaktsamhet, ligger det nära till hands att anse att ansvar för fysiska personer bör förutsätta subjektiva rekvisit.</P>
<P class="p336 ft2">Förordningens bestämmelser om sanktioner har stora likheter med motsvarande bestämmelser i kapitaltäckningsdirektivet. Bestämmelserna i kapitaltäckningsdirektivet har nyligen genomförts i svensk rätt. Ett subjektivt rekvisit infördes då som förutsättning för ansvar för fysiska personer för att ytterligare understryka att det bör vara fråga om särskilt allvarliga fall för att en sanktion ska kunna komma i fråga (prop. 2014/15:57 s. 42 f.). Samma förutsättning bör gälla också för ansvar för fysiska personer för överträdelser av förordningen om värdepappers- centraler. Med anledning av <SPAN class="ft3">Riksbankens </SPAN>önskemål om förtydligande finns det anledning att poängtera att de subjektiva rekvisiten gäller i förhållande till överträdelsen av en bestämmelse och inte till effekten av en sådan överträdelse.</P>
<P class="p360 ft4">I nyss nämnda tidigare lagstiftningsärende sattes den nedre gränsen för det subjektiva rekvisitet vid grov oaktsamhet. Detta innebär att det endast är en mer kvalificerad form av oaktsamhet som kan träffas av en sanktion (se a. prop. a. s.):</P>
<P class="p766 ft31">Exempel på sådan grov oaktsamhet skulle kunna vara att styrelsen eller verkställande direktören medvetet tagit en risk i fråga om riktigheten hos vissa uppgifter som lämnas till Finansinspektionen. Ett sådant medvetet risktagande kan det vara fråga om när styrelsen eller verk- ställande direktören underlåtit att se till att det finns en ändamålsenlig organisation på plats för rapportering eller informationslämnande, eller underlåtit att regelbundet följa upp hur organisationen fungerar. I många fall kan företagens rapporteringsskyldigheter vara tekniskt</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">243</P>
</DIV>
</DIV>
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<TR>
<TD class="tr28 td129"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr28 td169"><P class="p17 ft2">komplicerade och regleringen kan vara otydlig vilket lämnar utrymme</P></TD>
</TR>
<TR>
<TD class="tr32 td129"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td169"><P class="p17 ft15">för tolkning. För att agerandet ska anses grovt oaktsamt i sådana fall</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">bör det krävas att styrelsen eller verkställande direktören har fått</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">tydliga indikationer på att det föreligger brister, exempelvis genom</P></TD>
</TR>
<TR>
<TD class="tr32 td129"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td169"><P class="p17 ft15">Finansinspektionens påpekande eller sanktion, och ändå underlåtit att</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">vidta åtgärder. Det bör också anses grovt oaktsamt att underlåta att</P></TD>
</TR>
<TR>
<TD class="tr32 td129"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td169"><P class="p17 ft15">sätta sig in i innebörden av sådana regler om styrning och kontroll som</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">har väsentlig betydelse för verksamheten. Regelverket lämnar många</P></TD>
</TR>
<TR>
<TD class="tr32 td129"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td169"><P class="p17 ft15">gånger utrymme för tolkningar och bedömningar. Så är exempelvis</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">fallet när det i olika bestämmelser anges att institutet ska ha en</P></TD>
</TR>
<TR>
<TD class="tr32 td129"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td169"><P class="p17 ft15">”ändamålsenlig organisationsstruktur” eller att kontrollfunktionen ska</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">ha ”de resurser som krävs” eller att personalen ska ha ”den kunskap</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">som krävs”. Om det i efterhand visar sig att styrelsen eller verk-</P></TD>
</TR>
<TR>
<TD class="tr32 td129"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td169"><P class="p17 ft15">ställande direktören gjorde en felaktig bedömning av vad som t.ex. var</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">ändamålsenligt eller tillräckligt, bör det inte nödvändigtvis innebära att</P></TD>
</TR>
<TR>
<TD class="tr32 td129"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td169"><P class="p17 ft15">det har varit fråga om ett grovt oaktsamt beteende. Om de däremot fått</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">påpekanden, antingen av det egna institutet eller av Finansinspek-</P></TD>
</TR>
<TR>
<TD class="tr32 td129"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td169"><P class="p17 ft15">tionen, och underlåtit att vidta åtgärder, bör det finnas utrymme att</P></TD>
</TR>
<TR>
<TD class="tr31 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td169"><P class="p767 ft2">bedöma oaktsamheten som grov.</P></TD>
</TR>
<TR>
<TD class="tr41 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td169"><P class="p17 ft2">Enligt regeringens uppfattning bör uppsåt eller grov oaktsamhet krävas</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">även för att sanktioner ska kunna komma i fråga mot fysiska personer för</P></TD>
</TR>
<TR>
<TD class="tr31 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td169"><P class="p768 ft2">överträdelser av förordningen om värdepapperscentraler.</P></TD>
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<P class="p712 ft26"><SPAN class="ft24">9.5</SPAN><SPAN class="ft25">Sanktioner</SPAN></P>
<P class="p769 ft77"><SPAN class="ft75">9.5.1</SPAN><SPAN class="ft76">Inledning</SPAN></P>
<P class="p604 ft2">I förordningen om värdepapperscentraler anges de administrativa sank- tioner som de behöriga myndigheterna åtminstone ska ha till sitt för- fogande (artikel 63.2). Uppräkningen är inte uttömmande och det finns därför möjlighet för medlemsstaterna att införa ytterligare sanktioner eller högre sanktionsavgifter (artikel 63.3). I avsnitt 9.5.2 behandlas skyldigheten att offentliggöra sanktionsbeslut. I avsnitten <NOBR>9.5.3–9.5.5</NOBR> behandlas sanktioner som är tillämpliga endast på juridiska personer och i avsnitten 9.5.6 och 9.5.7 behandlas sanktioner som är tillämpliga endast på fysiska personer.</P>
<P class="p770 ft77"><SPAN class="ft75">9.5.2</SPAN><SPAN class="ft76">Offentliggörande av sanktionsbeslut</SPAN></P>
<P class="p771 ft22"><SPAN class="ft97">Regeringens bedömning: </SPAN>Skyldigheten enligt förordningen om värdepapperscentraler att offentliggöra sanktionsbeslut bör tillgodoses genom föreskrifter på förordningsnivå.</P>
<P class="p772 ft4"><SPAN class="ft96">Promemorians bedömning </SPAN>överensstämmer med regeringens bedöm- ning.</P>
<P class="p536 ft4"><SPAN class="ft96">Remissinstanserna </SPAN>tillstyrker promemorians bedömning eller har inget att invända mot den.</P>
<P class="p773 ft29">Skälen för regeringens bedömning: <SPAN class="ft2">I förordningen om värdepappers-</SPAN></P>
<P class="p589 ft89">centraler ställs det upp ett krav på offentliggörande av Finansinspek-</P>
<P class="p16 ft2">244</P>
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<P class="p157 ft2">tionens beslut och andra åtgärder med anledning överträdelser av förord- ningens regler (artikel 62). Den fråga som uppkommer är om ett sådant offentliggörande är tillåtet enligt bestämmelserna om sekretess i 30 kap. 4 § offentlighets- och sekretesslagen. Dessa bestämmelser innebär sekretess för vissa uppgifter som förekommer i Finansinspektionens tillståndsgivnings- och tillsynsverksamhet.</P>
<P class="p559 ft2">Sekretessen enligt 30 kap. 4 § offentlighets- och sekretesslagen gäller för Finansinspektionens beslut. Bestämmelsen innebär att sekretess gäller för uppgift om affärs- eller driftförhållanden hos den som myndighetens verksamhet avser, om det kan antas att han eller hon lider skada om upp- giften röjs. Det föreligger alltså en presumtion att Finansinspektionen får offentliggöra uppgifter om åtgärder eller sanktioner, men att sekretess råder om det kan antas att den berörde lider skada om uppgiften röjs. Förordningen förutsätter offentliggörande men tillåter emellertid att besluten offentliggörs anonymiserat bl.a. om ett offentliggörande skulle utgöra en oproportionerlig åtgärd eller bedömas orsaka en oproportionell skada för berörda institut (artikel 62.1 tredje stycket b). Det finns också en möjlighet att i vissa fall inte alls offentliggöra beslutet (artikel 62.1 tredje stycket c) eller att senarelägga offentliggörandet (artikel 62.1 tredje stycket a).</P>
<P class="p297 ft2">Mot denna bakgrund finns det skäl för att dra slutsatsen att bestäm- melserna om sekretess i 30 kap. 4 § offentlighets- och sekretesslagen inte utgör hinder för att offentliggöra besluten på det sätt som föreskrivs i förordningen. Samma bedömning gjordes när det gäller motsvarande regler om offentliggörande av beslut i kapitaltäckningsdirektivet (prop. 2013/14:228 s. 233 f.).</P>
<P class="p559 ft2">Eftersom kravet på offentliggörande av beslut även gäller sådana beslut som rör fysiska personer, uppkommer frågan om personuppgiftslagen hindrar att förordningens krav uppfylls. I den lagen anges att avvikande bestämmelser i en annan lag eller förordning har företräde framför lagen. Med förordning avses inte <NOBR>EU-förordningar.</NOBR> Det är däremot möjligt att i en svensk förordning föreskriva att Finansinspektionen ska offentliggöra vissa uppgifter och därigenom åstadkomma att bestämmelserna i förord- ningen om värdepapperscentraler har företräde framför personupp- giftslagen. Det är alltså inte nödvändigt att frågan regleras i lag. Vid genomförandet av kapitaltäckningsdirektivet gjordes bedömningen att de regler i direktivet som motsvarar de nu aktuella reglerna i förordningen om värdepapperscentraler borde genomföras genom föreskrifter på förordningsnivå (se a. prop. a. s. och 3 § 6 förordningen [2014:993] om särskild tillsyn och kapitalbuffertar). Denna bedömning överensstämmer även med hur andra liknande regler har genomförts vid tidigare tillfällen. Det saknas anledning att nu frångå denna bedömning. Sammantaget bör kravet i förordningen på att offentliggöra vissa beslut tillgodoses genom föreskrifter på förordningsnivå.</P>
<P class="p280 ft2">Enligt förordningen om värdepapperscentraler ska den behöriga myn- digheten ha befogenhet att genom en offentlig förklaring ange vilken person som är ansvarig för en överträdelse samt överträdelsens art (artikel 63.2 a). Som framgår ovan ska Finansinspektionen offentliggöra sanktionsbeslut beträffande överträdelser av förordningen (artikel 62). Något behov av särskilda genomförandeåtgärder med anledning kravet på offentlig förklaring finns därmed inte.</P>
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<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">245</P>
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<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p641 ft2">246</P>
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<P class="p157 ft77"><SPAN class="ft75">9.5.3</SPAN><SPAN class="ft76">Föreläggande att vidta rättelse</SPAN></P>
<P class="p774 ft2"><SPAN class="ft29">Regeringens förslag: </SPAN>Finansinspektionen får förelägga den juridiska person som har åsidosatt sina skyldigheter enligt förordningen om värdepapperscentraler att inom viss tid vidta en viss åtgärd för att komma till rätta med situationen eller att upphöra med ett visst agerande. Detsamma gäller den som driver verksamhet som värde- papperscentral eller har utsett ett kreditinstitut att utföra anknutna banktjänster enligt förordningen utan auktorisation, om en sådan auktorisation krävs.</P>
<P class="p775 ft2">Ett föreläggande får förenas med vite.</P>
<P class="p776 ft4"><SPAN class="ft96">Promemorians förslag </SPAN>överensstämmer med regeringens förslag. <SPAN class="ft96">Remissinstanserna </SPAN>tillstyrker promemorians förslag eller har inget att</P>
<P class="p16 ft2">invända mot det.</P>
<P class="p211 ft2"><SPAN class="ft29">Skälen för regeringens förslag: </SPAN>Om en central värdepappersförvarare har fattat ett beslut som strider mot kontoföringslagen eller någon annan författning som reglerar dess verksamhet, mot en föreskrift som med- delats med stöd av den lagen eller någon annan författning eller mot bolagsordningen eller stadgarna, får Finansinspektionen förbjuda att beslutet verkställs (9 kap. 2 § kontoföringslagen). Har beslutet redan verkställts, får inspektionen förelägga värdepappersförvararen att göra rättelse om detta är möjligt.</P>
<P class="p682 ft2">Enligt sanktionskatalogen i förordningen om värdepapperscentraler (se avsnitt 9.3) ska en behörig myndighet kunna kräva att den person som är ansvarig för en överträdelse ska upphöra med sitt agerande och inte upprepa det (artikel 63.2 b). Eftersom en överträdelse även kan bestå i underlåtenhet att uppfylla vissa krav (se artikel 63.1), är det rimligt att den behöriga myndigheten även kan ålägga den ansvarige att vidta en positiv åtgärd för att uppfylla kraven i förordningen, snarare än att av- hålla sig från att göra något som inte är tillåtet. Det kan exempelvis röra sig om ett föreläggande att vidta åtgärder för att uppfylla kapitalkraven i förordningen (artikel 47.1).</P>
<P class="p659 ft2">Mot bakgrund av förordningens krav bör det införas en ny bestäm- melse i kontoföringslagen som ger Finansinspektionen möjlighet att före- lägga den som har överträtt reglerna i förordningen att inom viss tid vidta en viss åtgärd för att komma till rätta med situationen eller att upphöra med ett visst agerande. Det är alltså inte tillräckligt med en bestämmelse av innebörden att inspektionen får förbjuda att ett visst beslut verkställs. Den nya bestämmelsen bör utformas efter förebild av motsvarande bestämmelser i liknande lagstiftning som kompletterar <NOBR>EU-förordningar,</NOBR> nämligen 4 § lagen (2012:735) med kompletterande bestämmelser till EU:s blankningsförordning och 4 kap. 2 § lagen med kompletterande bestämmelser till EU:s förordning om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister. Ett sådant föreläggande enligt dessa lagar får förenas med vite. Finansinspektionen bör ha motsvarande möjlighet även beträffande värdepapperscentraler och utsedda kreditinstitut.</P>
<P class="p777 ft4">När det gäller de överträdelser som anges i artikel 63 i förordningen om värdepapperscentraler är det enligt svensk rätt värdepapperscentralen eller det utsedda kreditinstitutet som åläggs skyldigheter, varför en sanktion som innebär en skyldighet att upphöra med något bör riktas mot</P>
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<P class="p284 ft22">värdepapperscentralen eller det utsedda kreditinstitutet i fråga och inte Prop. 2015/16:10 mot en enskild fysisk person.</P>
<P class="p542 ft77"><SPAN class="ft75">9.5.4</SPAN><SPAN class="ft76">Varning och återkallelse av auktorisation</SPAN></P>
<P class="p778 ft2"><SPAN class="ft29">Regeringens förslag: </SPAN>Bestämmelserna i kontoföringslagen om åter- kallelse av auktorisation upphävs. I stället ska det anges i den lagen att det i artiklarna 20 och 57 i förordningen om värdepapperscentraler finns bestämmelser om återkallelse av auktorisation för värdepappers- centraler vid bland annat överträdelser av bestämmelserna i förord- ningen. Vid andra överträdelser än de som avses i dessa artiklar får Finansinspektionen besluta om en varning i stället för att återkalla auktorisationen.</P>
<P class="p779 ft22">Vid återkallelse av auktorisation för värdepapperscentralen får Finansinspektionen besluta om hur verksamheten ska avvecklas.</P>
<P class="p780 ft4"><SPAN class="ft96">Promemorians förslag </SPAN>överensstämmer med regeringens förslag. <SPAN class="ft96">Remissinstanserna </SPAN>tillstyrker promemorians förslag eller har inget att</P>
<P class="p172 ft2">invända mot det.</P>
<P class="p48 ft2"><SPAN class="ft29">Skälen för regeringens förslag: </SPAN>Förutsättningarna för återkallelse av auktorisation av en central värdepappersförvarare regleras i kontoförings- lagen, där även bestämmelser om varning finns (9 kap. 3 §). Under vissa angivna förhållanden får Finansinspektionen återkalla en auktorisation som central värdepappersförvarare. Vid återkallelse av auktorisation får Finansinspektionen besluta om hur verksamheten ska avvecklas. Om det är tillräckligt får inspektionen i stället meddela en varning i vissa fall.</P>
<P class="p192 ft2">I förordningen om värdepapperscentraler specificeras vissa förhållan- den som ska föranleda att den behöriga myndigheten återkallar en auktorisation som värdepapperscentral (artikel 20.1). En återkallelse får dock begränsas till en viss tjänst, verksamhet eller finansiellt instrument (artikel 20.4). I förordningen finns det också regler om återkallelse av en tilläggsauktorisation avseende anknutna banktjänster eller om auktorisa- tion för att utse ett kreditinstitut (artikel 57). Förutsättningarna för åter- kallelse av auktorisation regleras uttömmande i förordningen. Det finns därför inte utrymme för att ställa upp några kompletterande eller motstridiga förutsättningar för återkallelse i svensk rätt. Det innebär att bestämmelserna i kontoföringslagen om när återkallelse av auktorisation ska ske bör upphävas.</P>
<P class="p373 ft2">Förordningen torde inte heller förutsätta att det i nationell rätt anges att den behöriga myndigheten får besluta om återkallelse av auktorisation. I sanktionskatalogen anges visserligen att de behöriga myndigheterna ska ha rätt att besluta om återkallelse av de auktorisationer som har beviljats enligt artikel 16 eller 54 (artikel 63.2). Dessa auktorisationer avser dels auktorisation som värdepapperscentral, dels tilläggsauktorisation avseen- de anknutna banktjänster och ansökningar om auktorisation för att utse ett kreditinstitut enligt artikel 54. Som nämns ovan följer det dock av artiklarna 20 och 57 att auktorisationen ska återkallas om någon av de förutsättningar som anges där föreligger. Det bör innebära att några lagstiftningsåtgärder inte krävs för att Finansinspektionen ska kunna</P>
<P class="p172 ft2">återkalla en värdepapperscentrals auktorisation. Däremot bör det för</P>
<P class="p99 ft2">247</P>
</DIV>
<DIV id="page_248">
<TABLE cellpadding=0 cellspacing=0 class="t77">
<TR>
<TD class="tr2 td129"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p20 ft2">tydlighets skull tas in en upplysningsbestämmelse i kontoföringslagen av</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">innebörden att det finns regler om återkallelse av auktorisation för värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">papperscentraler i artiklarna 20 och 57 i förordningen.</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p60 ft2">En särskild fråga som uppkommer är om det i fråga om återkallelse av</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">auktorisation finns en möjlighet att föreskriva särskilt att återkallelse</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">endast ska ske vid allvarliga överträdelser eller liknande. Såväl beträff-</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">ande centrala värdepappersförvarare som beträffande övriga finansiella</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">företag gäller sedan länge att en varning kan tillgripas i stället för åter-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">kallelse av tillstånd. Det innebär i praktiken att återkallelse är en sanktion</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">som är reserverad för de mest allvarliga fallen. Som ett exempel på hur</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">prövningen sker i praktiken kan det hänvisas till ett beslut om återkallelse</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">av tillstånd att bedriva bankrörelse (Finansinspektionens beslut den</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">27 augusti 2010, dnr <NOBR>10-7854,</NOBR> särskilt s. 20). Förordningen föreskriver</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">att de behöriga myndigheterna ska beakta en rad omständigheter, där-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ibland överträdelsens allvarlighetsgrad och varaktighet, vid valet av</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">sanktion (artikel 64). I avsnitt 9.9 föreslås en ny bestämmelse i konto-</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">föringslagen om de omständigheter som ska beaktas vid valet av sank-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">tion. Eftersom återkallelse av auktorisation ska ske under förutsättningar</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">som anges i artiklarna 20 och 57 i förordningen bör det dock inte finnas</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">något utrymme för att i sådana fall bedöma hur allvarlig överträdelsen är.</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Om Finansinspektionen konstaterar att en överträdelse har ägt rum,</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">men inte finner någon grund för återkallelse enligt reglerna i förord-</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">ningen, bör det fortfarande finnas en möjlighet för inspektionen att</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">besluta om en varning i andra fall än de som avses i artiklarna 20 och 57.</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">En sådan möjlighet strider inte mot reglerna i förordningen; tvärtom</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">framgår det tydligt att de behöriga myndigheterna får förfoga över andra</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">sanktioner utöver de som anges i sanktionskatalogen (artikel 63.3).</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Det krävs en ny bestämmelse om varning i kontoföringslagen, eftersom</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">den nuvarande bestämmelsen hänger samman med bestämmelsen om</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">återkallelse av auktorisation. I bestämmelsen behöver det inte anges att</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ett beslut om varning förutsätter att detta är tillräckligt ingripande, efter-</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">som särskilda bestämmelser om valet av sanktion föreslås (se av-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">snitt 9.9). Vilka omständigheter som ska beaktas vid den bedömningen</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">framgår av det avsnittet.</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p60 ft2">I likhet med det som följer av gällande rätt beträffande centrala värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">pappersförvarare, bör Finansinspektionen ha en möjlighet att besluta om</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">hur en värdepapperscentrals verksamhet ska avvecklas om återkallelse av</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">auktorisation sker (jfr 9 kap. 2 § femte stycket kontoföringslagen). Denna</P></TD>
</TR>
<TR>
<TD class="tr31 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td169"><P class="p20 ft2">fråga regleras inte i förordningen.</P></TD>
</TR>
</TABLE>
<TABLE cellpadding=0 cellspacing=0 class="t108">
<TR height=0>
<TD width=126px></TD>
<TD width=1px></TD>
<TD width=45px></TD>
<TD width=347px></TD>
<TD width=2px></TD>
</TR>
<TR>
<TD class="tr42 td131"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr42 td114"><P class="p92 ft75">9.5.5</P></TD>
<TD colspan=2 class="tr42 td252"><P class="p207 ft77">Sanktionsavgift för värdepapperscentraler och</P></TD>
</TR>
<TR>
<TD class="tr28 td131"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td33"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td82"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr28 td252"><P class="p207 ft77">utsedda kreditinstitut m.fl.</P></TD>
</TR>
<TR>
<TD class="tr48 td131"><P class="p20 ft71"> </P></TD>
<TD class="tr30 td316"><P class="p20 ft12"> </P></TD>
<TD colspan=2 class="tr30 td317"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td318"><P class="p20 ft12"> </P></TD>
</TR>
<TR>
<TD class="tr27 td131"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td319"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td320"><P class="p68 ft2"><SPAN class="ft29">Regeringens förslag: </SPAN>Om Finansinspektionen har meddelat beslut om</P></TD>
<TD class="tr27 td321"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td131"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td319"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td320"><P class="p68 ft2">varning, ska inspektionen ha möjlighet att besluta om en sanktions-</P></TD>
<TD class="tr25 td321"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td131"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td319"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td320"><P class="p68 ft2">avgift för värdepapperscentraler och utsedda kreditinstitut. Finans-</P></TD>
<TD class="tr25 td321"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td131"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td319"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td320"><P class="p68 ft2">inspektionen ska även ha möjlighet att besluta om sanktionsavgift för</P></TD>
<TD class="tr26 td321"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td131"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td319"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td320"><P class="p68 ft2">den som driver sådan verksamhet som kräver auktorisation enligt</P></TD>
<TD class="tr25 td321"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td131"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td319"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td320"><P class="p68 ft2">förordningen om värdepapperscentraler utan att vara berättigad till det.</P></TD>
<TD class="tr25 td321"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD rowspan=2 class="tr28 td131"><P class="p181 ft2">248</P></TD>
<TD class="tr26 td319"><P class="p20 ft6"> </P></TD>
<TD colspan=2 rowspan=2 class="tr28 td320"><P class="p68 ft2">Sanktionsavgiften ska uppgå till högst</P></TD>
<TD class="tr26 td321"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr58 td33"><P class="p20 ft95"> </P></TD>
<TD class="tr58 td322"><P class="p20 ft95"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_249">
<DIV id="dimg1">
<INGENBILD zsrc="H30310249x1.jpg/" id="img1">
</DIV>
<DIV>
<DIV id="id_1">
<P class="p781 ft4"><SPAN class="ft2">1.</SPAN><SPAN class="ft30">ett belopp som per den 23 juli 2014 i svenska kronor motsvarade 20 miljoner euro,</SPAN></P>
<P class="p781 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">två gånger den vinst som erhållits genom överträdelsen, om detta belopp kan fastställas, eller</SPAN></P>
<P class="p781 ft4"><SPAN class="ft2">3.</SPAN><SPAN class="ft30">tio procent av den juridiska personens eller, i förekommande fall, koncernens omsättning närmast föregående räkenskapsår.</SPAN></P>
<P class="p781 ft2">Om överträdelsen har skett under den juridiska personens första verksamhetsår eller om uppgifter om omsättningen annars saknas eller är bristfälliga, får den uppskattas.</P>
<P class="p781 ft2">Avgiften får inte vara så stor att värdepapperscentralen därefter inte uppfyller kapitalkraven i artikel 47.1 i förordningen eller att det utsedda kreditinstitutet inte uppfyller kraven i 6 kap. 1 § lagen om bank- och finansieringsrörelse.</P>
<P class="p782 ft2">Sanktionsavgiften ska tillfalla staten.</P>
<P class="p783 ft4"><SPAN class="ft96">Promemorians förslag </SPAN>överensstämmer med regeringens förslag. <SPAN class="ft96">Remissinstanserna: </SPAN>Flertalet remissinstanser tillstyrker promemorians</P>
<P class="p784 ft2">förslag eller har inget att invända mot det. <SPAN class="ft3">Förvaltningsrätten i Stock- holm </SPAN>framhåller kravet på proportionalitet. Förvaltningsrätten ställer sig vidare tveksam till regeln om att den omsättning som ska ligga till grund för beräkning av sanktionsavgifter i vissa fall kan ”uppskattas”. <SPAN class="ft3">Ekobrottsmyndigheten </SPAN>anser att det bör framgå av lagtexten att det är den högsta nivån av de olika beräkningssätten som ska tillämpas. <SPAN class="ft3">Euroclear Sweden AB </SPAN>instämmer inte i bedömningen att maximibeloppet om tio procent av omsättningen eller 20 miljoner euro inte gäller om vinsten kan beräknas i ett enskilt fall. Euroclear instämmer inte heller i bedömningen att det är den högsta nivån som ska tillämpas utan att den högsta nivån utgör ett avgiftstak. De angivna sanktionerna bör ses som alternativ som står till medlemsstaternas förfogande, varvid ska beaktas artikel 64, och inte som ett beräkningssätt som ska utmynna i det högsta beloppet. <SPAN class="ft3">Svenskt Näringsliv </SPAN>anser att sanktionsbeloppen är oproportionerligt höga och att förslaget brister i rättssäkerhet eftersom ingen vägledning ges när det gäller vilken storlek på sanktionsbelopp som bör dömas ut för olika överträdelser.</P>
<P class="p338 ft2"><SPAN class="ft29">Skälen för regeringens förslag: </SPAN>Av förordningen framgår att de behö- riga myndigheterna ska ha rätt att besluta om sanktionsavgifter vid över- trädelser av förordningens regler (artikel 63.2). För juridiska personer finns det två alternativa beräkningsmetoder för dessa avgifter. Om den vinst som har erhållits genom en överträdelse kan beräknas, ska den maximala avgiften fastställas till minst två gånger det beloppet. Där- utöver finns en regel om maximala sanktionsavgifter om minst 20 mil- joner euro eller upp till tio procent av den juridiska personens årsomsätt- ning, alternativt omsättningen för koncernen om den juridiska personen är ett moder- eller dotterföretag.</P>
<P class="p338 ft4">Syftet med sanktionsreglerna generellt sett är att de ska ha en avskräck- ande effekt och tillämpas konsekvent i alla medlemsstater. När det gäller administrativa sanktionsavgifter bör dessa fastställas med hänsyn till faktorer som identifierar finansiella fördelar till följd av överträdelsen, överträdelsens allvarlighet och varaktighet, försvårande och förmildrande omständigheter samt vikten av att de administrativa sanktionsavgifterna</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">249</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_250">
<P class="p535 ft4">Prop. 2015/16:10 får en avskräckande effekt och om lämpligt inkludera en rabatt för sam- arbete med den behöriga myndigheten (skäl 63).</P>
<P class="p492 ft2">En liknande reglering av sanktionsavgifter finns i kapitaltäcknings- direktivet. Dessa regler har genomförts i svensk rätt genom att det i lagen om bank- och finansieringsrörelse finns tre alternativa beräkningssätt för Finansinspektionen att fastställa sanktionsavgiftens storlek (15 kap. 8 § första stycket). Vid genomförandet av de reglerna i svensk rätt tolkades de enligt följande (prop. 2013/14:228 s. 235 f.). Det högsta beloppet en- ligt de alternativa beräkningarna utgör ett avgiftstak. Finansinspektionen har att beakta den ram som detta avgiftstak ställer upp. Sanktionerna ska också vara proportionella i förhållande till överträdelsen i fråga.</P>
<P class="p493 ft4">Sanktionsavgifterna för juridiska personer enligt förordningen om värdepapperscentraler bör tillämpas på samma sätt.</P>
<P class="p492 ft2">Mot bakgrund av det ovan anförda bör sanktionsavgifterna för juridiska personer kunna uppgå till högst:</P>
<P class="p738 ft4"><SPAN class="ft2">1.</SPAN><SPAN class="ft104">ett belopp som per den 23 juli 2014 i svenska kronor motsvarade 20 miljoner euro,</SPAN></P>
<P class="p738 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft98">två gånger den vinst som erhållits genom överträdelsen, om detta belopp kan fastställas,</SPAN></P>
<P class="p785 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft98">tio procent av den juridiska personens eller, i förekommande fall,</SPAN></P>
<P class="p739 ft2">koncernens omsättning närmast föregående räkenskapsår.</P>
<P class="p492 ft2"><SPAN class="ft3">Euroclear Sweden AB </SPAN>instämmer inte i bedömningen i promemorian att maximibeloppet om tio procent av omsättningen eller 20 miljoner euro inte gäller om vinsten kan beräknas i ett enskilt fall. Enligt rege- ringens uppfattning ger det som anges i förordningen inte stöd för att begränsa maximibeloppet på det sätt som Euroclear anger (artikel 63.2 e och g). Om vinsten kan beräknas i ett enskilt fall, gäller således inte något maximibelopp om tio procent av omsättningen eller 20 miljoner euro. Maximibeloppet kan även komma att överstiga såväl 20 miljoner euro som två gånger vinsten av överträdelsen, om tio procent av omsätt- ningen uppgår till ett högre belopp. Detta får anses följa av förordningen. Det högsta beloppet enligt dessa alternativa beräkningssätt utgör alltså ett avgiftstak, vilket innebär att Finansinspektionen inte kan överskrida detta belopp. Euroclear instämmer inte heller i bedömningen i promemorian att det är den högsta nivån som ska tillämpas utan att den högsta nivån utgör ett avgiftstak. Regeringen anser i likhet med Euroclear att det inte följer av förordningen att det högsta framräknade beloppet ska tillämpas utan att det i stället bör anses utgöra ett avgiftstak. Det bör därför inte, som <SPAN class="ft3">Ekobrottsmyndigheten </SPAN>föreslår, anges i lagtexten att det är den högsta nivån av de olika beräkningssätten som ska tillämpas.</P>
<P class="p575 ft2">Det bör finnas en ytterligare begränsning av sanktionsavgiftens storlek av den innebörden att den inte får vara så hög att värdepapperscentralen därefter inte uppfyller kapitalkraven i artikel 47.1 i förordningen eller att det utsedda kreditinstitutet inte uppfyller kraven på soliditet och likviditet i 6 kap. 1 § lagen om bank- och finansieringsrörelse (jfr prop. 2013/14:228 s. 236). Att besluta om så höga sanktionsavgifter för en värdepapperscentral eller ett utsett kreditinstitut kan inte anses uppfylla förordningens krav på proportionalitet och det bör därmed inte föreligga något hinder mot att införa en sådan bestämmelse.</P>
<P class="p657 ft2">250</P>
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<P class="p227 ft4"><SPAN class="ft36">Svenskt Näringsliv </SPAN>anser att sanktionsbeloppen är oproportionerligt höga och efterfrågar vägledning när det gäller vilken storlek på sank- tionsbelopp som bör dömas ut för olika överträdelser.</P>
<P class="p227 ft2">De sanktionsavgifter som ska kunna tas ut vid överträdelser av reglerna i förordningen ska kunna tillämpas på en mängd olika överträdelser, på företag av olika storlekar och med olika stora ekonomiska resurser och i samtliga medlemsstater. Maximibeloppen är således dimensionerade för att vara tillräcklig effektiva, proportionella och avskräckande och kunna uppväga eventuella vinster som ett företag har erhållit genom att överträda reglerna. Som <SPAN class="ft3">Förvaltningsrätten i Stockholm </SPAN>framhåller ska sanktionerna således vara proportionella till överträdelsen. När det gäller omständigheter att beakta vid valet mellan olika sanktioner och vägledning när det gäller storleken på sanktionsbeloppen, se avsnitt 9.7.</P>
<P class="p462 ft2">Förvaltningsrätten uttrycker vidare tveksamhet till möjligheten att lägga uppskattad omsättning till grund för beräkning av en sanktions- avgift. I både lagen om bank- och finansieringsrörelse och lagen om värdepappersmarknaden finns det bestämmelser som tar sikte på en situa- tion där överträdelsen har ägt rum under företagets första verksamhetsår eller om uppgifter om omsättningen annars saknas eller är bristfälliga (15 kap. 8 § andra stycket respektive 25 kap. 9 § andra stycket). Det anges att i sådana fall får en uppskattning av omsättningen göras. Det är sålunda endast i de fall det, av de skäl som anges i bestämmelserna, inte går att beräkna avgiftens storlek som en uppskattad omsättning får läggas till grund för sanktionsavgiftens storlek. En motsvarande bestämmelse bör införas i kontoföringslagen. Det skulle annars inte vara möjligt att ålägga en värdepapperscentral eller ett utsett kreditinstitut en sanktions- avgift som baseras på företagets omsättning under dess första verksam- hetsår eller i de fall företaget av någon anledning inte har ordnad bokföring.</P>
<P class="p786 ft2">Sanktionsavgiften uttrycks i förordningen i euro. I fråga om sanktions- avgifter för fysiska personer anges i artikel 63.2 f att för medlemsstater vars valuta inte är euro, ska motsvarande värde i nationell valuta dagen för antagandet av förordningen tillämpas (se avsnitt 9.7.7). Det innebär att den valutakurs som kommer att ligga till grund för omräkning mellan euro och svenska kronor inte kommer att förändras. Detta anges inte uttryckligen beträffande sanktionsavgifter för juridiska personer, men får anses underförstått. I fråga om vilken valutakurs som bör tillämpas vid omräkning mellan euro och svenska kronor gjordes när det gäller en ändring av insättningsgarantins täckningsbelopp bedömningen att den s.k. mittkursen som dagligen fastställs av Nasdaq OMX Stockholm (Stockholmsbörsen) bör användas (se prop. 2010/11:23). Det är även denna mittkurs som föreslås tillämpas för omräkning av sanktions- avgiften för fysiska personer enligt kapitaltäckningsdirektivet (se prop. 2014/15:57 s. 46). Det är därför lämpligt att tillämpa mittkursen för om- räkning av sanktionsavgiften även enligt förordningen om värdepappers- centraler. Enligt mittkursen den 23 juli 2014 motsvarade 1 euro 9,2185 svenska kronor.</P>
<P class="p569 ft4">Det är visserligen möjligt att fastställa ett ännu högre maximibelopp än så (artikel 63.3). Det saknas dock anledning att höja de redan höga maxi- mibeloppen, särskilt mot bakgrund av att beräkningen av de två andra takbeloppen kan medföra högre sanktionsavgifter än 20 miljoner euro.</P>
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<P class="p570 ft2">Prop. 2015/16:10</P>
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<P class="p608 ft2">Prop. 2015/16:10 Även om sanktionsavgiften till följd av de föreslagna bestämmelserna kan komma att uppgå till mycket höga belopp, finns det inte anledning att frångå den nu gällande sanktionsordningen på så sätt att t.ex. en dom- stol ska pröva sanktionsavgiften i första instans (jfr a. prop. s. 236 f.). Finansinspektionens beslut om sanktionsavgifter för juridiska personer (en värdepapperscentral eller ett utsett kreditinstitut) bör däremot givet- vis kunna överklagas till allmän förvaltningsdomstol (se avsnitt 8.7).</P>
<P class="p787 ft4">I likhet med det som gäller för många olika slag av finansiella företag bör en sanktionsavgift kunna beslutas i samband med att Finansinspek- tionen meddelar en varning. En sanktionsavgift bör också kunna beslutas om någon driver sådan verksamhet som avses i förordningen utan aukto- risation, när sådan auktorisation krävs.</P>
<TABLE cellpadding=0 cellspacing=0 class="t108">
<TR>
<TD class="tr42 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td41"><P class="p728 ft75">9.5.6</P></TD>
<TD class="tr42 td315"><P class="p20 ft77">Förbud mot att utföra ledningsuppgifter i</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td315"><P class="p20 ft77">värdepapperscentralen eller i ett utsett</P></TD>
</TR>
<TR>
<TD class="tr2 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td315"><P class="p20 ft77">kreditinstitut</P></TD>
</TR>
<TR>
<TD class="tr48 td34"><P class="p20 ft71"> </P></TD>
<TD colspan=2 class="tr30 td302"><P class="p20 ft12"> </P></TD>
</TR>
<TR>
<TD class="tr31 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td304"><P class="p68 ft2"><SPAN class="ft29">Regeringens förslag: </SPAN>Ett ingripande mot en styrelseledamot eller</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p68 ft2">verkställande direktör i en värdepapperscentral eller ett utsett kredit-</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">institut, eller en ersättare för någon av dem, får ske genom beslut att</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">personen i fråga under viss tid, lägst tre år och högst tio år, eller för</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p68 ft2">upprepade allvarliga överträdelser, permanent, inte får vara styrelse-</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">ledamot eller verkställande direktör eller ersättare för någon av dem i</P></TD>
</TR>
<TR>
<TD class="tr31 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td304"><P class="p68 ft2">värdepapperscentralen eller i kreditinstitutet.</P></TD>
</TR>
<TR>
<TD class="tr58 td303"><P class="p20 ft95"> </P></TD>
<TD colspan=2 class="tr56 td305"><P class="p20 ft94"> </P></TD>
</TR>
<TR>
<TD class="tr2 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td306"><P class="p60 ft2"><SPAN class="ft29">Promemorians förslag </SPAN>överensstämmer i huvudsak med regeringens</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">förslag. Promemorians förslag avviker från regeringens förslag genom att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">det i promemorians förslag inte anges någon kortaste och längsta tid för</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">ett tillfälligt förbud.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p60 ft2"><SPAN class="ft29">Remissinstanserna: </SPAN>Flertalet remissinstanser tillstyrker promemorians</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">förslag eller har inget att invända mot det. <SPAN class="ft3">Förvaltningsrätten i Stock-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2"><SPAN class="ft3">holm </SPAN>framhåller kravet på proportionalitet. <SPAN class="ft3">Bolagsverket </SPAN>anser att en</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">åtgärd som medför att en styrelseledamot, en verkställande direktör eller</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">en ersättare för någon av dem i en värdepapperscentral eller i ett utsett</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">kreditinstitut som innebär att personen i fråga under viss tid eller</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">permanent inte får vara detta bör föranleda ändring i aktiebolagsregistret</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">och följaktligen bli föremål för anmälningsskyldighet till Bolagsverket.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2"><SPAN class="ft3">Finansinspektionen </SPAN>anser att det tidsspann som ska beaktas vid ett till-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">fälligt förbud mot att utföra ledningsuppgifter bör framgå direkt av</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td41"><P class="p20 ft2">lagtexten.</P></TD>
<TD class="tr25 td315"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p60 ft29">Skälen för regeringens förslag: <SPAN class="ft2">Enligt förordningen om värdepap-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">perscentraler ska medlemsstaterna se till att det finns en administrativ</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">sanktion som inbegriper ett tillfälligt förbud, eller vid upprepade</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">allvarliga överträdelser ett permanent förbud, för en ledamot i institutets</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">ledningsorgan eller annan fysisk person som hålls ansvarig att utöva</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">uppdrag i det institut där överträdelsen begåtts (artikel 63.2 d).</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p60 ft2">Sanktionsbestämmelsen i denna del har stora likheter med närings-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">förbud enligt lagen (2014:836) om näringsförbud. Ett sådant förbud</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">beslutas av allmän domstol och innebär att personen bl.a. inte får vara</P></TD>
</TR>
<TR>
<TD rowspan=2 class="tr43 td34"><P class="p33 ft2">252</P></TD>
<TD colspan=2 class="tr27 td306"><P class="p20 ft2">ledamot eller suppleant i styrelsen för ett aktiebolag och inte heller vara</P></TD>
</TR>
<TR>
<TD class="tr58 td41"><P class="p20 ft95"> </P></TD>
<TD class="tr58 td315"><P class="p20 ft95"> </P></TD>
</TR>
</TABLE>
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<DIV id="page_253">
<P class="p788 ft4">verkställande direktör eller vice verkställande direktör. Reglerna om Prop. 2015/16:10 näringsförbud kan inte anses innebära att den svenska lagstiftningen</P>
<P class="p789 ft2">redan i dag uppfyller förordningens krav i fråga om denna sanktion eftersom näringsförbud för de fysiska personer som här är i fråga oftast torde bli aktuell i de fall personen har gjort sig skyldig till brott.</P>
<P class="p790 ft2">För att uppfylla kraven i förordningen bör det därför införas en ny bestämmelse i kontoföringslagen om tillfälligt eller permanent förbud att utöva uppdrag som styrelseledamot, verkställande direktör eller ersättare för någon av dem. Reglerna i förordningen avser enligt ordalydelsen ”institut” (artikel 63.2 d). Det får emellertid anses följa av förordningens tillämpningsområde att det som avses är värdepapperscentraler och ut- sedda kreditinstitut (jfr även artikel 63.1).</P>
<P class="p791 ft2">Reglerna i förordningen skiljer sig från motsvarande regler i kapital- täckningsdirektivet i några avseenden (se artikel 63.2 d i förordningen och jämför med artikel 67.1 d i direktivet). Enligt förordningen ska ett beslut om förbud gälla enbart i förhållande till den värdepapperscentral eller det utsedda kreditinstitut i vilken överträdelsen har begåtts, medan ett motsvarande förbud enligt direktivet ska gälla generellt i fråga om kreditinstitut och värdepappersbolag. En annan skillnad är att ett förbud mot att utföra ledningsuppgifter enligt förordningen ska kunna bli permanent vid upprepade, allvarliga överträdelser medan ett beslut enligt direktivet ska vara tillfälligt. Ett sådant permanent förbud i förhållande till en viss värdepapperscentral eller utsett kreditinstitut som ska gälla enligt förordningen får anses vara en mycket ingripande åtgärd mot personen i fråga. Det är emellertid inte orimligt att upprepade, allvarliga överträdelser ska kunna få till följd att personen i fråga förbjuds permanent att utföra ledningsuppgifter i den värdepapperscentralen eller det utsedda kreditinstitutet. I övrigt ställer förordningen inte upp något krav på att det anges en viss tidsrymd för hur länge ett förbud ska kunna gälla. När tiden bestäms bör hänsyn tas till de omständigheter som ska beaktas vid valet mellan olika sanktioner (se avsnitt 9.9). <SPAN class="ft3">Finansinspek- tionen </SPAN>framför att det tidsspann som ska beaktas vid ett tillfälligt förbud mot att utföra ledningsuppgifter bör framgå direkt av lagtexten. För att tillgodose krav på förutsebarhet och rättssäkerhet är det enligt rege- ringens uppfattning lämpligt att, med förebild i lagen om bank- och finansieringsrörelse och lagen om värdepappersmarknaden (15 kap. 1 § fjärde stycket 1 respektive 25 kap. 1 a § fjärde stycket 1), ange en tids- rymd på mellan tre och tio år för ett tillfälligt förbud. Enligt förordningen krävs det emellertid att ett permanent förbud ska kunna beslutas enligt kontoföringslagen vid upprepade allvarliga överträdelser. Detta innebär således att de olika regelverken på finansmarknadsområdet stämmer överens så långt det är möjligt (jfr prop. 2014/15:57 s. 45 f.).</P>
<P class="p792 ft2">Regeringen anser i likhet med <SPAN class="ft3">Bolagsverket </SPAN>att ett ingripande mot en styrelseledamot, verkställande direktör eller ersättare för någon av dem som innebär en ändring i den registrerade styrelsen eller avseende vem som är utsedd till verkställande direktör bör föranleda att Finansinspek- tionen underrättar Bolagsverket. Bestämmelser om detta bör införas på förordningsnivå (jfr 5 kap. 1 § förordningen [2007:572] om värde- pappersmarknaden).</P>
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<TR>
<TD class="tr28 td48"><P class="p20 ft2">Prop. 2015/16:10 <SPAN class="ft77">9.5.7</SPAN></P></TD>
<TD class="tr28 td293"><P class="p20 ft77">Sanktionsavgift för fysiska personer</P></TD>
</TR>
</TABLE>
<P class="p794 ft4"><SPAN class="ft96">Regeringens förslag: </SPAN>Ett ingripande mot en styrelseledamot eller verkställande direktör i en värdepapperscentral eller ett utsett kredit- institut, eller en ersättare för någon av dem, kan ske genom beslut om sanktionsavgift.</P>
<P class="p705 ft2">Sanktionsavgiften för en fysisk person ska som högst fastställas till ett belopp som per den 23 juli 2014 i svenska kronor motsvarade fem miljoner euro eller, i de fall beloppet kan beräknas, två gånger den vinst som personen erhållit till följd av regelöverträdelsen.</P>
<P class="p795 ft2">Sanktionsavgiften ska tillfalla staten.</P>
<P class="p796 ft4"><SPAN class="ft96">Promemorians förslag </SPAN>överensstämmer med regeringens förslag. <SPAN class="ft96">Remissinstanserna: </SPAN>Flertalet remissinstanser tillstyrker promemorians</P>
<P class="p797 ft2">förslag eller har inget att invända mot det. <SPAN class="ft3">Ekobrottsmyndigheten </SPAN>anser att det är mycket angeläget att det i största möjliga utsträckning klargörs i lagstiftning hur problematiken som hänger samman med förbudet mot dubbla förfaranden ska hanteras. <SPAN class="ft3">Juridiska fakultetsnämnden vid Stockholms universitet </SPAN>erinrar om sitt yttrande avseende remissen av promemorian Sanktioner enligt CRD IV angående vikten av att noga följa utvecklingen av sanktionssystem som tangerar straff ur såväl den utpekade felande partens som Finansinspektionens synvinkel samt hur ett sådant sanktionssystem påverkar samarbetsklimatet mellan institut under tillsyn och Finansinspektionen. <SPAN class="ft3">Svenskt Näringsliv </SPAN>anser att sanktions- beloppen är oproportionerligt höga och att förslaget brister i rättssäkerhet eftersom ingen vägledning ges när det gäller vilken storlek på sanktions- belopp som bör dömas ut för olika överträdelser.</P>
<P class="p546 ft4"><SPAN class="ft36">Euroclear Sweden AB </SPAN>instämmer inte i bedömningen i promemorian att det är den högsta nivån som ska tillämpas utan att den högsta nivån utgör ett avgiftstak.</P>
<P class="p798 ft29">Skälen för regeringens förslag</P>
<P class="p799 ft3">Sanktionsavgift och högsta belopp</P>
<P class="p800 ft2">I förordningen om värdepapperscentraler anges de maximala belopp som sanktionsavgifterna minst ska uppgå till och som ska kunna fastställas för fysiska personer (artikel 63.2 e och f). Avgifterna ska kunna uppgå till maximalt minst fem miljoner euro eller, i medlemsstater som inte har euro som valuta, motsvarande belopp i nationell valuta den 23 juli 2014, eller två gånger summan av den vinst som erhållits om beloppen går att fastställa. <SPAN class="ft3">Euroclear Sweden AB </SPAN>instämmer inte i bedömningen i prome- morian att det är den högsta nivån som ska tillämpas utan att den högsta nivån utgör ett avgiftstak. Regeringen anser i likhet med Euroclear att det inte följer av förordningen att det högsta framräknade beloppet ska tillämpas utan att det i stället bör anses utgöra ett avgiftstak, se avsnitt 9.5.5. När det gäller beräkningssätt för att fastställa sanktionsavgifternas storlek, se avsnitt 9.5.5. Det är sålunda tillåtet enligt förordningen att fastställa ett högre maximibelopp än det som följer av förordningen (se artikel 63.2 f och 63.3). Regeringen anser att det inte heller när det gäller fysiska personer finns anledning att höja de redan höga maximibeloppen.</P>
<P class="p348 ft2">254</P>
</DIV>
<DIV id="page_255">
<DIV>
<DIV id="id_1">
<P class="p337 ft2">Förordningen knyter sanktionsavgiftsbeloppet till eurons kurs en viss dag. Det innebär att den valutakurs som kommer att ligga till grund för omräkning mellan euro och svenska kronor inte kommer att förändras. Maximala sanktionsavgiften för en fysisk person ska sålunda kunna upp- gå till ett belopp som per den 23 juli 2014 i svenska kronor motsvarade fem miljoner euro. Den mittkurs som dagligen fastställs av Stockholms- börsen bör användas vid omräkningen mellan euro och svenska kronor (se avsnitt 9.5.5). Enligt mittkursen den 23 juli 2014 motsvarade 1 euro 9,2185 svenska kronor.</P>
<P class="p338 ft4">I förordningen anges sådana omständigheter som det ska tas särskild hänsyn tas till när sanktionsavgiftens storlek fastställs (artikel 64). Dessa omständigheter utvecklas närmare i avsnitt 9.7. När det gäller det som <SPAN class="ft36">Svenskt Näringsliv </SPAN>framför om sanktionsavgifternas nivåer och rätts- säkerhetsaspekter av förslaget hänvisas till avsnitt 9.5.5.</P>
<P class="p212 ft3">Dubbelprövningsförbudet</P>
<P class="p801 ft2">Förbudet mot dubbel lagföring och straff (dubbelprövningsförbudet) återfinns i sjunde tilläggsprotokollet till Europakonventionen och i EU:s rättighetsstadga. Europakonventionen med tilläggsprotokoll gäller som lag i Sverige enligt lagen (1994:1219) om den europeiska konventionen angående skydd för de mänskliga rättigheterna och de grundläggande friheterna. EU:s rättighetsstadga, som blev rättsligt bindande genom Lissabonfördragets ikraftträdande den 1 december 2009, har samma rättsliga värde som fördragen och ingår således i EU:s primära regelverk. Detta innebär att dubbelprövningsförbudet är tillämpligt i svensk rätt och att rättstillämpande myndigheter är skyldiga att ta hänsyn till förbudet.</P>
<P class="p351 ft2">Förbudet innebär enligt Europakonventionen att ingen får lagföras eller straffas på nytt i en brottmålsrättegång i samma stat för ett brott för vilket denne redan har blivit slutligt frikänd eller dömd i enlighet med lagen och rättegångsordningen i denna stat. EU:s rättighetsstadga har en be- stämmelse med motsvarande innehåll med den skillnaden att förbudet gäller ett mer vidsträckt geografiskt område än vad som anges i Europa- konventionen då det i stället för stat talas om Europeiska unionen. Stadgan riktar sig till medlemsstaterna endast när de tillämpar unions- rätten.</P>
<P class="p351 ft2">Det kan inte uteslutas att ett åsidosättande av sådana bestämmelser som enligt förslagen i denna proposition kan leda till att en fysisk person påförs en administrativ sanktion även kan innebära att personen i fråga skulle kunna lagföras för brott. Det kan vidare antas att påförande av sådan sanktion anses som en anklagelse för brott och straff i Europa- konventionens mening. I en sådan situation aktualiseras dubbelpröv- ningsförbudet. Eftersom det här är fråga om tillämpning av <NOBR>EU-rätt</NOBR> aktualiseras dessutom förbudet i rättighetsstadgan.</P>
<P class="p802 ft2"><SPAN class="ft3">Ekobrottsmyndigheten </SPAN>framför att det inte är tillfredsställande att lämna frågan om dubbelprövningsförbudet oreglerad och överlämna den till myndigheternas bedömning i det enskilda fallet och anser att frågan bör behandlas i förevarande lagstiftningsärende. <SPAN class="ft3">Juridiska fakultets- nämnden vid Stockholms universitet </SPAN>erinrar om vikten av att noga följa utvecklingen av sanktionssystem som tangerar straff ur såväl den utpekade felande partens som Finansinspektionens synvinkel samt hur ett</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">255</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_256">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p20 ft2">sådant sanktionssystem påverkar samarbetsklimatet mellan institut under</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">tillsyn och Finansinspektionen.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">I de mycket få fall som det antas bli fråga om när det gäller</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">administrativa sanktioner mot fysiska personer med anledning av</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">värdepapperscentralers eller utsedda kreditinstituts överträdelser, måste</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">de myndigheter som hanterar ärendet, oavsett om det är Finans-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">inspektionen eller rättsvårdande myndigheter, handlägga ärendet med</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">hänsyn till dubbelprövningsförbudet. Beroende på situationen i det</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">enskilda fallet kan en konsekvens av reglerna bli att om ett ärende som</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">avser överträdelsen handläggs hos Finansinspektionen kan det i vissa fall</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">hindra att ett ärende som avser samma handling handläggs hos andra</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">myndigheter eller tvärtom. Enligt regeringens uppfattning krävs det</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">emellertid inte att några särskilda bestämmelser om handläggningen av</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">sådana ärenden införs. I stället måste de befintliga reglerna om förbudet</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">beaktas vid handläggningen av varje enskilt ärende, med utgångspunkt i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">omständigheterna i det ärendet.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p60 ft2">Som nämns ovan kan det inte uteslutas att ett åsidosättande av vissa</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">bestämmelser som enligt förslagen i denna proposition kan leda till att en</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">fysisk person påförs en administrativ sanktion även kan innebära att</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">personen i fråga kan lagföras för brott. Det torde framför allt kunna bli</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">aktuellt i en situation när en värdepapperscentral eller ett utsett kredit-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">institut har erhållit auktorisation genom osanna uppgifter eller andra</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">olagliga metoder (artikel 63.1 b i förordningen om värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">centraler). Exempel på brott som skulle kunna föreligga i en sådan</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">situation är urkundsförfalskning (14 kap. 1 § brottsbalken) och osant</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">intygande (15 kap. 11 § samma balk). Ett sådant förfarande torde dock</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">inte vara att bedöma som bedrägeri eller oredligt förfarande (9 kap. 1 och</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">8 §§ samma balk). Om en ansökan om auktorisation som värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">central grundas på falska uppgifter när det gäller kapitalkraven enligt</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">artikel 47 i förordningen (artikel 63.1 c), skulle fråga om ansvar för</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">bokföringsbrott (11 kap. 5 § samma balk) kunna uppkomma. Vid sidan</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">av förfaranden som är relaterade till erhållande av auktorisation genom</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">osanna uppgifter skulle möjligen ansvar för trolöshet mot huvudman i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">vissa fall kunna aktualiseras (10 kap. 5 § samma balk). Huruvida oredliga</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">förfaranden med kontoförda finansiella instrument i stället kan bedömas</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">som förskingring beror i första hand på om gärningsmannen har fått</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">egendomen i sin besittning i den mening som avses i 10 kap. 1 §</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">brottsbalken (se NJA 2011 s. 524, särskilt justitierådet Stefan Lindskogs</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">särskilda yttrande).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Det får antas att det endast i mycket sällsynta fall skulle kunna bli</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">aktuellt att rikta administrativa sanktioner mot fysiska personer med</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">anledning av en värdepapperscentrals eller ett utsett kreditinstituts över-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">trädelser av regler i förordningen. Det kan emellertid redan nu förutses</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">att frågan om tillämpning av dubbelprövningsförbudet kommer att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">aktualiseras i flera kommande lagstiftningsärenden på finansmarknads-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">området. Bestämmelser om sanktioner som riktas mot fysiska personer</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">finns nämligen i flera olika <NOBR>EU-rättsakter.</NOBR></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">2013 års värdepappersmarknadsutredning har i januari 2015 redovisat</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">sitt uppdrag i betänkandet Värdepappersmarknaden MiFID II och MiFIR</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">(SOU 2015:2). I betänkandet behandlas bl.a. frågan om dubbelprövnings-</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">256</P></TD>
<TD class="tr31 td169"><P class="p20 ft2">förbudet. Utredningen föreslår att det tas in en bestämmelse i lagen om</P></TD>
</TR>
</TABLE>
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<P class="p284 ft4">värdepappersmarknaden om att ett ingripande enligt den lagen inte ska Prop. 2015/16:10 ske om samma otillåtna agerande också är föremål för åtal (s. <NOBR>558–561).</NOBR></P>
<P class="p169 ft4">Betänkandet har remissbehandlats och det bereds för närvarande inom Regeringskansliet. Det kommer således att finnas anledning att åter- komma till frågan om dubbelprövningsförbudet i kommande lagstift- ningsärenden.</P>
<P class="p803 ft72"><SPAN class="ft26">9.6</SPAN><SPAN class="ft90">Sanktioner mot utländska värdepappers- centraler</SPAN></P>
<P class="p804 ft2"><SPAN class="ft29">Regeringens förslag: </SPAN>I ett sådant fall som avses i artikel 24.5 i förord- ningen om värdepapperscentraler ska Finansinspektionen ha rätt att besluta om sanktioner mot en värdepapperscentral som har auktorise- rats i ett annat land inom EES än Sverige som tillhandahåller tjänster här i landet. Finansinspektionen ska då ha rätt att</P>
<P class="p805 ft4"><SPAN class="ft2">–</SPAN><SPAN class="ft20">förelägga värdepapperscentralen, vid vite om det krävs, att vidta en viss åtgärd för att komma till rätta med situationen eller upphöra med ett visst agerande, och</SPAN></P>
<P class="p806 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">besluta om en sanktionsavgift.</SPAN></P>
<P class="p807 ft4"><SPAN class="ft96">Promemorians förslag </SPAN>överensstämmer med regeringens förslag. <SPAN class="ft96">Remissinstanserna </SPAN>tillstyrker promemorians förslag eller har inget att</P>
<P class="p172 ft2">invända mot det.</P>
<P class="p48 ft2"><SPAN class="ft29">Skälen för regeringens förslag: </SPAN>Som berörs i avsnitt 8 gäller prin- cipen om hemlandstillsyn för värdepapperscentraler. Med det avses att det är den behöriga myndigheten i värdepapperscentralens hemmedlems- stat, dvs. det land inom EES där den har auktoriserats, som i första hand ansvarar för tillsynen över en värdepapperscentral som tillhandahåller tjänster i ett annat land inom EES, med eller utan att inrätta en filial.</P>
<P class="p808 ft2">I förordningen om värdepapperscentraler finns det regler om sam- arbetet mellan behöriga myndigheter i värdmedlemsstaten och hemmed- lemsstaten för värdepapperscentralen (artikel 24). Dessa regler inbegriper krav i fråga om inspektioner av filialer, rapportering till hemmedlems- statens behöriga myndighet, samarbetsarrangemang för tillsyn, tillsyns- kollegier m.m. Dessa regler är direkt tillämpliga och kräver i huvudsak inga lagstiftningsåtgärder (se avsnitt 8.8).</P>
<P class="p192 ft2">Enligt förordningen finns det dock en möjlighet för den behöriga myndigheten i värdmedlemsstaten att, under vissa omständigheter, vidta ”alla lämpliga åtgärder” som behövs för att se till att värdepappers- centralen följer bestämmelserna i förordningen inom värdmedlemsstatens territorium (artikel 24.5 andra stycket). En förutsättning är att den be- höriga myndigheten i hemmedlemsstaten inte vidtar tillräckliga åtgärder och att värdepapperscentralen fortsätter att överträda reglerna i förord- ningen. Det är alltså i mycket speciella situationer som den behöriga myndigheten i värdmedlemsstaten kan behöva tillämpa dessa regler. De berörda myndigheterna får också hänskjuta ärendet till Esma, som får agera i enlighet med de befogenheter som den myndigheten tilldelats en- ligt artikel 19 i förordning (EU) nr 1095/2010. Det förfarande som be-</P>
<P class="p172 ft2">skrivs i den förordningen kallas bindande medling (se vidare avsnitt 8.8).</P>
<P class="p597 ft2">257</P>
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<P class="p551 ft2">Prop. 2015/16:10 Frågan är alltså i vilken utsträckning Finansinspektionen bör kunna besluta om sanktioner mot en värdepapperscentral som har auktoriserats i ett annat land inom EES än Sverige som tillhandahåller tjänster här i landet. Eftersom förordningen inte föreskriver vilka sanktioner som de behöriga myndigheterna ska kunna tillgripa vid en överträdelse av reglerna i förordningen, bör en bestämmelse om de befogenheter som Finansinspektionen ska ha tas in i kontoföringslagen. De sanktioner som ligger närmast till hands är dels ett föreläggande att vidta rättelse (se avsnitt 9.6), dels sanktionsavgifter. Detta möjliggör att en pågående över- trädelse kan sanktioneras med ett föreläggande, eventuellt i förening med vite, om att det otillåtna agerandet ska upphöra. Detta ger också utrymme för att en regelöverträdelse som redan har inträffat kan sanktioneras med en sanktionsavgift, även om beteendet har upphört. Finansinspektionen bör således kunna använda dessa sanktioner i en sådan situation som avses i förordningen (artikel 24.5 andra stycket). De omständigheter som ska beaktas vid val av sanktion och sanktionsavgiftens storlek m.m. i fråga om en svensk värdepapperscentral bör i förekommande fall beaktas även när det gäller en värdepapperscentral som är etablerad i ett annat land inom EES än Sverige som tillhandahåller tjänster här i landet.</P>
<P class="p809 ft72"><SPAN class="ft24">9.7</SPAN><SPAN class="ft90">Omständigheter att beakta vid valet mellan olika sanktioner</SPAN></P>
<P class="p810 ft2"><SPAN class="ft29">Regeringens förslag: </SPAN>Vid valet av sanktion ska Finansinspektionen ta hänsyn till hur allvarlig överträdelsen är och hur länge den pågått. Särskild hänsyn ska tas till graden av ansvar för den som har begått överträdelsen och skador som uppstått för tredje man. Det ska finnas möjlighet för Finansinspektionen att avstå från ingripande under vissa omständigheter.</P>
<P class="p702 ft4">Därutöver ska Finansinspektionen i förmildrande riktning beakta om den som är ansvarig för överträdelsen i väsentlig mån genom ett aktivt samarbete har underlättat inspektionens utredning.</P>
<P class="p705 ft2">Finansinspektionen ska i försvårande riktning beakta om den som har begått överträdelsen tidigare har gjort sig skyldig till överträdelser. Vid denna bedömning ska särskild vikt fästas vid om överträdelserna är likartade och den tid som har gått mellan de olika överträdelserna.</P>
<P class="p702 ft2">När sanktionsavgiftens storlek fastställs, ska särskild hänsyn tas till dessa omständigheter samt den finansiella ställningen hos den som har begått överträdelsen och om det går att fastställa, den vinst som har erhållits till följd av regelöverträdelsen eller de kostnader som undvikits.</P>
<P class="p811 ft4"><SPAN class="ft96">Promemorians förslag </SPAN>överensstämmer med regeringens förslag. <SPAN class="ft96">Remissinstanserna: </SPAN>Flertalet remissinstanser tillstyrker promemorians</P>
<P class="p797 ft2">förslag eller har inget att invända mot det. <SPAN class="ft3">Ekobrottsmyndigheten </SPAN>påpekar att de möjligheter Finansinspektionen har att avstå från att ingripa kan, beroende på hur ett sådant beslut utformas, utgöra hinder mot åtal.</P>
<P class="p589 ft3">Svenska Fondhandlareföreningen<SPAN class="ft2">, med instämmande av </SPAN>Svenska Bank-</P>
<P class="p589 ft89"><SPAN class="ft109">föreningen</SPAN>, framför att en reglering som överlämnar till myndigheter och</P>
<P class="p16 ft2">258</P>
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<P class="p343 ft2">domstolar att avgöra sanktionsavgifternas storlek mot enskilda inte är godtagbar ur rättssäkerhetssynpunkt utan efterlyser vägledning i dessa frågor. <SPAN class="ft3">Euroclear Sweden AB </SPAN>anser att bedömningskriterierna som fram- går av förordningen (artikel 64) bör beaktas även när det gäller att fast- ställa nivån för sanktionsavgiften för både fysiska och juridiska personer. <SPAN class="ft3">Svenskt Näringsliv </SPAN>anser att sanktionsbeloppen är oproportionerligt höga och att förslaget brister i rättssäkerhet eftersom ingen vägledning ges när det gäller vilken storlek på sanktionsbelopp som bör dömas ut för olika överträdelser.</P>
<P class="p351 ft29">Skälen för regeringens förslag: <SPAN class="ft2">Kontoföringslagen innehåller få anvisningar om vilka omständigheter som ska beaktas inför valet av sanktion. Det anges dock att Finansinspektionen under vissa förhållanden får besluta om en varning i stället för att återkalla en central värdepap- persförvarares auktorisation (9 kap. 3 § andra stycket). Detta ger uttryck för att valet av sanktion ska göras utifrån hur allvarlig överträdelsen är. Även utan att det uttryckligen framgår av lagtexten får det dock såväl på detta område som på andra näraliggande områden anses gälla en allmän proportionalitetsprincip, dvs. att en sanktion ska stå i proportion till över- trädelsens natur.</SPAN></P>
<P class="p351 ft2">Enligt förordningen om värdepapperscentraler ska medlemsstaterna se till att de behöriga myndigheterna tar hänsyn till alla relevanta omständigheter när de fastställer typen av administrativa sanktioner och ”nivån för” sanktionerna (artikel 64). Med ”nivån för” sanktioner avses med all säkerhet bl.a. nivån på en eventuell sanktionsavgift. I förordningen specificeras dock vissa omständigheter som, ”om lämpligt”, ska beaktas särskilt. Dessa är följande.</P>
<P class="p812 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft78">Överträdelsens allvarlighetsgrad och varaktighet.</SPAN></P>
<P class="p157 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft78">Graden av ansvar hos den person som är ansvarig för överträdelsen.</SPAN></P>
<P class="p754 ft4"><SPAN class="ft2">–</SPAN><SPAN class="ft105">Finansiell styrka hos den person som är ansvarig för överträdelsen, till exempel enligt den ansvariga juridiska personens totala omsätt- ning eller den aktuella fysiska personens årsinkomst.</SPAN></P>
<P class="p754 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft78">Storleken på de vinster som har gjorts eller de förluster som undvikits av den person som är ansvarig för överträdelsen eller förluster för tredje part till följd av överträdelsen, i den mån dessa kan fastställas.</SPAN></P>
<P class="p755 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft78">Graden av samarbete med den behöriga myndigheten hos den person som är ansvarig för överträdelsen, utan att det påverkar behovet av att säkerställa återbetalning av de vinster som personen har erhållit eller de förluster som den undvikit.</SPAN></P>
<P class="p813 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft78">Tidigare överträdelser av den person som är ansvarig för överträdel-</SPAN></P>
<P class="p620 ft2">sen.</P>
<P class="p333 ft2">I kapitaltäckningsdirektivet finns regler som i hög grad liknar nämnda regler i förordningen om värdepapperscentraler (artikel 70 i direktivet). De reglerna har genomförts i svensk rätt i lagen om bank- och finansie- ringsrörelse och lagen om värdepappersmarknaden. I de båda lagarna anges det således omständigheter som ska beaktas vid valet mellan olika sanktioner (15 kap. 1 b och 1 c §§ respektive 25 kap. 1 b och 1 c §§, se prop. 2013/14:228 s. <NOBR>237–242</NOBR> samt prop. 2014/15:57 s. <NOBR>52–55):</NOBR> Vid valet av sanktion ska Finansinspektionen ta hänsyn till hur allvarlig överträdelsen är och hur länge den pågått. Särskild hänsyn ska tas till överträdelsens art, överträdelsens konkreta och potentiella effekter på det finansiella systemet, skador som uppstått och graden av ansvar. Finans-</P>
</DIV>
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<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">259</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_260">
<P class="p551 ft2">Prop. 2015/16:10 inspektionen får avstå från ingripande om en överträdelse är ringa eller ursäktlig, om företaget gör rättelse eller om den fysiska personen verkat för att företaget gör rättelse eller om någon annan myndighet har vidtagit åtgärder mot företaget eller den fysiska personen och dessa åtgärder bedöms tillräckliga. Därutöver ska det i försvårande riktning beaktas om företaget eller den fysiska personen tidigare har begått en överträdelse. Vid denna bedömning bör särskild vikt fästas vid om överträdelserna är likartade och den tid som har gått mellan de olika överträdelserna. I förmildrande riktning ska beaktas om företaget eller den fysiska personen i väsentlig mån genom ett aktivt samarbete har underlättat Finansinspek- tionens utredning och företaget snabbt upphört med överträdelsen eller den fysiska personen snabbt verkat för att överträdelsen ska upphöra sedan den anmälts till eller påtalats av Finansinspektionen.</P>
<P class="p583 ft2">Medlemsstaterna är skyldiga att se till att de behöriga myndigheterna beaktar de omständigheter som anges i förordningen, i vart fall om det bedöms ”lämpligt”. Gällande rätt på andra näraliggande områden åter- speglar flera av de principer som anges i förordningen. För att främja förutsebarheten och enhetligheten i tillämpningen av bestämmelserna är det rimligt att som utgångspunkt låta samtliga de i förordningen om- nämnda omständigheterna framgå av lag. Det bör vara till fördel för både tillämpande myndighet och berörda företag. För att inte begränsa ut- rymmet för egna bedömningar och möjligheten att ta hänsyn till särskilda omständigheter i det enskilda fallet, bör dock lagtexten utgöra en exemplifierande, men inte uttömmande, uppräkning av vilka omständig- heter som ska beaktas.</P>
<P class="p583 ft2">Om en sådan reglering ska bli ett bra hjälpmedel vid beslut om sank- tioner, bör den bygga på någon slags systematik. Det bör stå klart vad som ska vara utgångspunkten vid val av sanktion och vid bestämmande av sanktionsavgiftens storlek. Den centrala principen bör vara att en sammanvägd bedömning av de olika omständigheterna i det enskilda fallet ska göras. Därutöver bör det anges vilka särskilda omständigheter som i vart fall bör tillåtas att inverka på beslutet om vilken sanktion som slutligen ska beslutas.</P>
<P class="p495 ft2">Utifrån de faktorer som är omnämnda i förordningen framstår det som lämpligt att först ange sådana omständigheter som är hänförliga till själva överträdelsen, dvs. hur allvarlig överträdelsen är och hur länge den har pågått samt graden av ansvar för den som har begått överträdelsen. Med det senare uttrycket avses i huvudsak att någon kan vara mer eller mindre ansvarig för en överträdelse och ha en omfattande eller mer begränsad kännedom om de omständigheter som utgör överträdelsen. Till de nu aktuella omständigheterna hör även storleken på den förlust som över- trädelsen har medfört för tredje man, i den mån detta går att fastställa. Denna omständighet kan jämföras med att det belopp som ett förmögen- hetsbrott avser, dvs. värdet av t.ex. det stulna eller det förskingrade, i regel tillmäts stor betydelse vid rubriceringen av en brottslig gärning.</P>
<P class="p583 ft2">För att sanktionerna ska vara proportionerliga bör det emellertid anges att Finansinspektionen får avstå från ingripande om en överträdelse är ringa eller ursäktlig, om den som har begått överträdelsen gör rättelse eller om någon annan myndighet har vidtagit åtgärder mot denne och dessa åtgärder bedöms tillräckliga.</P>
<P class="p654 ft2">260</P>
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<P class="p117 ft2"><SPAN class="ft3">Ekobrottsmyndigheten </SPAN>påpekar att de möjligheter Finansinspektionen har att avstå från att ingripa kan, beroende på hur ett sådant beslut ut- formas, utgöra hinder mot åtal. Huruvida ett beslut att avstå från ingripande mot en överträdelse som också är straffbar, hindrar ett senare åtal torde vara beroende av hur ett sådant beslut utformas menar Ekobrottsmyndigheten. Om beslutet innebär att Finansinspektionen slutligt tar ställning till, eller gör en bedömning av, den enskildes skuld, kan det utgöra hinder mot åtal.</P>
<P class="p559 ft4">Regeringen konstaterar att denna fråga hänger nära samman med den om dubbelprövningsförbudet, som behandlas i avsnitt 9.5.7.</P>
<P class="p117 ft2">Det bör även anges vissa omständigheter som kan vara förmildrande respektive försvårande och som har inträffat före eller efter över- trädelsen. Det rör sig således inte om omständigheter som främst har med överträdelsen i sig att göra. För det första avses att den som har begått överträdelsen i väsentlig mån genom ett aktivt samarbete har underlättat Finansinspektionens utredning. För det andra avses om den som har begått överträdelsen tidigare har gjort sig skyldig till likartade över- trädelser inom viss tid före den nu aktuella överträdelsen.</P>
<P class="p559 ft2">När sanktionsavgiftens storlek fastställs bör det dessutom tas hänsyn till den finansiella styrka hos den som har begått överträdelsen. Det kan till exempel vara den ansvariga juridiska personens totala omsättning eller den ansvariga fysiska personens årsinkomst. Hänsyn bör även tas till den vinst som uppstått eller de kostnader som har undvikits med anledning av överträdelsen, om det går att fastställa. Dessa hänsyn ska inte påverka valet av sanktion utan endast avgiftens storlek. När det däremot gäller att fastställa nivån på sanktionsavgiften bör, som <SPAN class="ft3">Euroclear Sweden AB </SPAN>påpekar, även övriga omständigheter som anges i förordningen kunna beaktas för både fysiska och juridiska personer (artikel 64).</P>
<P class="p308 ft3">Svenska Fondhandlareföreningen<SPAN class="ft2">, med instämmande av </SPAN>Svenska Bankföreningen<SPAN class="ft2">, och </SPAN>Svenskt Näringsliv <SPAN class="ft2">efterlyser ytterligare vägledning när det gäller fastställande av sanktionsavgifternas storlek. Enligt regeringens uppfattning är det emellertid inte lämpligt att ange någon närmare exemplifiering av vilken storlek som sanktionsavgiften bör ha vid olika slag av överträdelser. När sanktionsavgiftens storlek bestäms är det många omständigheter som måste beaktas som antingen är hänförliga till den specifika överträdelsen eller till den person, juridisk eller fysisk, som har begått överträdelsen. Det innebär att det alltid måste göras en bedömning med hänsyn till alla omständigheter som är relevanta i det enskilda fallet. Framför allt den praxis som kommer att utvecklas när det gäller sanktionsavgifter som beslutas enligt lagen om bank- och finansieringsrörelse och lagen om värdepappersmarknaden med stöd av de bestämmelser som nyligen har införts i dessa båda lagar för att genomföra kapitaltäckningsdirektivet i svensk rätt bör kunna ge vägledning även när sanktionsavgift ska beslutas enligt kontoförings- lagen. Viss vägledning bör också nuvarande praxis för sanktionsavgifter kunna ge.</SPAN></P>
<P class="p280 ft4">Den systematik som skapas ger en exemplifierande vägledning för Finansinspektionen och domstolarna vid deras prövning av sanktionerna. Det går emellertid inte att reglera vilken relativ vikt som ska tillmätas olika omständigheter eller hur de ska vägas i det enskilda fallet. Detta</P>
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<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">261</P>
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<P class="p608 ft4">Prop. 2015/16:10 blir i stället en fråga som ankommer på Finansinspektionen och, om inspektionens beslut överklagas eller om ett sanktionsföreläggande inte godkänns, allmän förvaltningsdomstol.</P>
<TABLE cellpadding=0 cellspacing=0 class="t105">
<TR>
<TD class="tr38 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td98"><P class="p285 ft24">9.8</P></TD>
<TD class="tr38 td301"><P class="p85 ft26">Beslut om sanktioner</P></TD>
</TR>
<TR>
<TD class="tr55 td34"><P class="p20 ft93"> </P></TD>
<TD colspan=2 class="tr52 td302"><P class="p20 ft81"> </P></TD>
</TR>
<TR>
<TD class="tr31 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td304"><P class="p68 ft2"><SPAN class="ft29">Regeringens förslag: </SPAN>Finansinspektionen ska genom sanktionsföre-</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p68 ft2">läggande pröva frågor om ingripanden mot ansvariga fysiska personer</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">vid överträdelser från värdepapperscentralens eller det utsedda kredit-</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">institutets sida. Det anges i lag vilka uppgifter ett sådant föreläggande</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p68 ft2">ska innehålla.</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p319 ft2">Om ett sanktionsföreläggande inte har godkänts inom utsatt tid, får</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">Finansinspektionen ansöka hos allmän förvaltningsdomstol om att</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p68 ft2">sanktion ska beslutas. En sådan ansökan ska ske hos den förvaltnings-</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">rätt som är behörig att pröva ett överklagande av Finansinspektionens</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">beslut om ingripande mot värdepapperscentralen eller kreditinstitutet</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p68 ft2">för samma överträdelse. Prövningstillstånd ska krävas vid över-</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">klagande till kammarrätten.</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p319 ft2"><SPAN class="ft29">Regeringens bedömning: </SPAN>Finansinspektionens beslut om ingrip-</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p68 ft2">anden och sanktioner mot juridiska personer får överklagas till allmän</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">förvaltningsdomstol. Prövningstillstånd krävs vid överklagande till</P></TD>
</TR>
<TR>
<TD class="tr31 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td304"><P class="p68 ft2">kammarrätten.</P></TD>
</TR>
<TR>
<TD class="tr58 td303"><P class="p20 ft95"> </P></TD>
<TD colspan=2 class="tr56 td305"><P class="p20 ft94"> </P></TD>
</TR>
<TR>
<TD class="tr2 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td306"><P class="p319 ft29">Promemorians förslag och bedömning <SPAN class="ft2">överensstämmer med reger-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">ingens förslag och bedömning.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p319 ft2"><SPAN class="ft29">Remissinstanserna: </SPAN>Flertalet remissinstanser tillstyrker promemorians</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">förslag och bedömning eller har inget att invända mot dem. <SPAN class="ft3">Förvaltnings-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2"><SPAN class="ft3">rätten i Stockholm </SPAN>anser att ytterligare frågor som bör beaktas i det</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">fortsatta lagstiftningsarbetet är hur enskilda redan hos Finansinspek-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">tionen ska få bemöta ett övervägande om sanktionsföreläggande för att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">förhindra att ett sådant utfärdas, hur enskilda kan framställa invändningar</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">mot sanktionsförelägganden som har utfärdats för att förhindra att</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">inspektionen ansöker om sanktion i domstol samt hur bunden Finans-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">inspektionen ska anses vara till sitt tidigare sanktionsföreläggande i de</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">fall myndigheten ansöker om sanktion i domstol. <SPAN class="ft3">Finansbolagens</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2"><SPAN class="ft3">förening </SPAN>anser att starka skäl talar för att sanktionsprövningen mot</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">fysiska personer bör ske i allmän domstol. <SPAN class="ft3">Svenska Fondhandlare-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft3">föreningen<SPAN class="ft2">, med instämmande av </SPAN>Svenska Bankföreningen<SPAN class="ft2">, anser att</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">sanktioner mot fysiska personer ska prövas i allmän domstol med</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">hänvisning till ökade möjligheter till muntlig förhandling och att allmän</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">domstol har betydligt större erfarenhet av att pröva subjektiva rekvisit.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2"><SPAN class="ft3">Euroclear Sweden AB </SPAN>anser att beslutsordningen för beslut om</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">ingripanden och sanktionsförelägganden i synnerhet för fysiska personer</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">behöver klargöras. Det är också oklart hur de olika formerna av myndig-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">hetsingripanden och förelägganden förhåller sig till varandra. Förslagen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">innehåller motstridigheter i fråga om vilka beslut gentemot fysiska</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">personer som kan överklagas och i vilka situationer det kan ske. <SPAN class="ft3">Svenskt</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2"><SPAN class="ft3">Näringsliv </SPAN>anser att sanktioner ska prövas i allmän domstol med hänsyn</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">till att sanktionerna är att jämställa med en brottspåföljd enligt Europa-</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">262</P></TD>
<TD colspan=2 class="tr31 td306"><P class="p20 ft2">konventionen och av rättssäkerhetsskäl.</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_263">
<DIV>
<DIV id="id_1">
<P class="p16 ft29">Skälen för regeringens förslag och bedömning</P>
<P class="p654 ft3">Beslutsordning</P>
<P class="p667 ft2">Förordningen om värdepapperscentraler innebär att administrativa sanktioner ska kunna vidtas inte bara mot institut utan även mot personer i en värdepapperscentrals eller ett utsett kreditinstituts ledningsorgan. Enligt förordningen ska medlemsstaterna bl.a. fastställa regler om, samt säkerställa att deras behöriga myndigheter får påföra, administrativa sanktioner och andra åtgärder som är tillämpliga på de omständigheter som anges i artikel 63 för de personer som är ansvariga för överträdelser av bestämmelser i förordningen (artikel 61). Förordningen ställer således inte upp några krav på en viss utformning av förfarandet vid beslut om sanktioner utan medlemsstaterna kan själva välja beslutsordning i enlighet med respektive rättsordning.</P>
<P class="p336 ft2">I dagsläget beslutar Finansinspektionen om ingripandeåtgärder och sanktioner på finansmarknadsområdet, både avseende finansiella företag och fysiska personer. Även på andra områden förekommer det att en förvaltningsmyndighet utreder misstänkta överträdelser och, som första instans, fattar beslut i ärenden om att påföra t.ex. sanktionsavgifter. Det är fallet t.ex. i fråga om miljösanktionsavgifter (30 kap. <NOBR>1–3</NOBR> §§ miljöbalken), och inom plan- och bygglagstiftningen (11 kap. <NOBR>4–11</NOBR> §§ plan- och bygglagen [2010:900]). Gemensamt för samtliga angivna områden är att sanktionsavgifterna inte förutsätter något subjektivt rekvisit utan ansvaret är mer eller mindre strikt. Det är alltså fråga om regler som är relativt enkla att tillämpa och där beslutsfattandet är förhållandevis schabloniserat.</P>
<P class="p336 ft2">De nya bestämmelser om sanktioner mot fysiska personer vid värde- papperscentralers och utsedda kreditinstituts överträdelser av förord- ningen, som enligt förslagen i denna proposition ska införas i konto- föringslagen, skiljer sig väsentligt från de administrativa sanktioner som de flesta andra förbud och skyldigheter är förenade med. Bestämmel- serna har emellertid stora likheter med de bestämmelser som nyligen har införts i lagen om bank- och finansieringsrörelse och lagen om värdepap- persmarknaden för att i svensk rätt genomföra motsvarande regler om sanktioner mot fysiska personer i kapitaltäckningsdirektivet (se prop. 2014/15:57). Enligt lagen om bank- och finansieringsrörelse och lagen om värdepappersmarknaden ska att ingripanden mot fysiska personer för kreditinstituts respektive värdepappersbolags överträdelser prövas av Finansinspektionen genom sanktionsföreläggande som, om det god- känns, blir att jämställa med en lagakraftvunnen dom (15 kap. 9 a § respektive 25 kap. 10 a §). Regeringen gör i förevarande lagstiftnings- ärende inte någon annan bedömning i denna fråga än den som regeringen gjorde i det lagstiftningsärendet (a. prop. s. <NOBR>56–59).</NOBR> Finansinspektionen bör således genom sanktionsföreläggande pröva frågor om ingripanden mot ansvariga fysiska personer vid överträdelser från värdepappers- centralens eller det utsedda kreditinstitutets sida.</P>
<P class="p665 ft4"><SPAN class="ft36">Euroclear Sweden AB </SPAN>anser att bl.a. beslutsordningen för beslut om ingripanden och sanktionsförelägganden i synnerhet för fysiska personer behöver klargöras. Regeringen konstaterar att den beslutsordning som föreslås i denna proposition är densamma som den som nyligen har införts när det gäller sanktioner för överträdelser av bestämmelser på</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">263</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_264">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p641 ft2">264</P>
</DIV>
<DIV id="id_2">
<P class="p278 ft4">kapitaltäckningsområdet. Enligt regeringens uppfattning finns det inte något behov av ytterligare förtydliganden när det gäller sanktioner för överträdelser av bestämmelser som är tillämpliga för värdepappers- centraler och utsedda kreditinstitut.</P>
<P class="p211 ft22">När det gäller ingripanden och beslut om sanktioner mot juridiska per- soner bör Finansinspektionens beslut överklagas till allmän förvaltnings- domstol. Prövningstillstånd krävs vid överklagande till kammarrätten.</P>
<P class="p367 ft3">Förfarandet med sanktionsföreläggande och dess innehåll</P>
<P class="p642 ft2">Ett sanktionsföreläggande måste innehålla vissa uppgifter för att kunna identifiera överträdelsen och avgränsa den mot andra förfaranden. I lik- het med det som gäller för ett strafföreläggande enligt 48 kap. 6 § rätte- gångsbalken bör föreläggandet innehålla uppgift om den fysiska person som föreläggandet avser, överträdelsen och de omständigheter som är nödvändiga för att känneteckna den, de bestämmelser som är tillämpliga på överträdelsen samt den sanktion som föreläggs personen. Några ytter- ligare krav på innehållet i föreläggandet behöver inte ställas.</P>
<P class="p682 ft2"><SPAN class="ft3">Förvaltningsrätten i Stockholm </SPAN>anser att ytterligare frågor som bör beaktas i det fortsatta lagstiftningsarbetet är hur enskilda redan hos Finansinspektionen ska få bemöta ett övervägande om sanktions- föreläggande för att förhindra att ett sådant utfärdas, hur enskilda kan framställa invändningar mot sanktionsförelägganden som har utfärdats för att förhindra att inspektionen ansöker om sanktion i domstol samt hur bunden Finansinspektionen ska anses vara till sitt tidigare sanktionsföre- läggande i de fall myndigheten ansöker om sanktion i domstol.</P>
<P class="p659 ft2">Sanktionsföreläggande bli aktuellt först sedan omständigheterna kring överträdelsen har utretts av Finansinspektionen inom ramen för ett över- trädelseärende och personen i fråga har fått möjlighet att ta del av utred- ningen i ärendet. Först vid den tidpunkten kan ställning tas till sanktionen och en bedömning göras av vilka risker en domstolsprövning skulle kunna innebära (jfr prop. 2007/08:135 s. 88 och prop. 2014/15:57 s. 59– 61).</P>
<P class="p814 ft4">För att undvika att Finansinspektionen ansöker hos domstol om att sanktion ska beslutas måste personen i fråga skriftligen godkänna det ingripande som framgår av föreläggandet.</P>
<P class="p211 ft2">Om den som sanktionsföreläggandet riktas mot framför invändningar mot sanktionen eller om denne inte svarar inom utsatt tid, bör Finans- inspektionen ta ställning till huruvida en ansökan om att sanktion ska beslutas bör ges in till domstol. Den som framför invändning mot sank- tionen eller inte besvarar ett föreläggande kan därmed inte åläggas en sanktion utan att frågan prövats av domstol. Huvudregeln bör vara att inspektionen ska ansöka hos domstol om att sanktion ska beslutas om förutsättningarna för detta föreligger. Det är dock möjligt att ett sakligt och relevant bestridande med anledning av ett utfärdat föreläggande skulle kunna leda till att saken ställs i en annan dager. Inspektionen bör i sådana fall bedöma om förutsättningarna för en sanktion fortfarande föreligger. Kommer inspektionen fram till att så inte är fallet bör inspektionen avstå från att ge in en ansökan till domstol.</P>
<P class="p655 ft4">Ett godkännande efter den i sanktionsföreläggandet utsatta tiden bör sakna verkan. Rent formellt är Finansinspektionen inte bunden av den</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_265">
<DIV>
<DIV id="id_1">
<P class="p343 ft2">sanktion som angetts i ett föreläggande som inte har godkänts, men utgångspunkten bör vara att inspektionen vid tiden för föreläggandet gör en noggrann bedömning av vad som är en rimlig sanktion i det aktuella fallet. Den bedömningen borde normalt inte ändras för att föreläggandet inte godkänns. Den sanktion som inspektionen ansöker om hos domstol bör således normalt vara densamma som angetts i föreläggandet. Det finns i och för sig inget som hindrar Finansinspektionen från att utfärda ett nytt sanktionsföreläggande om personen i fråga inte har godkänt det första föreläggandet inom föreskriven tid, men det bör i så fall inte vara fråga om någon ändring till annat slag av sanktion eller ändring av en sanktionsavgifts storlek, och bör endast komma i fråga i rena undantags- situationer.</P>
<P class="p360 ft22">Ett godkänt föreläggande bör kunna verkställas enligt utsöknings- balkens bestämmelser såsom en lagakraftvunnen dom.</P>
<P class="p212 ft3">Val av domstol</P>
<P class="p637 ft2">Finansinspektionens beslut om ingripanden i de fall en central värde- pappersförvarare har fattat ett beslut som strider mot kontoföringslagen överklagas enligt gällande rätt till allmän förvaltningsdomstol. Även enligt annan finansmarknadsrättslig lagstiftning överklagas Finans- inspektionens beslut om ingripanden till allmän förvaltningsdomstol. En sådan instansordning gäller vanligtvis även utanför finansmarknads- området vid överklagande av en förvaltningsmyndighets beslut om administrativa sanktioner.</P>
<P class="p351 ft2">Historiskt har processordningen för förvaltningsdomstolar skilt sig från den i allmänna domstolar genom att oftast ha varit en enpartsprocess. Sedan år 1996 är dock även förvaltningsprocessen helt kontradiktorisk. Utrymmet för den s.k. muntlighetsprincipen är visserligen större i pro- cesserna vid allmän domstol än vid allmän förvaltningsdomstol, men utvecklingen har på senare tid medfört att förhandlingar i de båda dom- stolsslagen även i detta avseende har närmat sig varandra. Det finns i dag goda möjligheter till muntlig förhandling även i allmän förvaltnings- domstol. Det är inte heller något främmande för allmän förvaltnings- domstol att pröva subjektiva rekvisit.</P>
<P class="p351 ft36">Finansbolagens förening<SPAN class="ft4">, </SPAN>Svenska Fondhandlareföreningen<SPAN class="ft4">, med instämmande av </SPAN>Svenska Bankföreningen<SPAN class="ft4">, och </SPAN>Svenskt Näringsliv <SPAN class="ft4">anser att prövningen bör göras av allmän domstol.</SPAN></P>
<P class="p337 ft2">Regeringen gör samma bedömning som när det gäller sanktioner mot fysiska personer för kreditinstituts respektive värdepappersbolags över- trädelser (se prop. 2014/15:57 s. 61 f.). Frågan om påförande av sank- tioner för fysiska personer i värdepapperscentralers eller utsedda kredit- instituts ledning bör därför även den prövas i allmän förvaltnings- domstol, i de fall ett sanktionsföreläggande inte har godkänts.</P>
<P class="p333 ft2">Ansökan ska ske hos den förvaltningsrätt där Finansinspektionens beslut om ingripande mot institutet för samma överträdelse kan över- klagas, dvs. i dag Förvaltningsrätten i Stockholm. Genom att förlägga prövningen av sanktioner mot fysiska personer i institutens ledning till samma förvaltningsrätt som har att pröva institutets överträdelse tas även den kompetens tillvara som redan finns hos Förvaltningsrätten i Stockholm att pröva överträdelser av regelverket.</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">265</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_266">
<DIV id="dimg1">
<INGENBILD zsrc="H30310266x1.jpg/" id="img1">
</DIV>
<P class="p608 ft4">Prop. 2015/16:10 Enligt det föreslagna förfarandet bör frågan om sanktioner för fysiska personer för värdepapperscentralers eller utsedda kreditinstituts över- trädelser således prövas av allmän förvaltningsdomstol. Även i dessa fall bör införas krav på prövningstillstånd vid överklagande till kammar- rätten.</P>
<TABLE cellpadding=0 cellspacing=0 class="t110">
<TR>
<TD class="tr53 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr53 td98"><P class="p285 ft24">9.9</P></TD>
<TD class="tr53 td301"><P class="p85 ft26">Preskription och verkställighet</P></TD>
</TR>
<TR>
<TD class="tr47 td34"><P class="p20 ft70"> </P></TD>
<TD colspan=2 class="tr55 td302"><P class="p20 ft93"> </P></TD>
</TR>
<TR>
<TD class="tr31 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td304"><P class="p68 ft2"><SPAN class="ft29">Regeringens förslag: </SPAN>En sanktion mot en fysisk person för en värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">papperscentrals eller ett utsett kreditinstituts överträdelser får beslutas</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p68 ft2">bara om den som sanktionen riktas mot har delgetts sanktionsförelägg-</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">ande inom två år från det att överträdelsen ägde rum. En sanktions-</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">avgift ska betalas till Finansinspektionen inom trettio dagar efter det</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p68 ft2">att beslutet om den har fått laga kraft eller sanktionsföreläggandet</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">godkänts eller den längre tid som anges i beslutet eller föreläggandet.</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">Finansinspektionens beslut om sanktionsavgift får verkställas enligt</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p68 ft2">utsökningsbalkens bestämmelser, om avgiften inte har betalats inom</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">angiven tid. Om sanktionsavgiften inte betalas inom angiven tid, ska</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">Finansinspektionen lämna den obetalda avgiften för indrivning enligt</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p68 ft2">lagen om indrivning av statliga fordringar m.m. En sanktionsavgift</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">som har beslutats faller bort i den utsträckning verkställighet inte har</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">skett inom fem år från det att beslutet fick laga kraft eller sanktions-</P></TD>
</TR>
<TR>
<TD class="tr27 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td304"><P class="p68 ft2">föreläggandet godkändes.</P></TD>
</TR>
<TR>
<TD class="tr56 td303"><P class="p20 ft94"> </P></TD>
<TD colspan=2 class="tr57 td305"><P class="p20 ft5"> </P></TD>
</TR>
<TR>
<TD class="tr2 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td306"><P class="p60 ft2"><SPAN class="ft29">Promemorians förslag </SPAN>överensstämmer med regeringens förslag.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p60 ft2"><SPAN class="ft29">Remissinstanserna </SPAN>tillstyrker promemorians förslag eller har inget att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">invända mot det.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p60 ft29">Skälen för regeringens förslag: <SPAN class="ft2">Förordningen om värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">centraler behandlar inte frågor om preskription och verkställighet. Enligt</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">t.ex. 6 kap. 3 b § lagen om handel med finansiella instrument och 8 §</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">lagen med kompletterande bestämmelser till EU:s blankningsförordning</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">får emellertid beslut om att ta ut en särskild avgift eller sanktionsavgift</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">bara meddelas om den berörda personen har delgetts en upplysning om</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">detta inom viss tid efter det att överträdelsen skett. På motsvarande sätt</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">bör en tidsfrist bestämmas i fråga om regelöverträdelser enligt förord-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">ningen om värdepapperscentraler, beträffande sanktioner mot styrelse-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">ledamöter och verkställande direktör för en värdepapperscentrals eller ett</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">utsett kreditinstituts överträdelser. Den tid som i de nämnda lagarna</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">anges för vissa fall av överträdelser – två år – framstår som väl avvägd.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">Beslut om sanktion för en överträdelse enligt förordningen bör således få</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">meddelas bara om den berörda personen inom två år från det att</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">överträdelsen ägde rum har delgetts sanktionsföreläggande.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p60 ft2">Beträffande verkställighet av sanktionsavgiften bör motsvarande regler</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">gälla som i fråga om verkställighet av sanktionsavgift i lagen om bank-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">och finansieringsrörelse och lagen om värdepappersmarknaden (jfr prop.</P></TD>
</TR>
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<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">2014/15:57 s. 63 f.). Avgiften ska således betalas till Finansinspektionen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">inom 30 dagar efter det att beslutet om den vunnit laga kraft eller den</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">längre tid som anges i beslutet. Finansinspektionens beslut att påföra</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">sanktionsavgift får då verkställas utan föregående dom eller utslag om</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">266</P></TD>
<TD colspan=2 class="tr31 td306"><P class="p20 ft2">sanktionsavgiften inte har betalats inom denna tid. Om avgiften inte</P></TD>
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<P class="p284 ft4">betalas inom denna tid, ska Finansinspektionen lämna den obetalda Prop. 2015/16:10 sanktionsavgiften för indrivning. Avgift som påförts faller bort i den</P>
<P class="p114 ft2">utsträckning verkställighet inte har skett inom fem år från det att beslutet vann laga kraft. För att bestämmelserna om betalning och preskription även ska omfatta sanktioner mot fysiska personer i ledningen av en värdepapperscentral eller ett utsett kreditinstitut bör det uttryckligen framgå att de, utöver beslut (inklusive förvaltningsdomstols avgörande), även omfattar godkända sanktionsförelägganden.</P>
<P class="p173 ft4">I kontoföringslagen bör det därför införas bestämmelser om betalning, preskription och verkställighet av sanktionsavgifter. Bestämmelserna bör utformas efter förebild av motsvarande bestämmelser i lagen om värde- pappersmarknaden (25 kap. <NOBR>25–28</NOBR> §§).</P>
<P class="p695 ft26"><SPAN class="ft24">9.10</SPAN><SPAN class="ft92">Överklagande</SPAN></P>
<P class="p696 ft4"><SPAN class="ft96">Regeringens förslag: </SPAN>Finansinspektionens beslut om sanktionsföre- läggande får inte överklagas.</P>
<P class="p697 ft22"><SPAN class="ft97">Regeringens bedömning: </SPAN>Det finns inom ramen för gällande rätt möjlighet att undanröja ett godkänt sanktionsföreläggande enligt bestämmelserna om resning.</P>
<P class="p373 ft96">Promemorians förslag och bedömning <SPAN class="ft4">överensstämmer med reger- ingens förslag och bedömning.</SPAN></P>
<P class="p48 ft2"><SPAN class="ft29">Remissinstanserna: </SPAN>Flertalet remissinstanser tillstyrker promemorians förslag och bedömning eller har inget att invända mot den. <SPAN class="ft3">Euroclear Sweden AB </SPAN>anser att det inte finns någon motivering till att fysiska och juridiska personers rätt till bestridande av dem ålagda sanktioner ska behandlas olika. Ordinarie instansordning för beslut som fattats av förvaltningsmyndighet bör gälla för både juridiska och fysiska personer.</P>
<P class="p815 ft29">Skälen för regeringens förslag och bedömning: <SPAN class="ft2">I avsnitt 9.8 föreslås att Finansinspektionen ska pröva frågor om sanktioner för fysiska per- soner för värdepapperscentralers och utsedda kreditinstituts överträdelser av förordningen om värdepapperscentraler genom sanktionsföreläg- gande. Ett sådant beslut bör inte kunna överklagas (jfr prop. 2014/15:57</SPAN></P>
<P class="p816 ft2"><SPAN class="ft2">s.</SPAN><NOBR><SPAN class="ft19">64–66).</SPAN></NOBR></P>
<P class="p47 ft2">En fråga som då uppkommer är hur man ska hantera godkända sank-</P>
<P class="p817 ft2">tionsärenden som visar sig vara felaktiga.</P>
<P class="p48 ft2">Enligt gällande rätt finns det en möjlighet att undanröja sådana före- lägganden genom beslut om resning. Förutsättningarna för att bevilja res- ning regleras i 37 b § förvaltningsprocesslagen (1971:291). Av bestäm- melsen följer att resning får ske om det på grund av något särskilt för- hållande finns synnerliga skäl att pröva saken på nytt. I förarbetena uttalas att resning kan begäras i en mängd olika fall, och att även t.ex. beslut som inte kan överklagas utan omedelbart vinner laga kraft ansetts kunna bli föremål för resning (prop. 1994/95:27 s. 165).</P>
<P class="p192 ft4">Genom att ett godkänt sanktionsföreläggande är slutligen avgjort av Finansinspektionen är det enligt 8 § 3 lagen (1971:289) om allmänna förvaltningsdomstolar kammarrätten som prövar resningsansökan. Kammarrättens beslut kan därefter överklagas till Högsta förvaltnings-</P>
<P class="p163 ft2">267</P>
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<P class="p535 ft4">Prop. 2015/16:10 domstolen där det krävs prövningstillstånd (33 och 35 §§ förvaltnings- processlagen).</P>
<P class="p818 ft2">Den fråga som <SPAN class="ft3">Euroclear Sweden AB </SPAN>tar upp behandlas i avsnitt 9.8.</P>
<P class="p819 ft111"><SPAN class="ft1">10</SPAN><SPAN class="ft110">Kontoförande institut och skadeståndsansvar</SPAN></P>
<P class="p820 ft26"><SPAN class="ft24">10.1</SPAN><SPAN class="ft91">Bakgrund</SPAN></P>
<P class="p588 ft2">Kontoförande institut definieras i kontoföringslagen som den som av en central värdepappersförvarare har medgetts rätt att vidta registrerings- åtgärder i avstämningsregister (1 kap. 3 §). Det rör sig således om någon som får vidta vissa åtgärder som annars är förbehållna den centrala värdepappersförvararen själv. Tekniskt sett sker detta genom att det kontoförande institutet ges tillträde till <NOBR>VPC-systemet</NOBR> hos Euroclear Sweden AB genom en fjärranslutning. Utöver att göra registreringar i avstämningsregister får kontoförande institut i praktiken också öppna <NOBR>VP-konton</NOBR> (beträffande <NOBR>VPC-systemet</NOBR> och <NOBR>VP-konton,</NOBR> se avsnitt 4.2.5). Eftersom registreringar i avstämningsregister enligt bestämmelserna i 6 kap. kontoföringslagen har rättsverkan i förhållande till såväl köpare och säljare som tredje man, är det av synnerlig vikt att registreringarna är tillförlitliga. Det kan i det sammanhanget nämnas att det sammanlagda marknadsvärdet av de finansiella instrument som finns registrerade i Euroclear Sweden AB:s <NOBR>VPC-system</NOBR> enligt detta bolag överstiger 12 000 miljarder kronor.</P>
<P class="p546 ft2">Regler om antagande av kontoförande institut, upplysningsskyldighet för sådana institut och återkallelse av beslut om antagande finns i 3 kap. <NOBR>1–6</NOBR> §§ kontoföringslagen. Bestämmelser om skadeståndsansvar respek- tive insyn och tystnadsplikt avseende kontoförande institut finns i 7 och 8 kap. samma lag.</P>
<P class="p493 ft2">I gällande rätt görs en åtskillnad mellan kontoförande institut som får utföra registreringar för egen räkning respektive de som får vidta sådana åtgärder även för annans räkning. Följande juridiska personer får en central värdepappersförvarare låta ingå i den sistnämnda kategorin (3 kap. 2 § andra stycket kontoföringslagen):</P>
<P class="p821 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft98">Riksbanken och andra centralbanker,</SPAN></P>
<P class="p821 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft98">svenska och utländska clearingorganisationer,</SPAN></P>
<P class="p738 ft4"><SPAN class="ft2">3.</SPAN><SPAN class="ft104">centrala värdepappersförvarare och värdepappersinstitut samt utländ- ska företag som i sitt hemland får driva verksamhet som är jämförbar med central kontoföring, och</SPAN></P>
<P class="p738 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft98">värdepappersinstitut samt utländska företag som i sitt hemland får bedriva värdepappersrörelse.</SPAN></P>
<P class="p536 ft2">Utländska företag ska stå under betryggande tillsyn av myndighet eller annat behörigt organ (3 kap. 2 § tredje stycket).</P>
<P class="p536 ft4">Vad som avses med värdepappersinstitut följer av definitionen i 1 kap. 5 § 27 lagen om värdepappersmarknaden. Det rör sig således om värde-</P>
<P class="p589 ft89">pappersbolag, kreditinstitut som har tillstånd att driva värdepappers-</P>
<P class="p16 ft2">268</P>
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<P class="p157 ft4">rörelse och utländska företag som driver värdepappersrörelse från filial i Sverige.</P>
<P class="p117 ft2">Som kontoförande institut som får vidta registreringsåtgärder endast för egen räkning får den centrala värdepappersförvararen anta Riks- banken och Riksgäldskontoret samt juridiska personer som har en be- tryggande kapitalstyrka och teknisk och juridisk sakkunskap och i övrigt är lämpliga att vidta registreringsåtgärder i avstämningsregister (3 kap. 1 § kontoföringslagen). Det rör sig således om en vidare krets av aktörer än de institut som får vidta registreringsåtgärder även för annans räkning.</P>
<P class="p462 ft2">Av formuleringen att en central värdepappersförvarare under vissa förutsättningar ”får” anta kontoförande institut följer att detta är frivilligt för denne. Att lagstiftaren har lämnat öppet huruvida centrala värde- pappersförvarare ska anta kontoförande institut beror på att ett obligatorium när det gäller systemet med kontoförande institut skulle kunna begränsa konkurrensmöjligheterna och även innebära ett visst hinder för nya strukturer på området (prop. 1997/98:160 s. 114). Om den centrala värdepappersförvararen väljer att använda sig av kontoförande institut gäller emellertid principerna om fritt tillträde och neutralitet (3 kap. 3 § samma lag).</P>
<P class="p557 ft2">Euroclear Sweden AB har valt att tillämpa bestämmelserna om konto- förande institut. Som exempel på sådana institut som bolaget har antagit kan nämnas de största bankerna i Sverige. Bolaget har också tillåtit vissa kontoförande institut att utföra särskilda uppgifter som emissionsinstitut. Någon särskild reglering av emissionsinstitut finns inte i kontoförings- lagen. Av Euroclear Sweden AB:s regelverk framgår dock att ett sådant institut har getts särskilt tillstånd att i <NOBR>VPC-systemet</NOBR> hantera och registrera emissioner av finansiella instrument för emittentens räkning (Regelverk för emittenter och emissionsinstitut, version 2013:1, p. A 1 och A 5.1).</P>
<P class="p258 ft2">För kontoförande institut gäller enligt kontoföringslagen en allmän skyldighet att förse den centrala värdepappersförvararen med de upplys- ningar som behövs för att den centrala värdepappersförvararen ska kunna uppfylla sina skyldigheter (3 kap. 4 § samma lag).</P>
<P class="p462 ft2">Den centrala värdepappersförvararen får återkalla ett beslut om antagande av ett kontoförande institut om institutet inte längre uppfyller villkoren för antagande eller om det, trots uppmaning, inte lämnar de upplysningar som den centrala värdepappersförvararen behöver (3 kap. 5 § samma lag).</P>
<P class="p559 ft2">Om ett kontoförande institut inte står under Finansinspektionens tillsyn eller motsvarande tillsyn i hemlandet, t.ex. genom att det tillhör kategorin av juridiska personer som kan vara kontoförande institut endast för egen räkning, är det ändå skyldigt att lämna inspektionen de uppgifter som den begär rörande verksamheten som kontoförande institut. Om ett konto- förande institut inte fullgör sin skyldighet får Finansinspektionen före- lägga institutet att lämna de begärda uppgifterna (3 kap. 6 § samma lag). Ett sådant föreläggande får förenas med vite (9 kap. 4 § samma lag).</P>
<P class="p258 ft4">För skada som tillfogas ägare av finansiella instrument till följd av oriktiga eller missvisande uppgifter i ett avstämningsregister eller i annat fall genom fel i samband med uppläggning eller förande av ett sådant register svarar som huvudregel den centrala värdepappersförvararen (7 kap. 2 § första stycket samma lag). Något beloppsmässigt tak för detta</P>
</DIV>
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<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">269</P>
</DIV>
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<P class="p535 ft4">Prop. 2015/16:10 skadeståndsansvar finns inte. Om felet kan hänföras till ett kontoförande institut är i stället institutet ansvarigt.</P>
<P class="p492 ft2">Ersättningsansvaret är dock inte ovillkorligt. Om den centrala värde- pappersförvararen respektive det kontoförande institutet visar att felet beror på en omständighet utanför dess kontroll och vars följder inte skäligen kunde ha undvikits eller övervunnits, gäller inte något skade- ståndsansvar. Dessutom ersätts en indirekt förlust bara om den beror på försummelse av den centrala värdepappersförvararen eller det kontoför- ande institutet. Motsvarande rätt till ersättning gäller för panthavare och den till vars förmån en rådighetsinskränkning gäller.</P>
<P class="p502 ft4">Den centrala värdepappersförvararen eller det kontoförande institutet är på motsvarande sätt ansvarigt för fel som beror på någon som har anlitats av denne (7 kap. 2 § andra stycket samma lag).</P>
<P class="p492 ft2">Om en skada kan hänföras till ett kontoförande institut svarar den centrala värdepappersförvararen solidariskt med institutet för skadan (7 kap. 2 § tredje stycket samma lag). I ett sådant fall är den centrala värdepappersförvararens ansvar begränsat till fem miljoner kronor för varje skadefall. Den centrala värdepappersförvararen har i ett sådant fall regressrätt mot det kontoförande institutet.</P>
<P class="p492 ft4">I fråga om skada till följd av förfalskade handlingar vid överlåtelse eller pantsättning finns en särskild skadeståndsbestämmelse (7 kap. 1 § samma lag).</P>
<P class="p492 ft2">I fråga om skadeståndsansvaret finns det särskilda bestämmelser i kontoföringslagen avseende personuppgifter, beslut om rättelse, med- vållande, återkrav och organisationsfrågor. I avsnitt 8.3 föreslås att den sistnämnda bestämmelsen upphävs (7 kap. 6 § samma lag).</P>
<P class="p492 ft2">För anställda hos kontoförande institut – liksom hos centrala värde- pappersförvarare – gäller ett förbud mot att obehörigen röja uppgifter som har registrerats i ett avstämningsregister eller som en förvaltare har lämnat till värdepappersförvararen eller institutet (tystnadsplikt, se 8 kap. 2 § samma lag ). Det finns även bestämmelser om meddelandeförbud i samband med förundersökning i brottmål m.m. (8 kap. 4 §).</P>
<P class="p583 ft4">Förordningen om värdepapperscentraler innehåller en bestämmelse som gör det möjligt för värdepapperscentralen att fortsätta anlita kontoförande institut, i stort sett i enlighet med det regelverk som redan finns på plats i Sverige och i andra nordiska länder (artikel 31).</P>
<P class="p822 ft72"><SPAN class="ft24">10.2</SPAN><SPAN class="ft112">Värdepapperscentralers rätt att anta kontoförande institut</SPAN></P>
<P class="p823 ft2"><SPAN class="ft29">Regeringens förslag: </SPAN>En värdepapperscentral ska få anta konto- förande institut. Kretsen av juridiska personer som får antas begränsas i förhållande till det som gäller för centrala värdepappersförvarare i dag. Juridiska personer som inte står under tillsyn av Finans- inspektionen, eller utländska juridiska personer som i sina hemländer inte står under tillsyn som motsvarar den som Finansinspektionen utövar, får inte längre antas. Centralbanker och offentliga institutioner som ägnar sig åt statsskuldsförvaltning får dock antas.</P>
<P class="p359 ft2">270</P>
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<P class="p781 ft4">En värdepapperscentral får som kontoförande institut för annans räkning anta samma slag av företag och andra juridiska personer som en central värdepappersförvarare får i dag. Till den kretsen ska dock följande juridiska personer läggas till:</P>
<P class="p781 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">värdepapperscentraler som har auktoriserats i ett land inom EES samt sådana värdepapperscentraler från tredjeland som har erkänts enligt artikel 25 i förordningen om värdepapperscentraler,</SPAN></P>
<P class="p824 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">fondbolag och förvaltningsbolag, när det gäller fondandelar, och</SPAN></P>
<P class="p781 ft4"><SPAN class="ft2">–</SPAN><SPAN class="ft20">svenska och utländska </SPAN><NOBR>EES-baserade</NOBR> <NOBR>AIF-förvaltare,</NOBR> såvitt gäller andelar eller aktier i företag för kollektiva investeringar.</P>
<P class="p781 ft2">I fråga om antagande av kontoförande institut ska värdepappers- centralen tillämpa de krav som anges i artikel 33.1 i förordningen.</P>
<P class="p781 ft4"><SPAN class="ft96">Regeringens bedömning: </SPAN>Kontoförande institut är inte deltagare i den mening som avses i förordningen om värdepapperscentraler.</P>
<P class="p781 ft2">Det saknas skäl att ändra bestämmelserna i kontoföringslagen om att kontoförande institut i viss utsträckning ska lämna den centrala värde- pappersförvararen upplysningar och om återkallande av ett beslut om antagande som kontoförande institut, utöver de ändringar som föranleds av den nya termen värdepapperscentral.</P>
<P class="p825 ft29">Promemorians förslag och bedömning <SPAN class="ft2">överensstämmer i huvudsak med regeringens förslag och bedömning. Promemorians förslag avviker från regeringens förslag genom att det enligt promemorians förslag är möjligt för fondbolag och förvaltningsbolag att utföra registrerings- åtgärder för annans räkning endast såvitt gäller andelar i en värde- pappersfond eller ett fondföretag och för </SPAN><NOBR><SPAN class="ft2">AIF-förvaltare</SPAN></NOBR><SPAN class="ft2"> att göra det endast såvitt gäller andelar eller aktier i en av förvaltaren förvaltad alternativ investeringsfond.</SPAN></P>
<P class="p338 ft2"><SPAN class="ft29">Remissinstanserna: </SPAN>Flertalet remissinstanser tillstyrker promemorians förslag och bedömning eller har inget att invända mot dem. <SPAN class="ft3">Fond- bolagens förening </SPAN>anser att möjligheten för fondbolag, förvaltningsbolag och <NOBR>AIF-förvaltare</NOBR> att vara kontoförande institut för annans räkning har getts en alltför begränsad utformning. <SPAN class="ft3">Svenska Fondhandlareföreningen</SPAN>, med instämmande av <SPAN class="ft3">Svenska Bankföreningen</SPAN>, anser att det kan diskuteras om det är motiverat att behålla en särskild kategori av kontoförande institut som får vidta registreringsåtgärder på konton i värdepapperscentralen för egen räkning.</P>
<P class="p576 ft29">Skälen för regeringens förslag och bedömning</P>
<P class="p654 ft3">Behovet av kontoförande institut</P>
<P class="p656 ft2">Det är ett gemensamt drag för marknader som erbjuder direktregistrering av värdepapper på konton i en värdepapperscentral att det samlade antalet konton kan bli mycket stort. Enligt en uppgift från Euroclear Sweden AB uppgår antalet konton hos bolaget till cirka 3,4 miljoner. Av det skälet har medlemsstater som tillämpar detta system för kontoföring av värdepapper funnit det ändamålsenligt att införa regler motsvarande de svenska reglerna för kontoförande institut, dvs. möjligheten för värde- papperscentralen att med någon annan dela ansvaret för uppgifter som har samband med förande av individuella värdepapperskonton på den högsta nivån. Det är knappast rimligt att värdepapperscentralen ensam</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">271</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_272">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p20 ft2">ska ansvara för alla kundrelationer som blir resultatet av ett mycket stort</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">antal kontohavare. Det är därför angeläget att behålla den möjlighet till</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">delat ansvar mellan värdepapperscentralen och kontoförande institut som</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">förordningen om värdepapperscentraler lämnar utrymme för.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Förordningen innehåller nämligen en möjlighet för medlemsstaterna att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft31">under vissa förutsättningar tillåta att ”en annan person” än värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">centralen utför registreringar på värdepapperskonton hos denna (artik-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">el 31.1). Begreppet ”person” omfattar såväl juridiska som fysiska person-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">er. Det sistnämnda kan dock knappast bli aktuellt i praktiken. Det kan</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">också nämnas att ett krav för att få vara ”deltagare” i en värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">central (se nedan) är att det är fråga om en juridisk person (se artikel 33.1</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">och definitionen i artikel 2.1.19). Möjligheten att anta kontoförande</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">institut är ett uttryckligt undantag från reglerna om utkontraktering som i</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">sig inte erbjuder någon möjlighet till delegering av ansvar (artikel 30).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">De medlemsstater som tillåter att andra parter än värdepapperscentraler</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">utför vissa av de huvudtjänster som räknas upp i avsnitt A i bilagan till</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">förordningen ska i sin nationella rätt fastställa vilka krav som ska gälla i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ett sådant fall (artikel 31.2). Dessa krav ska inbegripa bestämmelser i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">förordningen som även ska gälla för den andra berörda parten. Enligt</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">artikel 31.1 blir i praktiken inte någon annan huvudtjänst aktuell än</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">tillhandahållande och förande av värdepapperskonton på högsta nivå</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">(central kontoföringstjänst), dvs. avstämningskonton enligt svensk rätt.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p60 ft2">Bakgrunden till den valmöjlighet som ges medlemsstaterna i förord-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ningen är en önskan att erkänna och skapa en rättslig säkerhet för den</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ordning som finns i vissa medlemsstater, däribland Sverige, där konto-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">förande institut eller deltagare i avvecklingssystem för värdepapper som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">drivs av värdepapperscentraler utför registreringar på värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft31">konton som upprätthålls av värdepapperscentralen utan att nödvändigtvis</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">själva vara kontohållare (skäl 39). En förutsättning för att dela ansvaret</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">eller att ge någon annan än värdepapperscentralen ett exklusivt ansvar för</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft31">vissa aspekter av förandet av värdepapperskonton på den högsta nivån är</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">att det föreligger ”särskilda omständigheter”, att det görs enligt ”strikta</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">bestämmelser fastställda genom lagstiftning” och att denna part omfattas</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">av ”lämplig reglering och tillsyn”. I fråga om tillsyn, se avsnitt 10.4.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p60 ft2">Alla relevanta uppgifter som avser tillhandahållandet av huvudtjänster</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">som utförs av någon annan än värdepapperscentralen, inklusive relevanta</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">bestämmelser i nationell rätt, ska lämnas till Esma som ska införa dessa</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">uppgifter i det register över värdepapperscentraler som avses i artikel 21</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">(artikel 31.3).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">En bedömning av vilka bestämmelser i nationell rätt som är motiverade</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">för kontoförande institut bör framför allt ta sin utgångspunkt i institutens</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">funktion. Det bör då tillmätas betydelse att kontoförande institut, i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">funktionen som ett sådant institut, inte är kontohållare och därmed inte</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">motpart till ägarna av de värdepapper som är föremål för institutets</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">registreringsåtgärder. Det finns således inte några motpartsrisker som är</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">direkt förenade med rollen som kontoförande institut. I dessa fall är</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">ägarnas formella motpart i stället värdepapperscentralen, dvs. konto-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">hållaren på den högsta nivån, vilket säkerställer en maximalt säker</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">förvaring av värdepapper. Graden av säkerhet förstärks av att dessa</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">konton därutöver är individuellt separerade, vilket erbjuder kontohavarna</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">272</P></TD>
<TD class="tr31 td169"><P class="p20 ft2">skydd i händelse av kontohållarens obestånd. Kontoförande institut utför</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_273">
<DIV>
<DIV id="id_1">
<P class="p343 ft2">registreringsåtgärder på dessa konton, på grundval av en kontraktuell relation med ägarna till värdepapperen och med beaktande av de skyldig- heter som institutet har mot sina kunder i enlighet med lagen om värdepappersmarknaden och kraven på kontoföringen enligt kontoför- ingslagen. Eftersom kontoförande institut till övervägande del har till- stånd att driva värdepappersrörelse, har de redan etablerat de kund- kontakter som bör vara en förutsättning för att för kundernas räkning utföra registreringar på konton i värdepapperscentralen. Man kan notera att motsvarande institut i flertalet medlemsstater också utför registre- ringar på värdepapperskonton, men gör detta i egen bok (se nedan).</P>
<P class="p293 ft3">Krav på deltagare</P>
<P class="p637 ft2">Med tanke på behovet att bevara omvärldens förtroende för det svenska systemet för kontoföring av finansiella instrument är det motiverat att överväga de krav som gäller för deltagare i värdepapperscentralen, som är den huvudsakliga form för medverkan i värdepapperscentralen som har definierats i förordningen. Som berörs ovan måste kraven i förord- ningen beaktas också när det gäller kontoförande institut (skäl 39). Regleringen av deltagare kan tjäna som utgångspunkt.</P>
<P class="p344 ft2">Förordningen innehåller allmänna krav för deltagare i värdepappers- centralers avvecklingssystem (artikel 33). Deltagare är den form för med- verkan i värdepapperscentralen som förordningen föreskriver. Kraven för deltagande ska vara öppna, objektiva och <NOBR>icke-diskriminerande</NOBR> med syfte att garantera ett rättvist och öppet tillträde till värdepapperscentralen. I likhet med det som gäller för kontoförande institut, i enlighet med svensk nationell rätt, antas deltagare i en värdepapperscentral av värdepappers- centralen ensam. Deltagande får nekas enbart på grundval av en genom- gripande riskbedömning.</P>
<P class="p351 ft2">I förordningen definieras deltagare som en deltagare i avvecklings- systemet för värdepapper, enligt definitionen i <NOBR>finality-direktivet</NOBR> (artik- el 2.1.19). Det som avses är ett institut, en central motpart, en avveck- lingsagent, en clearingorganisation eller en systemoperatör. Med institut avses i sin tur kreditinstitut, värdepappersföretag, offentliga myndigheter och offentligt garanterade företag samt varje företag som har sitt huvud- kontor utanför EU och vars verksamhet motsvarar den som bedrivs av kreditinstitut eller värdepappersföretag inom EU.</P>
<P class="p338 ft2">Kretsen av möjliga deltagare enligt förordningen blir därmed i stort, men inte helt, överensstämmande med kretsen av möjliga kontoförande institut enligt gällande rätt. En omständighet som skiljer kategorierna åt är bl.a. den att kreditinstitut och värdepappersföretag som deltar i systemet ska ansvara för att uppfylla finansiella åtaganden som härrör från överföringsuppdrag i systemet. Vidare kan offentliga myndigheter eller offentligt garanterade företag, centrala motparter, s.k. avvecklings- agenter, clearingorganisationer och systemoperatörer vara deltagare enligt förordningen. En avvecklingsagent tillhandahåller avvecklings- konton genom vilka överföringsuppdrag kan avvecklas och beviljar, i förekommande fall, krediter till vissa kategorier av deltagare. En system- operatör ansvarar för driften av ett system, vilket motsvarar en central värdepappersförvarare som driver ett avvecklingssystem, dvs. en värde- papperscentral. Definitionen av deltagare i förordningen hänvisar till</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">273</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_274">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD colspan=4 class="tr2 td169"><P class="p20 ft2"><NOBR>finality-direktivet</NOBR> som även erbjuder en möjlighet för medlemsstaterna</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">att under vissa förutsättningar besluta att andra företag än de som räknas</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">upp ovan ska vara deltagare och ansvara för att uppfylla finansiella</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td169"><P class="p20 ft2">åtaganden som härrör från överföringsuppdrag i systemet (artikel 2 b</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">andra stycket). En sådan förutsättning är att systemet ska vara ett</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td257"><P class="p20 ft2">avvecklingssystem för värdepapper.</P></TD>
<TD class="tr25 td41"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td169"><P class="p17 ft2">Deltagande i ett avvecklingssystem för värdepapper motsvarar deltag-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">ande i den tredje huvudtjänsten i avsnitt A i bilagan till förordningen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">(avvecklingstjänst). Förordningen definierar inte möjligheten att vara</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td169"><P class="p20 ft2">deltagare i någon annan huvudtjänst, t.ex. förande av värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">konton på högsta nivån. I förordningen nämns möjligheten för andra</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">parter än värdepapperscentralen att tillhandahålla vissa andra huvud-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">tjänster (artikel 31.2), dock fortfarande med hänvisning till att regeln</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td169"><P class="p20 ft2">endast behandlar utförandet av registreringsåtgärder på den högsta nivån</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">(artikel 31.1). Uttrycket deltagare förekommer inte i detta sammanhang.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">Begreppet förefaller vara reserverat för deltagande i <NOBR>finality-direktivets</NOBR></P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td257"><P class="p20 ft2">mening, dvs. deltagande i avvecklingssystemet.</P></TD>
<TD class="tr26 td41"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p17 ft2">I flertalet medlemsstater förenas rollen som deltagare med rollen som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">kontohållare, dvs. att som depåbank samtidigt själv förvara värdepapper</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td169"><P class="p20 ft2">åt dess ägare. Samma värdepapper registreras i dessa fall på omnibus-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">konton i värdepapperscentralen, med deltagaren som kontohavare (jfr det</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">svenska begreppet förvaltare). Med detta system blir antalet kontohavare</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td169"><P class="p20 ft2">i värdepapperscentralen väsentligt mindre, jämfört med det som är fallet i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">Sverige och andra nordiska länder. Av den anledningen finns det inte</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">något behov av separata kontoförande institut i flertalet medlemsstater.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td169"><P class="p17 ft2">Trots att deltagare i förordningens mening ofta är kontohållare i för-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">hållande till sina kunder, vilket exponerar kunderna för motpartsrisker, är</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">kraven i förordningen för <SPAN class="ft3">deltagande </SPAN>i värdepapperscentralen ändå</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td169"><P class="p20 ft2">mycket allmänt hållna. Kraven riktar sig snarare till värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">centraler som ska offentliggöra öppna, objektiva och <NOBR>icke-diskriminer-</NOBR></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">ande krav för deltagande som medger ett rättvist och öppet tillträde för</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td169"><P class="p20 ft2">alla juridiska personer som avser att bli deltagare (artikel 33.1). De</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">materiella reglerna för deltagande följer snarare av begränsningen av</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">vilka juridiska personer som får antas som deltagare, dvs. i huvudsak</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td257"><P class="p20 ft2">kreditinstitut och värdepappersföretag (artikel 2.1.19).</P></TD>
<TD class="tr26 td41"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p17 ft2">Eftersom deltagare vanligen är kontohållare i förhållande till sina</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">kunder men ändå utses av en värdepapperscentral på grundval av öppna,</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td169"><P class="p20 ft2">objektiva och <NOBR>icke-diskriminerande</NOBR> villkor, framstår det allmänt sett som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">obefogat att överväga strängare krav för antagande av kontoförande</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">institut som inte är kontohållare (i rollen som kontoförande institut).</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td169"><P class="p17 ft2">Rätten att anta kontoförande institut i gällande svensk rätt grundar sig</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">på förhållandet att den centrala värdepappersförvararen har rätt att utse</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">sådana institut, men inte någon skyldighet att göra det (prop.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td169"><P class="p20 ft2">1997/98:160 s. 113 f.). Detta ger den centrala värdepappersförvararen ett</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">handlingsutrymme när det gäller frågan om huruvida kontoförande</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">institut ska användas. Om så sker ska den dock tillämpa principer om fritt</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td116"><P class="p20 ft2">tillträde och</P></TD>
<TD class="tr26 td237"><P class="p42 ft2">neutralitet (3 kap.</P></TD>
<TD class="tr26 td150"><P class="p70 ft2">3 § kontoföringslagen).</P></TD>
<TD class="tr26 td41"><P class="p17 ft2">Handlings-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">utrymmet framstår som mindre när det gäller deltagare enligt förordning-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td169"><P class="p20 ft2">en, eftersom reglerna för <SPAN class="ft3">deltagande </SPAN>i avvecklingssystemet lämnar ett</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td169"><P class="p20 ft2">mycket begränsat utrymme för värdepapperscentralen att neka tillträde</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">274</P></TD>
<TD class="tr31 td116"><P class="p20 ft2">för deltagare</P></TD>
<TD class="tr31 td237"><P class="p20 ft2">som uppfyller de</P></TD>
<TD class="tr31 td150"><P class="p20 ft2">offentliggjorda kraven för</P></TD>
<TD class="tr31 td41"><P class="p17 ft2">deltagande</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_275">
<DIV>
<DIV id="id_1">
<P class="p343 ft2">(artikel 33). Det bör dock beaktas att verksamheten som värdepappers- central inte gärna kan bedrivas utan deltagare i förordningens mening, medan införandet av kontoförande institut är en lösning på det praktiska problemet att hantera ett stort antal individuella kontohavare på ett effektivt sätt. Enligt förordningen förekommer det att ”kontoförande institut eller deltagare i avvecklingssystem för värdepapper” utför registreringar på värdepapperskonton utan att själva vara kontohållare (skäl 39). Således förefaller begreppen deltagare och kontoförande institut inte ha samma innebörd enligt förordningen. Dock torde de kontoförande institut som har antagits av Euroclear Sweden AB i flertalet fall samtidigt vara antagna som deltagare i förordningens mening (eller clearingmedlem, som är det begrepp som används av Euroclear Sweden AB, se Allmänna villkor för kontoföring och clearing, avsnitt A5).</P>
<P class="p657 ft3"><NOBR>Icke-finansiella</NOBR> företag som kontoförande institut</P>
<P class="p801 ft2">Juridiska personer som har en betryggande kapitalstyrka och sakkunskap får enligt gällande rätt antas som kontoförande institut för egen räkning (3 kap. 1 § kontoföringslagen). Regeln har sin grund i den numera upp- hävda lagen (1992:543) om börs- och clearingverksamhet som bl.a. inne- höll regler för clearing som till en början begränsades till att avse finan- siella derivatkontrakt (optioner och terminer). Vid införandet av den lagen ansågs det motiverat att ställa högre krav på börsmedlemskap än på deltagande i en clearingorganisation, eftersom börsen i högre grad var beroende av omvärldens förtroende, den s.k. internationella aspekten (prop. 1991/92:113 s. 79). Något liknande motiv ansågs inte föreligga på clearingområdet, varför det kunde överlåtas till varje enskild clearing- organisation att avgöra vilka som ska få delta i clearingen, på grundval av krav om betryggande kapitalstyrka och lämplighet (a. prop. s. 128). Nuvarande bestämmelser om kontoförande institut i kontoföringslagen utformades med ledning av bestämmelserna om börs- respektive clearingmedlemmar i lagen om börs- och clearingverksamhet (prop. 1997/98:160 s. 115). Kraven på kontoförande institut avspeglar alltjämt de tidigare gällande kraven på clearingmedlemmar. Värdepappers- centralen har därför en villkorlig rätt att som kontoförande institut anta även <NOBR>icke-finansiella</NOBR> företag, under förutsättning av att företaget har en betryggande kapitalstyrka, teknisk och juridisk sakkunskap samt upp- fyller krav på allmän lämplighet (3 kap. 1 § kontoföringslagen).</P>
<P class="p668 ft2">Genom förordningen om värdepapperscentraler blir värdepappers- centralerna i hög grad konkurrensutsatta, vilket också är ett av motiven bakom förordningen. De internationella aspekter som berördes i förarbetena till lagen om börs- och clearingverksamhet gör sig därmed i hög grad påminda även på clearingområdet. Det finns därför god anledning att denna gång fästa betydande vikt vid möjliga förtroende- aspekter i samband med antagandet av kontoförande institut, bl.a. med beaktande av att modellen med sådana institut torde vara obekant i flertalet länder. Det är därför tveksamt om det är lämpligt att behålla en möjlighet för <NOBR>icke-finansiella</NOBR> företag, som inte står under tillsyn av Finansinspektionen, att vara kontoförande institut.</P>
<P class="p360 ft4">En sådan möjlighet skulle visserligen kunna inrymmas i det utrymme att medge deltagande i avvecklingssystemet som följer av finality-</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">275</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_276">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p641 ft2">276</P>
</DIV>
<DIV id="id_2">
<P class="p278 ft2">direktivet (artikel 2 b andra stycket). Detta utrymme förutsätter emellertid att ett sådant beslut kan motiveras av systemriskskäl. Det är svårt att se på vilket sätt inkluderandet av <NOBR>icke-finansiella</NOBR> företag i kretsen av möjliga kontoförande institut skulle reducera systemrisker. Sådana kontoförande institut som inte är finansiella företag och som inte heller omfattas av krav på auktorisation och tillsyn i enlighet med lagen om värdepappersmarknaden kan i stället påverka förtroendet för den svenska och nordiska modellen för kontoföring negativt, även om de enbart skulle utföra registreringsåtgärder för egen räkning. Visserligen torde möjligheten att medge deltagande i avvecklingssystemet främst avse institutionella investerare (prop. 1999/2000:18 s. 30). Om en institu- tionell investerare som inte står under Finansinspektionens tillsyn skulle utföra uppgifter som kontoförande institut är emellertid inte risken för förtroendeskadliga effekter utesluten, särskilt med beaktande av förordningens krav (skäl 39).</P>
<P class="p655 ft2">Det kan vara en fördel ur förtroendesynpunkt att antalet kontoförande institut inte är större än det behöver vara och att instituten i största möjliga utsträckning står under tillsyn. Därför bör det inte längre finnas någon möjlighet för en så vid krets av juridiska personer som anges i kontoföringslagen att antas som kontoförande institut (3 kap. 1 §). Kretsen bör i stället begränsas till juridiska personer som står under till- syn av Finansinspektionen eller motsvarande myndighet i ett annat land. Därmed etableras en tydlig princip för vilka juridiska personer som kan komma i fråga. Givetvis ska även Riksbanken, andra centralbanker och Riksgäldskontoret kunna antas som kontoförande institut, trots att de inte står under Finansinspektionens tillsyn.</P>
<P class="p644 ft2"><SPAN class="ft3">Finansinspektionen </SPAN>poängterar att det dessutom är viktigt ur förtroen- desynpunkt att de företag som delar ansvar med värdepapperscentralen står under likvärdig tillsyn, inte minst med tanke på det delade skade- ståndsansvar som dessa har.</P>
<P class="p659 ft2">De grundläggande kraven på att kontoförande institut ska ha en betryggande kapitalstyrka, besitta teknisk och juridisk sakkunskap och att de även i övrigt ska vara lämpade för att vidta registreringsåtgärder i avstämningsregister bör enligt regeringens uppfattning behållas. Det innebär att ett finansiellt företag som står under Finansinspektionens tillsyn inte utan vidare är lämpligt att vara kontoförande institut. Kraven har även betydelse för bestämmelsen om återkallelse av ett kontoförande instituts rätt att vidta registreringsåtgärder (se nedan).</P>
<P class="p361 ft3">Kontoförande institut för egen räkning</P>
<P class="p642 ft3">Svenska Fondhandlareföreningen<SPAN class="ft2">, med instämmande av </SPAN>Svenska Bank- föreningen<SPAN class="ft2">, anser att det kan diskuteras om det är motiverat att behålla en särskild kategori av kontoförande institut som får vidta registrerings- åtgärder på konton i värdepapperscentralen för egen räkning. Regeringen anser dock att det inte kan uteslutas att det finns ett sådant behov. Som exempel kan nämnas Riksgäldskontoret och vissa försäkringsföretag.</SPAN></P>
<P class="p644 ft4">Det finns dock inte skäl att utvidga kretsen av juridiska personer som får antas som kontoförande institut för egen räkning. Kretsen av möjliga deltagare i ett avvecklingssystem är visserligen något vidare, bl.a. genom möjligheten att anta offentliga myndigheter och offentligt garanterade</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_277">
<DIV>
<DIV id="id_1">
<P class="p343 ft2">företag (artikel 2 b i <NOBR>finality-direktivet).</NOBR> I enlighet med gällande rätt får Riksgäldskontoret ges rätten att som kontoförande institut utföra registre- ringar på konton i hos den centrala värdepappersförvararen för egen räkning (3 kap. 1 § kontoföringslagen). Denna rätt infördes 1993 genom ändring av den numera upphävda aktiekontolagen (1989:827). Ändringen omfattade den gången både Riksbanken och Riksgäldskontoret. I båda fallen var motivet behovet att utföra transaktioner med räntebärande instrument utan att behöva utnyttja någon mellanhand (prop. 1992/93:206 s. 33 f.).</P>
<P class="p351 ft2"><SPAN class="ft3">Riksgäldskontoret </SPAN>påpekar att rätten att vara kontoförande institut för egen räkning inte endast berör kontoförda skuldinstrument som kontoret emitterar, utan också andra värdepapper som innehas av svenska staten. Inom ramen för statsskuldförvaltningen har Riksgäldskontoret haft anledning att sälja finansiella instrument i statlig ägo, t.ex. bostads- obligationer. Under 2013 sålde kontoret, på regeringens uppdrag, statens innehav av aktier i Nordea Bank AB. I dessa fall har Riksgäldskontoret agerat som kontoförande institut och registrerat försäljningarna direkt i avstämningsregister hos Euroclear Sweden AB.</P>
<P class="p338 ft4">Rätten att vara kontoförande institut för egen räkning bör enligt regeringens uppfattning omfatta transaktioner som Riksgäldskontoret inom ramen för sitt uppdrag utför för statens räkning. Ett sådant synsätt är naturligt med tanke på att staten är en och samma juridiska person, oavsett vilken myndighet som företräder staten.</P>
<P class="p212 ft3">Kontoförande institut för annans räkning</P>
<P class="p637 ft2">I huvudsak saknas det skäl att ändra kretsen av företag som får vara kontoförande institut för annans räkning. I stället för centrala värde- pappersförvarare och därmed jämförbara utländska företag bör det dock anges värdepapperscentraler som har auktoriserats i ett land inom EES samt sådana värdepapperscentraler från tredjeland som har erkänts enligt artikel 25 i förordningen.</P>
<P class="p333 ft2">Därutöver bör kretsen av möjliga kontoförande institut utvidgas och förtydligas i viss mån. Mot bakgrund av ett allmänt behov av att inte för- svåra kontoföring av fondandelar bör det vara tillåtet för ett fondbolag som förvaltar en värdepappersfond enligt lagen om värdepappersfonder att vidta registreringsåtgärder i avstämningsregister för annans räkning. Samma rätt bör gälla för svenska <NOBR>AIF-förvaltare</NOBR> som har tillstånd enligt lagen (2013:561) om förvaltare av alternativa investeringsfonder och utländska <NOBR>EES-baserade</NOBR> <NOBR>AIF-förvaltare</NOBR> som i sitt hemland har ett sådant tillstånd som avses i <NOBR>AIFM-direktivet.</NOBR> Det bör understrykas att denna rätt kan omfatta endast sådan verksamhet som ett fondbolag, ett förvaltnings- bolag eller en <NOBR>AIF-förvaltare</NOBR> får driva inom ramen för sitt tillstånd enligt den finansiellt näringsrättsliga reglering som gäller för bolaget eller förvaltaren.</P>
<P class="p336 ft4"><SPAN class="ft36">Fondbolagens förening </SPAN>anser att möjligheten för fondbolag, förvalt- ningsbolag och <NOBR>AIF-förvaltare</NOBR> att vara kontoförande institut för annans räkning har getts en alltför begränsad utformning i promemorian.</P>
<P class="p337 ft4">Ett fondbolag som har tillstånd till diskretionär portföljförvaltning enligt 1 kap. 4 § lagen om värdepappersfonder får bl.a. ta emot andelar i en värdepappersfond som förvaltas av ett annat fondbolag för förvaring</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">277</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_278">
<P class="p826 ft2">Prop. 2015/16:10 (7 kap. 1 § första stycket 1 samma lag). I en sådan situation kan fond- bolaget vara förvaltare hos den centrala värdepappersförvararen enligt kontoföringslagen (angående förvaltare, se avsnitt 11). Kundernas fond- andelar är då förvaltarregistrerade. Ett annat alternativ är att fondbolaget i egenskap av kontoförande institut öppnar ägarkonton i kundernas namn hos den centrala värdepappersförvararen. Som Fondbolagens förening påpekar är rätten att ta emot fondandelar för förvaring emellertid inte begränsad till andelar i värdepappersfonder utan avser fondandelar i en vidare bemärkelse. Det bör alltså i ett sådant fall vara möjligt för fond- bolag och förvaltningsbolag med sådant tillstånd att vidta registrerings- åtgärder även i fråga om andelar i fonder som förvaltas av någon annan. Detsamma gäller om ett fondbolag driver verksamhet för ett annat fondbolags räkning, exempelvis genom att föra ett andelsägarregister avseende värdepappersfonden i fråga (s.k. insourcing, jfr prop. 2010/11:135 s. 262 f.). Det kan här nämnas att det framgår av lagen om värdepappersfonder, dels att ett fondbolag kan överlåta till någon annan att föra ett register över fondandelsägarna, dels att den centrala värdepap- persförvararen ska ha det ansvaret om fondandelarna är att betrakta som kontoförda finansiella instrument (4 kap. 11 § första och andra styckena).</P>
<P class="p555 ft2">Även ett fondbolag som förvaltar ett utländskt fondföretag bör tillåtas att vara kontoförande institut för annans räkning. Detsamma gäller utländska förvaltningsbolag, dvs. utländska företag som i sitt hemland har tillstånd att förvalta fondföretag. Utländska motsvarigheter till fond- bolag och värdepappersfonder bör således jämställas med de svenska företeelserna.</P>
<P class="p493 ft2">På motsvarande sätt bör <NOBR>AIF-förvaltare</NOBR> få vidta registreringsåtgärder för annans räkning såvitt gäller aktier eller andelar i företag för kollektiva investeringar. Det gäller svenska <NOBR>AIF-förvaltare</NOBR> som har tillstånd enligt lagen om förvaltare av alternativa investeringsfonder eller utländska <NOBR>EES-baserade</NOBR> <NOBR>AIF-förvaltare</NOBR> som har motsvarande tillstånd i sitt hemland. Enligt 3 kap. 2 § lagen om förvaltare av alternativa investe- ringsfonder får en <NOBR>AIF-förvaltare</NOBR> med tillstånd att utföra diskretionär förvaltning förvara och administrera andelar eller aktier i företag för kollektiva investeringar. Bestämmelser om utländska <NOBR>EES-baserade</NOBR> AIF- förvaltare finns i 5 kap. samma lag. Med tanke på reglerna om förvaringsinstitut kan en sådan rätt inte avse aktier och andelar i en alternativ investeringsfond som förvaltas av <NOBR>AIF-förvaltaren</NOBR> själv (9 kap. 1 och 2 §§ samma lag). Rätten att vidta registreringsåtgärder bör, i enlighet med vad Fondbolagens förening framför, avgränsas med ledning av den verksamhet som <NOBR>AIF-förvaltaren</NOBR> har rätt att driva.</P>
<P class="p575 ft4">Regeringen instämmer således med Fondbolagens förening att möjlig- heten för fondbolag, förvaltningsbolag och <NOBR>AIF-förvaltare</NOBR> att vidta registreringsåtgärder i avstämningsregister är för snävt avgränsad i promemorians förslag. Denna möjlighet bör därför i stället gälla all den verksamhet som ett fondbolag, ett förvaltningsbolag eller en AIF- förvaltare har rätt att driva enligt sitt tillstånd enligt den finansiellt näringsrättsliga reglering som gäller för bolaget eller förvaltaren.</P>
<P class="p827 ft2">278</P>
</DIV>
<DIV id="page_279">
<TABLE cellpadding=0 cellspacing=0 class="t111">
<TR>
<TD class="tr43 td120"><P class="p20 ft3">Övriga krav på kontoförande institut</P></TD>
<TD class="tr43 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr27 td120"><P class="p20 ft2">Med utgångspunkt i förordningen torde de övriga krav på kontoförande</P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">institut som finns i 3 kap. <NOBR>3–6</NOBR> §§ kontoföringslagen kunna behållas, med</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">något undantag. De principer om fritt tillträde och neutralitet som anges i</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">3 kap. 3 § kontoföringslagen stämmer dock inte överens med reglerna för</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">deltagande i artikel 33.1 i förordningen. I fråga om antagande av konto-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">förande institut är det lämpligt att värdepapperscentralen i stället tilläm-</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">par de krav för deltagande som anges i artikel 33.1 i förordningen, som</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">gäller ett rättvist och öppet tillträde m.m. Därför bör bestämmelsen i</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">3 kap. 3 § kontoföringslagen ändras så att den stämmer överens med</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">artikeln i förordningen.</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p60 ft2">Det finns inte skäl att ändra bestämmelsen om att kontoförande institut</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">ska lämna nödvändiga upplysningar till värdepapperscentralen så att den</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">senare kan uppfylla sina skyldigheter enligt kontoföringslagen eller andra</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">författningar, vilket även inbegriper förordningen (3 kap. 4 § samma lag).</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">Slutligen saknas det skäl att ändra bestämmelsen om återkallelse av</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">beslut om att utse ett kontoförande institut (3 kap. 5 § samma lag).</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">Bestämmelsen avser det fallet att institutet inte längre uppfyller villkoren</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">för beslutet, inbegripet kraven avseende kapitalstyrka, sakkunskap och</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">lämplighet, eller om institutet inte lämnar nödvändiga uppgifter till</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td120"><P class="p20 ft2">värdepapperscentralen.</P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<TABLE cellpadding=0 cellspacing=0 class="t112">
<TR>
<TD class="tr35 td114"><P class="p30 ft24">10.3</P></TD>
<TD class="tr35 td147"><P class="p207 ft26">Regler i förordningen som ska tillämpas på</P></TD>
<TD class="tr35 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr42 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td147"><P class="p207 ft26">kontoförande institut</P></TD>
<TD class="tr42 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr51 td302"><P class="p20 ft80"> </P></TD>
<TD class="tr52 td102"><P class="p20 ft81"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td307"><P class="p106 ft2"><SPAN class="ft29">Regeringens förslag: </SPAN>Kraven på emissionens integritet i artiklarna 36</P></TD>
<TD class="tr31 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td307"><P class="p106 ft2">och 37.3 i förordningen om värdepapperscentraler ska gälla även för</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p106 ft2">kontoförande institut. En bestämmelse införs i kontoföringslagen om</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p106 ft2">att kontoförande institut under minst tio år ska dokumentera och spara</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td307"><P class="p106 ft2">de uppgifter som ligger till grund för registreringarna i avstämnings-</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">register (registerföring).</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p653 ft2">Ett kontoförande institut får delegera till andra kontoförande institut</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr27 td307"><P class="p64 ft2">att utföra registreringsåtgärder i avstämningsregister.</P></TD>
<TD class="tr27 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr57 td308"><P class="p20 ft5"> </P></TD>
<TD class="tr56 td102"><P class="p20 ft94"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr2 td306"><P class="p319 ft2"><SPAN class="ft29">Promemorians förslag </SPAN>överensstämmer delvis med regeringens för-</P></TD>
<TD class="tr2 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">slag. Promemorians förslag avviker från regeringens förslag dels genom</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">att även artikel 29 i förordningen ska gälla också för kontoförande</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">institut, dels genom att det inte innehåller någon möjlighet för konto-</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">förande institut att delegera uppgiften att utföra registreringsåtgärder i</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">avstämningsregister till någon annan.</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p319 ft2"><SPAN class="ft29">Remissinstanserna: </SPAN>Flertalet remissinstanser tillstyrker förslaget eller</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">har inget att invända mot det. <SPAN class="ft3">Finansinspektionen</SPAN>, <SPAN class="ft3">Svenska Fond-</SPAN></P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft3">handlareföreningen<SPAN class="ft2">, med instämmande av </SPAN>Svenska Bankföreningen<SPAN class="ft2">, och</SPAN></P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2"><SPAN class="ft3">Euroclear Sweden AB </SPAN>avstyrker förslaget i den del som avser en skyldig-</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">het för kontoförande institut att tillämpa även artikel 29 i förordningen.</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">De anser att kontoförande institut i stället bör åläggas att dokumentera</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">och spara uppgifter som ligger till grund för registreringsåtgärder i</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">värdepapperscentralens register. <SPAN class="ft3">Svenska Fondhandlareföreningen</SPAN>, med</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr27 td306"><P class="p20 ft3"><SPAN class="ft2">instämmande av </SPAN>Svenska Bankföreningen<SPAN class="ft2">, </SPAN>Nasdaq OMX Stockholm AB</P></TD>
<TD rowspan=2 class="tr39 td102"><P class="p17 ft2">279</P></TD>
</TR>
<TR>
<TD class="tr48 td114"><P class="p20 ft71"> </P></TD>
<TD class="tr48 td147"><P class="p20 ft71"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_280">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p20 ft2">och <SPAN class="ft3">Euroclear Sweden AB </SPAN>avstyrker även förslaget om ett förbud för</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">kontoförande institut att delegera uppdraget som kontoförande institut till</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">någon annan.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p60 ft29">Skälen för regeringens förslag: <SPAN class="ft2">Enligt förordningen om värdepap-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">perscentraler ska medlemsstater som tillåter andra parter än värdepap-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">perscentralen att utföra registreringar på konton i värdepapperscentralen i</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">sin nationella rätt fastställa vilka krav, inklusive relevanta regler i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">förordningen, som ska gälla i sådana fall (artikel 31.1 och 31.2).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Som anges i avsnitt 10.2 saknas det skäl att införa mer långtgående</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">stabilitetskrav på kontoförande institut än de som gäller för deltagare i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">värdepapperscentralen. Adekvata förutsättningar för verksamheten till-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">godoses i båda fallen genom kraven för att komma i fråga som konto-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">förande institut, respektive deltagare. För kontoförande institut gäller ett</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">specifikt krav att kreditinstitut och värdepapperbolag (gemensamt</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">benämnda värdepappersinstitut) ska ha tillstånd att driva värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">rörelse. Detta är motiverat av verksamhetens natur eftersom registre-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">ringar på konton i värdepapperscentralen har ett nära samband med</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">handeln på värdepappersmarknaden. Relevanta krav som ställs i lagen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">om värdepappersmarknaden, bl.a. gällande behovet av en lämplighets-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">bedömning av kundernas kunskaper och erfarenheter av finansiella</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">tjänster, blir på detta sätt beaktade (8 kap. 24 § samma lag).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Relevanta regler i förordningen torde därför kunna begränsas till kravet</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">på emissionens integritet i artiklarna 36 och 37.3. I enlighet med artik-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">el 36 i förordningen ska en värdepapperscentral ha lämpliga regler och</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">förfaranden, däribland robusta redovisningsmetoder och kontroller, för</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">att bidra till att säkerställa emissionens integritet och för att minska och</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">hantera risker som är förknippade med förvaring och avveckling av</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">transaktioner med värdepapper. Artikel 37.1 innehåller krav på avstäm-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">ningar minst en gång om dagen från värdepapperscentralens sida för att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">säkerställa att antalet emitterade värdepapper som har registrerats i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">värdepapperscentralen motsvarar det antal som har registrerats på värde-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">papperskonton som tillhör deltagarna och, i relevanta fall, investerarna.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">Det är knappast rimligt att begära motsvarande avstämningar från de</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">kontoförande institutens sida, eftersom de enbart utför registreringar</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">avseende egna innehav och egna kunder, dvs. en delmängd av alla ägare</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">till värdepapper. Däremot kan några av dessa regler göras tillämpliga</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">även på den verksamhet som bedrivs av kontoförande institut.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p60 ft2">De allmänna bestämmelserna i artikel 36 om lämpliga regler och för-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">faranden för att bidra till att säkerställa emissionens integritet bör därför</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">göras tillämpliga för kontoförande institut. Även bestämmelsen i artik-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">el 37.3 om att övertrassering av värdepapper, debetsaldon och skapande</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">av värdepapper inte ska vara tillåtet i ett avvecklingssystem bör vara</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">tillämplig för kontoförande institut. Man kan visserligen inte begära av</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">kontoförande institut att de ska utföra avstämningsåtgärder i enlighet</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">med de övriga krav som finns i artikel 37. Men eftersom de utför</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">registreringar på värdepapperskonton är det ändå motiverat att införa ett</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">förbud som avser övertrassering av värdepapper, debetsaldon och skap-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ande av värdepapper. Den senare åtgärden är förbehållen emittenterna.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Enligt promemorians förslag ska även artikel 29.1 i förordningen</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">tillämpas på kontoförande institut. <SPAN class="ft3">Finansinspektionen</SPAN>, <SPAN class="ft3">Svenska</SPAN></P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">280</P></TD>
<TD class="tr31 td169"><P class="p20 ft28">Fondhandlareföreningen<SPAN class="ft31">, med instämmande av </SPAN>Svenska Bankföreningen<SPAN class="ft31">,</SPAN></P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_281">
<DIV>
<DIV id="id_1">
<P class="p645 ft2">och <SPAN class="ft3">Euroclear Sweden AB </SPAN>avstyrker förslaget i denna del, med hänvisning till omfattningen av förordningens krav på registerföring. Närmare uppgifter om vilka registeruppgifter som ska bevaras och i vilket format de ska bevaras, kommer att anges närmare i tekniska standarder (artikel 29.3 och 29.4). Fondhandlareföreningen, med instäm- mande av Bankföreningen, hänvisar till ett konsultationsdokument från Europeiska värdepappers- och marknadsmyndigheten (Esma) som mycket noggrant anger vilka registeruppgifter det kan komma att röra sig om. Nämnda remissinstanser anser sammantaget att kraven på register- föring kommer att avse uppgifter som de kontoförande instituten inte har tillgång till och därför inte har förutsättningar att bevara. De föreslår i stället att ett anpassat krav på registerföring införs i nationell rätt, genom att kontoförande institut åläggs att dokumentera och spara de uppgifter som ligger till grund för registreringar i värdepapperscentralens register. Regeringen konstaterar att ett sådant anpassat krav inte tillgodoser behovet att ange bestämmelser i förordningen som även ska tillämpas på kontoförande institut enligt artikel 31.2. Det hindrar dock inte att avsikten med ett krav på registerföring kan tillgodoses även på detta sätt. Ett sådant anpassat krav på registerföring bör därför införas i konto- föringslagen. Det är rimligt att anpassa den period under vilken register- uppgifterna ska bevaras till de motsvarande kraven på värdepappers- centraler i artikel 29.1, dvs. minst tio år.</P>
<P class="p828 ft2">Enligt promemorians förslag ska kontoförande institut inte ha rätt att delegera till någon annan att utföra registreringsåtgärder i avstämnings- register. Skälet för det är att det enligt promemorian är lämpligare att värdepapperscentralen i stället antar ett annat kontoförande institut som uppfyller kraven och som är berett att utföra funktionen i egen regi. Detta förslag avstyrks av <SPAN class="ft3">Fondhandlareföreningen</SPAN>, med instämmande av</P>
<P class="p765 ft3">Bankföreningen<SPAN class="ft2">, </SPAN>Nasdaq OMX Stockholm AB <SPAN class="ft2">och </SPAN>Euroclear Sweden AB<SPAN class="ft2">. De hänvisar till att det redan är praxis att delegera uppgiften som konto- förande institut och att detta har förekommit under lång tid. Enligt Euro- clear kan sådan delegering förekomma inom samma koncern där det finns flera deltagare i Euroclear och där uppgiften att vidta registrerings- åtgärder har centraliserats inom gruppen. Det har även förekommit att flera kontoförande institut har gått samman och centraliserat uppgiften att vidta registreringsåtgärder i avstämningsregister till en fristående enhet, som kanske inte är kontoförande institut. Fondhandlareföreningen, med instämmande av Bankföreningen, och Nasdaq OMX Stockholm AB bedömer att riskerna är särskilt låga i samband med utkontraktering till en tredje part som också är kontoförande institut. Fondhandlare- föreningen, med instämmande av Bankföreningen, Nasdaq OMX Stock- holm AB och Euroclear Sweden AB understryker nyttan av utkontrakt- ering i vissa fall, genom att detta lämnar utrymme för specialisering inom en grupp av företag, vilket dessutom kan bidra till att minska operativa risker.</SPAN></P>
<P class="p829 ft4">Regeringen anser att det med hänsyn till det som remissinstanserna framför finns skäl för att det ska vara möjligt med utkontraktering av verksamheten som kontoförande institut. Regeringen instämmer i den bedömning som vissa remissinstanser gör att riskerna bör vara låga vid utkontraktering från ett kontoförande institut till ett annat. Regeringen anser därför att det bör införas en bestämmelse i kontoföringslagen om</P>
</DIV>
<DIV id="id_2">
<P class="p570 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">281</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_282">
<DIV id="dimg1">
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<P class="p608 ft2">Prop. 2015/16:10 att kontoförande institut kan delegera uppgifter som avser registrerings- åtgärder i avstämningsregister till ett annat kontoförande institut. En sådan rätt måste vara förenlig med bestämmelserna i artikel 30 om utkontraktering, bl.a. att en utkontraktering inte får leda till delegerat ansvar. Genom att begränsa möjligheten att delegera uppgiften som kontoförande institut till kretsen av andra juridiska personer som av värdepapperscentralen har antagits som kontoförande institut sker ingen delegering av uppgifter till någon utanför denna krets. Det kan även ses som en fördel ur förtroendesynpunkt att den som utför registrerings- åtgärder i avstämningsregister verkligen uppfyller villkoren som gäller i ett sådant fall och har antagits av värdepapperscentralen som konto- förande institut.</P>
<TABLE cellpadding=0 cellspacing=0 class="t113">
<TR>
<TD class="tr38 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td82"><P class="p92 ft24">10.4</P></TD>
<TD class="tr38 td252"><P class="p207 ft26">Tillsyn, sanktioner och uppgiftsskyldighet</P></TD>
</TR>
<TR>
<TD class="tr47 td34"><P class="p20 ft70"> </P></TD>
<TD colspan=2 class="tr55 td302"><P class="p20 ft93"> </P></TD>
</TR>
<TR>
<TD class="tr31 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td304"><P class="p68 ft2"><SPAN class="ft29">Regeringens förslag: </SPAN>Kontoförande institut ska vara skyldiga att</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p68 ft2">lämna de uppgifter som Finansinspektionen begär, oavsett om de står</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">under inspektionens tillsyn eller inte. Finansinspektionen får förelägga</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">ett sådant institut att lämna begärda uppgifter. Ett föreläggande får</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p68 ft2">förenas med vite. Riksbanken, andra centralbanker och Riksgälds-</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">kontoret och utländska offentliga institutioner som i sitt hemland har i</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">uppdrag att förvalta eller deltar i förvaltningen av statsskulden</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p68 ft2">undantas från uppgiftsskyldigheten.</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p319 ft2"><SPAN class="ft29">Regeringens bedömning: </SPAN>Några särskilda tillsyns- och sanktions-</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">bestämmelser för kontoförande institut bör inte införas, utöver</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p68 ft2">skyldigheten att lämna upplysningar till Finansinspektionen.</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p319 ft2">Bestämmelserna om upplysningsskyldighet och meddelandeförbud i</P></TD>
</TR>
<TR>
<TD class="tr31 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td304"><P class="p68 ft2">fråga om förundersökning i brottmål m.m. bör inte ändras.</P></TD>
</TR>
<TR>
<TD class="tr58 td303"><P class="p20 ft95"> </P></TD>
<TD colspan=2 class="tr56 td305"><P class="p20 ft94"> </P></TD>
</TR>
<TR>
<TD class="tr2 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td306"><P class="p319 ft29">Promemorians förslag och bedömning <SPAN class="ft2">överensstämmer med reger-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">ingens förslag och bedömning.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p319 ft2"><SPAN class="ft29">Remissinstanserna </SPAN>tillstyrker promemorians förslag och bedömning</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">eller har inget att invända mot dem.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p319 ft29">Skälen för regeringens förslag och bedömning: <SPAN class="ft2">Enligt gällande rätt</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">är kontoförande institut som inte står under Finansinspektionens tillsyn</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">eller motsvarande tillsyn i hemlandet skyldiga att på begäran lämna upp-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">gifter om verksamheten som sådant institut till inspektionen (3 kap. 6 §</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">kontoföringslagen). Om ett kontoförande institut inte fullgör denna</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">skyldighet, får Finansinspektionen förelägga institutet att lämna de</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">begärda uppgifterna.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p319 ft2">Som framgår av avsnitt 10.2 förutsätter förordningen om värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">centraler att kontoförande institut omfattas av ”lämplig reglering och</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">tillsyn” (skäl 39). Till följd av förslaget om att juridiska personer som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">inte står under tillsyn av Finansinspektionen, eller motsvarande utländsk</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">myndighet, inte längre får antas som kontoförande institut kan det</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">ifrågasättas om det behövs någon ytterligare rätt för Finansinspektionen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">att begära uppgifter som rör verksamheten som kontoförande institut. De</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">kontoförande instituten ska nämligen enligt det som föreslås i denna</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">proposition stå under sådan tillsyn eller motsvarande tillsyn i ett annat</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">282</P></TD>
<TD colspan=2 class="tr31 td306"><P class="p20 ft2">land. En sådan rätt, enligt 3 kap. 6 § kontoföringslagen i dess nuvarande</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_283">
<DIV>
<DIV id="id_1">
<P class="p157 ft2">lydelse, skulle i praktiken framför allt beröra Riksbanken, andra centralbanker, Riksgäldskontoret och andra offentliga institutioner som i sitt hemland har i uppdrag att förvalta eller deltar i förvaltningen av statsskulden, som inte står under tillsyn. Enligt regeringens uppfattning föreligger det inte något behov av att kunna förelägga dessa myndigheter att lämna uppgifter till Finansinspektionen.</P>
<P class="p559 ft2">Tillsynsåtgärder kan för svenska företags del vidtas med stöd av annan lagstiftning på finansmarknadsområdet. För kreditinstitut, som ingår i kategorin värdepappersinstitut, omfattar Finansinspektionens tillsyn så- väl lagen om bank- och finansieringsrörelse som andra författningar som reglerar institutets verksamhet (13 kap. 2 § andra stycket 2 nämnda lag). Kontoföringslagen är en av dessa andra författningar som reglerar verksamheten. Kreditinstituten ska lämna Finansinspektionen de upplys- ningar om sin verksamhet och därmed sammanhängande omständigheter som inspektionen begär (13 kap. 3 § lagen om bank- och finansierings- rörelse). Finansinspektionens tillsyn över värdepappersinstitut enligt lagen om värdepappersmarknaden omfattar på motsvarande sätt den lagen, andra författningar som reglerar institutets verksamhet m.m. (23 kap. 1 § nämnda lag). Upplysningsskyldigheten i förhållande till inspektionen har samma innebörd som i lagen om bank- och finan- sieringsrörelse (23 kap. 2 § lagen om värdepappersmarknaden). För försäkringsföretag finns det bestämmelser av liknande innebörd om tillsynens omfattning respektive skyldigheten att lämna uppgifter till Finansinspektionen (14 kap. 2 och 5 §§ försäkringsrörelselagen [2010:2043]).</P>
<P class="p307 ft2">Även med tanke på de ovan beskrivna befogenheterna för Finans- inspektionen finns det skäl att föreskriva en uppgiftsskyldighet för kontoförande institut enligt kontoföringslagen. Anledningen till det är framför allt att Finansinspektionen bör kunna kräva uppgifter direkt av t.ex. ett utländskt företag i dess roll som kontoförande institut, utan att kontakta en utländsk myndighet. Det är också lämpligt att Finans- inspektionens befogenheter i detta avseende framgår redan av konto- föringslagen. Kontoförande institut bör således vara skyldiga att lämna Finansinspektionen de uppgifter den begär som rör verksamheten som kontoförande institut. Detta bör dock inte gälla myndigheter.</P>
<P class="p258 ft2">Däremot finns det inte tillräckliga skäl för att föreskriva att Finans- inspektionen i övrigt ska utöva tillsyn över kontoförande institut. Det finns inte heller skäl att tillämpa de bestämmelser om administrativa sanktioner som föreslås i avsnitt 9 på kontoförande institut. Det är i stället tillräckligt att sanktioner kan komma i fråga enligt annan lagstift- ning på finansmarknadsområdet. Skäl 39 till förordningen bör inte heller tolkas på så sätt att det ska krävas att tillsyns- och sanktionsbestämmel- serna för kontoförande institut nödvändigtvis måste följa av samma regelverk som gäller för värdepapperscentraler.</P>
<P class="p297 ft2">Anställda och tidigare anställda hos ett kontoförande institut omfattas enligt gällande rätt av tystnadsplikt, i likhet med det som gäller för anställda hos en central värdepappersförvarare (8 kap. 2 § kontoförings- lagen). Kontoförande institut omfattas även av en uppgiftsskyldighet, under förutsättning att uppgifterna begärs av en undersökningsledare enligt bestämmelserna om förundersökning i brottmål eller av åklagare i ett ärende om rättslig hjälp i ett brottmål på framställan av en annan stat</P>
</DIV>
<DIV id="id_2">
<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">283</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_284">
<DIV id="dimg1">
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<P class="p551 ft2">Prop. 2015/16:10 eller en mellanfolklig domstol (8 kap. 2 a §). Till denna upplysnings- skyldighet är en bestämmelse om meddelandeförbud kopplad (8 kap. 4 §). Därigenom kan exempelvis en åklagare som leder en förunder- sökning förordna att ett kontoförande institut samt dess anställda och styrelseledamöter inte får röja för en kund eller någon utomstående att uppgifter har lämnats med anledning av förundersökningen. Motsvarande bestämmelser som avser uppgifter om enskildas förhållanden finns i 1 kap. 11 och 12 §§ lagen om värdepappersmarknaden. Även med tanke förslaget i denna proposition att kontoförande institut ska stå under viss tillsyn, bör bestämmelserna om uppgiftsskyldighet och meddelande- förbud fortsätta att gälla. Anledningen till detta är framför allt att utländska företag som inte omfattas av annan svensk lagstiftning bör omfattas av bestämmelserna i kontoföringslagen.</P>
<P class="p700 ft26"><SPAN class="ft24">10.5</SPAN><SPAN class="ft91">Skadeståndsansvar för kontoförande institut</SPAN></P>
<P class="p662 ft22"><SPAN class="ft97">Regeringens bedömning: </SPAN>Bestämmelserna om skadeståndsansvar för kontoförande institut i kontoföringslagen bör inte ändras.</P>
<P class="p555 ft4"><SPAN class="ft96">Promemorians bedömning </SPAN>överensstämmer med regeringens bedöm- ning.</P>
<P class="p492 ft2"><SPAN class="ft29">Remissinstanserna </SPAN>tillstyrker promemorians bedömning eller har inget att invända mot den.</P>
<P class="p492 ft29">Skälen för regeringens bedömning: <SPAN class="ft2">Bestämmelserna om skadestånd i 7 kap. 2 och 5 §§ kontoföringslagen (se avsnitt 10.1) rör ansvars- fördelningen mellan värdepapperscentralen och kontoförande institut och är därför ett viktigt inslag det regelverk som måste finnas på plats även efter ikraftträdandet av förordningen om värdepapperscentraler. De bör således tillämpas på en värdepapperscentral och de kontoförande instituten. Frågor om skadeståndsansvar regleras inte i förordningen, vilket talar för att bestämmelser om detta behövs i svensk rätt. Utgångspunkten är således att det inte finns skäl att ändra de nuvarande bestämmelserna om skadeståndsansvar i kontoföringslagen.</SPAN></P>
<P class="p495 ft2">I samband med införandet av ett kontobaserat system för aktier, genom den numera upphävda aktiekontolagen, infördes en strikt skadestånds- skyldighet för dåvarande Värdepapperscentralen VPC Aktiebolag. Motivet för det var att den enskildes ställning som ägare av kontoförda aktier inte skulle försämras väsentligt, jämfört med det pappersbaserade systemet. Ägarens rätt var tidigare knuten till innehavet av ett aktiebrev, för vilket ägaren själv kunde ombesörja en tillräckligt säker förvaring. Vid införandet av ett kontobaserat system blev ägarens rätt i stället beroende av noteringar på konton som fördes av värdepapperscentralen, med hjälp av kontoförande institut. Det ansågs därför motiverat att basera värdepapperscentralens skadeståndsskyldighet på ett långtgående kontrollansvar som inte begränsades till direkt vållande. För skador som berodde på fel hos det kontoförande institutet svarade institutet självt, eftersom detta kunde sägas ligga bortom värdepapperscentralens kontrollsfär. Den enskilde kunde emellertid fortfarande rikta eventuella skadeståndsanspråk till värdepapperscentralen, som i sin tur hade rätt att</P>
<P class="p830 ft2">284</P>
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<DIV id="page_285">
<P class="p651 ft4">kräva tillbaka utbetald ersättning från det felande institutet (prop. Prop. 2015/16:10 1988/89:152 s. 78 f.).</P>
<P class="p831 ft2">De grundläggande principerna för värdepapperscentralens och de kontoförande institutens skadeståndsansvar överfördes till kontoförings- lagen (prop. 1997/98:160 s. 132 f.). Det ansvar som delas mellan värde- papperscentralen och kontoförande institut avser skada som åsamkas ägare av ett finansiellt instrument till följd av oriktiga eller missvisande uppgifter i ett avstämningsregister, eller i samband med uppläggning eller förande av ett sådant register (7 kap. 2 § kontoföringslagen). För sådana skador svarar värdepapperscentralen eller ett kontoförande institut, om felet kan hänföras till det institutet. Värdepapperscentralens kontrollansvar är alltjämt vägledande för rätten till ersättning som även gäller för panthavare och den till vars förmån en rådighetsinskränkning gäller. I enlighet med principen om kontrollansvar gäller inte rätten till ersättning om värdepapperscentralen eller det kontoförande institutet kan visa att skadan beror på omständigheter utanför deras kontroll och om följderna inte skäligen kunde ha undvikits eller övervunnits. Kontroll- ansvaret omfattar således även omständigheter utanför värdepappers- centralens, respektive det kontoförande institutets, kontroll under förut- sättning att konsekvenserna skäligen kunnat undvikas eller begränsas. Vid införandet av skadeståndsreglerna i kontoföringslagen klargjordes att indirekt skada ska vara ersättningsgill endast vid försummelse av värde- papperscentralen eller det kontoförande institutet (a. prop. s. 134 f.). Det klargjordes även att reglerna för skadestånd i enlighet med kontoförings- lagen inte ska gälla för skadestånd som utgår till följd av bestämmelserna i personuppgiftslagen (1998:204, se a. prop. s. 137 f.). Dessa bedöm- ningar torde alltjämt vara giltiga.</P>
<P class="p832 ft2">Genom ändring av aktiekontolagen 1996 infördes ett tydligt delat an- svar mellan värdepapperscentralen och kontoförande institut. Var och en ansvarar för skador som är hänförliga till respektive kontrollsfär. Ett kontrollansvar blev därmed gällande även för kontoförande institut. En skadelidande ägare av finansiella instrument, alternativt panthavare eller någon till vars förmån en rådighetsinskränkning gäller, kan dock alltid vända sig till värdepapperscentralen som svarar solidariskt med det kontoförande institutet för skador upp till fem miljoner kronor för varje skadefall (prop. 1995/96:50 s. 108 f.). Denna regel, förenad med en regressrätt för värdepapperscentralen, gäller alltjämt i enlighet med 7 kap. 2 § tredje stycket kontoföringslagen. Såvitt bekant har några skadefall enligt denna lag inte inträffat, varför det saknas skäl att se över bestämmelsen närmare, bl.a. gällande beloppsgränsen för värdepappers- centralens solidariska ansvar. Sammantaget finns det alltså inte skäl att ändra de bestämmelser om skadestånd som berör kontoförande institut.</P>
<TABLE cellpadding=0 cellspacing=0 class="t114">
<TR>
<TD class="tr35 td114"><P class="p30 ft24">10.6</P></TD>
<TD class="tr35 td147"><P class="p207 ft26">Skadeståndsansvar vid utkontraktering av</P></TD>
<TD class="tr35 td322"><P class="p20 ft6"> </P></TD>
<TD class="tr35 td192"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr42 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td147"><P class="p207 ft26">värdepapperscentralers verksamhet</P></TD>
<TD class="tr42 td322"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td192"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr51 td302"><P class="p20 ft80"> </P></TD>
<TD class="tr52 td322"><P class="p20 ft81"> </P></TD>
<TD class="tr52 td192"><P class="p20 ft81"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td307"><P class="p64 ft2"><SPAN class="ft29">Regeringens bedömning: </SPAN>Det bör inte utan ytterligare överväganden</P></TD>
<TD class="tr31 td322"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td192"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td307"><P class="p64 ft2">införas något undantag från värdepapperscentralers skadeståndsansvar</P></TD>
<TD class="tr26 td322"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td192"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td307"><P class="p64 ft2">för fel i avstämningsregister.</P></TD>
<TD rowspan=2 class="tr34 td318"><P class="p20 ft6"> </P></TD>
<TD rowspan=2 class="tr28 td192"><P class="p17 ft2">285</P></TD>
</TR>
<TR>
<TD class="tr57 td323"><P class="p20 ft5"> </P></TD>
<TD class="tr57 td324"><P class="p20 ft5"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_286">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p641 ft2">286</P>
</DIV>
<DIV id="id_2">
<P class="p117 ft2"><SPAN class="ft29">Promemorians förslag: </SPAN>I promemorian föreslås att om en värde- papperscentral utkontrakterar verksamhet, ska den inte vara ersättnings- skyldig för fel i avstämningsregister som kan hänföras till en sådan offentlig enhet som avses i artikel 30.5 i förordningen om värdepappers- centraler.</P>
<P class="p559 ft2"><SPAN class="ft29">Remissinstanserna: </SPAN>Flertalet remissinstanser tillstyrker promemorians förslag eller har inget att invända mot det. <SPAN class="ft3">Svenska Fondhandlare- föreningen</SPAN>, med instämmande av <SPAN class="ft3">Svenska Bankföreningen</SPAN>, avstyrker förslaget med hänvisning till vikten av investerarskydd och att prome- morian inte utgör ett tillräckligt underlag för att överväga en ändring av skadeståndsbestämmelserna. Frågan bör enligt föreningarna utredas närmare. <SPAN class="ft3">Euroclear Sweden AB </SPAN>påpekar att det finns behov att se över och begränsa även andra skadeståndsbestämmelser som gäller för värde- papperscentraler och kontoförande institut.</P>
<P class="p557 ft29">Skälen för regeringens bedömning: <SPAN class="ft2">Enligt skadeståndslagen (1972:207) gäller som huvudregel att skadeståndsskyldighet för s.k. ren förmögenhetsskada utanför kontraktsförhållanden endast kan uppkomma i vissa särskilt angivna fall, bl.a. genom brott. Inom ramen för ett kon- traktsförhållande finns utrymme för avtalsparterna att bestämma vad som ska gälla i skadeståndshänseende. Bestämmelserna i skadeståndslagen tillämpas inte heller i de fall då annat är särskilt föreskrivet (1 kap. 1 §).</SPAN></P>
<P class="p559 ft2">Som berörs i avsnitt 10.1 finns det flera särskilda skadeståndsbestäm- melser för centrala värdepappersförvarare och kontoförande institut i kontoföringslagen. Den huvudsakliga bestämmelsen om den centrala värdepappersförvararens kontrollansvar (7 kap. 2 § första stycket) innebär ett mer långtgående ansvar än det ansvar för vållande som är vanligt förekommande som grund för skadeståndsansvaret vid ren förmögenhetsskada i kontraktsförhållanden och vid person- eller sak- skada i utomobligatoriska förhållanden (se Hellner m.fl., Speciell Avtalsrätt II, 2 häftet, 5 uppl., 2011, s. 202, respektive 2 kap. 1 § skade- ståndslagen). Dessutom gäller ansvaret i förhållande till ägare, pant- havare m.fl. oberoende av om något kontraktsförhållande finns i för- hållande till den centrala värdepappersförvararen.</P>
<P class="p258 ft2">Kontrollansvaret motsvarar i princip ett rent strikt ansvar med undan- tag för extraordinära händelser av det slag som brukar benämnas force majeure (prop. 1997/98:160 s. 138 med där angiven hänvisning). För att en central värdepappersförvarare ska undgå ersättningsansvar för fel som kan hänföras till ett avstämningsregister räcker det således inte med att värdepappersförvararen bevisar att denne inte är ansvarig för skadan. Värdepappersförvararen måste dessutom visa att skadan beror på händelser som inte rimligen kunnat förutses eller förebyggas.</P>
<P class="p297 ft2">Bestämmelsen i kontoföringslagen om den centrala värdepappers- förvararens solidariska ansvar för skada som orsakas av ett kontoförande institut ger uttryck för att denne har ett visst ansvar för skador som orsakas av någon som med dennes tillåtelse vidtar åtgärder i ett avstäm- ningsregister (7 kap. 2 § tredje stycket). Detta kan liknas vid ett principalansvar. I fråga om kontoförande institut är alltså detta ansvar särskilt reglerat. I övrigt har dock den centrala värdepappersförvararen ett ännu mer långtgående ansvar för fel i ett avstämningsregister som beror på någon som denne har anlitat (7 kap. 2 § andra stycket). För</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_287">
<DIV>
<DIV id="id_1">
<P class="p157 ft2">sådana fel har värdepappersförvararen ett kontrollansvar utan någon beloppsbegränsning. Detta inrymmer fel som underleverantörer och liknande uppdragstagare till den centrala värdepappersförvararen orsakar i avstämningsregister. Utrymmet för att bedöma att ett sådant fel ligger utanför kontrollansvaret får anses synnerligen begränsat. Det gäller även om underleverantören är en juridisk person med en betydande ekonomisk styrka och omfattande resurser i form av sakkunnig personal.</P>
<P class="p557 ft4">Som berörs i avsnitt 10.2 innebär förordningen om värdepappers- centraler att någon delegering av ansvar som huvudregel inte är möjlig (artikel 30.1). Möjligheten att anta kontoförande institut är dock ett uttryckligt undantag från reglerna om utkontraktering (artikel 31).</P>
<P class="p117 ft2">Det finns ytterligare ett undantag av betydelse. Reglerna i artikel 30 gäller inte om en värdepapperscentral utkontrakterar vissa av sina tjänster eller verksamheter till en offentlig enhet och om utkontrakteringen styrs av särskilda rättsliga ramar, tillsynsramar och verksamhetsramar som den offentliga enheten och den berörda värdepapperscentralen gemensamt har godkänt och formaliserat och som har godkänts av den behöriga myndigheten på grundval av de krav som fastställs i förordningen (artik- el 30.5). I den svenska språkversionen av förordningen anges att det rör sig om utkontraktering sker till en offentlig enhet <SPAN class="ft3">eller </SPAN>att utkontrakte- ringen styrs av vissa ramar. Av de engelska och franska språkversionerna framgår dock att det är ”och” som avses. Med andra ord ska båda dessa förutsättningar vara uppfyllda. Detta undantag syftar till att möjliggöra att avvecklingsprocessen utkontrakteras från olika värdepapperscentraler inom EU till ECB inom ramen för projektet <NOBR>Target2-Securities,</NOBR> T2S (se Europeiska centralbankens yttrande av den 1 augusti 2012 om ett förslag till förordning om förbättrad värdepappersavveckling i Europeiska unionen och om värdepapperscentraler [CON/2012/62]).</P>
<P class="p557 ft2">Som framgår av avsnitt 4.4 är T2S ett initiativ från ECB till en pan- europeisk plattform för avveckling av transaktioner med värdepapper. T2S är inte ett avvecklingssystem utan snarare en <NOBR>it-plattform</NOBR> för de berörda värdepapperscentralerna och centralbankerna. En närmare beskrivning av T2S finns i promemorian (avsnitt 10.7).</P>
<P class="p559 ft2">Avsikten med T2S är att ECB ska ansvara för en viss administration av konton där värdepapper registreras (värdepapperskonton). Den termen har dock i detta sammanhang inte samma innebörd som i den engelska språkversionen av förordningen om värdepapperscentraler, eftersom det rör sig om konton inom <NOBR>T2S-strukturen,</NOBR> snarare än konton hos värdepapperscentralen. Omfattningen av detta ansvar kan i praktiken bero på om värdepapperscentralen i fråga är verksam på en marknad som tillämpar direkta värdepappersinnehav eller direktregistrering, såsom Sverige, eller om endast indirekta innehav förekommer (se avsnitten 4.4 och 10.2 samt sista stycket i bilagan till Europeiska centralbankens beslut av den 16 november 2011 om detaljerade regler och förfaranden för att genomföra de kriterier enligt vilka värdepapperscentraler ges tillträde till de tjänster som <NOBR>Target2-Securities</NOBR> erbjuder [ECB/2011/20]).</P>
<P class="p307 ft4">De värdepapperscentraler som medverkar i T2S ska ansvara för att administrera de konton i <NOBR>T2S-strukturen</NOBR> där värdepapper registreras (Schedule 5 till ovan angivna Framework Agreement och sista stycket i bilagan till ovan angivna beslut). Det är emellertid operatören av T2S, dvs. Eurosystemet, som utför registreringsåtgärder på de konton som</P>
</DIV>
<DIV id="id_2">
<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">287</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_288">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p20 ft2">finns på plattformen, även om varje sådan åtgärd ska baseras på en order</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">från en kund till en värdepapperscentral.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">De konton som en värdepapperscentral har anslutit till T2S får endast</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">debiteras eller krediteras inom ramen för <NOBR>T2S-plattformen.</NOBR> Såvitt känt är</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">avsikten med T2S att de registreringar som görs på plattformen ska vara</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">rättsligt bindande. Det ska med andra ord inte krävas någon ytterligare</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">registreringsåtgärd från värdepapperscentralens sida för att en sådan</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">bundenhet ska uppstå. Detta torde innebära att en felaktig registrering</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">från Eurosystemets sida på <NOBR>T2S-plattformen</NOBR> i sin tur kan medföra en</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">felaktig registrering i ett svenskt avstämningsregister, efter en eventuell</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">svensk anslutning till T2S.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Det finns också en viss risk för att misstag under själva avvecklings-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">processen kan föranleda felaktig kontoföring. Exempelvis kan det inte</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">uteslutas att en säljorder registreras felaktigt i avvecklingssystemet och</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">därför matchas med en köporder som uppges avse samma bakom-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">liggande transaktion. Att matchningsmomentet således varit felaktigt kan</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">föranleda att den påstådda säljarens avstämningskonto i sin tur debiteras</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">felaktigt och att köparens avstämningskonto felaktigt krediteras. Detta</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">innebär i sin tur rättsverkningar av registreringsåtgärderna enligt 6 kap.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">kontoföringslagen som inte stämmer överens med de verkliga förhåll-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">andena. Det bör här nämnas att det finns ett uttryckligt avtalsvillkor i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">avtalsmallen av innebörden att Eurosystemet har rätt att förlita sig på de</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">order som kommer från en värdepapperscentral (”The Eurosystem shall</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">have no obligation to monitor the accuracy of the Transfer Orders and</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">may rely in good faith on all Transfer Orders […]”, artikel 22.3).</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p60 ft2">Således kan fel i såväl avvecklingsprocessen som kontoföringen enligt</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">kontoföringslagen innebära att Euroclear Sweden AB blir skadestånds-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ansvarigt för fel som är hänförliga till Eurosystemet. Det kan ifrågasättas</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">om det är skäligt att kräva att svenska värdepapperscentraler ska svara</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">för sådana fel, med tanke på att de inte har någon reell möjlighet att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">förebygga dem. Det gäller särskilt om det inte föreligger någon regress-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">rätt enligt regelverket för T2S och särskilt med tanke på avsaknaden av</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">beloppsbegränsning beträffande värdepapperscentralernas ansvar enligt</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">kontoföringslagen. Det bör också hållas i minnet att det inte är fråga om</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">någon utkontraktering av verksamhet av det slag som vanligtvis sker när</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ett företag anlitar ett annat företag för att utföra vissa uppgifter eller</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">funktioner. Även om någon anslutning ännu inte skett, framstår det som</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">troligt att Svenska Bankföreningens styrelse någon gång under de</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">närmaste åren kommer att ta initiativ till att ansluta den svenska</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">marknaden till T2S.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p60 ft2">Mot denna bakgrund finns det i vart fall vissa skäl som talar för att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">göra ett undantag från skadeståndsansvaret för värdepapperscentraler i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">fråga om skada på grund av fel som kan härledas till Eurosystemet. Med</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">Eurosystemet avses här även någon annan juridisk person som agerar på</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">uppdrag av Eurosystemet. Ett sådant undantag skulle, som i promemo-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">rians förslag, kunna gälla värdepapperscentralens ansvar för skada som</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">uppkommer på grund av fel vid sådan utkontraktering av verksamhet</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">som avses i artikel 30.5 i förordningen om värdepapperscentraler.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">Regeringen anser emellertid i likhet med <SPAN class="ft3">Svenska Fondhandlareföre-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2"><SPAN class="ft3">ningen</SPAN>, med instämmande av <SPAN class="ft3">Svenska Bankföreningen</SPAN>, att ett sådant för-</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">288</P></TD>
<TD class="tr31 td169"><P class="p20 ft2">slag i så fall bör kräva ytterligare överväganden i fråga om konsekvens-</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_289">
<P class="p651 ft4">erna för finansiella företag och investerare. Skadeståndsskyldigheten för Prop. 2015/16:10 värdepapperscentraler och kontoförande institut utgjorde som förening-</P>
<P class="p833 ft2">arna berör en viktig faktor vid införandet av ett system med kontoförda värdepapper. Det kan därför inte uteslutas att ett förändrat skadestånds- ansvar i viss mån kan påverka förtroendet för det dematerialiserade systemet. Det kan också finnas skäl att undersöka om T2S har föranlett några lagändringar i skadeståndsrättsligt hänseende i övriga relevanta medlemsstater inom EU. Regeringen anser således att det inte finns tillräckligt underlag för att i förevarande lagstiftningsärende föreslå nå- gon begränsning av värdepapperscentralers skadeståndsansvar. Det finns inte heller utrymme för att inom ramen för förevarande lagstiftnings- ärende göra en sådan vidare översyn av bestämmelserna om skadestånds- ansvar för värdepapperscentraler som <SPAN class="ft3">Euroclear Sweden AB </SPAN>efterfrågar.</P>
<TABLE cellpadding=0 cellspacing=0 class="t115">
<TR>
<TD class="tr46 td114"><P class="p20 ft1">11</P></TD>
<TD class="tr46 td239"><P class="p207 ft1">Förvaltarregistrering</P></TD>
</TR>
<TR>
<TD class="tr60 td114"><P class="p20 ft26">11.1</P></TD>
<TD class="tr60 td239"><P class="p207 ft26">Bakgrund</P></TD>
</TR>
</TABLE>
<TABLE cellpadding=0 cellspacing=0 class="t106">
<TR>
<TD class="tr28 td297"><P class="p20 ft2">Med förvaltare avses i kontoföringslagen en juridisk person som</P></TD>
<TD class="tr28 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">registreras som förvaltare av finansiella instrument för annans räkning</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">(3 kap. 7 och 10 §§). Bestämmelser om förvaltare har funnits i svensk</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">rätt sedan lång tid. En möjlighet till förvaltarregistrering infördes ur-</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">sprungligen genom den numera upphävda lagen (1970:596) om</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">förenklad aktiehantering. Genom ändring av den likaledes upphävda</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">aktiekontolagen infördes generella regler om förvaltarregistrering fr.o.m.</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">1996 (prop. 1995/96:50 s. <NOBR>104–108).</NOBR> Det blev då möjligt att ge tillstånd</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">till både svenska värdepappersinstitut och motsvarande utländska företag</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">att vara förvaltare avseende både aktier och andra finansiella instrument,</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">oberoende av var ägaren var bosatt. Sådana tillstånd meddelades av</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">Finansinspektionen. Tillstånd fick förenas med särskilda villkor för att</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">tillgodose allmänna och enskilda intressen. Detta syftade bl.a. till att</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">förmå utländska förvaltare att förbinda sig att uppfylla den</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">uppgiftsskyldighet som enligt lag gällde för svenska förvaltare. Ett</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">sådant krav utgjorde en förutsättning för tillstånd som förvaltare (a. prop.</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">s. 106). Genom kontoföringslagen ersattes Finansinspektionens till-</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">ståndsprövning av den ordning som gäller alltjämt, dvs. att förvaltare</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">godkänns av den centrala värdepappersförvararen och att förhållanden</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">mellan de två regleras genom avtal (prop. 1997/98:160 s. <NOBR>118–121).</NOBR></P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p60 ft2">Den fr.o.m. 1996 utvidgade möjligheten att vara förvaltare på</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">gränsöverskridande basis syftade bl.a. till att möjliggöra upprättandet av</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">länkar mellan clearingorganisationer och centrala värdepappersförvarare</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">(se avsnitt 7.1). På så sätt öppnades en möjlighet till kontoföring</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">utomlands av finansiella instrument som var kontoförda hos en svensk</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">central värdepappersförvarare. Detta kunde åstadkommas genom att det</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">utländska institutet registrerades som förvaltare i det svenska systemet.</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">Rollen som förvaltare förenades emellertid med krav att lämna den</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">centrala värdepappersförvararen uppgifter om aktieägare vars aktier</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td297"><P class="p20 ft2">registrerats hos en utländsk förvaltare. Eftersom motsvarande regler i stor</P></TD>
<TD rowspan=2 class="tr43 td79"><P class="p17 ft2">289</P></TD>
</TR>
<TR>
<TD class="tr30 td297"><P class="p20 ft12"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_290">
<P class="p551 ft4">Prop. 2015/16:10 utsträckning saknades i andra länder blev möjligheten att upprätta länkar på grundval av förvaltarregistrering i Sverige inte utnyttjad (prop. 1997/98:160 s. 121 f.).</P>
<P class="p492 ft2">Problemet att möjliggöra uppkomsten av länkar mellan svenska och utländska clearingorganisationer respektive centrala värdepappers- förvarare utan att överge principen om aktiebokens offentlighet åtgärdades i kontoföringslagen genom en möjlighet för Finansinspek- tionen att, på villkor att det fanns särskilda skäl, medge undantag från skyldigheten att lämna uppgifter om ägare till förvaltarregistrerade aktier. Ett sådant särskilt skäl kunde bl.a. vara att uppgiftsskyldigheten hindrade ett effektivt länksamarbete (a. prop. s. 125 f.).</P>
<P class="p502 ft2">I förarbetena till aktiebolagslagen konstaterades bl.a. att det är svårt eller rentav omöjligt för den centrala värdepappersförvararen och för svenska myndigheter att bedöma om ett utländskt institut som är antecknat som aktieägare i aktieboken i realiteten är en mellanhand för den verkliga aktieägaren. Det bedömdes därför inte vara möjligt att genom svensk lagstiftning åstadkomma garantier för en tillfredsställande redovisning av utländska aktieägare. Den möjliga regelkonflikt som upp- kommer när en förvaltare enligt en utländsk rättsordning är förhindrad att lämna ut uppgifter om aktieägare löstes genom Finansinspektionens möjlighet att medge undantag (prop. 2004/05:85 s. 288).</P>
<P class="p495 ft2">Bestämmelser om förvaltarregistrering finns alltså numera i konto- föringslagen. Juridiska personer som uppfyller vissa villkor får av den centrala värdepappersförvararen medges rätt att registreras som förval- tare av finansiella instrument. Villkoren för att antas som förvaltare motsvarar villkoren för att antas som kontoförande institut för annans räkning (se avsnitt 10). Även de principer som gäller för antagande av kontoförande institut, nämligen principerna om fritt tillträde och neutral- itet, gäller på motsvarande sätt för antagande av förvaltare. Ett medgiv- ande att registreras som förvaltare får därutöver förenas med särskilda villkor. Förvaltaren ska antecknas på avstämningskontot i stället för ägaren (3 kap. 9 § kontoföringslagen). Ett sådant avstämningskonto kallas ibland förvaltarkonto. Förhållandet mellan den centrala värdepap- persförvararen och en förvaltare regleras genom avtal (prop. 1997/98:160</P>
<P class="p834 ft2"><SPAN class="ft31">s.</SPAN><SPAN class="ft19">171).</SPAN></P>
<P class="p835 ft2">Kontoföringslagens bestämmelser om rättsverkan av en registrering på</P>
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr27 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr27 td298"><P class="p301 ft2">avstämningskonto tillämpas även på förvaltarregistrerade finansiella</P></TD>
</TR>
<TR>
<TD class="tr26 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td298"><P class="p301 ft2">instrument (3 kap. 10 §). Tidpunkten då rättsverkan av överlåtelse eller</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td298"><P class="p301 ft2">pantsättning inträder skiljer sig dock åt. För förvaltarregistrerade</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td298"><P class="p301 ft2">finansiella instrument inträder denna rättsverkan redan då förvaltaren</P></TD>
</TR>
<TR>
<TD class="tr26 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td298"><P class="p301 ft2">underrättas om att ett finansiellt instrument har överlåtits eller pantsatts</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td176"><P class="p301 ft2">(3 kap. 10 §</P></TD>
<TD class="tr25 td155"><P class="p68 ft2">tredje stycket).</P></TD>
<TD class="tr25 td289"><P class="p17 ft2">Denna form av underrättelse kallas</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td298"><P class="p301 ft2">denuntiation och förekommer även i övrigt i sakrättsliga sammanhang (se</P></TD>
</TR>
<TR>
<TD class="tr26 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td298"><P class="p301 ft2">avsnitt 7.3). I fråga om förvaltarregistrerade finansiella instrument är det</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td298"><P class="p301 ft2">således inte registreringstidpunkten som är avgörande för rättsverkan</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td325"><P class="p301 ft2">gentemot tredje man.</P></TD>
<TD class="tr25 td289"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td298"><P class="p17 ft2">Registreringsåtgärder med avseende på förvaltarregistrerade instrument</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td298"><P class="p301 ft2">ska till övervägande del utföras hos förvaltaren, snarare än hos den</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td298"><P class="p301 ft2">centrala värdepappersförvararen (a. prop. s. 118). Äganderätten till och</P></TD>
</TR>
<TR>
<TD class="tr26 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td176"><P class="p301 ft2">pantsättning</P></TD>
<TD class="tr26 td155"><P class="p20 ft2">eller utmätning</P></TD>
<TD class="tr26 td289"><P class="p17 ft2">av förvaltarregistrerade aktier framgår</P></TD>
</TR>
<TR>
<TD class="tr31 td121"><P class="p180 ft2">290</P></TD>
<TD colspan=3 class="tr31 td298"><P class="p301 ft2">således endast av förvaltarens register.</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_291">
<DIV>
<DIV id="id_1">
<P class="p117 ft4">Pantsatta eller utmätta finansiella instrument får inte registreras på förvaltarkonto utan panthavarens respektive Kronofogdemyndighetens samtycke (3 kap. 11 § samma lag).</P>
<P class="p117 ft2">En förvaltare ska, på begäran av den centrala värdepappersförvararen, lämna vissa uppgifter om ägare till förvaltarregistrerade aktier (3 kap. 12 § samma lag). Den centrala värdepappersförvararen ska, på begäran av ett avstämningsbolag, begära in motsvarande uppgifter om bolagets aktieägare. Uppgifterna ska avse förhållanden vid en tidpunkt som den centrala värdepappersförvararen bestämmer. Finansinspektionen har rätt att medge förvaltare undantag från sådan uppgiftsskyldighet. Den centrala värdepappersförvararen ska, för varje avstämningsbolag, ha en sammanställning av aktieägare med mer än 500 förvaltarregistrerade aktier i bolaget (3 kap. 13 § samma lag). Sammanställningen, som inte får vara äldre än tre månader, ska vara tillgänglig för allmänheten hos bolaget och hos den centrala värdepappersförvararen.</P>
<P class="p559 ft2">Bestämmelserna i aktiebolagslagen om förande av aktiebok hänvisar i vissa fall till tillämpliga bestämmelser i kontoföringslagen (se vidare avsnitt 7.5). Så är fallet bl.a. när det gäller förvaltarens rätt att i ägarens ställe vara införd i aktieboken och antecknad i ett avstämningsregister (5 kap. 14 § aktiebolagslagen).</P>
<P class="p559 ft2">Förordningen om värdepapperscentraler innehåller inga regler om förvaltare i kontoföringslagens mening. Det är i stället underförstått att en deltagare i avvecklingssystemet samtidigt uppträder som förvaltare i den mening uttrycket har i svensk rätt. Anledningen till att detta för- hållande inte framgår uttryckligen av förordningen är att någon annan form av kontoföring av finansiella instrument än förvaltarregistrering inte förekommer i de flesta medlemsstater. I de fall registrering av indi- viduella ägare av finansiella instrument på avstämningskonto inte före- kommer finns det således inte något behov av en uttrycklig definition av förvaltare. Förordningens krav på förvaltare framgår i stället indirekt genom villkoren för deltagande i avvecklingssystemet. Genom defini- tionen av deltagare framgår vissa grundläggande krav, bl.a. att kredit- institut och värdepappersföretag som deltar i avvecklingssystemet ska ha nödvändiga tillstånd och ansvara för att uppfylla finansiella åtaganden som härrör från överföringsuppdrag i systemet (artikel 2.1.19 i förord- ningen). En värdepapperscentrals kriterier för antagande ska därutöver vara öppna, objektiva och <NOBR>icke-diskriminerande</NOBR> (artikel 33.1 i förord- ningen).</P>
<P class="p280 ft2">Presumtionen att deltagare i avvecklingssystemet samtidigt är konto- hållare för kunders räkning framgår indirekt av bl.a. bestämmelserna om emissionens integritet och om skydd av deltagarnas och deras kunders värdepapper. Det förutsätts i dessa bestämmelser att värdepapper bokförs på konton som tillhör deltagarna snarare än kunderna (artiklarna 37 och 38 i förordningen). Reglerna om emissionens integritet föreskriver t.ex. att en värdepapperscentral ska vidta avstämningsåtgärder för att kontroll- era att det antal värdepapper som utgör en hel eller delar av en värdepap- persemission som har lämnats in till värdepapperscentralen, överens- stämmer med summan av värdepapper som har registrerats på värdepap- perskonton som tillhör deltagarna och, i relevanta fall, på ägarkonton som upprätthålls av värdepapperscentralen (artikel 37.1 i förordningen). Hänvisningen till ägarkonton som upprätthålls av värdepapperscentralen</P>
</DIV>
<DIV id="id_2">
<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">291</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_292">
<DIV id="dimg1">
<INGENBILD zsrc="H30310292x1.jpg/" id="img1">
</DIV>
<P class="p608 ft2">Prop. 2015/16:10 syftar på individuella avstämningskonton och motsvarande konton i andra nordiska länder som saknar motsvarighet i flertalet medlemsstater. Vidare föreskriver förordningens bestämmelser om skydd av deltagarnas och deras kunders värdepapper bl.a. att en värdepapperscentral, för varje avvecklingssystem för värdepapper som den driver, ska ha register och konton som gör det möjligt att separera en deltagares värdepapper från en annan deltagares (artikel 38.1). Förordningen förefaller därmed utgå från att värdepapper regelmässigt innehas av deltagarna själva i stället för av deltagarnas kunder. Dessa deltagare i förordningens mening motsvarar alltså förvaltare i kontoföringslagens mening.</P>
<P class="p729 ft4">Av förordningen framgår att värdepapperscentralen anger kriterierna för deltagande och därutöver endast har begränsade möjligheter att neka tillträde för deltagare som uppfyller villkoren (artikel 33.1 och 33.3).</P>
<TABLE cellpadding=0 cellspacing=0 class="t105">
<TR>
<TD class="tr38 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td82"><P class="p92 ft24">11.2</P></TD>
<TD class="tr38 td252"><P class="p207 ft26">Behovet av lagändringar</P></TD>
</TR>
<TR>
<TD class="tr47 td34"><P class="p20 ft70"> </P></TD>
<TD colspan=2 class="tr55 td302"><P class="p20 ft93"> </P></TD>
</TR>
<TR>
<TD class="tr31 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td304"><P class="p68 ft2"><SPAN class="ft29">Regeringens förslag: </SPAN>Kretsen av juridiska personer som får vara</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">förvaltare utvidgas till att omfatta även fondbolag, förvaltningsbolag</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">och <NOBR>AIF-förvaltare,</NOBR> kreditinstitut enligt tillsynsförordningen och mot-</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p68 ft2">svarande utländska företag samt Riksgäldskontoret och motsvarande</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">utländska myndigheter.</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p319 ft2">Vid antagande av förvaltare ska värdepapperscentralen tillämpa</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p68 ft2">kraven i artikel 33.1 i förordningen om värdepapperscentraler.</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p319 ft2"><SPAN class="ft29">Regeringens bedömning: </SPAN>Bestämmelserna om förvaltare och</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">förvaltarregistrering i 3 kap. <NOBR>7–13</NOBR> §§ kontoföringslagen bör i övrigt</P></TD>
</TR>
<TR>
<TD class="tr27 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td304"><P class="p68 ft2">kvarstå i huvudsak oförändrade.</P></TD>
</TR>
<TR>
<TD class="tr56 td303"><P class="p20 ft94"> </P></TD>
<TD colspan=2 class="tr57 td305"><P class="p20 ft5"> </P></TD>
</TR>
<TR>
<TD class="tr2 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td306"><P class="p319 ft29">Promemorians förslag och bedömning <SPAN class="ft2">överensstämmer i huvudsak</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">med regeringens förslag och bedömning. Promemorians förslag och</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">bedömning avviker från regeringens förslag och bedömning genom att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">det enligt promemorians bedömning saknas skäl att tillåta fondbolag,</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">förvaltningsbolag och <NOBR>AIF-förvaltare</NOBR> att vara förvaltare enligt konto-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">föringslagen.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p319 ft2"><SPAN class="ft29">Remissinstanserna: </SPAN>Flertalet remissinstanser tillstyrker promemorians</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">förslag och bedömning eller har inget att invända mot dem. <SPAN class="ft3">Fond-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft3">bolagens förening <SPAN class="ft2">och </SPAN>Euroclear Sweden AB <SPAN class="ft2">avstyrker promemorians</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">bedömning att fondbolag eller <NOBR>AIF-förvaltare</NOBR> inte ska tillåtas vara</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td306"><P class="p20 ft2">förvaltare enligt kontoföringslagen.</P></TD>
</TR>
<TR>
<TD class="tr49 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr49 td306"><P class="p20 ft29">Skälen för regeringens förslag och bedömning</P></TD>
</TR>
<TR>
<TD class="tr34 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr34 td306"><P class="p20 ft3">Utgångspunkter</P></TD>
</TR>
<TR>
<TD class="tr28 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr28 td306"><P class="p20 ft2">I de flesta medlemsstater saknas motsvarigheter till den modell som före-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">kommer i Sverige och övriga Norden med individuella avstämnings-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">konton (ägarkonton). Förvaltarregistrering är den enda form för registre-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">ring som förekommer i de medlemsstaterna. Det innebär att det i dessa</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">fall inte finns något behov av en särskild reglering av förvaltarregistre-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">ring. Kraven på förvaltare framgår i stället indirekt av förordningen om</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">värdepapperscentraler genom kraven på deltagare. För svensk del är</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">292</P></TD>
<TD colspan=2 class="tr31 td306"><P class="p20 ft2">situationen annorlunda, eftersom såväl ägarkonton som förvaltarkonton</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_293">
<DIV>
<DIV id="id_1">
<P class="p343 ft4">förekommer i stor utsträckning och bestämmelserna om rättsverkan av registrering skiljer sig åt beträffande dessa typer av konton. Av dessa skäl finns det anledning att även fortsättningsvis ha särskilda bestäm- melser om förvaltare och förvaltarregistrering i svensk rätt. Dessa bestämmelser måste emellertid vara förenliga med förordningens regler om deltagare. Att förvaltaren antas av värdepapperscentralen överens- stämmer i och för sig med förordningens regler om deltagande.</P>
<P class="p367 ft3">Krav på förvaltare</P>
<P class="p637 ft2">I kontoföringslagen definieras kretsen av juridiska personer som kan antas som förvaltare genom en direkt hänvisning till villkoren för antagande av kontoförande institut för annans räkning (3 kap. 2 § andra stycket och 7 § första stycket). Det innebär att bl.a. Riksbanken och utländska centralbanker, svenska och utländska clearingorganisationer samt centrala värdepappersförvarare och motsvarande utländska företag får antas som förvaltare. Den i praktiken mest betydelsefulla kategorin av förvaltare för svensk del är dock de juridiska personer som har tillstånd att driva värdepappersrörelse, antingen som värdepappersinstitut enligt svensk rätt eller som ett utländskt företag med ett sådant tillstånd i sitt hemland (3 kap. 2 § andra stycket 4 samma lag). Uttrycket värdepappers- institut i kontoföringslagen definieras genom en hänvisning till 1 kap. 5 § 27 lagen om värdepappersmarknaden (1 kap. 3 § sjunde strecksatsen kontoföringslagen). Hänvisningen innebär att utländska företag är att anse som värdepappersinstitut om de driver värdepappersrörelse från en filial i Sverige. För de utlänska företag som avses i 3 kap. 2 § andra stycket 4 kontoföringslagen gäller dock inte något krav på att inrätta en filial i Sverige. Ett utländskt företag som driver värdepappersrörelse be- höver alltså inte inrätta en filial för att det ska kunna antas som förvaltare av en svensk central värdepappersförvarare. Det innebär att någon diskri- minering i förhållande till företag som är etablerade i ett annat land inom EES än Sverige inte förekommer enligt kontoföringslagen.</P>
<P class="p668 ft2">I avsnitt 10 föreslås att även fondbolag och <NOBR>AIF-förvaltare</NOBR> ska få antas som kontoförande institut för annans räkning beträffande fondandelar respektive andelar eller aktier i företag för kollektiva investeringar (3 kap. 2 § andra stycket kontoföringslagen). Skälet för förslaget är att dessa juridiska personer bör ha möjlighet att vidta registreringsåtgärder i avstämningsregister i den utsträckning som regelverket medger att de får ta emot sådana fondandelar respektive andelar eller aktier för förvaring. Enligt promemorians bedömning saknas det dock skäl att tillåta fond- bolag och <NOBR>AIF-förvaltare</NOBR> att vara förvaltare av finansiella instrument för annans räkning, enligt kontoföringslagens bestämmelser om förvaltar- registrering.</P>
<P class="p338 ft3">Fondbolagens förening<SPAN class="ft2">, med stöd av </SPAN>Euroclear Sweden AB<SPAN class="ft2">, invänder mot promemorians bedömning i denna del. Enligt förslaget i avsnitt 10.2 ska fondbolag, förvaltningsbolag och </SPAN><NOBR><SPAN class="ft2">AIF-förvaltare</SPAN></NOBR><SPAN class="ft2"> få vara konto- förande institut för annans räkning såvitt avser fondandelar respektive andelar eller aktier i företag för kollektiva investeringar. Detta avviker från promemorians förslag att rätten att vara kontoförande institut begränsas till fondandelar respektive andelar eller aktier i fonder som fondbolagen eller </SPAN><NOBR><SPAN class="ft2">AIF-förvaltarna</SPAN></NOBR><SPAN class="ft2"> själva förvaltar. Som påpekas av</SPAN></P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">293</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_294">
<P class="p551 ft2">Prop. 2015/16:10 Fondbolagens förening har fondbolag rätt att ta emot fondandelar för förvaring, vilket av naturliga skäl inte kan avse andelar i fonder som fondbolaget självt förvaltar (jfr 3 kap. 1 § lagen om värdepappersfonder). Det innebär att ett fondbolag kan ha anledning att utföra registrerings- åtgärder i avstämningsregister inte bara när det gäller andelar i fonder som fondbolaget förvaltar, utan också beträffande fondandelar som fondbolaget kan ta emot för förvaring enligt 7 kap. 1 § samma lag. Det finns motsvarande bestämmelser för <NOBR>AIF-förvaltare</NOBR> i 3 kap. 2 § lagen om förvaltare av alternativa investeringsfonder.</P>
<P class="p495 ft2">Eftersom fondbolag, förvaltningsbolag och <NOBR>AIF-förvaltare</NOBR> har skäl att vara förvaltare i samma utsträckning som de kan vara kontoförande institut för annans räkning, är det en naturlig följd av förslaget i av- snitt 10.2 att motsvarande ändring införs även för förvaltare. Som Euroclear Sweden AB påpekar blir konsekvensen i annat fall att förvaringen av fondandelar, respektive andelar och aktier i företag för kollektiva investeringar, måste ske via en mellanhand som är förvaltare hos värdepapperscentralen. Enligt bolaget innebär detta endast att kedjan av innehavare blir längre utan att någon uppenbar fördel uppnås. Konto- föringslagen bör därför ändras på så sätt att fondbolag och förvaltnings- bolag respektive <NOBR>AIF-förvaltare</NOBR> även får vara förvaltare. Detta kan enkelt åstadkommas med användning av tekniken att hänvisa till kretsen av juridiska personer som har rätt att antas som kontoförande institut för annans räkning. Rätten för fondbolag, förvaltningsbolag och AIF- förvaltare att vara förvaltare enligt kontoföringslagen begränsas på ett naturligt sätt av den verksamhet som de har tillstånd att driva enligt lagen om värdepappersfonder respektive lagen om förvaltare av alternativa investeringsfonder.</P>
<P class="p555 ft2">Förordningen om värdepapperscentraler föreskriver att värdepappers- centralen ska ha offentliga krav för deltagande som ska vara öppna, objektiva och <NOBR>icke-diskriminerande.</NOBR> Detta torde lämna utrymme för kompletterande bestämmelser i nationell rätt (artikel 33.1). Ett krav att förvaltare ska ha tillstånd att driva värdepappersrörelse torde inte strida mot kraven på objektivitet eller <NOBR>icke-diskriminering.</NOBR> Kravet bör därför kunna kvarstå i kontoföringslagen. I likhet med det som föreslås i fråga om kontoförande institut (se avsnitt 10) bör bestämmelsen om principerna om fritt tillträde respektive neutralitet ersättas med ett krav på att värdepapperscentralen ska tillämpa kraven i artikel 33.1 i förordningen vid antagande av förvaltare.</P>
<P class="p583 ft2">Av beskrivningen av förordningens regler i avsnitt 11.1 följer att svensk rätt måste möjliggöra för deltagare enligt artikel 2 f i finality- direktivet att vara förvaltare enligt kontoföringslagen. I det samman- hanget inställer sig frågan om hur kretsen av deltagare förhåller sig till kretsen av kontoförande institut för annans räkning (3 kap. 2 § andra stycket kontoföringslagen). De kategorier av juridiska personer som ingår i deltagarkretsen i förordningen, men inte i kretsen av möjliga kontoförande institut enligt kontoföringslagen, är följande.</P>
<P class="p836 ft4"><SPAN class="ft31">–</SPAN><SPAN class="ft113">Kreditinstitut enligt artikel 4.1 i tillsynsförordningen (se den ändrade hänvisning som följer av artikel 3.1.1 i och bilaga II till kapitaltäck- ningsdirektivet). Med tillsynsförordningen avses Europaparlamentets och rådets förordning (EU) nr 575/2013 av den 26 juni 2013 om till-</SPAN></P>
<P class="p16 ft2">294</P>
</DIV>
<DIV id="page_295">
<DIV>
<DIV id="id_1">
<P class="p837 ft4">synskrav för kreditinstitut och värdepappersföretag och om ändring av förordning (EU) nr 648/2012 (se prop. 2013/14:228).</P>
<P class="p754 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft78">Varje företag som har sitt huvudkontor utanför EU och vars verksam- het motsvarar den som bedrivs av kreditinstitut inom EU (i praktiken avses EES).</SPAN></P>
<P class="p157 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft78">Offentliga myndigheter och offentligt garanterade företag.</SPAN></P>
<P class="p337 ft2">Kreditinstitut kan visserligen ha tillstånd att driva värdepappersrörelse och därigenom ingå i kategorin värdepappersinstitut enligt svensk rätt (1 kap. 5 § 27 lagen om värdepappersmarknaden). Definitionen av kreditinstitut enligt tillsynsförordningen förutsätter dock inte att ett tillstånd att driva värdepappersrörelse har beviljats. Förordningen om värdepapperscentraler förutsätter däremot att alla kreditinstitut enligt tillsynsförordningen ska kunna vara deltagare. Kontoföringslagen bör således ändras på så sätt att alla kreditinstitut som hör hemma i ett land inom EES och motsvarande företag utanför EES ska kunna vara förvaltare.</P>
<P class="p838 ft2">De offentliga myndigheterna har vid genomförandet i svensk rätt av <NOBR>finality-direktivet</NOBR> bedömts motsvara Riksbanken, utländska central- banker samt Riksgäldskontoret och utländska myndigheter med motsvar- ande uppgifter (prop. 1999/2000:18 s. 54). Denna bedömning har kommit till uttryck i avvecklingslagen (8 §). Riksgäldskontoret och mot- svarande utländska myndigheter ingår dock inte i kretsen av juridiska personer som får vara kontoförande institut för annans räkning enligt kontoföringslagen (3 kap. 2 § andra stycket). De bör dock ingå i kretsen av juridiska personer som får vara förvaltare (3 kap. 7 § första stycket samma lag). Kontoföringslagen bör alltså ändras på så sätt att de ingår i denna krets. Samtidigt bör definitionen av utländska myndigheter som motsvarar Riksgäldskontoret utformas på liknande sätt som föreslås i avsnitt 10.2, dvs. med hänvisning till utländska offentliga institutioner som i sitt hemland har i uppdrag att förvalta eller deltar i förvaltningen av statsskulden.</P>
<P class="p649 ft3">Uppgiftsskyldighet</P>
<P class="p637 ft2">Enligt kontoföringslagen har en förvaltare uppgiftsskyldighet i för- hållande till den centrala värdepappersförvararen angående ägarna till de aktier som registreras av förvaltaren. Uppgiftsskyldigheten omfattar personuppgifter och det antal aktier av olika slag som varje aktieägare innehar (3 kap. 12 §). Den centrala värdepappersförvararen ska tillhanda- hålla en utskrift över aktieägare med mer än 500 förvaltarregistrerade aktier i bolaget (3 kap. 13 § samma lag). Utskrifterna får inte vara äldre än tre månader.</P>
<P class="p336 ft2">Förvaltare ska enligt förslagen i denna proposition antas av värde- papperscentralen på grundval av villkor som ska vara öppna, objektiva och <NOBR>icke-diskriminerande.</NOBR> Värdepapperscentralen har möjlighet att själv ställa upp villkor med utgångspunkt i krav som verksamheten ställer. Inget torde hindra att dessa villkor, som fallet är redan i dag, omfattar krav på att förvaltaren ska tillämpa relevanta bestämmelser i lag (se avsnitt A4, Allmänna villkor Kontoföring och Clearing, Euroclear Sweden <NOBR>2013-06-26).</NOBR> Villkoren inkluderar alltså bestämmelserna om förvaltares skyldighet att lämna uppgift om ägarna till förvaltar-</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">295</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_296">
<P class="p551 ft4">Prop. 2015/16:10 registrerade aktier i ett avstämningsbolag. Detta är av särskild betydelse för utländska förvaltare och i synnerhet sådana företag som hör hemma i ett land utanför EES. Dessa företag omfattas i huvudsak inte av svensk rätt.</P>
<P class="p839 ft4">Värdepapperscentralen själv omfattas av skyldigheten att för varje avstämningsbolag tillhandahålla en sammanställning över aktieägare som innehar mer än 500 aktier i bolaget (3 kap. 12 och 13 §§ kontoförings- lagen). Bestämmelserna omfattar därmed inhemska och utländska förvaltare som antas av värdepapperscentralen i enlighet med bestäm- melserna i kontoföringslagen och de därmed sammanhängande villkoren som offentliggörs av värdepapperscentraler som lyder under svensk rätt.</P>
<P class="p840 ft3">Rättsverkan av registreringar</P>
<P class="p594 ft2">Förordningen om värdepapperscentraler innehåller inga regler om rätts- verkan av registreringar på avstämningskonto eller motsvarande ut- ländskt konto. Det finns inte heller några liknande regler i fråga om förvaltarens eget system. Detta är ett område som, i frånvaro av regler på <NOBR>EU-nivå,</NOBR> regleras i nationell rätt. Kontoföringslagens bestämmelser om att rättsverkan av registreringar på avstämningskonto i tillämpliga fall ska avse förvaltaren kan därför kvarstå oförändrade, liksom bestämmel- sen om denuntiation och det uttryckliga kravet på panthavarens respek- tive Kronofogdemyndighetens samtycke vid förvaltarregistrering av pantsatta eller utmätta finansiella instrument (3 kap. 10 och 11 §§ konto- föringslagen).</P>
<P class="p555 ft4">I avsnitt 7.3 behandlas vissa frågor om rättsverkan av registrerings- åtgärder vid förvaltarregistrering.</P>
<TABLE cellpadding=0 cellspacing=0 class="t95">
<TR>
<TD class="tr0 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr0 td41"><P class="p160 ft1">12</P></TD>
<TD class="tr0 td315"><P class="p20 ft1">Avvecklingssystem och ändringarna i</P></TD>
</TR>
<TR>
<TD class="tr35 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr35 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr35 td315"><P class="p20 ft1">vissa <NOBR>EU-direktiv</NOBR></P></TD>
</TR>
<TR>
<TD class="tr59 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr59 td41"><P class="p728 ft24">12.1</P></TD>
<TD class="tr59 td315"><P class="p20 ft26">Avvecklingssystem</P></TD>
</TR>
<TR>
<TD class="tr55 td34"><P class="p20 ft93"> </P></TD>
<TD colspan=2 class="tr52 td302"><P class="p20 ft81"> </P></TD>
</TR>
<TR>
<TD class="tr27 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td304"><P class="p67 ft2"><SPAN class="ft29">Regeringens förslag: </SPAN>Ett godkännande av ett avvecklingssystem ska</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p67 ft2">återkallas om värdepapperscentralens auktorisation enligt förord-</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p68 ft2">ningen om värdepapperscentraler återkallas.</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p121 ft2">Bestämmelser tas in i lagen om system för avveckling av förplikt-</P></TD>
</TR>
<TR>
<TD class="tr25 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td304"><P class="p67 ft2">elser på finansmarknaden av innebörd att det finns särskilda regler om</P></TD>
</TR>
<TR>
<TD class="tr31 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td304"><P class="p68 ft2">avvecklingssystem för värdepapper i samma förordning.</P></TD>
</TR>
<TR>
<TD class="tr58 td303"><P class="p20 ft95"> </P></TD>
<TD colspan=2 class="tr56 td305"><P class="p20 ft94"> </P></TD>
</TR>
<TR>
<TD class="tr28 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr28 td306"><P class="p60 ft2"><SPAN class="ft29">Promemorians förslag </SPAN>överensstämmer med regeringens förslag.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p60 ft2"><SPAN class="ft29">Remissinstanserna </SPAN>tillstyrker promemorians förslag eller har inget att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">invända mot det.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p60 ft2"><SPAN class="ft29">Skälen för regeringens förslag: </SPAN><NOBR>Finality-direktivet</NOBR> (se avsnitt 4.5.3)</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">har genomförts i svensk rätt genom lagen (1999:1309) om system för</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">avveckling av förpliktelser på finansmarknaden (avvecklingslagen).</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">Denna lag innehåller bestämmelser om avvecklingssystem enligt</P></TD>
</TR>
<TR>
<TD rowspan=2 class="tr1 td34"><P class="p33 ft2">296</P></TD>
<TD class="tr31 td41"><P class="p20 ft2">följande.</P></TD>
<TD class="tr31 td315"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr51 td41"><P class="p20 ft80"> </P></TD>
<TD class="tr51 td315"><P class="p20 ft80"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_297">
<DIV>
<DIV id="id_1">
<P class="p157 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft78">Tillämpningsområde och definitioner (1 och 2 §§).</SPAN></P>
<P class="p813 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft78">Godkännande av avvecklingssystem </SPAN><NOBR>(3–7</NOBR> §§).</P>
<P class="p813 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft78">Deltagare i avvecklingssystem (8 §).</SPAN></P>
<P class="p157 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft78">Anmälan av avvecklingssystem till Esma (9 §).</SPAN></P>
<P class="p157 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft78">Upplysning om deltagande i avvecklingssystem (10 §).</SPAN></P>
<P class="p813 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft78">Underrättelse om konkurs eller företagsrekonstruktion (11 §).</SPAN></P>
<P class="p157 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft78">Tillämplig lag (12 §).</SPAN></P>
<P class="p157 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft78">Giltigheten av överföringsuppdrag (13 §).</SPAN></P>
<P class="p813 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft78">Säkerställande vid samverkande system (13 a §).</SPAN></P>
<P class="p157 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft78">Tillsyn m.m. </SPAN><NOBR>(14–17</NOBR> §§).</P>
<P class="p337 ft4">I avvecklingslagen finns det bestämmelser om avvecklingssystem som kan avse betalningar och som inte regleras i förordningen om värdepap- perscentraler (se även avsnitt 4.2.3). Förordningen innehåller dock regler för avvecklingssystem för värdepapper (se avsnitten 4.2.4 och 5).</P>
<P class="p337 ft2">Avvecklingslagen gäller i huvudsak förfarandet för godkännande av ett avvecklingssystem, vilket inte berörs av förordningen (1 § första stycket). Till följd av att det i förordningen om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister finns särskilda regler om clearing och centrala motparter har det tagits in en upplysning i avvecklingslagen av den innebörden (1 § andra stycket). Det bör tas in en liknande bestäm- melse i avvecklingslagen om att särskilda regler om avvecklingssystem för värdepapper finns i förordningen om värdepapperscentraler.</P>
<P class="p337 ft2">Definitionen av central värdepappersförvarare i avvecklingslagen bör ersättas med en definition av värdepapperscentral (se avsnitt 6.2). Bestämmelserna om godkännande av avvecklingssystem berörs dock inte av förordningen och behöver därför i huvudsak inte ändras <NOBR>(3–7</NOBR> §§). Förordningen bör alltså inte tolkas på så vis att en auktorisation som värdepapperscentral i sig medför att ett avvecklingssystem som drivs av värdepapperscentralen blir godkänt. Om detta hade varit avsikten, skulle <NOBR>finality-direktivet</NOBR> rimligen ha ändrats i större utsträckning än det som följer av artikel 70 i förordningen (se avsnitt 12.2).</P>
<P class="p351 ft2">Avvecklingslagen innehåller dock en särskild bestämmelse om vem som får vara administratör av ett avvecklingssystem, dvs. vara ansvarig för verksamheten i ett sådant system (4 §). Enligt denna bestämmelse får såväl centrala värdepappersförvarare, dvs. med den nya terminologi som föreslås i denna proposition värdepapperscentraler, som vissa andra företag vara administratörer. Förordningen tillåter dock endast att aukto- riserade värdepapperscentraler och centralbanker som fungerar som värdepapperscentraler får driva avvecklingssystem för värdepapper (artikel 18.2). Detta motsvarar ansvaret som administratör för ett sådant avvecklingssystem enligt avvecklingslagen. För sådana avvecklings- system finns det således särskilda regler i förordningen. Eftersom förord- ningen är direkt tillämplig krävs det inte någon lagstiftningsåtgärd i detta avseende. Bestämmelsen i avvecklingslagen fyller dessutom en funktion för sådana avvecklingssystem som avser betalningar. Den bör därför inte ändras. Däremot bör det tas in en upplysning i avvecklingslagen av inne- börden att det finns särskilda regler om driften av avvecklingssystem för värdepapper i artikel 18.2 i förordningen.</P>
<P class="p841 ft4">Som berörs i avsnitten 10 och 11 finns det särskilda regler i förord- ningen om vilka som får delta i den verksamhet som drivs av värde- papperscentraler. Artikel 33 i förordningen anger vissa krav för ett sådant</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">297</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_298">
<DIV id="dimg1">
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<P class="p608 ft2">Prop. 2015/16:10 deltagande. Kraven tar sikte på juridiska personer som avser att bli del- tagare i det aktuella avvecklingssystemet (artikel 33.1). I linje med dessa krav definieras termen deltagare i förordningen som varje deltagare i ett avvecklingssystem för värdepapper enligt definitionen i artikel 2 f i <NOBR>finality-direktivet</NOBR> (artikel 2.1.19 i förordningen). Det förhållandet att deltagarkretsen definieras genom en hänvisning till <NOBR>finality-direktivet</NOBR> innebär att det inte finns skäl för några lagstiftningsåtgärder, eftersom det direktivet redan har genomförts i svensk rätt (se ovan).</P>
<P class="p762 ft2">Det kan särskilt nämnas att även <NOBR>icke-finansiella</NOBR> företag får vara del- tagare i ett avvecklingssystem för värdepapper enligt svensk rätt. Det gäller juridiska personer som för egen räkning avvecklar förpliktelser att leverera finansiella instrument i systemet (8 § första stycket 8 avveck- lingslagen). Detta är dock förenligt med <NOBR>finality-direktivet.</NOBR> Enligt direk- tivet får en medlemsstat nämligen besluta att företag som deltar i ett avvecklingssystem för värdepapper och som ansvarar för att uppfylla de finansiella åtaganden som uppstår genom överföringsuppdrag inom detta system, ska anses vara ett s.k. institut, dvs. en deltagare (se artikel 2 f och definitionen av institut i artikel 2 b andra stycket). Det gäller under förut- sättning att det finns åtminstone tre deltagare av annat slag i systemet och att systemrisken motiverar ett sådant beslut. Eftersom svensk rätt är förenlig med direktivet, finns det inte heller i detta avseende skäl för någon lagändring med anledning av förordningen.</P>
<P class="p729 ft2">Enligt avvecklingslagen ska ett godkännande av ett avvecklingssystem återkallas av Finansinspektionen bl.a. om administratörens auktorisation som central värdepappersförvarare enligt kontoföringslagen har åter- kallats (16 § första stycket 1). Med tanke på att frågor om auktorisation av värdepapperscentraler numera regleras i förordningen, bör bestäm- melsen ändras på så sätt att godkännandet av avvecklingssystemet ska återkallas om auktorisationen som värdepapperscentral enligt förord- ningen har återkallats.</P>
<TABLE cellpadding=0 cellspacing=0 class="t116">
<TR>
<TD class="tr38 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td41"><P class="p728 ft24">12.2</P></TD>
<TD class="tr38 td315"><P class="p20 ft26">Ändringarna i <NOBR>finality-direktivet</NOBR></P></TD>
</TR>
<TR>
<TD class="tr47 td34"><P class="p20 ft70"> </P></TD>
<TD colspan=2 class="tr55 td302"><P class="p20 ft93"> </P></TD>
</TR>
<TR>
<TD class="tr31 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td304"><P class="p68 ft2"><SPAN class="ft29">Regeringens bedömning: </SPAN>De ändringar i <NOBR>finality-direktivet</NOBR> som har</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p68 ft2">gjorts genom artikel 70 i förordningen om värdepapperscentraler</P></TD>
</TR>
<TR>
<TD class="tr31 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td304"><P class="p68 ft2">föranleder inte någon ändring i svensk rätt.</P></TD>
</TR>
<TR>
<TD class="tr58 td303"><P class="p20 ft95"> </P></TD>
<TD colspan=2 class="tr56 td305"><P class="p20 ft94"> </P></TD>
</TR>
<TR>
<TD class="tr28 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr28 td306"><P class="p60 ft2"><SPAN class="ft29">Promemorians bedömning </SPAN>överensstämmer med regeringens bedöm-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td41"><P class="p20 ft2">ning.</P></TD>
<TD class="tr25 td315"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p60 ft2"><SPAN class="ft29">Remissinstanserna </SPAN>tillstyrker promemorians bedömning eller har</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">inget att invända mot den.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p60 ft29">Skälen för regeringens bedömning: <SPAN class="ft2">Ett avvecklingssystem för värde-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">papper definieras i förordningen om värdepapperscentraler med</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">hänvisning till artikel 2 a första, andra och tredje strecksatserna i finality-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">direktivet (artikel 2.1.10). Definitionen av ett system i <NOBR>finality-direktivet</NOBR></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">har ändrats genom artikel 70 i förordningen. Ändringen innebär endast</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">att sådana system ska anmälas till Esma i stället för till kommissionen</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">(artikel 2 a första stycket tredje strecksatsen i <NOBR>finality-direktivet).</NOBR></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p60 ft2">Driften av ett avvecklingssystem för värdepapper är, som berörs i bl.a.</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">298</P></TD>
<TD colspan=2 class="tr31 td306"><P class="p20 ft2">avsnitt 5.2, en av tre huvudtjänster som räknas upp i avsnitt A i bilagan</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_299">
<DIV>
<DIV id="id_1">
<P class="p157 ft2">till förordningen om värdepapperscentraler. Den huvudtjänsten måste drivas för att en juridisk person ska definieras som en värdepappers- central (artikel 2.1.1 i samma förordning). Det framgår motsatsvis att kommissionen inte har befogenhet att anta delegerade akter för att ytter- ligare specificera dessa huvudtjänster (artikel 2.2 i samma förordning). Det faktum att en värdepapperscentral driver ett avvecklingssystem för värdepapper utgör alltså inte skäl för att göra någon ändring i avveck- lingslagen, som i svensk rätt genomför <NOBR>finality-direktivet.</NOBR> I den utsträck- ning som förordningen innebär en uttrycklig ändring i detta direktiv kan bedömningen givetvis bli en annan.</P>
<P class="p258 ft2">Förordningen om värdepapperscentraler innehåller en ändring i sak av <NOBR>finality-direktivet.</NOBR> Ändringen avser vem som ska ta emot medlems- staternas anmälan av ett system, i enlighet med artikel 2 a första stycket tredje strecksatsen i <NOBR>finality-direktivet</NOBR> (artikel 70.1 i förordningen). Medlemsstaterna skulle senast i mars 2015 ha vidtagit nödvändiga åtgärder med anledning av denna ändring, i enlighet med artikel 11.3 i <NOBR>finality-direktivet</NOBR> (artikel 70.2 i förordningen).</P>
<P class="p557 ft2">Genom det s.k. omnibus <NOBR>I-direktivet</NOBR> gjordes ändringar i <NOBR>finality-direk-</NOBR> tivet när det gäller mottagaren av anmälningar från medlemsstaterna angående vilka system och vilka respektive systemoperatörer som om- fattas av <NOBR>finality-direktivets</NOBR> tillämpningsområde, i enlighet med artikel 10.1 i det direktivet (artikel 1.2 i omnibus <NOBR>I-direktivet,</NOBR> dvs. Europaparla- mentets och rådets direktiv 2010/78/EU av den 24 november 2010 om ändring av direktiven 98/26/EG, 2002/87/EG, 2003/6/EG, 2003/41/EG, 2003/71/EG, 2004/39/EG, 2004/109/EG, 2005/60/EG, 2006/48/EG, 2006/49/EG och 2009/65/EG, vad gäller befogenheterna för Europeiska tillsynsmyndigheten [Europeiska bankmyndigheten], Europeiska tillsyns- myndigheten [Europeiska försäkrings- och tjänstepensionsmyndigheten] och Europeiska tillsynsmyndigheten [Europeiska värdepappers- och marknadsmyndigheten]). Ändringarna innebär att medlemsstaterna ska anmäla till Esma vilka system och vilka respektive systemoperatörer som omfattas av <NOBR>finality-direktivets</NOBR> tillämpningsområde. De ändringarna i omnibus <NOBR>I-direktivet</NOBR> har genomförts i svensk rätt genom ändringar i 9 och 16 §§ avvecklingslagen (se prop. 2011/12:70 bilaga 4). Ändring- arna innebär att Finansinspektionen ska anmäla godkända avvecklings- system, liksom återkallande av sådana godkännanden, till Esma i stället för till kommissionen. Vid samma tillfälle ändrades emellertid även defi- nitionen av ett anmält avvecklingssystem, som en följd av ändringarna i 9 och 16 §§ (2 § andra strecksatsen avvecklingslagen, se a. prop. s. 44 f. och 80). Att ändra definitionen av ett anmält avvecklingssystem i enlig- het med de ändrade procedurerna för anmälan av ett godkänt avveck- lingssystem respektive återkallande av ett sådant godkännande torde ha framstått som logiskt. Det är i vart fall en slutsats som kan dras av den angivna propositionen.</P>
<P class="p261 ft2">Definitionen av ett anmält avvecklingssystem i avvecklingslagen genomför den motsvarande definitionen av ett system i finality- direktivet. Den ändring i definitionen i <NOBR>finality-direktivet</NOBR> som har gjorts i förordningen bör därför anses vara genomförd i svensk rätt. Den ändringen kan uppfattas som ett förtydligande av ett förhållande som infördes i <NOBR>finality-direktivet</NOBR> genom omnibus <NOBR>I-direktivet</NOBR> (artikel 70.1 i förordningen om värdepapperscentraler).</P>
</DIV>
<DIV id="id_2">
<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">299</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_300">
<DIV id="dimg1">
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<P class="p608 ft2">Prop. 2015/16:10 Reglerna i förordningen om värdepapperscentraler om informations- utbyte mellan behöriga och relevanta myndigheter i krissituationer för värdepapperscentraler överlappar delvis bestämmelsen om underrättelse om konkurs eller företagsrekonstruktion i 11 § avvecklingslagen (artikel 15 i samma förordning). I förordningen anges det emellertid att den inte ska påverka det underrättelseförfarande som fastställs i artikel 6.3 i <NOBR>finality-direktivet.</NOBR> Den artikeln har genomförts i svensk rätt genom 11 § avvecklingslagen (a. prop. s. 44 f., 81 och 165). Förordningen föranleder således inte heller i detta fall någon ändring i avvecklingslagen.</P>
<TABLE cellpadding=0 cellspacing=0 class="t113">
<TR>
<TD class="tr38 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td137"><P class="p110 ft24">12.3</P></TD>
<TD class="tr38 td326"><P class="p842 ft26">Ändringarna i MiFID II</P></TD>
</TR>
<TR>
<TD class="tr55 td34"><P class="p20 ft93"> </P></TD>
<TD colspan=2 class="tr52 td302"><P class="p20 ft81"> </P></TD>
</TR>
<TR>
<TD class="tr31 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td304"><P class="p68 ft2"><SPAN class="ft29">Regeringens bedömning: </SPAN>De ändringar i MiFID II som har gjorts</P></TD>
</TR>
<TR>
<TD class="tr26 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td304"><P class="p68 ft2">genom artikel 71 i förordningen om värdepapperscentraler bör över-</P></TD>
</TR>
<TR>
<TD class="tr31 td303"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td304"><P class="p68 ft2">vägas i ett annat sammanhang.</P></TD>
</TR>
<TR>
<TD class="tr58 td303"><P class="p20 ft95"> </P></TD>
<TD colspan=2 class="tr56 td305"><P class="p20 ft94"> </P></TD>
</TR>
<TR>
<TD class="tr28 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr28 td306"><P class="p28 ft2"><SPAN class="ft29">Promemorians bedömning </SPAN>överensstämmer med regeringens bedöm-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td137"><P class="p20 ft2">ning.</P></TD>
<TD class="tr25 td326"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p28 ft2"><SPAN class="ft29">Remissinstanserna </SPAN>tillstyrker promemorians bedömning eller har</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">inget att invända mot den.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p28 ft29">Skälen för regeringens bedömning: <SPAN class="ft2">MiFID II behandlas i avsnitten</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">4.1 och 4.5.1. Genom artikel 71.2 i förordningen om värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">centraler har det införts en definition av termen värdepapperscentral i</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td137"><P class="p20 ft2">MiFID II</P></TD>
<TD class="tr26 td326"><P class="p28 ft2">(artikel 4.1.64 i MiFID II). Definitionen hänvisar till mot-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">svarande definition i artikel 2.1.1 i förordningen.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p28 ft2">Genom artikel 71.1 i förordningen har det även gjorts en ändring i</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">undantagen från tillämpningsområdet för MiFID II (artikel 2.1 i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">MiFID II). Enligt direktivets tidigare lydelse ska ”värdepapperscentraler</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">som regleras enligt unionsrätten” undantas från tillämpningsområdet ”i</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">den utsträckning som de regleras enligt den unionsrätten” (artikel 2.1 o).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">Enligt artikel 71.1 ska det undantaget i stället lyda ”värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">centraler förutom i de fall som föreskrivs i artikel 73” i förordningen.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">Enligt artikel 73 ska det inte krävas någon auktorisation enligt MiFID II</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">för auktoriserade värdepapperscentraler som tillhandahåller de tjänster</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">som uttryckligen anges i avsnitten A och B i bilagan. Om en värde-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">papperscentral däremot tillhandahåller investeringstjänster eller utför</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">investeringsverksamhet, utöver tillhandahållandet av huvudtjänster och</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">de anknutna tjänster som uttryckligen anges i avsnitt B i bilagan, ska</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">värdepapperscentralen omfattas av bestämmelserna i MiFID II, i tillämp-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">liga delar, och MiFIR.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p28 ft2">Genom artikel 71.3 i förordningen har det även gjorts en ändring i</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">bilaga I till MiFID II som förtydligar att den anknutna tjänsten förvaring</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">och administration av finansiella instrument för kunders räkning inte ska</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">omfatta tillhandahållande och förande av värdepapperskonto på den</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">högsta nivån, dvs. en av tre huvudtjänster enligt förordningen (central</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">kontoföringstjänst).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p28 ft2">Regeringen gav i maj 2013 en särskild utredare i uppdrag att bl.a.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">lämna förslag till de ändringar i svensk lagstiftning som föranleds av</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">MiFID II (dir. 2013:55). Utredningen, som tog namnet 2013 års värde-</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">300</P></TD>
<TD colspan=2 class="tr31 td306"><P class="p20 ft2">pappersmarknadsutredning, redovisade sitt uppdrag den 29 januari 2015.</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_301">
<DIV id="dimg1">
<INGENBILD zsrc="H30310301x1.jpg/" id="img1">
</DIV>
<P class="p151 ft4">Utredningen föreslår i betänkandet Värdepappersmarknaden MiFID II Prop. 2015/16:10 och MiFIR (SOU 2015:2) att den nya definitionen av värdepappers-</P>
<P class="p114 ft2">central införs i lagen om värdepappersmarknaden (1 kap. 4 b § 26). Vidare föreslås att det tydliggörs att värdepapperscentraler är undantagna från tillståndsplikt enligt den lagen (2 kap. 5 § första stycket 16) och att tillstånd för ett värdepappersbolag att tillhandahålla den anknutna tjänsten förvaring och administration av finansiella instrument för kunders räkning inte omfattar verksamhet som värdepapperscentral (2 kap. 2 § fjärde stycket). Reglerna i artikel 73 i förordningen är direkt tillämpliga i varje medlemsstat och föranleder därför ingen ändring i svensk rätt.</P>
<P class="p373 ft2">Frågan om huruvida de ändringar i MiFID II som har gjorts genom förordningen bör föranleda några ändringar i svensk rätt bör inte övervägas i förevarande lagstiftningsärende. Regeringen avser att i ett annat sammanhang återkomma till frågan om vilka ändringar i svensk rätt som föranleds av MiFID II och MiFIR.</P>
<P class="p843 ft111"><SPAN class="ft1">13</SPAN><SPAN class="ft114">Ansvaret för kupongskatt och skatteförfarandet</SPAN></P>
<P class="p844 ft26"><SPAN class="ft24">13.1</SPAN><SPAN class="ft92">Ansvaret för kupongskatt</SPAN></P>
<P class="p696 ft4"><SPAN class="ft96">Regeringens förslag: </SPAN>Den centrala värdepappersförvararens ansvar för innehållande, redovisning och betalning av kupongskatt tas över av värdepapperscentraler.</P>
<P class="p697 ft2">Ansvaret för kupongskatt i fråga om utdelning på aktier i avstäm- ningsbolag som inte är förvaltarregistrerade ligger på bolaget, om bo- laget inte har uppdragit åt</P>
<P class="p697 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">en värdepapperscentral som hör hemma i Sverige eller en värdepapperscentral som hör hemma i en annan stat inom EES än Sverige och som bedriver verksamhet från ett fast driftställe här att sända ut utdelningen, eller</SPAN></P>
<P class="p845 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">en värdepapperscentral som hör hemma i en annan stat inom EES än Sverige och som inte bedriver verksamhet från ett fast driftställe här att sända ut utdelningen och värdepapperscentralen för bolaget har gett in ett åtagande till Skatteverket om att ansvara för kupongskatt.</SPAN></P>
<P class="p845 ft4">Åtagandet ska göras på fastställt formulär samt ska innehålla nöd- vändiga identifikationsuppgifter för värdepapperscentralen och av- stämningsbolaget.</P>
<P class="p697 ft22">Termen värdepapperscentral har samma innebörd som i kontoför- ingslagen.</P>
<P class="p373 ft4"><SPAN class="ft96">Promemorians förslag </SPAN>överensstämmer i huvudsak med regeringens förslag. I promemorian föreslås inte att åtagandet om att ansvara för kupongskatt ska göras på fastställt formulär.</P>
<P class="p140 ft2"><SPAN class="ft29">Remissinstanserna: </SPAN>Flertalet remissinstanser tillstyrker promemorians</P>
<P class="p172 ft2">förslag eller har inget att invända mot det. <SPAN class="ft3">Svenskt Näringsliv</SPAN>, <SPAN class="ft3">Euroclear</SPAN></P>
<P class="p99 ft2">301</P>
</DIV>
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<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p641 ft2">302</P>
</DIV>
<DIV id="id_2">
<P class="p278 ft36">Sweden AB <SPAN class="ft4">och </SPAN>Nasdaq OMX Stockholm AB <SPAN class="ft4">är positiva till att den centrala värdepappersförvararens ansvar för kupongskatt tas över av värdepapperscentralerna. Svenskt Näringsliv anser dock, i likhet med</SPAN></P>
<P class="p278 ft3">Svenska Bankföreningen <SPAN class="ft2">och </SPAN>Svenska Fondhandlareföreningen<SPAN class="ft2">, att ansvaret för kupongskatt för värdepapperscentraler som hör hemma i andra stater inom EES än Sverige och som inte bedriver verksamhet från ett fast driftställe här inte bör förutsätta att värdepapperscentralerna har gett in ett åtagande till Skatteverket om att ansvara för kupongskatt. </SPAN>Skatteverket<SPAN class="ft2">, som tillstyrker förslaget, anser att avstämningsbolag ska ha ett subsidiärt ansvar för kupongskatt om värdepapperscentralen inte sköter sina åtaganden. Skatteverket anser även att åtagandet bör göras på fastställt formulär, skrivas under och ges in vid en i lag bestämd tidpunkt. Skatteverket framhåller också att den kupongskatterättsliga regleringen behöver ses över, bl.a. skyldigheten för förvaringsinstitut att lämna uppgifter till Skatteverket om förvaltarregistrering.</SPAN></P>
<P class="p718 ft29">Skälen för regeringens förslag</P>
<P class="p654 ft3">Den kupongskatterättsliga regleringen</P>
<P class="p642 ft2">Bestämmelser om kupongskatt finns i kupongskattelagen (1970:624) och kupongskatteförordningen (1971:49). Regleringen i kupongskattelagen och kupongskatteförordningen har ändrats vid flera tillfällen. Huvud- dragen i regleringen har emellertid i huvudsak legat fast sedan den 1 januari 1971.</P>
<P class="p682 ft4">Kupongskatten är en definitiv källskatt. Det innebär att kupongskatten ersätter den statliga inkomstskatten för de som omfattas av den.</P>
<P class="p211 ft2">Kupongskatt tas bl.a. ut på utdelning på aktier i svenska aktiebolag (1 § kupongskattelagen). Skattskyldiga till kupongskatt är i huvudsak utdelningsberättigade fysiska och juridiska personer som är hemmahör- ande i utlandet (4 § kupongskattelagen). Kupongskatt tas som utgångs- punkt ut med 30 procent av utdelningen (5 § kupongskattelagen). Sverige har emellertid i flera skatteavtal reducerat sitt skatteanspråk eller helt avstått från rätten att beskatta utdelning.</P>
<P class="p368 ft4">Systemet för innehållande, redovisning och betalning av kupongskatt vid utdelning på aktier i avstämningsbolag innebär i huvudsak följande.</P>
<P class="p211 ft2">Ansvaret för kupongskatt ligger i grunden på avstämningsbolaget. Regleringen i <NOBR>7–12</NOBR> och <NOBR>18–25</NOBR> §§ kupongskattelagen ska ses i ljuset av att det som utgångspunkt är den centrala värdepappersförvararen som sänder ut utdelningen. Om bolaget har uppdragit åt den centrala värde- pappersförvararen att sända ut utdelningen, ligger ansvaret för kupong- skatten i stället på värdepappersförvararen (11 a § kupongskattelagen). Det ankommer i dessa fall på den centrala värdepappersförvararen att innehålla kupongskatt vid utbetalning av utdelning (7 § kupongskatte- lagen). Den centrala värdepappersförvararen ska lämna redovisning av utbetald utdelning och innehållen kupongskatt senast fyra månader efter avstämningsdagen (8 § första stycket kupongskattelagen). Inom samma tid ska den centrala värdepappersförvararen som huvudregel inbetala innehållen kupongskatt till Skatteverket (8 § andra stycket kupong- skattelagen).</P>
<P class="p655 ft22">Nedsättning av kupongskatten sker vid utbetalningstillfället (s.k. direktnedsättning) eller i efterhand (via ansökan om återbetalning av</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_303">
<DIV>
<DIV id="id_1">
<P class="p343 ft2">kupongskatt). Den centrala värdepappersförvararen tillämpar direktned- sättning under förutsättning att det av tillgängliga registeruppgifter fram- går att den utdelningsberättigade enligt tillämpligt skatteavtal har hem- vist i det uppgivna landet (3 § första stycket kupongskatteförordningen). Bestämmelser om återbetalning av kupongskatt finns, såvitt nu är av intresse, i 9 § kupongskattelagen.</P>
<P class="p333 ft2">Om bolaget har uppdragit åt annan än den centrala värdepappers- förvararen att sända ut utdelningen, ligger ansvaret för kupongskatt på ”den som bolaget annars har anlitat för uppgiften” (11 a § kupong- skattelagen). Regleringen gör, såvitt avser den som bolaget annars har anlitat för uppgiften, inte skillnad mellan svenska och utländska aktörer. Det är emellertid i praktiken mycket ovanligt att avstämningsbolag anlitar någon annan än den centrala värdepappersförvararen för att sända ut utdelning.</P>
<P class="p638 ft31">Vid förvaltarregistrering ligger ansvaret för kupongskatt i stället på för- valtaren (12 § kupongskattelagen). Regleringen gör inte skillnad mellan svenska och utländska förvaltare, dvs. – såvitt nu är av intresse – svenska och utländska förvaltare som av den centrala värdepappersförvararen har fått medgivande till registrering som förvaltare. Direktnedsättning sker dock vid den centrala värdepappersförvararens utbetalning av utdelning till en utländsk förvaltare under förutsättning att förvaltaren skriftligen förbundit sig att iaktta vissa krav gentemot den centrala värdepappers- förvararen (3 § <NOBR>andra–fjärde</NOBR> styckena kupongskatteförordningen). Det innebär att den centrala värdepappersförvararen vid utbetalningen inne- håller kupongskatt efter den högsta skattesats som gäller enligt skatte- avtal med det land där förvaltaren hör hemma.</P>
<P class="p846 ft4">Svenska aktiebolag och ekonomiska föreningar samt utländska företag som har en filial i Sverige kan inneha auktorisation som central värde- pappersförvarare (se avsnitten 7.4 och 8.3). Auktorisation som central värdepappersförvarare innehas i dag av Euroclear Sweden AB.</P>
<P class="p302 ft3">Förordningen om värdepapperscentraler</P>
<P class="p667 ft4">Enligt förordningen om värdepapperscentraler gäller – såvitt nu är av intresse – följande.</P>
<P class="p337 ft2">Avstämningsbolag har som utgångspunkt, när det gäller bolag vars ak- tier har tagits upp till handel på reglerade marknader eller <NOBR>MTF-platt-</NOBR> formar eller som handlas på handelsplatser, rätt att fritt välja värdepap- perscentral som hör hemma och som har auktorisation inom EES för registrering av värdepapper som har upptagits till handel eller handlas på reglerade marknader eller andra handelsplattformar (se även de förslag som lämnas i avsnitt 7.4). En värdepapperscentral har dock under vissa förutsättningar rätt att vägra tillhandahålla tjänster till avstämnings- bolaget (artikel 49.3 i förordningen).</P>
<P class="p336 ft2">En värdepapperscentral som hör hemma och som har auktoriserats inom EES har å sin sida rätt att under vissa förutsättningar tillhandahålla de tjänster som avses i bilagan till förordningen inom hela EES (artikel 23 i förordningen). Tillhandahållande av tjänster sker genom en filial eller genom att de aktuella tjänsterna tillhandahålls över gränserna. Värdepapperscentralerna har som utgångspunkt rätt att, förutom huvudtjänster enligt avsnitt A i bilagan, tillhandahålla vissa anknutna</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">303</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_304">
<P class="p551 ft2">Prop. 2015/16:10 tjänster (avsnitt B och avsnitt C i bilagan till förordningen). Det gäller, såvitt nu är av intresse, tjänster som avser att sända ut utdelning och ta ansvar för källskatt (avsnitt B, punkt 2 b, i bilagan till förordningen). En värdepapperscentrals tillhandahållande av tjänster som avser ansvar för källskatt ska dock kunna ske i enlighet med medlemsstaternas nationella skatterätt (skäl 31 till förordningen).</P>
<P class="p583 ft22">Avstämningsbolagens rätt att välja värdepapperscentral gäller inte s.k. värdepapperscentraler från tredjeland (artikel 49.1 i förordningen).</P>
<P class="p847 ft3">Den centrala värdepappersförvararens ansvar för kupongskatt tas över av värdepapperscentralerna</P>
<P class="p574 ft2">Förordningen om värdepapperscentraler vilar – såvitt nu är av intresse – på förutsättningen att (svenska) avstämningsbolag ska kunna registrera sina aktier vid vilken värdepapperscentral som hör hemma och som auktoriserats inom EES som helst. Värdepapperscentralen i fråga ska kunna ta ansvar för kupongskatten och det är bestämmelserna i kupong- skattelagen och kupongskatteförordningen som gäller. Det innebär att det svenska kupongskattesystemet, enligt vilket den centrala värdepappers- förvararen som utgångspunkt har ansvaret för kupongskatt i fråga om utdelning på aktier i avstämningsbolag som inte är förvaltarregistrerade, behöver anpassas till förordningen. Fråga är då vem som ska ta över den centrala värdepappersförvararens ansvar för kupongskatt.</P>
<P class="p583 ft4">En lösning är att ansvaret för kupongskatt läggs på avstämnings- bolagen. Lösningen har den nackdelen att den administrativa bördan ökar för cirka 1 200 avstämningsbolag och för Skatteverket.</P>
<P class="p492 ft2">En annan lösning är att ansvaret för kupongskatt läggs på värde- papperscentralerna. Lösningen har den fördelen att den ansluter till det system som gäller i dag.</P>
<P class="p773 ft2">Mot den bakgrunden anser regeringen, i likhet med <SPAN class="ft3">Svenskt Näringsliv</SPAN>,</P>
<P class="p797 ft3">Euroclear Sweden AB <SPAN class="ft2">och </SPAN>Nasdaq OMX Stockholm AB<SPAN class="ft2">, att den centrala värdepappersförvararens ansvar för kupongskatt som utgångspunkt bör tas över av värdepapperscentralerna. Det gäller i första hand värde- papperscentraler som hör hemma i Sverige och värdepapperscentraler som hör hemma i andra stater inom EES än Sverige och som bedriver verksamhet från ett fast driftställe här.</SPAN></P>
<P class="p502 ft2">Fråga är då om, och i så fall under vilka förutsättningar, ansvaret för kupongskatt bör kunna tas över av värdepapperscentraler som hör hemma i andra stater inom EES än Sverige och som inte bedriver verksamhet från ett fast driftställe här.</P>
<P class="p502 ft2">Ansvaret för kupongskatt ligger som huvudregel på svenska aktörer. Den regleringen får ses i ljuset av att tillgångar i Sverige kan tas i an- språk vid indrivning av skatten. Det finns emellertid undantag från huvudregeln (se 11 a och 12 §§ kupongskattelagen, som inte gör skillnad mellan svenska och utländska aktörer). Samtidigt har det till följd av Sveriges medlemskap i EU blivit enklare att driva in svensk skatt i andra medlemsstater, se rådets direktiv 2010/24/EU av den 16 mars 2010 om ömsesidigt bistånd för indrivning av fordringar som avser skatter, avgift- er och andra åtgärder, som har genomförts i Sverige genom lagen (2011:1537) om bistånd med indrivning av skatter och avgifter inom</P>
<P class="p599 ft2">Europeiska unionen. I förhållande till vissa stater finns dessutom bi- eller</P>
<P class="p600 ft2">304</P>
</DIV>
<DIV id="page_305">
<DIV>
<DIV id="id_1">
<P class="p645 ft2">multilaterala överenskommelser om ömsesidig handräckning i skatte- ärenden. Det gäller t.ex. avtalet mellan de nordiska länderna om hand- räckning i skatteärenden, som har genomförts i Sverige genom lagen (1990:226) om handräckning i skatteärenden mellan de nordiska länder- na. Direktivet – liksom avtalet – gäller fordringar på kupongskatt.</P>
<P class="p559 ft2">Bestämmelserna om fri rörlighet för tjänster i fördraget om Europeiska unionens funktionssätt <NOBR>(EUF-fördraget)</NOBR> innebär ett krav på att alla hinder för friheten att tillhandahålla tjänster som grundar sig på att tillhanda- hållaren har hemvist i en annan medlemsstat än den i vilken tjänsten till- handahålls ska avskaffas. Den fria rörligheten för tjänster gäller såväl mottagare som leverantörer av tjänster. Behovet av att säkerställa en effektiv skatteuppbörd utgör ett tvingande skäl av allmänintresse som kan motivera en inskränkning av friheten att tillhandahålla tjänster, om den inte går utöver vad som är nödvändigt för att uppnå detta ändamål. Källskatteförfarandet är som utgångspunkt ett legitimt och lämpligt medel för att se till att skatt på utdelning på svenska aktier betalas av utländska aktieägare. Vid prövningen av om en inskränkning av friheten att tillhandahålla tjänster är proportionerlig ska beaktas om det föreligger alternativa lösningar som är mindre ingripande i den fria rörligheten för tjänster, sett mot bakgrund av rådets direktiv 2010/24/EU (se t.ex. mål C- 498/10, X NV, punkterna <NOBR>39–52).</NOBR></P>
<P class="p621 ft2">En lösning som medför att ansvaret för kupongskatt begränsas till värdepapperscentraler som hör hemma i Sverige och värdepappers- centraler som hör hemma i andra stater inom EES än Sverige och som bedriver verksamhet från ett fast driftställe här kan avhålla avstäm- ningsbolag från att anlita värdepapperscentraler som hör hemma i andra stater inom EES än Sverige och som inte bedriver verksamhet från ett fast driftställe här för att utföra tjänster. Den lösningen får antas stå i strid med den fria rörligheten för tjänster i <NOBR>EUF-fördraget,</NOBR> sett mot bakgrund av bestämmelserna i förordningen om värdepapperscentraler.</P>
<P class="p567 ft2">Mot den bakgrunden bör ansvaret för kupongskatt kunna ligga också på värdepapperscentraler som hör hemma i andra stater inom EES än Sverige och som inte bedriver verksamhet från ett fast driftställe här. Till skillnad från Svenskt Näringsliv, <SPAN class="ft3">Svenska Bankföreningen </SPAN>och <SPAN class="ft3">Svenska Fondhandlareföreningen </SPAN>anser regeringen att det bör förutsättas att värdepapperscentralerna i så fall ger in ett åtagande till Skatteverket om att ansvara för kupongskatt. Regeringen vill i detta avseende framhålla att ansvaret för kupongskatt som utgångspunkt ligger på avstämnings- bolaget (11 a § kupongskattelagen) och att åtagandet om att ansvara för kupongskatt vilar på frivillig grund. Till skillnad från <SPAN class="ft3">Skatteverket </SPAN>anser regeringen dock att det saknas skäl att göra avstämningsbolagen subsidiärt ansvariga för kupongskatt om värdepapperscentralerna inte sköter sina åtaganden att ansvara för kupongskatt. Om en värdepappers- central inte betalar in kupongskatt i föreskriven tid, ska Skatteverket enligt gällande rätt förelägga värdepapperscentralen att inom viss tid fullgöra sin betalningsskyldighet (22 § första stycket kupongskattelagen).</P>
<P class="p828 ft4">Formerna för åtagandet bör utformas efter förebild av bestämmelsen om åtagande att lämna kontrolluppgift i 23 kap. 6 § skatteförfarandelagen (2011:1244). Ett åtagande enligt 23 kap. 6 § skatteförfarandelagen ska lämnas på fastställt formulär (38 kap. 1 § samma lag) och innehålla nödvändiga identifikationsuppgifter för bl.a. den som ger in åtagandet.</P>
</DIV>
<DIV id="id_2">
<P class="p570 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">305</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_306">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p20 ft2">Identifikationsuppgifter är normalt namn, organisationsnummer eller</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">motsvarande utländskt nummer och postadress. Regeringen delar således</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">Skatteverkets bedömning att åtagandet bör göras på fastställt formulär. I</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">övrigt anser regeringen att det saknas skäl att reglera formerna för</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">åtagandet i högre grad än vad som följer av bestämmelsen i 23 kap. 6 §</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">skatteförfarandelagen (jfr avsnitt 13.2).</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">Regeringen föreslår mot denna bakgrund att ansvaret för kupongskatt i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">fråga om utdelning på aktier i avstämningsbolag ska ligga på bolaget, om</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">bolaget inte har uppdragit åt</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">– en värdepapperscentral som hör hemma i Sverige eller en värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">papperscentral som hör hemma i en annan stat inom EES än Sverige</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">och som bedriver verksamhet från ett fast driftställe här att sända ut</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p85 ft2">utdelningen, eller</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">– en värdepapperscentral som hör hemma i en annan stat inom EES än</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">Sverige och som inte bedriver verksamhet från ett fast driftställe här</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">att sända ut utdelningen och värdepapperscentralen för bolaget har</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p85 ft2">gett in ett åtagande till Skatteverket om att ansvara för kupongskatt.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">Åtagandet ska lämnas på fastställt formulär och innehålla nödvändiga</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">identifikationsuppgifter för värdepapperscentralen och avstämningsbo-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">laget. Vad som avses med nödvändiga identifikationsuppgifter bör reg-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">leras närmare i kupongskatteförordningen.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">Det ska i detta avseende framhållas att värdepapperscentralens ansvar</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">för kupongskatt förutsätter att auktorisationen omfattar det nu aktuella</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">slaget av anknutna tjänster (artikel 16.2 i förordningen om värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">centraler).</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">Den föreslagna regleringen innebär i sin tur att ansvaret för kupong-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">skatt inte längre bör kunna tas av ”den som bolaget annars har anlitat för</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">uppgiften” (11 a § kupongskattelagen). Det ska i detta avseende fram-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">hållas att regleringen tar sikte på det formella ansvaret för kupongskatt.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">Den hindrar inte att någon annan än den som formellt har ansvaret för</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">kupongskatt rent faktiskt tar ansvaret för kupongskatt.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">Det föreslås inga förändringar av ansvaret för kupongskatt vid förval-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">tarregistrering. Det beror på att förordningen om värdepapperscentraler</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">inte ger förvaltare som av en värdepapperscentral (som hör hemma i en</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">annan stat inom EES än Sverige) har fått medgivande till registrering</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">som förvaltare rätt att ansvara för kupongskatt. Vid förvaltarregistrering</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ligger ansvaret för kupongskatt kvar på förvaltaren, dvs. förvaltare som</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">av en värdepapperscentral som hör hemma i Sverige har fått medgivande</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">till registrering som förvaltare. Detta förtydligas i 12 § första stycket 1</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">kupongskattelagen.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">Den föreslagna regleringen innebär sammanfattningsvis att huvud-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">dragen i systemet för innehållande, redovisning och betalning av ku-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">pongskatt vid utdelning på aktier i avstämningsbolag ligger fast.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">Skatteverket framhåller att den kupongskatterättsliga regleringen be-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">höver ses över. Inom ramen för detta lagstiftningsärende ryms dock inte</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">en översyn av bestämmelserna i kupongskattelagen.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">Regeringen avser att följa tillämpningen av de nya bestämmelserna för</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">innehållande, redovisning och betalning av kupongskatt vid utdelning på</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">aktier i avstämningsbolag.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">Förslaget föranleder ändringar i 2, <NOBR>7–9,</NOBR> <NOBR>10–12,</NOBR> 20, 22 och 25 §§</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">306</P></TD>
<TD class="tr31 td169"><P class="p20 ft2">kupongskattelagen.</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_307">
<TABLE cellpadding=0 cellspacing=0 class="t57">
<TR>
<TD class="tr38 td70"><P class="p113 ft24">13.2</P></TD>
<TD class="tr38 td327"><P class="p122 ft26">Skatteförfarandet</P></TD>
<TD class="tr38 td102"><P class="p123 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr52 td302"><P class="p20 ft81"> </P></TD>
<TD class="tr55 td102"><P class="p20 ft93"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td307"><P class="p64 ft2"><SPAN class="ft29">Regeringens förslag: </SPAN>En värdepapperscentral som hör hemma i en</P></TD>
<TD class="tr31 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td307"><P class="p64 ft2">annan stat inom EES än Sverige ska ge in ett åtagande till Skatteverket</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">om att lämna kontrolluppgifter enligt 17 och <NOBR>19–22</NOBR> kap. samt 23 kap.</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">2 § skatteförfarandelagen. Detta ska bara gälla om värdepappers-</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td307"><P class="p64 ft2">centralen kommer att tillgodoräkna eller betala ut ränta, utdelning eller</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">annan avkastning, kommer att betala ut ersättning vid avyttring genom</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">inlösen eller kommer att vidta någon åtgärd som medför skyldighet att</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td328"><P class="p64 ft2">lämna</P></TD>
<TD class="tr26 td329"><P class="p178 ft2">kontrolluppgift enligt 20 kap. och 22 kap. <NOBR>17–21</NOBR> §§ skatte-</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">förfarandelagen. Det krävs vidare att detta görs för ett avstämnings-</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td328"><P class="p64 ft2">bolag.</P></TD>
<TD class="tr25 td329"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td307"><P class="p123 ft2">En sådan värdepapperscentral ska också ge in ett åtagande till</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">Skatteverket om att göra skatteavdrag, om värdepapperscentralen</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">kommer att betala ut ränta, utdelning eller annan avkastning som är</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td307"><P class="p64 ft2">skattepliktig enligt inkomstskattelagen och detta görs för ett avstäm-</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">ningsbolag.</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p123 ft2">Åtagandena ska bara ges in om värdepapperscentralen inte bedriver</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td307"><P class="p64 ft2">verksamhet från ett fast driftställe i Sverige.</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p123 ft2">Åtagandena ska lämnas på fastställt formulär och ska innehålla</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">nödvändiga identifikationsuppgifter för värdepapperscentralen och</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td307"><P class="p64 ft2">avstämningsbolaget.</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p123 ft2">Skyldigheten att lämna åtaganden ska även gälla för andra utländska</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">juridiska personer än värdepapperscentraler.</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td307"><P class="p123 ft2">Bestämmelser ska tas in i lagen om identifiering av rapport-</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">eringspliktiga konton med anledning av <NOBR>FATCA-avtalet</NOBR> som innebär</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">att ett konto som har lagts upp hos en värdepapperscentral som hör</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td307"><P class="p64 ft2">hemma i en annan stat inom EES än Sverige, av ett svenskt finansiellt</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">institut eller ett utländskt finansiellt instituts fasta driftställe i Sverige,</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">ska anses finnas hos det svenska finansiella institutet eller det</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td307"><P class="p64 ft2">utländska finansiella institutets fasta driftställe i Sverige. Detsamma</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">ska gälla konton som har lagts upp hos en värdepapperscentral från</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">tredjeland. Sådana bestämmelser ska också tas in i lagen om</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td307"><P class="p64 ft2">identifiering av rapporteringspliktiga konton vid automatiskt utbyte av</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">upplysningar om finansiella konton.</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p123 ft2">Följdändringar ska även göras i skatteförfarandelagen, lagen om</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td307"><P class="p64 ft2">identifiering av rapporteringspliktiga konton med anledning av</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2"><NOBR>FATCA-avtalet</NOBR> och lagen om identifiering av rapporteringspliktiga</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">konton vid automatiskt utbyte av upplysningar om finansiella konton</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td307"><P class="p64 ft2">till följd av ändrad terminologi vad gäller termen ”värdepappers-</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td307"><P class="p64 ft2">central” och ändrad rubrik för lagen om värdepapperscentraler och</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td307"><P class="p64 ft2">kontoföring av finansiella instrument.</P></TD>
<TD class="tr31 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr56 td308"><P class="p20 ft94"> </P></TD>
<TD class="tr58 td102"><P class="p20 ft95"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr2 td306"><P class="p60 ft2"><SPAN class="ft29">Promemorians förslag </SPAN>överensstämmer i huvudsak med regeringens</P></TD>
<TD class="tr2 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">förslag. I promemorian föreslås dock att även värdepapperscentraler som</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">hör hemma i en annan stat inom EES än Sverige ska kunna vara</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">rapporteringsskyldiga finansiella institut enligt lagen (2015:62) om</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">identifiering av rapporteringspliktiga konton med anledning av FATCA-</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td306"><P class="p20 ft2">avtalet, IDKL, och att viss uppgiftsskyldighet med anledning av det ska</P></TD>
<TD class="tr25 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td306"><P class="p20 ft2">gälla mellan en sådan värdepapperscentral och ett kontoförande institut. I</P></TD>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr27 td306"><P class="p20 ft2">promemorian föreslås det inte några ändringar i lagen (2015:000) om</P></TD>
<TD class="tr27 td102"><P class="p17 ft2">307</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_308">
<P class="p551 ft2">Prop. 2015/16:10 identifiering av rapporteringspliktiga konton vid automatiskt utbyte av upplysningar om finansiella konton, IDKAL, eller 34 kap. 9 c § skatteförfarandelagen. De bestämmelser och ändringar som bedömts nödvändiga i IDKAL och 34 kap. 9 c § skatteförfarandelagen med anledning av förevarande lagstiftningsärende föreslogs i stället i promemorian En global standard för automatiskt utbyte av upplysningar om finansiella konton. I den promemorian föreslås på motsvarande sätt att även värdepapperscentraler som hör hemma i en annan stat inom EES än Sverige ska kunna vara rapporteringsskyldiga finansiella institut enligt IDKAL, och att viss uppgiftsskyldighet med anledning av det ska gälla mellan en sådan värdepapperscentral och ett kontoförande institut.</P>
<P class="p583 ft4"><SPAN class="ft96">Remissinstanserna: </SPAN>Flertalet remissinstanser tillstyrker promemorians förslag eller har inget att invända mot det.</P>
<P class="p492 ft3">Nasdaq OMX Stockholm AB <SPAN class="ft2">och </SPAN>Svenskt Näringsliv <SPAN class="ft2">instämmer i promemorians slutsats att det inte är lämpligt att ålägga avstämnings- bolagen en skyldighet att lämna aktuella kontrolluppgifter, eftersom det bl.a. skulle innebära en ökning av den administrativa bördan för bolagen.</SPAN></P>
<P class="p492 ft2"><SPAN class="ft3">Skatteverket</SPAN>, som tillstyrker förslagen, anser att avstämningsbolaget ska ha det yttersta ansvaret om en värdepapperscentral som hör hemma i en annan stat inom EES än Sverige inte lämnar in ett åtagande. Skatteverket anser vidare att åtagandet om att göra skatteavdrag av tydlighetsskäl även bör omfatta en skyldighet att lämna en arbetsgivar- deklaration och att betala in avdragen skatt samt att åtagandena ska undertecknas av värdepapperscentralerna. Dessutom anför Skatteverket bl.a. att det finns ett stort behov av en översyn av bestämmelserna om uppgiftslämnade i skatteförfarandelagen för att dessa ska fungera som avsett utifrån hur värdepappersmarknaden ser ut, att det ska införas en lagstiftning som möjliggör för verket att tilldela svenskt organisations- nummer till ett gränsöverskridande finansiellt företag utan fast driftställe i Sverige i fall där företaget själv inte ansöker om detta och att det i vissa fall är oklart vad som gäller när aktuella uppgiftsskyldigheter inte fullgörs. När det gäller Skatteverkets tillgång till bl.a. <NOBR>ISIN-nummer</NOBR> anser verket att det saknas anledning att anta att Euroclear Sweden AB i framtiden skulle välja att samarbeta med Skatteverket i mindre grad än i dag eller att en värdepapperscentral som hör hemma i en annan stat inom EES än Sverige inte skulle samarbete med Skatteverket i denna fråga. Däremot anser verket att det är högst sannolikt att en värdepapperscentral som hör hemma i en annan stat inom EES än Sverige inte kommer att kunna bistå verket med samma uppgifter om typ av värdepapper som Euroclear Sweden AB gör och att detta skulle kunna få stora konsekvenser för deklarationsförfarandet.</P>
<P class="p750 ft36">Svenska Fondhandlareföreningen<SPAN class="ft4">, med instämmande av </SPAN>Svenska Bankföreningen<SPAN class="ft4">, ifrågasätter om föreslagna ändringar är förenliga med principerna för FATCA och anför bl.a. att ett finansiellt institut enligt FATCA endast ska rapportera till sitt verksamhetslands skattemyndighet, dels för att institutet ska veta vilket lokalt regelverk som det har att följa, dels för att undvika dubbelrapportering.</SPAN></P>
<P class="p247 ft2">308</P>
</DIV>
<DIV id="page_309">
<DIV>
<DIV id="id_1">
<P class="p16 ft29">Skälen för regeringens förslag</P>
<P class="p848 ft36">Allmänt om kontrolluppgiftsskyldighet för centrala värdepappers- förvarare</P>
<P class="p671 ft4">Förfarandet vid uttag av skatter, bl.a. när det gäller skyldighet att lämna inkomstdeklaration och kontrolluppgifter, regleras i skatteförfarande- lagen.</P>
<P class="p337 ft2">Kontrolluppgifter ska enligt 14 kap. 1 § skatteförfarandelagen lämnas för andra än uppgiftslämnaren själv till ledning för bl.a. bestämmande av underlag för att ta ut skatt eller avgift enligt inkomstskattelagen (1999:1229). Kontrolluppgifter ska lämnas för varje kalenderår och normalt ha kommit in till Skatteverket senast den 31 januari närmast följande kalenderår (24 kap. 1 § skatteförfarandelagen). Den som är skyldig att lämna kontrolluppgift ska senast den 31 januari närmast efter det år som kontrolluppgiften gäller informera den som uppgiften avser om de uppgifter som lämnas i kontrolluppgiften (34 kap. 3 § skatte- förfarandelagen).</P>
<P class="p346 ft2">Skatteverket ska före den 15 april året efter utgången av beskatt- ningsåret underrätta fysiska personer och dödsbon som kan antas vara deklarationsskyldiga om bl.a. de kontrolluppgifter som har kommit in till Skatteverket som underlag för bl.a. beslut om slutlig skatt (31 kap. 4 § skatteförfarandelagen). Underrättelsen sker genom att uppgifterna anges i det fastställda formuläret för inkomstdeklarationen (6 kap. 6 § andra stycket skatteförfarandeförordningen [2011:1261]). Numera har kontroll- uppgifterna i många fall en funktion av inkomstuppgift som direkt ligger till grund för beskattningen. I dag är det alltså ofta den deklarations- skyldige som ska kontrollera att uppgiftslämnaren har uppgett rätt uppgifter. Om en uppgift som den deklarationsskyldige har fått under- rättelse om är korrekt, ska den deklarationsskyldige godkänna uppgiften. Om en uppgift är felaktig eller saknas, ska den deklarationsskyldige genom ändring eller tillägg lämna de uppgifter som behövs (31 kap. 5 § skatteförfarandelagen).</P>
<P class="p338 ft2">Om någon inte har fullgjort sin kontrolluppgiftsskyldighet kan Skatteverket enligt 37 kap. 2 § skatteförfarandelagen förelägga denne att fullgöra skyldigheten. Ett föreläggande får enligt 44 kap. 2 § samma lag förenas med vite om det finns anledning att anta att föreläggandet annars inte följs.</P>
<P class="p333 ft2">I det följande anges de kontrolluppgifter som är av intresse för detta lagstiftningsärende, nämligen de som den svenska centrala värdepappers- förvararen lämnar till Skatteverket. Euroclear Sweden AB är i dag den enda svenska centrala värdepappersförvararen. Det innebär att samtliga svenska avstämningsbolag har sina aktier registrerade hos bolaget. Det finns cirka 1 200 avstämningsbolag i Sverige. Som framgår av avsnitt 4.4 finns det omkring 3,4 miljoner kontohavare hos bolaget. De finansiella instrument som finns registrerade hos bolaget har ett sammanlagt marknadsvärde om i vart fall 12 000 miljarder kronor.</P>
<P class="p338 ft2">Kontrolluppgift ska lämnas om ränteinkomster och annan avkastning än kapitalvinst som hänför sig till fordringsrätter och som utgör intäkt i inkomstslaget kapital (17 kap. 1 § skatteförfarandelagen). Termen fordringsrätt har samma betydelse och tillämpningsområde som i inkomstskattelagen (3 kap. 2 § skatteförfarandelagen). Vad som avses</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">309</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_310">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR height=0>
<TD width=127px></TD>
<TD width=72px></TD>
<TD width=9px></TD>
<TD width=33px></TD>
<TD width=77px></TD>
<TD width=136px></TD>
<TD width=52px></TD>
<TD width=14px></TD>
</TR>
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD colspan=7 class="tr2 td169"><P class="p20 ft2">med svenska och utländska fordringsrätter anges i 48 kap. 3 och 4 §§</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td169"><P class="p20 ft2">inkomstskattelagen. Vanliga skuldebrev och obligationer utgör fordrings-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td169"><P class="p20 ft2">rätter. Av 1 kap. 4 § första stycket 2 b lagen om värdepappersmarknaden</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td169"><P class="p20 ft2">framgår bl.a. att en obligation utgör ett finansiellt instrument. En</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td169"><P class="p20 ft2">fordringsrätt kan alltså vara ett sådant finansiellt instrument som en</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td169"><P class="p20 ft2">central värdepappersförvarare får registrera i ett avstämningsregister för</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td169"><P class="p20 ft2">emittenten (4 kap. 3 § kontoföringslagen). Kontrolluppgiften ska lämnas</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td169"><P class="p20 ft2">för fysiska personer och dödsbon (17 kap. 2 § skatteförfarandelagen) och</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td169"><P class="p20 ft2">ska lämnas av den som har tillgodoräknat eller betalat ut ränta eller</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td169"><P class="p20 ft2">annan avkastning (17 kap. 3 § skatteförfarandelagen). I kontrolluppgiften</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td169"><P class="p20 ft2">ska uppgift lämnas bl.a. om tillgodoräknad eller utbetald ränta och annan</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td29"><P class="p20 ft2">avkastning (17 kap. 5 § skatteförfarandelagen).</P></TD>
<TD class="tr25 td24"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td169"><P class="p17 ft2">Kontrolluppgift om ränta och utdelning på delägarrätter samt annan</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td169"><P class="p20 ft2">avkastning än kapitalvinst som hänför sig till delägarrätter och som utgör</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td169"><P class="p20 ft2">intäkt i inkomstslaget kapital ska lämnas för fysiska personer och</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td169"><P class="p20 ft2">dödsbon av den som har tillgodoräknat eller betalat ut ränta, utdelning</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td81"><P class="p20 ft2">eller annan</P></TD>
<TD colspan=3 class="tr26 td87"><P class="p20 ft2">avkastning (19 kap.</P></TD>
<TD colspan=3 class="tr26 td330"><P class="p17 ft2"><NOBR>1–3</NOBR> §§ skatteförfarandelagen). Med</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td169"><P class="p20 ft2">annan avkastning avses t.ex. avkastning på en s.k. aktieindexobligation</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td169"><P class="p20 ft2">(se RÅ 2003 ref. 48 och prop. 2004/05:113 s. 59). I kontrolluppgiften ska</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td169"><P class="p20 ft2">uppgift lämnas om tillgodoräknad eller utbetald ränta, utdelning och</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td29"><P class="p20 ft2">annan avkastning (19 kap. 5 § skatteförfarandelagen).</P></TD>
<TD class="tr25 td24"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td169"><P class="p17 ft2">Kontrolluppgift ska även lämnas till Skatteverket vid avyttring av vissa</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td169"><P class="p20 ft2">delägarrätter och av fordringsrätter, slutförande av options- och termins-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td169"><P class="p20 ft2">affärer, som inte innebär förvärv eller försäljning av egendom, samt</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td169"><P class="p20 ft2">utfärdande av optioner (21 kap. 1 § skatteförfarandelagen). Aktuell para-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td169"><P class="p20 ft2">graf gäller inte för avyttringar av andelar i värdepappersfonder, vissa</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td169"><P class="p20 ft2">fondföretag, specialfonder eller utländska specialfonder. Termen delägar-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td169"><P class="p20 ft2">rätt har samma betydelse och tillämpningsområde som i inkomstskatte-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td169"><P class="p20 ft2">lagen (3 kap. 2 § skatteförfarandelagen). Vad som avses med delägarrätt</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td169"><P class="p20 ft2">framgår av 48 kap. 2 § inkomstskattelagen. Delägarrätter kan vara både</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td169"><P class="p20 ft2">svenska och utländska tillgångar om det inte i 48 kap. 2 § samma lag är</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td169"><P class="p20 ft2">särskilt angivet att bara svenska tillgångar omfattas. Kontrolluppgiften</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td169"><P class="p20 ft2">ska lämnas för fysiska personer och dödsbon (21 kap. 2 § skatteför-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td90"><P class="p20 ft2">farandelagen).</P></TD>
<TD class="tr25 td66"><P class="p66 ft2">Av</P></TD>
<TD class="tr25 td160"><P class="p20 ft2">21 kap. 3 § 5</P></TD>
<TD class="tr25 td59"><P class="p70 ft2">skatteförfarandelagen</P></TD>
<TD class="tr25 td24"><P class="p20 ft2">framgår</P></TD>
<TD class="tr25 td68"><P class="p17 ft2">att</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td169"><P class="p20 ft2">kontrolluppgiften ska lämnas av den som har betalat ut ersättning vid</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td169"><P class="p20 ft2">avyttring genom inlösen. En central värdepappersförvarare kan betala ut</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td169"><P class="p20 ft2">ersättning genom inlösen (jfr avsnitt 7.5). Vilka uppgifter som ska</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td169"><P class="p20 ft2">lämnas i kontrolluppgiften framgår av 21 kap. 5 och 6 §§ skatteför-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td169"><P class="p20 ft2">farandelagen (bl.a. uppgift om den ersättning som har överenskommits).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td90"><P class="p60 ft2">Av 20 kap.</P></TD>
<TD colspan=3 class="tr25 td331"><P class="p20 ft2">1 § och 22 kap. 17 § skatteförfarandelagen</P></TD>
<TD class="tr25 td24"><P class="p1 ft2">framgår</P></TD>
<TD class="tr25 td68"><P class="p17 ft2">att</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td169"><P class="p20 ft2">kontrolluppgifter även ska lämnas om avyttring av andelar i vissa fonder</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td169"><P class="p20 ft2">och fondföretag och om schablonintäkt vid innehav av andelar i vissa</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td169"><P class="p20 ft2">fonder och fondföretag. Kontrolluppgifterna ska lämnas för fysiska</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td169"><P class="p20 ft2">personer och dödsbon (20 kap. 2 § och 22 kap. 18 § skatteförfarande-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td169"><P class="p20 ft2">lagen). Utgångspunkten är att det inte i första hand är en central</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td169"><P class="p20 ft2">värdepappersförvarare som är skyldig att lämna kontrolluppgift om</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td169"><P class="p20 ft2">sådana omständigheter. Om det bl.a. är fråga om avyttring genom inlösen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td169"><P class="p20 ft2">ska fondbolag, förvaringsinstitut, <NOBR>AIF-förvaltare,</NOBR> förvaltningsbolag eller</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td81"><P class="p20 ft2">fondföretag</P></TD>
<TD colspan=2 class="tr25 td63"><P class="p1 ft2">lämna</P></TD>
<TD colspan=4 class="tr25 td332"><P class="p17 ft2">kontrolluppgiften (20 kap. 3 § första stycket</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td169"><P class="p20 ft2">skatteförfarandelagen). Om ett förvaltningsbolag, ett fondföretag eller en</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">310</P></TD>
<TD colspan=7 class="tr31 td169"><P class="p20 ft2">utländsk <NOBR>AIF-förvaltare</NOBR> har slutit avtal med ett värdepappersinstitut om</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_311">
<DIV>
<DIV id="id_1">
<P class="p343 ft2">att ombesörja försäljning och inlösen av andelar, ska kontrolluppgiften i stället lämnas av värdepappersinstitutet (20 kap. 3 § andra stycket skatteförfarandelagen). Om en andel är förvaltarregistrerad ska i stället förvaltaren lämna kontrolluppgiften (20 kap. 3 § tredje stycket skatteför- farandelagen). Motsvarande bestämmelser finns i 22 kap. 19 § skatteför- farandelagen. Om det i stället är fråga om annan avyttring än inlösen, t.ex. vid försäljning över börsen, ska kontrolluppgiften lämnas av förvaltaren om andelarna är förvaltarregistrerade (20 kap. 4 § första stycket skatteförfarandelagen). Om andelarna inte är förvaltarregistrerade ska kontrolluppgiften lämnas av ett värdepappersinstitut i det fall detta medverkar vid avyttringen (20 kap. 4 § andra stycket skatteförfarande- lagen). Med tanke på dessa bestämmelser kan det antas ha förekommit att Euroclear Sweden AB på uppdrag av någon annan, t.ex. ett värdepappersinstitut eller en förvaltare, bl.a. har ombesörjt eller med- verkat vid avyttringen av andelarna och därför har lämnat aktuella kontrolluppgifter. Vilka uppgifter som ska lämnas i kontrolluppgifterna framgår av 20 kap. 6 § (bl.a. uppgift om kapitalvinst eller kapitalförlust, slag av fond och fondens identifikationsnummer) respektive 22 kap. 21 § skatteförfarandelagen (uppgift om storleken på schablonintäkten).</P>
<P class="p360 ft4">I 23 kap. 2 § skatteförfarandelagen regleras kontrolluppgiftsskyldighet avseende fysiska personer som är begränsat skattskyldiga. Ovan nämnda kontrolluppgifter ska även lämnas för begränsat skattskyldiga.</P>
<P class="p337 ft4">Alla kontrolluppgifter ska innehålla bl.a. nödvändiga identifikations- uppgifter för den uppgiftsskyldige och den som kontrolluppgiften lämnas för samt uppgift om skatteavdrag (24 kap. 4 § skatteförfarandelagen). Med identifikationsuppgifter menas namn, personnummer, samordnings- nummer eller organisationsnummer och postadress (5 kap. 11 § skatte- förfarandeförordningen).</P>
<P class="p212 ft3">Förordningen om värdepapperscentraler</P>
<P class="p637 ft2">Som nämns ovan i bl.a. avsnitt 13.1 innebär förordningen om värde- papperscentraler bl.a. att emittenter, dvs. avstämningsbolag enligt svensk rätt, ska ha rätt att välja vilken värdepapperscentral inom EES som helst som har auktorisation för registrering av aktier i avstämningsregister eller motsvarande utländskt register. En värdepapperscentral har dock under vissa förutsättningar rätt att vägra tillhandahålla tjänster till avstäm- ningsbolaget (artikel 49.3 i förordningen). Avstämningsbolagens frihet att välja värdepapperscentral för registrering av aktier i avstämnings- register eller motsvarande utländskt register gäller dock inte värde- papperscentraler från tredjeland (artikel 49.1 i förordningen). Ett avstämningsbolag kan dock ingå avtal med värdepapperscentral från tredjeland om ansvar för aktieboken (se avsnitt 7.5).</P>
<P class="p336 ft2">En värdepapperscentral kan frivilligt tillhandahålla sådana anknutna tjänster som anges i avsnitt B till bilagan till förordningen. Bland dessa anknutna tjänster finns hantering av bolagshändelser, inklusive skatt (punkten 2 b). Utöver hanteringen av bolagshändelser, inklusive skatt, nämns också lagstadgad rapportering som en anknuten tjänst (punkten 4 b). Rapportering till skattemyndigheter kan vara en sådan tjänst.</P>
<P class="p364 ft4">Av skäl 31 till förordningen framgår bl.a. att förteckningen över anknutna tjänster inte är uttömmande och att värdepapperscentralerna bör</P>
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<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">311</P>
</DIV>
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</DIV>
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<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p641 ft2">312</P>
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<P class="p278 ft2">vara auktoriserade att tillhandahålla sådana anknutna tjänster, om detta bidrar till att öka värdepappersmarknadernas säkerhet, effektivitet och öppenhet. Det framgår vidare att om tillhandahållandet av sådana tjänster avser källskatte- och rapporteringsskyldigheter gentemot skattemyndig- heterna, kommer det även i fortsättningen att utföras i enlighet med den berörda medlemsstatens rätt. Detsamma gäller för hantering av bolags- händelser, t.ex. utdelning (skäl 56 till förordningen).</P>
<P class="p655 ft22">Dessa anknutna tjänster kan bl.a. bestå av att betala ut eller tillgodo- räkna ränta, utdelning eller annan avkastning, eller att betala ut ersättning vid avyttring genom inlösen.</P>
<P class="p367 ft3">Behovet av ett fungerande kontrolluppgiftssystem</P>
<P class="p642 ft2">Kapitalbeskattning av fysiska personer bygger i mycket stor utsträckning på kontrolluppgifter och att uppgifterna i lämnade kontrolluppgifter är korrekta. Euroclear Sweden AB lämnar i dag stora mängder kontroll- uppgifter till Skatteverket som är av betydelse för kapitalbeskattningen.</P>
<P class="p368 ft2">Med tanke på att förordningen öppnar för konkurrens mellan olika värdepapperscentraler inom EES är det inte längre givet att aktier i avstämningsbolag eller andra finansiella instrument kommer att vara registrerade i just avstämningsregister hos Euroclear Sweden AB. Vissa sådana aktier och andra finansiella instrument kan i stället komma att registreras antingen i avstämningsregister hos en ny svensk värde- papperscentral eller i motsvarande register hos en värdepapperscentral som hör hemma i en annan stat inom EES än Sverige och som tillhandahåller tjänster i Sverige.</P>
<P class="p659 ft2">Euroclear Sweden AB tillhandahåller också andra tjänster, som an- vänds av avstämningsbolagen, t.ex. betala ut eller tillgodoräkna ränta, utdelning eller annan avkastning, eller betala ut ersättning vid avytring genom inlösen. Tjänsterna är sådana anknutna tjänster som anges ovan och medför i sin tur bl.a. skyldighet att lämna ovan redovisade kontroll- uppgifter till Skatteverket.</P>
<P class="p644 ft2">Det är mycket viktigt att Skatteverket även i fortsättningen får in dessa kontrolluppgifter och att lämnade uppgifter är korrekta. Detta gäller oavsett om ett avstämningsbolag har valt en svensk värdepapperscentral eller en värdepapperscentral som hör hemma i en annan stat inom EES än Sverige. Det är inte tillräckligt att den deklarationsskyldige själv anger de belopp som kontrolluppgifterna avser i sin inkomstdeklaration. För bl.a. en effektiv skattekontroll och för att Skatteverket ska kunna fatta riktiga beslut om slutlig skatt krävs att korrekta kontrolluppgifter lämnas. Som framgår ovan anges uppgifter från kontrolluppgifterna i inkomst- deklarationen. Korrekta kontrolluppgifter är viktigt för att uppgifter ska kunna förtryckas i den inkomstsdeklaration som sänds ut till deklara- tionsskyldiga.</P>
<P class="p657 ft3">Termen värdepapperscentral</P>
<P class="p650 ft4">Av avsnitt 6.2 framgår att termen central värdepappersförvarare föreslås ersättas med termen värdepapperscentral i svensk rätt. I motsats till bestämmelserna om ansvaret för kupongskatt är inte regleringen av kontrolluppgiftsskyldigheten relaterad till just centrala värdepappers- förvarare. Det anges alltså inte uttryckligen i skatteförfarandelagen att</P>
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<P class="p343 ft2">den centrala värdepappersförvararen är ansvarig för att lämna kontroll- uppgifter i något avseende. Detta ansvar följer i stället av att Euroclear Sweden AB t.ex. betalar ut eller tillgodoräknar utdelning, ränta eller annan avkastning. Det är alltså den omständigheten att bolaget tillhanda- håller vissa tjänster som utlöser skyldigheten att lämna kontrolluppgift. Termen central värdepappersförvarare används i 34 kap. 9 a och 9 c §§ skatteförfarandelagen, se överväganden under rubriken Automatiskt utbyte av upplysningar om finansiella konton.</P>
<P class="p361 ft3">Möjliga lösningar</P>
<P class="p637 ft2">En värdepapperscentral som har auktorisation för att tillhandahålla anknutna tjänster får tillhandahålla sådana tjänster till avstämningsbolag. Om en värdepapperscentral inte har någon auktorisation är det enligt förordningen (artikel 16.2) inte tillåtet för värdepapperscentralen att tillhandahålla sådana tjänster. Det kan alltså vara Euroclear Sweden AB, en annan svensk värdepapperscentral, dvs. en värdepapperscentral som hör hemma i Sverige, eller en värdepapperscentral som hör hemma i en annan stat inom EES än Sverige, som tillhandahåller anknutna tjänster.</P>
<P class="p351 ft2">En fråga att ta ställning till är hur Skatteverket även i fortsättningen ska kunna få in ovan redovisade kontrolluppgifter och att lämnade uppgifter är korrekta, så att de bl.a. kan förtryckas i inkomstdeklarationerna. I det följande redovisas ett antal olika lösningar.</P>
<P class="p346 ft2">En lösning skulle kunna vara att införa en reglering av innebörden att avstämningsbolagen endast får anlita Euroclear Sweden AB. En sådan lösning skulle medföra att ansvaret för kontrolluppgifter inte förändras i praktiken. Med tanke på förordningens regler om konkurrens och valfrihet, dvs. att avstämningsbolagen har rätt att välja en värdepappers- central inom EES, är detta dock inte möjligt att föreskriva. I avsnitt 7.4 föreslås dessutom att utländska motsvarande register ska jämställas med svenska avstämningsregister i bl.a. aktiebolagslagen. Det förslaget syftar till att möjliggöra den konkurrens som eftersträvas i förordningen.</P>
<P class="p638 ft2">Om Euroclear Sweden AB var skyldigt att lämna kontrolluppgift men värdepapperscentraler som hör hemma i en annan stat inom EES än Sverige inte var det, trots den ovan beskrivna valfriheten, skulle det kunna innebära att färre kontrolluppgifter lämnas till Skatteverket. En sådan ordning är bl.a. olämplig ur ett beskattnings- och kontroll- perspektiv och skulle också kunna avhålla avstämningsbolag från att anlita värdepapperscentraler som hör hemma i en annan stat inom EES än Sverige, om det t.ex. skulle innebära att avstämningsbolagen själva får en ökad administrativ börda. Den lösningen får antas stå i strid med den fria rörligheten för tjänster i <NOBR>EUF-fördraget,</NOBR> sett mot bakgrund av reglerna i förordningen.</P>
<P class="p360 ft2">En annan lösning skulle kunna vara att ålägga avstämningsbolagen skyldighet att lämna kontrolluppgifter enligt skatteförfarandelagen. Regeringen anser i likhet med <SPAN class="ft3">Nasdaq OMX Stockholm AB </SPAN>och <SPAN class="ft3">Svenskt Näringsliv </SPAN>att en sådan ordning inte heller är lämplig, eftersom en sådan ordning bl.a. skulle medföra en mycket betydande administrativ börda för de drygt 1 200 avstämningsbolagen och en ökad administration för Skatteverket.</P>
</DIV>
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<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">313</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_314">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p641 ft2">314</P>
</DIV>
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<P class="p211 ft2">Regeringen anser att det framstår som ekonomiskt rationellt att den som de facto tillhandahåller en viss tjänst som utlöser skyldighet att lämna kontrolluppgift enligt gällande svensk rätt, t.ex. utbetalning av utdelning, också är den som lämnar uppgifter till Skatteverket. En sådan ordning torde också underlätta Skatteverkets hantering av uppgifterna. Som anges ovan ska de anknutna tjänsterna enligt förordningen, t.ex. avseende hantering av bolagshändelser, inklusive skatt, utövas inom ramen för respektive medlemsstats lagstiftning. Det är alltså möjligt att ställa krav i skatterättsligt hänseende på såväl svenska värdepappers- centraler som värdepapperscentraler som hör hemma i en annan stat inom EES än Sverige.</P>
<P class="p648 ft2">Med hänsyn till det som anförs ovan anser regeringen samman- fattningsvis att den bästa lösningen för att möjliggöra att Skatteverket även i fortsättningen ska kunna få in aktuella kontrolluppgifter, med korrekta uppgifter, är att den värdepapperscentral som tillhandahåller en viss tjänst som utlöser en skyldighet att lämna kontrolluppgift enligt gällande svensk rätt också bör vara skyldig att lämna en sådan uppgift till Skatteverket. Det gäller oavsett om det rör sig om Euroclear Sweden AB eller någon annan värdepapperscentral inom EES. Svenska värde- papperscentraler och värdepapperscentraler som hör hemma i en annan stat inom EES än Sverige bör således behandlas lika. Detsamma gäller om en annan juridisk person än en svensk värdepapperscentral eller en värdepapperscentral som hör hemma i en annan stat inom EES än Sverige tillhandahåller sådana tjänster. Det torde dock inte vara vanligt förekommande att låta någon annan än en värdepapperscentral vidta sådana åtgärder, men det kan inte uteslutas. Som framgår i avsnitt 7.5 om aktieboken finns det samordningsvinster med att låta samma värde- papperscentral som för avstämningsregistret för ett avstämningsbolag även utföra sådana andra anknutna tjänster som framgår av bilaga B till förordningen, t.ex. betala ut utdelning och rapportera till skattemyndig- heten om utdelningen. Genom denna lösning finns förutsättningar för att kontrolluppgifter lämnas i tillräckligt hög utsträckning och att upp- gifterna är korrekta. Den föreslagna lösningen utvecklas i det följande.</P>
<P class="p849 ft3">Den föreslagna lösningen</P>
<P class="p719 ft2">Svenska värdepapperscentraler kan antas vara väl förtrogna med relevanta bestämmelser om kontrolluppgiftsskyldighet i skatteförfarande- lagen. För värdepapperscentraler som hör hemma i en annan stat inom EES än Sverige och som bedriver verksamhet från ett fast driftställe i Sverige finns det på motsvarande sätt skäl att anta att de har kännedom om de svenska bestämmelserna och kommer att följa dem.</P>
<P class="p644 ft2">Den fria rörligheten för tjänster enligt <NOBR>EUF-fördraget</NOBR> och förord- ningens regler om rätt att välja värdepapperscentral medför att även en värdepapperscentral som hör hemma i en annan stat inom EES än Sverige och som inte bedriver verksamhet från ett fast driftställe i Sverige för ett avstämningsbolags räkning kan komma att tillgodoräkna eller betala ut ränta, utdelning eller annan avkastning. Det kan också bli aktuellt med att en sådan värdepapperscentral kommer att betala ut ersättning vid avyttring genom inlösen eller vidta någon annan åtgärd som medför kontrolluppgiftsskyldighet enligt skatteförfarandelagen (se</P>
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<P class="p157 ft4">ovan under rubriken Allmänt om kontrolluppgiftsskyldighet för centrala värdepappersförvarare).</P>
<P class="p117 ft2">Av 23 kap. 6 § skatteförfarandelagen framgår att försäkringsgivare som meddelar försäkring från fast driftställe utanför Sverige men i en stat inom EES, ska för varje pensionsförsäkringsavtal ge in ett åtagande till Skatteverket om att lämna vissa kontrolluppgifter om pensionsförsäkring. Detta gäller också för utländska tjänstepensionsinstitut som ingår sådana avtal om tjänstepension som är jämförbara med en pensionsförsäkring. Härigenom skulle Skatteverkets kontrollmöjligheter avsevärt förbättras (prop. 2007/08:55 s. 58). Regeringen anser att det är lämpligt att införa ett motsvarande åtagande för värdepapperscentraler som hör hemma i en annan stat inom EES än Sverige. Härigenom skulle relevanta kontrolluppgifter komma in till Skatteverket, vilket skulle underlätta Skatteverkets beskattnings- och kontrollverksamhet. Dessutom kan uppgifter från kontrolluppgifterna förtryckas i inkomstdeklarationerna. Regeringen föreslår därför att värdepapperscentraler som hör hemma i en annan stat inom EES än Sverige och som inte bedriver verksamhet från ett fast driftställe i Sverige, ska ge in ett åtagande till Skatteverket om att lämna kontrolluppgifter enligt vissa kapitel i skatteförfarandelagen under vissa förutsättningar.</P>
<P class="p297 ft2">Ett åtagande ska bara ges in om en sådan värdepapperscentral kommer att vidta någon åtgärd för ett avstämningsbolag som medför skyldighet att lämna kontrolluppgifter enligt 17, <NOBR>19–22</NOBR> kap. och 23 kap. 2 § skatte- förfarandelagen, dvs. sådana kontrolluppgifter som lämnas av Euroclear Sweden AB i dag. Det kan bl.a. vara fråga om att värdepapperscentralen kommer att tillgodoräkna eller betala ut ränta, utdelning eller annan avkastning (se 17 kap. 1 och 3 §§ och 19 kap. 1 och 3 §§ skatteför- farandelagen), eller kommer att betala ut ersättning vid avyttring genom inlösen (se 21 kap. 1 § och 3 § 5 skatteförfarandelagen). Åtagandet ska också omfatta kontrolluppgifter om sådana förhållanden som avses i 20 kap. 1 § (avyttring av andelar i vissa fonder och fondföretag) och 22 kap. 17 § skatteförfarandelagen (schablonintäkt vid innehav av andelar i vissa fonder och fondföretag). I dessa fall kommer värde- papperscentralen att fullgöra kontrolluppgiftsskyldighet som i första hand gäller för någon annan. En värdepapperscentral kan t.ex. på uppdrag av ett värdepappersinstitut komma att ombesörja eller medverka vid avytt- ringen av fondandelar. Att kontrolluppgifter enligt 17 och <NOBR>19–22</NOBR> kap. skatteförfarandelagen ska lämnas för begränsat skattskyldiga framgår av 23 kap. 2 § samma lag.</P>
<P class="p280 ft2">En förutsättning för skyldigheten att lämna ett åtagande ska enligt regeringens mening bara gälla om ovan nämnda åtgärder görs för ett avstämningsbolag. Det kan exempelvis följa av ett avtal mellan en värde- papperscentral och ett avstämningsbolag. En värdepapperscentral ska även lämna ett åtagande om värdepapperscentralen på uppdrag av någon annan än ett avstämningsbolag vidtar någon av de nämnda åtgärderna, om detta görs för ett avstämningsbolag. Det kan t.ex. inte uteslutas att en värdepapperscentral, som har ingått ett avtal med ett avstämningsbolag om att den t.ex. ska betala ut utdelning som är hänförlig till avstämnings- bolaget, i sin tur ingår ett avtal med en annan värdepapperscentral om att den för avstämningsbolagets räkning i stället ska betala ut utdelningen. Av ett avtal med en värdepapperscentral bör det tydligt framgå vilka</P>
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<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">315</P>
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<P class="p551 ft2">Prop. 2015/16:10 skyldigheter vissa åtgärder medför för värdepapperscentralen enligt svensk rätt, bl.a. att ett åtagande ska ges in till Skatteverket, att kontroll- uppgifter ska lämnas till Skatteverket och att den som lämnar kontroll- uppgifter även ska informera den som uppgiften avser om de uppgifter som lämnas i kontrolluppgiften. Ett avtal kan bara ingås med en värde- papperscentral som har auktoriserats för att kunna vidta aktuell anknuten tjänst (artikel 16.2 i förordningen).</P>
<P class="p495 ft2">Som framgår ovan kan det inte uteslutas att det kan vara någon annan utländsk juridisk person än en värdepapperscentral som hör hemma i en annan stat inom EES än Sverige och som för ett avstämningsbolag vidtar ovan nämnda åtgärder som kan medföra kontrolluppgiftsskyldighet enligt skatteförfarandelagen, varför regeringen föreslår att även sådana utländska juridiska personer ska lämna aktuellt åtagande.</P>
<P class="p493 ft2">Åtagandet enligt 23 kap. 6 § skatteförfarandelagen om att lämna kontrolluppgift om pensionsförsäkringar och sådana avtal om tjänste- pension som är jämförbara med en pensionsförsäkring ska lämnas på fastställt formulär (38 kap. 1 § 2 skatteförfarandelagen). Kravet på fastställt formulär är teknikneutralt och begränsar inte möjligheterna att använda elektronisk kommunikation (se prop. 2010/11:165 s. 856). Det är Skatteverket som fastställer formulär och tillhandahåller formulären (22 kap. 3 § skatteförfarandeförordningen).</P>
<P class="p495 ft2">Regeringen anser att formkraven kring aktuellt åtagande bör vara de- samma som för åtagandet att lämna kontrolluppgifter om pensions- försäkringar och sådana avtal om tjänstepension som är jämförbara med en pensionsförsäkring och föreslår därför att åtagandet ska lämnas på fastställt formulär. Med hänsyn till att värdepapperscentraler som hör hemma i en annan stat inom EES än Sverige ska ge in ett åtagande till Skatteverket och att åtagandet ska lämnas enligt fastställt formulär anser regeringen att det är självklart att ett muntligt åtagande inte är tillräckligt. Det behöver därför inte anges i paragrafen att åtagandet ska vara skriftligt (se prop. 2010/11:165 s. 780).</P>
<P class="p495 ft2">Regeringen delar inte <SPAN class="ft3">Skatteverkets </SPAN>uppfattning att åtagandet bör undertecknas av värdepapperscentralen. Av 38 kap. 2 § skatteför- farandelagen följer indirekt att ett åtagande enligt 23 kap. 6 § skatte- förfarandelagen om att lämna kontrolluppgifter om pensionsförsäkringar och sådana avtal om tjänstepension som är jämförbara med en pensionsförsäkring inte behöver undertecknas. Regeringen anser att skäl saknas att ha ett annat krav på aktuellt åtagande och föreslår därför inte att åtagandet ska undertecknas.</P>
<P class="p495 ft2">Regeringen föreslår vidare att åtagandet ska innehålla nödvändiga identifikationsuppgifter för värdepapperscentralen och avstämnings- bolaget. Vad som avses med nödvändiga identifikationsuppgifter bör regleras närmare i skatteförfarandeförordningen. Identifikationsuppgifter är normalt namn, organisationsnummer eller motsvarande utländskt nummer och postadress (jfr 5 kap. 9 § samma förordning).</P>
<P class="p493 ft2">Skatteverket, som tillstyrker förslaget, anser att avstämningsbolaget ska ha det yttersta ansvaret om en värdepapperscentral inte lämnar in ett åtagande, dvs. att avstämningsbolaget i sådant fall ska lämna aktuella kontrolluppgifter till Skatteverket. Som anförs ovan anser regeringen att det inte är en lämplig lösning att ålägga avstämningsbolagen någon</P>
<P class="p654 ft2">316</P>
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<P class="p343 ft4">kontrolluppgiftsskyldighet, eftersom det bl.a. skulle medföra en mycket betydande administrativ börda för bolagen.</P>
<P class="p337 ft2">Skatteverket lyfter dessutom fram bl.a. att det finns ett stort behov av en översyn av bestämmelserna om uppgiftslämnade i skatteförfarande- lagen, att det bör införas en lagstiftning som möjliggör för verket att tilldela svenskt organisationsnummer till ett gränsöverskridande finansiellt företag utan fast driftställe i Sverige i fall där företaget själv inte ansöker om detta och att det i vissa fall är oklart vad som gäller när aktuella uppgiftsskyldigheter inte fullgörs. Det ryms inte inom ramen för detta lagstiftningsärende att bedöma huruvida det finns ett behov av en eventuell översyn eller föreslå en lagstiftning om tilldelande av svenska organisationsnummer. I avsnitten 7.4 och 7.5 anges att avstämningsbolag ska anmäla till Bolagsverket vilken värdepapperscentral som bolaget har anlitat när det gäller avstämningsregister eller motsvarande utländskt register och när det gäller ansvaret för aktieboken. Skatteverket kan således via Bolagsverket få kännedom om vilken värdepapperscentral ett avstämningsbolag har anlitat i vissa fall. Normalt borde bolaget ha anlitat samma värdepapperscentral när det gäller sådana anknutna tjänster som är av intresse här. Ett åtagande förutsätter att en värdepapperscentral kommer att vidta någon åtgärd som medför en skyldighet att lämna kontrolluppgift enligt skatteförfarandelagen och att den åtgärden görs för ett avstämningsbolag. I de flesta fallen torde det finnas ett avtal mellan värdepapperscentralen och avstämningsbolaget. Mot den bakgrunden anser regeringen att det i nuläget saknas skäl att tro att uppgiftsskyldig- heterna inte kommer att fullgöras. Regeringen kommer dock att följa utvecklingen avseende tillämpningen av de nya bestämmelserna i skatteförfarandelagen. Skatteverket får vidare använda de verktyg som finns reglerade i skatteförfarandelagen, om någon inte fullgör sin uppgiftsskyldighet.</P>
<P class="p825 ft4">Förslaget innebär en ändring av 38 kap. 1 § 2 skatteförfarandelagen och att en ny paragraf, 23 kap. 8 §, införs i skatteförfarandelagen.</P>
<P class="p348 ft3">Skatteavdrag för preliminär skatt</P>
<P class="p637 ft2">I skatteförfarandelagen finns det även bestämmelser om skyldighet att göra skatteavdrag för preliminär skatt, dvs. att innehålla den skatt som preliminärt ska betalas. Skyldigheten gäller den som betalar ut bl.a. ränta, utdelning eller annan avkastning som är skattepliktig enligt inkomst- skattelagen. Skatteavdrag ska göras vid varje tillfälle då utbetalning sker (10 kap. 2 § skatteförfarandelagen).</P>
<P class="p336 ft2">I fråga om ränta och utdelning som lämnas i pengar och som omfattas av kontrolluppgiftsskyldighet enligt 17 eller 19 kap. skatteförfarande- lagen (se ovan under rubriken Allmänt om kontrolluppgiftsskyldighet för centrala värdepappersförvarare) ska som huvudregel skatteavdrag göras (10 kap. 15 § skatteförfarandelagen). Skatteavdrag ska som huvudregel också göras från sådan annan avkastning än kapitalvinst som hänför sig till fordringsrätter eller delägarrätter och som utgör intäkt i inkomstslaget kapital, i den mån kontrolluppgift ska lämnas och avkastningen betalas ut tillsammans med ränta eller utdelning som omfattas av kontrolluppgifts- skyldighet. Vissa undantag från skyldigheten att göra skatteavdrag finns (10 kap. <NOBR>16–18</NOBR> §§ skatteförfarandelagen). I 10 kap. 20 § skatte-</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">317</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_318">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR height=0>
<TD width=127px></TD>
<TD width=29px></TD>
<TD width=47px></TD>
<TD width=30px></TD>
<TD width=21px></TD>
<TD width=36px></TD>
<TD width=15px></TD>
<TD width=48px></TD>
<TD width=42px></TD>
<TD width=24px></TD>
<TD width=41px></TD>
<TD width=60px></TD>
</TR>
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD colspan=11 class="tr2 td169"><P class="p20 ft2">förfarandelagen finns bestämmelser om återbetalning av skatteavdrag</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td277"><P class="p20 ft2">som har gjorts med för högt belopp.</P></TD>
<TD class="tr25 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td41"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td169"><P class="p17 ft2">En skattedeklaration ska lämnas bl.a. av den som är skyldig att göra</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td125"><P class="p20 ft2">skatteavdrag</P></TD>
<TD colspan=2 class="tr26 td107"><P class="p178 ft2">(26 kap.</P></TD>
<TD class="tr26 td35"><P class="p42 ft2">2 § 1</P></TD>
<TD colspan=4 class="tr26 td117"><P class="p26 ft2">skatteförfarandelagen).</P></TD>
<TD colspan=2 class="tr26 td51"><P class="p17 ft2">Skatteavdrag ska</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td169"><P class="p20 ft2">redovisas i en arbetsgivardeklaration och den ska innehålla uppgift om</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td169"><P class="p20 ft2">den sammanlagda ersättning som utbetalaren är skyldig att göra skatte-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr26 td167"><P class="p20 ft2">avdrag för och sammanlagt</P></TD>
<TD colspan=5 class="tr26 td281"><P class="p20 ft2">avdraget belopp (26 kap. 3 §</P></TD>
<TD class="tr26 td41"><P class="p17 ft2">och 19 § 1</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td169"><P class="p20 ft2">och 2 skatteförfarandelagen). Skatter som ska redovisas i en skattedekla-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td169"><P class="p20 ft2">ration ska vara betalda senast den dag då deklarationen ska ha kommit in</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr26 td169"><P class="p20 ft2">till Skatteverket (62 kap. 3 § första stycket skatteförfarandelagen).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td169"><P class="p17 ft2">Skatteverket får förelägga den som inte fullgör sin skyldighet att göra</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td169"><P class="p20 ft2">skatteavdrag att fullgöra sin skyldighet (10 kap. 21 § skatteförfarande-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td169"><P class="p20 ft2">lagen). Om skyldigheten att göra skatteavdrag inte har fullgjorts, ska</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td333"><P class="p20 ft2">skattetillägg tas ut (49 kap. 9 § samma lag).</P></TD>
<TD class="tr26 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td41"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td169"><P class="p17 ft2">Precis som när det gäller kontrolluppgifter är det viktigt att säkerställa</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td169"><P class="p20 ft2">att skatteavdrag görs och betalas in till Skatteverket i framtiden på</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td333"><P class="p20 ft2">samma sätt som Euroclear Sweden AB gör i dag.</P></TD>
<TD class="tr26 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td41"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td169"><P class="p17 ft2">En skyldighet för en värdepapperscentral att innehålla preliminär skatt</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td169"><P class="p20 ft2">relaterar till en anknuten tjänst enligt bilaga B i förordningen om värde-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr26 td169"><P class="p20 ft2">papperscentraler. Den förutsätter nämligen att värdepapperscentralen har</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td169"><P class="p20 ft2">åtagit sig att betala ut ränta, utdelning eller annan avkastning som är</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td277"><P class="p20 ft2">skattepliktig enligt inkomstskattelagen.</P></TD>
<TD class="tr25 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td41"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr26 td169"><P class="p17 ft2">Om en värdepapperscentral som hör hemma i en annan stat inom EES</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td169"><P class="p20 ft2">än Sverige för ett avstämningsbolags räkning kommer att betala ut ränta,</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td169"><P class="p20 ft2">utdelning eller annan avkastning som är skattepliktig enligt inkomst-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr26 td169"><P class="p20 ft2">skattelagen, anser regeringen att värdepapperscentralen på samma sätt</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td169"><P class="p20 ft2">som för kontrolluppgifter ska ge in ett åtagande till Skatteverket om att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td169"><P class="p20 ft2">göra skatteavdrag. Även detta åtagande ska lämnas på fastställt formulär</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr26 td169"><P class="p20 ft2">och innehålla nödvändiga identifikationsuppgifter för värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td169"><P class="p20 ft2">centralen och avstämningsbolaget. Se vad som sägs ovan om åtagande</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td277"><P class="p20 ft2">om att lämna vissa kontrolluppgifter.</P></TD>
<TD class="tr25 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td41"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr26 td169"><P class="p17 ft2">Att ett åtagande regleras i 10 kap. skatteförfarandelagen om att göra</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td125"><P class="p20 ft2">skatteavdrag</P></TD>
<TD class="tr25 td84"><P class="p26 ft2">och</P></TD>
<TD class="tr25 td20"><P class="p178 ft2">ett</P></TD>
<TD class="tr25 td35"><P class="p1 ft2">annat</P></TD>
<TD colspan=2 class="tr25 td96"><P class="p66 ft2">åtagande</P></TD>
<TD class="tr25 td63"><P class="p20 ft2">regleras</P></TD>
<TD class="tr25 td109"><P class="p60 ft2">i</P></TD>
<TD class="tr25 td98"><P class="p20 ft2">23 kap.</P></TD>
<TD class="tr25 td41"><P class="p17 ft2">skatteför-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td169"><P class="p20 ft2">farandelagen om att lämna vissa kontrolluppgifter behöver inte innebära</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr26 td169"><P class="p20 ft2">att två åtaganden ska lämnas in till Skatteverket. Av avsnitt 13.1 framgår</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td169"><P class="p20 ft2">också att värdepapperscentraler som hör hemma i en annan stat inom</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td169"><P class="p20 ft2">EES än Sverige i vissa fall ska lämna in ett åtagande till Skatteverket om</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr26 td169"><P class="p20 ft2">att ansvara för kupongskatt. Det är Skatteverket som fastställer formulär</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td163"><P class="p20 ft2">och</P></TD>
<TD colspan=2 class="tr25 td160"><P class="p20 ft2">tillhandahåller</P></TD>
<TD colspan=3 class="tr25 td81"><P class="p60 ft2">formulären</P></TD>
<TD colspan=2 class="tr25 td128"><P class="p135 ft2">(22 kap. 3 §</P></TD>
<TD colspan=3 class="tr25 td184"><P class="p17 ft2">skatteförfarandeförord-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td169"><P class="p20 ft2">ningen). För att underlätta för aktuella värdepapperscentraler kan det</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr26 td169"><P class="p20 ft2">vara lämpligt att ett formulär fastställs, som innehåller åtagandena.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td169"><P class="p17 ft2">Som framgår ovan kan det inte uteslutas att det kan vara någon annan</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td169"><P class="p20 ft2">utländsk juridisk person än en värdepapperscentral som hör hemma i en</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr26 td169"><P class="p20 ft2">annan stat inom EES än Sverige som för ett avstämningsbolag betalar ut</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td169"><P class="p20 ft2">ränta, utdelning eller annan avkastning som medför skyldighet att göra</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td169"><P class="p20 ft2">skatteavdrag enligt skatteförfarandelagen, varför regleringen även bör</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td333"><P class="p20 ft2">omfatta sådana utländska juridiska personer.</P></TD>
<TD class="tr26 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td41"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td169"><P class="p17 ft2">Regeringen anser inte, såsom Skatteverket, att åtagandet om att göra</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr25 td169"><P class="p20 ft2">skatteavdrag av tydlighetsskäl även bör omfatta en skyldighet att lämna</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD colspan=11 class="tr26 td169"><P class="p20 ft2">en arbetsgivardeklaration och att betala in avdragen skatt. Regeringen</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">318</P></TD>
<TD class="tr31 td163"><P class="p20 ft2">anser</P></TD>
<TD colspan=3 class="tr31 td127"><P class="p74 ft2">att detta redan</P></TD>
<TD colspan=2 class="tr31 td107"><P class="p68 ft2">tydligt</P></TD>
<TD class="tr31 td77"><P class="p20 ft2">framgår</P></TD>
<TD colspan=4 class="tr31 td246"><P class="p17 ft2">av gällande bestämmelser i</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_319">
<DIV>
<DIV id="id_1">
<P class="p343 ft2">skatteförfarandelagen (26 kap. 3 § och 19 § 1 och 62 kap. 3 § första stycket). Ett åtagande om att göra skatteavdrag innefattar således också en skyldighet att lämna en arbetsgivardeklaration och att betala in skatten till Skatteverket. Däremot kan det vara lämpligt att Skatteverket i sin information till aktuella värdepapperscentraler på ett tydligt sätt upplyser om detta. Detta bör också tydligt framgå av avtalet mellan t.ex. värdepapperscentralen och avstämningsbolaget.</P>
<P class="p338 ft22">Förslaget innebär att 10 kap. 1 § och 38 kap. 1 § 2 skatteförfarande- lagen ändras och att en ny paragraf, 10 kap. 22 §, införs i lagen.</P>
<P class="p302 ft3">Automatiskt utbyte av upplysningar om finansiella konton</P>
<P class="p667 ft2">Den 1 april 2015 trädde IDKL i kraft (prop. 2014/15:41, bet. 2014/15:SkU13, rskr. 2014/15:105). IDKL ska tillämpas av rapporte- ringsskyldiga finansiella institut för att identifiera finansiella konton som innehas av amerikanska personer och därför är rapporteringspliktiga. IDKL är en del i den lagstiftning som syftar till att genomföra det s.k. <NOBR>FATCA-avtalet</NOBR> med USA.</P>
<P class="p333 ft4">I prop. 2015/16:29 föreslås en ny lag, IDKAL. IDKAL ska tillämpas av rapporteringsskyldiga finansiella institut för att identifiera finansiella konton som innehas av personer med hemvist i en annan stat eller jurisdiktion än Sverige eller USA och därför är rapporteringspliktiga.</P>
<P class="p337 ft2">Vad som avses med rapporteringsskyldigt finansiellt institut framgår av 2 kap. 19 § IDKL respektive 2 kap. 21 § IDKAL. En värdepappers- central kan vara ett rapporteringsskyldigt finansiellt institut. Definitionen förutsätter dock att det rapporteringsskyldiga finansiella institutet är ett svenskt finansiellt institut eller ett utländskt finansiellt institut med ett fast driftställe i Sverige. I 2 kap. 11 § första stycket IDKL respektive IDKAL anges att ett finansiellt konto är ett konto hos ett finansiellt institut. Det innebär bl.a. att en svensk värdepapperscentral är det rapporteringsskyldiga finansiella institutet enligt 2 kap. 19 § IDKL respektive 2 kap. 21 § IDKAL när det gäller ett konto som har lagts upp av ett kontoförande institut hos den svenska värdepapperscentralen, om inte det kontoförande institutet är registrerat som förvaltare av de finan- siella instrument som kontot omfattar (se t.ex. prop. 2014/15:41 s. 162).</P>
<P class="p336 ft2">I andra länder synes en annan lösning ha valts när det gäller frågan om det är värdepapperscentralen eller motsvarigheten till det kontoförande institutet som ska vara det rapporteringsskyldiga finansiella institutet. I en samförståndsförklaring till Danmarks <NOBR>FATCA-avtal</NOBR> anges t.ex. att ansvaret alltid ska ligga på det andra finansiella institutet och inte på värdepapperscentralen. Det torde innebära att Danmark ålägger mot- svarigheter till danska kontoförande institut att lämna uppgifter om rapporteringspliktiga konton medan Sverige, som nämnts, ålägger svenska värdepapperscentraler att lämna sådana uppgifter om det kontoförande institutet inte är registrerat som förvaltare av de finansiella instrument som kontot omfattar. Det innebär att i de fall värdepappers- centralen är dansk samtidigt som motsvarigheten till det kontoförande institutet är svenskt kan det bli så att ingen av dem åläggs skyldigheterna som rapporteringsskyldigt finansiellt institut med avseende på det rapporteringspliktiga kontot hos värdepapperscentralen.</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">319</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_320">
<P class="p551 ft2">Prop. 2015/16:10 Ändringar bör göras i IDKL och IDKAL för att en sådan situation inte ska kunna uppstå. I promemorian föreslogs därför, med avseende på IDKL, att även värdepapperscentraler som hör hemma i en annan stat inom EES än Sverige ska kunna anses vara rapporteringsskyldiga finansiella institut och att de i så fall ska ge in ett åtagande till Skatteverket om att lämna kontrolluppgifter enligt 22 a kap. skatte- förfarandelagen, där skyldigheten för rapporteringsskyldiga finansiella institut att lämna kontrolluppgifter med anledning av FATCA regleras. Med anledning av vad <SPAN class="ft3">Svenska Fondhandlareföreningen</SPAN>, med instäm- mande av <SPAN class="ft3">Svenska Bankföreningen</SPAN>, anför finner regeringen emellertid att skyldigheterna för ett rapporteringsskyldigt finansiellt institut bör åligga det svenska institutet i stället för värdepapperscentralen som hör hemma i en annan stat inom EES än Sverige i de fall då ett svenskt institut har lagt upp ett konto hos en sådan värdepapperscentral. Eftersom det inte kan uteslutas att ett svenskt finansiellt institut kan lägga upp ett konto hos en värdepapperscentral från tredjeland bör bestämmelsen dock inte begränsa sig till de fall då värdepapperscentralen hör hemma i en annan stat inom EES än Sverige, utan gälla även i ett sådant fall då ett svenskt institut har lagt upp ett konto hos en värdepapperscentral från tredjeland. Detta uppnås genom att det tas in en bestämmelse i 2 kap. 11 § IDKL om att ett konto som har lagts upp hos en värdepapperscentral som hör hemma i en annan stat inom EES än Sverige av ett svenskt finansiellt institut eller ett utländskt finansiellt instituts fasta driftställe i Sverige ska anses finnas hos det svenska finansiella institutet eller fasta driftstället. Det innebär att ett svenskt finansiellt institut eller fast driftställe som lagt upp ett konto hos en värdepapperscentral som hör hemma i en annan stat inom EES än Sverige är det rapporteringsskyldiga finansiella institutet för kontot om övriga förutsättningar för detta är uppfyllda. Detta bör gälla även ett konto som har lagts upp hos en värdepapperscentral från tredjeland. Av 2 kap. 19 § IDKL framgår att ett utländskt finansiellt instituts fasta driftställe i Sverige ska anses vara ett svenskt finansiellt institut vid bedömningen av om det är ett rapporteringsskyldigt finansiellt institut enligt lagen. Andra förutsättningar för att ett finansiellt institut ska vara rapporteringsskyldigt för ett konto är t.ex. att kontot är ett rapporteringspliktigt konto enligt 2 kap. 21 § IDKL och att det finansiella institutet är ett rapporteringsskyldigt finansiellt institut enligt 2 kap. 19 § IDKL. Det kommer dock även fortsatt att vara så att en svensk värdepapperscentral är det rapporteringsskyldiga finansiella institutet när det gäller ett konto som har lagts upp av ett svenskt kontoförande institut hos värdepapperscentralen, om inte det kontoförande institutet är registrerat som förvaltare av de finansiella instrument som kontot omfattar. Motsvarande ändring bör även göras i 2 kap. 11 § IDKAL. Med anledning av detta föreslogs motsvarande bestämmelse i IDKAL i lagrådsremissen En global standard för automatiskt utbyte av upplys- ningar om finansiella konton. Nu föreslås bestämmelsen i förevarande proposition i stället för i prop. 2015/16:29. Av 2 kap. 21 § IDKAL framgår att ett utländskt finansiellt instituts fasta driftställe i Sverige ska anses vara ett svenskt finansiellt institut vid bedömningen av om det är ett rapporteringsskyldigt finansiellt institut enligt lagen. Vilka konton som är rapporteringspliktiga konton anges i 2 kap. 20 § IDKAL.</P>
<P class="p657 ft2">320</P>
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<P class="p337 ft2">Till följd av att termen central värdepappersförvarare föreslås ersättas med termen värdepapperscentral och att lagen om kontoföring av finansiella instrument får en ny rubrik, bör följdändringar även göras i 34 kap. 9 a och 9 c §§ skatteförfarandelagen samt 8 kap. 1 § IDKL respektive IDKAL.</P>
<P class="p336 ft22">Förslaget innebär att 34 kap. 9 a och 9 c §§ skatteförfarandelagen samt 2 kap. 11 § och 8 kap. 1 § IDKL respektive IDKAL ändras.</P>
<P class="p212 ft3"><NOBR>ISIN-nummer</NOBR> och Euroclear Sweden AB</P>
<P class="p637 ft2">En fråga av stor praktisk betydelse för skatteförfarandet är den regist- rering och klassificering av alla svenska finansiella instrument som sker genom att varje slag av sådant instrument tilldelas en särskild siffer- kombination, ett s.k. <NOBR>ISIN-nummer.</NOBR> En sådan klassificering görs av bl.a. aktier, obligationer, optioner och derivatinstrument. ISIN är en förkort- ning av den engelska termen International Securities Identification Number och följer en särskild s.k. <NOBR>ISO-standard.</NOBR> Klassificeringen och registreringen gör det möjligt för bl.a. Skatteverket att, utifrån uppgifter från Euroclear Sweden AB, på ett relativt enkelt sätt skilja mellan olika slag av finansiella instrument, vilket har betydelse för beskattningen och information om olika värdepapper. Klassificeringen och tilldelningen sköts av en organisation i varje land eller i vissa fall en regional organisa- tion för flera länder (NNA). I Sverige är det Euroclear Sweden AB som har denna uppgift. Det varierar vilka slag av organisationer som har den uppgiften i andra länder. Respektive nationell organisation samarbetar i sin tur med en internationell organisation som koordinerar arbetet med <NOBR>ISIN-nummer</NOBR> på global nivå (Association of National Numbering Agencies, ANNA).</P>
<P class="p684 ft2">Euroclear Sweden AB bistår Skatteverket med uppgift om bl.a. ISIN- nummer, namn och typ av värdepapper (aktie, warrant, premieobligation m.m.) för deras samtliga finansiella instrument. Skatteverket får enligt 5 kap. 7 § skatteförfarandeförordningen meddela föreskrifter om att vissa kontrolluppgifter enligt skatteförfarandelagen ska innehålla uppgift om fordringsrättens eller delägarrättens <NOBR>ISIN-nummer.</NOBR></P>
<P class="p333 ft2">Eftersom varje <NOBR>ISIN-nummer</NOBR> är unikt är det från Skatteverkets utgångspunkt tillräckligt att den som lämnar kontrolluppgift bara anger aktuellt <NOBR>ISIN-nummer</NOBR> i kontrolluppgiften. När Skatteverket får uppgift om ett visst <NOBR>ISIN-nummer</NOBR> vet verket namnet på värdepappret och vilken typ av värdepapper det är frågan om. Utifrån dessa uppgifter kan Skatteverket sedan förtrycka uppgifter i inkomstdeklarationen. Utan tillgång till de uppgifter som Euroclear Sweden AB bistår Skatteverket med skulle det krävas att den som lämnar kontrolluppgiften måste lämna mer omfattande uppgifter eller att den deklarationsskyldige själv måste lämna mer omfattande uppgifter än det som nu förekommer.</P>
<P class="p802 ft2">Regeringen anser att det saknas anledning att anta att förordningen om värdepapperscentraler skulle medföra att Euroclear Sweden AB i framtiden skulle välja att samarbeta med Skatteverket i mindre grad än i dag. Den uppfattningen delas av Skatteverket. Däremot finns det skäl att fråga sig vilka konsekvenser som kan inträffa i fråga om ISIN- klassificering om en eller flera svenska värdepapperscentraler utöver Euroclear Sweden AB auktoriseras eller om svenska avstämningsbolag</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">321</P>
</DIV>
</DIV>
</DIV>
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<P class="p608 ft2">Prop. 2015/16:10 väljer att registrera finansiella instrument hos en värdepapperscentral som hör hemma i en annan stat inom EES än Sverige. Med hänsyn till att Euroclear Sweden AB inte har något legalmonopol skulle det redan i dag kunna finnas flera svenska centrala värdepappersförvarare. Det är vidare en konsekvens av förordningen och de förslag som lämnas i avsnitt 7.4 om att svenska avstämningsbolag i framtiden kan välja att registrera finansiella instrument hos en värdepapperscentral som hör hemma i en annan stat inom EES än Sverige. I ett sådant fall skulle tilldelningen av <NOBR>ISIN-nummer</NOBR> för de finansiella instrument som avstämningsbolagen emitterar sannolikt tilldelas av en sådan värdepapperscentral eller av någon annan utländsk organisation. Skatteverket skulle då, för deklarationsförfarandet, behöva få tillgång till en förteckning över de aktuella slagen av finansiella instrument och respektive <NOBR>ISIN-nummer.</NOBR> Regeringen anser att det inte finns någon anledning att anta att en värdepapperscentral som hör hemma i en annan stat inom EES än Sverige inte skulle samarbeta med Skatteverket i denna fråga. Skatte- verket, som delar den uppfattningen, anser dock att det är högst sannolikt att en värdepapperscentral som hör hemma i en annan stat inom EES än Sverige inte kommer att kunna bistå verket med samma uppgifter om typ av värdepapper som Euroclear Sweden AB gör och att detta skulle kunna få stora konsekvenser för deklarationsförfarandet. Regeringen har förståelse för Skatteverkets oro, men utgår i nuläget ifrån att även en sådan värdepapperscentral torde ha tillgång till de relevanta uppgifterna även om den ansvariga <NOBR>NNA-organisationen</NOBR> och värdepapperscentralen inte är en och samma juridiska person.</P>
<P class="p672 ft2">Det kan i sammanhanget nämnas att förslagen i avsnitten 8.1 och 8.4 innebär att även en värdepapperscentral som hör hemma i en annan stat inom EES än Sverige och som tillhandahåller tjänster i Sverige ska vara skyldig att lämna vissa uppgifter till Finansinspektionen och att Finansinspektionen bl.a. kan förelägga denne att tillhandahålla uppgifter och handlingar m.m. när det behövs för tillsynen över att bestämmelserna i kontoföringslagen, förordningen om värdepapperscentraler och andra författningar som reglerar verksamheten efterlevs.</P>
<TABLE cellpadding=0 cellspacing=0 class="t117">
<TR>
<TD class="tr40 td131"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td114"><P class="p44 ft1">14</P></TD>
<TD class="tr40 td252"><P class="p207 ft1">Ikraftträdande- och</P></TD>
</TR>
<TR>
<TD class="tr53 td131"><P class="p20 ft6"> </P></TD>
<TD class="tr53 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr53 td252"><P class="p207 ft1">övergångsbestämmelser</P></TD>
</TR>
<TR>
<TD class="tr46 td131"><P class="p20 ft6"> </P></TD>
<TD class="tr46 td114"><P class="p92 ft26">14.1</P></TD>
<TD class="tr46 td252"><P class="p207 ft26">Kontoföringslagen och följdändringarna i</P></TD>
</TR>
<TR>
<TD class="tr42 td131"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td252"><P class="p207 ft26">annan lagstiftning</P></TD>
</TR>
<TR>
<TD class="tr52 td131"><P class="p20 ft81"> </P></TD>
<TD colspan=2 class="tr51 td310"><P class="p20 ft80"> </P></TD>
</TR>
<TR>
<TD class="tr31 td131"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td311"><P class="p64 ft2"><SPAN class="ft29">Regeringens förslag: </SPAN>Ändringarna i kontoföringslagen och följd-</P></TD>
</TR>
<TR>
<TD class="tr26 td131"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td311"><P class="p64 ft2">ändringarna i övrig lagstiftning ska träda i kraft den 1 mars 2016.</P></TD>
</TR>
<TR>
<TD class="tr25 td131"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td311"><P class="p85 ft2">Centrala värdepappersförvarare som vid ikraftträdandet av ändring-</P></TD>
</TR>
<TR>
<TD class="tr25 td131"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td311"><P class="p64 ft2">arna i kontoföringslagen har auktorisation enligt kontoföringslagen får</P></TD>
</TR>
<TR>
<TD class="tr26 td131"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td311"><P class="p64 ft2">fortsätta att driva denna verksamhet enligt nuvarande bestämmelser.</P></TD>
</TR>
<TR>
<TD class="tr25 td131"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td311"><P class="p64 ft2">Detta ska gälla till dess att en ansökan om auktorisation som värde-</P></TD>
</TR>
<TR>
<TD rowspan=2 class="tr2 td131"><P class="p181 ft2">322</P></TD>
<TD colspan=2 class="tr25 td311"><P class="p64 ft2">papperscentral enligt förordningen om värdepapperscentraler har</P></TD>
</TR>
<TR>
<TD class="tr48 td114"><P class="p20 ft71"> </P></TD>
<TD class="tr48 td252"><P class="p20 ft71"> </P></TD>
</TR>
</TABLE>
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<P class="p707 ft2">prövats slutligt och under förutsättning att en sådan ansökan har getts in till Finansinspektionen senast den 29 februari 2016 eller, i före- kommande fall, vid den senare tidpunkt som anges i artikel 69.2 i förordningen. I ett sådant fall tillämpas nuvarande bestämmelser även för kontoförande institut och förvaltare som har antagits av den centrala värdepappersförvararen.</P>
<P class="p709 ft4">Om en ansökan inte har getts in senast vid angivna tidpunkter eller om tillstånd vägras, ska den centrala värdepappersförvararen upphöra med verksamheten.</P>
<P class="p708 ft2">Nuvarande bestämmelser ska gälla för överträdelser som har ägt rum före ikraftträdandet och för sekretess i fråga om ärenden om innehav av aktier eller andelar i en central värdepappersförvarare.</P>
<P class="p708 ft2">Nuvarande bestämmelser i lagen om värdepappersmarknaden ska gälla för central värdepappersförvarare som enligt övergångsbestäm- melserna till ändringarna i kontoföringslagen får fortsätta att driva sådan verksamhet som avses där efter den 29 februari 2016.</P>
<P class="p708 ft4">Finansinspektionen får ta ut en avgift för ansökningar om auktorisa- tion enligt förordningen även när dessa har inkommit till inspektionen före ikraftträdandet.</P>
<P class="p708 ft4"><SPAN class="ft96">Regeringens bedömning: </SPAN>Under tiden fr.o.m. det datum då ändringarna i kontoföringslagen har utfärdats och offentliggjorts t.o.m. den 29 februari 2016 ska Finansinspektionen kunna påbörja en gransk- ning av en ansökan om auktorisation som värdepapperscentral. Ett beslut om auktorisation ska inte gälla förrän tidigast den 1 mars 2016.</P>
<P class="p307 ft2"><SPAN class="ft29">Promemorians förslag </SPAN>överensstämmer i huvudsak med regeringens förslag och bedömning. I promemorian föreslås det dock ett tidigare ikraftträdandedatum. I promemorian finns det inte något förslag om att nuvarande bestämmelser i lagen om värdepappersmarknaden ska gälla för central värdepappersförvarare som enligt övergångsbestämmelserna till ändringarna i får fortsätta att driva sådan verksamhet som avses där efter den 29 februari 2016. I promemorian finns det inte heller något förslag eller någon bedömning om att Finansinspektionen ska kunna ta ut en avgift för ansökningar om auktorisation före lagens ikraftträdande.</P>
<P class="p297 ft2"><SPAN class="ft29">Remissinstanserna </SPAN>tillstyrker förslaget eller har inget att invända mot det. <SPAN class="ft3">Svenska Fondhandlareföreningen</SPAN>, med instämmande av <SPAN class="ft3">Svenska Bankföreningen</SPAN>, och <SPAN class="ft3">Euroclear Sweden AB </SPAN>anser att det bör klargöras i förväg vid vilken tidpunkt lagändringarna ska träda i kraft, antingen genom att Finansinspektionen i god tid anger när den svenska värde- papperscentralen ska auktoriseras eller genom att inspektionens beslut träder i kraft först efter viss tid. <SPAN class="ft3">Euroclear Sweden AB </SPAN>efterfrågar därutöver ett klargörande av vilka av de nuvarande bestämmelserna som ska gälla för bolaget innan reglerna i förordningen blir tillämpliga. Enligt bolaget bör tidpunkten för ikraftträdandet av ändringarna i lagen om värdepappersmarknaden anpassas till de övergångsbestämmelser som föreslås för ändringarna i kontoföringslagen. <SPAN class="ft3">Finansinspektionen </SPAN>påpekar att en ansökan om auktorisation som värdepapperscentral enligt förord- ningen kan komma att ges in innan ändringarna i kontoföringslagen träder i kraft och att inspektionen i så fall har rätt att avgiftsbelägga en sådan ansökan.</P>
</DIV>
<DIV id="id_2">
<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">323</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_324">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p17 ft29">Skälen för regeringens förslag och bedömning: <SPAN class="ft2">Förordningen om</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">värdepapperscentraler är direkt tillämplig. Som berörs i avsnitt 6.1</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">förutsätter dock vissa regler i förordningen att en rad olika bestämmelser</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">införs i nationell rätt. Dessutom krävs lagstiftningsåtgärder även i de fall</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">svensk rätt kommer i konflikt med förordningens regler. Förordningen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">innebär en harmonisering inom EU av ett lagstiftningsområde som tidig-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">are har varit medlemsstaternas eget ansvar. Auktorisering av de företag</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">som i förordningen benämns värdepapperscentraler har således fram till</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">nu skett enligt nationella regler. Bland annat detta förhållande medför att</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">det finns skäl att överväga vid vilken tidpunkt som lagändringarna ska</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">träda i kraft och i vilken utsträckning som de nuvarande bestämmelserna</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ska fortsätta att gälla under en övergångsperiod.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">Förordningen trädde i kraft den tjugonde dagen efter att den offentlig-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">gjordes i Europeiska unionens officiella tidning, dvs. den 17 september</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">2014 (artikel 76.1). Vissa av reglerna i förordningen ska dock inte börja</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">tillämpas förrän vid en senare tidpunkt (artikel <NOBR>76.2–76.6).</NOBR> Däremot för-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">utsätter förordningen att medlemsstaterna har utsett de behöriga myndig-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">heterna enligt förordningen senast i mitten av december 2014. Enligt</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">förordningen skulle de behöriga myndigheterna nämligen senast vid</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">denna tidpunkt ha gjort en anmälan till Esma om vilka institut som drivs</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">som värdepapperscentraler och gett in en förteckning över vissa bolags-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">rättsliga bestämmelser (artikel 69.1 respektive artikel 49.1 tredje stycket).</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">Sverige har uppfyllt kravet på att utse en behörig myndighet genom den</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">ändring i förordningen med instruktion för Finansinspektionen som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">berörs i avsnitt 8.1.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">Förordningen om värdepapperscentraler innehåller vissa övergångs-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">bestämmelser. Av särskilt intresse i det sammanhanget är att de företag</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">som vill ansöka om auktorisation som värdepapperscentral ska göra det</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">inom sex månader från dagen för ikraftträdandet av samtliga tekniska</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">standarder för tillsyn antagna enligt vissa artiklar i förordningen (artikel</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">69.2). Fram till dess att ett beslut om auktorisation har fattats ska respek-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">tive nationella regler om auktorisation av värdepapperscentraler fortsätta</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">att gälla (artikel 69.4). Om samtliga relevanta tekniska standarder hinner</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">träda i kraft vid utgången av 2015 ska de företag som avser att ansöka</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">om auktorisation som värdepapperscentral i Sverige ge in sin ansökan till</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">Finansinspektionen senast under andra kvartalet 2016. Denna tidsgräns</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">skulle dock kunna infalla senare, med tanke på att artikel 69.2 är kopplad</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">till ikraftträdandet av de tekniska standarderna.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">I vart fall Euroclear Sweden AB kommer med all sannolikhet att lämna</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">in en ansökan om auktorisation. Det kan antas att bolaget inte kommer att</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">vänta till slutet av den sexmånadersfrist som gäller. Finansinspektionens</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">handläggning av ansökan kommer dock troligtvis att ta i vart fall några</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">månader i anspråk. Sammantaget innebär dessa omständigheter att det är</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">osannolikt att någon auktorisation kommer att beslutas av Finansinspek-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">tionen under de första månaderna 2016. Det medför att de lagändringar</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">som föreslås i denna proposition kan träda i kraft den 1 mars 2016. När</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">auktorisation enligt förordningen beviljas, måste dock lagändringarna ha</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">trätt i kraft.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">Under mellantiden från ikraftträdandet av lagändringarna den 1 mars</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">2016 och den tidpunkt då auktorisation beviljas, förmodligen senare</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">324</P></TD>
<TD class="tr31 td169"><P class="p17 ft2">under 2016, krävs det att kontoföringslagen tillämpas i dess nuvarande</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_325">
<DIV>
<DIV id="id_1">
<P class="p157 ft2">lydelse på den centrala värdepappersförvararen (Euroclear Sweden AB). I annat fall saknas det tillämpliga bestämmelser för verksamheten. Med andra ord bör det tillstånd som central värdepappersförvarare som Euroclear Sweden AB har fortsätta att gälla under den tiden. Det krävs således en övergångsbestämmelse av innebörden att centrala värdepap- persförvarare som vid ikraftträdandet av lagändringarna har auktorisation enligt 2 kap. kontoföringslagen får fortsätta att driva denna verksamhet enligt äldre bestämmelser till dess att en ansökan om auktorisation som värdepapperscentral enligt förordning har prövats slutligt. En förut- sättning bör vara att en sådan ansökan har getts in till Finansinspektionen senast den 29 februari 2016 eller vid den senare tidpunkt som eventuellt kommer att gälla enligt artikel 69.2 i förordningen, om de tekniska standarderna fördröjs. Om ansökan avslås, ska dock den centrala värde- pappersförvararen upphöra med verksamheten. En sådan övergångs- bestämmelse tillgodoser kravet i förordningen på att nationella bestäm- melser ska fortsätta att gälla till dess att ett beslut om auktorisation har fattats (artikel 69.4).</P>
<P class="p307 ft2">Om nuvarande bestämmelser i kontoföringslagen fortsätter att tillämpas på en central värdepappersförvarare bör även den nuvarande lydelsen av lagen om värdepappersmarknaden fortsätta att tillämpas på värdepappersförvararen under samma tid. Regeringen instämmer således med <SPAN class="ft3">Euroclear Sweden AB </SPAN>att promemorians förslag bör kompletteras med en övergångsbestämmelse med den innebörden. Som bolaget anför förutsätter flertalet av reglerna i förordningen om värdepapperscentraler att det finns en auktoriserad värdepapperscentral. Reglerna kommer således inte att börja tillämpas förrän åtminstone en värdepapperscentral har auktoriserats. Således kommer nuvarande bestämmelser fortsätta att gälla för Euroclear Sweden AB:s verksamhet under en övergångsperiod, förutsatt att en ansökan om auktorisation som värdepapperscentral ges in i rätt tid.</P>
<P class="p258 ft3">Svenska Fondhandlareföreningen<SPAN class="ft2">, med instämmande av </SPAN>Svenska Bankföreningen<SPAN class="ft2">, och </SPAN>Euroclear Sweden AB <SPAN class="ft2">berör behovet av tydlighet avseende tidpunkten för ikraftträdandet av de nya bestämmelserna. Regeringen instämmer i att det är lämpligt att såväl värdepapperscentral- en i fråga som övriga marknadsaktörer får besked i så god tid som möjligt om ikraftträdandet av de nya reglerna.</SPAN></P>
<P class="p559 ft2">Om en central värdepappersförvarare driver verksamhet med stöd av övergångsbestämmelsen, bör nuvarande bestämmelser tillämpas även för kontoförande institut och förvaltare som har antagits av den centrala värdepappersförvararen.</P>
<P class="p557 ft2">Som påpekas av <SPAN class="ft3">Finansinspektionen </SPAN>kan en ansökan om ny auktorisation enligt förordningen komma att lämnas in innan ändringarna i kontoföringslagen träder i kraft. Det är önskvärt att inspektionen använder anslagsmedel som är avsedda för tillsynsverksamheten för sådan verksamhet och inte till att pröva ansökningar. Det är därför lämpligt att ge Finansinspektionen en möjlighet att ta ut avgifter för prövningen av ansökningar om auktorisation enligt förordningen även innan lagändringarna har trätt i kraft. Detta bör dock förutsätta att riksdagen dessförinnan har fattat beslut om de aktuella lagändringarna och att dessa har utfärdats och därigenom offentliggjorts. Något beslut</P>
</DIV>
<DIV id="id_2">
<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">325</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_326">
<DIV id="dimg1">
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</DIV>
<P class="p535 ft4">Prop. 2015/16:10 om auktorisation ska under alla förhållanden inte gälla förrän tidigast den 1 mars 2016.</P>
<P class="p492 ft2">De nya bestämmelserna om sanktioner bör inte tillämpas på över- trädelser som har ägt rum före ikraftträdandet. Anledningen till det är att sanktionerna i sådant fall skulle ges en retroaktiv verkan, vilket inte är förenligt med legalitetsprincipen.</P>
<P class="p493 ft4">Nuvarande bestämmelser bör tillämpas även i fråga om sekretess för ärenden om innehav av aktier eller andelar i en central värdepappers- förvarare (30 kap. 5 § offentlighets- och sekretesslagen).</P>
<P class="p770 ft26"><SPAN class="ft24">14.2</SPAN><SPAN class="ft91">Aktiebolagslagen</SPAN></P>
<P class="p701 ft4"><SPAN class="ft96">Regeringens förslag: </SPAN>Ändringarna i aktiebolagslagen ska träda i kraft den 1 mars 2016.</P>
<P class="p705 ft2">I fråga om avtal om registrering av aktier i avstämningsregister som ingåtts före ikraftträdandet av ändringarna i aktiebolagslagen tillämpas nuvarande bestämmelser.</P>
<P class="p702 ft2">Bestämmelserna om styrelsens ansvar för aktieboken ska tillämpas fr.o.m. den 1 mars 2017, om inte avstämningsbolaget före dess ingår ett avtal om ansvar för aktieboken med en värdepapperscentral och anmäler detta enligt 5 kap. 12 a §. För tiden fram till dess att en sådan anmälan görs, dock längst t.o.m. den 28 februari 2017, tillämpas nuvarande bestämmelser om centrala värdepappersförvarares ansvar för aktieboken.</P>
<TABLE cellpadding=0 cellspacing=0 class="t118">
<TR>
<TD class="tr28 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr28 td298"><P class="p17 ft2"><SPAN class="ft29">Promemorians förslag </SPAN>överensstämmer med regeringens förslag. I</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td298"><P class="p301 ft2">promemorian föreslås det dock ett tidigare ikraftträdandedatum.</P></TD>
</TR>
<TR>
<TD class="tr26 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td298"><P class="p17 ft2"><SPAN class="ft29">Remissinstanserna </SPAN>tillstyrker promemorians förslag eller har inget att</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td44"><P class="p301 ft2">invända mot det.</P></TD>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td298"><P class="p17 ft2"><SPAN class="ft29">Skälen för regeringens förslag: </SPAN>Ändringarna i aktiebolagslagen bör</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td298"><P class="p17 ft2">träda i kraft samtidigt som ändringarna i kontoföringslagen, eftersom det</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td334"><P class="p301 ft2">finns ett starkt samband mellan ändringarna i de båda lagarna.</P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td298"><P class="p17 ft2">Ett stort antal avstämningsbolag har ingått avtal med Euroclear Sweden</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td298"><P class="p17 ft2">AB om registrering av aktier i avstämningsregister. Enligt gällande rätt</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td298"><P class="p17 ft2">finns det inte något krav på att ett sådant avtal ska vara skriftligt (5 kap.</P></TD>
</TR>
<TR>
<TD class="tr26 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td298"><P class="p17 ft2">12 § tredje stycket aktiebolagslagen). Förslaget om att avtal om registre-</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td298"><P class="p17 ft2">ring i avstämningsregister eller motsvarande register ska vara skriftliga</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td44"><P class="p301 ft2">(se avsnitt 7.4), bör inte tillämpas retroaktivt.</P></TD>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td298"><P class="p17 ft2">Förslaget om ett avtal om ansvar för aktieboken innebär en nyhet i</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td298"><P class="p17 ft2">förhållande till gällande rätt. Med tanke på att det krävs att emittenterna</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td298"><P class="p17 ft2">ingår nya avtal med en värdepapperscentral eller en värdepapperscentral</P></TD>
</TR>
<TR>
<TD class="tr26 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td298"><P class="p17 ft2">från tredjeland, är det lämpligt att tillåta en viss övergångstid för denna</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td298"><P class="p17 ft2">omställning. Avstämningsbolag för vilka avstämningsregister har upp-</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td298"><P class="p17 ft2">rättats före lagens ikraftträdande bör därför senast den 28 februari 2017</P></TD>
</TR>
<TR>
<TD class="tr26 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td298"><P class="p17 ft2">träffa ett avtal om ansvaret för aktieboken med en värdepapperscentral</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td298"><P class="p17 ft2">eller en värdepapperscentral från tredjeland. Som berörs i avsnitt 7.5 ska</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td298"><P class="p17 ft2">bolaget anmäla för registrering i aktiebolagsregistret vilken värde-</P></TD>
</TR>
<TR>
<TD class="tr26 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td298"><P class="p17 ft2">papperscentral eller värdepapperscentral från tredjeland som har anlitats.</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td108"><P class="p301 ft2">För tiden</P></TD>
<TD class="tr25 td50"><P class="p20 ft2">fram till dess att anmälan ges in,</P></TD>
<TD class="tr25 td121"><P class="p20 ft2">dock längst</P></TD>
<TD class="tr25 td141"><P class="p17 ft2">t.o.m. den</P></TD>
</TR>
<TR>
<TD class="tr31 td121"><P class="p180 ft2">326</P></TD>
<TD class="tr31 td108"><P class="p301 ft2">28 februari</P></TD>
<TD class="tr31 td50"><P class="p66 ft2">2017, bör nuvarande bestämmelser</P></TD>
<TD class="tr31 td121"><P class="p76 ft2">fortsätta att</P></TD>
<TD class="tr31 td141"><P class="p17 ft2">gälla. Det</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_327">
<DIV id="dimg1">
<INGENBILD zsrc="H30310327x1.jpg/" id="img1">
</DIV>
<P class="p284 ft4">innebär att lagändringarna under alla förhållanden ska tillämpas senast Prop. 2015/16:10 fr.o.m. den 1 mars 2017, även om något avtal om ansvaret för aktieboken</P>
<P class="p169 ft2">inte har träffats eller om namnet på värdepapperscentralen eller värde- papperscentralen från tredjeland inte har anmälts. Genom att anmälan ska ske kommer det att vara möjligt för utomstående att kontrollera vilka bestämmelser som gäller i fråga om ansvaret för aktieboken. En värde- papperscentrals befattning med aktieboken är visserligen en frivillig snarare än en obligatorisk uppgift enligt förordningen om värdepappers- centraler (se avsnitt 7.5). Det bör dock vara godtagbart att nuvarande bestämmelser fortsätter att tillämpas i fråga om ansvaret för aktieboken under en övergångsperiod.</P>
<P class="p466 ft26"><SPAN class="ft24">14.3</SPAN><SPAN class="ft92">Skattelagstiftningen</SPAN></P>
<P class="p850 ft2"><SPAN class="ft29">Regeringens förslag: </SPAN>Lagändringarna i kupongskattelagen, skatte- förfarandelagen, lagen om identifiering av rapporteringspliktiga konton med anledning av <NOBR>FATCA-avtalet</NOBR> och lagen om identifiering av rapporteringspliktiga konton vid automatiskt utbyte av upplys- ningar om finansiella konton ska träda i kraft den 1 mars 2016.</P>
<P class="p805 ft2">De nya bestämmelserna i kupongskattelagen ska tillämpas på utdel- ning som betalas ut efter den 29 februari 2016. Nuvarande bestäm- melser i kupongskattelagen ska tillämpas på utdelning som betalas ut av en central värdepappersförvarare som får fortsätta med sådan verk- samhet efter den 29 februari 2016 till dess att ansökan om tillstånd har prövats slutligt.</P>
<P class="p805 ft4">De nya bestämmelserna om åtaganden i skatteförfarandelagen tillämpas första gången på åtaganden som lämnas efter den 29 februari 2016.</P>
<P class="p697 ft2">De nya bestämmelserna i lagen om identifiering av rapporterings- pliktiga konton med anledning av <NOBR>FATCA-avtalet</NOBR> och lagen om identifiering av rapporteringspliktiga konton vid automatiskt utbyte av upplysningar om finansiella konton, om att ett konto som har lagts upp hos en värdepapperscentral som hör hemma i en annan stat inom EES än Sverige eller en värdepapperscentral från tredjeland, av ett svenskt finansiellt institut eller ett utländskt finansiellt instituts fasta driftställe i Sverige ska anses finnas hos det svenska finansiella institutet eller det utländska finansiella institutets fasta driftställe ska tillämpas första gången i fråga om kalenderåret 2016.</P>
<P class="p851 ft2"><SPAN class="ft29">Promemorians förslag </SPAN>överensstämmer i huvudsak med regeringens förslag. I promemorian föreslås det dock ett tidigare ikraftträdandedatum. Några ikraftträdande- eller övergångsbestämmelser avseende ändringar i lagen (2015:000) om identifiering av rapporteringspliktiga konton vid automatiskt utbyte av upplysningar om finansiella konton eller 34 kap. 9 c § skatteförfarandelagen var inte aktuella i promemorian. Sådana bestämmelser föreslogs i stället i promemorian En global standard för automatiskt utbyte av upplysningar om finansiella konton.</P>
<P class="p173 ft4"><SPAN class="ft96">Remissinstanserna </SPAN>tillstyrker förslaget eller har inget att invända mot det.</P>
<P class="p99 ft2">327</P>
</DIV>
<DIV id="page_328">
<P class="p551 ft2">Prop. 2015/16:10 <SPAN class="ft29">Skälen för regeringens förslag: </SPAN>Ändringarna i kupongskattelagen, skatteförfarandelagen, lagen om identifiering av rapporteringspliktiga konton med anledning av <NOBR>FATCA-avtalet</NOBR> och lagen om identifiering av rapporteringspliktiga konton vid automatiskt utbyte av upplysningar om finansiella konton bör träda i kraft den 1 mars 2016.</P>
<P class="p493 ft2">De nya bestämmelserna i kupongskattelagen bör tillämpas på utdelning som betalas ut efter den 29 februari 2016. Nuvarande bestämmelser i ku- pongskattelagen bör tillämpas på utdelning som betalas ut av en central värdepappersförvarare som får fortsätta med sådan verksamhet efter den 29 februari 2016 till dess att ansökan om tillstånd har prövats slutligt (se avsnitt 13.1).</P>
<P class="p493 ft2">De nya bestämmelserna i skatteförfarandelagen om att värdepappers- centraler som hör hemma i en annan stat inom EES än Sverige i vissa fall ska ge in ett åtagande till Skatteverket om att göra skatteavdrag från ränta, utdelning och annan avkastning respektive om att lämna vissa kontrolluppgifter om bl.a. ränta, utdelning och annan avkastning, ska tillämpas första gången på åtaganden som lämnas efter den 29 februari 2016 (se avsnitt 13.2). Det innebär bl.a. att utländska värdepappers- centraler ska göra skatteavdrag första gången från ersättningar som betalas ut efter den 29 februari 2016 och lämna kontrolluppgifter enligt 17 och <NOBR>19–22</NOBR> kap. och 23 kap. 2 § första gången om uppgifter som avser kalenderåret 2016.</P>
<P class="p546 ft2">De nya bestämmelserna i lagen om identifiering av rapporterings- pliktiga konton med anledning av <NOBR>FATCA-avtalet</NOBR> och i lagen om identifiering av rapporteringspliktiga konton vid automatiskt utbyte av upplysningar om finansiella konton innebär att ett konto som har lagts upp hos en värdepapperscentral som hör hemma i en annan stat inom EES än Sverige eller hos en värdepapperscentral från tredjeland av ett svenskt finansiellt institut eller ett utländskt finansiellt instituts fasta driftställe i Sverige, ska anses finnas hos det svenska finansiella institutet eller det utländska finansiella institutets fasta driftställe i Sverige. Sådana konton bör anses finnas hos det svenska finansiella institutet eller det fasta driftstället i Sverige från och med kalenderåret 2016. Ändringen bör därför tillämpas första gången i fråga om kalenderåret 2016.</P>
<P class="p852 ft1">15 Förslagens konsekvenser</P>
<P class="p853 ft26">15.1 Förslagens syfte och alternativa lösningar</P>
<TABLE cellpadding=0 cellspacing=0 class="t119">
<TR>
<TD class="tr28 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td298"><P class="p301 ft2">Förordningen om värdepapperscentraler syftar till en säker, effektiv och</P></TD>
</TR>
<TR>
<TD class="tr26 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td298"><P class="p301 ft2">smidig avveckling av finansiella instrument inom EES. Problem som har</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td298"><P class="p301 ft2">identifierats i sammanhanget avser förhållandevis höga risker och</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td298"><P class="p301 ft2">kostnader i samband med gränsöverskridande avveckling jämfört med</P></TD>
</TR>
<TR>
<TD class="tr26 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td298"><P class="p301 ft2">motsvarande avveckling som sker inom ett land. Avsaknaden av en</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td298"><P class="p301 ft2">effektiv inre marknad för avveckling anses ha bidragit till sämre</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td298"><P class="p301 ft2">effektivitet och högre risker i samband gränsöverskridande transaktioner,</P></TD>
</TR>
<TR>
<TD class="tr26 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td298"><P class="p301 ft2">samtidigt som sådana transaktioner väntas fortsätta att öka och nationella</P></TD>
</TR>
<TR>
<TD rowspan=2 class="tr2 td121"><P class="p180 ft2">328</P></TD>
<TD class="tr31 td298"><P class="p301 ft2">värdepapperscentraler väntas bli alltmer sammankopplade.</P></TD>
</TR>
<TR>
<TD class="tr58 td298"><P class="p20 ft95"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_329">
<DIV>
<DIV id="id_1">
<P class="p117 ft2">Förordningen trädde i kraft i september 2014 och blir direkt tillämplig i medlemsstaterna efter det att relevanta delegerade akter och tekniska standarder, som Europeiska värdepappers- och marknadsmyndigheten (Esma) utarbetar förslag till, har antagits av kommissionen och även trätt i kraft. Förordningen berör värdepapperscentraler, emittenter och övriga marknadsdeltagare. I några fall, exempelvis gällande krav att överlåtbara värdepapper ska ha kontobaserad form, blir förordningens regler tillämpliga vid andra tidpunkter.</P>
<P class="p557 ft2">Genom förordningen kommer värdepapperscentraler att omfattas av harmoniserade regler på <NOBR>EU-nivå,</NOBR> i stället för att som hittills vara reglerade på nationell nivå. Emittenter ges en möjlighet att låta registrera värdepapper som har tagits upp till handel på reglerade marknader eller som handlas på en handelsplats hos vilken värdepapperscentral som helst inom EES. Genom förordningen kommer marknadsdeltagare att omfattas av harmoniserade regler angående tidpunkten för avveckling (inom två bankdagar efter avslut) och regler som avser att främja avveckling i rätt tid. De senare aspekterna av handeln med värdepapper har hittills varit föremål för självreglering.</P>
<P class="p557 ft2">När det gäller alternativa lösningar begränsas förslagen i denna proposition i huvudsak till sådana som har bedömts vara nödvändiga för att anpassa svensk rätt till förordningen. Reglerna i förordningen är i de flesta fall direkt tillämpliga i varje medlemsstat och förutsätter inget införlivande. <SPAN class="ft3">Regelrådet </SPAN>efterlyser en tydligare beskrivning av det utrymme för nationell reglering som förordningen medger och hur det har utnyttjats. Handlingsutrymmet avser val av behörig myndighet, nationella bestämmelser om den behöriga myndighetens befogenheter, inklusive sanktioner, närmare bestämmelser om kontoföring, inklusive rättsverkan av registreringar på avstämningskonton, och nationella bestämmelser om kontoförande institut.</P>
<P class="p258 ft2">Regeringen anser att Finansinspektionen är den lämpligaste myndig- heten att vara behörig myndighet och ansvara för auktorisation och till- syn enligt reglerna i förordningen. Detta beror på att Finansinspektionen har utsetts till behörig myndighet enligt flera rättsakter på finansmark- nadsområdet. Finansinspektionen har för närvarande ansvaret för till- synen av centrala värdepappersförvarare enligt gällande svenska bestäm- melser som nu ska ersättas av förordningens regler. Medlemsstaterna ska införa bestämmelser i nationell rätt så att den behöriga myndigheten har de befogenheter som krävs enligt förordningen. Handlingsutrymmet för medlemsstaterna är emellertid begränsat i detta fall eftersom förord- ningen innehåller detaljerade regler om befogenheterna, bl.a. när det gäller vilka sanktioner som ska finnas. Att välja bland sanktionsbestäm- melserna och t.ex. avstå från att införa vissa av dem, är inte möjligt. I förevarande lagstiftningsärende är målsättningen att förslagen ska inne- hålla bestämmelser om den behöriga myndighetens befogenheter och sanktioner som ansluter så nära som möjligt till angränsande rättsakter inom finansmarknadsområdet.</P>
<P class="p573 ft4">Eftersom förordningens huvudtjänster (notarietjänst, central konto- föringstjänst och avvecklingstjänst) endast har definierats på över- gripande nivå i förordningen, utan möjlighet till utfyllande bestämmelser på nivå 2 (dvs. genom delegerade akter eller genomförandeakter), är det nödvändigt att behålla nationella bestämmelser om kontoföring, med de</P>
</DIV>
<DIV id="id_2">
<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">329</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_330">
<P class="p551 ft2">Prop. 2015/16:10 anpassningar som föranleds av förordningen. Bestämmelserna om konto- föring avser bl.a. regler om vilka uppgifter som ska ingå i ett avstäm- ningsregister och om rättsverkan av registreringsåtgärder på avstäm- ningskonton. Sådana bestämmelser är en direkt följd av systemet med kontoförda värdepapper som inte har fysisk form och är av avgörande betydelse för rättssäkerheten för alla innehavare av kontoförda finansiella instrument. Utgångspunkten för förevarande lagstiftningsärende är att de existerande bestämmelserna om kontoföring ska behållas i största möjliga utsträckning.</P>
<P class="p546 ft2">Det finns även ett nationellt handlingsutrymme när det gäller möjlig- heten att behålla bestämmelser om kontoförande institut. Systemet med kontoförande institut finns redan i svensk rätt och utgör en förutsättning för möjligheten för var och en, som finns i bl.a. Sverige, att förvara värdepapper på individuellt separerade konton direkt i värdepappers- centralen. Regeringen anser att denna möjlighet bör kvarstå, eftersom den erbjuder en säker och kostnadseffektiv form av värdepappers- förvaring. Av det skälet har bestämmelser om kontoförande institut be- hållits, snarare än upphävts. Även inom detta område har målet varit att ändra redan existerande bestämmelser så lite som möjligt.</P>
<P class="p598 ft26"><SPAN class="ft24">15.2</SPAN><SPAN class="ft91">Konsekvenser för värdepapperscentraler</SPAN></P>
<P class="p588 ft2">En integrerad marknad för avveckling av finansiella instrument har presenterats som en förutsättning för att den inre marknaden ska fungera väl. Om införandet av harmoniserade regler på <NOBR>EU-nivå</NOBR> innebär att nya och annorlunda krav ställs på en värdepapperscentral, så är det i så fall en följd av förordningen, som är direkt tillämplig i varje medlemsstat, och inte ett resultat av förslagen i denna proposition.</P>
<P class="p493 ft2">Förordningen innehåller bl.a. bestämmelser som syftar till att avveckla hinder för gränsöverskridande konkurrens. Mot bakgrund av värde- papperscentralernas systemvikt har det ansetts angeläget att ge mark- nadsdeltagare en möjlighet att välja tjänsteleverantör för att därigenom minska beroendet av någon enskild leverantör av tjänster som tillhanda- hålls av värdepapperscentraler. Det innebär att värdepapperscentraler, som en konsekvens av förordningens regler om gränsöverskridande till- träde, kan komma att påverkas av förändrade förutsättningar på de finan- siella marknaderna i form av förskjutningar inom EES av var någonstans emission av och handel med finansiella instrument äger rum. Detta är i så fall en följd av förordningens direkt tillämpliga bestämmelser.</P>
<P class="p583 ft2">Nuvarande bestämmelser i lag om att aktier i ett avstämningsbolag ska registreras i ett avstämningsregister, varmed menas ett svenskt sådant register, måste upphävas eftersom sådana bestämmelser strider mot förordningen. Det innebär att den svenska värdepapperscentralen kan komma att exponeras för gränsöverskridande konkurrens. Konsekvens- erna för Euroclear Sweden AB begränsas i någon mån genom att den värdepapperscentralen föreslås behålla möjligheten att erbjuda tjänster till svenska emittenter på oförändrade villkor. Till det kommer en ny möjlighet att erbjuda tjänster till emittenter i andra länder inom EES på</P>
<P class="p854 ft2">gränsöverskridande basis, i enlighet med förordningen. När det gäller</P>
<P class="p600 ft2">330</P>
</DIV>
<DIV id="page_331">
<P class="p284 ft4">emittenter som är etablerade i Sverige kan de inte förhindras att välja en Prop. 2015/16:10 annan värdepapperscentral inom EES, i enlighet med förordningens</P>
<P class="p172 ft2">bestämmelser.</P>
<P class="p48 ft2">Eftersom reglerna om kontoförande institut i kontoföringslagen före- slås kvarstå, kan Euroclear Sweden AB fortsätta att erbjuda individuellt separerade konton utan att behöva bära ensamt ansvar för det stora antalet kundrelationer som blir resultatet av individuella konton på den högsta nivån. Värdepapperscentralen är därmed oförhindrad att fortsätta använda det kontosystem som redan finns och att tillhandahålla anknutna tjänster på denna grund.</P>
<P class="p83 ft2"><SPAN class="ft3">Regelrådet </SPAN>efterfrågar en beskrivning av de administrativa kostnaderna för värdepapperscentralen till följd av promemorians förslag om ändring av ansvaret för aktieboken. Ändringen innebär att värdepapperscentralen för aktieboken på grundval av ett avtal med emittenten, snarare än till följd av en bestämmelse i lag. Detta är en direkt följd av förordningen som uttryckligen förhindrar bestämmelser i nationell rätt som begränsar emittenternas fria val av värdepapperscentral inom EES.</P>
<P class="p544 ft4">Det bedöms sammantaget att den svenska värdepapperscentralens villkor inte påverkas mer än vad som är en nödvändig konsekvens av förordningens direkt tillämpliga bestämmelser.</P>
<P class="p855 ft26"><SPAN class="ft24">15.3</SPAN><SPAN class="ft92">Konsekvenser för avstämningsbolag</SPAN></P>
<P class="p856 ft2">Förordningen om värdepapperscentraler inför en rätt för emittenter att låta registrera värdepapper som handlas på en reglerad marknad eller en annan handelsplats hos vilken värdepapperscentral som helst som är etablerad inom EES. En sådan rätt kan inte vara till nackdel för emittenter, eftersom de alltid kan välja att avstå från att utnyttja möjlig- heten. Rätten avser bolag vars aktier eller andra värdepapper kan över- låtas på en marknadsplats, dvs. avstämningsbolag.</P>
<P class="p173 ft2">Avstämningsbolagens rätt enligt förordningen att vända sig till en annan värdepapperscentral inom EES är emellertid inte obegränsad. Det gäller bl.a. att nationell bolagsrätt och annan rätt enligt vilken värdepap- peren har utfärdats ska fortsätta att gälla (artiklarna 23.3 e och 49.1 andra stycket i förordningen). Mot bakgrund av värdepapperscentralernas cen- trala funktion för emission av och handel med kontoförda värdepapper och vissa andra finansiella instrument (bl.a. kontoförda fondandelar) har det blivit nödvändigt att införa vissa följdändringar i svensk rätt.</P>
<P class="p83 ft2">Förslagen i denna proposition innebär att villkoren i kontoföringslagen för att utnyttja den inhemska värdepapperscentralens tjänster behålls oförändrade. Det innebär i sin tur att avstämningsbolag i vart fall inte är förhindrade att utnyttja de tjänster som tillhandahålls av den svenska värdepapperscentralen (Euroclear Sweden AB) på oförändrade villkor. En mindre förändring införs genom behovet av en marginell justering av Bolagsverkets avgift för registrering av ett avstämningsförbehåll i aktiebolagsregistret. Enligt uppgift från Bolagsverket uppskattas verkets merkostnad till mellan 2 och 2,5 miljoner kronor. Den justerade avgiften väntas beröra cirka 1 200 avstämningsbolag som finns i Sverige. Om merkostnaden täcks vid ett tillfälle motsvarar detta en avgift om cirka</P>
<P class="p857 ft2">331</P>
</DIV>
<DIV id="page_332">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p20 ft2">2 000 kronor per avstämningsbolag. Om de initiala kostnaderna i stället</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">fördelas över ett antal år blir behovet att höja avgiften i motsvarande grad</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">mindre. Avgiften får vägas mot allmänintresset av att informera aktie-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">ägare och andra intressenter om vilken värdepapperscentral som ansvarar</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">för avstämningsregistret och, i förekommande fall, för aktieboken. Till</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">följd av förordningens bestämmelser om att valfrihet ska råda vid</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">registrering av vissa överlåtbara värdepapper i avstämningsregister är</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">detta inte längre självklart.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2"><SPAN class="ft3">Regelrådet </SPAN>anser att promemorian innehåller ofullständiga beskriv-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">ningar och beräkningar av förslagens kostnader för avstämningsbolagen.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">Detta gäller behovet av närmare information om de cirka 1 200</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">avstämningsbolag som finns i Sverige i fråga om storlek och bransch och</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">av en beskrivning av de administrativa kostnader som blir följden för</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">avstämningsbolagen till följd av anmälningsmomentet till Bolagsverket,</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">respektive promemorians förslag om ändring av ansvaret för aktieboken.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">Regelrådet saknar även en beskrivning av eventuella behov att vid</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">reglernas utformning ta särskilda hänsyn till små företag och om några</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">sådana hänsyn har tagits.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Det finns tyvärr ingen offentlig statistik om de cirka 1 200 avstäm-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">ningsbolagens fördelning i termer av storlek och bransch. Enligt uppgift</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">från Euroclear Sweden AB fanns det 1 085 avstämningsbolag 2013,</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">varav mer än hälften hade fler än 500 aktieägare. Antalet avstämnings-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">bolag har därefter ökat till cirka 1 200. Enligt SCB:s företagsdatabas</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">fanns det fler än en miljon bolag i Sverige 2014, av vilka 920 hade fler</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">än 500 anställda och drygt 1 900 bolag hade fler än 200 anställda. Det</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">framstår som troligt att avstämningsbolagen återfinns bland dessa och då</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">huvudsakligen bland större bolag (fler än 500 anställda). Detta inkluderar</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">alla bolag vars aktier handlas på reglerade marknader och andra handels-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">platser, med spridning över flertalet branscher.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Regelrådet efterfrågar en beskrivning av de administrativa kostnader</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">som blir resultatet för avstämningsbolagen till följd av anmälnings-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">momentet till Bolagsverket och den föreslagna ändringen av ansvaret för</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">aktieboken. Det bör först noteras att båda förslagen är en konsekvens av</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">förordningens regler om att emittenterna inte längre ska vara bundna till</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">en viss inhemsk värdepapperscentral utan ha en valmöjlighet av var</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">någonstans inom EES som en emittent (i Sverige ett avstämningsbolag)</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">väljer att låta registrera sina emitterade värdepapper. Förslaget i denna</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">proposition innebär att styrelsen i ett avstämningsbolag ska ansvara för</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">att det tecknas ett avtal med en värdepapperscentral och att bolaget</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">anmäler till Bolagsverket för registrering i aktiebolagsregistret vilken</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">värdepapperscentral som bolaget har anlitat. De administrativa</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">kostnaderna av dessa åtgärder måste ses som mycket begränsade i ljuset</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">av att registreringar i aktiebolagsregistret inte behöver upprepas med</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">mindre än att avstämningsbolaget väljer att utnyttja sin rätt att flytta</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">värdepapperen till en annan värdepapperscentral inom EES. En sådan</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">registrering torde under förutsebar tid ha karaktären av en engångsåtgärd.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">Uppgiften att informera Bolagsverket om vilken värdepapperscentral</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">som har registrerat bolagets aktier och andra värdepapper torde även vara</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">av enkel natur. De ändrade reglerna om ansvaret för aktieboken är också</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">en direkt följd av förordningen. Eftersom en emittent inte får hindras att</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">332</P></TD>
<TD class="tr31 td169"><P class="p20 ft2">välja en annan värdepapperscentral inom EES går det inte längre att i lag</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_333">
<DIV>
<DIV id="id_1">
<P class="p157 ft2">föreskriva att någon viss värdepapperscentral ska överta ansvaret för aktieboken. Eftersom någon osäkerhet inte får råda om vem som bär ansvaret för aktieboken och dess offentlighet har det blivit nödvändigt att i stället basera en övergång av ansvaret från bolagets styrelse till före- komsten av ett avtal. Den administrativa kostnaden för att ingå ett sådant avtal med en värdepapperscentral är förmodligen inte försumbar, men ändå nödvändig om bolagets styrelse vill undgå ansvaret för aktieboken. Genom att definiera vissa formkrav (ett skriftligt avtal) uppfyller en överenskommelse om överlåtelse av ansvar krav på rättssäkerhet. Detta har stor betydelse, inte minst mot bakgrund av att ansvaret för aktieboken i viss mån är straffsanktionerat för bolagets styrelse (se avsnitt 7.5). De tillkommande administrativa kostnaderna för att ingå ett nytt avtal med en värdepapperscentral om ansvaret för aktieboken måste därför ses som en konsekvens av förordningens direkt tillämpliga regler, snararare än som ett resultat av förslagen i denna proposition.</P>
<P class="p297 ft2">Regelrådet efterfrågar även en beskrivning av eventuella behov att vid reglernas utformning ta särskilda hänsyn till små företag och om några sådana hänsyn har tagits. Det bör noteras att de föreslagna ändringarna i kontoföringslagen och följdändringarna i annan lagstiftning, bl.a. aktie- bolagslagen, inte träffar alla bolag utan urskiljning, utan endast sådana bolag som har valt att bli avstämningsbolag. Ett sådant val motiveras vanligen av ett önskemål om ett spritt ägande av bolagets aktier, eller kan ses som en förberedelse för det. Förordningen gör ingen skillnad mellan större och mindre emittenter. Utrymmet att införa vissa kompletterande bestämmelser i nationell rätt har inte heller baserats på överväganden om avstämningsbolagens storlek. Finansinspektionen är behörig myndighet enligt förordningen, utan inskränkning. Finansinspektionens befogen- heter att utöva tillsyn enligt förordningen är oförändrade. När det gäller bruket av sanktioner bör det observeras att proportionalitetsprincipen är en allmän rättsgrundsats inom svensk förvaltningsrätt som är gällande utan särskilt lagstöd, även i detta fall. När det gäller utrymmet att införa bestämmelser om registreringsåtgärder på avstämningskonton, bl.a. gällande rättsverkan av registreringsåtgärder och bestämmelser om kontoförande institut, saknas det anledning att särskilt beakta bolagens storlek. Alla har samma intresse av rättssäkerhet när det gäller hante- ringen av kontobaserade aktier. Bestämmelserna om kontoförande insti- tut riktar sig till värdepappersinstitut och vissa andra juridiska personer, t.ex. fondbolag, som av värdepapperscentralen har getts rätten att utföra registreringsåtgärder på avstämningskonton för annans räkning. Detta erbjuder en möjlighet för alla, inklusive mindre bolag och privatpersoner, att förvara sina värdepapper på individuellt separerade konton direkt i värdepapperscentralen.</P>
<P class="p261 ft2">Förslagen i denna proposition innebär sammantaget att konsekvenserna för avstämningsbolagen minimeras samtidigt som de kommer i åtnjut- ande av en valfrihet som inte har funnits tidigare. På längre sikt kan vill- koren för emittenter komma att förbättras till följd av det nya inslaget av gränsöverskridande konkurrens om värdepapperscentralernas tjänster som kan bidra till förbättrad effektivitet. Det är även möjligt att förutsätt- ningarna för kapitalanskaffning förbättras genom att den inre marknaden fördjupas och förbättras.</P>
</DIV>
<DIV id="id_2">
<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">333</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_334">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr38 td224"><P class="p94 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr38 td137"><P class="p60 ft26">15.4</P></TD>
<TD class="tr38 td147"><P class="p207 ft26">Konsekvenser för övriga marknadsdeltagare</P></TD>
</TR>
<TR>
<TD class="tr39 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr39 td188"><P class="p60 ft2">Förordningen om värdepapperscentraler syftar till en säker, effektiv och</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">smidig avveckling av transaktioner med finansiella instrument, vilket</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">främjar handeln på värdepappersmarknaden genom minskade risker och</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">lägre kostnader för avveckling, särskilt på gränsöverskridande basis.</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">Förordningens inriktning bör därmed vara till övergripande nytta för</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">marknadsdeltagare på villkor att kostnaderna inte blir alltför betungande.</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p219 ft2"><SPAN class="ft3">Regelrådet </SPAN>efterfrågar en beskrivning av vilka som ingår i gruppen</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">marknadsdeltagare. Med denna term förstås i första hand värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">bolag och banker med tillstånd att driva värdepappersrörelse, s.k. värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">pappersinstitut, och därtill större institutionella investerare som påverkas</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">i någon mån av kraven på förkortad avveckling och som kan bli föremål</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">för sanktioner för utebliven avveckling. Övriga marknadsdeltagare,</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">inklusive småföretag och privatpersoner, företer i allmänhet värdepapper</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">eller nödvändig likviditet redan i samband med att avslut sker på mark-</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">naden och påverkas därför i mindre utsträckning av dessa regler. Där-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">emot drar de nytta av möjligheten att förvara värdepapper och fond-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">andelar på individuellt separerade konton direkt i värdepapperscentralen.</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p219 ft2">Förordningen innehåller direkt verkande regler som träffar alla mark-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">nadsdeltagare, t.ex. krav på avveckling inom viss tid (två bankdagar efter</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">avslut) och regler om syftar till att upprätta en god avvecklingsdisciplin</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">genom att främja avveckling på den avsedda avvecklingsdagen, utan för-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">sening. Dessa områden har i Sverige hittills omfattats av självreglering</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">och förordningen kan därför medföra omställningskostnader och, möjlig-</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">en, mer betungande åtaganden i samband med åtgärder för att förhindra</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">och hantera utebliven avveckling. Kostnader av detta slag är emellertid</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">en direkt följd av förordningen som inte kan undvikas. Det bör samtidigt</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">noteras att regler som dessa även kan vara till nytta för marknadsdel-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">tagare. Harmoniserade regler för den s.k. avvecklingscykeln inom EES,</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">dvs. kravet på avveckling inom två bankdagar, bör främja den inre</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">marknaden på längre sikt genom att minska riskerna i samband med</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">gränsöverskridande avveckling. På motsvarande sätt bör åtgärder som</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">främjar en god avvecklingsdisciplin vara till nytta för gruppen av mark-</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">nadsdeltagare tagen tillsammans. De åtaganden som följer av reglerna</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">om avvecklingsdisciplin påverkar inte alla marknadsdeltagare lika utan</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">främst de som ger upphov till utebliven avveckling. Det kan noteras att</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">det avvecklingssystem för värdepapper som finns i Sverige och som</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">drivs av Euroclear Sweden AB utmärks av en historiskt hög s.k. avveck-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">lingsgrad (dvs. en låg andel utebliven avveckling). Dock har en viss</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">nedgång i den genomsnittliga avvecklingsgraden för aktier kunnat note-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">ras fr.o.m. slutet av 2009, varför förordningens regler om avvecklings-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">disciplin ändå kan bedömas vara relevanta även för svenskt vid-</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">kommande (Riksbanken, Finansiell infrastruktur 2013, s. 28). De mot-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">svarande kostnaderna för marknadsdeltagare, i förekommande fall, är en</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">följd av förordningens direkt tillämpliga bestämmelser.</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p219 ft2">I denna proposition föreslås att den rådande ordningen med separata</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">kontoförande institut ska behållas, eftersom förordningen erbjuder en</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">sådan möjlighet och det samtidigt är en nödvändig förutsättning för det</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">rådande systemet för förvaring av värdepapper på individuella värde-</P></TD>
</TR>
<TR>
<TD class="tr31 td224"><P class="p858 ft2">334</P></TD>
<TD colspan=2 class="tr31 td188"><P class="p60 ft2">papperskonton direkt i värdepapperscentralen. Det innebär att den konto-</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_335">
<P class="p284 ft4">struktur som redan finns i Euroclear Sweden AB kan behållas, till nytta Prop. 2015/16:10 för investerare som även fortsättningsvis vill utnyttja möjligheten att</P>
<P class="p114 ft2">förvara sina värdepapper på individuellt separerade konton på den högsta nivån, vilket i sin tur innebär maximal säkerhet utan någon motsvarande merkostnad. Det bedöms vara av stort principiellt värde för svenska marknadsdeltagare att det alltjämt finns ett fritt val mellan förvaring av finansiella instrument på individuellt separerade konton i värdepappers- centralen och motsvarande förvaring på förvaltarkonton hos en mellan- liggande kontohållare (depåbank). Det ger investerarna en möjlighet att själva bedöma de varierande förutsättningar som finns när det gäller graden av säkerhet, förekomsten av anknutna tjänster och tjänsternas sammanlagda kostnader. Det fria valet bidrar även till att hålla kost- naderna nere genom förekomsten av konkurrens om förvaringstjänster.</P>
<P class="p192 ft2">Fondbolag, förvaltningsbolag och <NOBR>AIF-förvaltare</NOBR> föreslås få möjlighet att vara kontoförande institut för annans räkning och även förvaltare enligt kontoföringslagen när det gäller fondandelar. På detta sätt under- lättas kontoföring av fondandelar som ingår i definitionen av finansiella instrument. En sådan möjlighet att antas som kontoförande institut kan inte bli till nackdel för berörda fondförvaltare. Resultatet blir i stället en utökad möjlighet för fondbolag, förvaltningsbolag och <NOBR>AIF-förvaltare</NOBR> att på eget initiativ hantera fondandelar på ett säkert och effektivt sätt. Det innebär även att möjligheten inte kan bli till nackdel för innehavarna av andelar i dessa fonder.</P>
<P class="p373 ft2">Kontohavarnas rätt till insyn i avstämningsregister föreslås kvarstå när det gäller avstämningsregister som förs enligt svensk lag. Denna insyns- rätt omfattar bl.a. årliga besked om kontots innehåll per senaste årsskifte. Det är inte möjligt att i svensk rätt införa motsvarande bestämmelser om insynen i motsvarande register som förs som en central kontoförings- tjänst av en värdepapperscentral i ett annat land inom EES. Om insynen i register av den senare typen försämras så är det i så fall en följd av en eller flera emittenters val av värdepapperscentral, som enligt förord- ningen inte kan förhindras.</P>
<P class="p544 ft2">Förslagen i denna proposition tagna tillsammans bedöms inte medföra några kostnader för marknadsdeltagare utöver vad som är en följd av förordningens direkt verkande bestämmelser. Förslagen kan dock väntas medföra vissa långsiktiga vinster till följd av förbättrade förutsättningar för gränsöverskridande handel med finansiella instrument.</P>
<P class="p859 ft26"><SPAN class="ft24">15.5</SPAN><SPAN class="ft92">Konsekvenser för det allmänna</SPAN></P>
<P class="p45 ft3">Finansinspektionen</P>
<P class="p860 ft2">I denna proposition föreslås att Finansinspektionen utses till behörig myndighet i enlighet med förordningen om värdepapperscentraler. Det föreslås samtidigt att inspektionen ges möjlighet att ta ut årliga avgifter för verksamheten och för prövning av ansökningar och anmälningar enligt förordningen.</P>
<P class="p192 ft4">Finansinspektionens verksamhet finansieras dels genom anslag på statsbudgeten, dels genom avgifter för prövning av ansökningar och</P>
<P class="p172 ft115">anmälningar som inspektionen får disponera. Företag som står under</P>
<P class="p163 ft2">335</P>
</DIV>
<DIV id="page_336">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p20 ft2">tillsyn betalar vidare årliga avgifter till Finansinspektionen som ska mot-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">svara merparten av inspektionens anslagsfinansierade verksamhet. Den</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">senare typen av avgifter får inspektionen inte behålla utan de ska</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">redovisas på inkomsttitel på statsbudgeten.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Eftersom den behöriga myndigheten ska lämna viss information till</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">Esma med början redan den 16 december 2014 har det blivit nödvändigt</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">att utse Finansinspektionen till behörig myndighet genom att under</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">hösten 2014 ändra i förordningen (2009:93) med instruktion för Finans-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">inspektionen (se SFS 2014:1325).</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p60 ft2">Den framtida tillsynen av en eller möjligen flera värdepapperscentraler</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">enligt förordningen om värdepapperscentraler väntas bli mer omfångsrik</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">än som hittills har varit fallet enligt bestämmelserna i kontoföringslagen,</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">avvecklingslagen och lagen om värdepappersmarknaden. Förordningen</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">kompletteras av detaljerade och omfattande bestämmelser i delegerade</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">akter när det gäller den behöriga myndighetens ansvar för att en värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">papperscentral ska tillämpa förordningens regler. Förordningen</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">innehåller vidare bestämmelser om informationsutbyte mellan relevanta</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">myndigheter och Esma som förväntas bli mer tidskrävande än hittills, i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">synnerhet med beaktande av att det tidigare inte har funnits några</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">motsvarande bestämmelser om informationsutbyte när det gäller tillsynen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">över värdepapperscentraler. Det finns även en regel om internaliserad</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">avveckling som i relevanta fall ger upphov till kvartalsvis rapportering</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">till den behöriga myndigheten som i sin tur ska vidarebefordra</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">informationen till Esma. Den utökade verksamheten i dessa delar</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">finansieras genom avgifter som förs på inkomsttitel.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p60 ft2">Förordningen innehåller därutöver regler om avvecklingsdisciplin som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">träffar alla marknadsdeltagare och som kan komma att resultera i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">anmälningar till Finansinspektionen. Detta kan i vart fall inte uteslutas.</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">Det bör emellertid noteras att marknadsdeltagarna har erfarenhet av att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">hantera problem i samband med utebliven avveckling, eftersom området</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">hittills har omfattats av självreglering. Antalet anmälningar till</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">Finansinspektionen till följd av utebliven avveckling förväntas därmed</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">bli begränsat. Ansökningar om auktorisation lämnas in endast vid</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">enstaka tillfällen men blir då av större omfattning. En ansökan om</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">auktorisation blir särskilt omfattande om en värdepapperscentral skulle</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ansöka om tillstånd att själv tillhandahålla anknutna banktjänster.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">En specifik fråga i sammanhanget avser övergången från nuvarande</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">bestämmelser i svenska författningar till harmoniserade <NOBR>EU-regler</NOBR> som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">införs genom förordningen. De lagändringar som föreslås i denna propo-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">sition till följd av förordningen föreslås träda i kraft den 1 mars 2016,</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">inbegripet bestämmelser som bemyndigar regeringen att meddela före-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">skrifter om avgiftsuttag för att finansiera Finansinspektionens verksam-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">het. Förordningen själv kan emellertid eventuellt komma att bli tillämplig</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">i relevanta avseenden någon eller några månader tidigare. Esma skulle</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">senast den 18 juni 2015 lägga fram ett antal förslag till tekniska standard-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">er. Tidpunkten för Esmas offentliggörande försenades emellertid till den</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">28 september 2015. När dessa förslag har antagits av kommissionen i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">form av delegerade akter och även trätt i kraft, blir förordningens be-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">stämmelser tillämpliga i de delar som avser värdepapperscentralens</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">verksamhet. Det är därför möjligt att en ansökan från Euroclear Sweden</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">336</P></TD>
<TD class="tr31 td169"><P class="p20 ft2">AB om förnyad auktorisation enligt förordningen kan komma att lämnas</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_337">
<DIV>
<DIV id="id_1">
<P class="p343 ft4">till Finansinspektionen innan inspektionen får ta ut motsvarande avgift (en sådan ansökan ska lämnas inom sex månader räknat från tidpunkten för de relevanta delegerade akternas ikraftträdande).</P>
<P class="p337 ft2"><SPAN class="ft3">Finansinspektionen </SPAN>bedömer att en ansökan om ny auktorisation av Euroclear Sweden AB kan komma att ges in innan ändringarna i konto- föringslagen träder i kraft. Det finns inget stöd för Finansinspektionen att avgiftsbelägga en ansökan som lämnas in före den 1 mars 2016, när de föreslagna lagändringarna träder i kraft. Enligt promemorians förslag ska Finansinspektionen hantera kostnader som har samband med det nya regelverket inom befintliga ekonomiska ramar. Enligt Finansinspek- tionen skulle det innebära att inspektionen använder anslagsmedel som är avsedda för bl.a. tillsynsverksamheten till att pröva ansökningar om tillstånd. Med anledning av Finansinspektionens synpunkter föreslår regeringen att inspektionen, fr.o.m. det datum då ändringarna i kontoföringslagen har utfärdats och offentliggjorts, får ta ut avgifter för att pröva ansökningar enligt förordningen, även om detta datum inträffar före lagens ikraftträdande (avsnitt 14.1).</P>
<P class="p338 ft4">Finansinspektionen ska hantera de kostnader som har samband med förordningen och kompletterande bestämmelser i svensk lag inom befintliga ekonomiska ramar. För att täcka kostnader till följd av Finansinspektionens prövning av ansökningar och anmälningar föreslås att inspektionen, enligt de föreskrifter som regeringen meddelar, får ta ut och disponera avgifter för prövning av sådana ärenden.</P>
<P class="p367 ft3">Bolagsverket</P>
<P class="p637 ft2">Enligt förslagen i denna proposition ska avstämningsbolag anmäla till Bolagsverket vilken eller vilka värdepapperscentraler som bolaget har anlitat för att utföra vissa uppgifter för bolagets räkning. Uppgifterna avser dels registrering av bolagets aktier i ett avstämningsregister eller motsvarande register som förs av en utländsk värdepapperscentral, dels åtagandet att ansvara för aktieboken. Bolagsverket ska anteckna uppgift- erna i aktiebolagsregistret.</P>
<P class="p333 ft2">För Bolagsverkets vidkommande blir det således en fråga om att hantera ny information i aktiebolagsregistret. Även om det inte blir en fråga om att byta värdepapperscentral ska de motsvarande uppgifterna ändå antecknas i registret inom viss tid. Därmed ges aktieägare och andra berörda parter full insyn i var kontoföring av bolagens aktier äger rum och vem som ansvarar för aktieboken.</P>
<P class="p336 ft2">De nya uppgifterna bedöms medföra ett behov att övergångsvis upp- datera aktiebolagsregistret. Som nämns ovan bedöms antalet avstäm- ningsbolag, vars uppgifter ska kompletteras, uppgå till cirka 1 200. Eftersom en betydande andel av alla avstämningsbolag är privata bolag, utan spritt aktieägande, är det tänkbart att styrelsen i många fall väljer att behålla ansvaret för aktieboken. I sådana fall krävs det inte någon upp- datering av aktiebolagsregistret i den delen. Om någon sådan anteckning inte görs senast den 31 december 2016 övergår ansvaret för aktieboken till bolagets styrelse. Uppgiften att registrera bolagets aktier i ett avstäm- ningsregister, eller motsvarande register, måste dock alltid utföras av en värdepapperscentral, varför en anteckning i aktiebolagsregistret om den saken blir nödvändig under alla förhållanden. I den mån uppgiften även</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">337</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_338">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p641 ft2">338</P>
</DIV>
<DIV id="id_2">
<P class="p278 ft4">fortsättningsvis utförs av Euroclear Sweden AB blir det dock en fråga om att införa en och samma upplysning i aktiebolagsregistret.</P>
<P class="p211 ft2"><SPAN class="ft3">Bolagsverket </SPAN>instämmer i promemorians bedömning att förslaget kommer att medföra vissa systemtekniska uppdateringar av aktiebolags- registret. Bolagsverket uppger dock att det är svårt att veta exakt hur stor den kostnaden kan komma att bli. Det finns även ett behov av att initialt uppdatera informationen i aktiebolagsregistret. Efter det att aktiebolags- registret har blivit uppdaterat med uppgift om bolagens val av värde- papperscentral väntas det fortsatta behovet att uppdatera aktiebolags- registret bli begränsat. Behovet av fortlöpande uppdatering blir beroende av i vilken takt avstämningsbolag väljer att låta registrera sina aktier hos en utländsk värdepapperscentral. Det är förväntat att denna utveckling kommer att ske gradvis och att omfattningen inledningsvis kommer att vara mycket begränsad.</P>
<P class="p655 ft2">Bolagsverkets verksamhet finansieras genom avgifter. Bolagsverket ska hantera de kostnader som har samband med förordningen och komp- letterande bestämmelser i svensk lag inom befintlig finansieringsmodell. För att täcka kostnader till följd av behovet att utöka informationen i aktiebolagsregistret föreslås att Bolagsverket, enligt de föreskrifter som regeringen meddelar, får ta ut och disponera avgifter för att tillgodose det behovet.</P>
<P class="p361 ft3">Skatteverket</P>
<P class="p719 ft2">Förslagen i kupongskattelagen om att den centrala värdepappersför- vararens ansvar för innehållande, redovisning och betalning av kupong- skatt tas över av värdepapperscentralerna (se avsnitt 13.1), kommer att leda till ökade kostnader för Skatteverket i form av handläggning av åtaganden, framtagning av blanketter, information samt granskning och kontroll.</P>
<P class="p682 ft2">Förslagen i skatteförfarandelagen om att värdepapperscentraler som hör hemma i en annan stat inom EES än Sverige i vissa fall ska ge in ett åtagande på fastställt formulär till Skatteverket om att göra skatteavdrag från ränta, utdelning och annan avkastning respektive om att lämna vissa kontrolluppgifter om bl.a. ränta, utdelning och annan avkastning, kommer att innebära ökade kostnader för Skatteverket för handläggning av dessa åtaganden. Därutöver tillkommer kostnader för bl.a. fram- tagande av blanketter och andra informationsinsatser samt kontroll.</P>
<P class="p655 ft4"><SPAN class="ft36">Skatteverket </SPAN>instämmer i promemorians bedömning att det är svårt att i nuläget uppskatta omfattningen av Skatteverkets tillkommande arbete och kostnader. Utgångspunkten är att merkostnader för Skatteverket får hanteras inom befintliga ekonomiska ramar. Regeringen avser att följa utvecklingen avseende resursbehovet för arbetet.</P>
<P class="p212 ft3">Konsekvenser för domstolarna</P>
<P class="p670 ft4">Finansinspektionens beslut får överprövas av allmän förvaltningsdom- stol. Finansinspektionen får också ansöka hos allmän förvaltnings- domstol om att en sanktion ska beslutas mot en fysisk person, om ett sanktionsföreläggande inte har godkänts. <SPAN class="ft36">Kammarrätten i Stockholm </SPAN>bedömer att ökade ingripande- och tillsynsmöjligheter har medfört, och kommer att medföra, ett ökat antal överklaganden av Finansinspek-</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_339">
<DIV>
<DIV id="id_1">
<P class="p343 ft2">tionens beslut till Förvaltningsrätten i Stockholm och Kammarrätten i Stockholm. Målen rör komplicerade finansiella transaktioner och inne- håller ofta omfattande utredningar. Många av målen innehåller dessutom frågor som inte har varit föremål för domstolsprövning tidigare. Den EU- rättsliga förankringen erbjuder lite vägledning i form av förarbeten och lämnar svåra tolkningsfrågor till rättspraxis. Målen tillhör de mest arbets- krävande och fordrar skyndsam behandling. Kammarrätten anser därför att domstolarna måste garanteras nödvändiga medel för att kunna hantera den ökade regleringen på finansmarknadsområdet. <SPAN class="ft3">Förvaltningsrätten i Stockholm </SPAN>och <SPAN class="ft3">Domstolsverket </SPAN>anser att måltillströmningen är svår att bedöma. Förvaltningsrätten noterar att vissa typer av beslut som i dag inte går att klaga på kommer att kunna bli föremål för domstolsprövning i framtiden. Domstolsverket konstaterar att det årligen genomförs ett antal reformer som påverkar de allmänna förvaltningsdomstolarnas verk- samhet. I de mån dessa reformer medför en ökad måltillströmning utgör de en belastning på domstolarna som enligt Domstolsverket inte kan hanteras utan resurstillskott.</P>
<P class="p639 ft2">Regeringen konstaterar att det i detta fall rör sig om dels möjliga överklaganden av Finansinspektionens beslut, dels möjliga prövningar av sanktionsförelägganden som inte har godkänts av en fysisk person. De överträdelser av förordningens regler som kan föranleda ett beslut om sanktioner eller andra åtgärder rör sig emellertid om den eller de värde- papperscentraler som har auktorisation av Finansinspektionen, f.n. endast en juridisk person (Euroclear Sweden). Det är inte förväntat att antalet svenska värdepapperscentraler kommer att öka. Såvitt kan bedömas rör det sig därför om en juridisk person som driver central infrastruktur för den svenska värdepappersmarknaden, en verksamhet som utmärks av låga risker. Tillströmningen av mål till berörda domstolar bedöms bli mycket begränsad. Regeringen ser inte anledning att i samband med detta lagstiftningsärende behandla frågan om att tillföra förvaltningsdom- stolarna ytterligare resurser. Eventuella konsekvenser för resursbehovet i förvaltningsdomstolarna får följas upp och hanteras inom befintliga ramar för utgiftsområdet.</P>
<P class="p649 ft3">Konsekvenser i övrigt</P>
<P class="p667 ft2"><SPAN class="ft3">Statistiska centralbyrån </SPAN>ser en risk för ökad börda för uppgiftslämnare när det gäller aktieägarstatistik, finansräkenskaperna, betalningsbalansen och värdepappersstatistik. I dag är Euroclear Sweden en viktig uppgifts- lämnare. I den utsträckning andra värdepapperscentraler anlitas kommer uppgiftsinsamlingen från Euroclear Sweden inte att vara fullständig och behöva kompletteras genom insamling av företagen själva. I den mån detta blir fallet är det i så fall en direkt konsekvens av förordningens direkt tillämpliga regler och inte något fritt val. Det är dessutom för- väntat att denna utveckling kommer att ske gradvis och att omfattningen av de problem som Statistiska centralbyrån anger inledningsvis kommer att vara mycket begränsad.</P>
<P class="p360 ft4">Såvitt kan förutses har förslagen i denna proposition inga ytterligare konsekvenser för stat, kommuner, landsting, företag eller enskilda. Det förutses inte att statsbudgeten ska påverkas eftersom eventuella mer- kostnader ska hanteras inom befintliga ramar.</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">339</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_340">
<TABLE cellpadding=0 cellspacing=0 class="t120">
<TR>
<TD class="tr36 td48"><P class="p20 ft2">Prop. 2015/16:10 <SPAN class="ft23">16</SPAN></P></TD>
<TD class="tr36 td143"><P class="p20 ft1">Författningskommentar</P></TD>
</TR>
</TABLE>
<P class="p785 ft26"><SPAN class="ft24">16.1</SPAN><SPAN class="ft91">Förslaget till lag om ändring i föräldrabalken</SPAN></P>
<P class="p840 ft29">13 kap. 19 § och 14 kap. 21 §</P>
<P class="p594 ft4">Paragraferna gäller överförmyndarens möjligheter att trygga förvalt- ningen av en omyndig persons egendom genom vissa särskilda åtgärder.</P>
<P class="p492 ft2">I <SPAN class="ft3">första stycket 4 </SPAN>i respektive paragraf ersätts termen central värde- pappersförvarare med termen värdepapperscentral. Den senare termen omfattar värdepapperscentraler som är etablerade inom EES (se vidare definitionen i 1 kap. 3 § lagen [1998:1479] om värdepapperscentraler och kontoföring av finansiella instrument, kontoföringslagen). Hänvis- ningarna till kontoföringslagen ändras till följd av att lagens rubrik ändras. Uttrycket rättigheter som registreras enligt kontoföringslagen ersätts också med uttrycket registreras i avstämningsregister enligt konto- föringslagen eller motsvarande utländskt register. Den senare ändringen innebär alltså att vissa utländska register jämställs med svenska avstämningsregister, se vidare författningskommentaren till 1 kap. 10 a § aktiebolagslagen (2005:551). De värdepapperscentraler som avses i paragrafen är alltså svenska värdepapperscentraler eller värdepappers- centraler som är etablerade i ett annat land inom EES än Sverige och som tillhandahåller tjänster här i landet, t.ex. genom att registrera aktier i svenska avstämningsbolag i en utländsk motsvarighet till ett avstäm- ningsregister enligt kontoföringslagen.</P>
<P class="p861 ft2">Övervägandena finns i avsnitten 6.2, 6.3 och 7.4.</P>
<P class="p862 ft29">16 kap. 10 a §</P>
<P class="p660 ft4">Paragrafen gäller skyldigheten för bl.a. banker att lämna vissa uppgifter till överförmyndaren.</P>
<P class="p492 ft2">I <SPAN class="ft3">andra stycket </SPAN>ersätts termen central värdepappersförvarare med termen svenska värdepapperscentraler (se författningskommentaren till 13 kap. 19 § och 14 kap. 21 §).</P>
<P class="p863 ft2">Övervägandena finns i avsnitt 6.2.</P>
<TABLE cellpadding=0 cellspacing=0 class="t121">
<TR>
<TD class="tr53 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr53 td246"><P class="p471 ft26">16.2</P></TD>
<TD class="tr53 td257"><P class="p20 ft26">Förslaget till lag om ändring i lagen (1936:83)</P></TD>
</TR>
<TR>
<TD class="tr42 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td246"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td257"><P class="p20 ft26">angående vissa utfästelser om gåva</P></TD>
</TR>
<TR>
<TD class="tr42 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td246"><P class="p471 ft29">2 §</P></TD>
<TD class="tr42 td257"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td254"><P class="p471 ft2">Paragrafen gäller fullbordan av en gåvoutfästelse.</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td254"><P class="p472 ft2">Till följd av att rubriken till lagen (1998:1479) om kontoföring av</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td254"><P class="p471 ft2">finansiella instrument ändras görs en följdändring i paragrafen. Övriga</P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td254"><P class="p471 ft2">ändringar är av språklig karaktär.</P></TD>
</TR>
<TR>
<TD class="tr31 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td254"><P class="p472 ft2">Övervägandena finns i avsnitt 6.3.</P></TD>
</TR>
<TR>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td246"><P class="p471 ft29">3 §</P></TD>
<TD class="tr41 td257"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td254"><P class="p471 ft2">Paragrafen gäller fullbordan av en gåvoutfästelse avseende en rättighet</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td254"><P class="p471 ft2">som manifesteras i aktiebrev, löpande skuldebrev och vissa andra hand-</P></TD>
</TR>
<TR>
<TD class="tr34 td61"><P class="p17 ft2">340</P></TD>
<TD class="tr34 td246"><P class="p471 ft2">lingar.</P></TD>
<TD class="tr34 td257"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_341">
<P class="p151 ft4">I <SPAN class="ft36">andra stycket </SPAN>ersätts den inaktuella hänvisningen till den upphävda Prop. 2015/16:10 aktiekontolagen (1989:827) av en hänvisning till lagen (1998:1479) om värdepapperscentraler och kontoföring av finansiella instrument (se även författningskommentaren till 2 §). Hänvisningen till 8 kap. i den upp-</P>
<P class="p114 ft2">hävda lagen ersätts av en hänvisning till 3 kap. <NOBR>7–13</NOBR> §§ lagen om värde- papperscentraler och kontoföring av finansiella instrument. De sist- nämnda bestämmelserna gäller förvaltarregistrering av finansiella instru- ment. Det är alltså denna form av registrering som avses med att rättig- heten förvaltas av en viss förvaltare (se vidare avsnitt 11). Termen under- rättelse i sista meningen i andra stycket syftar på en sådan denuntiation som görs enligt 3 kap. 10 § tredje stycket lagen om värdepapperscentral- er och kontoföring av finansiella instrument (se vidare avsnitt 11.1).</P>
<P class="p864 ft22">I paragrafen görs även ändringar av språklig karaktär. Övervägandena finns i avsnitt 6.3.</P>
<P class="p865 ft72"><SPAN class="ft24">16.3</SPAN><SPAN class="ft116">Förslaget till lag om ändring i kupongskattelagen (1970:624)</SPAN></P>
<P class="p866 ft29">2 §</P>
<P class="p114 ft4">Ändringarna i <SPAN class="ft36">första stycket </SPAN>är en följd av att den centrala värdepappers- förvararens ansvar för innehållande, redovisning och betalning av ku- pongskatt tas över av en värdepapperscentral.</P>
<P class="p48 ft2">Termen ”värdepapperscentral” har samma innebörd som i 1 kap. 3 § lagen om värdepapperscentraler och kontoföring av finansiella instru- ment. Det innebär i sin tur att termen ”värdepapperscentral” har samma innebörd som i artikel 2.1.1 i förordningen om värdepapperscentraler, i den ursprungliga lydelsen.</P>
<P class="p277 ft2">Övervägandena finns i avsnitten 6.2 och 13.1.</P>
<P class="p401 ft29">7, 8, 9, 10, 11, 11 b, 11 c, 20, 22 och 25 §§</P>
<P class="p169 ft4">Ändringarna i paragraferna är en följd av att den centrala värdepap- persförvararens ansvar för innehållande, redovisning och betalning av kupongskatt tas över av en värdepapperscentral. Dessutom görs vissa redaktionella ändringar i 8, 9, 10, 11, 20, 22 och 25 §§.</P>
<P class="p140 ft2">Övervägandena finns i avsnitt 13.1.</P>
<P class="p401 ft29">11 a §</P>
<P class="p169 ft4">Ändringarna i paragrafen är en följd av att den centrala värdepappers- förvararens ansvar för innehållande, redovisning och betalning av ku- pongskatt tas över av en värdepapperscentral.</P>
<P class="p48 ft2">Av paragrafen framgår att ansvaret för kupongskatt i fråga om utdelning på aktier i avstämningsbolag som inte är förvaltarregistrerade ligger på bolaget, om bolaget inte har uppdragit åt en värdepappers- central att sända ut utdelningen. De värdepapperscentraler som kan komma i fråga är en värdepapperscentral som hör hemma i Sverige eller en värdepapperscentral som hör hemma i en annan stat inom Europeiska ekonomiska samarbetsområdet (EES) än Sverige och som bedriver verksamhet från fast driftställe här (<SPAN class="ft3">första stycket 1</SPAN>) eller en värdepap-</P>
<P class="p172 ft117">perscentral som hör hemma i en annan stat inom EES än Sverige och</P>
<P class="p163 ft2">341</P>
</DIV>
<DIV id="page_342">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td224"><P class="p94 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td188"><P class="p60 ft2">som inte bedriver verksamhet från fast driftställe här (<SPAN class="ft3">första stycket 2</SPAN>).</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">För en värdepapperscentral som hör hemma i en annan stat inom EES än</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">Sverige utan fast driftställe här krävs dessutom enligt första stycket 2 att</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">värdepapperscentralen för bolaget har gett in ett åtagande till</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">Skatteverket om att ansvara för innehållande, redovisning och betalning</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">av kupongskatt. I paragrafen finns inte någon bestämmelse om när</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">åtagandet ska ges in till Skatteverket. Genom att åtagandet förutsätter att</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">bolaget har uppdragit åt värdepapperscentralen att sända ut utdelningen</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">ligger det i sakens natur att åtagandet ska ges in innan värde-</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">papperscentralen betalar ut utdelningen. Det sker lämpligen i samband</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">med att värdepapperscentralen har kommit överens med bolaget om att ta</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">ansvar för kupongskatt.</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p219 ft2">Begreppet ”fast driftställe” har samma innebörd som i 2 kap. 29 § in-</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">komstskattelagen (1999:1229).</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p219 ft2">Av <SPAN class="ft3">andra stycket</SPAN>, som är nytt, framgår att åtagandet enligt första</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">stycket 2 ska göras på fastställt formulär samt innehålla nödvändiga</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">identifikationsuppgifter för värdepapperscentralen och avstämnings-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">bolaget. Vilka identifikationsuppgifter som är nödvändiga får regleras i</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">kupongskatteförordningen (1971:49). Identifikationsuppgifter är normalt</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">namn, organisationsnummer eller motsvarande utländska nummer och</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">postadress.</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p219 ft2">Ansvaret för kupongskatt vid förvaltarregistrering framgår av 12 §.</P></TD>
</TR>
<TR>
<TD class="tr27 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td188"><P class="p219 ft2">Övervägandena finns i avsnitt 13.1.</P></TD>
</TR>
<TR>
<TD class="tr41 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td188"><P class="p60 ft29">12 §</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">Ändringarna i paragrafen är en följd av att den centrala värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">förvararens ansvar för innehållande, redovisning och betalning av ku-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">pongskatt tas över av en värdepapperscentral.</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p219 ft2">Första stycket 1 gäller ansvaret för kupongskatt vid förvaltarregistre-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">ring av aktier i avstämningsbolag. Första stycket 2 gäller förvaltarregi-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">strering av andelar i värdepappersfonder eller specialfonder där fondbo-</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">laget eller <NOBR>AIF-förvaltaren</NOBR> för registret över andelsinnehavarna. Första</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">stycket 3 gäller förvaltarregistrering av andelar i värdepappersfonder och</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">specialfonder där registret över andelsinnehavarna förs av den centrala</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">värdepappersförvararen (se t.ex. prop. 2005/06:39 s. 52). I samtliga fall</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">är det förvaltaren som har ansvaret för kupongskatten.</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p219 ft2">Förslaget innebär att den centrala värdepappersförvararens ansvar för</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">kupongskatt tas över av en värdepapperscentral. Vid förvaltarregistrering</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">ligger ansvaret för kupongskatt kvar på förvaltaren. Det gäller förvaltare</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">som av en värdepapperscentral som hör hemma i Sverige har fått med-</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">givande till registrering som förvaltare.</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p219 ft2">Bestämmelsen i 5 kap. 14 § aktiebolagslagen om förvaltarregistrering</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">gör i dess nya lydelse inte skillnad mellan förvaltare som av en värdepap-</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">perscentral som hör hemma i Sverige eller en värdepapperscentral som</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">hör hemma i annan stat inom Europeiska ekonomiska samarbetsområdet</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">(EES) än Sverige har fått medgivande som förvaltare. Det beror på att</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">ansvaret för aktieboken – såvitt nu är av intresse – ska kunna tas av en</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">värdepapperscentral som hör hemma i en annan stat inom EES än</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">Sverige. För att inte förvaltare som av en värdepapperscentral som hör</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">hemma i en annan stat inom EES än Sverige har fått medgivande till</P></TD>
</TR>
<TR>
<TD class="tr31 td224"><P class="p858 ft2">342</P></TD>
<TD class="tr31 td188"><P class="p60 ft2">registrering som förvaltare ska omfattas av bestämmelsen om ansvar för</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_343">
<P class="p548 ft4">kupongskatt vid förvaltarregistrering, klargörs i <SPAN class="ft36">första stycket 1 </SPAN>att det Prop. 2015/16:10 bara omfattar (svenska och utländska) förvaltare som av en värdepap-</P>
<P class="p532 ft2">perscentral som hör hemma i Sverige har fått medgivande till registrering som förvaltare.</P>
<P class="p527 ft2">Övervägandena finns i avsnitt 13.1.</P>
<P class="p658 ft29">Ikraftträdande- och övergångsbestämmelser</P>
<P class="p867 ft4"><SPAN class="ft36">Punkten 1 </SPAN>innebär att lagändringarna träder i kraft den 1 mars 2016. Enligt <SPAN class="ft36">punkten 2 </SPAN>ska bestämmelserna i 2, <NOBR>7–9,</NOBR> <NOBR>10–12,</NOBR> 20, 22 och 25 §§</P>
<P class="p532 ft4">i den nya lydelsen tillämpas på utdelning som betalas ut efter den 29 februari 2016.</P>
<P class="p440 ft2">Av <SPAN class="ft3">punkten 3 </SPAN>följer att äldre bestämmelser ska fortsätta att tillämpas på utdelning som betalas ut av en central värdepappersförvarare som enligt punkten 2 av ikraftträdande- och övergångsbestämmelserna till lagen (2015:000) om ändring i lagen (1998:1479) om kontoföring av finansi- ella instrument får fortsätta med sådan verksamhet efter den 29 februari 2016 till dess att ansökan om tillstånd har prövats slutligt. Se kom- mentaren till punkten 2 av ikraftträdande- och övergångsbestämmelserna till lagen om ändring i lagen om kontoföring av finansiella instrument.</P>
<P class="p339 ft2">Övervägandena finns i avsnitten 14.1 och 14.3.</P>
<P class="p868 ft72"><SPAN class="ft24">16.4</SPAN><SPAN class="ft116">Förslag till lag om ändring i lagen (1992:160) om utländska filialer m.m.</SPAN></P>
<P class="p654 ft29">3 §</P>
<P class="p615 ft4">Paragrafen innehåller upplysningar om vilka särskilda bestämmelser som finns i fråga om rätten för vissa utländska företag att driva verksamhet i Sverige.</P>
<P class="p869 ft2">Hänvisningen i nuvarande <SPAN class="ft3">punkten 6 </SPAN>till bestämmelserna om centrala värdepappersförvarare i 2 kap. 6 § lagen (1998:1479) om kontoföring av finansiella instrument utgår. Ändringen görs till följd av att 2 kap. i den lagen upphör att gälla och att några motsvarande bestämmelser inte finns i den nya lydelsen av lagen om värdepapperscentraler och kontoföring av finansiella instrument, som är den lagens nya rubrik. Regler om rätten för utländska värdepapperscentraler att etablera en filial finns i stället i artikel 25.1 i förordningen om värdepapperscentraler.</P>
<P class="p440 ft4">I nuvarande <SPAN class="ft36">punkten 12 </SPAN>görs det en rättelse av <NOBR>SFS-numret</NOBR> till lagen om förvaltare av alternativa investeringsfonder.</P>
<P class="p527 ft2">Övervägandena finns i avsnitt 8.3.</P>
<P class="p870 ft67">16.5 Förslaget till lag om ändring i lagen (1998:1479) om kontoföring av finansiella instrument</P>
<TABLE cellpadding=0 cellspacing=0 class="t106">
<TR>
<TD class="tr28 td297"><P class="p20 ft2">Rubriken till lagen ändras till lagen om värdepapperscentraler och konto-</P></TD>
<TD class="tr28 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">föring av finansiella instrument.</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td297"><P class="p60 ft2">Övervägandena finns i avsnitt 6.3.</P></TD>
<TD rowspan=2 class="tr43 td79"><P class="p17 ft2">343</P></TD>
</TR>
<TR>
<TD class="tr58 td297"><P class="p20 ft95"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_344">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p641 ft2">344</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft29">1 kap.</P>
<P class="p663 ft29">1 §</P>
<P class="p278 ft4">I paragrafen finns en beskrivning av innehållet i lagen. En rubrik av den innebörden tas in närmast före paragrafen.</P>
<P class="p211 ft2"><SPAN class="ft3">Första stycket </SPAN>ändras på så sätt att det anges att bestämmelserna i lagen syftar till att komplettera förordningen om värdepapperscentraler. Eftersom förordningen är direkt tillämplig och <NOBR>EU-rätten</NOBR> har företräde framför svensk rätt, har alltså bestämmelserna i lagen karaktären av kompletteringar i förhållande till förordningen, som har företräde framför lagen (se avsnitt 6.1). Bestämmelsen rör en upplysning om de bestäm- melser som finns i förordningen. Det är därför ändamålsenligt att hänvis- ningen till <NOBR>EU-förordningen</NOBR> är dynamisk, dvs. avser förordningen i den vid varje tidpunkt gällande lydelsen. Frågan om kontoföring berörs i andra stycket.</P>
<P class="p659 ft2">I <SPAN class="ft3">andra stycket </SPAN>anges att det finns särskilda bestämmelser om konto- föring av finansiella instrument i lagen. Detta uttryck definieras i 3 § (se även avsnitt 7.2). Kontoföring av finansiella instrument regleras inte närmare i förordningen.</P>
<P class="p368 ft4">Till följd av reglerna i förordningen upphävs det nuvarande <SPAN class="ft36">tredje stycket </SPAN>(se avsnitt 8.3).</P>
<P class="p527 ft2">Övervägandena finns i avsnitten 6.1 och 7.2.</P>
<P class="p348 ft29">2 §</P>
<P class="p871 ft2">I paragrafen anges lagens tillämpningsområde. Den nuvarande bestäm- melsen i paragrafen om auktorisation som central värdepappersförvarare ersätts av reglerna om auktorisation av värdepapperscentral i bl.a. artikel 16 i förordningen om värdepapperscentraler (se avsnitt 8.3). Av den anledningen upphävs 2 kap. som behandlar auktorisation av centrala värdepappersförvarare.</P>
<P class="p682 ft2">I <SPAN class="ft3">första stycket </SPAN>anges att lagen som huvudregel tillämpas endast på svenska värdepapperscentraler samt på kontoförande institut och förval- tare som har antagits av en sådan värdepapperscentral. En svensk värde- papperscentral är en värdepapperscentral som är etablerad i Sverige. Förordningen om värdepapperscentraler reglerar den verksamhet som drivs av samtliga värdepapperscentraler inom EES, inklusive värde- papperscentraler från tredjeland som driver verksamhet här. Lagen tillämpas dock endast på verksamhet som drivs i Sverige och som således faller under svensk jurisdiktion. Av den anledningen anges också i första stycket att lagens bestämmelser i viss utsträckning tillämpas på bl.a. värdepapperscentraler som är etablerade i ett annat land inom EES än Sverige och värdepapperscentraler från tredjeland. Värdepapperscentral och värdepapperscentral från tredjeland definieras i 3 § genom hänvis- ning till förordningen om värdepapperscentraler. Termerna har således samma innebörd i lagen som i den direkt tillämpliga förordningen.</P>
<P class="p648 ft4">I <SPAN class="ft36">andra stycket </SPAN>anges att vissa bestämmelser tillämpas på var och en som driver viss verksamhet. För det första avses den som driver verk- samhet som värdepapperscentral utan att vara berättigad till det enligt förordningen om värdepapperscentraler, framför allt då auktorisation saknas (9 kap. 6 §). För det andra avses verksamhet som drivs av någon</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_345">
<DIV>
<DIV id="id_1">
<P class="p343 ft4">till vilken en värdepapperscentral har utkontrakterat sin verksamhet (9 kap. 8 §, se särskilt första stycket).</P>
<P class="p346 ft4">I fråga om lagens tillämpningsområde kan det nämnas att det i 4 kap. finns bestämmelser om bl.a. vad som får registreras i avstämnings- register. Dessa bestämmelser riktar sig i första hand till svenska värde- papperscentraler, men har givetvis även betydelse för emittenterna (bl.a. avstämningsbolagen).</P>
<P class="p367 ft29">3 §</P>
<P class="p343 ft4">Paragrafen innehåller definitioner av olika termer och uttryck som före- kommer i lagen.</P>
<P class="p337 ft2">De olika termer och uttryck som definieras anges i bokstavsordning. I fråga om definitionen av finansiella instrument förtydligas att aktier och vissa aktierelaterade rättigheter som avser avstämningsbolag som är privata aktiebolag ska jämställas med finansiella instrument vid tillämp- ningen av lagen (se avsnitt 6.4). Det påverkar lagens tillämpnings- område.</P>
<P class="p346 ft2">Därutöver görs ändringar till följd av förordningen om värdepappers- centraler. En definition av termen avstämningsregister tas in. Defini- tionen hänvisar till 4 kap. 1 § och innebär därför ingen ändring i sak (se avsnitt 7.1).</P>
<P class="p346 ft2">En ny definition av förordningen om värdepapperscentraler tas in för att underlätta hänvisningar till reglerna i förordningen. Denna definition fanns inte i promemorians förslag. <SPAN class="ft3">Lagrådet </SPAN>anför att en definition av förordningen om värdepapperscentraler som avser förordningen i dess ursprungliga lydelse innebär att hänvisningar som görs i lagtexten till förordningen är statiska, dvs. eventuellt senare ändringar i förordningen avses inte bli beaktade vid tillämpning av de bestämmelser som direkt kopplas till förordningen. Lagrådet anför vidare att det i remissen saknas en beskrivning av de överväganden som ligger bakom denna hänvis- ningsteknik. Lagrådet anser att en genomgång bör ske av samtliga bestämmelser där den statiska definitionen kommer till användning. Om denna analys visar att hänvisningar åtminstone i vissa fall bör vara dyna- miska, dvs. avse förordningens i den vid varje tidpunkt gällande lydelsen, bör definitionen eller de paragrafer där den används ses över. Med hän- syn till Lagrådets synpunkter anser regeringen att det inte är lämpligt att definitionen av förordningen är statisk eftersom förordningen är direkt tillämplig i medlemsstaterna och ska tillämpas parallellt med förevarande lag. I förhållande till lagrådsremissens förslag har därför definitionen av förordningen i lagen ändrats så att den är dynamisk, dvs. att eventuella senare lydelser av förordningen omfattas av definitionen. I stället har det i berörda hänvisningar till förordningen i lagen angetts när det är den ursprungliga lydelsen som avses, dvs. när hänvisningen är statisk. Utgångspunkten bör vara att om framtida förordningsändringar får genomslag i svensk lag på ett sätt som bör underställas riksdagens pröv- ning bör en hänvisning vara statisk. Frågan om huruvida hänvisningar som görs i lagtexten till förordningen är statiska eller dynamiska behand- las i författningskommentaren till berörda bestämmelser.</P>
<P class="p872 ft22">Definitionen av termen värdepapperscentral ersätter den nuvarande definitionen av termen central värdepappersförvarare. Därutöver tas det</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">345</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_346">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td224"><P class="p94 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td188"><P class="p60 ft2">in en definition av termen värdepapperscentral från tredjeland (se även</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">författningskommentaren till 2 §).</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p219 ft2">Definitionerna av termer som avser värdepapperscentraler har justerats</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">med beaktande av <SPAN class="ft3">Lagrådets </SPAN>synpunkter.</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p219 ft2">Hänvisningarna till definitionerna i förordningen innebär att en</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">distinktion görs mellan å ena sidan värdepapperscentraler och å andra</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">sidan värdepapperscentraler från tredjeland. Den förra kategorin omfattar</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">endast juridiska personer som är etablerade inom EES. Den senare</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">kategorin ingår därför inte i den förra kategorin. Detta förhållande fram-</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">går av artikel 2.1.1 i förordningen. Den regeln anger att en värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">central ska driva ett avvecklingssystem. Ett sådant avvecklingssystem</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">ska vara etablerat inom EES (artikel 2 a i Europaparlamentets och rådets</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">direktiv 98/26/EG av den 19 maj 1998 om slutgiltig avveckling i system</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">för överföring av betalningar och värdepapper). Av den anledningen</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">drivs det också av en systemoperatör (en värdepapperscentral) som är</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">etablerad inom EES. Av artikel 2.1.2 framgår också att värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">centraler från tredjeland endast driver ett system som liknar ett avveck-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">lingssystem, dvs. inte utgör ett avvecklingssystem. Att termen värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">papperscentral inte omfattar juridiska personer som är etablerade i ett</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">land utanför EES framgår också indirekt av ett flertal andra regler i</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">förordningen. Exempelvis anges det i artikel 16 att en värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">central ska auktoriseras av den behöriga myndigheten i den <SPAN class="ft3">medlemsstat</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">(det land inom EES) där den är etablerad.</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p219 ft2">I paragrafen tas det också in en definition av termen utsett kreditinstitut</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">till följd av förordningen. Detta begrepp förekommer bl.a. i 9 kap.</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p219 ft2">Termerna finansiellt instrument, utsett kreditinstitut, värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">central och värdepapperscentral från tredjeland definieras genom hän-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">visning till definitionerna i förordningen. De definitionerna har betydelse</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">för lagens tillämpningsområde. Hänvisningarna till förordningen bör där-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">för avse <NOBR>EU-bestämmelserna</NOBR> i en viss angiven lydelse, s.k. statiska hän-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">visningar, och utformas enligt nya anvisningar för författningsskrivning.</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">En följd av att ha statiska hänvisningar blir att om <NOBR>EU-bestämmelserna</NOBR></P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">ändras behöver lagstiftaren överväga om någon ändring bör göras i den</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">nationella lagstiftningen.</P></TD>
</TR>
<TR>
<TD class="tr27 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td188"><P class="p219 ft2">Övervägandena finns i avsnitten 6.2, 6.4, 7.1 och 7.2.</P></TD>
</TR>
<TR>
<TD class="tr41 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td188"><P class="p60 ft29">4 §</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">Paragrafen, som är ny, motsvarar närmast 1 kap. 1 § andra stycket i</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">lagens nuvarande lydelse.</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p219 ft2">I paragrafen anges på vilket sätt svenska värdepapperscentraler (se</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">författningskommentaren till 2 §) ska tillhandahålla en central konto-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">föringstjänst enligt förordningen om värdepapperscentraler. Denna tjänst,</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">som gäller kontoföring på den högsta nivån, är en huvudtjänst enligt</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">förordningen (se avsnitt A i bilagan till förordningen). De båda termerna</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">är dock inte synonyma. Eftersom förordningen saknar närmare bestäm-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">melser om hur kontoföringen ska gå till, preciseras detta i stället av</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">respektive medlemsstat (se även författningskommentaren till 1 §).</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">Svenska värdepapperscentraler som är auktoriserade att tillhandahålla en</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">central kontoföringstjänst ska göra detta genom att föra avstämnings-</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">register (se även avsnitten 7.1 och 7.4). Det framgår av att definitionen</P></TD>
</TR>
<TR>
<TD class="tr31 td224"><P class="p858 ft2">346</P></TD>
<TD class="tr31 td188"><P class="p60 ft2">av uttrycket kontoföring av finansiella instrument innehåller termen</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_347">
<DIV>
<DIV id="id_1">
<P class="p343 ft4">avstämningsregister. Såväl termen avstämningsregister som uttrycket kontoföring av finansiella instrument definieras i 3 § (se även författ- ningskommentaren till den paragrafen). Närmare bestämmelser om avstämningsregister finns i 4 kap.</P>
<P class="p337 ft2">I paragrafen kopplas förordningen om värdepapperscentraler ihop med bestämmelserna om kontoföring av finansiella instrument i lagen. Bestämmelserna om kontoföring av finansiella instrument reglerar hur en svensk värdepapperscentral ska utföra huvudtjänsten central konto- föringstjänst enligt förordningen. En eventuell ändring av innebörden av huvudtjänsten central kontoföring i förordningen skulle därigenom få direkt inverkan på bestämmelserna om kontoföring av finansiella instru- ment. Hänvisningen till förordningen bör därför avse <NOBR>EU-bestämmel-</NOBR> serna i en viss angiven lydelse, s.k. statisk hänvisning, och utformas enligt nya anvisningar för författningsskrivning. En följd av att ha en statisk hänvisning blir att om <NOBR>EU-bestämmelserna</NOBR> ändras behöver lag- stiftaren överväga om någon ändring bör göras i den nationella lagstift- ningen. Se även författningskommentaren till 3 §.</P>
<P class="p351 ft2">Även huvudtjänsten notarietjänst enligt förordningen har en koppling till denna bestämmelse (se även avsnitten 7.1 och 7.4). Notarietjänsten motsvarar närmast att lägga upp ett avstämningsregister, vilket är en förutsättning för att kontoföring därefter ska kunna ske.</P>
<P class="p346 ft4">I aktiebolagslagen (2005:551) jämställs vissa utlänska register med svenska avstämningsregister (se 1 kap. 10 a §).</P>
<P class="p527 ft2">Övervägandena finns i avsnitt 7.2.</P>
<P class="p348 ft29">5 §</P>
<P class="p671 ft2">I paragrafen, som är ny, anges att Finansinspektionen är behörig myndig- het enligt förordningen om värdepapperscentraler. Det innebär att de befogenheter som för behöriga myndigheter följer direkt av förordningen eller <NOBR>EU-rättsakter</NOBR> som har antagits med stöd av förordningen är tillämpliga på Finansinspektionen. Det gäller t.ex. frågor om auktorisa- tion av värdepapperscentraler.</P>
<P class="p333 ft2">Enligt artikel 11 i förordningen ska varje medlemsstat utse den be- höriga myndighet som ska ansvara för utförandet av uppgifterna enligt förordningen i samband med auktorisation och tillsyn av värdepappers- centraler. Det är av stor vikt för tilltron till det finansiella systemet och dess funktion att det finns en behörig myndighet vars befogenheter att agera inte kan ifrågasättas. Bestämmelsen rör vilken myndighet som i Sverige ska vara behörig myndighet enligt förordningen. Det är därför ändamålsenligt att hänvisningen till <NOBR>EU-förordningen</NOBR> är dynamisk, dvs. avser förordningen i den vid varje tidpunkt gällande lydelsen. Finans- inspektionen är således behörig myndighet enligt förordningen även efter en eventuell framtida ändring av den.</P>
<P class="p338 ft22">Övervägandena finns i avsnitt 8.1 (se även avsnitt 8.2 om s.k. relevanta myndigheter).</P>
<P class="p367 ft29">6 §</P>
<P class="p667 ft4">Paragrafen, som är ny, införs till följd av artikel 65.3 i förordningen om värdepapperscentraler. Den gäller anmälningar om missförhållanden, s.k. whistleblowing.</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">347</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_348">
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<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p641 ft2">348</P>
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<P class="p211 ft2">I <SPAN class="ft3">första stycket </SPAN>anges att svenska värdepapperscentraler och konto- förande institut ska tillhandahålla ändamålsenliga system för att från anställda omhänderta rapporter om misstänkta överträdelser av bestäm- melser som gäller för verksamheten inom företagen. Av uttrycket miss- tänkta överträdelser följer att rapporteringen kan gälla överträdelser som ännu inte har blivit föremål för prövning av Finansinspektionen eller någon annan myndighet eller av domstol.</P>
<P class="p659 ft4"><SPAN class="ft36">Andra stycket </SPAN>utgör en erinran om bestämmelserna i personuppgifts- lagen.</P>
<P class="p211 ft4">Paragrafen är utformad efter förebild av 6 kap. 2 a § lagen (2004:297) om bank- och finansieringsrörelse.</P>
<P class="p185 ft2">Övervägandena finns i avsnitt 8.9.5.</P>
<P class="p348 ft29">7 §</P>
<P class="p871 ft2">Paragrafen, som är ny, innehåller ett bemyndigande i fråga om före- skrifter om handläggningen av ärenden om auktorisation av värde- papperscentraler i Sverige. Den motsvarar 9 kap. 1 § andra stycket i den nuvarande lydelsen av lagen. <NOBR>EU-kommissionen</NOBR> får anta tekniska standarder i fråga om auktorisationsförfarandet (se artikel 17.9 och 17.10 i förordningen om värdepapperscentraler). Det kan dock tänkas att det trots dessa standarder finns ett behov av kompletterande föreskrifter.</P>
<P class="p873 ft2">Övervägandena finns i avsnitt 8.3.</P>
<P class="p649 ft29">3 kap.</P>
<P class="p663 ft29">1 §</P>
<P class="p871 ft4">Paragrafen innehåller allmänna krav på de juridiska personer som en svensk värdepapperscentral får anta som kontoförande institut.</P>
<P class="p211 ft2">I <SPAN class="ft3">första stycket </SPAN>inskränks kretsen av juridiska personer som får antas som kontoförande institut genom att kategorin juridiska personer som har en betryggande kapitalstyrka m.m. utgår. Denna krets begränsas i stället till dels vissa offentliga institutioner, dels företag som står under tillsyn av Finansinspektionen eller motsvarande utländsk myndighetet (s.k. finansiella företag).</P>
<P class="p368 ft2">I <SPAN class="ft3">första stycket 1 </SPAN>jämställs andra centralbanker med Riksbanken. På motsvarande sätt jämställs utländska offentliga institutioner som i sitt hemland har i uppdrag att förvalta eller deltar i förvaltningen av stats- skulden med Riksgäldskontoret. Ändringen föranleds av den ovan beskrivna inskränkningen av kretsen av kontoförande institut. Med anledning av synpunkter från <SPAN class="ft3">Ekobrottsmyndigheten </SPAN>och <SPAN class="ft3">Riksgälds- kontoret </SPAN>görs en justering av lydelsen i förhållande till promemorians förslag.</P>
<P class="p682 ft2">I <SPAN class="ft3">första stycket 2 </SPAN>anges juridiska personer som står under Finans- inspektionens tillsyn. Med uttrycket under tillsyn avses inte registrering eller anmälningsskyldighet enligt lagen (1996:1006) om anmälningsplikt avseende viss finansiell verksamhet. Alla juridiska personer som står under Finansinspektionens tillsyn uppfyller dock inte kraven i andra stycket. Dessa krav måste vara uppfyllda för att en viss juridisk person ska få antas som kontoförande institut.</P>
<P class="p655 ft22">I <SPAN class="ft41">första stycket 3 </SPAN>jämställs vissa utländska juridiska personer med svenska juridiska personer som står under Finansinspektionens tillsyn.</P>
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<P class="p343 ft4">Med motsvarande tillsyn avses tillsyn av en myndighet på finansmark- nadsområdet, förutsatt att tillsynen är av åtminstone motsvarande omfattning som enligt svensk lag. Såväl företag från länder inom EES som företag från tredjeland omfattas.</P>
<P class="p337 ft2">I <SPAN class="ft3">andra stycket </SPAN>anges krav på kapital m.m. i fråga om de kontoförande instituten enligt första stycket 2 och 3. Kravet, som delvis motsvarar första stycket i lagens nuvarande lydelse, är alltså inte tillämpligt på t.ex. Riksbanken.</P>
<P class="p339 ft2">Övervägandena finns i avsnitt 10.2.</P>
<P class="p348 ft29">2 §</P>
<P class="p671 ft2">Paragrafen innehåller bestämmelser om vilka registreringsåtgärder som kontoförande institut får vidta. Det rör sig om dels sådana åtgärder som vidtas för egen räkning, dels åtgärder för annans räkning. Med annans räkning avses t.ex. att ett värdepappersinstitut agerar för en kunds räk- ning.</P>
<P class="p346 ft4">Till följd av ändringarna i <SPAN class="ft36">andra stycket </SPAN>utvidgas kretsen av juridiska personer som får tillåtas att vidta registreringsåtgärder för annans räk- ning.</P>
<P class="p337 ft2">Ändringen i <SPAN class="ft3">andra stycket 3 </SPAN>innebär i huvudsak ingen ändring i sak (i fråga om den ändrade terminologin, se avsnitt 6.2). Bestämmelsen rör vilka juridiska personer som en svensk värdepapperscentral får medge rätt att som kontoförande institut vidta registreringsåtgärder för annans räkning. Hänvisningen bör därför avse <NOBR>EU-bestämmelserna</NOBR> i en viss an- given lydelse, s.k. statisk hänvisning, och utformas enligt nya anvis- ningar för författningsskrivning. En följd av att ha en statisk hänvisning blir att om <NOBR>EU-bestämmelserna</NOBR> ändras behöver lagstiftaren överväga om någon ändring bör göras i den nationella lagstiftningen.</P>
<P class="p346 ft2">Ändringen i <SPAN class="ft3">andra stycket 5 </SPAN>innebär en utvidgning av kretsen av finan- siella företag som får vidta registreringsåtgärder för annans räkning (jfr författningskommentaren till 1 §). I första hand avses registrerings- åtgärder som gäller fondandelar som förvaltas av fondbolaget eller förvaltningsbolaget. Emellertid omfattas även registreringsåtgärder som avser andra fonder eller fondföretag, exempelvis då ett fondbolag har tillstånd för diskretionär portföljförvaltning enligt 1 kap. 4 § lagen (2004:46) om värdepappersfonder eller vid s.k. insourcing (se avsnitt 10.3). I förhållande till promemorians förslag justeras lydelsen med anledning av synpunkter från <SPAN class="ft3">Fondbolagens förening</SPAN>.</P>
<P class="p338 ft2">Även ändringen i <SPAN class="ft3">andra stycket 6 </SPAN>utvidgar tillämpningsområdet för andra stycket. Bestämmelsen är dock begränsad till andelar eller aktier i företag för kollektiva investeringar. I förhållande till promemorians förslag justeras lydelsen med anledning av synpunkter från <SPAN class="ft3">Fond- bolagens förening</SPAN>. Endast sådana <NOBR>AIF-förvaltare</NOBR> som avses i direktiv 2011/61/EU (ofta benämnt <NOBR>AIFM-direktivet),</NOBR> i lydelsen enligt direktiv 2014/65/EU, får medges rätt att som kontoförande institut vidta registre- ringsåtgärder för annans räkning. Bestämmelsen rör vilka juridiska per- soner som en svensk värdepapperscentral får medge rätt att som konto- förande institut vidta registreringsåtgärder för annans räkning. Hänvis- ningen bör därför avse <NOBR>EU-bestämmelserna</NOBR> i en viss angiven lydelse, s.k. statisk hänvisning, och utformas enligt nya anvisningar för författnings- skrivning. En följd av att ha en statisk hänvisning blir att om <NOBR>EU-bestäm-</NOBR></P>
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<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">349</P>
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<P class="p535 ft4">Prop. 2015/16:10 melserna ändras behöver lagstiftaren överväga om någon ändring bör göras i den nationella lagstiftningen.</P>
<P class="p818 ft2">Övervägandena finns i avsnitt 10.2.</P>
<P class="p874 ft29">3 §</P>
<P class="p875 ft2">I paragrafen ersätts den nuvarande bestämmelsen om principerna om fritt tillträde och neutralitet med en hänvisning till de krav i förordningen om värdepapperscentraler, som har en liknande innebörd. Ändringen är en följd av att förordningen har företräde framför svensk rätt. Bestämmelsen rör kriterier för antagande av kontoförande institut som överensstämmer med kriterierna för antagande av förvaltare (se författningskommentaren till 7 § andra stycket). Det är därför ändamålsenligt att hänvisningen till <NOBR>EU-förordningen</NOBR> är dynamisk, dvs. avser förordningen i den vid varje tidpunkt gällande lydelsen.</P>
<P class="p876 ft2">Övervägandena finns i avsnitt 10.2.</P>
<P class="p874 ft29">4 och 5 §§</P>
<P class="p875 ft4">I paragraferna görs endast språkliga moderniseringar och ändringar till följd av ändrad terminologi.</P>
<P class="p773 ft2">Övervägandena finns i avsnitt 6.2.</P>
<P class="p874 ft29">6 §</P>
<P class="p875 ft4">I paragrafen finns bestämmelser om skyldighet för kontoförande institut att lämna upplysningar till Finansinspektionen. Se även 9 kap. 5 §.</P>
<P class="p492 ft2">I <SPAN class="ft3">första stycket </SPAN>görs ändringar till följd av den nya lydelsen av 1 §. Enligt den paragrafen får det inte längre förekomma några kontoförande institut som är företag som inte står under tillsyn av Finansinspektionen eller motsvarande utländsk myndighet, bortsett från centralbanker m.fl. Sådana företag kan därför inte längre åläggas att lämna uppgifter till Finansinspektionen. I stället anges i paragrafen att denna skyldighet gäller de svenska och utländska juridiska personer som avses i 1 § första stycket 2 och 3. Uppgiftsskyldigheten enligt denna lag gäller alltså trots att företaget i fråga redan står under viss tillsyn. Det innebär bl.a. att ett utländskt företag är skyldigt att på begäran lämna uppgifter direkt till Finansinspektionen och inte endast till motsvarande myndighet i dess hemland. Det gäller dock under förutsättning att uppgifterna rör verk- samheten som kontoförande institut.</P>
<P class="p877 ft22">Ändringen i <SPAN class="ft41">andra stycket </SPAN>är enbart av språklig karaktär. Övervägandena finns i avsnitt 10.4.</P>
<P class="p840 ft29">6 a §</P>
<P class="p875 ft2">Paragrafen, som är ny, innehåller bestämmelser om vilka regler i förord- ningen om värdepapperscentraler som ska tillämpas på kontoförande institut (jfr artikel 31.2 i förordningen). Hänvisningen bör därför avse <NOBR>EU-bestämmelserna</NOBR> i en viss angiven lydelse, s.k. statisk hänvisning, och utformas enligt nya anvisningar för författningsskrivning. En följd av att ha en statisk hänvisning blir att om <NOBR>EU-bestämmelserna</NOBR> ändras behöver lagstiftaren överväga om någon ändring bör göras i den nationella lag- stiftningen.</P>
<P class="p863 ft2">Övervägandena finns i avsnitt 10.3.</P>
<P class="p663 ft2">350</P>
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<P class="p16 ft29">6 b §</P>
<P class="p343 ft4">Paragrafen, som är ny, förbjuder kontoförande institut att delegera till någon annan än ett annat kontoförande institut att utföra registrerings- åtgärder i avstämningsregister.</P>
<P class="p337 ft2">Bestämmelsen bör ses i ljuset av att kontoförande institut redan utför uppgifter på uppdrag av värdepapperscentralen i fråga och att reglerna i förordningen om värdepapperscentraler är restriktiva när det gäller möjligheterna till utkontraktering och delegation (se artiklarna 30 och 31). Även lagen ställer upp krav på kontoförande institut som är av betydelse i detta sammanhang (se främst 1 och 2 §§). Dessa krav ska inte kunna kringgås genom att uppgifter utkontrakteras till någon som inte uppfyller kraven för kontoförande institut. Med anledning av remissyn- punkter justeras lydelsen av paragrafen i förhållande till promemorians förslag.</P>
<P class="p878 ft2">Övervägandena finns i avsnitt 10.3.</P>
<P class="p348 ft29">6 c §</P>
<P class="p671 ft2">Paragrafen, som är ny, innehåller ett krav på dokumentation som riktar sig till kontoförande institut. I promemorians förslag fanns i stället för förevarande paragraf en hänvisning till de dokumentationskrav som följer av förordningen om värdepapperscentraler (3 kap. 6 a §). Dessa krav omformuleras till följd av remissynpunkter.</P>
<P class="p879 ft2">Övervägandena finns i avsnitt 10.3.</P>
<P class="p348 ft29">7 §</P>
<P class="p671 ft2">Paragrafen innehåller krav på vilka förvaltare som får antas av svenska värdepapperscentraler och kan jämföras med motsvarande krav för kontoförande institut (se 1 och 2 §§). Det är inte heller ovanligt att ett och samma företag är såväl förvaltare som kontoförande institut. Det gäller t.ex. vissa banker.</P>
<P class="p333 ft4">I <SPAN class="ft36">första stycket 1 </SPAN>hänvisas till de juridiska personer som får antas som kontoförande institut för annans räkning (2 § andra stycket).</P>
<P class="p337 ft2">De institutioner som avses i <SPAN class="ft3">första stycket 2 </SPAN>är delvis samma som avses i 1 § första stycket 1.</P>
<P class="p337 ft2">I <SPAN class="ft3">första stycket 3 </SPAN>anges kreditinstitut som har auktoriserats enligt kapitaltäckningsdirektivet. Det rör sig alltså om företag som är etablerade inom EES. Därutöver anges dock även kreditinstitut med huvudkontor i tredjeland som är auktoriserade i det landet. Kreditinstituten kan också ha tillstånd att driva värdepappersrörelse och därigenom omfattas av hänvis- ningen i första stycket 1 till 2 § andra stycket 4. Bestämmelsen rör vilka kreditinstitut som får antas som förvaltare av finansiella instrument. Hän- visningen bör därför avse <NOBR>EU-bestämmelserna</NOBR> i en viss angiven lydelse, s.k. statisk hänvisning, och utformas enligt nya anvisningar för författ- ningsskrivning. En följd av att ha en statisk hänvisning blir att om EU- bestämmelserna ändras behöver lagstiftaren överväga om någon ändring bör göras i den nationella lagstiftningen.</P>
<P class="p338 ft4">I <SPAN class="ft36">andra stycket</SPAN>, som är nytt, anges att kraven för deltagande i artikel 33.1 i förordningen om värdepapperscentraler ska tillämpas vid an- tagande av förvaltare. Artikeln innehåller krav för deltagande i ett avvecklingssystem. En värdepapperscentral ska alltså tillämpa dessa krav när frågan om att anta en viss förvaltare prövas. Bestämmelsen rör en</P>
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<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">351</P>
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<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p641 ft2">352</P>
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<P class="p278 ft4">upplysning om de bestämmelser som gäller enligt förordningen. Det är därför ändamålsenligt att hänvisningen till <NOBR>EU-förordningen</NOBR> är dynam- isk, dvs. avser förordningen i den vid varje tidpunkt gällande lydelsen.</P>
<P class="p211 ft2">I <SPAN class="ft3">tredje stycket</SPAN>, som motsvarar nuvarande andra stycket, görs endast språkliga och terminologiska ändringar.</P>
<P class="p527 ft2">Övervägandena finns i avsnitt 11.2.</P>
<P class="p348 ft29">12 och 13 §§</P>
<P class="p880 ft22">I paragraferna görs endast språkliga och terminologiska ändringar. Övervägandena finns i avsnitt 6.2.</P>
<P class="p881 ft29">4 kap.</P>
<P class="p663 ft29">1 §</P>
<P class="p871 ft2">I <SPAN class="ft3">andra stycket </SPAN>görs ett tillägg av innebörden att även reglerna i förord- ningen om värdepapperscentraler samt rättsakter som har antagits med stöd av förordningen ska ha företräde framför personuppgiftslagen vid förandet av avstämningsregister. Bestämmelsen rör en upplysning om de bestämmelser som gäller enligt förordningen. Det är därför ändamåls- enligt att hänvisningen till <NOBR>EU-förordningen</NOBR> är dynamisk, dvs. avser förordningen i den vid varje tidpunkt gällande lydelsen.</P>
<P class="p349 ft2">Övervägandena finns i avsnitt 7.2.</P>
<P class="p348 ft29">2 §</P>
<P class="p871 ft4">Paragrafen gäller registrering av aktier och vissa aktierelaterade rättig- heter i avstämningsregister.</P>
<P class="p211 ft2">I <SPAN class="ft3">första stycket</SPAN>, som är nytt, tas det in en upplysning om bestämmel- serna om aktier i avstämningsbolag i 1 kap. 10 § aktiebolagslagen.</P>
<P class="p211 ft2">I <SPAN class="ft3">andra stycket</SPAN>, som motsvarar nuvarande första stycket, utgår bestäm- melsen om att aktier i avstämningsbolag ska vara registrerade i ett avstämningsregister till följd av att lagen i huvudsak endast är tillämplig på svenska värdepapperscentraler. Bestämmelsen flyttas därför till 1 kap. 10 § aktiebolagslagen. Även 1 kap. 10 a § aktiebolagslagen är av betydelse i det avseendet. Bestämmelsen om att aktier i svenska bolag som inte är avstämningsbolag inte får registreras i avstämningsregister ändras inte, med tanke på att den riktar sig till svenska värdepappers- centraler.</P>
<P class="p873 ft2">Övervägandena finns i avsnitt 7.4.</P>
<P class="p332 ft29">3 §</P>
<P class="p882 ft22">I paragrafen görs endast en terminologisk ändring. Övervägandena finns i avsnitt 6.2.</P>
<P class="p359 ft29">4 §</P>
<P class="p871 ft4">Paragrafen gäller avtal om registrering av aktier i avstämningsregister (jfr 5 kap. 12 § tredje stycket aktiebolagslagen [2005:551]).</P>
<P class="p368 ft4">I <SPAN class="ft36">första stycket </SPAN>i paragrafen görs terminologiska ändringar. I för- hållande till promemorians förslag görs dock även ett tillägg i form av en ny sista mening i stycket. Genom tillägget jämställs s.k. indirekta länkar enligt artikel 2.1.32 i förordningen med övriga länkar enligt bestäm- melsen. Bestämmelsen rör det slag av indirekt länk som ska jämställas</P>
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<P class="p343 ft2">med ett sådant avtal som avses i första eller andra meningen. Hänvis- ningen bör därför avse <NOBR>EU-bestämmelserna</NOBR> i en viss angiven lydelse, s.k. statisk hänvisning, och utformas enligt nya anvisningar för författnings- skrivning. En följd av att ha en statisk hänvisning blir att om <NOBR>EU-bestäm-</NOBR> melserna ändras behöver lagstiftaren överväga om någon ändring bör göras i den nationella lagstiftningen.</P>
<P class="p333 ft2"><SPAN class="ft3">I andra stycket </SPAN>i paragrafens nuvarande lydelse upphävs den första meningen till följd av reglerna i förordningen om värdepapperscentraler. Det kan nämnas att vissa utländska register ska jämställas med svenska avstämningsregister vid tillämpningen av aktiebolagslagen (se 1 kap. 10 a § nämnda lag).</P>
<P class="p333 ft4">I motsats till promemorians förslag upphävs inte den andra meningen i andra stycket. Den begränsning som anges där i fråga om aktiebolag ska således fortsätta att gälla.</P>
<P class="p185 ft2">Övervägandena finns i avsnitt 7.4.</P>
<P class="p348 ft29">5, 6, 8, 9, <NOBR>11–15,</NOBR> 20 och 22 §§</P>
<P class="p125 ft2">I paragraferna görs språkliga och terminologiska ändringar.</P>
<P class="p337 ft2">I <SPAN class="ft3">15 § första stycket </SPAN>görs en ändring som inte fanns med i prome- morians förslag. Sista ledet av andra meningen ändras på så sätt att innehavet på ett avstämningskonto ska överföras till annan kontohållare eller tillgodoräknas kontohavaren på annat sätt som beaktar konto- havarens intressen (se avsnitt 7.4).</P>
<P class="p873 ft2">Övervägandena finns i avsnitten 6.2, 7.2 och 7.4.</P>
<P class="p649 ft29">5 kap.</P>
<P class="p654 ft29">1 och 5 §§</P>
<P class="p883 ft4">I paragraferna görs endast språkliga och terminologiska ändringar. <SPAN class="ft36">5 § </SPAN>har justerats i enlighet med <SPAN class="ft36">Lagrådets </SPAN>synpunkter. Övervägandena finns i avsnitt 6.2.</P>
<P class="p293 ft29">7 kap.</P>
<P class="p654 ft29">1, 2, 3 och 5 §§</P>
<P class="p343 ft2">I paragraferna görs endast språkliga och terminologiska ändringar. I förhållande till promemorians förslag görs en ändring i 2 § första stycket andra meningen, där termen den centrala värdepappersförvararen av förbiseende inte hade ändrats till värdepapperscentralen. Ändringen görs efter påpekande av <SPAN class="ft3">Bolagsverket</SPAN>.</P>
<P class="p873 ft2">Övervägandena finns i avsnitt 6.2.</P>
<P class="p649 ft29">8 kap.</P>
<P class="p654 ft29">1, 2 a, 3 och 4 §§</P>
<P class="p884 ft4">I paragraferna görs i huvudsak språkliga och terminologiska ändringar. Det görs dock även ett förtydligande i <SPAN class="ft36">3 § första stycket</SPAN>. Ordet</P>
<P class="p343 ft2">”närmare” tas bort i syfte att tydliggöra att det rör sig om ett bemyn- digande att meddela föreskrifter.</P>
<P class="p527 ft2">Övervägandena finns i avsnitt 6.2.</P>
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<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">353</P>
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<P class="p640 ft2">Prop. 2015/16:10</P>
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<P class="p16 ft29">2 §</P>
<P class="p871 ft4">Paragrafen gäller tystnadsplikt för anställda och före detta anställda hos svenska värdepapperscentraler och kontoförande institut. Paragrafen ändras till följd av artikel 65.2 d i förordningen om värdepappers- centraler.</P>
<P class="p211 ft2">I <SPAN class="ft3">andra stycket</SPAN>, som är nytt, tas det in en bestämmelse om tystnads- plikt. Den gäller för uppgift i en anmälan eller utsaga om en misstänkt överträdelse av en bestämmelse som gäller för verksamheten i en värde- papperscentral eller ett kontoförande institut, dvs. vid s.k. whistleblowing (se avsnitt 8.9.6). De överträdelser som avses är bl.a. överträdelser av reglerna i förordningen och bestämmelserna i lagen. Tystnadsplikten gäller till skydd för såväl anmälarens som den utpekade personens identitet.</P>
<P class="p211 ft4">I <SPAN class="ft36">tredje stycket</SPAN>, som är nytt, erinras om att andra bestämmelser gäller för sekretess i det allmännas verksamhet (se 30 kap. 4 b § offentlighets- och sekretesslagen).</P>
<P class="p211 ft2">Paragrafen är utformad efter förebild av 1 kap. 10 § första och andra styckena lagen (2004:297) om bank- och finansieringsrörelse. Se författ- ningskommentaren till den paragrafen (prop. 2013/14:228 s. 305 f.).</P>
<P class="p527 ft2">Övervägandena finns i avsnitt 8.9.6.</P>
<P class="p658 ft29">9 kap.</P>
<P class="p663 ft29">1 §</P>
<P class="p871 ft4">I paragrafen finns bestämmelser om Finansinspektionens tillsyn över svenska värdepapperscentraler och utsedda kreditinstitut.</P>
<P class="p211 ft2">I <SPAN class="ft3">första stycket </SPAN>ersätts de nuvarande bestämmelserna med en upplys- ning om att det följer av 1 kap. 5 § och av reglerna i förordningen om värdepapperscentraler att Finansinspektionen utövar tillsyn över svenska värdepapperscentraler och utsedda kreditinstitut som har utsetts av en sådan värdepapperscentral. Den behöriga myndighetens ansvar för tillsyn över värdepapperscentraler följer av artikel 10 i förordningen om värde- papperscentraler. Tillsynsansvaret i fråga om utsedda kreditinstitut följer av artiklarna 60 och 61.2 i förordningen. Det finns dock en begränsning av detta ansvar som följer av artikel 60.1 i förordningen. Begränsningen avser efterlevnaden av vissa stabilitetskrav. Av den anledningen finns det i sista meningen en upplysning om att tillsynen över utsedda kredit- institut ska utövas med den begränsning som framgår av artikel 60.1 i förordningen. Bestämmelsen rör en upplysning om de bestämmelser som gäller enligt förordningen. Det är därför ändamålsenligt att hänvisningen till <NOBR>EU-förordningen</NOBR> är dynamisk, dvs. avser förordningen i den vid varje tidpunkt gällande lydelsen.</P>
<P class="p644 ft4">Enligt 1 kap. 5 § är Finansinspektionen behörig myndighet i Sverige enligt förordningen.</P>
<P class="p211 ft2">I <SPAN class="ft3">andra stycket </SPAN>erinras om att det i lagen finns särskilda bestämmelser om tillsynen över kontoförande institut (se 3 kap. 6 §).</P>
<P class="p527 ft2">Övervägandena finns i avsnitt 8.1.</P>
<P class="p332 ft29">2 §</P>
<P class="p885 ft22">I paragrafen finns bestämmelser om Finansinspektionens tillsyn över utländska värdepapperscentraler (jfr 1 §).</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_355">
<DIV>
<DIV id="id_1">
<P class="p337 ft2">I <SPAN class="ft3">första stycket </SPAN>ersätts de nuvarande bestämmelserna med en erinran om att det följer av 1 kap. 5 § och av reglerna i förordningen om värde- papperscentraler att Finansinspektionen i viss utsträckning utövar tillsyn över värdepapperscentraler som är etablerade i ett annat land inom EES än Sverige och som tillhandahåller tjänster här i landet. Den behöriga myndighetens ansvar för tillsyn över sådana värdepapperscentraler följer av artikel 24 i förordningen. I förhållande till promemorians förslag görs ett tillägg med anledning av att värdepapperscentraler från tredjeland i viss utsträckning kan vara föremål för Finansinspektionens tillsyn, även om de godkänns av Esma (artikel 25 i förordningen). Finansinspektionen är enligt 1 kap. 5 § behörig myndighet i Sverige enligt förordningen. Om inspektionen är behörig att utöva tillsyn över en värdepapperscentral som är etablerad i ett annat land inom EES än Sverige enligt förordningen, tillämpas de bestämmelser som räknas upp i paragrafen. Bestämmelsen rör upplysningar om de bestämmelser som finns i förordningen. Det är därför ändamålsenligt att hänvisningen till <NOBR>EU-förordningen</NOBR> är dynam- isk, dvs. avser förordningen i den vid varje tidpunkt gällande lydelsen.</P>
<P class="p360 ft2">En värdepapperscentral som är etablerad i ett annat land inom EES än Sverige och en värdepapperscentral från tredjeland som tillhandahåller tjänster i Sverige är skyldig att lämna upplysningar till Finansinspek- tionen enligt 3 §. Inspektionen får förelägga en sådan värdepappers- central eller värdepapperscentral från tredjeland, eller exempelvis någon som är anställd hos värdepapperscentralen eller värdepapperscentralen från tredjeland, enligt 5 § första stycket 1 att tillhandahålla uppgifter och handlingar m.m. Finansinspektionen får förelägga värdepapperscentralen eller värdepapperscentralen från tredjeland enligt 7 §, 11 §, 14 §, 15 § andra stycket samt 17 och 18 §§ att, vid vite om det krävs, vidta en viss åtgärd för att komma till rätta med situationen eller upphöra med ett visst agerande, och även besluta om varning och sanktionsavgift. Sådana ingripanden mot en värdepapperscentral som är etablerad i ett annat land inom EES än Sverige får dock tillgripas endast under de förutsättningar som anges i artikel 24.5 i förordningen. Bakgrunden till den begräns- ningen är att det i första hand är den behöriga myndigheten i värde- papperscentralens hemland, dvs. det land där den är etablerad, som har tillsynsansvaret. Vid beslut om sanktionsavgift tillämpas även bestäm- melserna om verkställighet i <NOBR>29–32</NOBR> §§.</P>
<P class="p360 ft2">Hänvisningen till 8 § innebär att en platsundersökning får genomföras hos en filial i Sverige till en värdepapperscentral som är etablerad i ett annat land inom EES än Sverige och hos en filial i Sverige till en värdepapperscentral från tredjeland.</P>
<P class="p346 ft4">I <SPAN class="ft36">andra stycket </SPAN>erinras om att det finns särskilda bestämmelser om avgifter för värdepapperscentraler som är etablerade i ett annat land inom EES än Sverige och värdepapperscentraler från tredjeland som har inrättat en filial i Sverige (se 27 §).</P>
<P class="p185 ft2">Övervägandena finns i avsnitten 8.1 och 9.6.</P>
<P class="p348 ft29">3 §</P>
<P class="p886 ft4">I paragrafen införs bestämmelser om skyldighet för värdepappers- centraler att lämna upplysningar till Finansinspektionen. De nuvarande bestämmelserna i paragrafen om återkallelse av auktorisation som central värdepappersförvarare ersätts av reglerna om återkallelse av auktorisa-</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">355</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_356">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td224"><P class="p94 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td188"><P class="p60 ft2">tion av värdepapperscentral i artikel 20 i förordningen om värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">centraler.</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p219 ft2">Enligt <SPAN class="ft3">första stycket </SPAN>ska en värdepapperscentral lämna upplysningar</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">enligt föreskifter som meddelas med stöd av lagen. Bemyndigandet att</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">meddela sådana föreskrifter finns i <SPAN class="ft3">tredje stycket</SPAN>. Se även författnings-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">kommentaren till 3 § lagen (2015:000) om ändring i lagen (2014:484) om</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">en databas för övervakning av och tillsyn över finansmarknaderna (se</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">avsnitt 16.11).</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p219 ft2">Av <SPAN class="ft3">andra stycket </SPAN>följer att en värdepapperscentral är skyldig att lämna</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">de upplysningar som Finansinspektionen begär, även i fråga om sådant</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">som inte omfattas av föreskrifter enligt första stycket.</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p219 ft2">Paragrafen är utformad efter förebild av 23 kap. 2 § första stycket</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">lagen (2007:528) om värdepappersmarknaden.</P></TD>
</TR>
<TR>
<TD class="tr27 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td188"><P class="p219 ft2">Övervägandena finns i avsnitt 8.4.</P></TD>
</TR>
<TR>
<TD class="tr41 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td188"><P class="p60 ft29">4 §</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">Paragrafen innehåller en upplysning om att regeringen eller den myndig-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">het som regeringen bestämmer kan meddela föreskrifter om att vissa</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">uppgifter ska lämnas till Statistiska centralbyrån i stället för till Finans-</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">inspektionen. Det rör sig alltså inte om ett bemyndigande. Syftet med</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">sådana föreskrifter är att uppgifter ska kunna samlas in till en särskild</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">databas som drivs enligt lagen (2014:484) om en databas för övervakning</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">av och tillsyn över finansmarknaderna (se avsnitt 8.4 med där angivna</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">hänvisningar).</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p219 ft2">Paragrafen har justerats med beaktande av <SPAN class="ft3">Lagrådets </SPAN>synpunkter.</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">Bestämmelsen har utformats i enlighet med de nya anvisningarna för</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">författningsskrivning.</P></TD>
</TR>
<TR>
<TD class="tr27 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td188"><P class="p219 ft2">Övervägandena finns i avsnitt 8.4.</P></TD>
</TR>
<TR>
<TD class="tr38 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td188"><P class="p60 ft29">5 §</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">Paragrafen, som är ny, innehåller bestämmelser om Finansinspektionens</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">tillsynsbefogenheter, närmare bestämt möjligheten att förelägga någon</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">att lämna uppgifter m.m. och inställa sig till förhör.</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p219 ft2">Enligt <SPAN class="ft3">första stycket 1 </SPAN>får Finansinspektionen förelägga ett företag eller</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">någon annan att tillhandahålla uppgifter, handlingar eller annat. Med</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">”annan” avses den som kan förväntas ha uppgifter, handlingar eller annat</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">av betydelse för inspektionens tillsyn. Det kan t.ex. röra sig om en</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">förvaltare enligt 3 kap. 7 § eller ett utsett kreditinstitut enligt artikel 54 i</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">förordningen om värdepapperscentraler. Det kan också vara frågan om</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">s.k. avvecklingsagenter (jfr skäl 62 till förordningen). Uttrycket ”annan”</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">omfattar dock även andra, t.ex. fysiska personer som är innehavare av ett</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">avstämningskonto, i den mån personen i fråga t.ex. kan förväntas lämna</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">upplysningar av relevans för Finansinspektionens tillsyn. Frågor om</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">upplysningsskyldighet beträffande kontoförande institut regleras dock i</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">3 kap. 6 §. Av det lagrummet följer att sådana institut är skyldiga att</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">lämna vissa uppgifter till Finansinspektionen. Bestämmelsen är inte</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">avsedd att tillämpas på Riksbanken.</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p219 ft2">Av <SPAN class="ft3">första stycket 2 </SPAN>följer att Finansinspektionen får förelägga den som</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">förväntas kunna lämna upplysningar i saken att inställa sig till förhör.</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p219 ft2">Vid behov får Finansinspektionen delge ett föreläggande eller en</P></TD>
</TR>
<TR>
<TD class="tr31 td224"><P class="p858 ft2">356</P></TD>
<TD class="tr31 td188"><P class="p60 ft2">kallelse enligt första stycket enligt delgivningslagen (2010:1932). Den</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_357">
<DIV>
<DIV id="id_1">
<P class="p343 ft4">omständigheten att delgivning har skett i ett visst fall kan ha betydelse för prövningen av om vite som har förelagts (se 7 §), ska dömas ut eller inte (se 6 § lagen [1985:206] om viten). Att ett föreläggande enligt denna paragraf får förenas med vite följer av 7 §.</P>
<P class="p337 ft2"><SPAN class="ft3">Andra stycket </SPAN>innehåller ett undantag från skyldigheterna enligt första stycket. Det avser tystnadsplikten för advokater (se vidare prop. 2012/13:72 s. 56). Bestämmelsen är inte avsedd att tolkas motsatsvis, dvs. den utesluter inte att även andra tystnadsplikter kan upprätthållas.</P>
<P class="p337 ft2">Bestämmelsen rör möjligheter att ingripa genom föreläggande. Hänvis- ningen bör därför avse <NOBR>EU-bestämmelserna</NOBR> i en viss angiven lydelse, s.k. statisk hänvisning, och utformas enligt nya anvisningar för författnings- skrivning. En följd av att ha en statisk hänvisning blir att om <NOBR>EU-bestäm-</NOBR> melserna ändras behöver lagstiftaren överväga om någon ändring bör göras i den nationella lagstiftningen.</P>
<P class="p333 ft2">Paragrafen är utformad efter förebild av 23 kap. 3 § första och andra styckena lagen (2007:528) om värdepappersmarknaden och 4 kap. 1 § lagen (2013:287) med kompletterande bestämmelser till EU:s förordning om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister.</P>
<P class="p879 ft2">Övervägandena finns i avsnitt 8.4.</P>
<P class="p332 ft29">6 §</P>
<P class="p343 ft4">Paragrafen, som är ny, innehåller bestämmelser om situationer när verk- samhet enligt förordningen om värdepapperscentraler drivs av någon som inte är berättigad till det.</P>
<P class="p337 ft2">Enligt <SPAN class="ft3">första stycket </SPAN>ska Finansinspektionen förelägga den som driver verksamhet enligt förordningen utan att vara berättigad till det att upp- höra med verksamheten. Föreläggandet får kombineras med ett beslut om sanktionsavgift. Det är emellertid inte enbart värdepapperscentraler som får driva verksamhet enligt förordningen. Även centralbanker får göra det i viss omfattning (artikel 18.2).</P>
<P class="p337 ft2">Ingripande enligt förordningen får beslutas gentemot var och en (juridiska och fysiska personer) som driver sådan verksamhet som kräver auktorisation enligt förordningen (se även 1 kap. 2 § andra stycket). I vilken utsträckning auktorisation krävs framgår av artiklarna 16 och 54. Finansinspektionen är behörig myndighet enligt förordningen (se 1 kap. 5 §). Bestämmelsen rör de tillsynsbefogenheter som inspektionen har till sitt förfogande i egenskap av behörig myndighet. Det är därför ändamåls- enligt att hänvisningen till <NOBR>EU-förordningen</NOBR> är dynamisk, dvs. avser för- ordningen i den vid varje tidpunkt gällande lydelsen.</P>
<P class="p351 ft4">Ett föreläggande enligt denna paragraf får kombineras med ett beslut om sanktionsavgift enligt 17 § (se avsnitt 9.5.5).</P>
<P class="p337 ft2"><SPAN class="ft3">Andra stycket </SPAN>avser ett annat slags föreläggande än första stycket, nämligen föreläggande om att lämna de upplysningar om verksamheten som Finansinspektionen behöver för att bedöma om det rör sig om verk- samhet enligt förordningen eller inte.</P>
<P class="p337 ft4">Enligt <SPAN class="ft36">tredje stycket </SPAN>får ett föreläggande enligt såväl första som andra stycket även riktas mot den som i Sverige är verksam för ett visst före- tags räkning.</P>
<P class="p337 ft2">Paragrafen är utformad efter förebild av 25 kap. 17 § lagen (2007:528) om värdepappersmarknaden.</P>
<P class="p527 ft2">Övervägandena finns i avsnitten 9.3 och 9.5.3.</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">357</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_358">
<TABLE cellpadding=0 cellspacing=0 class="t77">
<TR>
<TD class="tr2 td106"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td188"><P class="p60 ft29">7 §</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">Enligt paragrafen, som är ny, får Finansinspektionen förena ett före-</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">läggande enligt lagen med vite (se även författningskommentaren till</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">2 §). Bestämmelserna motsvarar 9 kap. 4 § i lagens nuvarande lydelse.</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">Samtliga förelägganden enligt lagen får nu förenas med vite, vilket</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">innebär en utvidgning i förhållande till nuvarande bestämmelser som</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">endast omfattar förelägganden enligt 3 kap. 6 § och 9 kap. 2 §. Bestäm-</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">melser om förelägganden förs även in i 5, 6 och 13 §§. Någon ändring är</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">inte avsedd när det gäller förelägganden till kontoförande institut att</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">lämna vissa upplysningar. Paragrafen omfattar även förelägganden att</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">inställa sig till förhör enligt 5 § första stycket 2.</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p219 ft2">Vid föreläggande av och utdömande av vite tillämpas lagen (1985:206)</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">om viten.</P></TD>
</TR>
<TR>
<TD class="tr27 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td188"><P class="p219 ft2">Övervägandena finns i avsnitten 8.4, 9.5.3 och 9.8.</P></TD>
</TR>
</TABLE>
<P class="p887 ft29">8 §</P>
<P class="p875 ft4">Paragrafen, som är ny, innehåller bestämmelser om befogenhet för Finansinspektionen att genomföra platsundersökningar hos bl.a. värde- papperscentraler (se även 2 § och författningskommentaren till den paragrafen).</P>
<P class="p492 ft2"><SPAN class="ft3">Första stycket </SPAN>är delvis utformat efter förebild av 23 kap. 4 § lagen (2007:528) om värdepappersmarknaden (se prop. 2006/07:115 s. 640 f.). Det krävs dock inte att det är nödvändigt att genomföra en platsunder- sökning för att det ska få ske. Det är i stället tillräckligt att det finns skäl för en sådan undersökning (se avsnitt 8.4).</P>
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr34 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr34 td335"><P class="p472 ft2">Övervägandena finns i avsnitt 8.4.</P></TD>
<TD class="tr34 td201"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td335"><P class="p471 ft29">9 §</P></TD>
<TD class="tr40 td201"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td254"><P class="p471 ft2">Paragrafen, som är ny, motsvarar 23 kap. 11 § lagen (2007:528) om</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td335"><P class="p471 ft2">värdepappersmarknaden, som enligt</P></TD>
<TD class="tr25 td201"><P class="p17 ft2">hänvisningen i 9 kap. 1 § första</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td254"><P class="p471 ft2">stycket i den nuvarande lydelsen av denna lag är tillämplig även på</P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td335"><P class="p471 ft2">centrala värdepappersförvarare.</P></TD>
<TD class="tr26 td201"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td335"><P class="p472 ft2">Övervägandena finns i avsnitt 8.4.</P></TD>
<TD class="tr31 td201"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td335"><P class="p471 ft29">10 §</P></TD>
<TD class="tr41 td201"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td335"><P class="p471 ft2">Paragrafen, som är ny, motsvarar</P></TD>
<TD class="tr25 td201"><P class="p17 ft2">23 kap. 7 § lagen (2007:528) om</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td335"><P class="p471 ft2">värdepappersmarknaden, som enligt</P></TD>
<TD class="tr25 td201"><P class="p17 ft2">hänvisningen i 9 kap. 1 § första</P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td254"><P class="p471 ft2">stycket i den nuvarande lydelsen av denna lag är tillämplig även på</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td335"><P class="p471 ft2">centrala värdepappersförvarare.</P></TD>
<TD class="tr25 td201"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td335"><P class="p472 ft2">Övervägandena finns i avsnitt 8.4.</P></TD>
<TD class="tr31 td201"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td335"><P class="p471 ft29">11 §</P></TD>
<TD class="tr41 td201"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td254"><P class="p471 ft2">Paragrafen, som är ny, innehåller bestämmelser om i vilka fall Finans-</P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td254"><P class="p471 ft2">inspektionen ska ingripa mot en värdepapperscentral eller ett svenskt</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td254"><P class="p471 ft2">utsett kreditinstitut. Bestämmelser om ingripanden mot fysiska personer</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td335"><P class="p471 ft2">finns i 12 och 13 §§.</P></TD>
<TD class="tr25 td201"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td254"><P class="p472 ft2">Bestämmelsen rör ingripanden mot en värdepapperscentral eller ett</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td254"><P class="p471 ft2">svenskt utsett kreditinstitut. Hänvisningen bör därför avse <NOBR>EU-bestäm-</NOBR></P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td254"><P class="p471 ft2">melserna i en viss angiven lydelse, s.k. statisk hänvisning, och utformas</P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td254"><P class="p471 ft2">enligt nya anvisningar för författningsskrivning. En följd av att ha en</P></TD>
</TR>
<TR>
<TD class="tr31 td61"><P class="p17 ft2">358</P></TD>
<TD colspan=2 class="tr31 td254"><P class="p471 ft2">statisk hänvisning blir att om <NOBR>EU-bestämmelserna</NOBR> ändras behöver lag-</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_359">
<DIV>
<DIV id="id_1">
<P class="p343 ft4">stiftaren överväga om någon ändring bör göras i den nationella lagstift- ningen.</P>
<P class="p337 ft2">Paragrafen är utformad efter förebild av 25 kap. 1 § lagen (2007:528) om värdepappersmarknaden.</P>
<P class="p527 ft2">Övervägandena finns i avsnitt 9.3.</P>
<P class="p348 ft29">12 §</P>
<P class="p671 ft2">I paragrafen, som är ny, anges när Finansinspektionen får vidta olika typer av ingripanden mot fysiska personer som ingår i en svensk värde- papperscentrals ledning. Bestämmelser om ingripande mot fysiska personer i ledningen för kreditinstitut som utses enligt artikel 54 i förordningen finns i 13 §. Bestämmelser om ingripande mot juridiska personer finns i 11 §.</P>
<P class="p333 ft2">I <SPAN class="ft3">första stycket </SPAN>definieras den personkrets som kan bli föremål för ingripande, nämligen en styrelseledamot i värdepapperscentralen, värde- papperscentralens verkställande direktör eller ersättare för någon av dem. De överträdelser som ska kunna föranleda ingripande anges uttömmande i punkterna <NOBR>1–9.</NOBR> Uppräkningen motsvarar de överträdelser som anges i artikel 63.1 <NOBR>a–i</NOBR> i förordningen om värdepapperscentraler.</P>
<P class="p333 ft2">Bestämmelsen rör ingripanden mot fysiska personer. Hänvisningen bör därför avse <NOBR>EU-bestämmelserna</NOBR> i en viss angiven lydelse, s.k. statisk hänvisning, och utformas enligt nya anvisningar för författningsskriv- ning. En följd av att ha en statisk hänvisning blir att om <NOBR>EU-bestämmel-</NOBR> serna ändras behöver lagstiftaren överväga om någon ändring bör göras i den nationella lagstiftningen.</P>
<P class="p333 ft4">I <SPAN class="ft36">andra stycket </SPAN>anges vilka förutsättningar som gäller för ingripande. Ett ingripande får ske endast om värdepapperscentralens överträdelse är allvarlig och personen i fråga uppsåtligen eller av grov oaktsamhet orsakat överträdelsen.</P>
<P class="p337 ft2">I <SPAN class="ft3">tredje stycket </SPAN>anges vilka ingripanden som kan bli aktuella för över- trädelser enligt första stycket. Ingripande får ske dels genom beslut att personen i fråga under en viss tid, lägst tre och högst tio år, eller, vid upprepade allvarliga överträdelser, permanent inte får vara styrelse- ledamot, verkställande direktör eller ersättare för någon av dem i värde- papperscentralen, dels genom beslut om sanktionsavgift. Dessa ingripan- den får användas tillsammans eller var för sig. Finansinspektionen får utifrån förutsättningarna i varje enskilt fall avgöra vilket eller vilka ingripanden som bör komma i fråga.</P>
<P class="p879 ft2">Övervägandena finns i avsnitten 9.4, 9.5.6 och 9.5.7.</P>
<P class="p348 ft29">13 §</P>
<P class="p671 ft2">I paragrafen, som är ny, anges när Finansinspektionen får vidta olika typer av ingripanden mot fysiska personer som ingår i ledningen i ett sådant svenskt kreditinstitut som utses enligt artikel 54 i förordningen om värdepapperscentraler. Bestämmelser om ingripande mot fysiska personer i ledningen för en svensk värdepapperscentral finns i 12 §. Bestämmelser om ingripande mot juridiska personer finns i 11 §.</P>
<P class="p351 ft4">I <SPAN class="ft36">första stycket </SPAN>definieras den personkrets som kan bli föremål för ingripande, nämligen en styrelseledamot i kreditinstitutet, dess verkstäl- lande direktör eller ersättare för någon av dem. De överträdelser som ska kunna föranleda ingripande anges uttömmande i punkterna 1 och 2. Upp-</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">359</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_360">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td224"><P class="p94 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td188"><P class="p60 ft2">räkningen motsvarar de överträdelser som anges i artikel 63.1 j och k i</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">förordningen.</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p219 ft2">Bestämmelsen rör ingripanden mot fysiska personer. Hänvisningen bör</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">därför avse <NOBR>EU-bestämmelserna</NOBR> i en viss angiven lydelse, s.k. statisk</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">hänvisning, och utformas enligt nya anvisningar för författnings-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">skrivning. En följd av att ha en statisk hänvisning blir att om <NOBR>EU-bestäm-</NOBR></P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">melserna ändras behöver lagstiftaren överväga om någon ändring bör</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">göras i den nationella lagstiftningen.</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p219 ft2">I <SPAN class="ft3">andra stycket </SPAN>anges vilka förutsättningar som gäller för ingripande</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">enligt första stycket. Ett ingripande får ske endast om det utsedda kredit-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">institutets överträdelse är allvarlig och personen i fråga uppsåtligen eller</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">av grov oaktsamhet orsakat överträdelsen.</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p219 ft2">I <SPAN class="ft3">tredje stycket </SPAN>anges vilka ingripanden som kan bli aktuella för</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">överträdelser enligt första stycket. Ingripande får ske dels genom beslut</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">att personen i fråga under en viss tid, lägst tre och högst tio år, eller, vid</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">upprepade allvarliga överträdelser, permanent inte får vara styrelse-</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">ledamot, verkställande direktör eller ersättare för någon av dem i det</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">utsedda kreditinstitutet, dels genom beslut om sanktionsavgift. Dessa</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">ingripanden får användas tillsammans eller var för sig. Finansinspek-</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">tionen får utifrån förutsättningarna i varje enskilt fall avgöra vilket eller</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">vilka ingripanden som bör komma i fråga.</P></TD>
</TR>
<TR>
<TD class="tr27 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td188"><P class="p219 ft2">Övervägandena finns i avsnitten 9.4, 9.5.6 och 9.5.7.</P></TD>
</TR>
<TR>
<TD class="tr38 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td188"><P class="p60 ft29">14 §</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">Paragrafen, som är ny, innebär att Finansinspektionen får möjlighet att</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">ingripa genom ett föreläggande om att vidta en viss åtgärd eller att upp-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">höra med ett visst agerande. Den införs till följd av artikel 63.2 b i för-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">ordningen om värdepapperscentraler (se avsnitt 9.5.3).</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p219 ft2">Bestämmelsen rör möjligheter att ingripa genom föreläggande. Hänvis-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">ningen bör därför avse <NOBR>EU-bestämmelserna</NOBR> i en viss angiven lydelse, s.k.</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">statisk hänvisning, och utformas enligt nya anvisningar för författnings-</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">skrivning. En följd av att ha en statisk hänvisning blir att om <NOBR>EU-bestäm-</NOBR></P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">melserna ändras behöver lagstiftaren överväga om någon ändring bör</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">göras i den nationella lagstiftningen.</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p219 ft2">Paragrafen är utformad efter förebild av 4 § lagen (2012:735) med</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">kompletterande bestämmelser till EU:s blankningsförordning och 4 kap.</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">2 § lagen (2013:287) med kompletterande bestämmelser till EU:s förord-</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">ning om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister (se</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">författningskommentaren till den förstnämnda bestämmelsen, prop.</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">2011/12:175 s. 40).</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p219 ft2">Av 7 § följer att ett föreläggande enligt paragrafen får förenas med</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">vite.</P></TD>
</TR>
<TR>
<TD class="tr31 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td188"><P class="p219 ft2">Övervägandena finns i avsnitt 9.5.3.</P></TD>
</TR>
<TR>
<TD class="tr41 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td188"><P class="p60 ft29">15 §</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">Paragrafen, som är ny, innehåller bestämmelser om återkallelse av</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">auktorisation för värdepapperscentraler och om varning.</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p219 ft2">I <SPAN class="ft3">första stycket </SPAN>erinras om att regler om återkallelse av auktorisation</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">finns i artiklarna 20 och 57 i förordningen om värdepapperscentraler. Av</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">den anledningen utgår nuvarande bestämmelser i 3 § om återkallelse av</P></TD>
</TR>
<TR>
<TD class="tr31 td224"><P class="p858 ft2">360</P></TD>
<TD class="tr31 td188"><P class="p60 ft2">auktorisation som central värdepappersförvarare (se avsnitt 8.3). Även</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_361">
<DIV>
<DIV id="id_1">
<P class="p343 ft4">bestämmelserna i 2 kap. upphävs. Bestämmelsen rör en upplysning om de bestämmelser som gäller enligt förordningen. Det är därför ändamåls- enligt att hänvisningen till <NOBR>EU-förordningen</NOBR> är dynamisk, dvs. avser för- ordningen i den vid varje tidpunkt gällande lydelsen.</P>
<P class="p337 ft2">Enligt <SPAN class="ft3">andra stycket </SPAN>får Finansinspektionen besluta om varning vid andra slags överträdelser än de som avses i första stycket. Det behöver således inte vara en överträdelse som kan medföra återkallelse av till- ståndet för att Finansinspektionen ska kunna meddela varning. Det kan exempelvis vara en överträdelse av reglerna i förordningen som inte är så allvarlig eller systematisk att den utgör grund för återkallelse enligt artikel 20.1 d. Efter påpekande av <SPAN class="ft3">Finansinspektionen </SPAN>förtydligas stycket så att även överträdelser av denna lag och andra författningar som regle- rar värdepapperscentralens verksamhet ska kunna föranleda en varning. Varning får även meddelas svenska utsedda kreditinstitut. Bestämmelsen rör Finansinspektionens möjligheter att meddela varning. Hänvisningen bör därför avse <NOBR>EU-bestämmelserna</NOBR> i en viss angiven lydelse, s.k. statisk hänvisning, och utformas enligt nya anvisningar för författningsskriv- ning. En följd av att ha en statisk hänvisning blir att om <NOBR>EU-bestämmel-</NOBR> serna ändras behöver lagstiftaren överväga om någon ändring bör göras i den nationella lagstiftningen.</P>
<P class="p888 ft4">Paragrafen har justerats i enlighet med <SPAN class="ft36">Lagrådets </SPAN>synpunkter. Övervägandena finns i avsnitt 9.5.4.</P>
<P class="p302 ft29">16 §</P>
<P class="p343 ft2">I paragrafen, som är ny, anges att Finansinspektionen får besluta om hur en svensk värdepapperscentrals verksamhet ska avvecklas om auktorisa- tionen återkallas. Ett beslut om återkallelse av auktorisation fattas med stöd av reglerna i förordningen om värdepapperscentraler (se författ- ningskommentaren till 14 §). Paragrafen motsvarar nuvarande 9 kap. 3 § femte stycket.</P>
<P class="p873 ft2">Övervägandena finns i avsnitt 9.5.4.</P>
<P class="p332 ft29">17 §</P>
<P class="p343 ft4">Paragrafen, som är ny, innehåller bestämmelser om att Finansinspek- tionen får besluta om sanktionsavgift mot juridiska personer.</P>
<P class="p337 ft2">I <SPAN class="ft3">första stycket </SPAN>framgår att i de fall Finansinspektionen har meddelat ett beslut om varning, får inspektionen besluta att en värdepapperscentral eller ett svenskt utsett kreditinstitut ska betala en sanktionsavgift. Be- stämmelser om storleken på en sådan avgift finns i 18 §. Bestämmelser om verkställighet av en sådan avgift finns i <NOBR>29–32</NOBR> §§.</P>
<P class="p337 ft4">Med anledning av ett påpekande av <SPAN class="ft36">Finansinspektionen </SPAN>införs i första stycket en hänvisning till 6 § första stycket.</P>
<P class="p889 ft22">Av <SPAN class="ft41">andra stycket </SPAN>framgår att avgiften tillfaller staten. Övervägandena finns i avsnitten 9.5.5 och 9.6.</P>
<P class="p359 ft29">18 §</P>
<P class="p671 ft4">I paragrafen, som är ny, finns bestämmelser om hur storleken på en sanktionsavgift för en värdepapperscentral och ett utsett kreditinstitut ska bestämmas (jfr 17 §).</P>
<P class="p337 ft22">I <SPAN class="ft41">första stycket </SPAN>anges tre olika beräkningsmodeller för att fastställa taket på sanktionsavgiften, dvs. det högsta belopp som får beslutas.</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">361</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_362">
<P class="p551 ft2">Prop. 2015/16:10 Bestämmelsen införs till följd av artikel 63.2 e och g i förordningen om värdepapperscentraler. <SPAN class="ft3">Punkten 1 </SPAN>innebär ett fast belopp som per den 23 juli 2014 i svenska kronor motsvarade 20 miljoner euro. <SPAN class="ft3">Punkten 2 </SPAN>avser den eventuella vinst som erhölls genom regelöverträdelsen, om den går att fastställa. Det torde endast vara undantagsvis som en sådan vinst går att fastställa. <SPAN class="ft3">Punkten 3 </SPAN>avser tio procent av den juridiska personens, alternativt koncernens, omsättning närmast föregående verksamhetsår. Normalt sett framgår omsättningen, när det gäller svenska företag och koncerner, av årsredovisningen respektive koncernredovisningen enligt årsredovisningslagen (1995:1554) (se hänvisningen i artikel 63.2 g i förordningen till direktiv 2013/34/EU). I de situationer som avses i <SPAN class="ft3">andra stycket </SPAN>får omsättningen i stället uppskattas. Det som avses är i fall när överträdelsen har skett under den juridiska personens första verksam- hetsår eller om uppgifter om omsättningen annars saknas eller om de uppgifter som finns i redovisningen är bristfälliga. Det högsta av de belopp som framkommer vid en uträkning enligt punkterna <NOBR>1–3</NOBR> utgör den högsta sanktionsavgift som får fastsällas.</P>
<P class="p555 ft2"><SPAN class="ft3">Tredje stycket </SPAN>innebär att sanktionsavgiften inte får fastställas till ett så högt belopp att den juridiska personen efter beslutet inte uppfyller vissa kapitalkrav. Detta innebär ytterligare en begränsning av sanktions- avgiftens storlek. Bestämmelsen är utformad efter förebild av 15 kap. 8 § tredje stycket lagen (2004:297) om bank- och finansieringsrörelse.</P>
<P class="p502 ft2">Bestämmelsen rör fastställande av sanktionsavgift. Hänvisningen bör därför avse <NOBR>EU-bestämmelserna</NOBR> i en viss angiven lydelse, s.k. statisk hänvisning, och utformas enligt nya anvisningar för författningsskriv- ning. En följd av att ha en statisk hänvisning blir att om <NOBR>EU-bestäm-</NOBR> melserna ändras behöver lagstiftaren överväga om någon ändring bör göras i den nationella lagstiftningen.</P>
<P class="p890 ft2">Övervägandena finns i avsnitt 9.5.5.</P>
<P class="p874 ft29">19 §</P>
<P class="p875 ft4">I paragrafen, som är ny, anges storleken på den högsta sanktionsavgift som får fastställas för en fysisk person. Motsvarande bestämmelser om högsta sanktionsavgift för juridiska personer finns i 17 §.</P>
<P class="p773 ft2">Övervägandena finns i avsnitt 9.5.7.</P>
<P class="p874 ft29">20 §</P>
<P class="p875 ft4">Paragrafen, som är ny, innehåller bestämmelser om förfarandet för beslut om sanktioner genom sanktionsföreläggande. Paragrafen är utformad efter förebild av 15 kap. 9 a § lagen (2004:297) om bank- och finansi- eringsrörelse.</P>
<P class="p492 ft2">Enligt <SPAN class="ft3">första stycket </SPAN>ska ingripanden mot en styrelseledamot i en värdepapperscentral eller ett utsett kreditinstitut, värdepapperscentralens eller kreditinstitutets verkställande direktör eller ersättare för någon av dem, avseende värdepapperscentralen respektive kreditinstitutets över- trädelser enligt 12 och 13 §§, prövas av Finansinspektionen genom sank- tionsföreläggande.</P>
<P class="p492 ft4">I <SPAN class="ft36">andra stycket </SPAN>anges att ett sanktionsföreläggande innebär att den som bedöms vara ansvarig för en överträdelse föreläggs att inom viss tid godkänna det ingripande som föreläggandet avser.</P>
<P class="p16 ft2">362</P>
</DIV>
<DIV id="page_363">
<DIV>
<DIV id="id_1">
<P class="p337 ft2">Av <SPAN class="ft3">tredje stycket </SPAN>följer att ett godkänt föreläggande gäller som en domstols avgörande som fått laga kraft. Ett godkänt sanktionsföre- läggande såvitt avser sanktionsavgift kan därmed verkställas enligt utsökningsbalkens bestämmelser. Av andra meningen framgår att ett godkännande som görs efter att den tid som angetts i föreläggandet har gått ut är utan verkan. Det går således inte att klaga på beslut om sanktionsföreläggande enligt 10 kap. 1 §.</P>
<P class="p349 ft2">Övervägandena finns i avsnitt 9.8.</P>
<P class="p348 ft29">21 §</P>
<P class="p671 ft4">I paragrafen, som är ny, anges de uppgifter som ett sanktionsföre- läggande ska innehålla. Paragrafen är utformad efter förebild av 15 kap. 9 b § lagen (2004:297) om bank- och finansieringsrörelse.</P>
<P class="p337 ft2">För att kunna identifiera en överträdelse och avgränsa den mot andra förfaranden måste ett sanktionsföreläggande innehålla vissa specifika uppgifter. I <SPAN class="ft3">första stycket </SPAN>anges vilka uppgifter som ett sanktionsföre- läggande ska innehålla. Bestämmelsen är uppbyggd på liknande sätt som 48 kap. 6 § rättegångsbalken, som avser strafföreläggande.</P>
<P class="p337 ft2">Enligt <SPAN class="ft3">andra stycket </SPAN>ska sanktionsföreläggandet även innehålla en upplysning om att en ansökan om sanktion kan komma att ges in till domstol, om personen i fråga inte godkänner föreläggandet inom den tid som Finansinspektionen anger.</P>
<P class="p879 ft2">Övervägandena finns i avsnitt 9.8.</P>
<P class="p348 ft29">22 §</P>
<P class="p891 ft4">I paragrafen, som är ny, finns bestämmelser om det som gäller i fråga om domstolsprövning för det fall ett sanktionsföreläggande enligt 21 § inte godkänts. Paragrafen är utformad efter förebild av 15 kap. 9 c § lagen (2004:297) om bank- och finansieringsrörelse.</P>
<P class="p337 ft2">Av <SPAN class="ft3">första stycket </SPAN>följer att Finansinspektionen får ansöka hos allmän förvaltningsdomstol om att sanktionen ska beslutas. En sådan ansökan ska göras hos den förvaltningsrätt som har att pröva ett överklagande av Finansinspektionens eventuella beslut om ingripande mot värdepappers- centralen eller det utsedda kreditinstitutet för samma överträdelse.</P>
<P class="p337 ft4">I <SPAN class="ft36">andra stycket </SPAN>anges att det krävs prövningstillstånd för överklagande till kammarrätten.</P>
<P class="p185 ft2">Övervägandena finns i avsnitt 9.8.</P>
<P class="p332 ft29">23 §</P>
<P class="p343 ft2">Paragrafen, som är ny, utgör en preskriptionsbestämmelse för sanktioner mot fysiska personer för värdepapperscentralens eller det utsedda kredit- institutets överträdelser. Paragrafen är utformad efter förebild av 15 kap. 9 d § lagen (2004:297) om bank- och finansieringsrörelse.</P>
<P class="p346 ft4">Paragrafen innebär att en sanktion för en överträdelse enligt 12 eller 13 § får beslutas bara om sanktionsföreläggande har delgetts den som sanktionen riktas mot inom två år från den tidpunkt då överträdelsen ägde rum.</P>
<P class="p185 ft2">Övervägandena finns i avsnitt 9.9.</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">363</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_364">
<TABLE cellpadding=0 cellspacing=0 class="t77">
<TR>
<TD class="tr2 td106"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td188"><P class="p60 ft29">24 §</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">Paragrafen, som är ny, innehåller bestämmelser som införs i svensk rätt</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">med anledning av artikel 64 i förordningen om värdepapperscentraler. I</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">paragrafen anges vilka omständigheter hänförliga till överträdelsen som</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">ska beaktas vid valet mellan olika sanktioner, dvs. ingripandeåtgärder,</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">vid tillämpningen av detta kapitel. Även om paragrafen enligt dess</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">ordalydelse riktar sig till Finansinspektionen, är den tillämplig även vid</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">överklagande av ett sanktionsbeslut vid allmän förvaltningsdomstol eller</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">vid en sådan domstols prövning av beslut om sanktion enligt 22 §.</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p219 ft2">En sammanvägd bedömning ska göras vid valet av sanktion. Enligt</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2"><SPAN class="ft3">första stycket </SPAN>ska överträdelsens allvarlighet och varaktighet utgöra</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">utgångspunkt för valet av sanktion. Särskild hänsyn ska också tas till</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">graden av ansvar för den som har begått överträdelsen och skador som</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">uppkommit till följd av överträdelsen.</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p219 ft2">Av <SPAN class="ft3">andra stycket </SPAN>följer att Finansinspektionen under vissa omständig-</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">heter kan avstå från ingripande vid en överträdelse.</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p219 ft2">Paragrafen är i viss utsträckning utformad efter förebild av 15 kap.</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">1 b § lagen (2004:297) om bank- och finansieringsrörelse.</P></TD>
</TR>
<TR>
<TD class="tr27 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td188"><P class="p219 ft2">Övervägandena finns i avsnitt 9.7.</P></TD>
</TR>
</TABLE>
<TABLE cellpadding=0 cellspacing=0 class="t119">
<TR>
<TD class="tr28 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td254"><P class="p471 ft29">25 §</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p471 ft2">Paragrafen, som är ny, anger hur ett antal olika faktorer som inte är</P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td254"><P class="p471 ft2">hänförliga till själva överträdelsen ska inverka på valet av sanktion.</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p472 ft2">Av <SPAN class="ft3">första stycket </SPAN>följer att det vid valet av sanktion ska betraktas som</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p471 ft2">en förmildrande omständighet om värdepapperscentralen eller det ut-</P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td254"><P class="p471 ft2">sedda kreditinstitutet i fråga har samarbetat med Finansinspektionen på</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p471 ft2">visst sätt. Bestämmelsen är i viss utsträckning utformad efter förebild av</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p471 ft2">15 kap. 1 c § andra stycket 1 lagen (2004:297) om bank- och finansi-</P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td254"><P class="p471 ft2">eringsrörelse. I likhet med det som gäller enligt den lagen krävs det för</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p471 ft2">tillämpningen av bestämmelsen att det är fråga om ett samarbete av</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p471 ft2">väsentlig betydelse och att den ansvarige självmant för fram viktig</P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td254"><P class="p471 ft2">information som Finansinspektionen inte redan förfogar över (se prop.</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p471 ft2">2013/14:228 s. 312). Även om det inte anges uttryckligen i lagtexten, är</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p471 ft2">det givetvis av betydelse om den ansvarige snabbt upphör med</P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td254"><P class="p471 ft2">överträdelsen sedan den anmälts till eller påtalats av Finansinspektionen.</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p472 ft2">Bestämmelsen bör inte tolkas motsatsvis.</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p472 ft2">Som anges i artikel 64 e i förordningen om värdepapperscentraler kan</P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td254"><P class="p471 ft2">det finnas skäl för att ”säkerställa återbetalning av de vinster” som någon</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p471 ft2">har erhållit eller de ”förluster som denne undvikit” genom överträdelsen,</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p471 ft2">även om ett visst samarbete med Finansinspektionen har skett. I ett</P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td254"><P class="p471 ft2">sådant fall kan bestämmelsen t.ex. tillämpas på så sätt att en sanktions-</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p471 ft2">avgift sätts till ett visst lägre belopp, som dock inte understiger den</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p471 ft2">aktuella vinsten av överträdelsen, förutsatt att ett sådant belopp kan</P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td254"><P class="p471 ft2">fastställas.</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p472 ft2">I viss mån kan den förmildrande omständighet som anges i första</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p471 ft2">stycket jämföras med bestämmelsen om strafflindring i 29 kap. 5 § första</P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td254"><P class="p471 ft2">stycket 5 brottsbalken. Där anges att rätten i skälig omfattning ska beakta</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p471 ft2">om den tilltalade i ett brottmål frivilligt har angett sig eller lämnat upp-</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p471 ft2">gifter som är av väsentlig betydelse för utredningen av brottet.</P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td254"><P class="p472 ft2">Bestämmelsen innebär således att det kan komma i fråga att välja en</P></TD>
</TR>
<TR>
<TD class="tr31 td61"><P class="p17 ft2">364</P></TD>
<TD class="tr31 td254"><P class="p471 ft2">lindrigare sanktion med anledning av ett samarbete som skett t.ex. först</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_365">
<DIV>
<DIV id="id_1">
<P class="p343 ft2">efter det att Finansinspektionen har konstaterat en överträdelse, men innan utredningen är färdigställd. Av rättssäkerhetsskäl bör det inte komma i fråga att tillämpa bestämmelsen på så sätt att en lindrigare sanktion väljs mot bakgrund av att den ansvarige har lämnat uppgifter om någon annans överträdelser, exempelvis om ett utsett kreditinstitut lämnar uppgifter om en värdepapperscentral.</P>
<P class="p333 ft2">Av <SPAN class="ft3">andra stycket </SPAN>följer att det är en försvårande omständighet om den ansvariga värdepapperscentralen eller det ansvariga kreditinstitutet tidigare har gjort sig skyldigt till en överträdelse. Vid denna bedömning är det är av särskild betydelse om den nya överträdelsen är av likartat slag som den tidigare överträdelsen samt hur lång tid som har gått mellan dem. Det är särskilt försvårande om tidsperioden är kort eller om över- trädelserna är identiska. Om lång tid har förflutit mellan överträdelserna eller om de är av väsentligt olika slag, bör bestämmelsen inte tillämpas i försvårande riktning. Bestämmelsen är utformad efter förebild av 15 kap. 1 b § första stycket lagen om bank- och finansieringsrörelse (jfr a. prop. s. 312). Den kan också i viss mån jämföras med bestämmelsen om straffskärpning på grund av återfall i 30 kap. 4 § andra stycket brotts- balken. Vid tillämpningen av den sistnämnda bestämmelsen är det också av betydelse i vilken mån det rör sig om likartade överträdelser (likartad brottslighet) och hur lång tid som har förflutit.</P>
<P class="p892 ft2">Övervägandena finns i avsnitt 9.7.</P>
<P class="p332 ft29">26 §</P>
<P class="p343 ft2">I paragrafen, som är ny, regleras vilka hänsyn som ska tas vid fast- ställandet av sanktionsavgiftens storlek. Paragrafen är utformad efter förebild av 15 kap. 9 § lagen (2004:297) om bank- och finansierings- rörelse (jfr prop. 2013/14:228 s. 313 f.).</P>
<P class="p346 ft2">För bestämmelsens närmare innehåll i fråga om dess hänvisning till 24 och 25 §§ hänvisas till författningskommentarerna till dessa lagrum. I övrigt innebär bestämmelsen att storleken på en sanktionsavgift ska regleras i höjande riktning för att exempelvis ta hänsyn till om en överträdelse inneburit en vinst eller minskade kostnader för värde- papperscentralen eller det utsedda kreditinstitutet, men den kan också medföra att avgiften sänks till följd av exempelvis ett utdömt skadestånd. Sådana omständigheter ska däremot inte påverka valet av sanktion, utan endast beaktas vid fastställandet av avgiftens storlek. Med finansiell ställning avses exempelvis värdepapperscentralens eller det utsedda kreditinstitutets årsomsättning, men även andra faktorer som exempelvis ett utdömt skadestånd eller ålagd företagsbot bör kunna beaktas. Om det är fråga om en fysisk person ska hänsyn även tas till hans eller hennes finansiella ställning när avgiftens storlek bestäms.</P>
<P class="p892 ft2">Övervägandena finns i avsnitt 9.7.</P>
<P class="p332 ft29">27 §</P>
<P class="p343 ft4">I paragrafen, som är ny, finns bestämmelser om avgifter som Finans- inspektionen får ta ut.</P>
<P class="p337 ft4"><SPAN class="ft36">Första stycket </SPAN>gäller avgifter för prövningen av ansökningar och anmälningar enligt förordningen om värdepapperscentraler. De ärende- slag som avses är i första hand ansökningar om auktorisation av värde- papperscentraler (artikel 16) och auktorisation av utkontraktering eller</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">365</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_366">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p641 ft2">366</P>
</DIV>
<DIV id="id_2">
<P class="p278 ft2">utvidgning av tjänster (artikel 19), ansökningar om tilläggsauktorisation avseende anknutna banktjänster (artikel 54) och ansökningar om aukto- risation att utse ett kreditinstitut (artikel 54), ansökningar om utvidgning av anknutna banktjänster (artikel 56) samt anmälningar om tillhanda- hållande av tjänster i ett annat land inom EES (artikel 23).</P>
<P class="p682 ft2">Bestämmelsen rör möjligheten för Finansinspektionen att ta ut avgifter bl.a. för prövning av ärenden enligt förordningen. Det är därför ända- målsenligt att hänvisningen till <NOBR>EU-förordningen</NOBR> är dynamisk, dvs. avser förordningen i den vid varje tidpunkt gällande lydelsen.</P>
<P class="p368 ft2"><SPAN class="ft3">Andra stycket </SPAN>motsvarar bestämmelsen i 23 kap. 12 § lagen (2007:528) om värdepappersmarknaden, som enligt den nuvarande lydelsen av denna lag ska tillämpas även på centrala värdepappersförvarare (se hän- visningen till denna bestämmelse i 9 kap. 1 § första stycket).</P>
<P class="p879 ft2">Övervägandena finns i avsnitt 8.6.</P>
<P class="p348 ft29">28 §</P>
<P class="p871 ft4">Paragrafen, som är ny, innehåller ett bemyndigande i fråga om avgifter enligt 27 §.</P>
<P class="p527 ft2">Övervägandena finns i avsnitt 8.6.</P>
<P class="p332 ft29"><NOBR>29–32</NOBR> §§</P>
<P class="p278 ft2">Paragraferna, som är nya, innehåller bestämmelser om verkställighet av ett beslut om sanktionsavgift enligt <NOBR>17–19</NOBR> §§. Med formuleringen i <SPAN class="ft3">29 § </SPAN>om att beslut får verkställas enligt utsökningsbalken avses att verk- ställighet får ske utan föregående dom eller utslag om avgiften inte har betalats. Paragraferna är utformade efter förebild av 25 kap. <NOBR>25–28</NOBR> §§ lagen (2007:528) om värdepappersmarknaden, se författningskommen- taren till dessa bestämmelser (prop. 2006/07:115 s. 645).</P>
<P class="p682 ft2">Verkställighet får vidtas mot svenska värdepapperscentraler och värde- papperscentraler som har inrättat en filial i Sverige. Det kan i fråga om utländska värdepapperscentraler som inte har inrättat en filial i Sverige nämnas att indrivning av en sanktionsavgift enligt förevarande lag inte torde omfattas av reglerna i rådets direktiv 2010/24/EU av den 16 mars 2010 om ömsesidigt bistånd för indrivning av fordringar som avser skatter, avgifter och andra åtgärder.</P>
<P class="p349 ft2">Övervägandena finns i avsnitt 9.9.</P>
<P class="p649 ft29">10 kap.</P>
<P class="p654 ft29">1 §</P>
<P class="p16 ft2">Paragrafen innehåller bestämmelser om överklagande.</P>
<P class="p682 ft2">Ändringen i <SPAN class="ft3">första stycket </SPAN>innebär att beslut i ärenden som avses i 9 kap. 6 och 9 §§, dvs. förelägganden till den som driver verksamhet som omfattas av denna lag att lämna de upplysningar som behövs för att bedöma om lagen är tillämplig och beslut om sammankallande av styrelsen eller att styrelsen ska kalla till stämma inte får överklagas. I fråga om den senare bestämmelsen rör det sig endast om en följdändring. Sanktionsförelägganden enligt 20 § kan inte överklagas, vilket förtydligas i förhållande till promemorians förslag efter synpunkt från <SPAN class="ft3">Euroclear Sweden AB</SPAN>. Inte heller beslut enligt 20 § första stycket 5 förvaltningslagen (1986:223) får överklagas. Sådana beslut gäller frågor</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_367">
<DIV>
<DIV id="id_1">
<P class="p343 ft2">om normgivning. Ändringen innebär också att beslut enligt förordningen om värdepapperscentraler, t.ex. beslut om auktorisation, får överklagas (se avsnitt 8.7). Bestämmelsen rör rätten att överklaga beslut enligt för- ordningen. Det är därför ändamålsenligt att hänvisningen till <NOBR>EU-förord-</NOBR> ningen är dynamisk, dvs. avser förordningen i den vid varje tidpunkt gällande lydelsen.</P>
<P class="p333 ft4"><SPAN class="ft36">Andra stycket </SPAN>motsvarar en del av första stycket i paragrafens nuva- rande lydelse.</P>
<P class="p337 ft2"><SPAN class="ft3">Tredje stycket </SPAN>motsvarar andra stycket i paragrafens nuvarande lydelse. Bestämmelsen innebär att Finansinspektionen, vid behov, får besluta att ett föreläggande om att upphöra med viss verksamhet enligt 6 §, ett föreläggande om rättelse enligt 14 § eller en återkallelse av auktorisation enligt 15 § första stycket ska gälla omedelbart. I fråga om den sist- nämnda bestämmelsen kan det dock nämnas att ett beslut om återkallelse av auktorisation fattas med stöd av reglerna i förordningen om värde- papperscentraler.</P>
<P class="p879 ft2">Övervägandena finns i avsnitt 8.7.</P>
<P class="p348 ft29">2 §</P>
<P class="p671 ft2">Paragrafen, som är ny, införs till följd av artikel 66 i förordningen om värdepapperscentraler. Den är utformad efter förebild av 16 kap. 2 § lagen (2013:561) om förvaltare av alternativa investeringsfonder, se författningskommentaren till den bestämmelsen (prop. 2012/13:155 s. 518). <SPAN class="ft3">Förvaltningsrätten i Stockholm </SPAN>anser att det redan av lagtexten bör framgå att sexmånadersfristen börjar löpa när det finns en fullständig ansökan. Liksom i fråga om motsvarande bestämmelser i lagen om för- valtare av alternativa investeringsfonder får det anses tillräckligt att det i lagens förarbeten klargörs att det är en fullständig ansökan som avses.</P>
<P class="p351 ft2">Bestämmelsen rör rätten att begära förklaring av domstol om Finans- inspektionen inte fattar beslut om auktorisation enligt förordningen inom den angivna tidsfristen. Det är därför ändamålsenligt att hänvisningen till <NOBR>EU-förordningen</NOBR> är dynamisk, dvs. avser förordningen i den vid varje tidpunkt gällande lydelsen.</P>
<P class="p893 ft22"><SPAN class="ft41">Tredje stycket </SPAN>har införts i enlighet med <SPAN class="ft41">Lagrådets </SPAN>synpunkter. Övervägandena finns i avsnitt 8.7.</P>
<P class="p361 ft29">Ikraftträdande- och övergångsbestämmelser</P>
<P class="p667 ft4"><SPAN class="ft36">Punkten 1 </SPAN>anger när lagen träder i kraft. Detta datum överensstämmer med ikraftträdandet av följdändringarna i övrigt lagstiftning.</P>
<P class="p346 ft2"><SPAN class="ft3">Punkten 2 </SPAN>innebär att centrala värdepappersförvarare, i praktiken en- bart Euroclear Sweden AB, får fortsätta driva verksamheten enligt äldre bestämmelser under viss tid och under vissa förutsättningar. En förut- sättning är att bolaget ansöker om auktorisation enligt förordningen om värdepapperscentraler senast den 29 februari 2016. Det finns dock ett utrymme för att denna tidsgräns kan infalla ett senare datum. Av artikel 69.2 i förordningen följer nämligen att värdepapperscentralerna ska ansöka om auktorisation inom sex månader från ikraftträdandet av vissa tekniska standarder (se vidare avsnitt 14.1). Om dessa standarder t.ex. skulle träda i kraft vid utgången av 2015 infaller den sista tillåtna ansök- ningsdagen den 30 juni 2016. I ett sådant fall gäller alltså inte tidsgränsen</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">367</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_368">
<P class="p551 ft2">Prop. 2015/16:10 den 29 februari 2016. Om ansökan, i det ovan angivna exemplet, ges in inom tidsfristen och därefter avslås, ska Euroclear Sweden AB upphöra med sin verksamhet. Finansinspektionen får då besluta hur verksamheten ska avvecklas, vilket innebär att bolaget inte nödvändigtvis får fortsätta att driva verksamheten under hela den återstående delen av ansöknings- fristen.</P>
<P class="p493 ft4">Bestämmelsen rör ansökan om auktorisation. Det är därför ändamåls- enligt att hänvisningen till <NOBR>EU-förordningen</NOBR> är dynamisk, dvs. avser förordningen i den vid varje tidpunkt gällande lydelsen.</P>
<P class="p492 ft2"><SPAN class="ft3">Punkten 3 </SPAN>innebär att äldre bestämmelser ska tillämpas på överträdel- ser som har ägt rum före ikraftträdandet. Med överträdelser avses det- samma som i 9 kap. 11 §. Punkten innebär att sanktioner inte får beslutas mot fysiska personer för överträdelser som har ägt rum före ikraft- trädandet, eftersom några bestämmelser om sådana sanktioner inte gällde vid den tidpunkten.</P>
<P class="p492 ft2"><SPAN class="ft3">Punkten 4 </SPAN>innehåller en övergångsbestämmelse som gör det möjligt för Finansinspektionen att ta ut avgifter före ikraftträdandet för ansökningar och anmälningar enligt de nya bestämmelserna, när dessa har kommit in till inspektionen före lagens ikraftträdande.</P>
<P class="p502 ft4">Denna övergångsbestämmelse ska senare kompletteras med ändringar i förordningen (2001:911) om avgifter för prövning av ärenden hos Finansinspektionen.</P>
<P class="p773 ft2">Övervägandena finns i avsnitt 14.1.</P>
<P class="p894 ft67">16.6 Förslaget till lag om ändring i lagen (1999:1309) om system för avveckling av förpliktelser på finansmarknaden</P>
<TABLE cellpadding=0 cellspacing=0 class="t122">
<TR>
<TD class="tr2 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td254"><P class="p471 ft29">1 §</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p471 ft2">I paragrafen anges lagens tillämpningsområde.</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p472 ft2">I <SPAN class="ft3">tredje stycket</SPAN>, som är nytt, införs en upplysingsbestämmelse av inne-</P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td254"><P class="p471 ft2">börden att särskilda regler om avvecklingssystem för värdepapper finns i</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p471 ft2">förordningen om värdepapperscentraler. Att driva ett sådant avvecklings-</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p471 ft2">system är en av flera huvudtjänster som värdepapperscentraler får ägna</P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td254"><P class="p471 ft2">sig åt enligt bilagan till förordningen (avsnitt A). De särskilda regler om</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p471 ft2">avvecklingssystem som avses finns bl.a. i artiklarna 5 (avsedd avveck-</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p471 ft2">lingsdag), 6.3 (åtgärder för att förhindra utebliven avveckling), 7 (åt-</P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td254"><P class="p471 ft2">gärder för att hantera utebliven avveckling), 18.2 (krav på auktorisation),</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p471 ft2">33 (krav för deltagande), 34 (krav på öppenhet), 36 och 37 (krav på</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p471 ft2">emissionens integritet), 38 och 39 (skydd för deltagare m.fl.), 40</P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td254"><P class="p471 ft2">(kontantavveckling) och 41 (obestånd). Se även definitionen av uttrycket</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p471 ft2">avvecklingssystem för värdepapper i artikel 2.1.10.</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p472 ft2">Bestämmelsen rör en upplysning om de särskilda regler som finns i</P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td254"><P class="p471 ft2">förordningen. Det är därför ändamålsenligt att hänvisningen till <NOBR>EU-för-</NOBR></P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p471 ft2">ordningen är dynamisk, dvs. avser förordningen i den vid varje tidpunkt</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p471 ft2">gällande lydelsen.</P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td254"><P class="p472 ft2">Det bör noteras att lagen är tillämplig på avvecklingssystem som avser</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td254"><P class="p471 ft2">såväl betalningar som värdepapper. Denna distinktion utvecklas i</P></TD>
</TR>
<TR>
<TD rowspan=2 class="tr2 td61"><P class="p17 ft2">368</P></TD>
<TD class="tr31 td254"><P class="p471 ft2">avsnitten 4.2.3 och 4.2.4. De regler som finns i förordningen avser dock</P></TD>
</TR>
<TR>
<TD class="tr58 td254"><P class="p20 ft95"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_369">
<DIV>
<DIV id="id_1">
<P class="p343 ft4">enbart avvecklingssystem för värdepapper och har därför ingen betydelse för avvecklingssystem för betalningar.</P>
<P class="p527 ft2">Övervägandena finns i avsnitt 12.1.</P>
<P class="p348 ft29">2 §</P>
<P class="p343 ft2">Paragrafen innehåller definitioner av olika termer som förekommer i lagen.</P>
<P class="p895 ft2">Definitionen av termen central värdepappersförvarare ersätts med en definition av termen värdepapperscentral. Den senare termen omfattar värdepapperscentraler som är etablerade inom EES, se vidare defini- tionen i 1 kap. 3 § lagen (1998:1479) om värdepapperscentraler och kontoföring av finansiella instrument. I likhet med i definitionen i den lagen är hänvisningen till förordningen statisk även i förevarande para- graf, jfr författningskommentaren till 1 kap. 3 § förslaget till lag om ändring i lagen (1998:1479) om kontoföring av finansiella instrument (se avsnitt 16.5).</P>
<P class="p349 ft2">Övervägandena finns i avsnitt 6.2.</P>
<P class="p348 ft29">4 §</P>
<P class="p671 ft4">I paragrafen finns bestämmelser om administratörer av avvecklings- system.</P>
<P class="p337 ft2">I <SPAN class="ft3">tredje stycket</SPAN>, som är nytt, erinras om den särskilda regel om driften av avvecklingssystem som finns i artikel 18.2 i förordningen om värde- papperscentraler. Som redogörs för i författningskommentaren till 1 § finns det även andra regler i förordningen för avvecklingssystem. Artikel 18.2 har dock en särskild betydelse vid tillämpningen av förevarande paragraf, eftersom det anges i artikeln att auktoriserade värdepappers- centraler, inbegripet centralbanker som fungerar som värdepappers- centraler, får driva avvecklingssystem för värdepapper. Bestämmelsen rör en upplysning om de särskilda regler som finns i förordningen. Det är därför ändamålsenligt att hänvisningen till <NOBR>EU-förordningen</NOBR> är dynam- isk, dvs. avser förordningen i den vid varje tidpunkt gällande lydelsen.</P>
<P class="p349 ft2">Övervägandena finns i avsnitt 12.1.</P>
<P class="p348 ft29">6 §</P>
<P class="p896 ft4">I paragrafen finns bestämmelser om godkännande av avvecklingssystem. Ändringen innebär att termen central värdepapperförvarare ersätts med</P>
<P class="p897 ft22">termen svensk värdepapperscentral. Övervägandena finns i avsnitt 6.2.</P>
<P class="p367 ft29">8 §</P>
<P class="p671 ft4">I paragrafen anges vilka juridiska personer som får vara deltagare i avvecklingssystem.</P>
<P class="p337 ft2">I <SPAN class="ft3">första stycket 4 </SPAN>ersätts termen central värdepapperförvarare med termen svensk värdepapperscentral. Till följd av första stycket 7 jäm- ställs dock både värdepapperscentraler som är etablerade i ett annat land inom EES än Sverige och värdepapperscentraler från tredjeland med svenska värdepapperscentraler.</P>
<P class="p339 ft2">Övervägandena finns i avsnitt 6.2.</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">369</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_370">
<TABLE cellpadding=0 cellspacing=0 class="t77">
<TR>
<TD class="tr2 td106"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td188"><P class="p60 ft29">16 §</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">I paragrafen finns bestämmelser om återkallelse av ett godkännande av</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">ett avvecklingssystem.</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p219 ft2">I <SPAN class="ft3">första stycket 1 </SPAN>ersätts uttrycket auktorisation som central värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">pappersförvarare enligt lagen (1998:1479) om kontoföring av finansiella</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">instrument med uttrycket auktorisation som värdepapperscentral enligt</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">förordningen om värdepapperscentraler. Ändringen sker till följd av att</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">regler om sådan auktorisation numera finns i förordningen och att de</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">bestämmelser i lagen om kontoföring av finansiella instrument som avses</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">upphävs (se avsnitten 8.3 och 9.5.4).</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p219 ft2">Bestämmelsen rör återkallelse av godkännande av avvecklingssystem.</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">För att en värdepapperscentral ska få vara administratör av ett avveck-</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">lingssystem krävs att värdepapperscentralen är auktoriserad enligt förord-</P></TD>
</TR>
<TR>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">ningen. Det är därför ändamålsenligt att hänvisningen till <NOBR>EU-förord-</NOBR></P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">ningen är dynamisk, dvs. avser förordningen i den vid varje tidpunkt</P></TD>
</TR>
<TR>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">gällande lydelsen.</P></TD>
</TR>
<TR>
<TD class="tr27 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td188"><P class="p219 ft2">Övervägandena finns i avsnitt 12.2.</P></TD>
</TR>
</TABLE>
<P class="p898 ft72">16.7 Förslaget till lag om ändring i aktiebolagslagen (2005:551)</P>
<P class="p899 ft29">1 kap.</P>
<P class="p799 ft29">9 §</P>
<P class="p797 ft4">Paragrafen innehåller en tabell som åskådliggör i vilka paragrafer i lagen som det finns bestämmelser om betydelsen av olika begrepp, termer och uttryck.</P>
<P class="p492 ft22">I uppräkningen läggs termen värdepapperscentral till. Denna term definieras i nya 10 b §.</P>
<P class="p887 ft29">10 §</P>
<P class="p900 ft4">Paragrafen innehåller allmänna bestämmelser för avstämningsbolag. Ändringen i <SPAN class="ft36">första stycket </SPAN>är en följd av att rubriken till lagen om</P>
<P class="p797 ft4">kontoföring av finansiella instrument ändras till lagen om värdepappers- centraler och kontoföring av finansiella instrument.</P>
<P class="p492 ft2"><SPAN class="ft3">Andra stycket</SPAN>, som är nytt, innebär att aktier i ett avstämningsbolag ska vara registrerade i avstämningsregister för bolaget. Bestämmelsen mot- svarar nuvarande 4 kap. 2 § första stycket första meningen lagen (1998:1479) om kontoföring av finansiella instrument. Eftersom den lagen i huvudsak tillämpas endast på svenska värdepapperscentraler överförs bestämmelsen till förevarande lag. Av nya 10 a § följer att registrering får ske även i en utländsk motsvarighet till ett avstämnings- register. Att aktier i andra aktiebolag, dvs. kupongbolag, inte får vara registrerade i ett svenskt avstämningsregister framgår av 4 kap. 2 § första stycket lagen om värdepapperscentraler och kontoföring av finansiella instrument.</P>
<P class="p901 ft2">Övervägandena finns i avsnitten 6.3 och 7.4.</P>
<P class="p902 ft2">370</P>
</DIV>
<DIV id="page_371">
<DIV>
<DIV id="id_1">
<P class="p16 ft29">10 a §</P>
<P class="p343 ft4">Paragrafen, som är ny, gäller tillämpningen av vissa termer avseende värdepapperscentraler som är etablerade i ett annat land inom Europeiska ekonomiska samarbetsområdet (EES) än Sverige.</P>
<P class="p335 ft2"><SPAN class="ft3">Första stycket </SPAN>innebär att vissa utländska register ska jämställas med avstämningsregister vid tillämpningen av lagen. Innebörden av termen avstämningsregister framgår av 4 kap. 1 § lagen om värdepappers- centraler och kontoföring av finansiella instrument (se även hänvisningen i 1 kap. 3 § i den lagen och definitionen av uttrycket kontoföring av finansiella instrument som finns i den paragrafen).</P>
<P class="p346 ft2">Likabehandlingen av avstämningsregister och motsvarande register som förs av en värdepapperscentral som är etablerad i ett annat land inom EES än Sverige beror på att förevarande lag är tillämplig på alla svenska aktiebolag samtidigt som bestämmelserna om avstämnings- register i lagen om värdepapperscentraler och kontoföring av finansiella instrument endast gäller för svenska värdepapperscentraler. Av förord- ningen om värdepapperscentraler följer att emittenter inom EES under vissa förutsättningar ska få registrera finansiella instrument hos vilken värdepapperscentral som helst inom EES. Av förslagen i avsnitt 7.4 följer att denna rätt ska gälla för avstämningsbolag enligt svensk rätt. Det är därför inte tillräckligt att bestämmelserna i förevarande lag gäller svenska avstämningsregister. I stället ska även sådana motsvarande register som förs enligt förordningen (avsnitt A i bilagan till förord- ningen) omfattas.</P>
<P class="p838 ft2">Vid bedömningen av vilka register som motsvarar ett svenskt avstäm- ningsregister bör hänsyn tas till att utländska värdepapperscentraler kan tillämpa en väsentligt annan kontostruktur än det <NOBR>VPC-system</NOBR> som används av Euroclear Sweden AB (se avsnitten 4.2.5 och 4.4). Med mot- svarande register avses dock sådana register som värdepapperscentralen för själv, dvs. kontoföring på den högsta nivån (se avsnitten 7.1 och 7.4). En förvaltares eget depåsystem avses alltså inte. Värdepapperscentralen i fråga ska vara auktoriserad.</P>
<P class="p638 ft2">Termen värdepapperscentral definieras i 10 b § (se författnings- kommentaren till den paragrafen). I enlighet med <SPAN class="ft3">Lagrådets </SPAN>synpunkter har definitionen av värdepapperscentral i förevarande lag och i lagen om värdepapperscentraler och kontoföring av finansiella instrument justerats så att de används på samma sätt i de båda lagarna (se författnings- kommentaren till 1 kap. 3 § sistnämnda lag). I förevarande paragraf har därför sista meningen i första stycket i lagrådsremissens förslag utgått. Bestämmelsen rör tillämpningen av vissa termer som förekommer i lagen om värdepapperscentraler och kontoföring av finansiella instrument och i förordningen om värdepapperscentraler. Hänvisningen bör därför avse <NOBR>EU-bestämmelserna</NOBR> i en viss angiven lydelse, s.k. statisk hänvisning, och utformas enligt nya anvisningar för författningsskrivning. En följd av att ha en statisk hänvisning blir att om <NOBR>EU-bestämmelserna</NOBR> ändras behöver lagstiftaren överväga om någon ändring bör göras i den nationella lagstiftningen.</P>
<P class="p336 ft4">Enligt <SPAN class="ft36">andra stycket </SPAN>ska med avstämningskonto jämställas ett mot- svarande konto i en värdepapperscentral som är etablerad i ett annat land inom EES än Sverige (jfr ovan).</P>
<P class="p527 ft2">Övervägandena finns i avsnitten 7.1 och 7.4.</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">371</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_372">
<TABLE cellpadding=0 cellspacing=0 class="t77">
<TR>
<TD class="tr2 td129"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p20 ft29">10 b §</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">Paragrafen, som är ny, innehåller en hänvisning till lagen om värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">papperscentraler och kontoföring av finansiella instrument i fråga om</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">definitionerna av termerna värdepapperscentral och värdepapperscentral</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">från tredjeland (jfr 9 §). Definitionerna innebär att värdepapperscentral är</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">en samlingsterm för svenska värdepapperscentraler och värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">centraler som är etablerade i andra länder inom EES än Sverige (se</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">författningskommentaren till 10 a § förevarande lag och 1 kap. 3 § lagen</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">om värdepapperscentraler och kontoföring av finansiella instrument).</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">Paragrafen har justerats i enlighet med <SPAN class="ft3">Lagrådets </SPAN>synpunkter.</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Av sista meningen i paragrafen framgår att en värdepapperscentral från</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">tredjeland endast under vissa förutsättningar ska jämställas med en</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">värdepapperscentral enligt definitionen i lagen om värdepapperscentraler</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">och kontoföring av finansiella instrument, om inte något annat anges.</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">Bestämmelsen rör när en värdepapperscentral från tredjeland som har</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">erkänts enligt förordningen ska jämställas en med en värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">central. Hänvisningen bör därför avse <NOBR>EU-bestämmelserna</NOBR> i en viss an-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">given lydelse, s.k. statisk hänvisning, och utformas enligt nya anvis-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ningar för författningsskrivning. En följd av att ha en statisk hänvisning</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">blir att om <NOBR>EU-bestämmelserna</NOBR> ändras behöver lagstiftaren överväga om</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">någon ändring bör göras i den nationella lagstiftningen.</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Av 10 a § följer att register som förs av en värdepapperscentral från</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">tredjeland inte ska jämställas med ett svenskt avstämningsregister. Det</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">innebär att ett avstämningsbolag inte kan ingå ett avtal enligt 5 kap. 12 §</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">tredje stycket med en värdepapperscentral från tredjeland om att aktierna</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">i bolaget ska registreras i ett sådant register, till skillnad från ett register</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">som förs av värdepapperscentraler som är etablerade inom EES. Ett</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">avstämningsbolag får däremot ingå ett avtal om ansvaret för aktieboken</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">med en värdepapperscentral från tredjeland (se 5 kap. 12 § andra stycket</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">och författningskommentaren till den bestämmelsen).</P></TD>
</TR>
<TR>
<TD class="tr27 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td169"><P class="p60 ft2">Övervägandena finns i avsnitt 6.2.</P></TD>
</TR>
</TABLE>
<P class="p903 ft29">4 kap.</P>
<P class="p605 ft29">30 §</P>
<P class="p599 ft2">I paragrafen finns bestämmelser om hembudsskyldighet.</P>
<P class="p492 ft2">I <SPAN class="ft3">andra stycket </SPAN>ersätts termen central värdepappersförvarare med termen värdepapperscentral. I stycket görs ett tillägg som innebär att skyldigheten att underrätta styrelsen om övergång av en hembudspliktig aktie gäller endast om värdepapperscentralen ansvarar för att föra aktieboken. Det tillägget görs med anledning av att denna underrättelse ska ske i samband med att frågan om införande i aktieboken prövas, och att det inte är givet att det är just värdepapperscentralen som för aktie- boken (se 5 kap. 12 § och författningskommentaren till den paragrafen).</P>
<P class="p876 ft2">Övervägandena finns i avsnitt 7.5.</P>
<P class="p874 ft29">39 och 40 §§</P>
<P class="p574 ft22">I paragraferna anges vem som ska vara behörig att utöva vissa rättigheter som har samband med innehavet av aktier i avstämningsbolag.</P>
<P class="p657 ft2">372</P>
</DIV>
<DIV id="page_373">
<DIV>
<DIV id="id_1">
<P class="p337 ft4">Ändringarna är en följd av att rubriken till lagen om kontoföring av finansiella instrument ändras till lagen om värdepapperscentraler och kontoföring av finansiella instrument.</P>
<P class="p185 ft2">Övervägandena finns i avsnitt 6.3.</P>
<P class="p332 ft29">41 och 49 §§</P>
<P class="p343 ft4">I paragraferna finns bestämmelser om betalningar m.m. som görs till fel mottagare respektive registrering av vissa beslut i aktiebolagsregistret.</P>
<P class="p337 ft2">Termen central värdepappersförvarare ersätts i paragraferna med ter- men värdepapperscentral (se författningskommentaren till 1 kap. 10 b §).</P>
<P class="p337 ft2">I <SPAN class="ft3">49 § tredje stycket </SPAN>görs ett tillägg som innebär att en anmälan om uppdelning eller sammanläggning av aktier ska göras till den eller de värdepapperscentraler som för avstämningsregister för bolaget. Tillägget görs med anledning av att det inte nödvändigtvis är en och samma värde- papperscentral som för avstämningsregister eller motsvarande utländskt register för bolaget och som för aktiebok för bolaget. Eftersom aktie- boken ska avspegla avstämningsregistret, kommer nödvändiga ändringar att göras i aktieboken när den stäms av.</P>
<P class="p873 ft2">Övervägandena finns i avsnitt 6.2.</P>
<P class="p649 ft29">5 kap.</P>
<P class="p663 ft29">4 §</P>
<P class="p671 ft4">I paragrafen finns bestämmelser om tillämpningen av personuppgifts- lagen (1998:204) på personuppgifter i en aktiebok.</P>
<P class="p337 ft2">I <SPAN class="ft3">första stycket </SPAN>ersätts termen central värdepappersförvarare med termen värdepapperscentral (se avsnitt 6.2). I tredje meningen görs ett tillägg. För det första förutsätts att värdepapperscentralen ansvarar för att föra aktieboken (se 12 § och författningskommentaren till den para- grafen). Det är nämligen inte givet att det är värdepapperscentralen som ansvarar för detta. För det andra förutsätts att det rör sig om en svensk värdepapperscentral, dvs. en värdepapperscentral som är etablerad i Sverige (se vidare 1 kap. 3 § lagen [1998:1479] om värdepappers- centraler och kontoföring av finansiella instrument). Detta beror på den territoriella begränsningen av personuppgiftslagens tillämpningsområde (se 4 § i den lagen).</P>
<P class="p349 ft2">Övervägandena finns i avsnitt 7.5.</P>
<P class="p348 ft29">12 §</P>
<P class="p671 ft4">I paragrafen finns bestämmelser om ansvaret för aktieboken i avstäm- ningsbolag.</P>
<P class="p337 ft2">Ändringen i <SPAN class="ft3">andra stycket </SPAN>innebär att bolaget får träffa ett avtal med en värdepapperscentral om ansvaret för aktieboken. Värdepapperscentraler från tredjeland jämställs med övriga värdepapperscentraler i detta avseende (se 1 kap. 10 b §). Om ett sådant avtal träffats, ansvarar värde- papperscentralen för att föra aktieboken enligt det som anges i stycket och i de övriga bestämmelser i förevarande lag som berör aktieboken. Det bör, inte minst mot bakgrund av synpunkter från <SPAN class="ft3">Bolagsverket</SPAN>, understrykas att endast en värdepapperscentral kan göras ansvarig för att föra aktieboken (se även avsnitt 7.5). Det kan dock röra sig om en annan värdepapperscentral än den som för avstämningsregistret eller mot-</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">373</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_374">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td224"><P class="p94 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td188"><P class="p60 ft2">svarande register. I förhållande till promemorians förslag görs ett tillägg</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">om att bestämmelserna i förevarande lag ska följas (se avsnitt 7.5).</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p219 ft2">Som <SPAN class="ft3">Svenskt Näringsliv </SPAN>berör ska det tydligt framgå av avtalet att</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">ansvaret för att aktieboken omfattar samtliga de uppgifter som räknas</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">upp i punkterna <NOBR>1–4.</NOBR></P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p219 ft2">Att föra aktieboken är en frivillig uppgift för värdepapperscentraler</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">enligt förordningen om värdepapperscentraler, vilket inte är fallet för</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">centrala värdepappersförvarare enligt nuvarande bestämmelser (se avsnitt</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">7.5). Om en värdepapperscentral är auktoriserad för att ansvara för</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">aktieboken i avstämningsbolag (se punkten 2 a i avsnitt B i bilagan till</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">förordningen) får den dock på frivillig grund ingå ett sådant avtal som</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">avses i förevarande stycke. Om ett sådant avtal inte gäller, ansvarar dock</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">bolagets styrelse för aktieboken (se tredje stycket sista meningen).</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p219 ft2"><SPAN class="ft3">Tredje stycket </SPAN>avser två olika slags avtal. För det första avses avtal om</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">registrering av bolagets aktier i avstämningsregister eller motsvarande</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">utländskt register (jfr 1 kap. 10 a §). Ett sådant avtal ska vara skriftligt</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">(se avsnitt 7.4). Det får inte ingås med en värdepapperscentral från</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">tredjeland (se 1 kap. 10 a § första stycket andra meningen). Det rör sig</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">om samma slags avtal som avses i 4 kap. 4 § lagen (1998:1479) om</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">värdepapperscentraler och kontoföring av finansiella instrument. I</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">motsats till promemorians förslag anges att ett sådant avtal endast får</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">ingås med en enda värdepapperscentral (jfr nämnda lagrum och avsnitt</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">7.5). För det andra avses, enligt det tillägg som görs, sådana avtal om</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">ansvaret för aktieboken som avses i andra stycket. Tillägget innebär att</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">det antingen är bolagets styrelse eller en värdepapperscentral som</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">ansvarar för aktieboken. I uttrycket ”om något sådant avtal om ansvar för</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">aktieboken inte gäller” syftar termen gäller på att det avgörande är om</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">avtalet i fråga är gällande eller inte, vilket är en obligationsrättslig fråga.</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">Exempelvis kan avtalet ha löpt ut, hävts eller sagts upp. I ett sådant fall</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">ansvarar alltså bolagets styrelse (se även straffbestämmelsen i 30 kap. 1 §</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">första stycket 2).</P></TD>
</TR>
<TR>
<TD class="tr27 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td188"><P class="p219 ft2">Övervägandena finns i avsnitt 7.5.</P></TD>
</TR>
<TR>
<TD class="tr41 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td188"><P class="p60 ft29">12 a §</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">Paragrafen, som är ny, innebär att ett avstämningsbolag är skyldigt att</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">anmäla för registrering vilken eller vilka värdepapperscentraler som</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">bolaget har anlitat för registreringen av aktierna i bolaget respektive för</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">förandet av aktieboken (se 12 § tredje stycket och författningskommen-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">taren till den paragrafen). I annat fall kan det vara svårt för allmänheten</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">att t.ex. veta till vilken värdepapperscentral som frågor om innehållet i</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">aktieboken ska riktas (jfr 19 §).</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p219 ft2">Med anledning av synpunkter från <SPAN class="ft3">Bolagsverket </SPAN>bör det understrykas</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">att den värdepapperscentral som för avstämningsregistret eller mot-</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td188"><P class="p60 ft2">svarande inte alltid är densamma som ansvarar för aktieboken, vilket</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">förklarar varför det anges ”vilken eller vilka” (se författningskommen-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">taren till 12 § samt avsnitten 7.4 och 7.5).</P></TD>
</TR>
<TR>
<TD class="tr27 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td188"><P class="p219 ft2">Övervägandena finns i avsnitten 7.4 och 7.5.</P></TD>
</TR>
<TR>
<TD class="tr41 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td188"><P class="p60 ft29">13 §</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td188"><P class="p60 ft2">I paragrafen finns bestämmelser om anteckning som aktieägare i aktie-</P></TD>
</TR>
<TR>
<TD class="tr31 td224"><P class="p858 ft2">374</P></TD>
<TD class="tr31 td188"><P class="p60 ft2">boken.</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_375">
<DIV>
<DIV id="id_1">
<P class="p337 ft2">Eftersom inte bara svenska avstämningsregister utan även vissa utländska motsvarigheter omfattas av förevarande lag (se 1 kap. 10 a §), görs en ändring. Ändringen innebär att inte bara avstämningskonton utan även konton (värdepapperskonton) i utländska register som motsvarar svenska avstämningsregister omfattas (se 1 kap. 10 a § andra stycket).</P>
<P class="p873 ft2">Övervägandena finns i avsnitt 7.5.</P>
<P class="p348 ft29">14 §</P>
<P class="p125 ft2">I paragrafen finns bestämmelser om förvaltarregistrerade aktier.</P>
<P class="p335 ft2">I <SPAN class="ft3">första stycket </SPAN>görs ett tillägg till bestämmelsen om förvaltar- registrering av aktier mot bakgrund av att registrering av aktier numera kan ske även i utländska motsvarigheter till svenska avstämningsregister (se 1 kap. 10 a § och författningskommentaren till den paragrafen). Förvaltarregistrering är den term som förekommer i 3 kap. <NOBR>7–12</NOBR> §§ lagen (1998:1479) om värdepapperscentraler och kontoföring av finansiella instrument. I svensk rätt är denna företeelse ett slags undantag i för- hållande till övrig registrering i avstämningsregister då det finansiella instrumentet antecknas på ett avstämningskonto för den egentlige ägaren (ägarkonto, se avsnitt 4.4). I de flesta utländska rättsordningar är i stället detta undantag den enda form av registrering på den högsta nivån som förekommer.</P>
<P class="p336 ft2">I <SPAN class="ft3">tredje stycket </SPAN>görs en terminologisk ändring (se avsnitt 6.2) och ett tillägg. Tillägget förtydligar att bestämmelserna i lagen om värde- papperscentraler och kontoföring av finansiella instrument i huvudsak gäller endast för svenska värdepapperscentraler, dvs. sådana värde- papperscentraler som är etablerade i Sverige.</P>
<P class="p873 ft2">Övervägandena finns i avsnitten 6.3 och 7.4.</P>
<P class="p348 ft29"><NOBR>16–19</NOBR> §§</P>
<P class="p125 ft2">I paragraferna finns bestämmelser om bl.a. förandet av aktieboken.</P>
<P class="p337 ft2">I paragraferna görs följdändringar med anledning av de ändringar i fråga om ansvaret för aktieboken som görs i 12 § (se författnings- kommentaren till den paragrafen). I <SPAN class="ft3">17 § första stycket 1 </SPAN>görs även en ändring av innebörden att vissa utländska förfaranden ska jämställas med en sådan anteckning som avses i 4 kap. 6 § lagen om värdepappers- centraler och kontoföring av finansiella instrument (jfr 13 §). Dessutom görs en terminologisk ändring.</P>
<P class="p873 ft2">Övervägandena finns i avsnitten 6.3 och 7.5.</P>
<P class="p658 ft29">6 kap. 10 § och 11 kap. 5 §</P>
<P class="p667 ft4">I paragraferna finns bestämmelser om utfärdande av aktiebrev och interimsbevis respektive emissionsbevis.</P>
<P class="p337 ft2">Ändringarna är en följd av att rubriken till lagen om kontoföring av finansiella instrument ändras till lagen om värdepapperscentraler och kontoföring av finansiella instrument.</P>
<P class="p337 ft4">I <SPAN class="ft36">11 kap. 5 § första stycket </SPAN>görs även några ändringar av redaktionell art.</P>
<P class="p527 ft2">Övervägandena finns i avsnitt 6.3.</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">375</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_376">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p641 ft2">376</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft29">11 kap. 8 §</P>
<P class="p719 ft4">I paragrafen finns bestämmelser om registrering av fondaktierätter och teckningsrätter.</P>
<P class="p211 ft2">I paragrafen ersätts hänvisningarna till registrering enligt lagen om kontoföring av finansiella instrument med hänvisningar till registrering i avstämningsregister, vilket även omfattar vissa utländska register (se 1 kap. 10 a § och författningskommentaren till den paragrafen).</P>
<P class="p339 ft2">Övervägandena finns i avsnitten 6.3 och 7.4.</P>
<P class="p658 ft29">12 kap. 10 §, 13 kap. 18 §, 14 kap. 36 §, 15 kap. 37 § och 20 kap. 21 §</P>
<P class="p719 ft4">I paragraferna finns bestämmelser om anmälan om vissa bolagshändelser till en värdepapperscentral.</P>
<P class="p211 ft2">I respektive paragraf ersätts termen den centrala värdepappersför- vararen med termen värdepapperscentralen. Det förtydligas också att det är den värdepapperscentral som för avstämningsregister för bolaget som avses, för det fall att avstämningsbolaget skulle ha anlitat fler än en värdepapperscentral (se författningskommentaren till 5 kap. 12 §).</P>
<P class="p879 ft2">Övervägandena finns i avsnitt 6.2.</P>
<P class="p649 ft29">22 kap. 4, 14, 20 och 21 §§</P>
<P class="p654 ft2">I paragraferna finns bestämmelser om inlösen av aktier.</P>
<P class="p211 ft2">I paragraferna ersätts hänvisningarna till registrering enligt lagen om kontoföring av finansiella instrument med hänvisningar till registrering i avstämningsregister, vilket även omfattar vissa utländska register (se 1 kap. 10 a § och författningskommentaren till den paragrafen).</P>
<P class="p879 ft2">Övervägandena finns i avsnitten 6.3 och 7.4.</P>
<P class="p658 ft29">30 kap. 1 §</P>
<P class="p719 ft4">I paragrafen finns bestämmelser om straffansvar för vissa överträdelser av bestämmelserna i lagen.</P>
<P class="p211 ft4">I <SPAN class="ft36">andra stycket </SPAN>ersätts termen central värdepappersförvarare med termen värdepapperscentral.</P>
<P class="p185 ft2">Övervägandena finns i avsnitt 6.2.</P>
<P class="p649 ft29">Ikraftträdande- och övergångsbestämmelser</P>
<P class="p904 ft4"><SPAN class="ft36">Punkten 1 </SPAN>innebär att lagändringarna träder i kraft den 1 mars 2016. Enligt <SPAN class="ft36">punkten 2 </SPAN>ska inte det nya krav på ett skriftligt avtal som införs i</P>
<P class="p278 ft2">5 kap. 12 § tredje stycket gälla för avtal om registrering av aktier i avstämningsregister som ingåtts före lagens ikraftträdande. De avtal som avses här skiljer sig från de avtal om ansvaret för aktieboken som behandlas i punkten 3.</P>
<P class="p368 ft4">Av <SPAN class="ft36">punkten 3 </SPAN>följer att avstämningsbolag har en viss övergångstid på sig för att ingå ett avtal om ansvaret för aktieboken enligt 5 kap. 12 § andra stycket. Övergångstiden löper från ikraftträdandet av de nya bestämmelserna till och med den 28 februari 2017, dvs. under ett års tid. Under övergångstiden gäller äldre bestämmelser om ett avtal inte har träffats. Om ett avtal träffas under övergångstiden, börjar de nya bestämmelserna att tillämpas från tidpunkten då anmälan enligt 5 kap.</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_377">
<P class="p284 ft4">12 a § kom in till Bolagsverket. De nya bestämmelserna tillämpas dock Prop. 2015/16:10 under alla förhållanden från och med den 1 mars 2017. Det innebär att avstämningsbolagets styrelse ansvarar för aktieboken från och med den</P>
<P class="p905 ft2">1 mars 2017 om något avtal om aktieboken inte ingås eller om uppgiften om detta inte anmäls till Bolagsverket.</P>
<P class="p82 ft2">Övervägandena finns i avsnitt 14.2.</P>
<P class="p906 ft72"><SPAN class="ft24">16.8</SPAN><SPAN class="ft116">Förslaget till lag om ändring i lagen (2007:528) om värdepappersmarknaden</SPAN></P>
<P class="p907 ft29">1 kap. 1 §</P>
<P class="p866 ft2">I paragrafen anges lagens innehåll och tillämpningsområde.</P>
<P class="p48 ft2"><SPAN class="ft3">Femte stycket</SPAN>, som är nytt, innehåller ett undantag från lagens tillämp- ningsområde. Det innebär att lagen inte ska tillämpas på sådan clearing- verksamhet som avses i förordningen om värdepapperscentraler. För sådan clearingverksamhet gäller i stället reglerna i förordningen (se avsnitt 6.5).</P>
<P class="p192 ft2">Bestämmelsen rör ett undantag från lagens tillämpningsområde för sådan clearingverksamhet som avses i förordningen. Hänvisningen bör därför avse <NOBR>EU-bestämmelserna</NOBR> i en viss angiven lydelse, s.k. statisk hänvisning, och utformas enligt nya anvisningar för författnings- skrivning. En följd av att ha en statisk hänvisning blir att om <NOBR>EU-bestäm-</NOBR> melserna ändras behöver lagstiftaren överväga om någon ändring bör göras i den nationella lagstiftningen.</P>
<P class="p908 ft2">Övervägandena finns i avsnitt 6.5.</P>
<P class="p909 ft29">21 kap. 2 §</P>
<P class="p860 ft2">I paragrafen finns bestämmelser om vilka juridiska personer som får delta i den clearingverksamhet som drivs av en clearingorganisation. I <SPAN class="ft3">första stycket </SPAN>ersätts termen centrala värdepappersförvarare med ter- merna värdepapperscentraler och värdepapperscentraler från tredjeland. Ändringen i <SPAN class="ft3">andra stycket </SPAN>är av redaktionell art.</P>
<P class="p908 ft2">Övervägandena finns i avsnitt 6.2.</P>
<P class="p910 ft29">Ikraftträdande- och övergångsbestämmelser</P>
<P class="p911 ft4"><SPAN class="ft36">Punkten 1 </SPAN>innebär att lagändringarna träder i kraft den 1 mars 2016. Enligt <SPAN class="ft36">punkten 2</SPAN>, som är ny i förhållande till promemorians förslag, ska</P>
<P class="p114 ft2">äldre bestämmelser fortsätta att gälla för en central värdepappers- förvarare som enligt punkt 2 av övergångsbestämmelserna till lagen (2015:000) om ändring i lagen (1998:1479) om kontoföring av finan- siella instrument får fortsätta att driva sådan verksamhet som avses där efter den 29 februari 2016. Denna punkt har alltså ett samband med att även äldre bestämmelser i lagen om kontoföring av finansiella instrument i vissa fall ska tillämpas under en övergångsperiod efter ikraftträdandet av lagändringarna.</P>
<P class="p912 ft2">Övervägandena finns i avsnitt 14.1.</P>
<P class="p913 ft2">377</P>
</DIV>
<DIV id="page_378">
<TABLE cellpadding=0 cellspacing=0 class="t123">
<TR>
<TD class="tr35 td48"><P class="p20 ft2">Prop. 2015/16:10 <SPAN class="ft37">16.9</SPAN></P></TD>
<TD class="tr35 td336"><P class="p20 ft26">Förslaget till lag om ändring i offentlighets-</P></TD>
</TR>
<TR>
<TD class="tr42 td48"><P class="p20 ft6"> </P></TD>
<TD class="tr42 td336"><P class="p20 ft26">och sekretesslagen (2009:400)</P></TD>
</TR>
</TABLE>
<P class="p899 ft29">30 kap. 4 b §</P>
<P class="p594 ft2">I <SPAN class="ft3">första stycket </SPAN>finns bestämmelser om sekretess i en statlig myndighets verksamhet avseende tillståndsgivning, dvs. auktorisation, eller tillsyn i fråga om bl.a. värdepappersmarknaden. Denna verksamhet omfattar således auktorisation av och tillsyn över värdepapperscentraler enligt lagen (1998:1479) om värdepapperscentraler och kontoföring av finansiella instrument och förordningen om värdepapperscentraler. Dessa frågor behandlas i avsnitten 8 och 9. Det är Finansinspektionen som ansvarar för dessa frågor. Sekretesskyddet enligt paragrafen gäller dock endast uppgifter i en anmälan eller en utsaga om överträdelser av bestämmelser som gäller för den som myndighetens verksamhet avser, om uppgiften kan avslöja anmälarens identitet.</P>
<P class="p495 ft2"><SPAN class="ft3">Andra stycket</SPAN>, som är nytt, innebär att sekretess gäller i en statlig myn- dighets verksamhet enligt lagen om värdepapperscentraler och konto- föring av finansiella instrument för uppgift om enskilds personliga och ekonomiska förhållanden i en anmälan eller utsaga om överträdelse av bestämmelse i lag eller författning som gäller för värdepapperscentralers och utsedda kreditinstituts verksamhet, om uppgiften kan avslöja den anmäldes identitet och det inte står klart att uppgiften kan röjas utan att denne lider skada eller men. Bestämmelserna avser Finansinspektionens tillsyn enligt lagen om värdepapperscentraler och kontoföring av finansiella instrument, dvs. tillsyn av verksamhet som drivs av värde- papperscentraler och utsedda kreditinstitut. Denna tillsyn är en del av den verksamhet avseende värdepappersmarknaden som avses i första stycket. Andra stycket avser den omvända situationen jämfört med första stycket, dvs. skydd för den utpekade personen i stället för skydd för anmälaren.</P>
<P class="p546 ft2">Med uttrycket överträdelse av bestämmelse i lag eller annan författning som gäller för värdepapperscentralers och utsedda kreditinstituts verk- samhet avses, förutom lagen om värdepapperscentraler och kontoföring av finansiella instrument, föreskrifter som har meddelats med stöd av den lagen, förordningen om värdepapperscentraler, rättsakter som har antagits med stöd av den förordningen samt övriga tillämpliga författ- ningar. Exempel på sådana övriga författningar är de som reglerar banker och andra kreditinstitut och som gäller för utsedda kreditinstitut.</P>
<P class="p495 ft4">Med ”den anmäldes identitet” avses i andra stycket endast fysiska personers identitet (jfr artikel 65.2 d i förordningen).</P>
<P class="p502 ft2">Andra stycket införs med anledning av artikel 65.2 d i förordningen (se avsnitt 8.9.6). Som framgår av den artikeln finns det en begränsning av sekretesskyddet för det fall att ett offentliggörande av namnet krävs i samband med bl.a. rättsliga förfaranden. Det innebär att paragrafen inte hindar att namnet på en ansvarig person offentliggörs i samband med ett beslut om sanktioner eller ett sanktionsföreläggande. Med anledning av denna begränsning införs ett <SPAN class="ft3">tredje stycke </SPAN>av vilket framgår att sekretessen enligt andra stycket inte gäller för beslut om sanktioner eller sanktionsförelägganden. Finansinspektionen får besluta om sanktioner</P>
<P class="p550 ft2">378</P>
</DIV>
<DIV id="page_379">
<P class="p284 ft4">och sådana förelägganden enligt bestämmelserna i 9 kap. lagen om Prop. 2015/16:10 värdepapperscentraler och kontoföring av finansiella instrument.</P>
<P class="p82 ft2">Övervägandena finns i avsnitt 8.9.6.</P>
<P class="p910 ft29">5 §</P>
<P class="p860 ft4">I paragrafen finns bestämmelser om sekretess i ärenden om innehav av aktier och andelar i vissa finansiella företag.</P>
<P class="p48 ft2">I <SPAN class="ft3">första stycket 3 </SPAN>görs en terminologisk ändring som innebär att termen central värdepappersförvarare ersätts med termen svensk värdepappers- central.</P>
<P class="p277 ft2">Övervägandena finns i avsnitten 6.2 och 8.5.</P>
<P class="p401 ft29">30 §</P>
<P class="p169 ft4">I paragrafen finns bestämmelser om i vilken utsträckning tystnadsplikt enligt vissa angivna bestämmelser inskränker den meddelarfrihet som följer av 1 kap. 1 § tryckfrihetsförordningen och 1 kap. 1 och 2 §§ yttrandefrihetsgrundlagen.</P>
<P class="p48 ft2">I <SPAN class="ft3">första stycket </SPAN>görs en ändring på så sätt att det i fråga om 4 b § anges att endast första stycket i den paragrafen avses. Ändringen är en konsekvens av de nya andra och tredje styckena i den paragrafen (se författningskommentaren till den paragrafen). Det är således den tystnadsplikt som följer av 4 b § första stycket som inskränker meddelar- friheten. Meddelarfriheten inskränks däremot inte för 4 b § andra stycket.</P>
<P class="p277 ft2">Övervägandena finns i avsnitt 8.9.6.</P>
<P class="p910 ft29">Ikraftträdande- och övergångsbestämmelser</P>
<P class="p914 ft4"><SPAN class="ft36">Punkten 1 </SPAN>anger när lagen träder i kraft. Den 1 mars 2016 träder även de övriga lagändringarna i kraft.</P>
<P class="p48 ft2"><SPAN class="ft3">Punkten 2 </SPAN>innebär att bestämmelsen i 30 kap. 5 § ska tillämpas i dess äldre lydelse i fråga om ärenden om innehav av aktier eller andelar i en central värdepappersförvarare som har inletts hos Finansinspektionen före ikraftträdandet. Det gäller oavsett om ärendet har avslutas före ikraftträdandet eller inte.</P>
<P class="p277 ft2">Övervägandena finns i avsnitt 14.1.</P>
<P class="p915 ft72"><SPAN class="ft24">16.10</SPAN><SPAN class="ft118">Förslaget till lag om ändring i skatteförfarandelagen (2011:1244)</SPAN></P>
<P class="p916 ft29">10 kap.</P>
<P class="p917 ft29">1 §</P>
<P class="p860 ft4">I paragrafen anges innehållet i kapitlet. Ändringen är till följd av att en ny paragraf införs, 22 §.</P>
<P class="p431 ft29">22 §</P>
<P class="p169 ft4">Paragrafen är ny. I paragrafen regleras en skyldighet för värde- papperscentraler som hör hemma i en annan stat inom EES än Sverige att ge in ett åtagande till Skatteverket om att göra skatteavdrag.</P>
<P class="p163 ft2">379</P>
</DIV>
<DIV id="page_380">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p17 ft2">I <SPAN class="ft3">första stycket </SPAN>anges att en sådan värdepapperscentral som avses i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">1 kap. 3 § lagen om värdepapperscentraler och kontoföring av finansiella</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">instrument ska ge in ett åtagande till Skatteverket om att göra skatte-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">avdrag enligt 15 §, dvs. från ränta, utdelning eller annan avkastning. I</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">16 § anges vissa undantag från skyldigheten att göra skatteavdrag. Med</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">värdepapperscentral avses detsamma som i artikel 2.1.1 i förordningen</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">om värdepapperscentraler, i den ursprungliga lydelsen. Av förordningen</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">följer att enbart juridiska personer som är etablerade, dvs. hör hemma,</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">inom EES kan vara värdepapperscentraler, se kommentaren till 1 kap. 3 §</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">lagen om värdepapperscentraler och kontoföring av finansiella</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">instrument.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">Av uttrycket ”ge in ett åtagande” följer att åtagandet ska vara skriftligt</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">(se prop. 2010/11:165 s. 780). I 38 kap. 1 § 2 a föreskrivs också att</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">åtagandet ska lämnas enligt fastställt formulär.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">Den som är skyldig att göra skatteavdrag ska lämna en skattedeklara-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">tion till Skatteverket (26 kap. 2 § 1). Skatteavdrag ska redovisas i en</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">arbetsgivardeklaration och den ska innehålla uppgift om den samman-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">lagda ersättning som utbetalaren är skyldig att göra skatteavdrag för och</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">sammanlagt avdraget belopp (26 kap. 3 § och 19 § 1 och 2). Skatter som</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">ska redovisas i en skattedeklaration ska vara betalda senast den dag då</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">deklarationen ska ha kommit in till Skatteverket (62 kap. 3 § första</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">stycket). Ett åtagande om att göra skatteavdrag innefattar således också</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">en skyldighet att lämna en arbetsgivardeklaration och att betala in den</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">avdragna skatten till Skatteverket.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">Fyra förutsättningar ska vara uppfyllda för att en värdepapperscentral</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">ska vara skyldig att ge in ett åtagande till Skatteverket. Den första</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">förutsättningen är att värdepapperscentralen hör hemma i en annan stat</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">inom EES än Sverige (<SPAN class="ft3">punkten 1</SPAN>). En annan förutsättning är att</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">värdepapperscentralen inte bedriver verksamhet från ett fast driftställe i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">Sverige (<SPAN class="ft3">punkten 2</SPAN>). Av 3 kap. 2 § framgår att termer och uttryck som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">används i lagen har samma betydelse och tillämpningsområde som i de</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">lagar enligt vilka en skatt eller en avgift bestäms, om inte annat anges i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">lagen. Vad som avses med ”fast driftställe” framgår av 2 kap. 29 §</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">inkomstskattelagen (1999:1229).</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">I <SPAN class="ft3">punkten 3 </SPAN>anges att en ytterligare förutsättning för skyldigheten att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">lämna ett åtagande är att värdepapperscentralen kommer att betala ut</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">ränta, utdelning eller annan avkastning som är skattepliktig enligt</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">inkomstskattelagen. I förevarande paragraf finns det inte någon</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">bestämmelse om när åtagandet ska ges in till Skatteverket. Genom att det</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">står ”kommer att” framgår det dock att åtagandet ska ges in innan värde-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">papperscentralen betalar ut ränta, utdelning eller annan avkastning. Det</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">ligger vidare i sakens natur att åtagandet ska ges in innan värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">centralen gör någon utbetalning. Åtagandet kan lämpligen ges in i sam-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">band med att värdepapperscentralen har fått i uppdrag att betala ut ränta,</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p74 ft31">utdelning eller annan avkastning för ett avstämningsbolag (se punkten 4).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">Av <SPAN class="ft3">punkten 4 </SPAN>följer att en sista förutsättning för skyldigheten att lämna</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">ett åtagande är att utbetalningen enligt punkten 3 görs för ett avstäm-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">ningsbolag. Detta kan exempelvis följa av ett avtal mellan en värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p17 ft2">papperscentral och ett avstämningsbolag. Av avtalet bör det vidare</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p17 ft2">framgå vilka skyldigheter detta medför för värdepapperscentralen enligt</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">380</P></TD>
<TD class="tr31 td169"><P class="p17 ft2">svensk rätt, bl.a. att ett åtagande ska ges in till Skatteverket, att skatte-</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_381">
<DIV>
<DIV id="id_1">
<P class="p343 ft2">avdrag ska göras, att en arbetsgivardeklaration ska lämnas till Skatteverket och att avdragen skatt ska inbetalas till Skatteverket. Vad som avses med avstämningsbolag framgår av 1 kap. 10 § aktiebolags- lagen. Ett avstämningsbolag är ett aktiebolag vars bolagsordning innehåller förbehåll om att bolagets aktier ska vara registrerade i ett avstämningsregister. Av 1 kap. 10 a § samma lag framgår att ett mot- svarande register som förs av en värdepapperscentral som är etablerad i en annan stat inom EES än Sverige vid tillämpningen av den lagen ska jämställas med ett avstämningsregister.</P>
<P class="p351 ft2">Av <SPAN class="ft3">andra stycket </SPAN>framgår att åtagandet ska innehålla nödvändiga identifikationsuppgifter för värdepapperscentralen och avstämnings- bolaget. Vilka identifikationsuppgifter som är nödvändiga får regleras i skatteförfarandeförordningen (2011:1261). Identifikationsuppgifter är normalt namn, organisationsnummer eller motsvarande utländskt nummer och postadress.</P>
<P class="p333 ft2">I <SPAN class="ft3">tredje stycket </SPAN>anges att det som sägs i första stycket <NOBR>2–4</NOBR> och andra stycket om värdepapperscentral gäller även andra utländska juridiska personer än värdepapperscentraler. Normalt torde det vara värdepappers- centralen som betalar ut ränta, utdelning eller annan avkastning. Det kan dock inte uteslutas att det kan vara någon annan utländsk juridisk person än en värdepapperscentral som hör hemma i en annan stat inom EES än Sverige som gör detta för ett avstämningsbolag, varför regleringen behövs. Vad som avses med utländsk juridisk person framgår av 6 kap. 8 § inkomstskattelagen. I den paragrafen finns inte någon bestämmelse om att den utländska associationen ska höra hemma i ett visst geografiskt område, t.ex. inom EES (jfr första stycket 1 i förevarande paragraf).</P>
<P class="p918 ft2">Övervägandena finns i avsnitt 13.2.</P>
<P class="p649 ft29">23 kap.</P>
<P class="p654 ft29">8 §</P>
<P class="p343 ft4">Paragrafen är ny. I paragrafen regleras en skyldighet för värdepappers- centraler som hör hemma i en annan stat inom EES än Sverige att ge in ett åtagande till Skatteverket om att lämna vissa kontrolluppgifter.</P>
<P class="p337 ft2">I <SPAN class="ft3">första stycket </SPAN>anges att en sådan värdepapperscentral som avses i 1 kap. 3 § lagen om värdepapperscentraler och kontoföring av finansiella instrument, ska ge in ett åtagande till Skatteverket om att lämna kontroll- uppgifter enligt 17 och <NOBR>19–22</NOBR> kap. samt 2 §. Med värdepapperscentral avses detsamma som i artikel 2.1.1 i förordningen om värdepappers- centraler, i den ursprungliga lydelsen. Av förordningen följer att enbart juridiska personer som är etablerade, dvs. hör hemma, inom EES kan vara värdepapperscentraler, se kommentaren till 1 kap. 3 § lagen om värdepapperscentraler och kontoföring av finansiella instrument.</P>
<P class="p346 ft4">Av uttrycket ”ge in ett åtagande” följer att åtagandet ska vara skriftligt (se prop. 2010/11:165 s. 780). I 38 kap. 1 § 2 c föreskrivs också att åtag- andet ska lämnas enligt fastställt formulär.</P>
<P class="p337 ft4">Fyra förutsättningar ska vara uppfyllda för att en värdepapperscentral ska vara skyldig att ge in ett åtagande till Skatteverket. Den första förutsättningen är att värdepapperscentralen hör hemma i en annan stat inom EES än Sverige (<SPAN class="ft36">punkten 1</SPAN>). En annan förutsättning är att värdepapperscentralen inte bedriver verksamhet från ett fast driftställe i</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">381</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_382">
<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td34"><P class="p253 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td169"><P class="p20 ft2">Sverige (<SPAN class="ft3">punkten 2</SPAN>). Av 3 kap. 2 § framgår att termer och uttryck som</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">används i lagen har samma betydelse och tillämpningsområde som i de</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">lagar enligt vilka en skatt eller en avgift bestäms, om inte annat anges i</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">lagen. Vad som avses med ”fast driftställe” framgår av 2 kap. 29 §</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">inkomstskattelagen.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Den tredje förutsättningen som föreskrivs i <SPAN class="ft3">punkten 3 </SPAN>är att ett</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">åtagande bara ska ges in om värdepapperscentralen kommer att vidta</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">någon åtgärd som medför kontrolluppgiftsskyldighet enligt 17 och</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2"><NOBR>19–22</NOBR> kap. samt 2 §. Det kan vara fråga om att värdepapperscentralen</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">kommer att tillgodoräkna eller betala ut ränta, utdelning eller annan</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">avkastning (se 17 kap. 1 och 3 §§ och 19 kap. 1 och 3 §§), eller kommer</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">att betala ut ersättning vid avyttring genom inlösen (se 21 kap. 1 § och</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">3 § 5). Det kan också vara fråga om att värdepapperscentralen kommer</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">att vidta någon åtgärd som medför skyldighet att lämna kontrolluppgift</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">enligt 20 kap. och 22 kap. <NOBR>17–21</NOBR> §§, dvs. skyldighet att lämna kontroll-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">uppgift om avyttring av andelar i vissa fonder och fondföretag respektive</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">kontrolluppgift om schablonintäkt vid innehav av andelar i vissa fonder</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">och fondföretag. I dessa fall kommer värdepapperscentralen bl.a. att</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ombesörja eller medverka vid avyttring av andelarna. Att aktuella</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">kontrolluppgifter även ska lämnas för fysiska personer som är begränsat</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">skattskyldiga framgår av 2 §.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">I förevarande paragraf finns det inte någon bestämmelse om när</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">åtagandet ska ges in till Skatteverket. Genom att det står ”kommer att” i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">punkten 2 framgår det dock att åtagandet ska ges in innan värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">centralen t.ex. tillgodoräknar eller betalar ut ränta, utdelning eller annan</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">avkastning. Det ligger vidare i sakens natur att åtagandet ska ges in innan</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">värdepapperscentralen vidtar någon sådan åtgärd. Åtagandet kan</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">lämpligen ges in i samband med att värdepapperscentralen har fått i</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">uppdrag att vidta någon av de åtgärder som anges i punkten 3 för ett</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">avstämningsbolag (se punkten 4).</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Av <SPAN class="ft3">punkten 4 </SPAN>följer att en sista förutsättning för skyldigheten att lämna</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">ett åtagande är att åtgärderna enligt punkten 3 görs för ett avstäm-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ningsbolag. Det kan exempelvis följa av ett avtal mellan en värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">papperscentral och ett avstämningsbolag. Av avtalet bör det vidare</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">framgå vilka skyldigheter detta medför för värdepapperscentralen enligt</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">svensk rätt, bl.a. att ett åtagande ska ges in till Skatteverket, att kontroll-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">uppgifter ska lämnas till Skatteverket och att den som lämnar kontroll-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">uppgift också ska informera den som uppgiften avser om de uppgifter</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">som lämnas i kontrolluppgiften. Vad som avses med avstämningsbolag</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">framgår av 1 kap. 10 § aktiebolagslagen. Ett avstämningsbolag är ett</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">aktiebolag vars bolagsordning innehåller förbehåll om att bolagets aktier</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">ska vara registrerade i avstämningsregister. Av 1 kap. 10 a § aktiebolags-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">lagen framgår att ett motsvarande register som förs av en värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">central som är etablerad i en annan stat inom EES än Sverige vid</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">tillämpningen av den lagen ska jämställas med ett avstämningsregister.</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p60 ft2">Av <SPAN class="ft3">andra stycket </SPAN>framgår att åtagandet ska innehålla nödvändiga</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">identifikationsuppgifter för värdepapperscentralen och avstämnings-</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">bolaget. Vilka identifikationsuppgifter som är nödvändiga får regleras i</P></TD>
</TR>
<TR>
<TD class="tr25 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td169"><P class="p20 ft2">skatteförfarandeförordningen. Identifikationsuppgifter är normalt namn,</P></TD>
</TR>
<TR>
<TD class="tr26 td34"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td169"><P class="p20 ft2">organisationsnummer eller motsvarande utländskt nummer och post-</P></TD>
</TR>
<TR>
<TD class="tr31 td34"><P class="p33 ft2">382</P></TD>
<TD class="tr31 td169"><P class="p20 ft2">adress.</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_383">
<P class="p151 ft4">I <SPAN class="ft36">tredje stycket </SPAN>anges att det som sägs i första stycket <NOBR>2–4</NOBR> och andra Prop. 2015/16:10 stycket om värdepapperscentral gäller även andra utländska juridiska</P>
<P class="p114 ft2">personer än värdepapperscentraler. Normalt torde det vara värdepappers- centralen som tillgodoräknar eller betalar ut ränta, utdelning eller annan avkastning, betalar ut ersättning vid avyttring genom inlösen eller vidtar någon åtgärd som medför skyldighet att lämna kontrolluppgift enligt 20 kap. och 22 kap. <NOBR>17–21</NOBR> §§. Det kan dock inte uteslutas att det kan vara någon annan utländsk juridisk person än en värdepapperscentral som hör hemma i en annan stat inom EES än Sverige som gör detta för ett avstämningsbolag, varför regleringen behövs. Vad som avses med utländsk juridisk person framgår av 6 kap. 8 § inkomstskattelagen. I den paragrafen finns inte någon bestämmelse om att den utländska associationen ska höra hemma i ett visst geografiskt område, t.ex. inom EES (jfr första stycket 1 i förevarande paragraf).</P>
<P class="p430 ft2">Övervägandena finns i avsnitt 13.2.</P>
<P class="p910 ft29">34 kap.</P>
<P class="p866 ft29">9 a §</P>
<P class="p114 ft2">Ändringarna av paragrafen är till följd av att termen central värde- pappersförvarare ersätts med termen värdepapperscentral och att rubriken till lagen om kontoföring av finansiella instrument ändras till lagen om värdepapperscentraler och kontoföring av finansiella instrument (se avsnitten 6.2 och 6.3). Skyldigheten att lämna uppgifter enligt paragrafen gäller endast finansiella institut som har antagits som kontoförande institut hos en svensk värdepapperscentral. En svensk värdepappers- central är en värdepapperscentral som är etablerad i Sverige.</P>
<P class="p430 ft2">Övervägandena finns i avsnitten 6.2 och 6.3.</P>
<P class="p401 ft29">9 c §</P>
<P class="p169 ft2">Ändringarna av paragrafen är till följd av att termen central värde- pappersförvarare ersätts med termen värdepapperscentral och att rubriken till lagen om kontoföring av finansiella instrument ändras till lagen om värdepapperscentraler och kontoföring av finansiella instrument (se avsnitten 6.2 och 6.3). Skyldigheten att lämna uppgifter enligt paragrafen gäller endast finansiella institut som har antagits som kontoförande institut hos en svensk värdepapperscentral. En svensk värdepappers- central är en värdepapperscentral som är etablerad i Sverige.</P>
<P class="p908 ft2">Övervägandena finns i avsnitten 6.2 och 6.3.</P>
<P class="p909 ft29">38 kap.</P>
<P class="p917 ft29">1 §</P>
<P class="p169 ft4">I paragrafen anges vilka uppgifter som ska lämnas enligt fastställda formulär.</P>
<P class="p48 ft2"><SPAN class="ft3">Andra punkten </SPAN>ändras så att det framgår att även åtagande enligt 10 kap. 22 § om att göra skatteavdrag och åtagande enligt 23 kap. 8 § om att lämna vissa kontrolluppgifter ska lämnas enligt ett fastställt formulär. Kravet på fastställt formulär är teknikneutralt och begränsar inte möjlig- heterna till att använda elektronisk kommunikation (se prop. 2010/11:165</P>
<P class="p172 ft89">s. 856).</P>
<P class="p163 ft2">383</P>
</DIV>
<DIV id="page_384">
<P class="p535 ft4">Prop. 2015/16:10 Det är Skatteverket som fastställer formulär och tillhandahåller formu- lären, se 22 kap. 3 § skatteförfarandeförordningen.</P>
<P class="p818 ft2">Övervägandena finns i avsnitt 13.2.</P>
<P class="p919 ft29">Ikraftträdande- och övergångsbestämmelser</P>
<P class="p920 ft4"><SPAN class="ft36">Punkten 1 </SPAN>innebär att lagändringarna träder i kraft den 1 mars 2016. Enligt <SPAN class="ft36">punkten 2 </SPAN>ska de nya bestämmelserna om åtaganden i 10 kap.</P>
<P class="p797 ft2">22 § och 23 kap. 8 § tillämpas första gången på åtaganden som lämnas efter den 29 februari 2016. Det innebär bl.a. att värdepapperscentraler som hör hemma i en annan stat inom EES än Sverige ska göra skatteavdrag första gången från ersättningar som betalas ut efter den 29 februari 2016 och lämna kontrolluppgifter enligt 17 och <NOBR>19–22</NOBR> kap. och 23 kap. 2 § första gången om uppgifter som avser kalenderåret 2016.</P>
<P class="p921 ft2">Övervägandena finns i avsnitt 14.3.</P>
<P class="p922 ft67"><SPAN class="ft24">16.11</SPAN><SPAN class="ft119">Förslaget till lag om ändring i lagen (2014:484) om en databas för övervakning av och tillsyn över finansmarknaderna</SPAN></P>
<P class="p899 ft29">3 §</P>
<P class="p875 ft4">I paragrafen anges vilka slags uppgifter som får behandlas i den databas som lagen gäller.</P>
<P class="p492 ft2">I <SPAN class="ft3">punkten 2 </SPAN>görs en ändring av innebörden att även uppgifter som har samlats in med stöd av 9 kap. 3 § första stycket lagen om värdepappers- centraler och kontoföring av finansiella instrument får behandlas i data- basen. Bestämmelsen i lagen om värdepapperscentraler och kontoföring av finansiella instrument innebär i sin tur att en värdepapperscentral ska lämna Finansinspektionen upplysningar om sin verksamhet och därmed sammanhängande omständigheter enligt föreskifter som meddelas med stöd av den lagen. Det bemyndigande som finns i 9 kap. 3 § tredje stycket lagen om värdepapperscentraler och kontoföring av finansiella instrument möjliggör bl.a. föreskifter om skyldighet att lämna sådana uppgifter som ska behandlas i databasen.</P>
<P class="p493 ft4">Till följd av ändringen görs följdändringar avseende numreringen av punkterna i paragrafen.</P>
<P class="p818 ft2">Övervägandena finns i avsnitt 8.4.</P>
<P class="p923 ft67"><SPAN class="ft24">16.12</SPAN><SPAN class="ft119">Förslaget till lag om ändring i lagen (2015:62) om identifiering av rapporteringspliktiga konton med anledning av </SPAN><NOBR>FATCA-avtalet</NOBR></P>
<P class="p924 ft29">2 kap. 11 §</P>
<P class="p660 ft4">I paragrafen tas ett nytt stycke, <SPAN class="ft36">tredje stycket</SPAN>, in. Av stycket framgår att ett konto som har lagts upp hos en värdepapperscentral som hör hemma i en annan stat inom EES än Sverige, av ett svenskt finansiellt institut eller</P>
<P class="p589 ft117">ett utländskt finansiellt instituts fasta driftställe i Sverige, alltid ska anses</P>
<P class="p16 ft2">384</P>
</DIV>
<DIV id="page_385">
<DIV>
<DIV id="id_1">
<P class="p343 ft2">finnas hos det svenska finansiella institutet eller det utländska finansiella institutets fasta driftställe i Sverige. Med värdepapperscentral avses det- samma som i artikel 2.1.1 i förordningen om värdepapperscentraler. Av förordningen följer att enbart juridiska personer som är etablerade, dvs. hör hemma, inom EES kan vara värdepapperscentraler, se kommentaren till 1 kap. 3 § lagen om värdepapperscentraler och kontoföring av finansiella instrument. Vidare framgår det av tredje stycket att detsamma gäller om ett konto har lagts upp av ett svenskt finansiellt institut eller ett utländskt finansiellt instituts fasta driftställe i Sverige hos en sådan värdepapperscentral från tredjeland som avses i lagen om värdepap- perscentraler och kontoföring av finansiella instrument. Med värdepap- perscentral från tredjeland avses detsamma som i artikel 2.1.2 i förord- ningen om värdepapperscentraler.</P>
<P class="p364 ft2">Av 19 § framgår att endast svenska finansiella institut kan vara rappor- teringsskyldiga finansiella institut enligt denna lag. Ett utländskt finansiellt instituts fasta driftställe i Sverige anses vara ett svenskt finansiellt institut. De finansiella institut som avses i tredje stycket är sådana personer som avses i artikel 31.1 i förordningen om värde- papperscentraler (jfr definitionen av kontoförande institut i 1 kap. 3 § lagen om värdepapperscentraler och kontoföring av finansiella instru- ment). Av den artikeln framgår att om så krävs enligt nationell rätt, får en annan person än värdepapperscentraler ansvara för att utföra registre- ringar på värdepapperskonton som upprätthålls av värdepapperscentraler.</P>
<P class="p336 ft2">I denna paragrafs första stycke anges att ett finansiellt konto är ett konto hos ett finansiellt institut. Det innebär bl.a. att en svensk värde- papperscentral är det rapporteringsskyldiga finansiella institutet när det gäller ett konto som har lagts upp för ett kontoförande institut, dvs. den som av en värdepapperscentral medgetts rätt att vidta registrerings- åtgärder i avstämningsregister (1 kap. 3 § lagen om värdepappers- centraler och kontoföring av finansiella instrument) hos den svenska värdepapperscentralen. Det gäller dock inte om det kontoförande institutet är registrerat som förvaltare av de finansiella instrument som kontot omfattar (se prop. 2014/15:41 s. 162). Genom det nya tredje stycket i paragrafen fastslås indirekt att detsamma inte ska gälla i fråga om konton som har lagts upp av svenska finansiella institut eller utländska finansiella instituts fasta driftställen i Sverige hos andra värdepapperscentraler än svenska sådana eller hos värdepapperscentraler från tredjeland. Det gäller oavsett om det svenska finansiella institutet eller det utländska finansiella institutet med fast driftställe är registrerat som förvaltare av de finansiella instrument som kontot omfattar eller inte. Att det här anges att kontot ska anses finnas hos det svenska finansiella institutet eller det utländska finansiella institutets fasta driftställe som har lagt upp kontot när det är fråga om en annan värdepapperscentral än en svensk sådan, innebär att ett svenskt finansiellt institut eller ett utländskt finansiellt instituts fasta driftställe ska anses vara det rapporteringsskyldiga finansiella institutet för kontot om förutsättningarna för detta i övrigt är uppfyllda, t.ex. att kontot är ett sådant finansiellt konto som avses i första och andra styckena.</P>
<P class="p925 ft2">Övervägandena finns i avsnitt 13.2.</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p128 ft2">385</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_386">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p641 ft2">386</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft29">8 kap. 1 §</P>
<P class="p885 ft2">Ändringarna av paragrafen är till följd av att termen central värde- pappersförvarare ersätts med termen värdepapperscentral och att rubriken till lagen om kontoföring av finansiella instrument ändras till lagen om värdepapperscentraler och kontoföring av finansiella instrument (se avsnitten 6.2 och 6.3). Skyldigheten enligt paragrafen att tillämpa bestämmelserna i <NOBR>4–8</NOBR> kap. gäller endast finansiella institut som har antagits som kontoförande institut hos en svensk värdepapperscentral. En svensk värdepapperscentral är en värdepapperscentral som är etablerad i Sverige.</P>
<P class="p918 ft2">Övervägandena finns i avsnitten 6.2 och 6.3.</P>
<P class="p658 ft29">Ikraftträdande- och övergångsbestämmelser</P>
<P class="p663 ft2">I <SPAN class="ft3">punkten 1 </SPAN>anges att lagen träder i kraft den 1 mars 2016.</P>
<P class="p368 ft2">I <SPAN class="ft3">punkten 2 </SPAN>anges att bestämmelserna i 2 kap. 11 § tredje stycket tillämpas första gången i fråga om kalenderåret 2016. Det innebär att ett konto som har lagts upp för ett kontoförande institut hos en utländsk värdepapperscentral, från och med kalenderåret 2016 alltid ska anses finnas hos det kontoförande institutet.</P>
<P class="p879 ft2">Övervägandena finns i avsnitt 14.3.</P>
<P class="p926 ft67"><SPAN class="ft24">16.13</SPAN><SPAN class="ft119">Förslaget till lag om ändring i lagen (2015:000) om identifiering av rapporteringspliktiga konton vid automatiskt utbyte av upplysningar om finansiella konton</SPAN></P>
<P class="p678 ft29">2 kap. 11 §</P>
<P class="p719 ft2">I paragrafen tas ett nytt stycke, <SPAN class="ft3">fjärde stycket</SPAN>, in. Av stycket framgår att ett konto som har lagts upp hos en värdepapperscentral som hör hemma i en annan stat inom EES än Sverige, av ett svenskt finansiellt institut eller ett utländskt finansiellt instituts fasta driftställe i Sverige, alltid ska anses finnas hos det svenska finansiella institutet eller det utländska finansiella institutets fasta driftställe i Sverige. Med värdepapperscentral avses det- samma som i artikel 2.1.1 i förordningen om värdepapperscentraler. Av förordningen följer att enbart juridiska personer som är etablerade, dvs. hör hemma, inom EES kan vara värdepapperscentraler, se kommentaren till 1 kap. 3 § lagen om värdepapperscentraler och kontoföring av finan- siella instrument. Vidare framgår att detsamma gäller om ett konto har lagts upp av ett svenskt finansiellt institut eller ett utländskt finansiellt instituts fasta driftställe i Sverige hos en sådan värdepapperscentral från tredjeland som avses i lagen om värdepapperscentraler och kontoföring av finansiella instrument. Med värdepapperscentral från tredjeland avses detsamma som i artikel 2.1.2 i förordningen om värdepapperscentraler.</P>
<P class="p666 ft4">Av 21 § framgår att endast svenska finansiella institut kan vara rappor- teringsskyldiga finansiella institut enligt denna lag. Ett utländskt finansiellt instituts fasta driftställe i Sverige anses vara ett svenskt finansiellt institut. De finansiella institut som avses i fjärde stycket är</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_387">
<P class="p284 ft4">sådana personer som avses i artikel 31.1 i förordningen om värde- Prop. 2015/16:10 papperscentraler (jfr definitionen av kontoförande institut i 1 kap. 3 §</P>
<P class="p927 ft2">lagen om värdepapperscentraler och kontoföring av finansiella instru- ment). Av den artikeln framgår att om så krävs enligt nationell rätt, får en annan person än värdepapperscentraler ansvara för att utföra registre- ringar på värdepapperskonton som upprätthålls av värdepapperscentraler.</P>
<P class="p48 ft2">I denna paragrafs första stycke anges att ett finansiellt konto är ett konto hos ett finansiellt institut. Det innebär bl.a. att en svensk värde- papperscentral är det rapporteringsskyldiga finansiella institutet när det gäller ett konto som har lagts upp för ett kontoförande institut, dvs. den som av en värdepapperscentral medgetts rätt att vidta registrerings- åtgärder i avstämningsregister (1 kap. 3 § lagen om värdepappers- centraler och kontoföring av finansiella instrument) hos den svenska värdepapperscentralen. Det gäller dock inte om det kontoförande institutet är registrerat som förvaltare av de finansiella instrument som kontot omfattar. Genom det nya fjärde stycket i paragrafen fastslås indirekt att detsamma inte ska gälla i fråga om konton som har lagts upp av svenska finansiella institut eller utländska finansiella instituts fasta driftställen i Sverige hos andra värdepapperscentraler än svenska sådana eller hos värdepapperscentraler från tredjeland. Det gäller oavsett om det svenska finansiella institutet eller det utländska finansiella institutet med fast driftställe är registrerat som förvaltare av de finansiella instrument som kontot omfattar eller inte. Att det här anges att kontot ska anses finnas hos det svenska finansiella institutet eller det utländska finansiella institutets fasta driftställe som har lagt upp kontot när det är fråga om en annan värdepapperscentral än en svensk sådan, innebär att ett svenskt finansiellt institut eller ett utländskt finansiellt instituts fasta driftställe ska anses vara det rapporteringsskyldiga finansiella institutet för kontot om förutsättningarna för detta i övrigt är uppfyllda, t.ex. att kontot är ett sådant finansiellt konto som avses i <NOBR>första–tredje</NOBR> styckena.</P>
<P class="p928 ft2">Övervägandena finns i avsnitt 13.2.</P>
<P class="p910 ft29">8 kap. 1 §</P>
<P class="p914 ft2">Ändringarna av paragrafen är till följd av att termen central värde- pappersförvarare ersätts med termen värdepapperscentral och att rubriken till lagen om kontoföring av finansiella instrument ändras till lagen om värdepapperscentraler och kontoföring av finansiella instrument (se avsnitten 6.2 och 6.3). Skyldigheten enligt paragrafen att tillämpa bestämmelserna i <NOBR>4–8</NOBR> kap. gäller endast finansiella institut som har antagits som kontoförande institut hos en svensk värdepapperscentral. En svensk värdepapperscentral är en värdepapperscentral som är etablerad i Sverige.</P>
<P class="p430 ft2">Övervägandena finns i avsnitten 6.2 och 6.3.</P>
<P class="p910 ft29">Ikraftträdande- och övergångsbestämmelser</P>
<P class="p866 ft2">I <SPAN class="ft3">punkten 1 </SPAN>anges att lagen träder i kraft den 1 mars 2016.</P>
<P class="p48 ft4">I <SPAN class="ft36">punkten 2 </SPAN>anges att bestämmelserna i 2 kap. 11 § tredje stycket tillämpas första gången i fråga om kalenderåret 2016. Det innebär att ett</P>
<P class="p172 ft117">konto som har lagts upp för ett kontoförande institut hos en värde-</P>
<P class="p163 ft2">387</P>
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<P class="p551 ft4">Prop. 2015/16:10 papperscentral som hör hemma i en annan stat inom EES än Sverige eller hos en värdepapperscentral från tredjeland, från och med kalenderåret 2016 alltid ska anses finnas hos det kontoförande institutet.</P>
<P class="p773 ft2">Övervägandena finns i avsnitt 14.3.</P>
<P class="p731 ft26"><SPAN class="ft24">16.14</SPAN><SPAN class="ft120">Övriga författningsförslag</SPAN></P>
<P class="p588 ft2">Den nya termen värdepapperscentral och ändringen av rubriken till lagen (1998:1479) om kontoföring av finansiella instrument medför ett behov av följdändringar i ett flertal författningar. Utgångspunkten är att det inte ska göras några materiella ändringar i dessa författningar i förhållande till det som gäller i dag utan enbart rena följdändringar. Genom den ändrade terminologin omfattas dock även värdepapperscentraler som är auktoriserade och etablerade i ett annat land inom EES än Sverige av dessa bestämmelser, vilket inte är fallet med termen central värdepap- persförvarare. Från svenska värdepapperscentraler och värdepappers- centraler som är etablerade i ett annat land inom EES än Sverige ska skiljas värdepapperscentraler från tredjeland (se definitionerna i 1 kap. 3 §, se även avsnitt 6.2). Dessa okomplicerade ändringar kommenteras inte särskilt.</P>
<P class="p583 ft4">Med beaktande av <SPAN class="ft36">Lagrådets </SPAN>synpunkter har det i följande bestämmel- ser uttryckligen angetts att det som avses är svensk värdepapperscentral:</P>
<P class="p797 ft3">5 kap. 4 och 8 §§ lagen (1987:667) om ekonomiska föreningar<SPAN class="ft2">, </SPAN>5 kap. 4 och 8 §§ lagen (1995:1570) om medlemsbanker<SPAN class="ft2">, </SPAN>2 § lagen (2000:35) om byte av redovisningsvaluta i finansiella företag <SPAN class="ft2">och </SPAN>4 kap. 11 och 12 §§ lagen (2004:46) om värdepappersfonder<SPAN class="ft2">.</SPAN></P>
<P class="p863 ft2">Övervägandena finns i avsnitten 6.2 och 6.3.</P>
<P class="p929 ft2">388</P>
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<P class="p930 ft2">Prop. 2015/16:10</P>
<P class="p931 ft2">Bilaga 1</P>
<TABLE cellpadding=0 cellspacing=0 class="t124">
<TR>
<TD class="tr37 td170"><P class="p171 ft121">28.8.2014</P></TD>
<TD class="tr47 td316"><P class="p20 ft6"> </P></TD>
<TD class="tr55 td337"><P class="p68 ft122">SV</P></TD>
<TD class="tr37 td38"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td71"><P class="p20 ft123">L 257/1</P></TD>
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<TD class="tr30 td338"><P class="p20 ft12"> </P></TD>
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<P class="p932 ft31">I</P>
<P class="p933 ft124">(Lagstiftningsakter)</P>
<P class="p934 ft24">FÖRORDNINGAR</P>
<P class="p935 ft125">EUROPAPARLAMENTETS OCH RÅDETS FÖRORDNING (EU) nr 909/2014 av den 23 juli 2014</P>
<P class="p936 ft126">om förbättrad värdepappersavveckling i Europeiska unionen och om värdepapperscentraler samt ändring av direktiv 98/26/EG och 2014/65/EU och förordning (EU) nr 236/2012</P>
<P class="p937 ft127">(Text av betydelse för EES)</P>
<P class="p938 ft121">EUROPAPARLAMENTET OCH EUROPEISKA UNIONENS RÅD HAR ANTAGIT DENNA FÖRORDNING</P>
<P class="p939 ft61">med beaktande av fördraget om Europeiska unionens funktionssätt, särskilt artikel 114,</P>
<P class="p940 ft61">med beaktande av Europeiska kommissionens förslag,</P>
<P class="p940 ft61">efter översändande av förslaget till lagstiftningsakt till de nationella parlamenten,</P>
<P class="p940 ft61">med beaktande av Europeiska centralbankens yttrande (<SPAN class="ft128">1</SPAN>),</P>
<P class="p940 ft61">med beaktande av Europeiska ekonomiska och sociala kommitténs yttrande (<SPAN class="ft128">2</SPAN>),</P>
<P class="p940 ft61">i enlighet med det ordinarie lagstiftningsförfarandet (<SPAN class="ft128">3</SPAN>), och</P>
<P class="p941 ft61">av följande skäl:</P>
<P class="p942 ft61"><SPAN class="ft32">(1)</SPAN><SPAN class="ft129">Värdepapperscentraler bidrar tillsammans med centrala motparter i hög grad till att upprätthålla efterhandelsinfra</SPAN><SPAN class="ft83"> </SPAN>struktur som skyddar finansmarknaderna och ger marknadsdeltagarna förtroende för att värdepapperstransaktioner utförs korrekt och punktligt, även under perioder av extrem stress.</P>
<P class="p943 ft121"><SPAN class="ft32">(2)</SPAN><SPAN class="ft130">På grund av sin nyckelposition i avvecklingsprocessen är de avvecklingssystem för värdepapper som drivs av värdepapperscentraler systemviktiga för värdepappersmarknadernas funktion. Eftersom avvecklingssystemen för värdepapper som drivs av värdepapperscentraler spelar en viktig roll i de innehavssystem för värdepapper genom vilka deltagarna rapporterar investerarnas värdepappersinnehav, är de också ett mycket viktigt verktyg för att kontrollera integriteten hos en emission, genom att de förhindrar otillbörlig skapande eller minskning av emitte</SPAN><SPAN class="ft131"> </SPAN>rade värdepapper och därmed i hög grad bidrar till att upprätthålla investerarnas förtroende. Dessutom är avveck<SPAN class="ft131"> </SPAN>lingssystem för värdepapper som drivs av värdepapperscentraler i hög grad delaktiga i hanterandet av säkerheter för transaktioner knutna till penningpolitiska operationer och även i förfarandet för hanterande av säkerheter mellan kreditinstitut, vilket gör dem till viktiga aktörer i förfarandet för hanterande av säkerheter.</P>
<P class="p944 ft122">(<SPAN class="ft132">1</SPAN>) EUT C 310, 13.10.2012, s. 12. (<SPAN class="ft132">2</SPAN>) EUT C 299, 4.10.2012, s. 76.</P>
<P class="p945 ft121">(<SPAN class="ft132">3</SPAN>) Europaparlamentets ståndpunkt av den 15 april 2014 (ännu ej offentliggjord i EUT) och rådets beslut av den 23 juli 2014.</P>
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<P class="p16 ft2">389</P>
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<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p16 ft2">Bilaga 1</P>
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<TR>
<TD colspan=2 class="tr37 td170"><P class="p20 ft123">L 257/2</P></TD>
<TD class="tr47 td342"><P class="p64 ft122">SV</P></TD>
<TD class="tr37 td343"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td134"><P class="p17 ft123">28.8.2014</P></TD>
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<TD class="tr50 td344"><P class="p20 ft74"> </P></TD>
<TD class="tr48 td345"><P class="p20 ft71"> </P></TD>
<TD class="tr48 td346"><P class="p20 ft71"> </P></TD>
<TD class="tr50 td347"><P class="p20 ft74"> </P></TD>
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<P class="p946 ft121"><SPAN class="ft32">(3)</SPAN><SPAN class="ft133">Medan Europaparlamentets och rådets direktiv 98/26/EG (</SPAN><SPAN class="ft134">1</SPAN>) minskade störningarna i ett avvecklingssystem för värdepapper till följd av insolvensförfaranden mot en deltagare i det systemet, är det nödvändigt att bemöta andra risker inom avvecklingssystem för värdepapper såväl som risken för insolvens eller avbrott i verksamheten hos den värdepapperscentral som driver avvecklingssystem för värdepapper. Ett antal värdepapperscentraler är utsatta för kredit- och likviditetsrisker på grund av att de tillhandahåller banktjänster i anknytning till avvecklingen.</P>
<P class="p947 ft121"><SPAN class="ft32">(4)</SPAN><SPAN class="ft133">Det ökande antalet gränsöverskridande avvecklingar till följd av utvecklingen av länkavtal mellan värdepappers</SPAN><SPAN class="ft131"> </SPAN>centraler väcker farhågor om värdepapperscentralernas motståndskraft, i avsaknad av gemensamma stabilitetsregler, när de importerar risker som värdepapperscentraler från andra medlemsstater har utsatts för. Trots ökningen av antalet gränsöverskridande avvecklingar har de marknadsdrivna förändringarna i riktning mot en mer integrerad marknad för värdepapperscentralstjänster visat sig vara mycket långsamma. På en öppen inre marknad för vär<SPAN class="ft131"> </SPAN>depappersavveckling bör det vara tillåtet för alla investerare i unionen att investera i alla unionens värdepapper lika enkelt och genom att använda samma förfarande som för nationella värdepapper. Unionens avvecklingsmarknader är emellertid fortfarande fragmenterade över nationsgränserna och gränsöverskridande avveckling är fortfarande dyrare på grund av skillnader i nationella regler för avveckling och värdepapperscentralers verksamhet och be<SPAN class="ft131"> </SPAN>gränsad konkurrens mellan värdepapperscentraler. Den fragmenteringen hindrar och skapar ytterligare risker och kostnader för gränsöverskridande avveckling. Med tanke på värdepapperscentralernas systemrelevans bör konkur<SPAN class="ft131"> </SPAN>rens mellan dem främjas för att ge marknadsdeltagare möjlighet att välja leverantör och minska beroendet av någon enskild infrastrukturleverantör. I avsaknad av identiska skyldigheter för marknadsoperatörer och gemen<SPAN class="ft131"> </SPAN>samma stabilitetsstandarder för värdepapperscentraler kommer skilda åtgärder som sannolikt vidtas på nationell nivå att få en direkt negativ inverkan på säkerheten, effektiviteten och konkurrensen på unionens avvecklings<SPAN class="ft131"> </SPAN>marknader. Det är nödvändigt att undanröja de betydande hindren för den inre marknadens funktion, undvika snedvridning av konkurrensen och förhindra att sådana hinder och snedvridningar uppstår i framtiden. Det är nödvändigt att inrätta en integrerad marknad för avveckling av värdepapper, utan åtskillnad mellan nationella och gränsöverskridande värdepapperstransaktioner, för att den inre marknaden ska kunna fungera väl. Därför bör den lämpliga rättsliga grunden för denna förordning vara artikel 114 i fördraget om Europeiska unionens funktionssätt <NOBR>(EUF-fördraget),</NOBR> tolkad enligt Europeiska unionens domstols fasta rättspraxis.</P>
<P class="p948 ft121"><SPAN class="ft32">(5)</SPAN><SPAN class="ft133">Det är nödvändigt att i en förordning fastställa ett antal enhetliga skyldigheter, som ska gälla för marknadsdeltagare i fråga om vissa aspekter av avvecklingscykeln och avvecklingsdisciplinen, och införa ett antal gemensamma krav för värdepapperscentraler som driver avvecklingssystem för värdepapper. De direkt tillämpliga bestämmelserna i en förordning bör säkerställa att alla marknadsoperatörer och värdepapperscentraler omfattas av identiska direkt till</SPAN><SPAN class="ft131"> </SPAN>lämpliga skyldigheter, standarder och regler. En förordning bör öka säkerheten och effektiviteten i avvecklingen inom unionen, genom att förhindra att eventuellt skiljaktiga nationella regler införs genom införlivandet av ett direktiv. En förordning bör minska komplexiteten i regelverken för marknadsoperatörer och värdepapperscentraler till följd av olika nationella regler och göra det möjligt för värdepapperscentraler att tillhandahålla sina tjänster på gränsöverskridande basis utan att behöva följa olika uppsättningar nationella regler för exempelvis värdepappers<SPAN class="ft131"> </SPAN>centralers auktorisation, tillsyn, organisation eller risker. En förordning som inför identiska krav på värdepappers<SPAN class="ft131"> </SPAN>centraler bör också bidra till att undanröja snedvridning av konkurrensen.</P>
<P class="p949 ft121"><SPAN class="ft32">(6)</SPAN><SPAN class="ft133">Den 20 oktober 2010 krävde rådet för finansiell stabilitet mer robusta grundläggande marknadsinfrastrukturer och begärde att de befintliga standarderna skulle ses över och förbättras. Kommittén för clearing- och regleringssystem (CPSS) inom Banken för internationell betalningsutjämning (BIS) och Internationella organisationen för värdepap</SPAN><SPAN class="ft131"> </SPAN>perstillsyn (Iosco) antog i april 2012 globala standarder för finansmarknadsinfrastruktur. De standarderna har ersatt BIS rekommendationer från 2001, som anpassades 2009 genom <NOBR>icke-bindande</NOBR> riktlinjer på europeisk nivå av Europeiska centralbankssystemet (ECBS) och Europeiska värdepapperstillsynskommittén. Med hänsyn till finans<SPAN class="ft131"> </SPAN>marknadernas globala karaktär och värdepapperscentralernas systemvikt måste det skapas en internationell sam<SPAN class="ft131"> </SPAN>ordning kring de stabilitetskrav som de omfattas av. Denna förordning bör följa de befintliga principerna för finansmarknadens infrastruktur som har utvecklats genom <NOBR>CPSS-Ioscos.</NOBR> Kommissionen och Europeiska tillsyns<SPAN class="ft131"> </SPAN>myndigheten (Europeiska värdepappers- och marknadsmyndigheten) (Esma) inrättad genom Europaparlamentets och rådets förordning (EU) nr 1095/2010 (<SPAN class="ft134">2</SPAN>) bör i nära samarbete med medlemmarna i ECBS säkerställa över<SPAN class="ft131"> </SPAN>ensstämmelse med befintliga och framtida standarder, när de utarbetar eller föreslår ändringar i de tekniska standarderna för tillsyn och genomförande samt de riktlinjer och rekommendationer som avses i den här för<SPAN class="ft131"> </SPAN>ordningen.</P>
<P class="p950 ft122">(<SPAN class="ft132">1</SPAN>) Europaparlamentets och rådets direktiv 98/26/EG av den 19 maj 1998 om slutgiltig avveckling i system för överföring av betalningar och värdepapper (EGT L 166, 11.6.1998, s. 45).</P>
<P class="p951 ft121">(<SPAN class="ft132">2</SPAN>) Europaparlamentets och rådets förordning (EU) nr 1095/2010 av den 24 november 2010 om inrättande av en europeisk tillsyns<SPAN class="ft131"> </SPAN>myndighet (Europeiska värdepappers- och marknadsmyndigheten), om ändring av beslut nr 716/2009/EG och om upphävande av kommissionens beslut 2009/77/EG (EUT L 331, 15.12.2010, s. 84).</P>
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<TD class="tr37 td170"><P class="p171 ft121">28.8.2014</P></TD>
<TD class="tr47 td316"><P class="p20 ft6"> </P></TD>
<TD class="tr55 td337"><P class="p68 ft122">SV</P></TD>
<TD class="tr37 td38"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td71"><P class="p20 ft123">L 257/3</P></TD>
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<TD class="tr30 td338"><P class="p20 ft12"> </P></TD>
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<P class="p952 ft61"><SPAN class="ft32">(7)</SPAN><SPAN class="ft129">Rådet betonade i sina slutsatser av den 2 december 2008 behovet av att stärka säkerhet och sundhet i avveck</SPAN><SPAN class="ft83"> </SPAN>lingssystemen för värdepapper och att ta itu med de rättsliga hindren för efterhandel inom unionen.</P>
<P class="p953 ft121"><SPAN class="ft32">(8)</SPAN><SPAN class="ft130">En av ECBS:s grundläggande uppgifter är att främja väl fungerande betalningssystem. Därför utövar medlemmarna i ECBS tillsyn genom att säkerställa effektiva och sunda clearing- och betalningssystem. Medlemmarna i ECBS fungerar ofta som avvecklingsagenter för kontantdelen av värdepapperstransaktionerna. De är också betydande kunder hos värdepapperscentralerna, som ofta hanterar ställandet av säkerheter i samband med transaktioner knutna till penningpolitiska operationer. Medlemmarna i ECBS bör genom samråd i hög grad vara delaktiga i auktorisation och tillsyn av värdepapperscentraler, erkännande av värdepapperscentraler från tredjeland och god</SPAN><SPAN class="ft131"> </SPAN>kännande av vissa länkar mellan värdepapperscentraler. För att förhindra uppkomsten av parallella uppsättningar av regler bör de genom samråd också i hög grad vara delaktiga i fastställandet av tekniska standarder för tillsyn och genomförande samt av riktlinjer och rekommendationer, även om kommissionen och Esma bör ha huvudansvaret för fastställandet av sådana tekniska standarder, riktlinjer och rekommendationer i enlighet med denna förordning. Denna förordning bör inte påverka Europeiska centralbankens (ECB) och de nationella centralbankernas ansvar för att säkerställa effektiva och sunda clearing- och betalningssystem i unionen och andra länder. Denna förordning bör inte hindra medlemmarna i ECBS från att få tillgång till information som är relevant för utförandet av sina uppgifter, inbegripet övervakningen av värdepapperscentraler och andra finansmarknadsinfrastrukturer.</P>
<P class="p954 ft121"><SPAN class="ft32">(9)</SPAN><SPAN class="ft130">Medlemmarna i ECBS, andra organ som utför liknande uppgifter i vissa medlemsstater eller andra offentliga organ som ansvarar för eller ingriper i förvaltningen av den offentliga skulden i unionen får själva tillhandahålla ett antal tjänster, till exempel drift av ett avvecklingssystem för värdepapper, som skulle innebära att de klassificeras som en värdepapperscentral. Sådana enheter bör, när de agerar som värdepapperscentraler utan att inrätta en separat enhet, vara undantagna från kraven på auktorisation och tillsyn, vissa organisatoriska krav och kapitalkrav och krav avseende placeringsinriktning men bör omfattas av återstående stabilitetskrav för värdepapperscentraler. Om sådana medlemsstatsenheter agerar som värdepapperscentraler, bör de inte tillhandahålla sina tjänster i andra medlems</SPAN><SPAN class="ft131"> </SPAN>stater. Eftersom medlemmarna i ECBS fungerar som avvecklingsagenter för avvecklingsändamål, bör de också vara undantagna från kraven i avdelning IV i denna förordning.</P>
<P class="p955 ft137"><SPAN class="ft32">(10)</SPAN><SPAN class="ft135">Denna förordning bör vara tillämplig på avveckling av transaktioner i alla finansiella instrument och verksamheter hos värdepapperscentraler, såvida inte annat anges. Denna förordning bör inte heller påverka annan unionslag</SPAN><SPAN class="ft136"> </SPAN>stiftning i fråga om specifika finansiella instrument, som Europaparlamentets och rådets direktiv 2003/87/EG (<SPAN class="ft128">1</SPAN>) och åtgärder som har antagits enligt det direktivet.</P>
<P class="p956 ft121"><SPAN class="ft32">(11)</SPAN><SPAN class="ft138">Registrering av värdepapper i kontobaserad form är ett viktigt steg för att göra avvecklingen effektivare och säkerställa integriteten i en värdepappersemission, särskilt med hänsyn till den ökande komplexiteten i metoderna för innehav och överlåtelse. Av säkerhetsskäl föreskrivs i förordningen registrering i kontobaserad form av alla överlåtbara värdepapper som har upptagits till handel eller som handlas på handelsplatser som regleras genom Europaparlamentets och rådets direktiv 2014/65/EU (</SPAN><SPAN class="ft134">2</SPAN>). och genom Europaparlamentets och rådets förordning (EU) nr 600/2014 (<SPAN class="ft134">3</SPAN>). Det bör i denna förordning inte föreskrivas någon särskild metod för den ursprungliga registre<SPAN class="ft131"> </SPAN>ringen i kontobaserad form, som kan göras i form av immobilisering eller genom omedelbar dematerialisering. Det bör i denna förordning inte heller fastställas vilken typ av institut som ska registrera värdepapper i kontobaserad form vid emission, utan snarare tillåta olika aktörer, däribland registerförvaltare, att utföra den uppgiften. När transaktioner i sådana värdepapper utförs på handelsplatser som regleras av direktiv 2014/65/EU och förordning (EU) nr 600/2014 eller lämnas som säkerhet enligt villkoren som fastställs i Europaparlamentets och rådets direktiv 2002/47/EG (<SPAN class="ft134">4</SPAN>), bör sådana värdepapper dock registreras i en värdepapperscentrals kontobaserade system för att bland annat säkerställa att alla sådana värdepapper kan avvecklas i ett avvecklingssystem för värdepapper. Immo<SPAN class="ft131"> </SPAN>bilisering och dematerialisering bör inte innebära någon förlust av rättigheter för innehavare av värdepapper och bör uppnås på ett sätt som säkerställer för innehavare av värdepapper att kontrollera sina rättigheter.</P>
<P class="p957 ft122">(<SPAN class="ft132">1</SPAN>) Europaparlamentets och rådets direktiv 2003/87/EG av den 13 oktober 2003 om ett system för handel med utsläppsrätter för</P>
<TABLE cellpadding=0 cellspacing=0 class="t126">
<TR>
<TD rowspan=2 class="tr27 td57"><P class="p74 ft32">(<SPAN class="ft132">2</SPAN>)</P></TD>
<TD class="tr55 td349"><P class="p42 ft121">växthusgaser inom gemenskapen och om ändring av rådets direktiv 96/61/EG (EUT L 275, 25.10.2003, s. 32).</P></TD>
</TR>
<TR>
<TD class="tr51 td349"><P class="p42 ft32">Europaparlamentets och rådets direktiv 2014/65/EU av den 15 maj 2014 om marknader för finansiella instrument och om ändring</P></TD>
</TR>
<TR>
<TD rowspan=2 class="tr31 td57"><P class="p74 ft32">(<SPAN class="ft132">3</SPAN>)</P></TD>
<TD class="tr52 td349"><P class="p42 ft122">av direktiv 2002/92/EG och direktiv 2011/61/EU (EUT L 173, 12.6.2014, s. 349).</P></TD>
</TR>
<TR>
<TD class="tr51 td349"><P class="p42 ft32">Europaparlamentets och rådets förordning (EU) nr 600/2014 av den 15 maj 2014 om marknader för finansiella instrument och om</P></TD>
</TR>
<TR>
<TD rowspan=2 class="tr31 td57"><P class="p74 ft32">(<SPAN class="ft132">4</SPAN>)</P></TD>
<TD class="tr52 td349"><P class="p42 ft122">ändring av förordning (EU) nr 648/2012 (EUT L 173, 12.6.2014, s. 84).</P></TD>
</TR>
<TR>
<TD class="tr51 td349"><P class="p42 ft32">Europaparlamentets och rådets direktiv 2002/47/EG av den 6 juni 2002 om ställande av finansiell säkerhet (EGT L 168, 27.6.2002,</P></TD>
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<TD class="tr55 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr55 td349"><P class="p42 ft121">s. 43).</P></TD>
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<P class="p16 ft2">391</P>
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<TD colspan=2 class="tr37 td170"><P class="p20 ft123">L 257/4</P></TD>
<TD class="tr47 td342"><P class="p64 ft122">SV</P></TD>
<TD class="tr37 td343"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td134"><P class="p17 ft123">28.8.2014</P></TD>
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<TD class="tr50 td344"><P class="p20 ft74"> </P></TD>
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<P class="p946 ft121"><SPAN class="ft32">(12)</SPAN><SPAN class="ft138">För att säkerställa avvecklingssäkerheten bör alla deltagare i ett avvecklingssystem för värdepapper som köper eller säljer vissa finansiella instrument, nämligen överlåtbara värdepapper, penningmarknadsinstrument, andelar i företag för kollektiva investeringar och utsläppsrätter, reglera sin förpliktelse på den avsedda avvecklingsdagen.</SPAN></P>
<P class="p958 ft121"><SPAN class="ft32">(13)</SPAN><SPAN class="ft138">Längre avvecklingsperioder för transaktioner i överlåtbara värdepapper skapar osäkerhet och ökar risken för deltagarna i avvecklingssystem för värdepapper. Avvecklingsperiodernas olika längd i medlemsstaterna försvårar avstämningen och utgör en felkälla för emittenter, investerare och mellanhänder. Därför måste det fastställas en gemensam avvecklingsperiod, vilket skulle underlätta identifieringen av den avsedda avvecklingsdagen och under</SPAN><SPAN class="ft131"> </SPAN>lätta genomförandet av avvecklingsdisciplinåtgärder. Den avsedda avvecklingsdagen för transaktioner i överlåtbara</P>
<P class="p959 ft121">värdepapper som utförs på handelsplatser som regleras genom direktiv 2014/65/EU och förordning (EU) nr 600/2014 bör inte vara senare än den andra bankdagen efter det att handeln äger rum. För komplexa trans<SPAN class="ft131"> </SPAN>aktioner som består av flera deltransaktioner, såsom avtal om återköp av värdepapper eller avtal om värdepappers<SPAN class="ft131"> </SPAN>lån, bör det kravet gälla för den första transaktionen som innebär överföring av värdepapper. Med tanke på deras <NOBR>icke-standardiserade</NOBR> karaktär bör det kravet inte gälla för transaktioner som förhandlas privat av de berörda parterna men utförs på handelsplatser som regleras genom direktiv 2014/65/EU och förordning (EU) nr 600/2014, eller för transaktioner som utförs bilateralt, men som rapporteras till en handelsplats som regleras genom direktiv 2014/65/EU och förordning (EU) nr 600/2014. Dessutom bör det kravet inte gälla för den första transaktionen, om de berörda överlåtbara värdepappren är föremål för ursprunglig registrering i kontobaserad form.</P>
<P class="p960 ft123"><SPAN class="ft32">(14)</SPAN><SPAN class="ft139">Värdepapperscentraler och andra marknadsinfrastrukturer bör vidta åtgärder för att förebygga och hantera ute</SPAN><SPAN class="ft140"> </SPAN>bliven avveckling. Det är mycket viktigt att sådana regler tillämpas enhetligt och direkt inom unionen. Framför allt bör värdepapperscentraler och andra marknadsinfrastrukturer åläggas att införa förfaranden som gör det möjligt för dem att vidta lämpliga åtgärder för att tillfälligt stänga av varje deltagare som systematiskt orsakar utebliven avveckling och att offentliggöra deltagarens identitet, förutsatt att deltagaren får möjlighet att lämna synpunkter innan ett sådant beslut fattas.</P>
<P class="p961 ft123"><SPAN class="ft32">(15)</SPAN><SPAN class="ft139">Ett av de effektivaste sätten att hantera utebliven avveckling är att kräva att de ansvariga deltagarna ska omfattas av obligatoriskt verkställande av det ursprungliga avtalet. I denna förordning bör det fastställas enhetliga regler för sanktioner och vissa aspekter av ersättningsköpstransaktionen för alla överlåtbara värdepapper, penningmarknads</SPAN><SPAN class="ft140"> </SPAN>instrument, andelar i företag för kollektiva investeringar och utsläppsrätter, t.ex. för tidpunkt och prissättning. De reglerna bör anpassas till särdragen hos olika värdepappersmarknader, vissa handelsplatser, såsom tillväxtmark<SPAN class="ft140"> </SPAN>nader för små och medelstora företag enligt definitionen i direktiv 2014/65/EU, och vissa komplexa transaktioner, såsom mycket kortsiktiga avtal om återköp av värdepapper eller avtal om värdepapperslån, så att negativ inverkan på värdepappersmarknaders likviditet och effektivitet undviks. Reglerna om avvecklingsdisciplin bör tillämpas på ett sätt som uppmuntrar till avveckling av transaktioner med samtliga relevanta finansiella instrument senast den avsedda avvecklingsdagen.</P>
<P class="p962 ft121"><SPAN class="ft32">(16)</SPAN><SPAN class="ft138">Förfarandena och sanktionerna för utebliven avveckling bör stå i proportion till hur omfattande och allvarlig en utebliven avveckling är och samtidigt kalibreras på ett sådant sätt att de relevanta finansiella instrumentens likviditet upprätthålls och skyddas. Särskilt marknadsgarantverksamhet bidrar på ett avgörande sätt till att till</SPAN><SPAN class="ft131"> </SPAN>handahålla likviditet till marknader inom unionen, särskilt till mindre likvida värdepapper. Åtgärderna för att förhindra och hantera utebliven avveckling bör vägas mot behovet av att upprätthålla och skydda de värdepapp<SPAN class="ft131"> </SPAN>renas likviditet. Penningsanktioner som påförs de ansvariga deltagarna bör om möjligt krediteras de <NOBR>icke-felande</NOBR> kunderna som kompensation och bör under inga omständigheter bli en inkomstkälla för den berörda värdepap<SPAN class="ft131"> </SPAN>perscentralen. Värdepapperscentraler bör rådfråga de marknadsinfrastrukturer för vilka de tillhandahåller värdepap<SPAN class="ft131"> </SPAN>perscentralstjänster om genomförandet av de avvecklingsdisciplinåtgärder som föreskrivs i denna förordning.</P>
<P class="p960 ft123"><SPAN class="ft32">(17)</SPAN><SPAN class="ft139">I de flesta fall bör en ersättningsköpsprocess inledas om de finansiella instrumenten inte levereras inom fyra bankdagar från och med den avsedda avvecklingsdagen. För </SPAN><NOBR>icke-likvida</NOBR> finansiella instrument är det dock lämpligt att perioden före inledandet av ersättningsköpsprocessen ökas upp till maximalt sju bankdagar. Grunden för bedömning av när finansiella instrument kan anses vara <NOBR>icke-likvida</NOBR> bör fastställas genom tekniska standarder för tillsyn, med beaktande av de bedömningar som redan har gjorts i förordning (EU) nr 600/2014. Om ett sådant fastställande sker, bör förlängningen av tidsfristen för inledandet av ersättningsköpsprocessen vara upp till sju bankdagar.</P>
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<P class="p16 ft2">392</P>
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<TD class="tr37 td170"><P class="p171 ft121">28.8.2014</P></TD>
<TD class="tr47 td316"><P class="p20 ft6"> </P></TD>
<TD class="tr55 td337"><P class="p68 ft122">SV</P></TD>
<TD class="tr37 td38"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td71"><P class="p20 ft123">L 257/5</P></TD>
</TR>
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<TD class="tr30 td338"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td316"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td339"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td340"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td341"><P class="p20 ft12"> </P></TD>
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<P class="p963 ft141"><SPAN class="ft32">(18)</SPAN><SPAN class="ft138">Det är lämpligt att låta tillväxtmarknaderna för små och medelstora företag vara så flexibla att de inte behöver tillämpa ersättningsköpsprocessen förrän upp till 15 dagar efter handeln, för att ta hänsyn till dessa marknaders likviditet och i synnerhet för att möjliggöra marknadsgarantverksamhet på de mindre likvida marknaderna. De avvecklingsdisciplinåtgärder som endast gäller för tillväxtmarknaderna för små och medelstora företag bör endast vara tillämpliga på transaktioner som utförts på dessa marknader. I enlighet med vad som noterades i kom</SPAN><SPAN class="ft131"> </SPAN><SPAN class="ft121">missionens arbetsdokument av den 7 december 2011, som åtföljde kommissionens meddelande med titeln </SPAN>En åtgärdsplan för att förbättra små och medelstora företags tillgång till finansiering<SPAN class="ft121">, bör tillträde till kapitalmarknaderna utvecklas som ett alternativ till banklån för små och medelstora företag och det är därför lämpligt att skräddarsy regler som bättre tillgodoser behoven för de tillväxtmarknaderna för små och medelstora företag.</SPAN></P>
<P class="p964 ft121"><SPAN class="ft32">(19)</SPAN><SPAN class="ft138">En värdepapperscentral bör tillåtas att övervaka genomförandet av ett ersättningsköp avseende flera olika avveck</SPAN><SPAN class="ft131"> </SPAN>lingsinstruktioner gällande samma finansiella instrument och med samma utgångsdatum för genomförandeperio<SPAN class="ft131"> </SPAN>den i syfte att minimera antalet ersättningsköp i den utsträckning som är förenlig med kraven i denna förordning.</P>
<P class="p964 ft121"><SPAN class="ft32">(20)</SPAN><SPAN class="ft138">Eftersom huvudsyftet med denna förordning är att införa ett antal rättsliga skyldigheter direkt för marknadsopera</SPAN><SPAN class="ft131"> </SPAN>törer, bland annat att registrera alla överlåtbara värdepapper i kontobaserad form hos en värdepapperscentral så snart dessa värdepapper handlas på handelsplatser som regleras genom direktiv 2014/65/EU och förordning (EU) nr 600/2014 eller ställs som säkerhet enligt villkoren i direktiv 2002/47/EG och att avveckla sina förpliktelser senast den andra bankdagen efter handeln, och eftersom värdepapperscentraler är ansvariga för driften av avveck<SPAN class="ft131"> </SPAN>lingssystem för värdepapper och för att vidta åtgärder för punktlig avveckling inom unionen, är det av största vikt att säkerställa att alla värdepapperscentraler är säkra och sunda och alltid uppfyller stränga krav på organisation, uppförande, och stabilitet i enlighet med kraven som fastställs i den här förordningen, inbegripet genom att vidta alla lämpliga åtgärder för att minska bedrägeri och försummelse. Enhetliga och direkt tillämpliga regler för auktorisation och kontinuerlig tillsyn av värdepapperscentraler är därför en nödvändig följd av och sammanlänkad</P>
<P class="p965 ft137">med de rättsliga skyldigheter som införs för marknadsdeltagare genom den här förordningen. Därför måste reglerna för auktorisation och tillsyn av värdepapperscentraler införas i samma rättsakt som de skyldigheter som införs för marknadsdeltagare.</P>
<P class="p966 ft123"><SPAN class="ft32">(21)</SPAN><SPAN class="ft139">Med hänsyn till att värdepapperscentraler bör omfattas av gemensamma krav och för att undanröja de nuvarande hindren för gränsöverskridande avveckling bör alla auktoriserade värdepapperscentraler vara fria att tillhandahålla tjänster inom unionens territorium, inbegripet genom att upprätta en filial. För att en lämplig nivå av säkerhet ska säkerställas i samband med att värdepapperscentralstjänster tillhandahålls av värdepapperscentraler i en annan medlemsstat bör sådana värdepapperscentraler omfattas av ett särskilt förfarande som fastställs i denna förordning, om den har för avsikt att tillhandahålla vissa huvudtjänster som anges i denna förordning eller upprätta en filial i en värdmedlemsstat.</SPAN></P>
<P class="p967 ft121"><SPAN class="ft32">(22)</SPAN><SPAN class="ft138">Inom en gränslös avvecklingsmarknad i unionen måste befogenheterna för de olika myndigheter som är inblan</SPAN><SPAN class="ft131"> </SPAN>dade i tillämpningen av denna förordning fastställas. Medlemsstaterna bör särskilt utse de behöriga myndigheter som är ansvariga för tillämpningen av denna förordning och som bör ges de tillsyns- och utredningsbefogenheter som de behöver för att fullgöra sina uppgifter. En värdepapperscentral bör auktoriseras och stå under tillsyn av den behöriga myndighet i dess hemmedlemsstat som är väl lämpad och bör ha befogenhet att granska värdepappers<SPAN class="ft131"> </SPAN>centralernas dagliga arbete, genomföra regelbundna kontroller och vid behov vidta lämpliga åtgärder. Den berörda behöriga myndigheten bör dock så tidigt som möjligt samråda och samarbeta med andra relevanta myndigheter, däribland de myndigheter som ansvarar för övervakningen av varje avvecklingssystem för värdepapper som värdepapperscentralen driver, de centralbanker som ger ut de mest relevanta avvecklingsvalutorna, i förekommande fall de relevanta centralbanker som fungerar som avvecklingsagenter för varje avvecklingssystem för värdepapper och i förekommande fall även de behöriga myndigheterna för andra koncernenheter. Ett sådant samarbete innebär också informationsutbyte mellan berörda myndigheter och att de myndigheterna omedelbart ska meddelas i en krissituation som påverkar likviditeten och stabiliteten i det finansiella systemet i någon av de medlemsstater där värdepapperscentralen eller någon av dess deltagare är etablerade.</P>
<P class="p954 ft121"><SPAN class="ft32">(23)</SPAN><SPAN class="ft138">Om en värdepapperscentral tillhandahåller sina tjänster i en annan medlemsstat, bör den behöriga myndigheten i värdmedlemsstaten kunna begära all för den begärande myndigheten relevant information om värdepapperscen</SPAN><SPAN class="ft131"> </SPAN>tralens verksamhet från den behöriga myndigheten i hemmedlemsstaten. I syfte att möjliggöra effektiv samordning av tillsynen skulle den informationen i synnerhet kunna beröra de tjänster som värdepapperscentraler tillhanda<SPAN class="ft131"> </SPAN>håller användare som är etablerade i värdmedlemsstaten eller de instrument eller de valutor som hanteras och får inbegripa information om negativ utveckling, resultat av riskbedömningar och korrigerande åtgärder. Hemmed<SPAN class="ft131"> </SPAN>lemsstatens behöriga myndighet bör också ha tillgång till eventuell information som värdepapperscentralen regel<SPAN class="ft131"> </SPAN>bundet lämnar till värdmedlemsstatens behöriga myndighet.</P>
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<TD colspan=2 class="tr37 td170"><P class="p20 ft123">L 257/6</P></TD>
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<TD class="tr37 td343"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td134"><P class="p17 ft123">28.8.2014</P></TD>
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<P class="p946 ft121"><SPAN class="ft32">(24)</SPAN><SPAN class="ft138">Om en värdepapperscentral tillhandahåller sina tjänster i en annan medlemsstat än medlemsstaten där den är etablerad, inbegripet genom upprättandet av en filial, är det alltid den behöriga myndigheten i dess hemmedlems</SPAN><SPAN class="ft131"> </SPAN>stat som har huvudansvaret för tillsynen av värdepapperscentralen. När den verksamhet som bedrivs av en värdepapperscentral i värdmedlemsstaten har kommit att få väsentlig betydelse för värdepappersmarknadernas funktion och för skyddet av investerarna i den värdmedlemsstaten, bör behöriga myndigheter och relevanta myndigheter i hemmedlemsstaten och värdmedlemsstaten upprätta samarbetsarrangemang om tillsynen av vär<SPAN class="ft131"> </SPAN>depapperscentralens verksamhet i värdmedlemsstaten. Den behöriga myndigheten i hemmedlemsstaten bör även ha möjlighet att besluta att de samarbetsarrangemangen kan innebära multilateralt samarbete, inbegripet samarbete i former som liknar kollegier, mellan den behöriga myndigheten i hemmedlemsstaten och de behöriga myndighe<SPAN class="ft131"> </SPAN>terna och de relevanta myndigheterna i de berörda värdmedlemsstaterna. Sådana samarbetsarrangemang bör dock inte anses vara tillsynskollegier som avses i förordning (EU) nr 1095/2010. Ingen medlemsstat eller grupp av medlemsstater bör direkt eller indirekt diskrimineras som etableringsplats för värdepapperscentraler och avveck<SPAN class="ft131"> </SPAN>lingstjänster. Ingen myndighet bör i samband med fullgörandet av sina skyldigheter enligt den här förordningen direkt eller indirekt diskriminera något företag från en annan medlemsstat. En värdepapperscentral i en medlems<SPAN class="ft131"> </SPAN>stat bör inte utsättas för restriktioner eller hindras från att avveckla finansiella instrument i en annan medlemsstats valuta eller i ett tredjelands valuta, med förbehåll för denna förordning.</P>
<P class="p968 ft137"><SPAN class="ft32">(25)</SPAN><SPAN class="ft135">Denna förordning bör inte hindra medlemsstaterna från att i sin nationella rätt kräva en särskild rättslig ram för det löpande samarbetet på nationell nivå mellan den behöriga myndigheten för värdepapperscentralen och rele</SPAN><SPAN class="ft136"> </SPAN>vanta myndigheter. En sådan nationell rättslig ram bör vara konsekvent med de riktlinjer för tillsynsmetoder och samarbete myndigheter emellan som Esma får utfärda enligt denna förordning.</P>
<P class="p969 ft121"><SPAN class="ft32">(26)</SPAN><SPAN class="ft138">Varje juridisk person som omfattas av definitionen av en värdepapperscentral måste auktoriseras av de behöriga nationella myndigheterna innan den inleder sin verksamhet. För att olika affärsmodeller ska beaktas bör en värdepapperscentral definieras med hänvisning till vissa huvudtjänster, som består av avveckling, vilket innebär drift av ett avvecklingssystem för värdepapper, samt notarietjänster och centrala kontoföringstjänster. En värdepap</SPAN><SPAN class="ft131"> </SPAN>perscentral bör åtminstone driva ett avvecklingssystem för värdepapper och tillhandahålla en annan huvudtjänst. Denna kombination är avgörande för att värdepapperscentraler ska kunna spela sin roll i avvecklingen av vär<SPAN class="ft131"> </SPAN>depapper och för att garantera integriteten hos en värdepappersemission. Enheter som inte driver avvecklings<SPAN class="ft131"> </SPAN>system för värdepapper, t.ex. registerförvaltare, överlåtelseagenter, offentliga myndigheter, organ med ansvar för ett registersystem som har inrättats enligt direktiv 2003/87/EG eller centrala motparter som regleras genom Europa<SPAN class="ft131"> </SPAN>parlamentets och rådets förordning (EU) nr 648/2012 (<SPAN class="ft134">1</SPAN>) omfattas inte av definitionen av en värdepapperscentral.</P>
<P class="p970 ft137"><SPAN class="ft32">(27)</SPAN><SPAN class="ft135">Värdepapperscentraler bör ha återhämtningsplaner som säkerställer kontinuitet i dess kritiska verksamhet. Utan att det påverkar Europaparlamentets och rådets direktiv 2014/59/EU (</SPAN><SPAN class="ft128">2</SPAN>) bör de behöriga myndigheterna säkerställa att en adekvat resolutionsplan upprättas och upprätthålls för varje värdepapperscentral i enlighet med relevant natio<SPAN class="ft136"> </SPAN>nell rätt.</P>
<P class="p971 ft123"><SPAN class="ft32">(28)</SPAN><SPAN class="ft139">För att tillhandahålla tillförlitliga uppgifter om omfattningen av värdepappersavveckling utanför systemen för avveckling av värdepapper och säkerställa att de risker som uppstår kan övervakas och hanteras bör varje institut som inte är en värdepapperscentral och som avvecklar värdepapperstransaktioner utanför systemen för avveckling av värdepapper lämna uppgifter om sin avvecklingsverksamhet till de berörda behöriga myndigheterna. De mot</SPAN><SPAN class="ft140"> </SPAN>tagande behöriga myndigheterna bör därefter överföra denna information till Esma och informera Esma om potentiella risker till följd av sådan avvecklingsverksamhet. Dessutom bör Esma övervaka sådan avvecklingsverk<SPAN class="ft140"> </SPAN>samhet och beakta de potentiella risker som den skulle kunna leda till.</P>
<P class="p972 ft121"><SPAN class="ft32">(29)</SPAN><SPAN class="ft138">För att undvika att värdepapperscentraler tar risker inom andra verksamheter än dem som omfattas av auktori</SPAN><SPAN class="ft131"> </SPAN>sation enligt denna förordning bör auktoriserade värdepapperscentralers verksamhet begränsas till tillhandahål<SPAN class="ft131"> </SPAN>landet av de tjänster som omfattas av auktorisationen eller anmälan enligt denna förordning och de bör inte ha</P>
<P class="p973 ft143">(<SPAN class="ft132">1</SPAN>) Europaparlamentets och rådets förordning (EU) nr 648/2012 av den 4 juli 2012 om <NOBR>OTC-derivat,</NOBR> centrala motparter och trans<SPAN class="ft142"> </SPAN>aktionsregister (EUT L 201, 27.7.2012, s. 1).</P>
<P class="p974 ft121">(<SPAN class="ft132">2</SPAN>) Europaparlamentets och rådets direktiv 2014/59/EU av den 15 maj 2014 om inrättande av en ram för återhämtning och resolution av kreditinstitut och värdepappersföretag och om ändring av rådets direktiv 82/891/EEG och Europaparlamentets och rådets direktiv 2001/24/EG, 2002/47/EG, 2004/25/EG, 2005/56/EG, 2007/36/EG, 2011/35/EU, 2012/30/EU och 2013/36/EU samt Europaparla<SPAN class="ft131"> </SPAN>mentets och rådets förordningar (EU) nr 1093/2010 och (EU) nr 648/2012 (EUT L 173, 12.6.2014, s. 190).</P>
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<P class="p16 ft2">394</P>
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<TD class="tr47 td316"><P class="p20 ft6"> </P></TD>
<TD class="tr55 td337"><P class="p68 ft122">SV</P></TD>
<TD class="tr37 td38"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td71"><P class="p20 ft123">L 257/7</P></TD>
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<TD class="tr30 td338"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td316"><P class="p20 ft12"> </P></TD>
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<P class="p975 ft137">några ägarintressen enligt denna förordnings definition, genom hänvisning till Europaparlamentets och rådets direktiv 2013/34/EU (<SPAN class="ft128">1</SPAN>), eller något annat direkt eller indirekt innehav av minst 20 % av rösterna eller kapitalet i andra institut än de som tillhandahåller liknande tjänster, såvida inte sådana ägarintressen godkänns av vär<SPAN class="ft136"> </SPAN>depapperscentralens behöriga myndigheter på den grunden att de inte i betydande utsträckning höjer värdepap<SPAN class="ft136"> </SPAN>perscentralernas riskprofil.</P>
<P class="p976 ft61"><SPAN class="ft32">(30)</SPAN><SPAN class="ft144">För att det ska säkerställas att avvecklingssystemen för värdepapper fungerar på ett säkert sätt bör de endast drivas av värdepapperscentraler eller centralbanker som fungerar som värdepapperscentraler vilka omfattas av denna förordning.</SPAN></P>
<P class="p977 ft121"><SPAN class="ft32">(31)</SPAN><SPAN class="ft138">Utan att detta påverkar särskilda krav i medlemsstaternas skatterätt bör värdepapperscentraler vara auktoriserade att tillhandahålla tjänster med anknytning till sina huvudtjänster, om dessa bidrar till att öka värdepappersmark</SPAN><SPAN class="ft131"> </SPAN>nadernas säkerhet, effektivitet och öppenhet och inte innebär otillbörliga risker för huvudtjänsterna. En icke- uttömmande förteckning är upprättad i denna förordning över dessa tjänster, så att värdepapperscentralerna kan anpassa sig till den framtida marknadsutvecklingen. Om tillhandahållandet av sådana tjänster avser källskatte- och rapporteringsskyldigheter gentemot skattemyndigheterna, kommer det även i fortsättningen att utföras i enlighet med den berörda medlemsstatens rätt. I enlighet med artikel 114.2 i <NOBR>EUF-fördraget</NOBR> gäller befogenheten att besluta om åtgärder enligt artikel 114.1 inte bestämmelser om skatter och avgifter. I sin dom av den 29 april 2004 i mål <NOBR>C-338/01</NOBR> kommissionen mot rådet (<SPAN class="ft134">2</SPAN>) fastställde Europeiska unionens domstol att uttrycket ”bestämmelser om skatter och avgifter” ska tolkas så, ”att det inte bara omfattar bestämmelser om skattskyldighet för personer, skatteplikt för transaktioner, beskattningsunderlag, skattesatser och undantag från direkt och indirekt beskattning, utan även bestämmelser om metoder för indrivning av dessa”. Denna förordning täcker därför inte metoder för indrivning av skatter för vilka en annan rättslig grund skulle krävas.</P>
<P class="p953 ft123"><SPAN class="ft32">(32)</SPAN><SPAN class="ft139">En värdepapperscentral som har för avsikt att utkontraktera en huvudtjänst till en tredje part eller tillhandahålla en ny huvudtjänst eller en anknuten tjänst som inte nämns i denna förordning, driva ett annat avvecklingssystem för värdepapper, använda en annan avvecklingsagent eller etablera någon länk mellan värdepapperscentraler som innebär betydande risker bör ansöka om auktorisation enligt samma förfarande som krävs för den ursprungliga auktorisationen, med undantag av att den behöriga myndigheten bör meddela den ansökande värdepapperscen</SPAN><SPAN class="ft140"> </SPAN>tralen inom tre månader huruvida auktorisationen har beviljats eller avslagits. Länkar mellan värdepapperscentraler som inte innebär betydande risker eller samverkande länkar till värdepapperscentraler som utkontrakterar sina tjänster med koppling till de samverkande länkarna till offentliga enheter, såsom medlemmarna i ECBS, bör dock inte omfattas av krav på föregående auktorisation, men bör anmälas av de relevanta värdepapperscentralerna till sina behöriga myndigheter.</P>
<P class="p978 ft121"><SPAN class="ft32">(33)</SPAN><SPAN class="ft138">Om en värdepapperscentral har för avsikt att utvidga sina tjänster till sådana andra anknutna tjänster än bank</SPAN><SPAN class="ft131"> </SPAN>tjänster som uttryckligen nämns i denna förordning och som inte innebär en höjning av värdepapperscentralens riskprofil, bör den kunna göra detta efter att ha underrättat den behöriga myndigheten i dess hemmedlemsstat.</P>
<P class="p979 ft121"><SPAN class="ft32">(34)</SPAN><SPAN class="ft138">Värdepapperscentraler som är etablerade i tredjeland bör kunna erbjuda sina tjänster i unionen, inbegripet genom att upprätta en filial. För att säkerställa en lämplig nivå av säkerhet i samband med att värdepapperscentralstjänster tillhandahålls av värdepapperscentraler från tredjeland bör sådana värdepapperscentraler omfattas av krav på erkännande från Esma, om de har för avsikt att tillhandahålla vissa tjänster som anges i denna förordning eller att upprätta en filial i unionen. Värdepapperscentraler från tredjeländer bör kunna skapa länkar med värdepappers</SPAN><SPAN class="ft131"> </SPAN>centraler som är etablerade i unionen utan ett sådant erkännande, under förutsättning att den relevanta behöriga myndigheten inte invänder. Med tanke på finansmarknadernas globala karaktär är Esma bäst lämpad att erkänna värdepapperscentraler från tredjeland. Esma bör endast kunna erkänna värdepapperscentraler från tredjeland, om kommissionen konstaterar att de omfattas av en rättslig och tillsynsmässig ram som i praktiken är likvärdigt med det som föreskrivs i denna förordning, om de är auktoriserade och står under tillsyn och övervakning i det land där de är etablerade och om det har upprättats samarbetsarrangemang mellan Esma, värdepapperscentralernas behöriga myndigheter och relevanta myndigheter. Esmas erkännande bör vara beroende av ett erkännande av likvärdighet av den stabilitetsram som tillämpas för värdepapperscentraler som är etablerade i unionen och auktoriserade enligt denna förordning.</P>
<P class="p980 ft122">(<SPAN class="ft132">1</SPAN>) Europaparlamentets och rådets direktiv 2013/34/EU av den 26 juni 2013 om årsbokslut, koncernredovisning och rapporter i vissa typer av företag, om ändring av Europaparlamentets och rådets direktiv 2006/43/EG och om upphävande av rådets direktiv 78/660/EEG och 83/349/EEG (EUT L 182, 29.6.2013, s. 19).</P>
<P class="p981 ft121">(<SPAN class="ft132">2</SPAN>) REG 2004, s <NOBR>I-4829.</NOBR></P>
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<TD colspan=2 class="tr37 td170"><P class="p20 ft123">L 257/8</P></TD>
<TD class="tr47 td342"><P class="p64 ft122">SV</P></TD>
<TD class="tr37 td343"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
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<P class="p946 ft121"><SPAN class="ft32">(35)</SPAN><SPAN class="ft138">Med hänsyn till komplexiteten och systemvikten hos värdepapperscentraler och de tjänster de tillhandahåller, bör överskådliga regler för företagsstyrning säkerställa att verkställande ledning, ledamöter i ledningsorganet, aktieägare och deltagare, vilka kan utöva kontroll över värdepapperscentralens drift, enligt definitionen genom hänvisning till direktiv 2013/34/EU, är lämpade att säkerställa att värdepapperscentralen förvaltas på ett sunt och ansvarsfullt sätt.</SPAN></P>
<P class="p972 ft121"><SPAN class="ft32">(36)</SPAN><SPAN class="ft138">Olika styrningsstrukturer förekommer inom medlemsstaterna. I de flesta fall används en enkel eller dubbel styrelse</SPAN><SPAN class="ft131"> </SPAN>struktur. Definitionerna i denna förordning är avsedda att omfatta alla befintliga strukturer utan att någon särskild struktur förespråkas. De är endast till för upprättandet av regler som syftar till att ett visst resultat uppnås, oavsett vilken nationell bolagsrätt som är tillämplig för ett institut i en medlemsstat. Definitionerna bör därför inte påverka den allmänna tilldelningen av befogenheter i enlighet med nationell bolagsrätt.</P>
<P class="p982 ft123"><SPAN class="ft32">(37)</SPAN><SPAN class="ft139">Överskådliga regler för företagsstyrning bör garantera att hänsyn tas till de intressen som företräds av värdepap</SPAN><SPAN class="ft140"> </SPAN>perscentralens aktieägare, ledning och anställda, å ena sidan, och de intressen som företräds av användarna, som värdepapperscentralerna i slutändan tjänar, å andra sidan. De styrningsregler bör tillämpas utan att det påverkar den ägarmodell som värdepapperscentralen antar. Användarkommittéer bör inrättas för varje avvecklingssystem för värdepapper som värdepapperscentralen driver för att ge användarna möjlighet att ge värdepapperscentralens ledningsorgan råd i de viktigaste frågor som påverkar dem och de bör ges verktyg för att utföra sin uppgift. Olika användare av värdepapperscentraler, inbegripet innehavare av olika typer av värdepapper, bör få sina intressen representerade i användarkommittén.</P>
<P class="p949 ft121"><SPAN class="ft32">(38)</SPAN><SPAN class="ft138">Värdepapperscentraler bör kunna utkontraktera driften av sina tjänster, förutsatt att de risker som detta innebär hanteras. Med hänsyn till hur viktiga värdepapperscentralernas uppgifter är, bör det i denna förordning föreskrivas att värdepapperscentraler inte kan överföra sitt ansvar till tredje part genom utkontrakteringen av sin verksamhet till tredje part. Utkontraktering av sådana verksamheter bör omfattas av stränga villkor, som upprätthåller vär</SPAN><SPAN class="ft131"> </SPAN>depapperscentralernas ansvar för sina verksamheter och garanterar att tillsynen och övervakningen av värdepap<SPAN class="ft131"> </SPAN>perscentralerna inte äventyras. Det bör vara möjligt att undanta en värdepapperscentrals utkontraktering av sin verksamhet till offentliga enheter från dessa krav på vissa villkor.</P>
<P class="p983 ft121"><SPAN class="ft32">(39)</SPAN><SPAN class="ft138">Denna förordning bör inte hindra medlemsstater som tillåter system med direkta värdepappersinnehav från att i sin nationella rätt föreskriva att andra parter än värdepapperscentraler ska eller får utföra vissa uppgifter, som i vissa andra typer av system för värdepappersinnehav vanligtvis utförs av värdepapperscentraler, samt specificera hur de uppgifterna bör utföras. I vissa medlemsstater utför kontoförande institut eller deltagare i avvecklingssystem för värdepapper som drivs av värdepapperscentraler registreringar på värdepapperskonton som upprätthålls av vär</SPAN><SPAN class="ft131"> </SPAN>depapperscentraler utan att nödvändigtvis själva vara kontohållare. Med tanke på behovet av rättslig säkerhet vad gäller registreringar på konton på värdepapperscentralsnivå bör sådana andra parters specifika roll erkännas i denna förordning. Det bör därför vara möjligt att under särskilda omständigheter och i enlighet med strikta bestämmelser fastställda genom lagstiftning dela ansvaret mellan en värdepapperscentral och den relevanta andra parten eller ge denna andra part exklusivt ansvar för vissa aspekter av förandet av värdepapperskonton på den högsta nivån, förutsatt att denna andra part omfattas av lämplig reglering och tillsyn. Det bör inte finnas några begränsningar av ansvarsdelningens omfattning.</P>
<P class="p984 ft121"><SPAN class="ft32">(40)</SPAN><SPAN class="ft138">Uppföranderegler bör skapa genomlysning i förbindelserna mellan värdepapperscentraler och deras användare. Värdepapperscentraler bör framför allt ha offentliga, öppna, objektiva och </SPAN><NOBR>icke-diskriminerande</NOBR> kriterier för del<SPAN class="ft131"> </SPAN>tagande i avvecklingssystemet för värdepapper, som enbart bör tillåta begränsning av deltagares tillträde på grundval av de därmed förbundna riskerna. Behöriga myndigheter bör kunna ingripa snabbt och effektivt, om en värdepapperscentral utan godtagbara skäl vägrar att tillhandahålla tjänster till deltagare. En värdepapperscentral bör offentliggöra priser och avgifter för sina tjänster. För att ge öppet och <NOBR>icke-diskriminerande</NOBR> tillträde till dess tjänster och med tanke på det stora marknadsinflytande som värdepapperscentraler fortfarande har inom sina respektive medlemsstaters territorium, bör värdepapperscentraler inte kunna avvika från sin offentliggjorda pris<SPAN class="ft131"> </SPAN>sättning för sina huvudtjänster och de bör upprätthålla separat redovisning för de kostnader och de intäkter som är kopplade till var och en av sina huvudtjänster och till sina anknutna tjänster. De bestämmelserna om deltagande kompletterar och förstärker den rätt för marknadsdeltagare att använda avvecklingssystem i en annan medlemsstat som fastställs i direktiv 2014/65/EU.</P>
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<TD class="tr37 td38"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td71"><P class="p20 ft123">L 257/9</P></TD>
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<P class="p952 ft61"><SPAN class="ft32">(41)</SPAN><SPAN class="ft144">I syfte att underlätta effektiv registrering, avveckling och betalning bör värdepapperscentraler i sin kommunikation med deltagare och med den marknadsinfrastruktur som de samverkar med inrymma relevanta internationella, öppna kommunikationsförfaranden och standarder för meddelanden och referensuppgifter.</SPAN></P>
<P class="p985 ft121"><SPAN class="ft32">(42)</SPAN><SPAN class="ft138">Med hänsyn till att avvecklingssystemen för värdepapper spelar en central roll för finansmarknaderna, bör vär</SPAN><SPAN class="ft131"> </SPAN>depapperscentraler när de tillhandahåller sina tjänster göra sitt bästa för att säkerställa punktlig avveckling av värdepapperstransaktioner och värdepappersemissionens integritet. Denna förordning bör inte påverka medlems<SPAN class="ft131"> </SPAN>staternas nationella rätt för reglering av innehav av värdepapper och arrangemangen för att upprätthålla integritet hos värdepappersemissionerna. För att ett stärkt skydd ska uppnås för värdepapperscentralernas deltagares och kunders tillgångar bör dock denna förordning innehålla krav på att värdepapperscentralerna separerar varje deltagares värdepapperskonton och att de på begäran erbjuder ytterligare segregering av deltagarnas kunders konton, vilket i vissa fall eventuellt endast kan vara möjligt till en högre kostnad, som bör bäras av de av deltagarnas kunder som begär ytterligare segregering. Värdepapperscentraler och deras deltagare bör vara skyldiga att erbjuda både segregering av samlade kundkonton (omnibuskonton) och individuellt segregerade kundkonton, så att kunderna kan välja den nivå av segregation som de anser passar deras behov.</P>
<P class="p986 ft121">Det enda undantaget från detta bör vara om värdepapperscentraler och deras deltagare för att uppfylla andra krav som härrör från den allmänna rättsordningen, särskilt när det gäller effektiv och öppen indrivning av skatt, måste erbjuda segregering av individuella kundkonton för personer som är medborgare i, bosatta i och juridiska personer som är etablerade i en medlemsstat i vilken en sådan segregering av individuella kundkonton krävs, vid datumet för denna förordnings ikraftträdande, enligt den nationella rätten i den medlemsstat där värdepappren har utfärdats och då endast för medborgare i, bosatta i och juridiska personer etablerade i den medlemsstaten. Värdepappers<SPAN class="ft131"> </SPAN>centraler bör se till att dessa krav tillämpas separat för varje avvecklingssystem för värdepapper som de driver. Utan att det påverkar tillhandahållandet av anknutna tjänster bör värdepapperscentraler inte för egen räkning använda värdepapper som tillhör en deltagare, såvida inte deltagaren uttryckligen har godkänt detta, och de bör inte heller på annat sätt för egen räkning använda värdepapper som inte tillhör dem. Dessutom bör värdepapperscentralen kräva att deltagarna erhåller erforderligt förhandsgodkännande från sina kunder.</P>
<P class="p954 ft121"><SPAN class="ft32">(43)</SPAN><SPAN class="ft138">I direktiv 98/26/EG fastställs att överföringsuppdrag som införs i avvecklingssystem för värdepapper i enlighet med bestämmelserna för de systemen bör vara giltiga enligt rättsordningen och bindande för tredje part. Eftersom det i direktiv 98/26/EG inte specifikt hänvisas till värdepapperscentraler som driver avvecklingssystem för värdepapper, bör denna förordning för tydlighetens skull innehålla krav på att värdepapperscentraler fastställer den eller de tidpunkter då överföringsuppdrag införs i deras system och blir oåterkalleliga i enlighet med reglerna i det direktivet. För att den rättsliga säkerheten ska ökas bör värdepapperscentraler dessutom informera sina deltagare om vid vilken tidpunkt överföringen av värdepapper och kontanter i ett avvecklingssystem för värdepapper blir giltig enligt rättsordningen och bindande för tredje part, allt efter omständigheterna, i enlighet med nationell rätt. Värdepapperscentraler bör även vidta alla rimliga åtgärder för att säkerställa att överföringar av värdepapper och kontanter är rättsligt giltiga och bindande för tredje part senast vid utgången av den bankdag som är den faktiska avvecklingsdagen.</SPAN></P>
<P class="p987 ft121"><SPAN class="ft32">(44)</SPAN><SPAN class="ft138">För att undvika avvecklingsrisker på grund av insolvens hos avvecklingsagenten bör en värdepapperscentral när det är praktiskt genomförbart och möjligt avveckla kontantdelen av värdepapperstransaktionen via konton hos en centralbank. Om detta alternativ inte är praktiskt genomförbart och möjligt, bör en värdepapperscentral kunna göra avvecklingen via konton hos ett kreditinstitut som är inrättat enligt villkoren i Europaparlamentets och rådets direktiv 2013/36/EU (</SPAN><SPAN class="ft134">1</SPAN>) och som omfattas av ett särskilt auktorisationsförfarande och stabilitetskrav enligt avdel<SPAN class="ft131"> </SPAN>ning IV i denna förordning.</P>
<P class="p987 ft121"><SPAN class="ft32">(45)</SPAN><SPAN class="ft138">Banktjänster med anknytning till avveckling vilka innebär kredit- och likviditetsrisker bör endast tillhandahållas av värdepapperscentraler eller utkontrakteras till enheter som har auktoriserats att tillhandahålla banktjänster med anknytning till värdepapperscentralsverksamhet som föreskrivs i denna förordning.</SPAN></P>
<P class="p988 ft121">(<SPAN class="ft132">1</SPAN>) Europaparlamentets och rådets direktiv 2013/36/EU av den 26 juni 2013 om behörighet att utöva verksamhet i kreditinstitut och om tillsyn av kreditinstitut och värdepappersföretag, om ändring av direktiv 2002/87/EG och om upphävande av direktiv 2006/48/EG och 2006/49/EG (EUT L 176, 27.6.2013, s. 338).</P>
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<TD colspan=2 class="tr37 td170"><P class="p20 ft123">L 257/10</P></TD>
<TD class="tr47 td342"><P class="p64 ft122">SV</P></TD>
<TD class="tr37 td343"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
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<P class="p946 ft121"><SPAN class="ft32">(46)</SPAN><SPAN class="ft138">För att säkerställa de effektivitetsvinster som blir resultat av tillhandahållande av både värdepapperscentralstjänster och banktjänster inom samma företagskoncern bör inte kraven i denna förordning förhindra att kreditinstitut tillhör samma koncern som värdepapperscentralen. Det är lämpligt att införa bestämmelser enligt vilka värdepap</SPAN><SPAN class="ft131"> </SPAN>perscentraler kan auktoriseras att tillhandahålla anknutna tjänster till sina deltagare och andra enheter via samma juridiska person eller via en separat juridisk enhet som får vara del av samma företagsgrupp som ytterst kont<SPAN class="ft131"> </SPAN>rolleras av samma moderföretag eller inte. När ett kreditinstitut som inte är en centralbank fungerar som avveck<SPAN class="ft131"> </SPAN>lingsagent, bör det kunna tillhandahålla värdepapperscentralens deltagare de tjänster enligt denna förordning vilka omfattas av auktorisationen, men det bör inte tillhandahålla andra banktjänster från samma juridiska person, detta för att begränsa avvecklingssystemens exponering mot risker till följd av kreditinstitutets fallissemang.</P>
<P class="p972 ft121"><SPAN class="ft32">(47)</SPAN><SPAN class="ft138">Eftersom direktiv 2013/36/EU inte specifikt behandlar intradagskredit- och likviditetsrisker till följd av tillhandahål</SPAN><SPAN class="ft131"> </SPAN>lande av banktjänster anknutna till avveckling, bör kreditinstitut och värdepapperscentraler som tillhandahåller sådana tjänster också omfattas av särskilda, utökade krav på reducering av kredit- och likviditetsrisker, inbegripet ett riskbaserat extra kapitalkrav som återspeglar relevanta risker. Sådana utökade krav på reducering av kredit- och</P>
<P class="p989 ft121">likviditetsrisker bör följa de globala standarder för finansmarknadsinfrastruktur och de principer för <SPAN class="ft141">övervaknings</SPAN><SPAN class="ft145"> </SPAN><SPAN class="ft141">verktyg för förvaltning av intradagslikviditet </SPAN>som offentliggjordes av Baselkommittén för banktillsyn i april 2013.</P>
<P class="p990 ft121"><SPAN class="ft32">(48)</SPAN><SPAN class="ft138">Vissa värdepapperscentraler som även agerar som kreditinstitut är föremål för de kapitalbaskrav och de rappor</SPAN><SPAN class="ft131"> </SPAN>teringsskyldigheter för kreditinstitut som fastställs i Europaparlamentets och rådets förordning (EU) nr 575/2013 (<SPAN class="ft134">1</SPAN>) och i direktiv 2013/36/EU. Med tanke på dessa värdepapperscentralers systemvikt bör lämpligen de strängaste kraven i unionsrätten vara tillämpliga för att undvika en ackumulativ tillämpning av olika unionsregler, till exempel</P>
<P class="p959 ft121">när det gäller rapporteringen om kapitalbaskraven. På eventuella områden där potentiellt överlappande krav har identifierats bör Europeiska tillsynsmyndigheten (Europeiska bankmyndigheten) (EBA) inrättad genom Europapar<SPAN class="ft131"> </SPAN>lamentets och rådets förordning (EU) nr 1093/2010 (<SPAN class="ft134">2</SPAN>) och Esma avge yttranden om den lämpliga tillämpningen av unionsakter i enlighet med artikel 34 i förordning (EU) nr 1093/2010 och förordning (EU) nr 1095/2010.</P>
<P class="p990 ft121"><SPAN class="ft32">(49)</SPAN><SPAN class="ft138">Utöver de kapitalbaskrav som föreskrivs i förordning (EU) nr 575/2013 och i direktiv 2013/36/EU bör kredit</SPAN><SPAN class="ft131"> </SPAN>institut och värdepapperscentraler vara föremål för ett extra kapitalkrav som återspeglar de risker, till exempel kredit- och likviditetsrisker, som uppstår med anledning av tillhandahållande av intradagskrediter till bland annat deltagare i ett avvecklingssystem för värdepapper eller andra användare av värdepapperscentralstjänster.</P>
<P class="p991 ft137"><SPAN class="ft32">(50)</SPAN><SPAN class="ft135">För att det ska säkerställas att särskilda åtgärder som syftar till att begränsa kredit- och likviditetsrisker efterlevs i full utsträckning bör de behöriga myndigheterna kunna kräva att värdepapperscentraler utser mer än ett kredit</SPAN><SPAN class="ft136"> </SPAN>institut, när de, på basis av tillgängliga bevis, kan visa att ett kreditinstituts exponering mot koncentrationen av kredit- och likviditetsrisker inte har reducerats i full utsträckning. Värdepapperscentraler bör också kunna utse mer än ett kreditinstitut.</P>
<P class="p983 ft121"><SPAN class="ft32">(51)</SPAN><SPAN class="ft138">Tillsynen över de utsedda kreditinstitut eller värdepapperscentraler som har auktoriserats att tillhandahålla bank</SPAN><SPAN class="ft131"> </SPAN>tjänster anknutna till avveckling och deras efterlevnad av kraven i förordning (EU) nr 575/2013 och direktiv 2013/36/EU och de specifika relevanta stabilitetskraven i denna förordning bör anförtros de behöriga myndigheter som avses i förordning (EU) nr 575/2013. För att säkerställa enhetlig tillämpning av tillsynskraven är det önskvärt att de banktjänster som tillhandahålls av värdepapperscentraler av sådan storlek och beskaffenhet att de utgör en betydande risk för den finansiella stabiliteten i unionen står under ECB:s direkta tillsyn på de villkor som föreskrivs</P>
<P class="p992 ft61">i rådets förordning (EU) nr 1024/2013 (<SPAN class="ft128">3</SPAN>) vad gäller policyn för stabilitetstillsyn av kreditinstitut. Den här för<SPAN class="ft83"> </SPAN>ordningen bör inte påverka tillämpningen av förordning (EU) nr 1024/2013.</P>
<P class="p993 ft122">(<SPAN class="ft132">1</SPAN>) Europaparlamentets och rådets förordning (EU) nr 575/2013 av den 26 juni 2013 om tillsynskrav för kreditinstitut och värdepap<SPAN class="ft146"> </SPAN>persföretag och om ändring av förordning (EU) nr 648/2012 (EUT L 176, 27.6.2013, s. 1).</P>
<P class="p994 ft143">(<SPAN class="ft132">2</SPAN>) Europaparlamentets och rådets förordning (EU) nr 1093/2010 av den 24 november 2010 om inrättande av en europeisk tillsyns<SPAN class="ft142"> </SPAN>myndighet (Europeiska bankmyndigheten), om ändring av beslut nr 716/2009/EG och om upphävande av kommissionens beslut 2009/78/EG (EUT L 331, 15.12.2010, s. 12).</P>
<P class="p995 ft121">(<SPAN class="ft132">3</SPAN>) Rådets förordning (EU) nr 1024/2013 av den 15 oktober 2013 om tilldelning av särskilda uppgifter till Europeiska centralbanken i fråga om politiken för tillsyn över kreditinstitut (EUT L 287, 29.10.2013, s. 63).</P>
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<TD class="tr55 td337"><P class="p68 ft122">SV</P></TD>
<TD class="tr37 td301"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td35"><P class="p20 ft123">L 257/11</P></TD>
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<P class="p963 ft121"><SPAN class="ft32">(52)</SPAN><SPAN class="ft138">Ett kreditinstitut eller en värdepapperscentral som har auktoriserats att tillhandahålla banktjänster anknutna till avveckling bör följa all nuvarande och kommande unionslagstiftning som är tillämplig på kreditinstitut. Denna förordning bör inte påverka direktiv 2014/59/EU och varje framtida unionslagstiftningsakt avseende ramen för återhämtning och resolution av kreditinstitut, värdepappersföretag och andra finansinstitut.</SPAN></P>
<P class="p996 ft61"><SPAN class="ft32">(53)</SPAN><SPAN class="ft144">För att uppnå en tillräcklig grad av säkerhet och kontinuitet i de tjänster som värdepapperscentralerna tillhanda</SPAN><SPAN class="ft83"> </SPAN>håller, bör värdepapperscentralen omfattas av särskilda enhetliga och direkt tillämpliga stabilitets- och kapitalkrav, som reducerar deras juridiska och operativa risker och investeringsrisker.</P>
<P class="p979 ft121"><SPAN class="ft32">(54)</SPAN><SPAN class="ft138">Säkerheten i de länkarrangemang som upprättas mellan värdepapperscentraler bör omfattas av särskilda krav för att göra det möjligt för deras respektive deltagare att få tillträde till andra avvecklingssystem för värdepapper. Tillhandahållandet av anknutna banktjänster via en separat juridisk person bör inte förhindra värdepapperscentraler från att motta sådana tjänster, särskilt när de är deltagare i ett värdepappersavvecklingssystem som drivs av en annan värdepapperscentral. Det är särskilt viktigt att alla potentiella risker som uppstår på grund av länknings</SPAN><SPAN class="ft131"> </SPAN>arrangemangen, som exempelvis kreditrisker, likviditetsrisker, organisatoriska risker eller alla andra relevanta risker för värdepapperscentraler, reducerats i full utsträckning. Beträffande samverkande länkar är det viktigt att samman<SPAN class="ft131"> </SPAN>länkade avvecklingssystem för värdepapper tillämpar identiska tidpunkter för införande av ett överföringsuppdrag i respektive system samt för tidpunkten då sådana överföringsuppdrag blir oåterkalleliga och att de tillämpar likvärdiga regler för tidpunkten då överföringar av värdepapper och kontanter blir slutgiltiga. Samma principer bör gälla för värdepapperscentraler som använder gemensam <NOBR>it-infrastruktur</NOBR> för avveckling.</P>
<P class="p953 ft121"><SPAN class="ft32">(55)</SPAN><SPAN class="ft138">För att möjliggöra en effektiv tillsyn av värdepapperscentralers verksamhet från de behöriga myndigheternas sida bör värdepapperscentraler vara föremål för stränga krav på registerföring. Värdepapperscentraler bör under minst tio år bevara alla registreringar och uppgifter om alla sina tjänster, inbegripet transaktionsuppgifter för säkerhets</SPAN><SPAN class="ft131"> </SPAN>hanteringstjänster som inbegriper behandling av avtal om återköp av värdepapper eller avtal om värdepapperslån. Värdepapperscentralerna kan behöva ange ett gemensamt format för sina kunders tillhandahållande av trans<SPAN class="ft131"> </SPAN>aktionsuppgifter, för att möjliggöra uppfyllandet av kravet på registerföring i enlighet med de relevanta tekniska standarderna för tillsyn och för genomförande antagna enligt denna förordning.</P>
<P class="p953 ft121"><SPAN class="ft32">(56)</SPAN><SPAN class="ft138">I många medlemsstater är emittenter enligt nationell rätt skyldiga att emittera vissa typer av värdepapper, särskilt aktier, hos sina nationella värdepapperscentraler. För att undanröja detta hinder för en väl fungerande efterhandels</SPAN><SPAN class="ft131"> </SPAN>marknad i unionen och för att tillåta emittenter att välja det effektivaste sättet att förvalta sina värdepapper, bör emittenter ha rätt att välja vilken värdepapperscentral som helst som är etablerad i unionen för att registrera sina värdepapper och erhålla relevanta värdepapperscentralstjänster. Eftersom en harmonisering av den nationella bolagsrätten inte omfattas av denna förordning, ska den nationella bolagsrätten eller liknande rätt enligt vilken värdepappren har utfärdats fortsätta att gälla och åtgärder vidtas för att säkerställa att kraven i den nationella bolagsrätten eller liknande rätt kan uppfyllas i de fall där rätten att välja värdepapperscentral utnyttjas. Sådan nationell bolagsrätt och liknande rätt enligt vilken värdepappren har utfärdats styr förhållandet mellan emittenten och innehavarna eller annan tredje part samt deras respektive rättigheter och skyldigheter med koppling till värdepappren, såsom rösträtt, utdelning och företagshändelser. Vägran att tillhandahålla en emittent tjänster bör vara tillåten endast på grundval av en genomgripande riskbedömning eller om värdepapperscentralen inte till<SPAN class="ft131"> </SPAN>handahåller några emissionstjänster med anknytning till värdepapper som har utfärdats enligt bolagsrätten eller liknande rätt i den relevanta medlemsstaten. Behöriga myndigheter bör kunna ingripa snabbt och effektivt, om en värdepapperscentral utan tillräckliga skäl vägrar att tillhandahålla tjänster till emittenter.</P>
<P class="p997 ft137"><SPAN class="ft32">(57)</SPAN><SPAN class="ft135">Mot bakgrund av växande gränsöverskridande innehav och överföring av värdepapper, som förstärks genom denna förordning, är det av yttersta angelägenhet och vikt att det fastställs tydliga regler för vilken lag som ska vara tillämplig på äganderättsaspekter i samband med värdepapper på konton som upprätthålls av värdepapperscen</SPAN><SPAN class="ft136"> </SPAN>traler. Detta är dock en horisontell fråga, som inte omfattas av denna förordnings tillämpningsområde och som skulle kunna behandlas i framtida unionslagstiftningsakter.</P>
<P class="p998 ft137"><SPAN class="ft32">(58)</SPAN><SPAN class="ft135">Genom Europeiska uppförandekoden för clearing och avveckling av den 7 november 2006 inrättades en</SPAN></P>
<P class="p999 ft61">frivillig ram för att möjliggöra tillträde mellan värdepapperscentraler och andra marknadsinfrastrukturer.</P>
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<P class="p16 ft2">399</P>
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<TD colspan=2 class="tr37 td170"><P class="p20 ft123">L 257/12</P></TD>
<TD class="tr47 td342"><P class="p64 ft122">SV</P></TD>
<TD class="tr37 td343"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td134"><P class="p17 ft123">28.8.2014</P></TD>
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<TD class="tr50 td344"><P class="p20 ft74"> </P></TD>
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<P class="p1000 ft121">Efterhandelssektorn följer emellertid fortfarande nationsgränserna, vilket gör kostnaderna för gränsöverskridande handel onödigt höga. Det är nödvändigt att fastställa enhetliga villkor för länkar mellan värdepapperscentraler och för tillträde mellan värdepapperscentraler och andra marknadsinfrastrukturer. För att värdepapperscentraler ska kunna erbjuda sina deltagare tillträde till andra marknader bör de ha rätt att bli deltagare i en annan värdepappers<SPAN class="ft131"> </SPAN>central eller begära att en annan värdepapperscentral ska utveckla särskilda funktioner, så att de får tillträde till den senare. Sådant tillträde bör ges på rättvisa, rimliga och <NOBR>icke-diskriminerande</NOBR> villkor och bör endast nekas, om det skulle utgöra ett hot mot finansmarknadernas smidiga och ordnade funktion eller orsaka systemrisker. Behöriga myndigheter måste kunna ingripa snabbt och effektivt, om en värdepapperscentral utan tillräckliga skäl vägrar att bevilja en annan värdepapperscentral tillträde. Om länkar mellan värdepapperscentraler skapar betydande avveck<SPAN class="ft131"> </SPAN>lingsrisker, bör de omfattas av auktorisation och utökad tillsyn av relevanta behöriga myndigheter.</P>
<P class="p984 ft121"><SPAN class="ft32">(59)</SPAN><SPAN class="ft138">Värdepapperscentraler bör också ha tillträde till transaktionsdata från en central motpart eller en handelsplats och dessa marknadsinfrastrukturer bör ha tillträde till de avvecklingssystem för värdepapper som värdepapperscentra</SPAN><SPAN class="ft131"> </SPAN>lerna driver. Sådant tillträde får endast nekas, om det skulle utgöra ett hot mot finansmarknadernas smidiga och ordnade funktion eller orsaka systemrisker och får inte nekas på grund av förlust av marknadsandelar.</P>
<P class="p1001 ft123"><SPAN class="ft32">(60)</SPAN><SPAN class="ft139">Behöriga myndigheter måste kunna ingripa snabbt och effektivt, om värdepapperscentraler eller marknadsinfra</SPAN><SPAN class="ft140"> </SPAN>strukturer utan tillräckliga skäl vägrar att ge tillträde till sina tjänster. Den här förordningen kompletterar till<SPAN class="ft140"> </SPAN>trädesbestämmelserna mellan handelsplatser, centrala motparter och värdepapperscentraler som fastställs i förord<SPAN class="ft140"> </SPAN>ning (EU) nr 648/2012 och förordning (EU) nr 600/2014, vilka är nödvändiga för att upprätta en konkurrens<SPAN class="ft140"> </SPAN>kraftig inre marknad för efterhandelstjänster. Esma och kommissionen bör fortsätta att nära övervaka hur efter<SPAN class="ft140"> </SPAN>handelsinfrastrukturen utvecklas och kommissionen bör vid behov ingripa för att förhindra konkurrenssnedvrid<SPAN class="ft140"> </SPAN>ning på den inre marknaden.</P>
<P class="p1002 ft121"><SPAN class="ft32">(61)</SPAN><SPAN class="ft138">En sund tillsyns- och uppföranderam för finanssektorn bör bygga på starka tillsyns- och sanktionssystem. Därför bör tillsynsmyndigheter ha tillräckliga befogenheter att agera och tillgång till avskräckande sanktionsordningar mot olagligt beteende. För att främja mer likformiga sanktioner mellan tillsynsaktiviteter gjordes en översyn av befint</SPAN><SPAN class="ft131"></SPAN></P>
<P class="p992 ft61">liga befogenheter att påföra sanktioner och hur de tillämpas i praktiken i kommissionens meddelande av den 8 december 2010 om att förstärka sanktionssystemen i den finansiella tjänstesektorn.</P>
<P class="p1003 ft137"><SPAN class="ft32">(62)</SPAN><SPAN class="ft135">För att säkerställa att värdepapperscentraler, kreditinstitut utsedda som avvecklingsagenter, medlemmarna i deras ledningsorgan och varje annan person som i praktiken kontrollerar deras verksamhet eller andra personer verkligen uppfyller kraven i denna förordning, bör behöriga myndigheter kunna påföra administrativa sanktioner och vidta andra åtgärder som är effektiva, proportionella och avskräckande.</SPAN></P>
<P class="p1004 ft121"><SPAN class="ft32">(63)</SPAN><SPAN class="ft138">För att sanktioner ska få avskräckande effekt och tillämpas konsekvent i alla medlemsstater bör denna förordning innehålla en förteckning över de viktigaste administrativa sanktioner och andra åtgärder som måste finnas till</SPAN><SPAN class="ft131"> </SPAN>gängliga för de behöriga myndigheterna, bestämmelser om befogenheten att påföra de sanktionerna och vidta andra åtgärder mot alla personer, juridiska eller fysiska, som är ansvariga för en överträdelse samt en förteckning över de viktigaste kriterierna vid fastställande av sådana sanktioners och andra åtgärders nivå och typ och de administrativa sanktionsavgifternas nivå. Administrativa sanktionsavgifter bör fastställas med hänsyn till faktorer som identifierade finansiella fördelar till följd av överträdelsen, överträdelsens allvarlighetsgrad och varaktighet, försvårande eller förmildrande omständigheter samt vikten av att de administrativa sanktionsavgifterna får en avskräckande effekt och om lämpligt inkludera en rabatt för samarbete med den behöriga myndigheten. Beslut om och offentliggörande av sanktioner bör respektera de grundläggande rättigheterna enligt Europeiska unionens stadga om de grundläggande rättigheterna (nedan kallad <SPAN class="ft141">stadgan</SPAN>), i synnerhet respekten för privatlivet och famil<SPAN class="ft131"> </SPAN>jelivet (artikel 7), rätten till skydd av personuppgifter (artikel 8) och rätten till ett effektivt rättsmedel och till en opartisk domstol (artikel 47).</P>
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<P class="p931 ft2">Bilaga 1</P>
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<TD class="tr37 td170"><P class="p171 ft121">28.8.2014</P></TD>
<TD class="tr47 td316"><P class="p20 ft6"> </P></TD>
<TD class="tr55 td337"><P class="p68 ft122">SV</P></TD>
<TD class="tr37 td301"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td35"><P class="p20 ft123">L 257/13</P></TD>
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<P class="p1005 ft123"><SPAN class="ft32">(64)</SPAN><SPAN class="ft139">För att potentiella överträdelser ska upptäckas bör det införas effektiva mekanismer för att uppmuntra rapportering av potentiella eller faktiska överträdelser av denna förordning till de behöriga myndigheterna. De mekanismerna bör omfatta ändamålsenliga skyddsmekanismer för de personer som rapporterar potentiella eller faktiska över</SPAN><SPAN class="ft140"> </SPAN>trädelser av förordningen och de personer som anklagas för sådana överträdelser. Ändamålsenliga förfaranden bör inrättas för att tillgodose den anklagades rätt till skydd av personuppgifter, rätt till försvar och rätt att yttra sig innan ett slutligt beslut som påverkar personen i fråga antas samt rätten att väcka talan inför domstol mot beslut eller åtgärder som rör personen i fråga.</P>
<P class="p997 ft61"><SPAN class="ft32">(65)</SPAN><SPAN class="ft144">Denna förordning bör inte påverka tillämpningen av bestämmelser om straffrättsliga påföljder i medlemsstaternas rätt.</SPAN></P>
<P class="p1006 ft121"><SPAN class="ft32">(66)</SPAN><SPAN class="ft138">Europaparlamentets och rådets direktiv 95/46/EG (</SPAN><SPAN class="ft134">1</SPAN>) reglerar den behandling av personuppgifter som utförs i medlemsstaterna enligt denna förordning. Varje utbyte eller överföring av personuppgifter som görs av medlems<SPAN class="ft131"> </SPAN>staternas behöriga myndigheter bör ske i enlighet med de bestämmelser om överföring av personuppgifter som</P>
<P class="p965 ft137">fastställs i direktiv 95/46/EG. Europaparlamentets och rådets förordning (EG) nr 45/2001 (<SPAN class="ft128">2</SPAN>) reglerar Esmas be<SPAN class="ft136"> </SPAN>handling av personuppgifter enligt den här förordningen. Esmas eventuella utbyte eller överföring av personupp<SPAN class="ft136"> </SPAN>gifter bör ske i enlighet med de regler för överföring av personuppgifter som fastställs i förordning (EG) nr 45/2001.</P>
<P class="p1007 ft137"><SPAN class="ft32">(67)</SPAN><SPAN class="ft135">Denna förordning respekterar de grundläggande rättigheterna och följer de principer som erkänns i stadgan, i synnerhet rätten till respekt för privatlivet och familjelivet, rätten till skydd av personuppgifter, rätten till ett effektivt rättsmedel och en opartisk rättegång, rätten att inte bli dömd eller straffad två gånger för samma brott, samt näringsfriheten, och måste tillämpas i enlighet med de rättigheterna och principerna.</SPAN></P>
<P class="p1008 ft61"><SPAN class="ft32">(68)</SPAN><SPAN class="ft144">Esma bör spela en central roll vid tillämpningen av den här förordningen genom att se till att nationella behöriga myndigheter tillämpar unionens regler på ett enhetligt sätt och genom att lösa tvister mellan dem.</SPAN></P>
<P class="p985 ft121"><SPAN class="ft32">(69)</SPAN><SPAN class="ft138">Esma bör lämna in årliga rapporter till kommissionen med en bedömning av tendenser och potentiella risker på de marknader som omfattas av den här förordningen. De rapporterna bör minst innefatta en bedömning av avveck</SPAN><SPAN class="ft131"> </SPAN>lingseffektivitet, internaliserad avveckling, gränsöverskridande tillhandahållande av tjänster, skälen till avslag på ansökningar om tillträde och eventuella andra väsentliga hinder för konkurrens i samband med finansiella efter<SPAN class="ft131"> </SPAN>handelstjänster, inbegripet sådana hinder som uppstår till följd av olämplig användning av licenser, lämpligheten med sanktioner för utebliven avveckling, i synnerhet behovet av ytterligare flexibilitet i fråga om sanktioner för utebliven avveckling av illikvida finansiella instrument, tillämpningen av medlemsstaternas bestämmelser om civil<SPAN class="ft131"> </SPAN>rättsligt ansvar på förluster som åsamkas av värdepapperscentraler, villkoren för tillhandahållande av anknutna banktjänster, krav avseende skydd av deltagare och deras kunders värdepapper och sanktionsordningen, och de får vid behov inbegripa rekommendationer om preventiva eller korrigerande åtgärder. Esma bör även inom en lämplig tidsram och i enlighet med förordning (EU) nr 1095/2010 genomföra inbördes utvärderingar av de behöriga myndigheternas verksamhet. Med tanke på värdepapperscentralers systemvikt och det faktum att de regleras på unionsnivå för första gången, är det lämpligt att kräva att sådana inbördes utvärderingar inledningsvis bör ske åtminstone vart tredje år beträffande tillsynen av de värdepapperscentraler som använder sig av friheten att tillhandahålla tjänster eller delta i en samverkande länk.</P>
<P class="p1009 ft121"><SPAN class="ft32">(70)</SPAN><SPAN class="ft138">I och med att Esma är ett organ med mycket specialiserade expertkunskaper om värdepapper och värdepappers</SPAN><SPAN class="ft131"> </SPAN>marknader är det lämpligt och ändamålsenligt att Esma anförtros utarbetandet av förslag till tekniska standarder för tillsyn och genomförande som inte inbegriper politiska ställningstaganden, för överlämnande till kommissionen. I angivna fall bör Esma också bedriva ett nära samarbete med medlemmarna i ECBS och EBA.</P>
<P class="p1010 ft122">(<SPAN class="ft132">1</SPAN>) Europaparlamentets och rådets direktiv 95/46/EG av den 24 oktober 1995 om skydd för enskilda personer med avseende på behandling av personuppgifter och om det fria flödet av sådana uppgifter (EGT L 281, 23.11.1995, s. 31).</P>
<P class="p1011 ft121">(<SPAN class="ft132">2</SPAN>) Europaparlamentets och rådets förordning (EG) nr 45/2001 av den 18 december 2000 om skydd för enskilda då gemenskaps<SPAN class="ft131"> </SPAN>institutionerna och gemenskapsorganen behandlar personuppgifter och om den fria rörligheten för sådana uppgifter (EGT L 8, 12.1.2001, s. 1).</P>
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<P class="p16 ft2">401</P>
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<TD colspan=2 class="tr37 td170"><P class="p20 ft123">L 257/14</P></TD>
<TD class="tr47 td342"><P class="p64 ft122">SV</P></TD>
<TD class="tr37 td343"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td134"><P class="p17 ft123">28.8.2014</P></TD>
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<TD class="tr50 td344"><P class="p20 ft74"> </P></TD>
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<P class="p1012 ft137"><SPAN class="ft32">(71)</SPAN><SPAN class="ft135">Kommissionen bör ges befogenhet att anta tekniska standarder för tillsyn i enlighet med artikel 290 i EUF-</SPAN></P>
<P class="p1013 ft121">fördraget och artiklarna <NOBR>10–14</NOBR> i förordning (EU) nr 1093/2010 och förordning (EU) nr 1095/2010 i fråga om de närmare detaljerna för avvecklingsdisciplinåtgärder, rapporteringen av internaliserad avveckling, information och andra uppgifter som en värdepapperscentral ska lämna i sin ansökan om auktorisation, villkoren för när vär<SPAN class="ft131"> </SPAN>depapperscentralers behöriga myndigheter får godkänna att värdepapperscentraler har ägarintressen i vissa juridiska personers kapital, information som olika myndigheter ska lämna till varandra under sin tillsyn av värdepappers<SPAN class="ft131"> </SPAN>centralerna, information som den ansökande värdepapperscentralen ska tillhandahålla Esma i sin ansökan om erkännande, innehåll i styrformerna för värdepapperscentraler, utformning av de register som värdepapperscen<SPAN class="ft131"> </SPAN>traler ska upprätthålla, de risker som värdepapperscentraler behöver ta hänsyn till när de genomför en genom<SPAN class="ft131"> </SPAN>gripande riskbedömning och de behöriga myndigheternas bedömning av skälen till avslag på ansökan om tillträde, närmare beskrivning av förfarandet för deltagares och emittenters tillträde till värdepapperscentraler, tillträde mellan värdepapperscentraler och mellan värdepapperscentraler och andra marknadsinfrastrukturer, närmare be<SPAN class="ft131"> </SPAN>skrivning av de åtgärder som värdepapperscentraler ska vidta för att upprätthålla en emissions integritet, reducering av operativa risker och investeringsrisker och risker till följd av länkar mellan värdepapperscentraler, närmare beskrivning av kapitalkrav för värdepapperscentraler, utformningen av ansökan om auktorisation för tillhandahål<SPAN class="ft131"> </SPAN>lande av anknutna banktjänster, det extra kapitalkravet samt stabilitetskraven för kredit- och likviditetsrisker för de värdepapperscentraler och utsedda kreditinstitut som har auktoriserats att tillhandahålla anknutna banktjänster.</P>
<P class="p1014 ft137"><SPAN class="ft32">(72)</SPAN><SPAN class="ft135">Kommissionen bör också ges befogenhet att anta tekniska standarder för genomförande genom genomförandeakter</SPAN></P>
<P class="p1013 ft121"><SPAN class="ft121">i</SPAN><SPAN class="ft147">enlighet med artikel 291 i </SPAN><NOBR>EUF-fördraget</NOBR> och artikel 15 i förordning (EU) nr 1095/2010 i fråga om standard<SPAN class="ft131"> </SPAN>formulär och mallar för rapporteringen av internaliserad avveckling, värdepapperscentralers ansökan om auktori<SPAN class="ft131"> </SPAN>sation, för tillhandahållandet av information mellan olika behöriga myndigheter med anledning av tillsyn av värdepapperscentraler, för de relevanta samarbetsarrangemangen mellan myndigheter i hemmedlemsstater och värdmedlemsstater, format för de register som värdepapperscentraler ska bevara, för förfarandena i fall där en deltagare eller emittent nekas tillträde till en värdepapperscentral, värdepapperscentraler nekas tillträde till varandra eller tillträde nekas mellan värdepapperscentraler och andra marknadsinfrastrukturer samt för samrådet med olika myndigheter innan auktorisation beviljas en avvecklingsagent.</P>
<P class="p1015 ft123"><SPAN class="ft32">(73)</SPAN><SPAN class="ft139">I syfte att uppnå målen som anges i denna förordning bör befogenheten att anta akter i enlighet med artikel 290 i </SPAN><NOBR>EUF-fördraget</NOBR> delegeras till kommissionen med avseende på specifika bestämmelser om vissa definitioner, para<SPAN class="ft140"> </SPAN>metrar för beräkning av administrativa sanktionsavgifter för deltagare som orsakar utebliven avveckling, kriterierna för när en värdepapperscentrals verksamhet i en värdmedlemsstat bör anses vara av väsentlig betydelse för den medlemsstaten. Det är av särskild vikt att kommissionen genomför lämpliga samråd under sitt förberedande arbete, inklusive på expertnivå. När kommissionen förbereder och utarbetar delegerade akter bör den se till att relevanta handlingar översänds samtidigt till Europaparlamentet och rådet och att detta sker så snabbt som möjligt och på lämpligt sätt.</P>
<P class="p991 ft137"><SPAN class="ft32">(74)</SPAN><SPAN class="ft135">För att säkerställa enhetliga villkor för genomförandet av denna förordning bör kommissionen tilldelas genom</SPAN><SPAN class="ft136"> </SPAN>förandebefogenheter för att besluta om bedömningen av regler i tredjeland för erkännande av värdepapperscen<SPAN class="ft136"> </SPAN>traler från tredjeland. Dessa befogenheter bör utövas i enlighet med Europaparlamentets och rådets förordning (EU) nr 182/2011 (<SPAN class="ft128">1</SPAN>).</P>
<P class="p1016 ft137"><SPAN class="ft32">(75)</SPAN><SPAN class="ft135">Vid bedömningen av tredjelands relevanta bestämmelser bör ett proportionellt, resultatbaserat tillvägagångssätt användas, med inriktning på efterlevnad av relevanta unionsregler och i relevanta fall internationella standarder. Villkorligt eller tillfälligt erkännande får också beviljas, om det inte finns några områden med väsentliga skillnader som kan ha förutsebara skadliga effekter på unionsmarknaderna.</SPAN></P>
<P class="p1017 ft121"><SPAN class="ft32">(76)</SPAN><SPAN class="ft138">Eftersom målen för denna förordning, nämligen att fastställa enhetliga krav för avveckling och för värdepappers</SPAN><SPAN class="ft131"> </SPAN>centraler, inte i tillräcklig utsträckning kan uppnås av medlemsstaterna utan snarare, på grund av åtgärdens omfattning, kan uppnås bättre på unionsnivå, kan unionen vidta åtgärder i enlighet med subsidiaritetsprincipen</P>
<P class="p1018 ft61"><SPAN class="ft121">i</SPAN><SPAN class="ft148">artikel 5 i fördraget om Europeiska unionen. I enlighet med proportionalitetsprincipen i samma artikel går förordningen inte utöver vad som är nödvändigt för att uppnå dessa mål.</SPAN></P>
<P class="p973 ft121">(<SPAN class="ft132">1</SPAN>) Europaparlamentets och rådets förordning (EU) nr 182/2011 av den 16 februari 2011 om fastställande av allmänna regler och principer för medlemsstaternas kontroll av kommissionens utövande av sina genomförandebefogenheter (EUT L 55, 28.2.2011, s. 13).</P>
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<TD class="tr37 td170"><P class="p171 ft121">28.8.2014</P></TD>
<TD class="tr47 td316"><P class="p20 ft6"> </P></TD>
<TD class="tr55 td337"><P class="p68 ft122">SV</P></TD>
<TD class="tr37 td301"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td35"><P class="p20 ft123">L 257/15</P></TD>
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<P class="p963 ft121"><SPAN class="ft32">(77)</SPAN><SPAN class="ft138">Direktiv 98/26/EG måste ändras för att anpassas till Europaparlamentets och rådets direktiv 2010/78/EU (</SPAN><SPAN class="ft134">1</SPAN>), varigenom godkända avvecklingssystem för värdepapper inte längre ska anmälas till kommissionen utan till Esma.</P>
<P class="p1007 ft61"><SPAN class="ft32">(78)</SPAN><SPAN class="ft144">Med hänsyn till att denna förordning harmoniserar åtgärderna på unionsnivå för att förhindra och hantera ute</SPAN><SPAN class="ft83"> </SPAN>bliven avveckling och har ett bredare tillämpningsområde för sådana åtgärder än Europaparlamentets och rådets förordning (EU) nr 236/2012 (<SPAN class="ft128">2</SPAN>), måste artikel 15 i den förordningen upphävas.</P>
<P class="p1019 ft121"><SPAN class="ft32">(79)</SPAN><SPAN class="ft138">Värdepapperscentraler bör undantas från tillämpningen av direktiv 2014/65/EU och förordning (EU) nr 600/2014, om de tillhandahåller tjänster som uttryckligen anges i denna förordning. För att säkerställa att enheter som</SPAN></P>
<P class="p1020 ft121">tillhandahåller investeringstjänster och verksamhet omfattas av direktiv 2014/65/EU och förordning (EU) nr 600/2014 och för att undvika snedvridning av konkurrensen mellan olika typer av tillhandahållare av sådana tjänster, måste det dock ställas krav på att värdepapperscentraler som utför investeringstjänster och verksamhet i samband med sina anknutna tjänster omfattas av kraven i direktiv 2014/65/EU och förordning (EU) nr 600/2014.</P>
<P class="p1021 ft123"><SPAN class="ft32">(80)</SPAN><SPAN class="ft139">Tillämpningen av kraven på auktorisation och erkännande i denna förordning bör skjutas upp för att ge vär</SPAN><SPAN class="ft140"> </SPAN>depapperscentraler som är etablerade i unionen eller i tredjeland tillräckligt med tid för att ansöka om auktori<SPAN class="ft140"> </SPAN>sation och erkännande av sin verksamhet i enlighet med denna förordning. Fram till dess att ett beslut om auktorisation eller erkännande av värdepapperscentraler och deras verksamhet, inbegripet länkar mellan värdepap<SPAN class="ft140"> </SPAN>perscentraler, fattas enligt denna förordning, bör respektive nationella regler om auktorisation och erkännande av värdepapperscentraler fortsätta att gälla.</P>
<P class="p978 ft121"><SPAN class="ft32">(81)</SPAN><SPAN class="ft138">Det är också nödvändigt att skjuta upp tillämpningen av kraven på avvecklingsdisciplin och rapporteringsskyldig</SPAN><SPAN class="ft131"> </SPAN>het för företag som internaliserar en avveckling till alla nödvändiga delegerade eller implementerade akter som ytterligare specificerar sådana krav är klara och att kraven på att vissa överlåtbara värdepapper ska registreras i kontobaserad form och skyldigheten att avveckla förpliktelser i avvecklingssystem för värdepapper senast den andra bankdagen efter handeln för att ge marknadsdeltagare som innehar värdepapper i pappersform eller tillämpar längre avvecklingsperioder tillräckligt med tid för att uppfylla de kraven.</P>
<P class="p1022 ft121">HÄRIGENOM FÖRESKRIVS FÖLJANDE.</P>
<P class="p1023 ft121">AVDELNING I</P>
<P class="p1024 ft127">SYFTE, TILLÄMPNINGSOMRÅDE OCH DEFINITIONER</P>
<P class="p1025 ft124">Artikel 1</P>
<P class="p1026 ft126">Syfte och tillämpningsområde</P>
<P class="p1027 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft149">I denna förordning fastställs enhetliga krav för avvecklingen av finansiella instrument i unionen och regler för värdepapperscentralers organisation och uppträdande i syfte att främja en säker, effektiv och smidig avveckling.</SPAN></P>
<P class="p1028 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">Denna förordning är tillämplig på avveckling av alla finansiella instrument och på verksamheten hos värdepappers</SPAN><SPAN class="ft83"> </SPAN>centraler, om inte annat anges i denna förordning.</P>
<P class="p939 ft61">3. Denna förordning påverkar inte unionsrätten om specifika finansiella instrument, särskilt direktiv 2003/87/EG.</P>
<P class="p1029 ft143">(<SPAN class="ft132">1</SPAN>) Europaparlamentets och rådets direktiv 2010/78/EU av den 24 november 2010 om ändring av direktiven 98/26/EG, 2002/87/EG, 2003/6/EG, 2003/41/EG, 2003/71/EG, 2004/39/EG, 2004/109/EG, 2005/60/EG, 2006/48/EG, 2006/49/EG och 2009/65/EG, vad gäller befogenheterna för Europeiska tillsynsmyndigheten (Europeiska bankmyndigheten), Europeiska tillsynsmyndigheten (Europeiska försäkrings- och tjänstepensionsmyndigheten) och Europeiska tillsynsmyndigheten (Europeiska värdepappers- och marknadsmyndig<SPAN class="ft142"> </SPAN>heten) (EUT L 331, 15.12.2010, s. 120).</P>
<P class="p1030 ft121">(<SPAN class="ft132">2</SPAN>) Europaparlamentets och rådets förordning (EU) nr 236/2012 av den 14 mars 2012 om blankning och vissa aspekter av kredits<SPAN class="ft131"> </SPAN>wappar (EUT L 86, 24.3.2012, s. 1).</P>
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<TD class="tr37 td343"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td134"><P class="p17 ft123">28.8.2014</P></TD>
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<P class="p1031 ft137">4. Artiklarna <NOBR>10–20,</NOBR> <NOBR>22–24</NOBR> och 27, 28.6, 30.4, 46 och 47, bestämmelserna i avdelning IV och kraven på att rapportera till behöriga myndigheter eller relevanta myndigheter eller på att följa deras beslut enligt denna förordning är inte tillämpliga på medlemmarna i ECBS, andra nationella organ i medlemsstaterna som utför liknande uppgifter eller andra offentliga organ som har ansvar för eller ingriper i förvaltningen av den offentliga skulden i unionen när det gäller sådana värdepapperscentraler som de ovannämnda organen förvaltar direkt under samma förvaltningsorgans ansvar, som har tillgång till de organens medel och som inte är en separat enhet.</P>
<P class="p1032 ft124">Artikel 2</P>
<P class="p1033 ft126">Definitioner</P>
<P class="p1034 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft150">I denna förordning gäller följande definitioner:</SPAN></P>
<P class="p1035 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft148">värdepapperscentral: en juridisk person som driver ett avvecklingssystem för värdepapper som avses i avsnitt A punkt 3 i bilagan och tillhandahåller minst ytterligare en huvudtjänst som förtecknas i avsnitt A i bilagan.</SPAN></P>
<P class="p1036 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft148">värdepapperscentral från tredjeland: en juridisk person som är etablerad i ett tredjeland och tillhandahåller en tjänst liknande den huvudtjänst som avses i avsnitt A punkt 3 i bilagan och utför minst ytterligare en huvudtjänst som förtecknas i avsnitt A i bilagan.</SPAN></P>
<P class="p1037 ft61"><SPAN class="ft61">3.</SPAN><SPAN class="ft148">immobilisering: koncentrerad placering av fysiska värdepapper hos en värdepapperscentral, så att överföringar där</SPAN><SPAN class="ft83"> </SPAN>efter blir möjliga genom ett kontobaserat system.</P>
<P class="p1038 ft61"><SPAN class="ft61">4.</SPAN><SPAN class="ft148">dematerialiserad form: det faktum att finansiella instrument endast existerar i kontobaserad form.</SPAN></P>
<P class="p1039 ft61"><SPAN class="ft61">5.</SPAN><SPAN class="ft148">mottagande värdepapperscentral: värdepapperscentral som mottar en ansökan från en annan värdepapperscentral om att få tillgång till dess tjänster genom en länk mellan värdepapperscentraler.</SPAN></P>
<P class="p1036 ft61"><SPAN class="ft61">6.</SPAN><SPAN class="ft148">ansökande värdepapperscentral: värdepapperscentral som ansöker om tillgång till en annan värdepapperscentrals tjänster genom en länk mellan värdepapperscentraler.</SPAN></P>
<P class="p1036 ft61"><SPAN class="ft61">7.</SPAN><SPAN class="ft148">avveckling: slutförande av en värdepapperstransaktion, när den utförs, i syfte att reglera förpliktelserna mellan parterna i en transaktion genom överföring av kontantmedel eller värdepapper eller bådadera.</SPAN></P>
<P class="p1036 ft61"><SPAN class="ft61">8.</SPAN><SPAN class="ft148">finansiella instrument eller värdepapper: finansiella instrument enligt definitionen i artikel 4.1.15 i direktiv 2014/65/EU.</SPAN></P>
<P class="p1040 ft61"><SPAN class="ft61">9.</SPAN><SPAN class="ft148">överföringsuppdrag: överföringsuppdrag enligt definitionen i artikel 2 i andra strecksatsen i direktiv 98/26/EG.</SPAN></P>
<P class="p1041 ft61"><SPAN class="ft61">10.</SPAN><SPAN class="ft148">avvecklingssystem för värdepapper: ett system enligt artikel 2 a första, andra och tredje strecksatsen i direktiv 98/26/EG som inte drivs av en central motpart vars verksamhet består i utförandet av överföringsuppdrag.</SPAN></P>
<P class="p1042 ft137"><SPAN class="ft137">11.</SPAN><SPAN class="ft151">företag som internaliserar en avveckling: ett institut, inbegripet ett institut som har auktoriserats i enlighet med direktiv 2013/36/EU eller direktiv 2014/65/EU, som utför överföringsuppdrag för kunders räkning eller för egen räkning på annat sätt än genom ett avvecklingssystem för värdepapper.</SPAN></P>
<P class="p1043 ft61"><SPAN class="ft61">12.</SPAN><SPAN class="ft148">avsedd avvecklingsdag: den dag som förs in som avvecklingsdag i avvecklingssystemet för värdepapper och på vilken parterna i en värdepapperstransaktion har kommit överens om att avvecklingen ska äga rum.</SPAN></P>
<P class="p1044 ft61"><SPAN class="ft61">13.</SPAN><SPAN class="ft148">avvecklingsperiod: tidsperioden mellan handelsdagen och den avsedda avvecklingsdagen.</SPAN></P>
<P class="p1045 ft61"><SPAN class="ft61">14.</SPAN><SPAN class="ft148">bankdag: bankdag enligt definitionen i artikel 2 n i direktiv 98/26/EG.</SPAN></P>
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<TD class="tr55 td337"><P class="p68 ft122">SV</P></TD>
<TD class="tr37 td301"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
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<P class="p1046 ft121"><SPAN class="ft121">15.</SPAN><SPAN class="ft152">utebliven avveckling: när en avveckling av en värdepapperstransaktion inte sker på den avsedda avvecklingsdagen eller endast sker delvis på grund av brist på värdepapper eller kontantmedel, och oavsett underliggande orsak.</SPAN></P>
<P class="p1047 ft61"><SPAN class="ft61">16.</SPAN><SPAN class="ft148">central motpart: en central motpart enligt definitionen i artikel 2.1 i förordning (EU) nr 648/2012.</SPAN></P>
<P class="p1048 ft61"><SPAN class="ft61">17.</SPAN><SPAN class="ft148">behörig myndighet: den myndighet som varje medlemsstat har utsett i enlighet med artikel 11, såvida inte annat följer av denna förordning.</SPAN></P>
<P class="p1049 ft61"><SPAN class="ft61">18.</SPAN><SPAN class="ft148">relevant myndighet: varje myndighet som avses i artikel 12.</SPAN></P>
<P class="p1050 ft61"><SPAN class="ft61">19.</SPAN><SPAN class="ft148">deltagare: varje deltagare i ett avvecklingssystem för värdepapper enligt definitionen i artikel 2 f i direktiv 98/26/EG.</SPAN></P>
<P class="p1051 ft61"><SPAN class="ft61">20.</SPAN><SPAN class="ft148">ägarintresse: ägarintresse enligt artikel 2.2 första meningen i direktiv 2013/34/EU eller direkt eller indirekt innehav av minst 20 % av rösterna eller kapitalet i ett företag.</SPAN></P>
<P class="p1049 ft61"><SPAN class="ft61">21.</SPAN><SPAN class="ft148">kontroll: förhållandet mellan två företag enligt vad som beskrivs i artikel 22 i direktiv 2013/34/EU.</SPAN></P>
<P class="p1050 ft61"><SPAN class="ft61">22.</SPAN><SPAN class="ft148">dotterföretag: ett dotterföretag i den mening som avses i artiklarna 2.10 och 22 i direktiv 2013/34/EU.</SPAN></P>
<P class="p1052 ft61"><SPAN class="ft61">23.</SPAN><SPAN class="ft148">hemmedlemsstat: den medlemsstat där en värdepapperscentral är etablerad.</SPAN></P>
<P class="p1048 ft61"><SPAN class="ft61">24.</SPAN><SPAN class="ft148">värdmedlemsstat: den medlemsstat, annan än hemmedlemsstaten, där en värdepapperscentral har en filial eller tillhandahåller värdepapperscentralstjänster.</SPAN></P>
<P class="p1053 ft61"><SPAN class="ft61">25.</SPAN><SPAN class="ft148">filial: ett driftställe, annat än huvudkontoret, som är en del av en värdepapperscentral, saknar rättskapacitet och tillhandahåller de tjänster som värdepapperscentralen har auktorisation att tillhandahålla.</SPAN></P>
<P class="p1053 ft61"><SPAN class="ft61">26.</SPAN><SPAN class="ft148">obestånd, när det gäller en deltagare: en situation där insolvensförfaranden enligt definitionen i artikel 2 j i direktiv 98/26/EG inleds gentemot en deltagare.</SPAN></P>
<P class="p1054 ft61"><SPAN class="ft61">27.</SPAN><SPAN class="ft148">leverans mot betalning: en avvecklingsmekanism för värdepapper som kopplar en överföring av värdepapper till en överföring av kontantmedel, så att leveransen av värdepapper endast sker om och endast om den motsvarande överföringen av kontantmedel sker och vice versa.</SPAN></P>
<P class="p1055 ft61"><SPAN class="ft61">28.</SPAN><SPAN class="ft148">värdepapperskonto: ett konto på vilket värdepapper kan krediteras eller debiteras.</SPAN></P>
<P class="p1056 ft137"><SPAN class="ft137">29.</SPAN><SPAN class="ft151">länk mellan värdepapperscentraler: ett arrangemang mellan värdepapperscentraler, som innebär att en värdepappers</SPAN><SPAN class="ft136"> </SPAN>central blir deltagare i en annan värdepapperscentrals avvecklingssystem för värdepapper, i syfte att underlätta överföring av värdepapper från deltagarna i den sistnämnda värdepapperscentralen till deltagarna i den förstnämnda värdepapperscentralen eller ett arrangemang genom vilket en värdepapperscentral får indirekt tillträde till en annan värdepapperscentral via en mellanhand. Länkar mellan värdepapperscentraler omfattar standardiserade länkar, anpas<SPAN class="ft136"> </SPAN>sade länkar, indirekta länkar och länkar för driftskompatibilitet.</P>
<P class="p1057 ft61"><SPAN class="ft61">30.</SPAN><SPAN class="ft148">standardiserad länk: en länk mellan värdepapperscentraler, där en värdepapperscentral blir deltagare i en annan värdepapperscentrals avvecklingssystem för värdepapper på samma villkor som gäller för andra deltagare i den senare värdepapperscentralens avvecklingssystem för värdepapper.</SPAN></P>
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<P class="p1058 ft61"><SPAN class="ft61">31.</SPAN><SPAN class="ft148">anpassad länk: en länk mellan värdepapperscentraler, där en värdepapperscentral som blir deltagare i en annan värdepapperscentrals avvecklingssystem för värdepapper tillhandahålls särskilda tjänster utöver de tjänster som denna värdepapperscentral normalt tillhandahåller deltagare i avvecklingssystemet för värdepapper.</SPAN></P>
<P class="p1059 ft137"><SPAN class="ft137">32.</SPAN><SPAN class="ft151">indirekt länk: ett arrangemang mellan en värdepapperscentral och en tredje part som inte är en värdepapperscentral och som är deltagare i en annan värdepapperscentrals avvecklingssystem för värdepapper. En sådan länk upprättas av en värdepapperscentral för att underlätta överföringen av värdepapper till dess deltagare från deltagarna i en annan värdepapperscentral.</SPAN></P>
<P class="p1060 ft121"><SPAN class="ft121">33.</SPAN><SPAN class="ft152">samverkande länk: en länk mellan värdepapperscentraler, som innebär att värdepapperscentralerna enas om att upprätta gemensamma tekniska lösningar för avveckling i de system för avveckling avvärdepapper som de driver.</SPAN></P>
<P class="p1061 ft137"><SPAN class="ft137">34.</SPAN><SPAN class="ft151">internationella, öppna kommunikationsförfaranden och standarder: internationellt godkända standarder för kom</SPAN><SPAN class="ft136"> </SPAN>munikationsförfaranden, såsom standardformat för meddelanden och datarepresentation, som är tillgängliga för alla eventuella intresserade parter på rättvisa, öppna och <NOBR>icke-diskriminerande</NOBR> grunder.</P>
<P class="p1062 ft61"><SPAN class="ft61">35.</SPAN><SPAN class="ft148">överlåtbara värdepapper: överlåtbara värdepapper enligt definitionen i artikel 4.1.44 i direktiv 2014/65/EU.</SPAN></P>
<P class="p1062 ft61"><SPAN class="ft61">36.</SPAN><SPAN class="ft148">aktier: värdepapper som anges i artikel 4.1.44 a i direktiv 2014/65/EU.</SPAN></P>
<P class="p1063 ft61"><SPAN class="ft61">37.</SPAN><SPAN class="ft148">penningmarknadsinstrument: penningmarknadsinstrument enligt definitionen i artikel 4.1.17 i direktiv 2014/65/EU.</SPAN></P>
<P class="p1064 ft61"><SPAN class="ft61">38.</SPAN><SPAN class="ft148">andelar i företag för kollektiva investeringar: sådana andelar i företag för kollektiva investeringar som avses i avsnitt C punkt 3 i bilaga I till direktiv 2014/65/EU.</SPAN></P>
<P class="p1043 ft61"><SPAN class="ft61">39.</SPAN><SPAN class="ft148">utsläppsrätter: utsläppsrätter enligt definitionen i bilaga I avsnitt C punkt 11 i direktiv 2014/65/EU, utom derivat som avser utsläppsrätter.</SPAN></P>
<P class="p1045 ft61"><SPAN class="ft61">40.</SPAN><SPAN class="ft148">reglerad marknad: reglerad marknad enligt definitionen i artikel 4.1.21 i direktiv 2014/65/EU.</SPAN></P>
<P class="p1061 ft61"><SPAN class="ft61">41.</SPAN><SPAN class="ft148">multilateral handelsplattform eller </SPAN><NOBR>MTF-plattform:</NOBR> multilateral handelsplattform enligt definitionen i artikel 4.1.22 i direktiv 2014/65/EU.</P>
<P class="p1045 ft61"><SPAN class="ft61">42.</SPAN><SPAN class="ft148">handelsplats: en handelsplats enligt definitionen i artikel 4.1.24 i direktiv 2014/65/EU.</SPAN></P>
<P class="p1062 ft61"><SPAN class="ft61">43.</SPAN><SPAN class="ft148">avvecklingsagent: avvecklingsagent enligt definitionen i artikel 2 d i direktiv 98/26/EG.</SPAN></P>
<P class="p1061 ft61"><SPAN class="ft61">44.</SPAN><SPAN class="ft148">tillväxtmarknad för små och medelstora företag: en tillväxtmarknad för små och medelstora företag enligt defini</SPAN><SPAN class="ft83"> </SPAN>tionen i artikel 4.1.12 i direktiv 2014/65/EU.</P>
<P class="p1042 ft137"><SPAN class="ft137">45.</SPAN><SPAN class="ft151">ledningsorgan: ett eller flera organ hos en värdepapperscentral, som har utsetts i enlighet med nationell rätt och har befogenhet att fastställa värdepapperscentralens strategi, mål och allmänna inriktning och som kontrollerar och övervakar ledningens beslutsfattande och inbegriper personer som i praktiken leder värdepapperscentralens verk</SPAN><SPAN class="ft136"> </SPAN>samhet.</P>
<P class="p1065 ft61">Om ett ledningsorgan enligt nationell rätt omfattar olika organ med specifika uppgifter, ska kraven i denna för<SPAN class="ft83"> </SPAN>ordning endast tillämpas på de ledamöter i ledningsorganet som i den tillämpliga nationella rätten tilldelas det relevanta ansvaret.</P>
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<P class="p1046 ft121"><SPAN class="ft121">46.</SPAN><SPAN class="ft152">verkställande ledning: de fysiska personer som utövar de verkställande uppgifterna hos en värdepapperscentral och är ansvariga och rapporteringsskyldiga inför ledningsorganet för den löpande ledningen av värdepapperscentralen.</SPAN></P>
<P class="p1066 ft137">2. Kommissionen ska ges befogenhet att anta delegerade akter i enlighet med artikel 67 avseende åtgärder för att ytterligare specificera andra anknutna tjänster än banktjänster som anges i avsnitt B punkterna <NOBR>1–4</NOBR> i bilagan samt de anknutna banktjänster som anges i avsnitt C i bilagan.</P>
<P class="p1067 ft121">AVDELNING II</P>
<P class="p1068 ft127">AVVECKLING AV VÄRDEPAPPER</P>
<P class="p1069 ft141">KAPITEL I</P>
<P class="p1070 ft153">Kontobaserad form</P>
<P class="p1071 ft124">Artikel 3</P>
<P class="p1072 ft126">Kontobaserad form</P>
<P class="p1073 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft149">Utan att det påverkar punkt 2 ska alla emittenter etablerade i unionen som emitterar eller har emitterat överlåtbara värdepapper som har upptagits till handel eller handlas på handelsplatser se till att dessa värdepapper presenteras i kontobaserad form som immobilisering eller efter en direkt emission i dematerialiserad form.</SPAN></P>
<P class="p1074 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">När transaktioner med överlåtbara värdepapper äger rum på en handelsplats, ska de relevanta värdepappren registreras i kontobaserad form hos en värdepapperscentral på eller före den avsedda avvecklingsdagen, såvida de inte redan är registrerade där.</SPAN></P>
<P class="p1074 ft61">När överlåtbara värdepapper överförs till följd av ett avtal om finansiellt säkerhetsställande enligt definitionen i artikel 2.1 a i direktiv 2002/47/EG, ska de värdepapprena registreras i kontobaserad form hos en värdepapperscentral på eller före den avsedda avvecklingsdagen, såvida de inte redan är registrerade där.</P>
<P class="p1075 ft124">Artikel 4</P>
<P class="p1076 ft126">Verkställighet</P>
<P class="p1077 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft149">Myndigheterna i den medlemsstat där den emittent som emitterar värdepappren är etablerad ska säkerställa att artikel 3.1 tillämpas.</SPAN></P>
<P class="p1078 ft137"><SPAN class="ft137">2.</SPAN><SPAN class="ft154">De myndigheter som är behöriga att utöva tillsyn över handelsplatserna, inbegripet de behöriga myndigheter som har utsetts i enlighet med artikel 21.1 i Europaparlamentets och rådets direktiv 2003/71/EG (</SPAN><SPAN class="ft128">1</SPAN>), ska se till att artikel 3.2 första stycket i denna förordning tillämpas, när de värdepapper som avses i artikel 3.1 i denna förordning handlas på handelsplatser.</P>
<P class="p1079 ft121"><SPAN class="ft121">3.</SPAN><SPAN class="ft155">De myndigheter i medlemsstaterna som ansvarar för tillämpningen av direktiv 2002/47/EG ska säkerställa att artikel 3.2 andra stycket i denna förordning tillämpas, när de värdepapper som avses i artikel 3.1 i denna förordning överförs till följd av ett avtal om finansiellt säkerhetsställande enligt definitionen i artikel 2.1 a i direktiv 2002/47/EG.</SPAN></P>
<P class="p988 ft121">(<SPAN class="ft132">1</SPAN>) Europaparlamentets och rådets direktiv 2003/71/EG av den 4 november 2003 om de prospekt som skall offentliggöras när värdepapper erbjuds till allmänheten eller tas upp till handel och om ändring av direktiv 2001/34/EG (EUT L 345, 31.12.2003, s. 64).</P>
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<P class="p16 ft2">Bilaga 1</P>
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<TD colspan=2 class="tr37 td170"><P class="p20 ft123">L 257/20</P></TD>
<TD class="tr47 td342"><P class="p64 ft122">SV</P></TD>
<TD class="tr37 td343"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td134"><P class="p17 ft123">28.8.2014</P></TD>
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<P class="p1080 ft141">KAPITEL II</P>
<P class="p1081 ft153">Avvecklingsperioder</P>
<P class="p1082 ft124">Artikel 5</P>
<P class="p1083 ft126">Avsedd avvecklingsdag</P>
<P class="p1084 ft121"><SPAN class="ft121">1.</SPAN><SPAN class="ft155">Varje deltagare i ett avvecklingssystem för värdepapper som i det systemet för egen räkning eller för en tredje parts räkning avvecklar transaktioner med överlåtbara värdepapper, penningmarknadsinstrument, andelar i företag för kollek</SPAN><SPAN class="ft131"> </SPAN>tiva investeringar och utsläppsrätter ska avveckla sådana transaktioner på den avsedda avvecklingsdagen.</P>
<P class="p1085 ft137"><SPAN class="ft137">2.</SPAN><SPAN class="ft154">Vid transaktioner med sådana överlåtbara värdepapper som avses i punkt 1 som utförs på handelsplatser ska den avsedda avvecklingsdagen vara senast två bankdagar efter dagen när handeln sker. Det kravet ska inte gälla för trans</SPAN><SPAN class="ft136"> </SPAN>aktioner som förhandlas privat men utförs på en handelsplats, för transaktioner som utförs bilateralt men rapporteras till en handelsplats eller för den första transaktionen när de berörda överlåtbara värdepappren är föremål för ursprunglig registrering i kontobaserad form enligt artikel 3.2.</P>
<P class="p1086 ft61"><SPAN class="ft61">3.</SPAN><SPAN class="ft150">De behöriga myndigheterna ska se till att punkt 1 tillämpas.</SPAN></P>
<P class="p1087 ft61">De myndigheter som är behöriga att utöva tillsyn över handelsplatser ska se till att punkt 2 tillämpas.</P>
<P class="p1088 ft141">KAPITEL III</P>
<P class="p1089 ft153">Avvecklingsdisciplin</P>
<P class="p1082 ft124">Artikel 6</P>
<P class="p1090 ft126">Åtgärder för att förhindra utebliven avveckling</P>
<P class="p1091 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft149">Handelsplatser ska fastställa förfaranden för att göra det möjligt att bekräfta relevanta uppgifter om sådana trans</SPAN><SPAN class="ft83"> </SPAN>aktioner med finansiella instrument som avses i artikel 5.1 samma dag som transaktionen har utförts.</P>
<P class="p1092 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">Trots kravet som föreskrivs i punkt 1 ska de värdepappersföretag som har auktoriserats enligt artikel 5 i direktiv 2014/65/EU i tillämpliga fall vidta åtgärder för att begränsa antalet uteblivna avvecklingar.</SPAN></P>
<P class="p1093 ft137">Sådana åtgärder ska åtminstone bestå av arrangemang mellan värdepappersföretaget och deras professionella kunder som avses i bilaga II till direktiv 2014/65/EU och som ska säkerställa att det skyndsamt meddelas hur värdepapper som ingår i transaktionen ska fördelas, att detta bekräftas och att godkännandet eller <NOBR>icke-godkännandet</NOBR> av villkoren bekräftas i god tid före den avsedda avvecklingsdagen.</P>
<P class="p1094 ft61">Esma ska i nära samarbete med medlemmarna i ECBS utfärda riktlinjer i enlighet med artikel 16 i förordning (EU) nr 1095/2010 för de standardiserade förfaranden och protokoll för meddelanden som ska användas för att uppfylla andra stycket i denna punkt.</P>
<P class="p1095 ft121"><SPAN class="ft121">3.</SPAN><SPAN class="ft155">En värdepapperscentral ska för varje avvecklingssystem för värdepapper som den driver fastställa förfaranden som underlättar avvecklingar av transaktioner i de finansiella instrument som avses i artikel 5.1 på den avsedda avvecklings</SPAN><SPAN class="ft131"> </SPAN>dagen med minimal exponering mot motparts- och likviditetsrisker för deltagarna och en låg andel uteblivna avveck<SPAN class="ft131"> </SPAN>lingar. Den ska genom lämpliga mekanismer främja tidig avveckling på den avsedda avvecklingsdagen.</P>
<P class="p1096 ft61"><SPAN class="ft61">4.</SPAN><SPAN class="ft149">En värdepapperscentral ska för varje avvecklingssystem för värdepapper som den driver införa åtgärder för att uppmuntra deltagarna att avveckla transaktioner i tid och ge dem incitament till att göra detta. Värdepapperscentraler ska kräva att deltagarna avvecklar sina transaktioner på den avsedda avvecklingsdagen.</SPAN></P>
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<P class="p16 ft2">408</P>
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<P class="p931 ft2">Bilaga 1</P>
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<TD class="tr37 td170"><P class="p171 ft121">28.8.2014</P></TD>
<TD class="tr47 td316"><P class="p20 ft6"> </P></TD>
<TD class="tr55 td337"><P class="p68 ft122">SV</P></TD>
<TD class="tr37 td301"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td35"><P class="p20 ft123">L 257/21</P></TD>
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<P class="p1097 ft137">5. Esma ska i nära samarbete med medlemmarna i ECBS utarbeta förslag till tekniska standarder för tillsyn i syfte att fastställa vilka åtgärder som ska vidtas av värdepappersföretag i enlighet med punkt 2 första stycket, närmare bestäm<SPAN class="ft136"> </SPAN>melser om de förfaranden för att underlätta avveckling som avses i punkt 3 och närmare bestämmelser om åtgärder för att uppmuntra och ge incitament till punktlig avveckling av transaktioner i tid enligt punkt 4.</P>
<P class="p939 ft61">Esma ska överlämna dessa förslag till tekniska standarder för tillsyn till kommissionen senast den 18 juni 2015.</P>
<P class="p1098 ft61">Kommissionen delegeras befogenhet att anta de tekniska standarder för tillsyn som avses i första stycket i enlighet med artiklarna <NOBR>10–14</NOBR> i förordning (EU) nr 1095/2010.</P>
<P class="p1099 ft124">Artikel 7</P>
<P class="p1100 ft126">Åtgärder för att hantera utebliven avveckling</P>
<P class="p1101 ft123"><SPAN class="ft123">1.</SPAN><SPAN class="ft156">En värdepapperscentral ska för varje avvecklingssystem för värdepapper som den driver upprätta ett system som övervakar uteblivna avvecklingar av de transaktioner i finansiella instrument som avses i artikel 5.1. Den ska regelbundet rapportera om antalet och omständigheterna kring uteblivna avvecklingar samt förmedla all annan relevant information, inklusive värdepapperscentralernas och deras deltagares planerade åtgärder för att förbättra avvecklingseffektiviteten, till den behöriga myndigheten och relevanta myndigheter. De rapporterna ska årligen offentliggöras av värdepapperscen</SPAN><SPAN class="ft140"> </SPAN>tralerna i aggregerad och anonymiserad form. De behöriga myndigheterna ska meddela Esma all relevant information om uteblivna avvecklingar.</P>
<P class="p1078 ft137"><SPAN class="ft137">2.</SPAN><SPAN class="ft154">En värdepapperscentral ska för varje avvecklingssystem för värdepapper som den driver inrätta förfaranden som underlättar avvecklingar av de transaktioner i finansiella instrument som avses i artikel 5.1 vilka inte avvecklas på den avsedda avvecklingsdagen. Dessa förfaranden ska inbegripa en sanktionsmekanism, som effektivt ska avskräcka deltagare som orsakar utebliven avveckling.</SPAN></P>
<P class="p1102 ft61">Värdepapperscentralerna ska före införandet av de förfaranden som avses i första stycket samråda med de relevanta handelsplatserna och centrala motparterna för vilka de tillhandahåller avvecklingstjänster.</P>
<P class="p1103 ft137">Sanktionsmekanismerna som avses i första stycket ska inbegripa sanktionsavgifter för deltagare som orsakar utebliven avveckling (<SPAN class="ft124">ansvariga deltagare</SPAN>). Sanktionsavgifterna ska beräknas på daglig basis för varje bankdag som avveckling av en transaktion uteblir efter den avsedda avvecklingsdagen fram till utgången av den ersättningsköpsprocess som avses i punkt 3, men inte längre än fram till den faktiska avvecklingsdagen. Sanktionsavgifterna ska inte utformas som en inkomstkälla för värdepapperscentralen.</P>
<P class="p1104 ft137">3. Utan att det påverkar de sanktionsmekanismen som avses i punkt 2 och rätten att annullera en transaktion bilateralt ska, om en ansvarig deltagare underlåter att leverera de finansiella instrument som avses i artikel 5.1 till den mottagande deltagaren inom fyra bankdagar efter den avsedda avvecklingsdagen (<SPAN class="ft124">förlängningsperiod</SPAN>), ett ersättningsköpsförfarande inledas, genom vilket dessa instrument ska bli tillgängliga för avveckling och levereras till den mottagande deltagaren inom en lämplig tidsram.</P>
<P class="p1102 ft137">Om transaktionen avser ett finansiellt instrument som handlas på en tillväxtmarknad för små och medelstora företag ska förlängningsperioden vara 15 dagar, såvida inte tillväxtmarknaden för små och medelstora företag beslutar att tillämpa en kortare period.</P>
<P class="p939 ft61">4. Följande undantag från de krav som avses i punkt 3 ska vara tillämpliga:</P>
<P class="p1105 ft61"><SPAN class="ft32">a)</SPAN><SPAN class="ft148">På grundval av typen av tillgång och de berörda finansiella instrumentens likviditet får förlängningsperioden utökas från fyra bankdagar upp till maximalt sju bankdagar, om en kortare förlängningsperiod skulle få konsekvenser för de berörda finansmarknadernas smidiga och ordnade funktion.</SPAN></P>
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<P class="p16 ft2">Bilaga 1</P>
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<TD colspan=2 class="tr37 td170"><P class="p20 ft123">L 257/22</P></TD>
<TD class="tr47 td342"><P class="p64 ft122">SV</P></TD>
<TD class="tr37 td343"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td134"><P class="p17 ft123">28.8.2014</P></TD>
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<P class="p1106 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft148">Vid transaktioner som består av flera deltransaktioner, inbegripet avtal om återköp av värdepapper eller avtal om värdepapperslån, ska den ersättningsköpsprocess som avses i punkt 3 inte vara tillämplig om tidsramen för trans</SPAN><SPAN class="ft83"> </SPAN>aktionerna är tillräckligt kort och gör ersättningsköpsprocessen verkningslös.</P>
<P class="p1085 ft61"><SPAN class="ft61">5.</SPAN><SPAN class="ft149">Utan att det påverkar punkt 7 ska de undantag som avses i punkt 4 inte vara tillämpliga på transaktioner som avser aktier, om de transaktionerna clearas av en central motpart.</SPAN></P>
<P class="p1107 ft137"><SPAN class="ft137">6.</SPAN><SPAN class="ft154">Utan att det påverkar de sanktionsmekanismen som avses i punkt 2 ska, i fall där det vid tidpunkten för handeln avtalade priset på aktierna är högre än det pris som har betalats för genomförandet av ersättningsköpet, mellanskillnaden betalas av den ansvariga deltagaren till den mottagande deltagaren senast den andra bankdagen efter det att de finansiella instrumenten har levererats efter ersättningsköpet.</SPAN></P>
<P class="p1108 ft137"><SPAN class="ft137">7.</SPAN><SPAN class="ft154">Om ersättningsköpet misslyckas eller inte är möjligt, kan den mottagande deltagaren välja att få en kontantersätt</SPAN><SPAN class="ft136"> </SPAN>ning eller att skjuta upp genomförandet av ersättningsköpet till ett lämpligt senare datum (<SPAN class="ft124">uppskjutandeperiod</SPAN>). Om de relevanta finansiella instrumenten inte levereras till den mottagande deltagaren före utgången av uppskjutandeperioden, ska kontantersättning betalas.</P>
<P class="p1109 ft61">Kontantersättningen betalas till den mottagande deltagaren senast den andra bankdagen efter utgången av antingen ersättningsköpsprocessen eller uppskjutandeperioden när uppskjutandeperioden har valts.</P>
<P class="p1092 ft137"><SPAN class="ft137">8.</SPAN><SPAN class="ft154">Den ansvariga deltagaren ska ersätta den enhet som genomför ersättningsköpet för alla belopp som har betalats i enlighet med punkterna 3, 4 och 5, inbegripet eventuella avgifter för utförande av ersättningsköpet. Deltagarna ska tydligt informeras om sådana avgifter.</SPAN></P>
<P class="p1110 ft121"><SPAN class="ft121">9.</SPAN><SPAN class="ft155">Värdepapperscentraler, centrala motparter och handelsplatser ska införa förfaranden som gör det möjligt att i samråd med deras respektive behöriga myndigheter tillfälligt stänga av en deltagare som konsekvent och systematiskt underlåter att leverera de finansiella instrument som avses i artikel 5.1 på den avsedda avvecklingsdagen och att offentliggöra dennes identitet först efter det att deltagaren har fått tillfälle att lämna synpunkter, förutsatt att de behöriga myndigheterna för värdepapperscentralen, de centrala motparterna och handelsplatserna samt de för deltagaren har blivit vederbörligen informerade. Utöver samråden före en eventuell avstängning ska värdepapperscentraler, centrala motparter och handelsplatser utan dröjsmål anmäla till respektive behöriga myndigheter om avstängningen av en deltagare. Den behöriga myndigheten ska omedelbart informera de relevanta myndigheterna om en deltagares avstängning.</SPAN></P>
<P class="p1111 ft61">Offentliggöranden av avstängningar får inte innehålla personuppgifter i den mening som avses i artikel 2 a i direktiv 95/46/EG.</P>
<P class="p1112 ft61">10. Punkterna <NOBR>2–9</NOBR> ska tillämpas på alla transaktioner med de finansiella instrument som avses i artikel 5.1 som har upptagits till handel eller handlas på en handelsplats eller som clearas av en central motpart enligt följande:</P>
<P class="p1113 ft61"><SPAN class="ft61">a)</SPAN><SPAN class="ft148">För transaktioner som clearas av en central motpart ska den centrala motparten vara den enhet som genomför ersättningsköpet enligt punkterna </SPAN><NOBR>3–8.</NOBR></P>
<P class="p1114 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft148">För transaktioner som inte clearas av en central motpart men som utförs på en handelsplats ska handelsplatsen i sina interna regler införa en skyldighet för sina medlemmar och sina deltagare att tillämpa de åtgärder som avses i punkterna </SPAN><NOBR>3–8.</NOBR></P>
<P class="p1115 ft61"><SPAN class="ft32">c)</SPAN><SPAN class="ft157">För alla andra transaktioner än de som avses i a och b i det här stycket ska värdepapperscentralerna i sina interna regler införa en skyldighet för sina deltagare att omfattas av de åtgärder som avses i punkterna </SPAN><NOBR>3–8.</NOBR></P>
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<P class="p16 ft2">410</P>
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<TD class="tr47 td316"><P class="p20 ft6"> </P></TD>
<TD class="tr55 td337"><P class="p68 ft122">SV</P></TD>
<TD class="tr37 td301"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td35"><P class="p20 ft123">L 257/23</P></TD>
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<P class="p1116 ft61">En värdepapperscentral ska tillhandahålla centrala motparter och handelsplatser den avvecklingsinformation som krävs för att de ska kunna fullgöra sina skyldigheter enligt denna punkt.</P>
<P class="p1116 ft137">Utan att det påverkar leden a, b och c i första stycket får värdepapperscentraler övervaka genomförandet av de ersätt<SPAN class="ft136"> </SPAN>ningsköp som avses i de leden vilka avser flera olika avvecklingsinstruktioner gällande samma finansiella instrument och med samma utgångsdatum för genomförandeperioden, i syfte att minimera det antal ersättningsköp som ska genomföras och därigenom deras påverkan på priserna för de relevanta finansiella instrumenten.</P>
<P class="p1050 ft61"><SPAN class="ft61">11.</SPAN><SPAN class="ft149">Punkterna </SPAN><NOBR>2–9</NOBR> ska inte tillämpas för ansvariga deltagare som är centrala motparter.</P>
<P class="p1050 ft61"><SPAN class="ft61">12.</SPAN><SPAN class="ft149">Punkterna </SPAN><NOBR>2–9</NOBR> ska inte tillämpas om insolvensförfaranden inleds mot den ansvariga deltagaren.</P>
<P class="p1117 ft123"><SPAN class="ft123">13.</SPAN><SPAN class="ft156">Denna artikel ska inte tillämpas om huvudhandelsplatsen för en aktie finns i ett tredjeland. Vad som är huvud</SPAN><SPAN class="ft140"></SPAN></P>
<P class="p1118 ft61">handelsplatsen för en aktie ska fastställas i enlighet med artikel 16 i förordning (EU) nr 236/2012.</P>
<P class="p1119 ft121"><SPAN class="ft121">14.</SPAN><SPAN class="ft155">Kommissionen ska ges befogenhet att anta delegerade akter enligt artikel 67 för att utifrån typen av tillgång och det finansiella instrumentets likviditet och typen av transaktion fastställa parametrarna för beräkning av vad som är en avskräckande och proportionell nivå för de sanktionsavgifter som avses i punkt 2 tredje stycket, vilka ska säkerställa en betryggande avvecklingsdisciplin och de berörda finansmarknadernas smidiga och ordnade funktion.</SPAN></P>
<P class="p1120 ft61"><SPAN class="ft61">15.</SPAN><SPAN class="ft149">Esma ska i nära samarbete med medlemmarna i ECBS utarbeta förslag till tekniska standarder för tillsyn i syfte att fastställa följande:</SPAN></P>
<P class="p1121 ft61"><SPAN class="ft32">a)</SPAN><SPAN class="ft148">Närmare bestämmelser om det system för att övervaka uteblivna avvecklingar och de rapporter om uteblivna avveck</SPAN><SPAN class="ft83"> </SPAN>lingar som avses i punkt 1.</P>
<P class="p1121 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft158">Förfarandena för indrivning och omfördelning av sanktionsavgifter samt eventuella andra intäkter från sådana sank</SPAN><SPAN class="ft83"> </SPAN>tioner i enlighet med punkt 2.</P>
<P class="p1122 ft121"><SPAN class="ft32">c)</SPAN><SPAN class="ft152">Närmare bestämmelser om den lämpliga ersättningsköpsprocessen som avses i punkterna </SPAN><NOBR>3–8,</NOBR> inbegripet lämpliga tidsramar för leveransen av det finansiella instrumentet efter den ersättningsköpsprocess som avses i punkt 3. Dessa tidsramar ska utformas med hänsyn till typen av tillgång och de finansiella instrumentens likviditet.</P>
<P class="p1123 ft121"><SPAN class="ft121">d)</SPAN><SPAN class="ft147">Omständigheter då förlängningsperioden skulle kunna förlängas, beroende på typen av tillgång och de finansiella instrumentens likviditet, i enlighet med de villkor som avses i punkt 4 a och med beaktande av kriterierna för</SPAN></P>
<P class="p1124 ft61">bedömning av likviditet i artikel 2.1.17 i förordning (EU) nr 600/2014.</P>
<P class="p1050 ft61"><SPAN class="ft32">e)</SPAN><SPAN class="ft148">Transaktionstyper och de särskilda tidsramar för dessa enligt punkt 4 b vilka gör ersättningsköp verkningslösa.</SPAN></P>
<P class="p1050 ft61"><SPAN class="ft61">f)</SPAN><SPAN class="ft157">En metod för beräkning av den kontantersättning som avses i punkt 7.</SPAN></P>
<P class="p1125 ft61"><SPAN class="ft121">g)</SPAN><SPAN class="ft158">Villkoren för när en deltagare anses konsekvent och systematiskt underlåta att leverera finansiella instrument som avses i punkt 9.</SPAN></P>
<P class="p1117 ft61"><SPAN class="ft121">h)</SPAN><SPAN class="ft158">Den nödvändiga avvecklingsinformation som avses i punkt 10 andra stycket.</SPAN></P>
<P class="p957 ft61">Esma ska överlämna dessa förslag till tekniska standarder för tillsyn till kommissionen senast den 18 juni 2015.</P>
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<P class="p16 ft2">411</P>
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<P class="p16 ft2">Bilaga 1</P>
<TABLE cellpadding=0 cellspacing=0 class="t125">
<TR>
<TD colspan=2 class="tr37 td170"><P class="p20 ft123">L 257/24</P></TD>
<TD class="tr47 td342"><P class="p64 ft122">SV</P></TD>
<TD class="tr37 td343"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td134"><P class="p17 ft123">28.8.2014</P></TD>
</TR>
<TR>
<TD class="tr50 td344"><P class="p20 ft74"> </P></TD>
<TD class="tr48 td345"><P class="p20 ft71"> </P></TD>
<TD class="tr48 td346"><P class="p20 ft71"> </P></TD>
<TD class="tr50 td347"><P class="p20 ft74"> </P></TD>
<TD class="tr50 td348"><P class="p20 ft74"> </P></TD>
</TR>
</TABLE>
<P class="p1126 ft61">Kommissionen delegeras befogenhet att anta de tekniska standarder för tillsyn som avses i första stycket i enlighet med artiklarna <NOBR>10–14</NOBR> i förordning (EU) nr 1095/2010.</P>
<P class="p1127 ft124">Artikel 8</P>
<P class="p1128 ft126">Verkställighet</P>
<P class="p1129 ft121"><SPAN class="ft121">1.</SPAN><SPAN class="ft155">Den behöriga myndigheten för den värdepapperscentral som driver avvecklingssystemet för värdepapper, den relevanta myndigheten med ansvar för övervakning över det berörda avvecklingssystemet för värdepapper samt de behöriga myndigheterna för tillsyn av handelsplatser, värdepappersföretag och centrala motparter ska ha behörighet att säkerställa att artiklarna 6 och 7 tillämpas av de institut som står under deras tillsyn och att övervaka de påförda sanktionerna. Vid behov ska de respektive behöriga myndigheterna bedriva ett nära samarbete med varandra. Medlems</SPAN><SPAN class="ft131"> </SPAN>staterna ska informera Esma om de utsedda behöriga myndigheter som ingår i tillsynsstrukturen på nationell nivå.</P>
<P class="p1086 ft137"><SPAN class="ft137">2.</SPAN><SPAN class="ft159">För att säkerställa enhetliga och effektiva tillsynsmetoder i unionen i fråga om artiklarna 6 och 7 i denna förordning</SPAN></P>
<P class="p1130 ft61">får Esma i nära samarbete med medlemmarna i ECBS utfärda riktlinjer i enlighet med artikel 16 i förordning (EU) nr 1095/2010.</P>
<P class="p1131 ft61">3. Överträdelser av bestämmelserna i denna avdelning ska inte påverka giltigheten av ett privat avtal om finansiella instrument eller parternas möjlighet att göra bestämmelserna i ett privat avtal om finansiella instrument gällande.</P>
<P class="p1132 ft141">KAPITEL IV</P>
<P class="p1133 ft153">Internaliserad avveckling</P>
<P class="p1082 ft124">Artikel 9</P>
<P class="p1134 ft126">Företag som internaliserar avveckling</P>
<P class="p1091 ft61">1. Företag som internaliserar en avveckling ska varje kvartal till de behöriga myndigheterna där de är etablerade rapportera den aggregerade volymen och värdet av alla värdepapperstransaktioner som de har avvecklat utanför avveck<SPAN class="ft83"> </SPAN>lingssystem för värdepapper.</P>
<P class="p1108 ft61">Behöriga myndigheter ska utan dröjsmål överföra de uppgifter de har erhållit i enlighet med första stycket till Esma och informera Esma om potentiella risker med anledning av denna avvecklingsverksamhet.</P>
<P class="p1135 ft61">2. Esma får i nära samarbete med medlemmarna i ECBS utarbeta förslag till tekniska standarder för tillsyn i vilka innehållet i dessa rapporter specificeras ytterligare.</P>
<P class="p1094 ft61">Kommissionen delegeras befogenhet att anta de tekniska standarder för tillsyn som avses i första stycket i enlighet med artiklarna <NOBR>10–14</NOBR> i förordning (EU) nr 1095/2010.</P>
<P class="p1135 ft61">3. Esma ska utarbeta förslag till tekniska standarder för genomförande i syfte att fastställa standardformulär, mallar och förfaranden för rapportering och överföring av de uppgifter som avses i punkt 1.</P>
<P class="p1136 ft61">Esma ska överlämna dessa förslag till tekniska standarder för genomförande till kommissionen senast den 18 juni 2015.</P>
<P class="p1137 ft61">Kommissionen ges befogenhet att anta de tekniska standarder för genomförande som avses i första stycket i enlighet med artikel 15 i förordning (EU) nr 1095/2010.</P>
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<P class="p16 ft2">412</P>
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<P class="p931 ft2">Bilaga 1</P>
<TABLE cellpadding=0 cellspacing=0 class="t124">
<TR>
<TD class="tr37 td170"><P class="p171 ft121">28.8.2014</P></TD>
<TD class="tr47 td316"><P class="p20 ft6"> </P></TD>
<TD class="tr55 td337"><P class="p68 ft122">SV</P></TD>
<TD class="tr37 td301"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td35"><P class="p20 ft123">L 257/25</P></TD>
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<TD class="tr30 td338"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td316"><P class="p20 ft12"> </P></TD>
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<P class="p1138 ft121">AVDELNING III</P>
<P class="p1139 ft127">VÄRDEPAPPERSCENTRALER</P>
<P class="p1069 ft141">KAPITEL I</P>
<P class="p1140 ft153">Auktorisation och tillsyn av värdepapperscentraler</P>
<P class="p1141 ft61">A v s n i t t 1</P>
<P class="p1142 ft126">M y n d i g h e t e r a n s v a r i g a f ö r a u k t o r i s a t i o n o c h t i l l s y n a v v ä r d e p a p p e r s c e n t r a l e r</P>
<P class="p1143 ft124">Artikel 10</P>
<P class="p1144 ft126">Behörig myndighet</P>
<P class="p1077 ft61">Utan att det påverkar den övervakning som genomförs av medlemmarna i ECBS som avses i artikel 12.1, ska en värdepapperscentral vara auktoriserad och stå under tillsyn av den behöriga myndigheten i sin hemmedlemsstat.</P>
<P class="p383 ft124">Artikel 11</P>
<P class="p1145 ft126">Utnämning av behörig myndighet</P>
<P class="p1073 ft61">1. Varje medlemsstat ska utse den behöriga myndighet som ska ansvara för utförandet av uppgifterna enligt denna förordning i samband med auktorisation och tillsyn av värdepapperscentraler som är etablerade på deras territorium utförs samt underrätta Esma om detta.</P>
<P class="p1146 ft61">Om en medlemsstat utser mer än en behörig myndighet, ska den fastställa deras respektive roller och utse en enda myndighet som ansvarig för samarbetet med andra medlemsstaters behöriga myndigheter, de relevanta myndigheterna, Esma och EBA, när det särskilt hänvisas till dem i denna förordning.</P>
<P class="p1146 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">Esma ska på sin webbplats offentliggöra en förteckning över de behöriga myndigheter som har utsetts i enlighet med punkt 1.</SPAN></P>
<P class="p1097 ft61"><SPAN class="ft61">3.</SPAN><SPAN class="ft149">De behöriga myndigheterna ska ha alla de tillsyns- och utredningsbefogenheter som de behöver för att utföra sina uppgifter.</SPAN></P>
<P class="p1143 ft124">Artikel 12</P>
<P class="p1147 ft126">Relevanta myndigheter</P>
<P class="p1148 ft61">1. Följande myndigheter ska delta i auktorisationen och tillsynen av värdepapperscentraler, när det särskilt hänvisas till dem i denna förordning:</P>
<P class="p1149 ft61"><SPAN class="ft32">a)</SPAN><SPAN class="ft148">Den myndighet som ansvarar för tillsyn av det avvecklingssystem för värdepapper som drivs av värdepapperscentralen i den medlemsstat vars rätt är tillämplig på avvecklingssystemet.</SPAN></P>
<P class="p1150 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft158">De centralbanker i unionen som ger ut de mest relevanta valutorna i vilka avveckling sker.</SPAN></P>
<P class="p1151 ft61"><SPAN class="ft32">c)</SPAN><SPAN class="ft148">I relevanta fall den centralbank i unionen på vars konton kontantdelen i ett avvecklingssystem för värdepapper som drivs av värdepapperscentralen avvecklas.</SPAN></P>
<P class="p1150 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">Esma ska på sin webbplats offentliggöra en förteckning över de relevanta myndigheter som avses i punkt 1.</SPAN></P>
<P class="p1152 ft137"><SPAN class="ft137">3.</SPAN><SPAN class="ft154">Esma ska i nära samarbete med medlemmarna i ECBS utarbeta förslag till tekniska standarder för tillsyn med fastställande av villkoren för när de unionsvalutor som avses i punkt 1 b ska anses vara de mest relevanta, och arrangemang för att inrätta en effektiv process för samråd med de relevanta myndigheter som avses i leden b och c i den punkten.</SPAN></P>
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<DIV id="id_2">
<P class="p16 ft2">413</P>
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<DIV id="page_414">
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<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p16 ft2">Bilaga 1</P>
<TABLE cellpadding=0 cellspacing=0 class="t125">
<TR>
<TD colspan=2 class="tr37 td170"><P class="p20 ft123">L 257/26</P></TD>
<TD class="tr47 td342"><P class="p64 ft122">SV</P></TD>
<TD class="tr37 td343"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td134"><P class="p17 ft123">28.8.2014</P></TD>
</TR>
<TR>
<TD class="tr50 td344"><P class="p20 ft74"> </P></TD>
<TD class="tr48 td345"><P class="p20 ft71"> </P></TD>
<TD class="tr48 td346"><P class="p20 ft71"> </P></TD>
<TD class="tr50 td347"><P class="p20 ft74"> </P></TD>
<TD class="tr50 td348"><P class="p20 ft74"> </P></TD>
</TR>
</TABLE>
<P class="p1153 ft61">Esma ska överlämna dessa förslag till tekniska standarder för tillsyn till kommissionen senast den 18 juni 2015.</P>
<P class="p1154 ft61">Kommissionen delegeras befogenhet att anta de tekniska standarder för tillsyn som avses i första stycket i enlighet med artiklarna <NOBR>10–14</NOBR> i förordning (EU) nr 1095/2010.</P>
<P class="p1155 ft124">Artikel 13</P>
<P class="p1089 ft126">Informationsutbyte</P>
<P class="p1091 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft149">Behöriga myndigheter, relevanta myndigheter och Esma ska på begäran och utan onödigt dröjsmål förse varandra med den information som krävs för att de ska kunna fullgöra sina uppgifter enligt denna förordning.</SPAN></P>
<P class="p1107 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">Behöriga myndigheter, relevanta myndigheter, Esma och andra organ eller fysiska och juridiska personer som mottar konfidentiell information vid utförandet av sina uppgifter enligt denna förordning får använda den enbart för utförandet av sina uppgifter.</SPAN></P>
<P class="p1080 ft124">Artikel 14</P>
<P class="p1156 ft126">Samarbete mellan myndigheter</P>
<P class="p1157 ft137">1. Behöriga myndigheter, relevanta myndigheter och Esma ska bedriva ett nära samarbete med varandra, inbegripet genom att utbyta all relevant information för tillämpningen av denna förordning. Om lämpligt och relevant ska detta samarbete omfatta andra offentliga myndigheter och organ, särskilt sådana som har inrättats eller utsetts enligt direktiv 2003/87/EG.</P>
<P class="p1107 ft137">För att säkerställa enhetliga och effektiva tillsynsmetoder i unionen, däribland samarbete mellan behöriga myndigheter och relevanta myndigheter vid de olika bedömningar som krävs för tillämpningen av denna förordning, får Esma i nära samarbete med medlemmarna i ECBS utfärda riktlinjer för behöriga myndigheter i enlighet med artikel 16 i förordning (EU) nr 1095/2010.</P>
<P class="p1092 ft61">2. På grundval av tillgängliga uppgifter ska de behöriga myndigheterna vid utövandet av sina allmänna uppgifter vederbörligen beakta sina besluts potentiella effekter på det finansiella systemets stabilitet i övriga berörda medlemsstater, särskilt i krissituationer som avses i artikel 15.</P>
<P class="p1080 ft124">Artikel 15</P>
<P class="p1158 ft126">Krissituationer</P>
<P class="p1129 ft121">Utan att det påverkar det underrättelseförfarande som fastställs i artikel 6.3 i direktiv 98/26/EG ska behöriga myndigheter och relevanta myndigheter omedelbart underrätta Esma, Europeiska systemrisknämnden inrättad genom Europaparlamen<SPAN class="ft131"> </SPAN>tets och rådets förordning (EU) nr 1092/2010 (<SPAN class="ft134">1</SPAN>) och varandra om krissituationer för värdepapperscentraler, inklusive all utveckling på finansmarknaderna som kan inverka negativt på marknadens likviditet, stabiliteten för en valuta i vilken avveckling sker, penningpolitikens integritet eller det finansiella systemets stabilitet i någon av de medlemsstater där värdepapperscentralen eller någon av dess deltagare är etablerad.</P>
<P class="p1159 ft61">A v s n i t t 2</P>
<P class="p1160 ft126">V i l l k o r o c h f ö r f a r a n d e n f ö r a u k t o r i s a t i o n a v v ä r d e p a p p e r s c e n t r a l e r</P>
<P class="p1161 ft124">Artikel 16</P>
<P class="p1162 ft126">Auktorisation av en värdepapperscentral</P>
<P class="p1163 ft61">1. Varje juridisk person som omfattas av definitionen av en värdepapperscentral ska erhålla en auktorisation av den behöriga myndigheten i den medlemsstat där den är etablerad innan den inleder sin verksamhet.</P>
<P class="p1164 ft121">(<SPAN class="ft132">1</SPAN>) Europaparlamentets och rådets förordning (EU) nr 1092/2010 av den 24 november 2010 om makrotillsyn av det finansiella systemet på <NOBR>EU-nivå</NOBR> och om inrättande av en europeisk systemrisknämnd (EUT L 331, 15.12.2010, s. 1).</P>
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<DIV id="id_2">
<P class="p16 ft2">414</P>
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<P class="p931 ft2">Bilaga 1</P>
<TABLE cellpadding=0 cellspacing=0 class="t124">
<TR>
<TD class="tr37 td170"><P class="p171 ft121">28.8.2014</P></TD>
<TD class="tr47 td316"><P class="p20 ft6"> </P></TD>
<TD class="tr55 td337"><P class="p68 ft122">SV</P></TD>
<TD class="tr37 td301"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td35"><P class="p20 ft123">L 257/27</P></TD>
</TR>
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<TD class="tr30 td338"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td316"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td339"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td350"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td351"><P class="p20 ft12"> </P></TD>
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<P class="p1165 ft121"><SPAN class="ft121">2.</SPAN><SPAN class="ft155">Auktorisationen ska ange de huvudtjänster som förtecknas i avsnitt A i bilagan och andra anknutna tjänster än banktjänster som är tillåtna enligt avsnitt B i bilagan som värdepapperscentralen är auktoriserad att tillhandahålla.</SPAN></P>
<P class="p998 ft61"><SPAN class="ft61">3.</SPAN><SPAN class="ft149">En värdepapperscentral ska alltid uppfylla de nödvändiga villkoren för auktorisation.</SPAN></P>
<P class="p1078 ft61"><SPAN class="ft61">4.</SPAN><SPAN class="ft149">En värdepapperscentral och dess oberoende revisorer ska utan onödigt dröjsmål informera den behöriga myndig</SPAN><SPAN class="ft83"> </SPAN>heten om väsentliga förändringar som påverkar efterlevnaden av villkoren för auktorisation.</P>
<P class="p1166 ft124">Artikel 17</P>
<P class="p1167 ft126">Förfarande för att bevilja auktorisation</P>
<P class="p1168 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft149">Den sökande värdepapperscentralen ska lämna in en ansökan om auktorisation till sin behöriga myndighet.</SPAN></P>
<P class="p1169 ft121"><SPAN class="ft121">2.</SPAN><SPAN class="ft155">Ansökan om auktorisation ska åtföljas av all information som krävs för att den behöriga myndigheten ska kunna fastställa att den sökande värdepapperscentralen vid tidpunkt för auktorisationen vidtagit alla nödvändiga arrangemang för att uppfylla kraven som anges i denna förordning. Ansökan om auktorisation ska innehålla en verksamhetsplan, i vilken den tilltänkta verksamhetsinriktningen och värdepapperscentralens organisationsstruktur ska beskrivas.</SPAN></P>
<P class="p1078 ft137"><SPAN class="ft137">3.</SPAN><SPAN class="ft154">Inom 30 arbetsdagar efter mottagandet av ansökan ska den behöriga myndigheten bedöma om ansökan är full</SPAN><SPAN class="ft136"> </SPAN>ständig. Om ansökan inte är fullständig, ska den behöriga myndigheten fastställa en tidsfrist inom vilken den ansökande värdepapperscentralen måste lämna kompletterande information. Den behöriga myndigheten ska meddela den ansökande värdepapperscentralen, när ansökan anses vara fullständig.</P>
<P class="p1169 ft121"><SPAN class="ft121">4.</SPAN><SPAN class="ft155">Från och med tidpunkten när ansökan anses vara fullständig, ska den behöriga myndigheten översända all infor</SPAN><SPAN class="ft131"> </SPAN>mation i ansökan till de relevanta myndigheterna och samråda med de myndigheterna om egenskaperna hos det avveck<SPAN class="ft131"> </SPAN>lingssystem för värdepapper som drivs av den ansökande värdepapperscentralen. Varje relevant myndighet får inom tre månader från mottagandet av informationen framföra sina synpunkter till den behöriga myndigheten.</P>
<P class="p1170 ft137"><SPAN class="ft137">5.</SPAN><SPAN class="ft154">Om en ansökande värdepapperscentral avser att tillhandahålla de tjänster som avses i artikel 4.1.2 i direktiv 2014/65/EU utöver tillhandahållandet av andra anknutna tjänster än banktjänster som är uttryckligen angivna i avsnitt B i bilagan, ska den behöriga myndigheten översända all information i ansökan till den myndighet som avses i artikel 67 i direktiv 2014/65/EU och samråda med den myndigheten om den ansökande värdepapperscentralens förmåga att uppfylla kraven i direktiv 2014/65/EU och förordning (EU) nr 600/2014.</SPAN></P>
<P class="p1074 ft61"><SPAN class="ft61">6.</SPAN><SPAN class="ft149">Den behöriga myndigheten ska, innan en värdepapperscentrals auktorisation beviljas, samråda med de behöriga myndigheterna i den andra berörda medlemsstaten i följande fall:</SPAN></P>
<P class="p1171 ft61"><SPAN class="ft32">a)</SPAN><SPAN class="ft148">Värdepapperscentralen är dotterföretag till en värdepapperscentral som är auktoriserad i en annan medlemsstat.</SPAN></P>
<P class="p1172 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft158">Värdepapperscentralen är dotterföretag till det moderföretag till en värdepapperscentral som är auktoriserat i en annan medlemsstat.</SPAN></P>
<P class="p1173 ft61"><SPAN class="ft32">c)</SPAN><SPAN class="ft148">Värdepapperscentralen kontrolleras av samma fysiska eller juridiska personer som har kontrollen över en annan värdepapperscentral som är auktoriserad i en annan medlemsstat.</SPAN></P>
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<TD class="tr37 td343"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
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<P class="p1174 ft61"><SPAN class="ft61">7.</SPAN><SPAN class="ft150">Det samråd som avses i punkt 6 ska minst omfatta följande:</SPAN></P>
<P class="p1175 ft137"><SPAN class="ft137">a)</SPAN><SPAN class="ft151">Lämpligheten hos aktieägare och personer som avses i artikel 27.6 samt anseendet och erfarenheten hos de personer som i praktiken styr värdepapperscentralens verksamhet som avses i artikel 27.1 och 27.4, när de aktieägarna och personerna är gemensamma för värdepapperscentralen och för en värdepapperscentral som är auktoriserad i en annan medlemsstat.</SPAN></P>
<P class="p1115 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft148">Huruvida förbindelserna som avses i punkt 6 a, b och c mellan den värdepapperscentral som är auktoriserad i en annan medlemsstat och den ansökande värdepapperscentralen påverkar den senares förmåga att uppfylla kraven i denna förordning.</SPAN></P>
<P class="p1176 ft121"><SPAN class="ft121">8.</SPAN><SPAN class="ft155">Senast sex månader efter inlämnandet av en fullständig ansökan ska den behöriga myndigheten skriftligen med ett fullständig motiverat beslut underrätta den sökande värdepapperscentralen om auktorisationen har beviljats eller avslagits.</SPAN></P>
<P class="p1108 ft61"><SPAN class="ft61">9.</SPAN><SPAN class="ft149">Esma ska i nära samarbete med medlemmarna i ECBS utarbeta förslag till tekniska standarder för tillsyn i syfte att fastställa vilken information den sökande värdepapperscentralen ska lämna till den behöriga myndigheten i ansökan om auktorisation.</SPAN></P>
<P class="p1177 ft61">Esma ska överlämna dessa förslag till tekniska standarder för tillsyn till kommissionen senast den 18 juni 2015.</P>
<P class="p1178 ft61">Kommissionen delegeras befogenhet att anta de tekniska standarder för tillsyn som avses i första stycket i enlighet med artiklarna <NOBR>10–14</NOBR> i förordning (EU) nr 1095/2010.</P>
<P class="p1179 ft61">10. Esma ska i nära samarbete med medlemmarna i ECBS utarbeta förslag till tekniska standarder för genomförande i syfte att fastställa standardformulär, mallar och förfaranden för ansökan om auktorisation.</P>
<P class="p1180 ft61">Esma ska överlämna dessa förslag till tekniska standarder för genomförande till kommissionen senast den 18 juni 2015.</P>
<P class="p1181 ft61">Kommissionen ges befogenhet att anta de tekniska standarder för genomförande som avses i första stycket i enlighet med artikel 15 i förordning (EU) nr 1095/2010.</P>
<P class="p1182 ft124">Artikel 18</P>
<P class="p1183 ft126">Effekter av auktorisationen</P>
<P class="p1163 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft149">Verksamheten hos den auktoriserade värdepapperscentralen ska begränsas till tillhandahållandet av de tjänster som omfattas av auktorisationen eller av anmälan i enlighet med artikel 19.8.</SPAN></P>
<P class="p1184 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">Avvecklingssystem för värdepapper får endast drivas av auktoriserade värdepapperscentraler, inbegripet central</SPAN><SPAN class="ft83"> </SPAN>banker som fungerar som värdepapperscentraler.</P>
<P class="p1185 ft121"><SPAN class="ft32">3.</SPAN><SPAN class="ft155">En auktoriserad värdepapperscentral får ha ägarintresse endast i en juridisk person vars verksamhet är begränsad till tillhandahållande av de tjänster som förtecknas i avsnitten A och B i bilagan, såvida inte ett sådant ägarintresse godkänns av dess behöriga myndighet på grunden att det inte i betydande utsträckning höjer värdepapperscentralens riskprofil.</SPAN></P>
<P class="p1186 ft137"><SPAN class="ft137">4.</SPAN><SPAN class="ft154">Esma ska i nära samarbete med medlemmarna i ECBS utarbeta förslag till tekniska standarder för tillsyn i syfte att fastställa vilka kriterier som ska beaktas av de behöriga myndigheterna vid godkännande av värdepapperscentralers ägarintressen i andra juridiska personer än de som tillhandahåller de tjänster som förtecknas i avsnitten A och B i bilagan. Sådana kriterier får inbegripa huruvida de tjänster som tillhandahålls av den juridiska personen kompletterar de tjänster som erbjuds av en värdepapperscentral och i vilken utsträckning värdepapperscentralens exponeras mot ekono</SPAN><SPAN class="ft136"> </SPAN>miska förpliktelser till följd av sådant ägarintresse.</P>
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<TD class="tr47 td316"><P class="p20 ft6"> </P></TD>
<TD class="tr55 td337"><P class="p68 ft122">SV</P></TD>
<TD class="tr37 td301"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td35"><P class="p20 ft123">L 257/29</P></TD>
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<P class="p938 ft61">Esma ska överlämna dessa förslag till tekniska standarder för tillsyn till kommissionen senast den 18 juni 2015.</P>
<P class="p1187 ft61">Kommissionen delegeras befogenhet att anta de tekniska standarder för tillsyn som avses i första stycket i enlighet med artiklarna <NOBR>10–14</NOBR> i förordning (EU) nr 1095/2010.</P>
<P class="p1188 ft124">Artikel 19</P>
<P class="p1089 ft126">Utvidgning och utkontraktering av verksamheter och tjänster</P>
<P class="p1073 ft137">1. En auktoriserad värdepapperscentral ska lämna in en ansökan om auktorisation till den behöriga myndigheten i dess hemmedlemsstat när den vill utkontraktera en huvudtjänst till en tredje part enligt artikel 30 eller utvidga sina tjänster till en eller flera av följande tjänster:</P>
<P class="p1050 ft61"><SPAN class="ft32">a)</SPAN><SPAN class="ft148">Ytterligare huvudtjänster som förtecknas i avsnitt A i bilagan och inte omfattas av den ursprungliga auktorisationen.</SPAN></P>
<P class="p1189 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft158">Anknutna tjänster som tillåts enligt, men inte uttryckligen förtecknas, i avsnitt B i bilagan och inte omfattas av den ursprungliga auktorisationen.</SPAN></P>
<P class="p1117 ft61"><SPAN class="ft32">c)</SPAN><SPAN class="ft148">Drift av ytterligare ett avvecklingssystem för värdepapper.</SPAN></P>
<P class="p1125 ft61"><SPAN class="ft121">d)</SPAN><SPAN class="ft158">Avveckling av hela eller delar av kontantdelen av värdepapperscentralens avvecklingssystem i konton hos en annan avvecklingsagent.</SPAN></P>
<P class="p1049 ft61"><SPAN class="ft32">e)</SPAN><SPAN class="ft148">Upprättande av en samverkande länk, inbegripet med värdepapperscentraler i tredjeland.</SPAN></P>
<P class="p1050 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">Beviljandet av auktorisation enligt punkt 1 ska ske enligt det förfarande som anges i artikel 17.</SPAN></P>
<P class="p1190 ft61">Den behöriga myndigheten ska inom tre månader efter inlämnandet av en fullständig ansökan underrätta den ansökande värdepapperscentralen om auktorisationen har beviljats eller avslagits.</P>
<P class="p1097 ft137"><SPAN class="ft137">3.</SPAN><SPAN class="ft154">Värdepapperscentraler som är etablerade i unionen och avser att upprätta en samverkande länk ska lämna in en ansökan om auktorisation enligt punkt 1 e till sina respektive behöriga myndigheter. De myndigheterna ska samråda med varandra om godkännandet av länken mellan värdepapperscentraler. Om de fattar olika beslut och båda myndigheterna samtycker, får ärendet hänskjutas till Esma, som får agera i enlighet med de befogenheter som Esma tilldelas enligt artikel 19 i förordning (EU) nr 1095/2010.</SPAN></P>
<P class="p1191 ft121"><SPAN class="ft121">4.</SPAN><SPAN class="ft155">De myndigheter som avses i punkt 3 ska endast neka att auktorisera en länk, om en sådan länk mellan vär</SPAN><SPAN class="ft131"> </SPAN>depapperscentraler skulle utgöra ett hot mot finansmarknadernas smidiga och ordnade funktion eller orsaka systemrisker.</P>
<P class="p1192 ft137"><SPAN class="ft137">5.</SPAN><SPAN class="ft154">Samverkande länkar hos värdepapperscentraler som utkontrakterar en del av sina tjänster med anknytning till dessa länkar för driftskompatibilitet till en offentlig enhet i enlighet med artikel 30.5 samt sådana samverkande länkar som inte avses i punkt 1 e ska inte vara föremål för auktorisation enligt den punkten utan anmälas till värdepapperscentralernas behöriga och relevanta myndigheter innan de upprättas, genom tillhandahållande av all relevant information som möjliggör för dessa myndigheter att bedöma uppfyllandet av kraven i artikel 48.</SPAN></P>
<P class="p1103 ft137"><SPAN class="ft137">6.</SPAN><SPAN class="ft154">En värdepapperscentral som är etablerad och auktoriserad i unionen får upprätthålla eller upprätta en länk med en värdepapperscentral i ett tredjeland i enlighet med de villkor och förfaranden som fastställs i denna artikel. Om länkarna upprättas med värdepapperscentraler i tredjeländer, ska den information som tillhandahålls av den ansökande värdepap</SPAN><SPAN class="ft136"> </SPAN>perscentralen göra det möjligt för den behöriga myndigheten att utvärdera om sådana länkar uppfyller de krav som fastställs i artikel 48 eller krav som är likvärdiga med dem som fastställs i artikel 48.</P>
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<TD class="tr37 td343"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td134"><P class="p17 ft123">28.8.2014</P></TD>
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<P class="p1193 ft137"><SPAN class="ft137">7.</SPAN><SPAN class="ft154">Den behöriga myndigheten för den ansökande värdepapperscentralen ska kräva att den värdepapperscentralen bryter en länk mellan värdepapperscentraler som har anmälts, om en sådan länk inte uppfyller de krav som föreskrivs i artikel 48 och därmed innebär ett hot mot finansmarknadernas smidiga och ordnade funktioneller orsakar systemrisker. Om en behörig myndighet som kräver att en värdepapperscentral ska bryta en länk mellan värdepapperscentraler ska den följa det förfarande som fastställs i artikel 20.2 och 20.3.</SPAN></P>
<P class="p1094 ft61"><SPAN class="ft61">8.</SPAN><SPAN class="ft149">De ytterligare anknutna tjänster som uttryckligen anges i avsnitt B i bilagan ska inte vara föremål för auktorisation utan ska anmälas till den behöriga myndigheten innan de tillhandahålls.</SPAN></P>
<P class="p1194 ft124">Artikel 20</P>
<P class="p1195 ft126">Återkallande av auktorisation</P>
<P class="p1196 ft61">1. Utan att det påverkar eventuella korrigerande åtgärder enligt avdelning V ska den behöriga myndigheten i hem<SPAN class="ft83"> </SPAN>medlemsstaten återkalla auktorisationen under någon av följande omständigheter, om värdepapperscentralen</P>
<P class="p1115 ft61"><SPAN class="ft61">a)</SPAN><SPAN class="ft148">under tolv månader inte har utnyttjat sin auktorisation, uttryckligen har frånsagt sig auktorisationen eller inte har tillhandahållit några tjänster eller utövat någon verksamhet under de föregående sex månaderna,</SPAN></P>
<P class="p1063 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft148">har erhållit auktorisationen genom att lämna osanna uppgifter eller på något annat olagligt sätt,</SPAN></P>
<P class="p1113 ft61"><SPAN class="ft32">c)</SPAN><SPAN class="ft157">inte längre uppfyller de villkor enligt vilka auktorisationen beviljades och inte har vidtagit de korrigerande åtgärder som den behöriga myndigheten har begärt inom en viss tidsfrist,</SPAN></P>
<P class="p1115 ft61"><SPAN class="ft121">d)</SPAN><SPAN class="ft148">allvarligt eller systematiskt har överträtt kraven som föreskrivs i den här förordningen och i tillämpliga fall i direktiv 2014/65/EU eller förordning (EU) nr 600/2014.</SPAN></P>
<P class="p1085 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">Så snart den behöriga myndigheten upptäcker att någon av de omständigheter som avses i punkt 1 föreligger, ska den omedelbart samråda med de relevanta myndigheter och i tillämpliga fall den myndighet som avses i artikel 67 i direktiv 2014/65/EU om huruvida auktorisationen måste återkallas.</SPAN></P>
<P class="p1093 ft61"><SPAN class="ft61">3.</SPAN><SPAN class="ft149">Esma eller någon relevant myndighet och i tillämpliga fall den myndighet som avses i artikel 67 i direktiv 2014/65/EU får när som helst begära att den behöriga myndigheten i hemmedlemsstaten undersöker om denna vär</SPAN><SPAN class="ft83"> </SPAN>depapperscentral fortfarande uppfyller villkoren för auktorisationen.</P>
<P class="p1093 ft61"><SPAN class="ft61">4.</SPAN><SPAN class="ft149">Den behöriga myndigheten får begränsa återkallandet av auktorisationen till en viss tjänst, verksamhet eller finan</SPAN><SPAN class="ft83"> </SPAN>siellt instrument.</P>
<P class="p1085 ft61"><SPAN class="ft61">5.</SPAN><SPAN class="ft149">En värdepapperscentral ska upprätta, genomföra och upprätthålla lämpliga förfaranden som säkerställer punktlig och ordnad avveckling och att kundernas och deltagarnas tillgångar överförs till en annan värdepapperscentral i händelse av återkallande av auktorisationen som avses i punkt 1.</SPAN></P>
<P class="p1182 ft124">Artikel 21</P>
<P class="p1197 ft126">Register över värdepapperscentraler</P>
<P class="p1034 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft150">Beslut som fattas av behöriga myndigheter enligt artiklarna 16, 19 och 20 ska omedelbart meddelas Esma.</SPAN></P>
<P class="p1108 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">Centralbankerna ska utan onödigt dröjsmål underrätta Esma om de avvecklingssystem för värdepapper som de driver.</SPAN></P>
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<TD class="tr55 td337"><P class="p68 ft122">SV</P></TD>
<TD class="tr37 td301"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td35"><P class="p20 ft123">L 257/31</P></TD>
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<P class="p1198 ft121">3. Namnet på varje värdepapperscentral som bedriver verksamhet enligt denna förordning och som har beviljats auktorisation enligt artiklarna 16, 19 eller 25 ska föras in i ett register med angivande av de tjänster och i tillämpliga fall de typer av finansiella instrument för vilka värdepapperscentralen har auktoriserats. Registret ska inbegripa värdepap<SPAN class="ft131"> </SPAN>perscentralens filialer som värdepapperscentralen driver i andra medlemsstater, länkar mellan värdepapperscentraler och de uppgifter som krävs enligt artikel 31, om medlemsstaterna har använt sig av den möjlighet som anges i den artikeln. Esma ska göra registret tillgängligt på sin särskilda webbplats och hålla det uppdaterad.</P>
<P class="p1199 ft61">A v s n i t t 3</P>
<P class="p1200 ft126">T i l l s y n a v v ä r d e p a p p e r s c e n t r a l e r</P>
<P class="p1201 ft124">Artikel 22</P>
<P class="p1202 ft126">Översyn och utvärdering</P>
<P class="p1203 ft137"><SPAN class="ft137">1.</SPAN><SPAN class="ft154">Den behöriga myndigheten ska minst en gång om året se över de arrangemang, strategier, förfaranden och meka</SPAN><SPAN class="ft136"> </SPAN>nismer som har genomförts av en värdepapperscentral för efterlevande av denna förordning samt utvärdera de risker som denna värdepapperscentral är eller kan vara exponerad mot eller som den ger upphov till för värdepappersmarknadernas smidiga funktion.</P>
<P class="p1204 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">Den behöriga myndigheten ska kräva att värdepapperscentralen överlämnar en tillfredsställande återhämtningsplan som säkerställer kontinuitet i dess huvudverksamhet till de behöriga myndigheterna.</SPAN></P>
<P class="p1028 ft137"><SPAN class="ft137">3.</SPAN><SPAN class="ft154">Den behöriga myndigheten ska säkerställa att en adekvat resolutionsplan upprättas och upprätthålls för varje värdepapperscentral, så att kontinuitet säkerställs åtminstone för dess kärnverksamhet, med beaktande av storleken, systemvikten, arten, omfattningen och komplexitetsgraden i den berörda värdepapperscentralens verksamhet och en eventuell relevant resolutionsplan som har upprättats i enlighet med direktiv 2014/59/EU.</SPAN></P>
<P class="p1205 ft137"><SPAN class="ft137">4.</SPAN><SPAN class="ft154">Den behöriga myndigheten ska fastställa hur ofta och hur djupgående översynen och utvärderingen enligt punkt 1 ska genomföras, med beaktande storleken, systemvikten, arten, omfattningen och komplexitetsgraden i den berörda värdepapperscentralens verksamhet. Översynen och utvärderingen ska uppdateras minst en gång årligen.</SPAN></P>
<P class="p1206 ft61"><SPAN class="ft61">5.</SPAN><SPAN class="ft149">Den behöriga myndigheten ska göra inspektioner på plats hos värdepapperscentralen.</SPAN></P>
<P class="p1205 ft121"><SPAN class="ft121">6.</SPAN><SPAN class="ft155">När den behöriga myndigheten utför den översyn och utvärdering som avses i punkt 1, ska den i ett tidigt skede samråda med de relevanta myndigheter, särskilt om hur de avvecklingssystem för värdepapper som drivs av värdepappers</SPAN><SPAN class="ft131"> </SPAN>centralen fungerar, och, i tillämpliga fall, med den myndighet som avses i artikel 67 i direktiv 2014/65/EU.</P>
<P class="p1207 ft61"><SPAN class="ft61">7.</SPAN><SPAN class="ft149">Den behöriga myndigheten ska regelbundet och minst en gång om året informera de relevanta myndigheter och, i tillämpliga fall, den myndighet som avses i artikel 67 i direktiv 2014/65/EU om resultaten av den översyn och utvär</SPAN><SPAN class="ft83"> </SPAN>dering som avses i punkt 1, inbegripet eventuella korrigerande åtgärder eller sanktioner.</P>
<P class="p1102 ft61"><SPAN class="ft61">8.</SPAN><SPAN class="ft149">När de utför den översyn och utvärdering som avses i punkt 1, ska de behöriga myndigheter som ansvarar för tillsynen av värdepapperscentraler som upprätthåller de typer av förbindelser som avses i artikel 17.6 a, b och c ge varandra all relevant information som kan underlätta arbetet.</SPAN></P>
<P class="p1102 ft61"><SPAN class="ft61">9.</SPAN><SPAN class="ft149">Den behöriga myndigheten ska ålägga en värdepapperscentral som inte uppfyller kraven i denna förordning att i ett tidigt skede vidta de åtgärder som krävs för att hantera situationen.</SPAN></P>
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<TD class="tr37 td343"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
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<P class="p1126 ft61">10. Esma ska i nära samarbete med medlemmarna i ECBS utarbeta förslag till tekniska standarder för tillsyn i syfte att fastställa följande:</P>
<P class="p1106 ft61"><SPAN class="ft61">a)</SPAN><SPAN class="ft148">Den information som värdepapperscentralen ska lämna till den behöriga myndigheten för den översyn och utvärdering som avses i punkt 1.</SPAN></P>
<P class="p1044 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft148">Den information som den behöriga myndigheten ska lämna till de relevanta myndigheter som avses i punkt 7.</SPAN></P>
<P class="p1208 ft61"><SPAN class="ft32">c)</SPAN><SPAN class="ft157">Den information som de behöriga myndigheter som avses i punkt 8 ska lämna till varandra.</SPAN></P>
<P class="p1209 ft61">Esma ska överlämna dessa förslag till tekniska standarder för tillsyn till kommissionen senast den 18 juni 2015.</P>
<P class="p1093 ft61">Kommissionen delegeras befogenhet att anta de tekniska standarder för tillsyn som avses i första stycket i enlighet med artiklarna <NOBR>10–14</NOBR> i förordning (EU) nr 1095/2010.</P>
<P class="p1210 ft61">11. Esma ska i nära samarbete med medlemmarna i ECBS utarbeta förslag till tekniska standarder för genomförande i syfte att fastställa standardformulär, mallar och förfaranden för tillhandahållande av information i enlighet med punkt 10 första stycket.</P>
<P class="p1211 ft61">Esma ska överlämna dessa förslag till tekniska standarder för genomförande till kommissionen senast den 18 juni 2015.</P>
<P class="p1184 ft61">Kommissionen ges befogenhet att anta de tekniska standarder för genomförande som avses i första stycket i enlighet med artikel 15 i förordning (EU) nr 1095/2010.</P>
<P class="p1212 ft61">A v s n i t t 4</P>
<P class="p1213 ft126">T i l l h a n d a h å l l a n d e a v t j ä n s t e r i e n a n n a n m e d l e m s s t a t</P>
<P class="p1161 ft124">Artikel 23</P>
<P class="p1214 ft126">Frihet att tillhandahålla tjänster i en annan medlemsstat</P>
<P class="p1163 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft149">En auktoriserad värdepapperscentral får tillhandahålla de tjänster som avses i bilagan inom unionens territorium, inbegripet genom att upprätta en filial, förutsatt att de tjänsterna omfattas av auktorisationen.</SPAN></P>
<P class="p1215 ft137"><SPAN class="ft137">2.</SPAN><SPAN class="ft154">En auktoriserad värdepapperscentral som avser att tillhandahålla de huvudtjänster som avses i punkterna 1 och 2 i avsnitt A i bilagan med anknytning till finansiella instrument som har utfärdats enligt en annan medlemsstats rätt som avses i artikel 49.1 eller att inrätta en filial i en annan medlemsstat ska omfattas av det förfarande som avses i punkterna </SPAN><NOBR>3–7.</NOBR></P>
<P class="p1184 ft137"><SPAN class="ft137">3.</SPAN><SPAN class="ft154">Varje värdepapperscentral som för första gången önskar tillhandahålla de tjänster som avses i punkt 2 inom en annan medlemsstats territorium eller ändra omfattningen av de tillhandahållna tjänsterna ska meddela den behöriga myndigheten i hemmedlemsstaten följande:</SPAN></P>
<P class="p1045 ft61"><SPAN class="ft61">a)</SPAN><SPAN class="ft148">I vilken medlemsstat värdepapperscentralen avser att inleda verksamhet.</SPAN></P>
<P class="p1208 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft148">En verksamhetsplan med uppgift särskilt om vilken eller vilka tjänster värdepapperscentralen avser att tillhandahålla.</SPAN></P>
<P class="p1045 ft61"><SPAN class="ft32">c)</SPAN><SPAN class="ft157">Vilken eller vilka valutor som värdepapperscentralen avser att hantera.</SPAN></P>
<P class="p1208 ft61"><SPAN class="ft121">d)</SPAN><SPAN class="ft148">Om det finns en filial, filialens organisatoriska struktur och namnen på dem som ansvarar för ledningen av filialen.</SPAN></P>
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<P class="p1216 ft61"><SPAN class="ft32">e)</SPAN><SPAN class="ft148">I relevanta fall en bedömning av de åtgärder som värdepapperscentralen avser att vidta för att möjliggöra användarnas efterlevnad av den nationella rätt som avses i artikel 49.1.</SPAN></P>
<P class="p1217 ft137">4. Inom tre månader från mottagandet av den information som avses i punkt 3 ska den behöriga myndigheten i hemmedlemsstaten lämna informationen till den behöriga myndigheten i värdmedlemsstaten, såvida den inte, med hänsyn till det planerade tillhandahållandet av de avsedda tjänsterna, har anledning att tvivla på lämpligheten i den administrativa strukturen eller den finansiella situationen för den värdepapperscentral som önskar tillhandahålla sina tjänster i värdmedlemsstaten.</P>
<P class="p1074 ft61">Den behöriga myndigheten i värdmedlemsstaten ska utan dröjsmål underrätta de relevanta myndigheterna i den medlems<SPAN class="ft83"> </SPAN>staten om eventuell information som har mottagits enligt första stycket.</P>
<P class="p1218 ft121"><SPAN class="ft32">5.</SPAN><SPAN class="ft155">Om den behöriga myndigheten i hemmedlemsstaten i enlighet med punkt 4 beslutar att inte översända all infor</SPAN><SPAN class="ft131"> </SPAN>mation som avses i punkt 3 till värdmedlemsstatens behöriga myndighet, ska den informera den berörda värdepappers<SPAN class="ft131"> </SPAN>centralen om skälen för vägran inom tre månader från det att den har mottagit all information samt informera värd<SPAN class="ft131"> </SPAN>medlemsstatens behöriga myndighet om sitt beslut vad gäller punkt 6 a. När information delges som svar på en sådan begäran, ska värdmedlemsstatens behöriga myndighet inte utfärda det meddelande som avses i punkt 6 a.</P>
<P class="p1204 ft61"><SPAN class="ft61">6.</SPAN><SPAN class="ft149">Värdepapperscentralen får börja tillhandahålla de tjänster som avses i punkt 2 i värdmedlemsstaten på följande villkor:</SPAN></P>
<P class="p1173 ft61"><SPAN class="ft32">a)</SPAN><SPAN class="ft148">Den har mottagit ett meddelande från den behöriga myndigheten i värdmedlemsstaten som bekräftar att myndigheten har tagit emot den information som avses i punkt 4 och, som i relevanta fall, godkänner den bedömning som avses i punkt 3 e.</SPAN></P>
<P class="p1105 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft158">Om det inte har kommit någon mottagningsbekräftelse, inom tre månader från dagen för översändandet av den information som avses i punkt 4.</SPAN></P>
<P class="p1028 ft137">7. Vid ändring av de förhållanden om vilka information har lämnats i enlighet med punkt 3 ska värdepapperscentralen skriftligen meddela den behöriga myndigheten i hemmedlemsstaten ändringen senast en månad innan den genomför ändringen. Den behöriga myndigheten i värdmedlemsstaten ska också utan dröjsmål underrättas om ändringen genom hemmedlemsstatens behöriga myndighet.</P>
<P class="p1219 ft124">Artikel 24</P>
<P class="p1220 ft126">Samarbete mellan myndigheter i hemmedlemsstaten och värdmedlemsstaten samt inbördes utvärdering</P>
<P class="p1101 ft123"><SPAN class="ft123">1.</SPAN><SPAN class="ft156">Om en värdepapperscentral som är auktoriserad i en medlemsstat har inrättat en filial i en annan medlemsstat, ska den behöriga myndigheten i hemmedlemsstaten och den behöriga myndigheten i värdmedlemsstaten samarbeta nära med varandra vid utförandet av sina uppgifter som föreskrivs i denna förordning, särskilt vid genomförandet av inspektioner på plats vid filialen i fråga. Den behöriga myndigheten i hemmedlemsstaten respektive värdmedlemsstaten får, under utövandet av sina uppgifter och efter att ha underrättat den behöriga myndigheten i värdmedlemsstaten eller hemmed</SPAN><SPAN class="ft140"> </SPAN>lemsstaten, genomföra inspektioner på plats vid filialen i fråga.</P>
<P class="p1207 ft137"><SPAN class="ft137">2.</SPAN><SPAN class="ft154">De behöriga myndigheterna i hemmedlemsstaten eller värdmedlemsstaterna får kräva att värdepapperscentraler som tillhandahåller tjänster i enlighet med artikel 23 regelbundet ska rapportera till dem om sin verksamhet i den värd</SPAN><SPAN class="ft136"> </SPAN>medlemsstaten, inbegripet för att samla in statistik. De behöriga myndigheterna i värdmedlemsstaten ska på begäran av de behöriga myndigheterna i hemmedlemsstaten tillhandahålla hemmedlemsstatens behöriga myndighet de regelbundna rapporterna.</P>
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<TD class="tr37 td343"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
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<P class="p1012 ft137"><SPAN class="ft137">3.</SPAN><SPAN class="ft159">Den behöriga myndigheten i värdepapperscentralens hemmedlemsstat ska på begäran av den behöriga myndigheten</SPAN></P>
<P class="p1221 ft121"><SPAN class="ft121">i</SPAN><SPAN class="ft160">värdmedlemsstaten utan dröjsmål lämna såväl upplysningar om vilka emittenterna och deltagarna är i de avvecklings</SPAN><SPAN class="ft131"> </SPAN>system för värdepapper som drivs av den värdepapperscentral som tillhandahåller tjänster i den värdmedlemsstaten som all annan relevant information om den värdepapperscentralens verksamhet i värdmedlemsstaten.</P>
<P class="p1222 ft137"><SPAN class="ft137">4.</SPAN><SPAN class="ft154">När, med beaktande av värdepappersmarknadssituationen i värdmedlemsstaten, den verksamhet som bedrivs av en värdepapperscentral har kommit att få väsentlig betydelse för värdepappersmarknadernas funktion och för skyddet av investerarna i värdmedlemsstaten, ska den behöriga myndigheten i hem- och värdmedlemsstaten och de relevanta myndigheterna i </SPAN><NOBR>hem-och</NOBR> värdmedlemsstaten upprätta samarbetsarrangemang för tillsynen av värdepapperscentralens verksamhet i värdmedlemsstaten.</P>
<P class="p1223 ft61">Om en värdepapperscentral har kommit att få väsentlig betydelse för värdepappersmarknadernas funktion och för skyddet av investerarna i mer än en värdmedlemsstat, får hemmedlemsstaten besluta att sådana samarbetsarrangemang ska inbegripa tillsynskollegier.</P>
<P class="p1224 ft137">5. Om den behöriga myndigheten i värdmedlemsstaten har tydliga och verifierbara skäl att anta att en värdepappers<SPAN class="ft136"> </SPAN>central som tillhandahåller tjänster inom värdmedlemsstatens territorium i enlighet med artikel 23 bryter mot de skyldigheter som följer av bestämmelserna i denna förordning, ska den underrätta den behöriga myndigheten i hem<SPAN class="ft136"> </SPAN>medlemsstaten och Esma om sina iakttagelser.</P>
<P class="p1225 ft121">Om värdepapperscentralen, trots de åtgärder som vidtas av den behöriga myndigheten i hemmedlemsstaten eller för att dessa åtgärder har visat sig vara otillräckliga, fortsätter att överträda de skyldigheter som följer av bestämmelserna i denna förordning, ska den behöriga myndigheten i värdmedlemsstaten efter att ha informerat den behöriga myndigheten i hemmedlemsstaten vidta alla lämpliga åtgärder som behövs för att se till att bestämmelserna i denna förordning följs inom värdmedlemsstatens territorium. Esma ska utan dröjsmål informeras om sådana åtgärder.</P>
<P class="p1226 ft61">Den behöriga myndigheten i värdmedlemsstaten och hemmedlemsstaten får hänskjuta ärendet till Esma, som får agera i enlighet med de befogenheter som den tilldelas enligt artikel 19 i förordning (EU) nr 1095/2010.</P>
<P class="p1227 ft137">6. Utan att det påverkar artikel 30 i förordning (EU) nr 1095/2010 ska Esma efter samråd med medlemmarna i ECBS åtminstone vart tredje år organisera och genomföra en inbördes utvärdering av tillsynen av de värdepapperscentraler som utnyttjar friheten att tillhandahålla tjänster i en annan medlemsstat i enlighet med artikel 23 eller deltar i en samverkande länk.</P>
<P class="p1225 ft121">Inom ramen för den inbördes utvärdering som avses i första stycket ska Esma, i lämpliga fall, också begära yttranden eller råd från den intressentgrupp för värdepapper och marknader som avses i artikel 37 i förordning (EU) nr 1095/2010.</P>
<P class="p1228 ft121"><SPAN class="ft121">7.</SPAN><SPAN class="ft155">Kommissionen ska ges befogenhet att anta delegerade akter i enlighet med artikel 67 i fråga om åtgärder för att fastställa de kriterier enligt vilka en värdepapperscentrals verksamhet i en värdmedlemsstat kan anses vara av väsentlig betydelse för värdepappersmarknadernas funktion och för skyddet av investerarna i den värdmedlemsstaten.</SPAN></P>
<P class="p1228 ft61"><SPAN class="ft61">8.</SPAN><SPAN class="ft149">Esma ska i nära samarbete med medlemmarna i ECBS utarbeta förslag till tekniska standarder för genomförande i syfte att fastställa standardformulär, mallar och förfaranden för det samarbete som avses i punkterna 1, 3 och 5.</SPAN></P>
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<TD class="tr37 td170"><P class="p171 ft121">28.8.2014</P></TD>
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<P class="p938 ft61">Esma ska överlämna dessa förslag till tekniska standarder för genomförande till kommissionen senast den 18 juni 2015.</P>
<P class="p1229 ft61">Kommissionen ges befogenhet att anta de tekniska standarder för genomförande som avses i första stycket i enlighet med artikel 15 i förordning (EU) nr 1095/2010.</P>
<P class="p1141 ft61">A v s n i t t 5</P>
<P class="p1230 ft126">F ö r b i n d e l s e r m e d t r e d j e l a n d</P>
<P class="p1201 ft124">Artikel 25</P>
<P class="p1231 ft126">Tredjeland</P>
<P class="p1077 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft149">Värdepapperscentraler från tredjeland får tillhandahålla de tjänster som avses i bilagan inom unionens territorium, inbegripet genom att etablera en filial.</SPAN></P>
<P class="p1097 ft137"><SPAN class="ft137">2.</SPAN><SPAN class="ft154">Utan hinder av vad som sägs i punkt 1 ska en värdepapperscentral från tredjeland som avser att tillhandahålla de huvudtjänster som avses i punkterna 1 och 2 i avsnitt A i bilagan med anknytning till finansiella instrument som har utfärdats enligt en medlemsstats rätt som avses i artikel 49.1 andra stycket eller att inrätta en filial i en medlemsstat omfattas av det förfarande som avses i punkterna </SPAN><NOBR>4–11</NOBR> i den här artikeln.</P>
<P class="p1232 ft61"><SPAN class="ft61">3.</SPAN><SPAN class="ft149">En värdepapperscentral som är etablerad och auktoriserad i unionen får upprätthålla eller upprätta en länk med en värdepapperscentral från ett tredjeland i enlighet med artikel 48.</SPAN></P>
<P class="p1150 ft137"><SPAN class="ft137">4.</SPAN><SPAN class="ft154">Esma får efter samråd med de myndigheter som avses i punkt 5 erkänna en värdepapperscentral från tredjeland som</SPAN></P>
<P class="p1118 ft61">har ansökt om erkännande för att tillhandahålla de tjänster som avses i punkt 2, om följande villkor är uppfyllda:</P>
<P class="p1117 ft61"><SPAN class="ft32">a)</SPAN><SPAN class="ft148">Kommissionen har antagit ett beslut i enlighet med punkt 9.</SPAN></P>
<P class="p1121 ft137"><SPAN class="ft121">b)</SPAN><SPAN class="ft161">Värdepapperscentralen från tredjeland är föremål för effektiv auktorisation, tillsyn och övervakning eller, om avveck</SPAN><SPAN class="ft136"> </SPAN>lingssystemet för värdepapper drivs av en centralbank, övervakning, som garanterar fullständig efterlevnad av de stabilitetskrav som är tillämpliga i det tredjelandet.</P>
<P class="p1121 ft61"><SPAN class="ft32">c)</SPAN><SPAN class="ft148">Det har upprättats samarbetsarrangemang mellan Esma och de ansvariga myndigheterna i det tredjelandet (nedan kallade </SPAN><SPAN class="ft124">ansvariga tredjelandsmyndigheter</SPAN>) enligt punkt 10.</P>
<P class="p1233 ft137"><SPAN class="ft121">d)</SPAN><SPAN class="ft161">Värdepapperscentralen från tredjeland vidtar i relevanta fall nödvändiga åtgärder för att möjliggöra efterlevnad bland sina användare av den relevanta nationella rätten i den medlemsstat där den avser att tillhandahålla värdepappers</SPAN><SPAN class="ft136"> </SPAN>centralstjänster, inklusive den rätt som avses i artikel 49.1 andra stycket, och de åtgärdernas lämplighet har bekräftats av de behöriga myndigheterna i den medlemsstat där värdepapperscentralen från tredjeland avser att tillhandahålla värdepapperscentralstjänster.</P>
<P class="p957 ft61">5. När Esma bedömer om de villkor som avses i punkt 4 är uppfyllda, ska den samråda med</P>
<P class="p1121 ft61"><SPAN class="ft32">a)</SPAN><SPAN class="ft148">de behöriga myndigheterna i de medlemsstater i vilka värdepapperscentralen från tredjeland har för avsikt att till</SPAN><SPAN class="ft83"> </SPAN>handahålla värdepapperscentralstjänster, särskilt om hur värdepapperscentralen från tredjeland avser att efterleva det krav som avses i punkt 4 d,</P>
<P class="p1234 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft158">de relevanta myndigheterna,</SPAN></P>
<P class="p1121 ft61"><SPAN class="ft32">c)</SPAN><SPAN class="ft148">de ansvariga tredjelandsmyndigheter som getts uppdraget att auktorisera, utöva tillsyn över och övervaka värdepap</SPAN><SPAN class="ft83"> </SPAN>perscentraler.</P>
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<P class="p1174 ft61"><SPAN class="ft61">6.</SPAN><SPAN class="ft150">Den värdepapperscentral från tredjeland som avses i punkt 2 ska lämna in sin ansökan om erkännande till Esma.</SPAN></P>
<P class="p1094 ft137">Den ansökande värdepapperscentralen ska överlämna all information till Esma som anses nödvändig för erkännande. Esma ska göra en bedömning av om ansökan är fullständig inom 30 arbetsdagar från och med mottagandet av ansökan. Om ansökan inte är fullständig, ska Esma fastställa en tidsfrist, inom vilken den ansökande värdepapperscentralen måste lämna kompletterande information.</P>
<P class="p1135 ft137">De behöriga myndigheterna i de medlemsstater där värdepapperscentralen från tredjeland avser att tillhandahålla vär<SPAN class="ft136"> </SPAN>depapperscentralstjänster ska bedöma huruvida värdepapperscentralen från tredjeland efterlever den rätt som avses i punkt 4 d och med ett fullständigt motiverat beslut underrätta Esma om huruvida den efterlevs eller inte inom tre månader från det att all nödvändig information mottagits från Esma.</P>
<P class="p1235 ft61">Beslutet om erkännande ska baseras på de kriterier som fastställs i punkt 4.</P>
<P class="p1096 ft61">Senast sex månader efter inlämnandet av en fullständig ansökan ska Esma skriftligen med ett fullständigt motiverat beslut underrätta den sökande värdepapperscentralen om huruvida erkännande beviljats eller avslagits.</P>
<P class="p1094 ft137">7. De behöriga myndigheterna i medlemsstaterna – där den enligt punkt 4 vederbörligen erkända värdepapperscen<SPAN class="ft136"> </SPAN>tralen från tredjeland tillhandahåller värdepapperscentralstjänster – får i nära samarbete med Esma begära att de ansvariga tredjelandsmyndigheterna ska</P>
<P class="p1236 ft61"><SPAN class="ft61">a)</SPAN><SPAN class="ft148">regelbundet rapportera om den verksamhet som bedrivs av värdepapperscentralen från tredjeland i de värdmedlems</SPAN><SPAN class="ft83"> </SPAN>staterna, inbegripet för att samla in statistik,</P>
<P class="p1113 ft137"><SPAN class="ft121">b)</SPAN><SPAN class="ft151">inom en lämplig tidsperiod lämna såväl upplysningar om vilka emittenterna och deltagarna är i de avvecklingssystem för värdepapper som drivs av den värdepapperscentral från tredjeland som tillhandahåller tjänster i den värdmedlems</SPAN><SPAN class="ft136"> </SPAN>staten som all annan relevant information om den verksamhet som bedrivs av värdepapperscentralen från tredjeland i värdmedlemsstaten.</P>
<P class="p1096 ft61">8. Esma ska efter att ha samrått med de myndigheter som avses i punkt 5 se över erkännandet av värdepappers<SPAN class="ft83"> </SPAN>centralen från tredjeland, om den värdepapperscentralen utvidgar sina tjänster i unionen enligt det förfarande som fastställs i punkterna 4, 5 och 6.</P>
<P class="p1108 ft61">Esma ska återkalla erkännandet av värdepapperscentralen, om de villkor som fastställs i punkt 4 inte längre är uppfyllda eller under de omständigheter som avses i artikel 20.</P>
<P class="p1131 ft121">9. Kommissionen får anta genomförandeakter för att fastställa att den rättsliga och tillsynsmässiga ramen i ett tredje<SPAN class="ft131"> </SPAN>land säkerställer att värdepapperscentraler som har auktoriserats i det tredjelandet följer rättsligt bindande krav, som i praktiken är likvärdiga med kraven i denna förordning, och att de värdepapperscentralerna fortlöpande är föremål för effektiv tillsyn, övervakning och efterlevnadskontroll i det tredjelandet samt att det tredjelandets rättsliga ram tillhanda<SPAN class="ft131"> </SPAN>håller ett effektivt och likvärdigt system för erkännandet av värdepapperscentraler som är auktoriserade enligt tredje<SPAN class="ft131"> </SPAN>landslagstiftning. Dessa genomförandeakter ska antas i enlighet med granskningsförfarandet som avses i artikel 68.2.</P>
<P class="p1224 ft61">Vidare får kommissionen, vid fastställandet som avses i första stycket, även överväga huruvida denna rättsliga och tillsynsmässiga ram i ett tredjeland även återspeglar <NOBR>CPSS-IOSCO:s</NOBR> internationellt erkända standarder, såvitt dessa inte strider mot kraven som föreskrivs i denna förordning.</P>
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<P class="p1116 ft61">10. I enlighet med artikel 33.1 i förordning (EU) nr 1095/2010 ska Esma upprätta samarbetsavtal med de ansvariga tredjelandsmyndigheterna vilkas rättsliga och tillsynsmässiga ramar erkänts som likvärdiga med denna förordning i enlighet med punkt 9. Sådana avtal ska minst ange följande:</P>
<P class="p1123 ft121"><SPAN class="ft32">a)</SPAN><SPAN class="ft152">Mekanismen för informationsutbyte mellan Esma, behöriga myndigheter i värdmedlemsstaten och de ansvariga tredje</SPAN><SPAN class="ft131"> </SPAN>landsmyndigheterna, inbegripet tillträde till all information som Esma begär om de värdepapperscentraler som är auktoriserade i tredjeländerna, i synnerhet tillträde till information i de fall som avses i punkt 7.</P>
<P class="p1237 ft121"><SPAN class="ft121">b)</SPAN><SPAN class="ft147">Mekanismen för att snabbt underrätta Esma när en ansvarig tredjelandsmyndighet anser att en värdepapperscentral som den utövar tillsyn över överträder villkoren för sin auktorisation eller annan tillämplig rätt.</SPAN></P>
<P class="p1206 ft61"><SPAN class="ft32">c)</SPAN><SPAN class="ft148">Förfarandena för samordning av tillsynsverksamhet, om lämpligt inbegripet inspektioner på plats.</SPAN></P>
<P class="p1238 ft137">Om ett sådant samarbetsavtal innehåller bestämmelser om överföring av personuppgifter från en medlemsstat, ska dessa överföringar följa bestämmelserna i direktiv 95/46/EG, och när ett samarbetsavtal innehåller bestämmelser om att Esma ska överföra personuppgifter, ska dessa överföringar följa bestämmelserna i förordning (EG) nr 45/2001.</P>
<P class="p1170 ft61"><SPAN class="ft61">11.</SPAN><SPAN class="ft149">Om en värdepapperscentral från tredjeland har erkänts i enlighet med punkterna </SPAN><NOBR>4–8,</NOBR> får den tillhandahålla de tjänster som avses i bilagan inom unionens territorium, inbegripet genom att inrätta en filial.</P>
<P class="p1028 ft137"><SPAN class="ft137">12.</SPAN><SPAN class="ft154">Esma ska i nära samarbete med medlemmarna i ECBS utarbeta förslag till tekniska standarder för tillsyn i syfte att fastställa vilka uppgifter den sökande värdepapperscentralen ska lämna till Esma i sin ansökan om erkännande enligt punkt 6.</SPAN></P>
<P class="p1239 ft61">Esma ska överlämna dessa förslag till tekniska standarder för tillsyn till kommissionen senast den 18 juni 2015.</P>
<P class="p1240 ft61">Kommissionen delegeras befogenhet att anta de tekniska standarder för tillsyn som avses i första stycket i enlighet med artiklarna <NOBR>10–14</NOBR> i förordning (EU) nr 1095/2010.</P>
<P class="p1241 ft141">KAPITEL II</P>
<P class="p1242 ft153">Krav på värdepapperscentraler</P>
<P class="p1141 ft61">A v s n i t t 1</P>
<P class="p1243 ft126">O r g a n i s a t o r i s k a k r a v</P>
<P class="p1201 ft124">Artikel 26</P>
<P class="p1244 ft126">Allmänna bestämmelser</P>
<P class="p1203 ft137"><SPAN class="ft137">1.</SPAN><SPAN class="ft154">En värdepapperscentral ska ha stabila styrformer, vilket omfattar en tydlig organisationsstruktur med en tydlig, överblickbar och konsekvent ansvarsfördelning, effektiva metoder för att identifiera, hantera, övervaka och rapportera de risker som den är eller kan bli utsatt för samt en tillfredsställande ersättningspolitik och rutiner för intern kontroll, däribland sunda förfaranden för administration och redovisning.</SPAN></P>
<P class="p1245 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">En värdepapperscentral ska införa riktlinjer och förfaranden som är så effektiva att de säkerställer efterlevnad av denna förordning, inklusive ledningens och de anställdas efterlevnad av alla förordningens bestämmelser.</SPAN></P>
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<P class="p1246 ft121"><SPAN class="ft121">3.</SPAN><SPAN class="ft155">En värdepapperscentral ska ha och tillämpa effektiva skriftliga organisatoriska och administrativa förfaranden för att identifiera och hantera potentiella intressekonflikter mellan värdepapperscentralen själv, inbegripet dess ledning, anställda, ledamöter av ledningsorganet eller någon person med direkt eller indirekt koppling till dem, och dess deltagare eller kunder. Den ska upprätthålla och genomföra lämpliga förfaranden för lösande av eventuella intressekonflikter.</SPAN></P>
<P class="p1063 ft61"><SPAN class="ft61">4.</SPAN><SPAN class="ft150">En värdepapperscentral ska offentliggöra sina styrelseformer och regelverk för verksamheten.</SPAN></P>
<P class="p1107 ft61"><SPAN class="ft61">5.</SPAN><SPAN class="ft149">En värdepapperscentral ska ha lämpliga förfaranden för att låta sina anställda rapportera internt om potentiella överträdelser av denna förordning genom en särskild kanal.</SPAN></P>
<P class="p1246 ft121"><SPAN class="ft121">6.</SPAN><SPAN class="ft155">Värdepapperscentralen ska vara föremål för regelbundna och oberoende revisioner. Resultaten av dessa ska meddelas ledningsorganet och tillhandahållas den behöriga myndigheten och användarkommittén, när lämpligt med beaktande av potentiella intressekonflikter mellan medlemmarna i användarkommittén och värdepapperscentralen.</SPAN></P>
<P class="p1062 ft137"><SPAN class="ft137">7.</SPAN><SPAN class="ft159">När en värdepapperscentral ingår i en företagskoncern som omfattar andra värdepapperscentraler eller sådana</SPAN></P>
<P class="p1247 ft61">kreditinstitut som avses i avdelning IV, ska den anta detaljerade riktlinjer och förfaranden som specificerar hur de krav som fastställs i denna artikel ska tillämpas på koncernen och de olika enheterna i koncernen.</P>
<P class="p1126 ft61">8. Esma ska i nära samarbete med medlemmarna i ECBS utarbeta förslag till tekniska standarder för tillsyn i syfte att på värdepapperscentralsnivå och på koncernnivå som avses i punkt 7 fastställa:</P>
<P class="p1045 ft61"><SPAN class="ft61">a)</SPAN><SPAN class="ft148">De övervakningsverktyg för de risker för värdepapperscentraler som avses i punkt 1.</SPAN></P>
<P class="p1208 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft148">Nyckelpersonals ansvar i fråga om riskerna för värdepapperscentraler som avses i punkt 1.</SPAN></P>
<P class="p1062 ft61"><SPAN class="ft32">c)</SPAN><SPAN class="ft157">De potentiella intressekonflikter som avses i punkt 3.</SPAN></P>
<P class="p1208 ft61"><SPAN class="ft121">d)</SPAN><SPAN class="ft148">De revisionsmetoder som avses i punkt 6.</SPAN></P>
<P class="p1248 ft137"><SPAN class="ft32">e)</SPAN><SPAN class="ft162">De omständigheter under vilka det vore lämpligt att delge användarkommittén revisionens resultat i enlighet med punkt 6, med beaktande av potentiella intressekonflikter mellan medlemmarna i användarkommittén och värdepap</SPAN><SPAN class="ft136"> </SPAN>perscentralen.</P>
<P class="p1180 ft61">Esma ska överlämna dessa förslag till tekniska standarder för tillsyn till kommissionen senast den 18 juni 2015.</P>
<P class="p1181 ft61">Kommissionen delegeras befogenhet att anta de tekniska standarder för tillsyn som avses i första stycket i enlighet med artiklarna <NOBR>10–14</NOBR> i förordning (EU) nr 1095/2010.</P>
<P class="p1161 ft124">Artikel 27</P>
<P class="p1249 ft126">Företagsledning, ledningsorgan och aktieägare</P>
<P class="p1091 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft149">Företagsledningen ska ha tillräckligt god vandel och erfarenhet att det säkerställer en sund och ansvarsfull ledning av värdepapperscentralen.</SPAN></P>
<P class="p1184 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">En värdepapperscentral ska ha ett ledningsorgan, där minst en tredjedel men inte mindre än två av ledamöterna är oberoende.</SPAN></P>
<P class="p1186 ft61"><SPAN class="ft61">3.</SPAN><SPAN class="ft149">Ersättningen till de oberoende och andra icke verkställande ledamöterna av ledningsorganet ska inte vara kopplad till värdepapperscentralens affärsresultat.</SPAN></P>
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<P class="p1250 ft137"><SPAN class="ft137">4.</SPAN><SPAN class="ft154">Ledningsorganet ska bestå av lämpliga ledamöter med tillräckligt god vandel och en ändamålsenlig blandning av färdigheter, erfarenheter och kunskaper med anknytning till enheten och marknaden. De icke verkställande ledamöterna av ledningsorganet ska besluta om ett mål för representation av det underrepresenterade könet i ledningsorganet och utarbeta en policy för hur antalet personer av det underrepresenterade könet ska ökas, så att målet uppnås. Det målet, policyn och dess genomförande ska offentliggöras.</SPAN></P>
<P class="p1217 ft61"><SPAN class="ft61">5.</SPAN><SPAN class="ft149">En värdepapperscentral ska klart fastställa ledningsorganets roll och ansvar i enlighet med den relevanta nationella rätten. En värdepapperscentral ska på begäran tillhandahålla den behöriga myndigheten och revisorn protokollen från ledningsorganets möten.</SPAN></P>
<P class="p1198 ft121"><SPAN class="ft121">6.</SPAN><SPAN class="ft155">Värdepapperscentralens aktieägare och personer som direkt eller indirekt har möjlighet att kontrollera värdepappers</SPAN><SPAN class="ft131"> </SPAN>centralens ledning ska vara lämpliga att säkerställa en sund och ansvarsfull ledning av värdepapperscentralen.</P>
<P class="p1251 ft61"><SPAN class="ft61">7.</SPAN><SPAN class="ft149">En värdepapperscentral ska</SPAN></P>
<P class="p1252 ft137"><SPAN class="ft32">a)</SPAN><SPAN class="ft151">tillhandahålla den behöriga myndigheten och offentliggöra information om värdepapperscentralens ägarförhållanden, särskilt om vilka parter som har möjlighet att utöva kontroll över värdepapperscentralens verksamhet och om hur omfattande deras intressen är,</SPAN></P>
<P class="p1151 ft137"><SPAN class="ft121">b)</SPAN><SPAN class="ft161">underrätta och ansöka om godkännande från sin behöriga myndighet i fråga om varje beslut om överföring av äganderätt som leder till att sammansättningen av de personer som utövar kontroll över värdepapperscentralen ändras. Värdepapperscentralen ska offentliggöra äganderättsöverföringen efter att ha fått godkännande från sin behöriga myndighet.</SPAN></P>
<P class="p1104 ft137">Varje fysisk och juridisk person ska utan onödigt dröjsmål informera värdepapperscentralen och dess behöriga myndighet om ett beslut att förvärva eller avyttra äganderätter som leder till att sammansättningen av de personer som utövar kontroll över värdepapperscentralen ändras.</P>
<P class="p1152 ft137">8. Den behöriga myndigheten ska inom 60 arbetsdagar efter mottagandet av den information som avses i punkt 7 besluta om de föreslagna ändringarna i kontrollen över värdepapperscentralen. Den behöriga myndigheten ska neka att godkänna föreslagna ändringar i kontrollen över värdepapperscentralen, om det finns objektiva och verifierbara skäl att anta att de skulle innebära ett hot mot en sund och ansvarsfull ledning av värdepapperscentralen eller mot värdepappers<SPAN class="ft136"> </SPAN>centralens förmåga att följa denna förordning.</P>
<P class="p1253 ft124">Artikel 28</P>
<P class="p1254 ft126">Användarkommitté</P>
<P class="p1073 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft149">En värdepapperscentral ska inrätta en användarkommitté för varje avvecklingssystem för värdepapper som den driver, vilken ska bestå av företrädare för emittenter och deltagare i dessa avvecklingssystem för värdepapper. Användar</SPAN><SPAN class="ft83"> </SPAN>kommitténs råd ska vara oberoende av direkt påverkan från värdepapperscentralens ledning.</P>
<P class="p1255 ft137"><SPAN class="ft137">2.</SPAN><SPAN class="ft154">Värdepapperscentralen ska på ett </SPAN><NOBR>icke-diskriminerande</NOBR> sätt fastställa mandatet för varje användarkommitté som har inrättats, de styrformer som krävs för att säkerställa dess oberoende och dess arbetsordning samt tillträdeskriterier och metoderna för val av användarkommitténs medlemmar. Styrformerna ska vara offentliga och ska säkerställa att användar<SPAN class="ft136"> </SPAN>kommittén rapporterar direkt till ledningsorganet och har regelbundna sammanträden.</P>
<P class="p1104 ft61"><SPAN class="ft61">3.</SPAN><SPAN class="ft149">Användarkommittéerna ska ge ledningsorganet råd om viktiga arrangemang som påverkar medlemmarna, däribland kriterier för att ta in emittenter eller deltagare i respektive avvecklingssystem för värdepapper samt om nivån på tjäns</SPAN><SPAN class="ft83"> </SPAN>terna.</P>
<P class="p1116 ft61"><SPAN class="ft61">4.</SPAN><SPAN class="ft149">Användarkommittéerna får för ledningsorganet lägga fram ett icke bindande yttrande med en detaljerad motivering rörande värdepapperscentralens prissättningsstruktur.</SPAN></P>
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<TD colspan=2 class="tr37 td170"><P class="p20 ft123">L 257/40</P></TD>
<TD class="tr47 td342"><P class="p64 ft122">SV</P></TD>
<TD class="tr37 td343"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td134"><P class="p17 ft123">28.8.2014</P></TD>
</TR>
<TR>
<TD class="tr50 td344"><P class="p20 ft74"> </P></TD>
<TD class="tr48 td345"><P class="p20 ft71"> </P></TD>
<TD class="tr48 td346"><P class="p20 ft71"> </P></TD>
<TD class="tr50 td347"><P class="p20 ft74"> </P></TD>
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<P class="p1246 ft121"><SPAN class="ft121">5.</SPAN><SPAN class="ft155">Utan att det påverkar behöriga myndigheters rätt att bli informerade på vederbörligt sätt, ska användarkommitténs medlemmar ha tystnadsplikt. Om användarkommitténs ordförande konstaterar att det föreligger eller kan föreligga en intressekonflikt för en medlem vad gäller ett särskilt ärende, ska denna inte tillåtas att rösta om ärendet.</SPAN></P>
<P class="p1094 ft61"><SPAN class="ft61">6.</SPAN><SPAN class="ft149">En värdepapperscentral ska skyndsamt informera den behöriga myndigheten och användarkommittén om alla beslut där ledningsorganet beslutar att inte följa användarkommitténs råd. Användarkommittén får informera den behöriga myndigheten om eventuella områden där den anser att det rådet från användarkommitténs inte har följts.</SPAN></P>
<P class="p1080 ft124">Artikel 29</P>
<P class="p1256 ft126">Registerföring</P>
<P class="p1091 ft137"><SPAN class="ft137">1.</SPAN><SPAN class="ft154">En värdepapperscentral ska bevara alla sina registeruppgifter om sina tjänster och sin verksamhet i minst tio år, inbegripet de anknutna tjänster som avses i avsnitten B och C i bilagan, så att den behöriga myndigheten kan övervaka efterlevnaden av förordningens krav.</SPAN></P>
<P class="p1257 ft137"><SPAN class="ft137">2.</SPAN><SPAN class="ft154">En värdepapperscentral ska på begäran ge tillträde till de register som avses i punkt 1 åt den behöriga myndigheten och de relevanta myndigheter samt eventuella andra offentliga myndigheter som enligt unionsrätten eller nationell rätt i hemmedlemsstat har rätt att kräva tillträde till sådana register för fullgörande av sina uppgifter.</SPAN></P>
<P class="p1085 ft61"><SPAN class="ft61">3.</SPAN><SPAN class="ft149">Esma ska i nära samarbete med medlemmarna i ECBS utarbeta förslag till tekniska standarder för tillsyn i syfte att fastställa närmare bestämmelser om de registeruppgifter som avses i punkt 1, vilka ska bevaras för övervakning av värdepapperscentralens efterlevnad av bestämmelserna i denna förordning.</SPAN></P>
<P class="p1209 ft61">Esma ska överlämna dessa förslag till tekniska standarder för tillsyn till kommissionen senast den 18 juni 2015.</P>
<P class="p1092 ft61">Kommissionen delegeras befogenhet att anta de tekniska standarder för tillsyn som avses i första stycket i enlighet med artiklarna <NOBR>10–14</NOBR> i förordning (EU) nr 1095/2010.</P>
<P class="p1107 ft61">4. Esma ska i nära samarbete med medlemmarna i ECBS utarbeta förslag till tekniska standarder för genomförande i syfte att fastställa formatet för de registeruppgifter som avses i punkt 1, vilka ska bevaras för övervakning av värdepap<SPAN class="ft83"> </SPAN>perscentralens efterlevnad av bestämmelserna i denna förordning.</P>
<P class="p1209 ft61">Esma ska överlämna dessa förslag till tekniska standarder för genomförande till kommissionen senast den 18 juni 2015.</P>
<P class="p1092 ft61">Kommissionen ges befogenhet att anta de tekniska standarder för genomförande som avses i första stycket i enlighet med artikel 15 i förordning (EU) nr 1095/2010.</P>
<P class="p1182 ft124">Artikel 30</P>
<P class="p1258 ft126">Utkontraktering</P>
<P class="p1091 ft61">1. Om en värdepapperscentral utkontrakterar tjänster eller verksamheter till en tredje part, ska den fortfarande vara ansvarig för att fullgöra samtliga skyldigheter enligt denna förordning och ska alltid uppfylla följande villkor:</P>
<P class="p1062 ft61"><SPAN class="ft61">a)</SPAN><SPAN class="ft148">Utkontraktering får inte leda till delegerat ansvar.</SPAN></P>
<P class="p1259 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft148">Värdepapperscentralens förbindelser med och skyldigheter mot sina deltagare eller emittenter får inte ändras.</SPAN></P>
<P class="p1259 ft61"><SPAN class="ft32">c)</SPAN><SPAN class="ft157">Villkoren för värdepapperscentralens auktorisation får inte förändras.</SPAN></P>
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<P class="p16 ft2">428</P>
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<P class="p930 ft2">Prop. 2015/16:10</P>
<P class="p931 ft2">Bilaga 1</P>
<TABLE cellpadding=0 cellspacing=0 class="t124">
<TR>
<TD class="tr37 td170"><P class="p171 ft121">28.8.2014</P></TD>
<TD class="tr47 td316"><P class="p20 ft6"> </P></TD>
<TD class="tr55 td337"><P class="p68 ft122">SV</P></TD>
<TD class="tr37 td301"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td35"><P class="p20 ft123">L 257/41</P></TD>
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<TD class="tr30 td338"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td316"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td339"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td350"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td351"><P class="p20 ft12"> </P></TD>
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<P class="p1216 ft61"><SPAN class="ft121">d)</SPAN><SPAN class="ft158">Utkontrakteringen får inte hindra utövandet av tillsyns- och övervakningsuppgifter, däribland tillträde på plats för att inhämta relevant information för att fullgöra de uppgifterna.</SPAN></P>
<P class="p1121 ft61"><SPAN class="ft32">e)</SPAN><SPAN class="ft148">Utkontraktering får inte innebära att värdepapperscentralen berövas system och kontroller som är nödvändiga för att hantera sina risker.</SPAN></P>
<P class="p1149 ft137"><SPAN class="ft137">f)</SPAN><SPAN class="ft162">Värdepapperscentralen ska upprätthålla den sakkunskap och de resurser som är nödvändiga för att bedöma de tillhandahållna tjänsternas kvalitet, tjänsteleverantörens organisatoriska lämplighet och kapitaltäckning, för att effektivt övervaka de utkontrakterade tjänsterna och för att hantera de risker som är förknippade med utkontrakteringen på löpande basis.</SPAN></P>
<P class="p1049 ft61"><SPAN class="ft121">g)</SPAN><SPAN class="ft158">Värdepapperscentralen ska ha direkt tillgång till relevanta uppgifter om de utkontrakterade tjänsterna.</SPAN></P>
<P class="p1125 ft61"><SPAN class="ft121">h)</SPAN><SPAN class="ft158">Tjänsteleverantören ska samarbeta med den behöriga myndigheten och de relevanta myndigheterna i samband med de utkontrakterade verksamheterna.</SPAN></P>
<P class="p1122 ft121"><SPAN class="ft121">i)</SPAN><SPAN class="ft163">Värdepapperscentralen ska se till att tjänsteleverantören uppfyller de standarder som fastställs i den gällande rätten om uppgiftsskydd som skulle vara tillämplig om tjänsteleverantören var etablerad i unionen. Värdepapperscentralen ska vara ansvarig för att se till att de standarderna anges i ett kontrakt mellan parterna och att standarderna upprätthålls.</SPAN></P>
<P class="p1191 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">Värdepapperscentralen ska i ett skriftligt avtal fastställa sina egna respektive tjänsteleverantörens rättigheter och skyldigheter. Avtalet om utkontraktering ska göra det möjligt för värdepapperscentralen att upphäva avtalet.</SPAN></P>
<P class="p1103 ft61"><SPAN class="ft61">3.</SPAN><SPAN class="ft149">En värdepapperscentral och en tjänsteleverantör ska på begäran ge den behöriga myndigheten och de relevanta myndigheterna all information som krävs för att de ska kunna bedöma om den utkontrakterade verksamheten uppfyller kraven i denna förordning.</SPAN></P>
<P class="p1260 ft61"><SPAN class="ft61">4.</SPAN><SPAN class="ft149">Utkontrakteringen av en huvudtjänst måste auktoriseras enligt artikel 19 av den behöriga myndigheten.</SPAN></P>
<P class="p1261 ft121"><SPAN class="ft121">5.</SPAN><SPAN class="ft155">Punkterna </SPAN><NOBR>1–4</NOBR> ska inte tillämpas, om en värdepapperscentral utkontrakterar vissa av sina tjänster eller verksamheter till en offentlig enhet eller om utkontrakteringen styrs av särskilda rättsliga ramar, tillsynsramar och verksamhetsramar som den offentliga enheten och den berörda värdepapperscentralen gemensamt har godkänt och formaliserat och som har godkänts av den behöriga myndigheten på grundval av de krav som fastställs i denna förordning.</P>
<P class="p1262 ft124">Artikel 31</P>
<P class="p1263 ft126">Tjänster som tillhandahålls av andra parter än värdepapperscentraler</P>
<P class="p1077 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft149">Utan hinder av artikel 30, om så krävs enligt nationell rätt, får en annan person än värdepapperscentraler ansvara för att utföra registreringar på värdepapperskonton som upprätthålls av värdepapperscentraler.</SPAN></P>
<P class="p1152 ft137"><SPAN class="ft137">2.</SPAN><SPAN class="ft154">Medlemsstater som tillåter andra parter än värdepapperscentraler att tillhandahålla vissa av de huvudtjänster som avses i avsnitt A i bilagan i enlighet med punkt 1 ska i sin nationella rätt fastställa vilka krav som ska gälla i sådant fall. De kraven ska inbegripa de bestämmelser i denna förordning, som ska tillämpas på både värdepapperscentralen och i relevanta fall den andra berörda parten.</SPAN></P>
<P class="p1232 ft137"><SPAN class="ft137">3.</SPAN><SPAN class="ft154">Medlemsstater som tillåter andra parter än värdepapperscentraler att tillhandahålla vissa huvudtjänster som avses i avsnitt A i bilagan i enlighet med punkt 1 ska delge Esma alla relevanta uppgifter om tillhandahållandet av sådana tjänster, inklusive sin relevanta nationella rätt.</SPAN></P>
<P class="p1264 ft61">Esma ska införa sådana uppgifter i det register över värdepapperscentraler som avses i artikel 21.</P>
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<DIV id="id_2">
<P class="p16 ft2">429</P>
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<DIV id="page_430">
<DIV id="dimg1">
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<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p16 ft2">Bilaga 1</P>
<TABLE cellpadding=0 cellspacing=0 class="t125">
<TR>
<TD colspan=2 class="tr37 td170"><P class="p20 ft123">L 257/42</P></TD>
<TD class="tr47 td342"><P class="p64 ft122">SV</P></TD>
<TD class="tr37 td343"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td134"><P class="p17 ft123">28.8.2014</P></TD>
</TR>
<TR>
<TD class="tr50 td344"><P class="p20 ft74"> </P></TD>
<TD class="tr48 td345"><P class="p20 ft71"> </P></TD>
<TD class="tr48 td346"><P class="p20 ft71"> </P></TD>
<TD class="tr50 td347"><P class="p20 ft74"> </P></TD>
<TD class="tr50 td348"><P class="p20 ft74"> </P></TD>
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<P class="p1212 ft61">A v s n i t t 2</P>
<P class="p1265 ft126">U p p f ö r a n d e r e g l e r</P>
<P class="p1266 ft124">Artikel 32</P>
<P class="p1133 ft126">Allmänna bestämmelser</P>
<P class="p1091 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft149">En värdepapperscentral ska ha klart fastställda mål och syften som är möjliga att uppnå, t.ex. för minsta nivå på tjänsterna, förväntningar på riskhantering och affärsprioriteringar.</SPAN></P>
<P class="p1259 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft150">En värdepapperscentral ska ha överblickbara regler för hantering av klagomål.</SPAN></P>
<P class="p1267 ft124">Artikel 33</P>
<P class="p1268 ft126">Krav för deltagande</P>
<P class="p1130 ft137"><SPAN class="ft137">1.</SPAN><SPAN class="ft154">För varje avvecklingssystem för värdepapper som en värdepapperscentral driver ska den ha offentliga krav för deltagande, som medger rättvist och öppet tillträde för alla juridiska personer som avser att bli deltagare. Kriterierna ska vara öppna, objektiva och </SPAN><NOBR>icke-diskriminerande</NOBR> för att garantera rättvist och öppet tillträde till värdepapperscentralen med vederbörlig hänsyn till riskerna för den finansiella stabiliteten och marknadernas ordnade funktion. Inträdesbegräns<SPAN class="ft136"> </SPAN>ningar ska bara tillåtas, i den utsträckning som de syftar till motiverad kontroll av en särskild risk för värdepappers<SPAN class="ft136"> </SPAN>centralen.</P>
<P class="p1094 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">En värdepapperscentral ska behandla en ansökan om tillträde utan dröjsmål genom att besvara ansökan senast inom en månad och ska offentliggöra förfarandena för behandling av ansökningar om tillträde.</SPAN></P>
<P class="p1085 ft61"><SPAN class="ft61">3.</SPAN><SPAN class="ft149">En värdepapperscentral ska neka deltagare som uppfyller kraven som avses i punkt 1 tillträde endast om detta vederbörligen motiveras skriftligen och grundar sig på en övergripande riskbedömning.</SPAN></P>
<P class="p1092 ft61">Om en värdepapperscentral vägrar tillträde, har den ansökande deltagaren rätt att klaga hos den behöriga myndigheten för värdepapperscentralen som har nekat tillträde.</P>
<P class="p1092 ft61">Den ansvariga behöriga myndigheten ska granska klagomålet genom att bedöma skälen till vägran och ge den ansökande deltagaren ett motiverat svar.</P>
<P class="p1257 ft121">Den ansvariga behöriga myndigheten ska vid sin bedömning av klagomålet samråda med den behöriga myndigheten på den ort där den ansökande deltagaren är etablerad. Om myndigheten för den ansökande deltagaren inte håller med om den bedömning som har gjorts, får endera av de båda behöriga myndigheterna hänskjuta ärendet till Esma, som får agera i enlighet med de befogenheter som den tilldelats enligt artikel 19 i förordning (EU) nr 1095/2010.</P>
<P class="p1135 ft137">Om värdepapperscentralens vägran att bevilja den ansökande deltagaren tillträde inte anses vara motiverad, ska den behöriga myndigheten för värdepapperscentralen som har nekat tillträde utfärda ett beslut och kräva att värdepappers<SPAN class="ft136"> </SPAN>centralen ska bevilja den ansökande deltagaren tillträde.</P>
<P class="p1108 ft61"><SPAN class="ft61">4.</SPAN><SPAN class="ft149">En värdepapperscentral ska ha objektiva och överblickbara förfaranden för tillfälligt stopp och ordnat utträde för deltagare som inte längre uppfyller kraven som avses i punkt 1.</SPAN></P>
<P class="p1107 ft137"><SPAN class="ft137">5.</SPAN><SPAN class="ft154">Esma ska i nära samarbete med medlemmarna i ECBS utarbeta förslag till tekniska standarder för tillsyn för att fastställa dels de risker som ska tas i beaktande av värdepapperscentraler när de genomför en genomgripande risk</SPAN><SPAN class="ft136"> </SPAN>bedömning och av behöriga myndigheter när de bedömer skälen till vägran i enlighet med punkt 3, dels den närmare utformningen av det förfarande som avses i punkt 3.</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">430</P>
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<DIV id="page_431">
<DIV id="dimg1">
<INGENBILD zsrc="H30310431x1.jpg/" id="img1">
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<P class="p930 ft2">Prop. 2015/16:10</P>
<P class="p931 ft2">Bilaga 1</P>
<TABLE cellpadding=0 cellspacing=0 class="t124">
<TR>
<TD class="tr37 td170"><P class="p171 ft121">28.8.2014</P></TD>
<TD class="tr47 td316"><P class="p20 ft6"> </P></TD>
<TD class="tr55 td337"><P class="p68 ft122">SV</P></TD>
<TD class="tr37 td301"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td35"><P class="p20 ft123">L 257/43</P></TD>
</TR>
<TR>
<TD class="tr30 td338"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td316"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td339"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td350"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td351"><P class="p20 ft12"> </P></TD>
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<P class="p938 ft61">Esma ska lämna in dessa förslag till tekniska standarder för tillsyn till kommissionen senaste den 18 juni 2015.</P>
<P class="p1269 ft61">Kommissionen delegeras befogenhet att anta de tekniska standarder för tillsyn som avses i första stycket i enlighet med artiklarna <NOBR>10–14</NOBR> i förordning (EU) nr 1095/2010.</P>
<P class="p1270 ft61">6. Esma ska i nära samarbete med medlemmarna i ECBS utarbeta förslag till tekniska standarder för genomförande i syfte att fastställa standardformulär och mallar för det förfarande som avses i punkt 3.</P>
<P class="p1271 ft61">Esma ska överlämna dessa förslag till tekniska standarder för genomförande till kommissionen senast den 18 juni 2015.</P>
<P class="p1269 ft61">Kommissionen ges befogenhet att anta de tekniska standarder för genomförande som avses i första stycket i enlighet med förfarandet i artikel 15 i förordning (EU) nr 1095/2010.</P>
<P class="p1188 ft124">Artikel 34</P>
<P class="p1272 ft126">Öppenhet</P>
<P class="p1273 ft121"><SPAN class="ft32">1.</SPAN><SPAN class="ft155">För varje avvecklingssystem för värdepapper som en värdepapperscentral driver och för var och en av de andra huvudtjänster den tillhandahåller ska värdepapperscentralen offentliggöra de priser och avgifter som gäller för de huvud</SPAN><SPAN class="ft131"> </SPAN>tjänster som förtecknas i avsnitt A i bilagan som de tillhandahåller. Den ska offentliggöra priser och avgifter för varje tillhandahållen tjänst och varje tillhandahållet uppdrag separat, inklusive avdrag och rabatter och villkoren för att åtnjuta dessa. Den ska ge sina kunder separat tillträde till de specifika tjänster som tillhandahålls.</P>
<P class="p1217 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">En värdepapperscentral ska offentliggöra sin prislista för att underlätta jämförelser av erbjudanden och ge kunderna möjlighet att förutse vilket pris de kommer att få betala för tjänsterna.</SPAN></P>
<P class="p1055 ft61"><SPAN class="ft61">3.</SPAN><SPAN class="ft149">En värdepapperscentral ska vara bunden av sin offentliggjorda prissättning för huvudtjänster.</SPAN></P>
<P class="p1104 ft61"><SPAN class="ft61">4.</SPAN><SPAN class="ft149">En värdepapperscentral ska ge sina kunder information som gör det möjligt att stämma av fakturor mot de offentliggjorda prislistorna.</SPAN></P>
<P class="p1103 ft61"><SPAN class="ft61">5.</SPAN><SPAN class="ft149">En värdepapperscentral ska till alla kunder lämna ut information som möjliggör för dem att bedöma riskerna som är förbundna med de tillhandahållna tjänsterna.</SPAN></P>
<P class="p1103 ft61"><SPAN class="ft61">6.</SPAN><SPAN class="ft149">En värdepapperscentral ska redovisa kostnader och intäkter för de tillhandahållna huvudtjänsterna separat och ge den behöriga myndigheten tillgång till informationen.</SPAN></P>
<P class="p1103 ft61"><SPAN class="ft61">7.</SPAN><SPAN class="ft149">En värdepapperscentral ska redovisa kostnaderna och intäkterna för de tillhandahållna anknutna tjänsterna som helhet och ge den behöriga myndigheten tillgång till informationen.</SPAN></P>
<P class="p1274 ft137"><SPAN class="ft137">8.</SPAN><SPAN class="ft154">För att säkerställa en effektiv tillämpning av unionens konkurrensbestämmelser och möjliggöra fastställande bland annat av korssubventionering av anknutna tjänster genom huvudtjänster, ska en värdepapperscentral sörja för analytisk redovisning av sin verksamhet. Sådan analytisk redovisning ska åtminstone särskilja kostnaderna för och inkomsterna från var och en av huvudtjänsterna från kostnaderna för och inkomsterna från anknutna tjänster.</SPAN></P>
<P class="p1275 ft124">Artikel 35</P>
<P class="p1133 ft126">Kommunikation med deltagare och andra marknadsinfrastrukturer</P>
<P class="p1027 ft121">Värdepapperscentraler ska i sin kommunikation med deltagare i de avvecklingssystem för värdepapper som de driver och med de marknadsinfrastrukturer som de samverkar med använda internationella, öppna kommunikationsförfaranden och standarder för meddelanden och referensdata för att underlätta effektiv registrering, betalning och avveckling.</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">431</P>
</DIV>
</DIV>
<DIV id="page_432">
<DIV id="dimg1">
<INGENBILD zsrc="H30310432x1.jpg/" id="img1">
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<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p16 ft2">Bilaga 1</P>
<P class="p1276 ft61">L 257/44 <INGENBILD zsrc="H30310432xi2.jpg/" id="inl_img1"><SPAN class="ft121"> SV </SPAN><INGENBILD zsrc="H30310432xi3.jpg/" id="inl_img2"> Europeiska unionens officiella tidning 28.8.2014</P>
<P class="p1277 ft61">A v s n i t t 3</P>
<P class="p1278 ft126">K r a v p å v ä r d e p a p p e r s c e n t r a l s t j ä n s t e r</P>
<P class="p1266 ft124">Artikel 36</P>
<P class="p1133 ft126">Allmänna bestämmelser</P>
<P class="p1157 ft137">En värdepapperscentral ska för varje avvecklingssystem för värdepapper som den driver ha lämpliga regler och för<SPAN class="ft136"> </SPAN>faranden, däribland robusta redovisningsmetoder och kontroller, för att bidra till att säkerställa integriteten hos vär<SPAN class="ft136"> </SPAN>depappersemissioner och att minska och hantera de risker som är förknippade med förvaring och avveckling av trans<SPAN class="ft136"> </SPAN>aktioner med värdepapper.</P>
<P class="p1194 ft124">Artikel 37</P>
<P class="p1279 ft126">Emissionens integritet</P>
<P class="p1130 ft137"><SPAN class="ft137">1.</SPAN><SPAN class="ft154">En värdepapperscentral ska vidta lämpliga avstämningsåtgärder för att kontrollera att det antal värdepapper som utgör en hel eller delar av en värdepappersemission som har lämnats in till värdepapperscentralen är lika med summan av de värdepapper som har registrerats på värdepapperskonton som tillhör deltagarna i det avvecklingssystem för värdepap</SPAN><SPAN class="ft136"> </SPAN>per som drivs av värdepapperscentralen och, i relevanta fall, på ägarkonton som upprätthålls av värdepapperscentralen. Dessa avstämningar ska göras minst en gång om dagen.</P>
<P class="p1107 ft137"><SPAN class="ft137">2.</SPAN><SPAN class="ft154">Om lämpligt och om andra enheter är inblandade i avstämningsprocessen för en viss värdepappersemission, t.ex. emittenten, registerförvaltare, emissionsagenter, överlåtelseagenter, vanliga förvaringsinstitut, andra värdepapperscentraler eller andra enheter, ska värdepapperscentralen och eventuella sådana enheter sörja för lämpliga åtgärder för samarbete och informationsutbyte med varandra för att upprätthålla emissionens integritet.</SPAN></P>
<P class="p1092 ft61"><SPAN class="ft61">3.</SPAN><SPAN class="ft149">Övertrassering av värdepapper, debetsaldon och skapande av värdepapper ska inte vara tillåtet i ett avvecklings</SPAN><SPAN class="ft83"> </SPAN>system för värdepapper som drivs av en värdepapperscentral.</P>
<P class="p1107 ft61"><SPAN class="ft61">4.</SPAN><SPAN class="ft149">Esma ska i nära samarbete med medlemmarna i ECBS utarbeta förslag till tekniska standarder för tillsyn i syfte att fastställa de avstämningsåtgärder som en värdepapperscentral ska vidta enligt punkterna 1, 2 och 3.</SPAN></P>
<P class="p1180 ft61">Esma ska överlämna dessa förslag till tekniska standarder för tillsyn till kommissionen senast den 18 juni 2015.</P>
<P class="p1178 ft61">Kommissionen delegeras befogenhet att anta de tekniska standarder för tillsyn som avses i första stycket i enlighet med artiklarna <NOBR>10–14</NOBR> i förordning (EU) nr 1095/2010.</P>
<P class="p1155 ft124">Artikel 38</P>
<P class="p1280 ft126">Skydd av deltagarnas och deras kunders värdepapper</P>
<P class="p1091 ft137"><SPAN class="ft137">1.</SPAN><SPAN class="ft154">För varje avvecklingssystem för värdepapper som den driver ska en värdepapperscentral ha register och konton som gör att den i sina räkenskaper när som helst utan dröjsmål kan segregera en deltagares värdepapper från en annans och i förekommande fall från värdepapperscentralens egna tillgångar.</SPAN></P>
<P class="p1085 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">En värdepapperscentral ska ha register och konton som gör det möjligt för varje deltagare att segregera sina egna värdepapper från de värdepapper som innehas av deltagarens kunder.</SPAN></P>
<P class="p1095 ft121"><SPAN class="ft121">3.</SPAN><SPAN class="ft155">En värdepapperscentral ska ha register och konton som möjliggör för varje deltagare att på ett värdepapperskonto förvara värdepapper som tillhör olika kunder hos den deltagaren (</SPAN><SPAN class="ft141">segregering av samlade kundkonton </SPAN>(<SPAN class="ft141">omnibuskonton</SPAN>)).</P>
<P class="p1108 ft61"><SPAN class="ft61">4.</SPAN><SPAN class="ft149">En värdepapperscentral ska ha register och konton som gör det möjligt för en deltagare att segregera sina kunders värdepapper om och när deltagaren så önskar (</SPAN><SPAN class="ft124">individuellt segregerade kundkonton</SPAN>).</P>
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<P class="p1198 ft121">5. En deltagare ska åtminstone erbjuda sina kunder möjligheten att välja mellan segregering av samlade kundkonton och individuellt segregerade kundkonton och informera dem om de kostnader och risker som varje alternativ innebär.</P>
<P class="p1281 ft137">En värdepapperscentral och dess deltagare ska dock erbjuda individuellt segregerade kundkonton för personer som är medborgare i eller bosatta i samt juridiska personer som är etablerade i en medlemsstat där detta krävs enligt den nationella rätten i den medlemsstat där värdepappren har utfärdats, enligt dess lydelse den 17 september 2014. Den skyldigheten ska gälla så länge den nationella rätten inte ändras eller upphävs och dess mål förblir giltiga.</P>
<P class="p1119 ft121"><SPAN class="ft121">6.</SPAN><SPAN class="ft155">Värdepapperscentraler och deras deltagare ska offentliggöra skyddsnivåerna och kostnaderna för de olika nivåer av segregering som de tillhandahåller och erbjuda dessa tjänster på rimliga affärsmässiga villkor. De närmare uppgifterna om de olika segregeringsnivåerna ska inbegripa en beskrivning av de viktigaste rättsliga konsekvenserna av de olika segre</SPAN><SPAN class="ft131"> </SPAN>geringsnivåer som erbjuds, inbegripet information om de berörda jurisdiktionernas tillämplig insolvensrätt.</P>
<P class="p1192 ft137"><SPAN class="ft137">7.</SPAN><SPAN class="ft154">En värdepapperscentral ska inte för något ändamål använda värdepapper som inte tillhör den. En värdepappers</SPAN><SPAN class="ft136"> </SPAN>central får dock använda värdepapper tillhörande en deltagare, om den på förhand har fått denna deltagares uttryckliga godkännande till detta. Värdepapperscentralen ska kräva av sina deltagare att de erhåller eventuellt erforderligt förhands<SPAN class="ft136"> </SPAN>godkännande från sina kunder.</P>
<P class="p1282 ft124">Artikel 39</P>
<P class="p1283 ft126">Slutgiltig avveckling</P>
<P class="p1073 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft149">En värdepapperscentral ske se till att det avvecklingssystem för värdepapper som den driver erbjuder deltagarna ett tillfredsställande skydd. Medlemsstaterna ska utse och anmäla det avvecklingssystem för värdepapper som drivs av värdepapperscentraler enligt de förfaranden som avses i artikel 2 a i direktiv 98/26/EG.</SPAN></P>
<P class="p1152 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">En värdepapperscentral ska se till att varje avvecklingssystem för värdepapper som den driver fastställer tidpunkterna för införande av överföringsuppdrag i det avvecklingssystemet för värdepapper och för när överföringsuppdrag blir oåterkalleliga i enlighet med artiklarna 3 och 5 i direktiv 98/26/EG.</SPAN></P>
<P class="p1152 ft61"><SPAN class="ft61">3.</SPAN><SPAN class="ft149">En värdepapperscentral ska offentliggöra reglerna för när överföringar av värdepapper och kontantmedel i ett avvecklingssystem för värdepapper blir slutgiltiga.</SPAN></P>
<P class="p1103 ft61"><SPAN class="ft61">4.</SPAN><SPAN class="ft149">Punkterna 2 och 3 ska tillämpas utan att detta påverkar de bestämmelser som är tillämpliga för länkar mellan värdepapperscentraler och utan att det påverkar tillämpningen av artikel 48.8.</SPAN></P>
<P class="p1284 ft121"><SPAN class="ft32">5.</SPAN><SPAN class="ft155">En värdepapperscentral ska vidta alla åtgärder som är rimliga för att i enlighet med de regler som avses i punkt 3 säkerställa att de överföringar av värdepapper och kontantmedel som avses i punkt 3 blir slutgiltiga antingen i realtid eller under dagen och i alla händelser senast före utgången av den bankdag som är den faktiska avvecklingsdagen.</SPAN></P>
<P class="p1104 ft61"><SPAN class="ft61">6.</SPAN><SPAN class="ft149">Om värdepapperscentralen erbjuder de tjänster som avses i artikel 40.2, ska den säkerställa att inbetalningarna från värdepappersavvecklingarna ska finnas tillgängliga att använda för mottagarna senast före utgången av den bankdag som är den avsedda avvecklingsdagen.</SPAN></P>
<P class="p1152 ft61"><SPAN class="ft61">7.</SPAN><SPAN class="ft149">Alla värdepapperstransaktioner mot kontantmedel mellan direkta deltagare i ett avvecklingssystem för värdepapper som drivs av en värdepapperscentral och som avvecklas i detta avvecklingssystem för värdepapper ska avvecklas på basis av leverans mot betalning.</SPAN></P>
<P class="p1143 ft124">Artikel 40</P>
<P class="p1285 ft126">Kontantavveckling</P>
<P class="p1073 ft61">1. För transaktioner som är uttryckta i valutan i det land där avvecklingen sker ska värdepapperscentralen avveckla kontantutbetalningarna för sina avvecklingssystem för värdepapper via konton hos en centralbank som ger ut den relevanta valutan om det är praktiskt genomförbart och möjligt.</P>
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<P class="p1246 ft121"><SPAN class="ft121">2.</SPAN><SPAN class="ft155">Om det inte är praktiskt genomförbart och möjligt att göra avveckling via centralbankskonton enligt punkt 1, får en värdepapperscentral erbjuda sig att avveckla kontantutbetalningarna för hela eller delar av sitt avvecklingssystem för värdepapper via konton hos ett kreditinstitut eller via egna konton. Om en värdepapperscentral erbjuder avveckling via konton hos ett kreditinstitut eller via sina egna konton, ska den göra så i enlighet med bestämmelserna i avdelning IV.</SPAN></P>
<P class="p1286 ft137"><SPAN class="ft137">3.</SPAN><SPAN class="ft154">En värdepapperscentral ska säkerställa att all information som lämnas till marknadsdeltagare om riskerna med och kostnaderna för avveckling via konton hos kreditinstitut eller via egna konton är tydlig, rättvisande och inte vilseledande. En värdepapperscentral ska göra information tillgänglig för kunder eller potentiella kunder som är tillräcklig för att de ska kunna identifiera och bedöma riskerna och kostnaderna i samband med avveckling via konton hos kreditinstitut eller via egna konton och ska lämna ut sådan information på begäran.</SPAN></P>
<P class="p1080 ft124">Artikel 41</P>
<P class="p1287 ft126">Regler och förfarande vid deltagares obestånd</P>
<P class="p1157 ft137"><SPAN class="ft137">1.</SPAN><SPAN class="ft154">För varje avvecklingssystem för värdepapper som en värdepapperscentral driver ska den införa effektiva och tydligt fastställda regler och förfaranden för att hantera en eller flera av dess deltagares obestånd som säkerställer att värdepap</SPAN><SPAN class="ft136"> </SPAN>perscentralen snabbt kan vidta åtgärder för att begränsa förluster och likviditetspåfrestningar och fortsätta att fullgöra sina skyldigheter.</P>
<P class="p1045 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft150">Värdepapperscentralen ska offentliggöra sina regler och relevanta förfaranden för obestånd.</SPAN></P>
<P class="p1186 ft61"><SPAN class="ft61">3.</SPAN><SPAN class="ft149">En värdepapperscentral ska tillsammans med sina deltagare och andra berörda intressenter regelbundet testa och se över sina obeståndsförfaranden för att se till att de är praktiskt genomförbara och effektiva.</SPAN></P>
<P class="p1288 ft137"><SPAN class="ft137">4.</SPAN><SPAN class="ft159">För att säkerställa konsekvent tillämpning av denna artikel får Esma i nära samarbete med medlemmarna i ECBS</SPAN></P>
<P class="p1289 ft61">utfärda riktlinjer i enlighet med artikel 16 i förordning (EU) nr 1095/2010.</P>
<P class="p1212 ft61">A v s n i t t 4</P>
<P class="p1290 ft126">S t a b i l i t e t s k r a v</P>
<P class="p1266 ft124">Artikel 42</P>
<P class="p1133 ft126">Allmänna bestämmelser</P>
<P class="p1291 ft121">En värdepapperscentral ska införa en sund riskhanteringsram för att på ett heltäckande sätt hantera juridiska, affärs<SPAN class="ft131"> </SPAN>mässiga, operativa och andra direkta eller indirekta risker, inbegripet åtgärder för att minska bedrägeri och försummelse.</P>
<P class="p1182 ft124">Artikel 43</P>
<P class="p1292 ft126">Juridiska risker</P>
<P class="p1091 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft149">För sin auktorisation och tillsyn och även som information till sina kunder, ska en värdepapperscentral ha tydliga och begripliga regler, förfaranden och kontrakt för samtliga avvecklingssystem för värdepapper som den driver och samtliga andra tjänster som den tillhandahåller.</SPAN></P>
<P class="p1215 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">En värdepapperscentral ska utforma sina regler, förfaranden och kontrakt så att det går att verkställa dem i alla berörda jurisdiktioner, även vid en deltagares obestånd.</SPAN></P>
<P class="p1286 ft61"><SPAN class="ft61">3.</SPAN><SPAN class="ft149">En värdepapperscentral som bedriver verksamhet inom olika jurisdiktioner ska vidta alla rimliga åtgärder för att identifiera och reducera de risker som uppstår till följd av eventuella lagval mellan jurisdiktioner.</SPAN></P>
<P class="p1293 ft124">Artikel 44</P>
<P class="p1294 ft126">Allmän affärsrisk</P>
<P class="p1091 ft61">En värdepapperscentral ska ha robusta lednings- och kontrollsystem och <NOBR>it-verktyg</NOBR> för att identifiera, övervaka och hantera allmänna affärsrisker, inbegripet förluster till följd av dåligt genomförande av affärsstrategin, kassaflöden och driftskostnader.</P>
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<P class="p1201 ft124">Artikel 45</P>
<P class="p1295 ft126">Operativ risk</P>
<P class="p1073 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft149">En värdepapperscentral ska identifiera källor till operativ risk, såväl interna som externa, och minimera deras effekt genom att använda lämpliga </SPAN><NOBR>it-verktyg,</NOBR> kontroller och förfaranden, inbegripet för samtliga avvecklingssystem för vär<SPAN class="ft83"> </SPAN>depapper som den driver.</P>
<P class="p1296 ft137"><SPAN class="ft137">2.</SPAN><SPAN class="ft154">En värdepapperscentral ska ha lämpliga </SPAN><NOBR>it-verktyg</NOBR> som säkerställer en hög grad av säkerhet och driftssäkerhet och har tillräcklig kapacitet. <NOBR>It-verktyg</NOBR> ska på ett tillfredsställande sätt hantera de tillhandahållna tjänsternas och verksamhe<SPAN class="ft136"> </SPAN>ternas komplexitet, mångfald och inriktning, så att de tryggar en hög säkerhetsstandard och upprätthåller uppgifternas integritet och konfidentialitet.</P>
<P class="p1284 ft121"><SPAN class="ft121">3.</SPAN><SPAN class="ft155">En värdepapperscentral ska för tjänster som den tillhandahåller samt för varje avvecklingssystem för värdepapper som den driver upprätta, genomföra och upprätthålla ändamålsenliga riktlinjer för driftskontinuitet och en plan för katastrofberedskap för att se till att dess tjänster kan upprätthållas, driften snabbt kan återupptas och värdepappers</SPAN><SPAN class="ft131"> </SPAN>centralens skyldigheter kan fullgöras vid händelser som medför en betydande risk för avbrott i verksamheten.</P>
<P class="p1261 ft121"><SPAN class="ft121">4.</SPAN><SPAN class="ft155">Den plan som avses i punkt 3 ska göra det möjligt att återupprätta alla transaktioner och deltagares positioner vid tidpunkten för avbrottet, så att värdepapperscentralens deltagare kan fortsätta sin verksamhet på ett säkert sätt och avvecklingen kan fullföljas på fastställd dag, inbegripet genom att säkerställa att driften av avgörande </SPAN><NOBR>it-system</NOBR> snabbt kan återupptas från och med tidpunkten för avbrottet. Detta ska inbegripa inrättande av en andra driftsanläggning med tillfredsställande resurser, kapacitet, och funktionalitet och lämpliga personalarrangemang.</P>
<P class="p1049 ft61"><SPAN class="ft61">5.</SPAN><SPAN class="ft149">Värdepapperscentralen ska planera och genomföra ett testprogram för de arrangemang som avses i punkterna </SPAN><NOBR>1–4.</NOBR></P>
<P class="p1234 ft137"><SPAN class="ft137">6.</SPAN><SPAN class="ft154">En värdepapperscentral ska identifiera, övervaka och hantera de risker för verksamheten som de viktigaste deltagarna</SPAN></P>
<P class="p1297 ft61"><SPAN class="ft121">i</SPAN><SPAN class="ft164">det avvecklingssystem för värdepapper som den driver samt tjänsteleverantörer, andra värdepapperscentraler eller andra marknadsinfrastrukturer kan utgöra för dess verksamhet. Den ska på begäran tillhandahålla behöriga och relevanta myndigheter information om varje sådan risk som har identifierats.</SPAN></P>
<P class="p1146 ft61">Den ska även utan dröjsmål informera den behöriga myndigheten och de relevanta myndigheterna om eventuella operativa incidenter till följd av sådana risker.</P>
<P class="p1146 ft137">7. Esma ska i nära samarbete med medlemmarna i ECBS utarbeta förslag till tekniska standarder för tillsyn i syfte att fastställa de operativa risker som avses i punkterna <NOBR>1–6</NOBR> och de metoder för att testa, hantera och minimera de riskerna, inbegripet de riktlinjer för driftskontinuitet och katastrofberedskap som avses i punkterna 3 och 4 samt metoderna för att bedöma dessa.</P>
<P class="p1271 ft61">Esma ska överlämna dessa förslag till tekniska standarder för tillsyn till kommissionen senast den 18 juni 2015.</P>
<P class="p1298 ft61">Kommissionen delegeras befogenhet att anta de tekniska standarder för tillsyn som avses i första stycket i enlighet med artiklarna <NOBR>10–14</NOBR> i förordning (EU) nr 1095/2010.</P>
<P class="p1143 ft124">Artikel 46</P>
<P class="p1299 ft126">Investeringsprinciper</P>
<P class="p1073 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft149">En värdepapperscentral ska förvara sina finansiella tillgångar hos centralbanker, auktoriserade kreditinstitut eller auktoriserade värdepapperscentraler.</SPAN></P>
<P class="p1234 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">En värdepapperscentral ska vid behov ha snabb tillgång till sina tillgångar.</SPAN></P>
<P class="p1103 ft61"><SPAN class="ft61">3.</SPAN><SPAN class="ft149">En värdepapperscentral ska endast investera sina finansiella resurser i kontantmedel eller i mycket likvida finansiella instrument med minimala marknads- och kreditrisker. De investeringarna ska kunna avvecklas snabbt och med minimala negativa priseffekter.</SPAN></P>
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<P class="p1186 ft61"><SPAN class="ft61">4.</SPAN><SPAN class="ft149">Det kapitalbelopp, inklusive en värdepapperscentrals balanserade vinstmedel och reserver, som inte har investerats i enlighet med punkt 3, ska inte beaktas med avseende på tillämpningen av artikel 47.1.</SPAN></P>
<P class="p1210 ft137"><SPAN class="ft137">5.</SPAN><SPAN class="ft154">En värdepapperscentral ska se till att dess totala kreditriskexponering mot varje enskilt auktoriserat kreditinstitut eller auktoriserad värdepapperscentral i vilken den har finansiella tillgångar håller sig inom rimliga gränser vad gäller koncentration.</SPAN></P>
<P class="p1185 ft121"><SPAN class="ft32">6.</SPAN><SPAN class="ft155">Esma ska i nära samarbete med EBA och medlemmarna i ECBS utarbeta förslag till tekniska standarder för tillsyn för att fastställa vilka finansiella instrument som kan anses vara mycket likvida med minimala marknads- och kreditrisker som avses i punkt 3, en lämplig tidsram för tillgång till tillgångar som avses i punkt 2 samt de gränser för koncentration som avses i punkt 5. Sådana förslag till tekniska standarder för tillsyn ska i lämpliga fall anpassas till de tekniska standarder för tillsyn som har antagits i enlighet med artikel 47.8 i förordning (EU) nr 648/2012.</SPAN></P>
<P class="p1300 ft61">Esma ska överlämna dessa förslag till tekniska standarder för tillsyn till kommissionen senast den 18 juni 2015.</P>
<P class="p1179 ft61">Kommissionen delegeras befogenhet att anta de tekniska standarder för tillsyn som avses i första stycket i enlighet med artiklarna <NOBR>10–14</NOBR> i förordning (EU) nr 1095/2010.</P>
<P class="p1161 ft124">Artikel 47</P>
<P class="p1301 ft126">Kapitalkrav</P>
<P class="p1291 ft121">1. En värdepapperscentrals kapital ska tillsammans med dess balanserade vinstmedel och reserver stå i proportion till de risker som är förbundna med värdepapperscentralens verksamhet. Det ska vid alla tidpunkter vara tillräckligt för att</P>
<P class="p1115 ft61"><SPAN class="ft61">a)</SPAN><SPAN class="ft148">säkerställa att värdepapperscentralen är tillräckligt skyddad mot operativa risker, juridiska risker, förvaringsrisker, investeringsrisker och affärsrisker, så att värdepapperscentralen kan fortsätta att tillhandahålla tjänster vid fortsatt verksamhet,</SPAN></P>
<P class="p1302 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft148">säkerställa en ordnad avveckling eller omstrukturering av värdepapperscentralens verksamheter under en lämplig tidsperiod på minst ett halvår under en rad olika stresscenarier.</SPAN></P>
<P class="p1174 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft150">En värdepapperscentral ska ha en plan för att</SPAN></P>
<P class="p1208 ft61"><SPAN class="ft61">a)</SPAN><SPAN class="ft148">anskaffa ytterligare kapital, om dess eget kapital närmar sig eller understiger de krav som anges i punkt 1,</SPAN></P>
<P class="p1248 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft148">säkerställa ordnad avveckling av eller omstruktureringskrav för sina verksamheter och tjänster, om värdepapperscen</SPAN><SPAN class="ft83"> </SPAN>tralen inte kan anskaffa nytt kapital.</P>
<P class="p1215 ft137">Planen ska godkännas av ledningsorganet eller en lämplig kommitté inom ledningsorganet och uppdateras regelbundet. Varje uppdatering av planen ska delges den behöriga myndigheten. Den behöriga myndigheten får kräva att värdepappers<SPAN class="ft136"> </SPAN>centralen vidtar ytterligare eller alternativa åtgärder, om den behöriga myndigheten anser att värdepapperscentralens plan är otillfredsställande.</P>
<P class="p1093 ft61">3. EBA ska i nära samarbete med Esma och medlemmarna i ECBS utarbeta förslag till tekniska standarder för tillsyn för att specificera krav i fråga om kapital, balanserade vinstmedel och reserver för värdepapperscentraler som avses i punkt 1.</P>
<P class="p1211 ft61">EBA ska överlämna dessa förslag till tekniska standarder för tillsyn till kommissionen senast den 18 juni 2015.</P>
<P class="p1093 ft61">Kommissionen delegeras befogenhet att anta de tekniska standarder för tillsyn som avses i första stycket i enlighet med artiklarna <NOBR>10–14</NOBR> i förordning (EU) nr 1093/2010.</P>
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<P class="p931 ft2">Bilaga 1</P>
<TABLE cellpadding=0 cellspacing=0 class="t124">
<TR>
<TD class="tr37 td170"><P class="p171 ft121">28.8.2014</P></TD>
<TD class="tr47 td316"><P class="p20 ft6"> </P></TD>
<TD class="tr55 td337"><P class="p68 ft122">SV</P></TD>
<TD class="tr37 td301"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td35"><P class="p20 ft123">L 257/49</P></TD>
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<TD class="tr30 td338"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td316"><P class="p20 ft12"> </P></TD>
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<P class="p1303 ft61">A v s n i t t 5</P>
<P class="p1304 ft126">K r a v p å l ä n k a r m e l l a n v ä r d e p a p p e r s c e n t r a l e r</P>
<P class="p1143 ft124">Artikel 48</P>
<P class="p1305 ft126">Länkar mellan värdepapperscentraler</P>
<P class="p1203 ft137"><SPAN class="ft137">1.</SPAN><SPAN class="ft154">Innan en länk mellan värdepapperscentraler upprättas och fortlöpande när länken mellan värdepapperscentraler väl har upprättats, ska alla berörda värdepapperscentraler identifiera, bedöma, övervaka och hantera alla potentiella källor till risk för sig själva och sina deltagare till följd av länken mellan värdepapperscentraler samt vidta lämpliga åtgärder för att reducera dem.</SPAN></P>
<P class="p1104 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">Värdepapperscentraler som avser att upprätta länkar ska lämna in en ansökan om auktorisation till den ansökande värdepapperscentralens behöriga myndighet enligt kravet i artikel 19.1 e eller anmäla till den ansökande värdepappers</SPAN><SPAN class="ft83"> </SPAN>centralens behöriga och relevanta myndigheter enligt kravet i artikel 19.5.</P>
<P class="p1198 ft121"><SPAN class="ft121">3.</SPAN><SPAN class="ft155">En länk ska ge de sammanlänkade värdepapperscentralerna och deras deltagare tillräckligt skydd, särskilt vad gäller värdepapperscentralers eventuella krediter samt koncentrations- och likviditetsrisker till följd av länkningsarrangemanget.</SPAN></P>
<P class="p1120 ft61">En länk ska understödjas av ett lämpligt avtal, där det anges vilka rättigheter och skyldigheter de sammanlänkade värdepapperscentralerna och vid behov värdepapperscentralernas deltagare har. Ett avtal som berör flera jurisdiktioner ska innehålla ett otvetydigt lagval för varje aspekt av länkens drift.</P>
<P class="p1103 ft61"><SPAN class="ft61">4.</SPAN><SPAN class="ft149">I händelse av en preliminär överföring av värdepapper mellan sammanlänkade värdepapperscentraler ska vidare</SPAN><SPAN class="ft83"> </SPAN>överföring av värdepapper innan den första överföringen har blivit slutgiltig vara förbjuden.</P>
<P class="p1103 ft137"><SPAN class="ft137">5.</SPAN><SPAN class="ft154">En värdepapperscentral som använder en indirekt länk eller en mellanhand för driften av en länk med en annan värdepapperscentral ska mäta, övervaka och hantera de ytterligare risker som uppstår till följd av att denna indirekta länk eller mellanhand används samt vidta lämpliga åtgärder för att reducera dem.</SPAN></P>
<P class="p1104 ft61"><SPAN class="ft61">6.</SPAN><SPAN class="ft149">Sammanlänkade värdepapperscentraler ska ha stabila avstämningsförfaranden för att se till att deras respektive register är korrekta.</SPAN></P>
<P class="p1116 ft137"><SPAN class="ft137">7.</SPAN><SPAN class="ft154">Länkar mellan värdepapperscentraler ska tillåta avveckling genom leverans mot betalning för transaktioner mellan deltagare i sammanlänkade värdepapperscentraler när detta är praktiskt genomförbart och möjligt. Om en länk mellan värdepapperscentraler inte tillåter avveckling genom leverans mot betalning ska en utförlig motivering för detta lämnas till de relevanta och behöriga myndigheterna.</SPAN></P>
<P class="p1104 ft61"><SPAN class="ft61">8.</SPAN><SPAN class="ft149">Driftskompatibla avvecklingssystem för värdepapper och värdepapperscentraler som använder en gemensam avveck</SPAN><SPAN class="ft83"> </SPAN>lingsinfrastruktur ska tillämpa identiska tidpunkter för</P>
<P class="p1049 ft61"><SPAN class="ft32">a)</SPAN><SPAN class="ft148">införande av överföringsuppdrag i systemet,</SPAN></P>
<P class="p1050 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft158">när överföringar blir oåterkalleliga.</SPAN></P>
<P class="p1190 ft61">De avvecklingssystem för värdepapper och värdepapperscentraler som avses i första stycket ska tillämpa likvärdiga regler för tidpunkten när överföringar av värdepapper och kontantmedel blir slutgiltiga.</P>
<P class="p1270 ft61">9. Senast den 18 september 2019 ska alla samverkande länkar mellan värdepapperscentraler som är verksamma i medlemsstater i tillämpliga fall vara länkar som tillåter avveckling genom leverans mot betalning.</P>
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<P class="p16 ft2">437</P>
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<P class="p16 ft2">Bilaga 1</P>
<TABLE cellpadding=0 cellspacing=0 class="t125">
<TR>
<TD colspan=2 class="tr37 td170"><P class="p20 ft123">L 257/50</P></TD>
<TD class="tr47 td342"><P class="p64 ft122">SV</P></TD>
<TD class="tr37 td343"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td134"><P class="p17 ft123">28.8.2014</P></TD>
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<TR>
<TD class="tr50 td344"><P class="p20 ft74"> </P></TD>
<TD class="tr48 td345"><P class="p20 ft71"> </P></TD>
<TD class="tr48 td346"><P class="p20 ft71"> </P></TD>
<TD class="tr50 td347"><P class="p20 ft74"> </P></TD>
<TD class="tr50 td348"><P class="p20 ft74"> </P></TD>
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<P class="p1031 ft123">10. Esma ska i nära samarbete med medlemmarna i ECBS utarbeta förslag till tekniska standarder för tillsyn i syfte att fastställa de villkor som avses i punkt 3 enligt vilka varje typ av länkavtal erbjuder tillräckligt skydd för de samman<SPAN class="ft140"> </SPAN>länkade värdepapperscentralerna och deras deltagare, särskilt när en värdepapperscentral avser att delta i det avvecklings<SPAN class="ft140"> </SPAN>system för värdepapper som drivs av en annan värdepapperscentral, den övervakning och hantering av ytterligare risker som avses i punkt 5 till följd av användningen av mellanhänder, de avstämningsmetoder som avses i punkt 6, de fall där avveckling genom leverans mot betalning via länkar mellan värdepapperscentraler är praktiskt genomförbart och möjligt enligt punkt 7 samt metoderna för att bedöma detta.</P>
<P class="p1306 ft61">Esma ska överlämna dessa förslag till tekniska standarder för tillsyn till kommissionen senast den 18 juni 2015.</P>
<P class="p1184 ft61">Kommissionen delegeras befogenheter att anta de tekniska standarder för tillsyn som avses i första stycket i enlighet med artiklarna <NOBR>10–14</NOBR> i förordning (EU) nr 1095/2010.</P>
<P class="p1307 ft141">KAPITEL III</P>
<P class="p1308 ft153">Tillträde till värdepapperscentraler</P>
<P class="p1212 ft61">A v s n i t t 1</P>
<P class="p1142 ft126">E m i t t e n t e r s t i l l t r ä d e t i l l v ä r d e p a p p e r s c e n t r a l e r</P>
<P class="p1266 ft124">Artikel 49</P>
<P class="p1309 ft126">Frihet att emittera hos en värdepapperscentral som är auktoriserad i unionen</P>
<P class="p1310 ft137"><SPAN class="ft137">1.</SPAN><SPAN class="ft159">En emittent ska ha rätt att låta värdepapper som har upplåtits till handel på reglerade marknader eller MTF-</SPAN></P>
<P class="p1311 ft121">plattformar eller som handlas på handelsplatser registreras hos vilken värdepapperscentral som helst som är etablerad i en medlemsstat, under förutsättning att värdepapperscentralen i fråga uppfyller de villkor som avses i artikel 23.</P>
<P class="p1107 ft61">Utan att det påverkar emittentens rätt enligt första stycket, ska den bolagsrätt eller annan liknande rätt i medlemsstaten enligt vilken värdepappren har utfärdats fortsätta att tillämpas.</P>
<P class="p1286 ft137">Medlemsstaterna ska se till att det upprättas en förteckning över relevanta nyckelbestämmelser i deras rätt som avses i andra stycket. De behöriga myndigheterna ska delge Esma den förteckningen senast den 18 december 2014. Esma ska offentliggöra förteckningen senast den 18 januari 2015.</P>
<P class="p1184 ft61">Värdepapperscentralen får ta ut en rimlig handelsavgift för sitt tillhandahållande av tjänster till emittenter på basis av självkostnad plus vinstpålägg, såvida inte de båda parterna kommer överens om något annat.</P>
<P class="p1210 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">När en emittent lämnar in en ansökan om att registrera sina värdepapper hos en värdepapperscentral, ska den senare behandla en sådan ansökan utan dröjsmål och på ett </SPAN><NOBR>icke-diskriminerande</NOBR> sätt och svara den ansökande emit<SPAN class="ft83"> </SPAN>tenten inom tre månader.</P>
<P class="p1031 ft137"><SPAN class="ft137">3.</SPAN><SPAN class="ft154">En värdepapperscentral får vägra att tillhandahålla tjänster till en emittent. En sådan vägran ska baseras på en genomgripande riskbedömning eller på att den värdepapperscentralen inte tillhandahåller de tjänster som avses i punkt 1 i avsnitt A i bilagan med anknytning till värdepapper som har utfärdats enligt bolagsrätten eller annan liknande rätt i den relevanta medlemsstaten.</SPAN></P>
<P class="p1186 ft137"><SPAN class="ft137">4.</SPAN><SPAN class="ft154">Utan att det påverkar Europaparlamentets och rådets direktiv 2005/60/EG (</SPAN><SPAN class="ft128">1</SPAN>) och kommissionens direktiv 2006/70/EG (<SPAN class="ft128">2</SPAN>) ska en värdepapperscentral, om den vägrar att tillhandahålla tjänster till en emittent, ge den ansökande emittenten en fullständig skriftlig motivering för sin vägran.</P>
<P class="p1312 ft143">(<SPAN class="ft132">1</SPAN>) Europaparlamentets och rådets direktiv 2005/60/EG av den 26 oktober 2005 om åtgärder för att förhindra att det finansiella systemet används för penningtvätt och finansiering av terrorism (EUT L 309, 25.11.2005, s. 15).</P>
<P class="p974 ft121">(<SPAN class="ft132">2</SPAN>) Kommissionens direktiv 2006/70/EG av den 1 augusti 2006 om tillämpningsföreskrifter för Europaparlamentets och rådets direktiv 2005/60/EG med avseende på definitionen av ”person i politiskt utsatt ställning”, samt tekniska kriterier för att kunna tillämpa lägre krav på kundkontroll och göra undantag på grund av finansiell verksamhet som drivs tillfälligt eller i mycket begränsad omfattning (EUT L 214, 4.8.2006, s. 29).</P>
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<P class="p16 ft2">438</P>
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<P class="p930 ft2">Prop. 2015/16:10</P>
<P class="p931 ft2">Bilaga 1</P>
<TABLE cellpadding=0 cellspacing=0 class="t124">
<TR>
<TD class="tr37 td170"><P class="p171 ft121">28.8.2014</P></TD>
<TD class="tr47 td316"><P class="p20 ft6"> </P></TD>
<TD class="tr55 td337"><P class="p68 ft122">SV</P></TD>
<TD class="tr37 td301"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td35"><P class="p20 ft123">L 257/51</P></TD>
</TR>
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<TD class="tr30 td338"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td316"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td339"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td350"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td351"><P class="p20 ft12"> </P></TD>
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<P class="p1116 ft61">Om en värdepapperscentral vägrar att tillhandahålla tjänster, ska den ansökande emittenten ha rätt att klaga hos den behöriga myndigheten för den värdepapperscentral som vägrar att tillhandahålla sina tjänster.</P>
<P class="p1313 ft61">Den behöriga myndigheten för den aktuella värdepapperscentralen ska i vederbörlig ordning granska klagomålet genom att bedöma värdepapperscentralens skäl för vägran och ge den ansökande emittenten ett motiverat svar.</P>
<P class="p1314 ft137">Den behöriga myndigheten för den aktuella värdepapperscentralen ska vid sin bedömning av klagomålet samråda med den behöriga myndigheten på den plats där den ansökande emittenten är etablerad. Om den behöriga myndigheten på den plats där den ansökande emittenten är etablerad inte håller med om bedömningen, får endera av de båda behöriga myndigheterna hänskjuta ärendet till Esma, som får agera i enlighet med de befogenheter som Esma tilldelas enligt artikel 19 i förordning (EU) nr 1095/2010.</P>
<P class="p1103 ft137">Om värdepapperscentralens vägran att tillhandahålla tjänster till en emittent inte anses vara motiverad, ska den ansvariga behöriga myndigheten utfärda ett beslut och kräva att värdepapperscentralen ska tillhandahålla den ansökande emittenten sina tjänster.</P>
<P class="p1146 ft137">5. Esma ska i nära samarbete med medlemmarna i ECBS utarbeta förslag till tekniska standarder för tillsyn för att fastställa dels de risker som ska beaktas av värdepapperscentraler som genomför en genomgripande riskbedömning och behöriga myndigheter som bedömer skälen till vägran i enlighet med punkterna 3 och 4, och de närmare bestämmelser om det förfarande som avses i punkt 4.</P>
<P class="p938 ft61">Esma ska överlämna dessa förslag till tekniska standarder för tillsyn till kommissionen senast den 18 juni 2015.</P>
<P class="p1315 ft61">Kommissionen delegeras befogenhet att anta de tekniska standarder för tillsyn som avses i första stycket i enlighet med artiklarna <NOBR>10–14</NOBR> i förordning (EU) nr 1095/2010.</P>
<P class="p1097 ft61">6. Esma ska i nära samarbete med medlemmarna i ECBS utarbeta förslag till tekniska standarder för genomförande i syfte att fastställa standardformulär och mallar för det förfarande som avses i punkt 4.</P>
<P class="p1316 ft61">Esma ska lämna in dessa förslag till tekniska standarder för genomförande till kommissionen senast den 18 juni 2015.</P>
<P class="p1315 ft61">Kommissionen ges befogenhet att anta de tekniska standarder för genomförande som avses i första stycket i enlighet med förfarandet i artikel 15 i förordning (EU) nr 1095/2010.</P>
<P class="p1317 ft61">A v s n i t t 2</P>
<P class="p1318 ft126">T i l l t r ä d e m e l l a n v ä r d e p a p p e r s c e n t r a l e r</P>
<P class="p1143 ft124">Artikel 50</P>
<P class="p1319 ft126">Tillträde genom standardiserad länk</P>
<P class="p1073 ft61">En värdepapperscentral ska ha rätt att bli deltagare i en annan värdepapperscentral och upprätta en standardlänk med den värdepapperscentralen i enlighet med artikel 33, förutsatt att länken mellan värdepapperscentraler först anmäls enligt artikel 19.5.</P>
<P class="p142 ft124">Artikel 51</P>
<P class="p1320 ft126">Tillträde genom anpassad länk</P>
<P class="p1073 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft149">Om en värdepapperscentral ansöker om att en annan värdepapperscentral ska upprätta en anpassad länk för att den ska få tillträde till den värdepapperscentralen, ska den värdepapperscentral som tar emot ansökan endast avslå den på grund av riskbedömningar. Den får inte avslå en ansökan på grund av förlust av marknadsandelar.</SPAN></P>
<P class="p1321 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">Den mottagande värdepapperscentralen får ta ut en rimlig handelsavgift till </SPAN><NOBR>självkostnad-plus-vinstpålägg</NOBR> från den ansökande värdepapperscentralen för att ge tillträde genom anpassad länk, om inte båda parter kommer överens om något annat.</P>
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<DIV id="id_2">
<P class="p16 ft2">439</P>
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<P class="p16 ft2">Bilaga 1</P>
<TABLE cellpadding=0 cellspacing=0 class="t125">
<TR>
<TD colspan=2 class="tr37 td170"><P class="p20 ft123">L 257/52</P></TD>
<TD class="tr47 td342"><P class="p64 ft122">SV</P></TD>
<TD class="tr37 td343"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td134"><P class="p17 ft123">28.8.2014</P></TD>
</TR>
<TR>
<TD class="tr50 td344"><P class="p20 ft74"> </P></TD>
<TD class="tr48 td345"><P class="p20 ft71"> </P></TD>
<TD class="tr48 td346"><P class="p20 ft71"> </P></TD>
<TD class="tr50 td347"><P class="p20 ft74"> </P></TD>
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<P class="p1161 ft124">Artikel 52</P>
<P class="p1322 ft126">Förfarande för länkar mellan värdepapperscentraler</P>
<P class="p1091 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft149">När en värdepapperscentral lämnar in en ansökan om tillträde till en annan värdepapperscentral enligt artiklarna 50 och 51, ska den senare behandla ansökan utan dröjsmål och svara den ansökande värdepapperscentralen inom tre månader.</SPAN></P>
<P class="p1107 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">En värdepapperscentral ska vägra en ansökande värdepapperscentral tillträde endast om sådant tillträde skulle hota finansmarknadernas smidiga och ordnade funktion eller medföra systemrisk. En sådan vägran ska baseras på en genom</SPAN><SPAN class="ft83"> </SPAN>gripande riskbedömning.</P>
<P class="p1107 ft61">Om en värdepapperscentral vägrar att bevilja tillträde, ska den ge den ansökande värdepapperscentralen en fullständig motivering för sin vägran.</P>
<P class="p1092 ft61">Om en värdepapperscentral vägrar tillträde, har den ansökande värdepapperscentralen rätt att klaga hos den behöriga myndigheten för den värdepapperscentral som har vägrat tillträde.</P>
<P class="p1092 ft61">Den mottagande värdepapperscentralens behöriga myndighet ska granska klagomålet genom att bedöma skälen till vägran och ge den ansökande värdepapperscentralen ett motiverat svar.</P>
<P class="p1323 ft121">Den mottagande värdepapperscentralens behöriga myndighet ska vid sin bedömning av klagomålet samråda med den behöriga myndigheten för den ansökande värdepapperscentralen och den relevanta myndigheten för den ansökande värdepapperscentralen enligt artikel 12.1 a. Om någon av myndigheterna för den ansökande värdepapperscentralen inte håller med om bedömningen, får vilken som helst av myndigheterna hänskjuta ärendet till Esma, som får agera i enlighet med de befogenheter som Esma tilldelas genom artikel 19 i förordning (EU) nr 1095/2010.</P>
<P class="p1096 ft61">Om värdepapperscentralens vägran att bevilja den ansökande värdepapperscentralen tillträde inte anses vara motiverad, ska den mottagande värdepapperscentralens behöriga myndighet utfärda ett beslut och kräva att värdepapperscentralen ska bevilja den ansökande värdepapperscentralen tillträde.</P>
<P class="p1184 ft137">3. Esma ska i nära samarbete med medlemmarna i ECBS utarbeta förslag till tekniska standarder för tillsyn i syfte att fastställa dels de risker som ska beaktas av värdepapperscentraler som genomför en genomgripande riskbedömning och av behöriga myndigheter när de bedömer skälen till vägran i enlighet med punkt 2, dels närmare bestämmelser om det förfarande som avses i punkt 2.</P>
<P class="p1136 ft61">Esma ska överlämna dessa förslag till tekniska standarder för tillsyn till kommissionen senast den 18 juni 2015.</P>
<P class="p1094 ft61">Kommissionen delegeras befogenhet att anta de tekniska standarder för tillsyn som avses i första stycket i enlighet med artiklarna <NOBR>10–14</NOBR> i förordning (EU) nr 1095/2010.</P>
<P class="p1092 ft61">4. Esma ska i nära samarbete med medlemmarna i ECBS utarbeta förslag till tekniska standarder för genomförande i syfte att fastställa standardformulär och mallar för de förfaranden som avses i punkterna 1 och 2.</P>
<P class="p1324 ft61">Esma ska överlämna dessa förslag till tekniska standarder för genomförande till kommissionen senast den 18 juni 2015.</P>
<P class="p1094 ft61">Kommissionen ges befogenhet att anta de tekniska standarder för genomförande som avses i första stycket i enlighet med artikel 15 i förordning (EU) nr 1095/2010.</P>
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<P class="p931 ft2">Bilaga 1</P>
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<TD class="tr37 td170"><P class="p171 ft121">28.8.2014</P></TD>
<TD class="tr47 td316"><P class="p20 ft6"> </P></TD>
<TD class="tr55 td337"><P class="p68 ft122">SV</P></TD>
<TD class="tr37 td301"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td35"><P class="p20 ft123">L 257/53</P></TD>
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<TD class="tr30 td338"><P class="p20 ft12"> </P></TD>
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<P class="p1303 ft61">A v s n i t t 3</P>
<P class="p1325 ft126">T i l l t r ä d e m e l l a n e n v ä r d e p a p p e r s c e n t r a l o c h e n a n n a n m a r k n a d s i n f r a s t r u k t u r</P>
<P class="p1143 ft124">Artikel 53</P>
<P class="p1326 ft126">Tillträde mellan en värdepapperscentral och en annan marknadsinfrastruktur</P>
<P class="p1203 ft137">1. En central motpart och en handelsplats ska lämna transaktionsdata på <NOBR>icke-diskriminerande</NOBR> och öppen grund till en värdepapperscentral på begäran av denna värdepapperscentral och får ta ut en rimlig handelsavgift av den ansökande värdepapperscentralen för sådana transaktionsdata t på basis av självkostnad plus vinstpålägg, om inte båda parter kommer överens om något annat.</P>
<P class="p1217 ft61">En värdepapperscentral ska ge en central motpart eller en handelsplats tillträde till sina avvecklingssystem för värdepapper på <NOBR>icke-diskriminerande</NOBR> och öppen grund och får ta ut en rimlig handelsavgift för detta tillträde enligt <NOBR>självkostnad-plus-</NOBR> <NOBR>vinstpålägg-metoden,</NOBR> om inte båda parter kommer överens om något annat.</P>
<P class="p1192 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">Om en part lämnar in en ansökan om tillträde till en annan part i enlighet med punkt 1, ska denna ansökan behandlas utan dröjsmål och den ansökande parten få svar inom tre månader.</SPAN></P>
<P class="p1261 ft121"><SPAN class="ft121">3.</SPAN><SPAN class="ft155">Den mottagande parten ska vägras tillträde endast om sådant tillträde skulle påverka finansmarknadernas smidiga och ordnade funktion eller medföra systemrisk. Den ska inte avslå en ansökan på grund av förlust av marknadsandelar.</SPAN></P>
<P class="p1028 ft61">En part som vägrar tillträde ska ge den ansökande parten en fullständig skriftlig motivering till denna vägran baserad på en genomgripande riskbedömning. Om en part vägrar tillträde, har den ansökande parten rätt att klaga hos den behöriga myndigheten för den part som har vägrat tillträde.</P>
<P class="p1281 ft121">Den mottagande partens behöriga myndighet och den relevanta myndigheten som avses i artikel 12.1 a ska i vederbörlig ordning granska klagomålet genom att bedöma skälen till vägran och ge den ansökande parten ett motiverat svar.</P>
<P class="p1232 ft137">Den mottagande partens behöriga myndighet ska vid sin bedömning av klagomålet samråda med den behöriga myn<SPAN class="ft136"> </SPAN>digheten och den relevanta myndighet som avses i artikel 12.1 a för den ansökande parten. Om någon av myndigheterna för den ansökande parten inte håller med om den bedömningen som ges, får vilken som helst av dem hänskjuta ärendet till Esma, som får agera i enlighet med de befogenheter som Esma tilldelas enligt artikel 19 i förordning (EU) nr 1095/2010.</P>
<P class="p1028 ft61">Om en parts vägran att bevilja tillträde inte anses vara motiverad, ska den ansvariga behöriga myndigheten utfärda ett beslut och kräva att parten ska bevilja tillträde till sina tjänster inom tre månader.</P>
<P class="p1103 ft137">4. Esma ska i nära samarbete med medlemmarna i ECBS utarbeta förslag till tekniska standarder för tillsyn för att specificera dels de risker som ska beaktas av värdepapperscentraler som genomför en genomgripande riskbedömning och av behöriga myndigheter när de bedömer skälen till vägran i enlighet med punkt 3, dels närmare bestämmelser om det förfarande som avses i punkt 3.</P>
<P class="p941 ft61">Esma ska överlämna dessa förslag till tekniska standarder för tillsyn till kommissionen senast den 18 juni 2015.</P>
<P class="p1327 ft61">Kommissionen delegeras befogenhet att anta de tekniska standarder för tillsyn som avses i första stycket i enlighet med artiklarna <NOBR>10–14</NOBR> i förordning (EU) nr 1095/2010.</P>
<P class="p1232 ft61">5. Esma ska i nära samarbete med medlemmarna i ECBS utarbeta förslag till tekniska standarder för genomförande i syfte att fastställa standardformulär och mallar för det förfarande som avses i punkterna 2 och 3.</P>
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<P class="p16 ft2">441</P>
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<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p16 ft2">Bilaga 1</P>
<TABLE cellpadding=0 cellspacing=0 class="t125">
<TR>
<TD colspan=2 class="tr37 td170"><P class="p20 ft123">L 257/54</P></TD>
<TD class="tr47 td342"><P class="p64 ft122">SV</P></TD>
<TD class="tr37 td343"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td134"><P class="p17 ft123">28.8.2014</P></TD>
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<TR>
<TD class="tr50 td344"><P class="p20 ft74"> </P></TD>
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<TD class="tr48 td346"><P class="p20 ft71"> </P></TD>
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<TD class="tr50 td348"><P class="p20 ft74"> </P></TD>
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<P class="p1153 ft61">Esma ska överlämna dessa förslag till tekniska standarder för genomförande till kommissionen senast den 18 juni 2015.</P>
<P class="p1328 ft61">Kommissionen ges befogenhet att anta de tekniska standarder för genomförande som avses i första stycket i enlighet med artikel 15 i förordning (EU) nr 1095/2010.</P>
<P class="p1329 ft121">AVDELNING IV</P>
<P class="p1330 ft127">TILLHANDAHÅLLANDE AV ANKNUTNA BANKTJÄNSTER TILL VÄRDEPAPPERSCENTRALERS DELTAGARE</P>
<P class="p1266 ft124">Artikel 54</P>
<P class="p1331 ft126">Auktorisation och utnämning för tillhandahållande av anknutna banktjänster</P>
<P class="p1091 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft149">En värdepapperscentral ska inte själv tillhandahålla några av de anknutna banktjänster som anges i avsnitt C i bilagan, såvida den inte har erhållit en tilläggsauktorisation för att tillhandahålla sådana tjänster i enlighet med denna artikel.</SPAN></P>
<P class="p1107 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">En värdepapperscentral som har för avsikt att avveckla kontantdelen av hela eller delar av sitt avvecklingssystem för värdepapper i enlighet med artikel 40.2 eller som på annat sätt önskar tillhandahålla någon av de anknutna banktjänster som avses i punkt 1 ska vara auktoriserad att antingen</SPAN></P>
<P class="p1062 ft61"><SPAN class="ft61">a)</SPAN><SPAN class="ft148">själv erbjuda sådana tjänster enligt de villkor som anges i den här artikeln, eller</SPAN></P>
<P class="p1332 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft148">för detta syfte utse ett eller flera auktoriserade kreditinstitut i enlighet med artikel 8 i direktiv 2013/36/EU.</SPAN></P>
<P class="p1094 ft61">3. Om en värdepapperscentral önskar tillhandahålla anknutna banktjänster genom samma juridiska person som driver avvecklingssystemet för värdepapper, ska den auktorisation som avses i punkt 2 endast beviljas om följande villkor uppfylls:</P>
<P class="p1062 ft61"><SPAN class="ft61">a)</SPAN><SPAN class="ft148">Värdepapperscentralen har auktoriserats som kreditinstitut enligt artikel 8 i direktiv 2013/36/EU.</SPAN></P>
<P class="p1113 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft148">Värdepapperscentralen uppfyller de stabilitetskrav som fastställs i artikel 59.1, 59.3 och 59.4 och de tillsynskrav som fastställs i artikel 60.</SPAN></P>
<P class="p1114 ft61"><SPAN class="ft32">c)</SPAN><SPAN class="ft157">Den auktorisation som avses i led a i detta stycke används endast för att tillhandahålla de anknutna banktjänster som avses i avsnitt C i bilagan och inte för att utföra någon annan verksamhet.</SPAN></P>
<P class="p1115 ft137"><SPAN class="ft121">d)</SPAN><SPAN class="ft151">Värdepapperscentralen är föremål för ett extra kapitalkrav som återspeglar de risker, inbegripet kredit- och likviditets</SPAN><SPAN class="ft136"> </SPAN>risker, som uppstår med anledning av tillhandahållande av intradagskrediter till bland andra deltagarna i ett avveck<SPAN class="ft136"> </SPAN>lingssystem för värdepapper eller andra användare av värdepapperscentralstjänster.</P>
<P class="p1333 ft121"><SPAN class="ft32">e)</SPAN><SPAN class="ft163">Värdepapperscentralen rapporterar minst varje månad till den behöriga myndigheten och varje år genom som en del av offentliggörandet av information enligt kraven i del åtta av förordning (EU) nr 575/2013 om omfattningen och förvaltningen av intradagslikviditetsrisker i enlighet med artikel 59.4 j i den här förordningen.</SPAN></P>
<P class="p1236 ft61"><SPAN class="ft61">f)</SPAN><SPAN class="ft165">Värdepapperscentralen har till den behöriga myndigheten överlämnat en tillfredsställande återhämtningsplan som säkerställer kontinuitet i dess huvudverksamhet, även i situationer där likviditets- eller kreditrisken kristalliseras till följd av tillhandahållandet av anknutna banktjänster.</SPAN></P>
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<P class="p930 ft2">Prop. 2015/16:10</P>
<P class="p931 ft2">Bilaga 1</P>
<TABLE cellpadding=0 cellspacing=0 class="t124">
<TR>
<TD class="tr37 td170"><P class="p171 ft121">28.8.2014</P></TD>
<TD class="tr47 td316"><P class="p20 ft6"> </P></TD>
<TD class="tr55 td337"><P class="p68 ft122">SV</P></TD>
<TD class="tr37 td301"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td35"><P class="p20 ft123">L 257/55</P></TD>
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<TD class="tr30 td338"><P class="p20 ft12"> </P></TD>
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<P class="p1097 ft137">Vid motstridiga bestämmelser som föreskrivs i den här förordningen, i förordning (EU) nr 575/2013 och i direktiv 2013/36/EU, ska den värdepapperscentral som avses i led a första stycket tillgodose de striktaste kraven på stabilitets<SPAN class="ft136"> </SPAN>tillsyn. De tekniska standarder för tillsyn som avses i artiklarna 47 och 59 i den här förordningen ska klargöra fallen av motstridiga bestämmelser.</P>
<P class="p1170 ft137">4. Om en värdepapperscentral önskar utse ett kreditinstitut för att tillhandahålla anknutna banktjänster genom en separat juridisk person som kan ingå i samma företagskoncern som ytterst kontrolleras av samma moderföretag eller inte, ska den auktorisation som avses i punkt 2 endast beviljas om följande villkor uppfylls:</P>
<P class="p1334 ft61"><SPAN class="ft32">a)</SPAN><SPAN class="ft148">Den separata juridiska personen är auktoriserad som kreditinstitut enligt artikel 8 i direktiv 2013/36/EU.</SPAN></P>
<P class="p1335 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft158">Den separata juridiska personen uppfyller de stabilitetskrav som fastställs i artikel 59.1, 59.3 och 59.4 och de tillsynskrav som fastställs i artikel 60.</SPAN></P>
<P class="p1047 ft61"><SPAN class="ft32">c)</SPAN><SPAN class="ft148">Den separata juridiska personen utför inte själv någon av de huvudtjänster som avses i avsnitt A i bilagan.</SPAN></P>
<P class="p1335 ft61"><SPAN class="ft121">d)</SPAN><SPAN class="ft158">Den auktorisation som avses i led a används endast för att tillhandahålla de anknutna banktjänster som avses i avsnitt C i bilagan och inte för att utföra någon annan verksamhet.</SPAN></P>
<P class="p1105 ft61"><SPAN class="ft32">e)</SPAN><SPAN class="ft148">Den separata juridiska personen är föremål för ett extra kapitalkrav som återspeglar de risker, inbegripet kredit- och likviditetsrisker, som uppstår med anledning av tillhandahållande av intradagskrediter bland annat till deltagare i ett avvecklingssystem för värdepapper eller andra användare av värdepapperscentralstjänster.</SPAN></P>
<P class="p1336 ft61"><SPAN class="ft61">f)</SPAN><SPAN class="ft157">Den separata juridiska personen rapporterar minst varje månad till den behöriga myndigheten och varje år som del av offentliggörandet av information enligt kraven i del åtta i förordning (EU) nr 575/2013 om omfattningen och förvalt</SPAN><SPAN class="ft83"> </SPAN>ningen av intradagslikviditetsrisker i enlighet med artikel 59.4 j i den här förordningen.</P>
<P class="p1123 ft121"><SPAN class="ft121">g)</SPAN><SPAN class="ft147">Den separata juridiska personen har till den behöriga myndigheten överlämnat en tillfredsställande återhämtningsplan som säkerställer kontinuitet i dess huvudverksamhet, inbegripet situationer där likviditets- eller kreditrisken kristalli</SPAN><SPAN class="ft131"> </SPAN>seras till följd av tillhandahållandet av anknutna banktjänster från en separat juridisk person.</P>
<P class="p1102 ft137">5. Punkt 4 ska inte gälla sådana kreditinstitut som avses i punkt 2 b som erbjuder avveckling av kontantutbetalning<SPAN class="ft136"> </SPAN>arna för delar av värdepapperscentralens avvecklingssystem för värdepapper, om det totala värdet av sådan kontant<SPAN class="ft136"> </SPAN>avveckling genom konton hos de kreditinstituten, beräknat över en ettårsperiod, understiger en procent av det totala värdet av alla värdepapperstransaktioner mot kontantmedel som har avvecklats på värdepapperscentralens konton och uppgår till högst 2,5 miljarder EUR per år.</P>
<P class="p1169 ft121">Den behöriga myndigheten ska åtminstone en gång om året kontrollera att det tröskelvärde som fastställs i första stycket respekteras och rapportera sina iakttagelser till Esma. Om den behöriga myndigheten fastställer att tröskelvärdet har överskridits, ska den kräva att den berörda värdepapperscentralen ansöker om auktorisation i enlighet med punkt 4. Den berörda värdepapperscentralen ska lämna in sin ansökan om auktorisation inom sex månader.</P>
<P class="p1170 ft137">6. Den behöriga myndigheten får kräva att en värdepapperscentral utser mer än ett kreditinstitut eller att den utser ett kreditinstitut och samtidigt också själv tillhandahåller tjänster i enlighet med punkt 2 a i den här artikeln, om den anser att ett kreditinstituts exponering mot koncentrationen av risker enligt artikel 59.3 och 59.4 inte i full utsträckning har reducerats. De utsedda kreditinstituten ska anses vara avvecklingsagenter.</P>
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<P class="p16 ft2">443</P>
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<P class="p16 ft2">Bilaga 1</P>
<TABLE cellpadding=0 cellspacing=0 class="t125">
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<TD colspan=2 class="tr37 td170"><P class="p20 ft123">L 257/56</P></TD>
<TD class="tr47 td342"><P class="p64 ft122">SV</P></TD>
<TD class="tr37 td343"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td134"><P class="p17 ft123">28.8.2014</P></TD>
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<TD class="tr50 td344"><P class="p20 ft74"> </P></TD>
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<P class="p1286 ft137"><SPAN class="ft137">7.</SPAN><SPAN class="ft154">En värdepapperscentral som har auktoriserats att tillhandahålla anknutna banktjänster och ett kreditinstitut som har utsetts i enlighet med punkt 2 b ska alltid uppfylla de villkor som krävs för auktorisation enligt denna förordning och ska utan dröjsmål anmäla till de behöriga myndigheterna om alla väsentliga förändringar som påverkar villkoren för aukto</SPAN><SPAN class="ft136"> </SPAN>risationen.</P>
<P class="p1107 ft61"><SPAN class="ft61">8.</SPAN><SPAN class="ft149">EBA ska i nära samarbete med Esma och medlemmarna i ECBS utarbeta förslag till tekniska standarder för tillsyn för att fastställa det riskbaserade extra kapitalkrav som avses i punkt 3 d, och punkt 4 e.</SPAN></P>
<P class="p1153 ft61">EBA ska överlämna dessa förslag till tekniska standarder för tillsyn till kommissionen senast den 18 juni 2015.</P>
<P class="p1181 ft61">Kommissionen delegeras befogenhet att anta de tekniska standarder för tillsyn som avses i första stycket i enlighet med artiklarna <NOBR>10–14</NOBR> i förordning (EU) nr 1095/2010.</P>
<P class="p1161 ft124">Artikel 55</P>
<P class="p1337 ft126">Förfarande för att bevilja och avslå auktorisation att tillhandahålla anknutna banktjänster</P>
<P class="p1084 ft121"><SPAN class="ft121">1.</SPAN><SPAN class="ft155">Värdepapperscentralen ska lämna in sin ansökan om auktorisation att utse ett kreditinstitut eller tillhandahålla anknutna banktjänster i enlighet med kravet i artikel 54 till den behöriga myndigheten i dess hemmedlemsstat.</SPAN></P>
<P class="p1246 ft123"><SPAN class="ft123">2.</SPAN><SPAN class="ft156">Ansökan ska innehålla alla uppgifter som krävs för att den behöriga myndigheten ska kunna fastställa att vär</SPAN><SPAN class="ft140"> </SPAN>depapperscentralen och i förekommande fall det utsedda kreditinstitutet vid tidpunkten för auktorisationen har vidtagit alla nödvändiga arrangemang för att uppfylla kraven som fastställs i denna förordning. Ansökan ska innehålla en verk<SPAN class="ft140"> </SPAN>samhetsplan med en beskrivning av de planerade anknutna banktjänsterna, i tillämpliga fall den strukturella organisa<SPAN class="ft140"> </SPAN>tionen av förbindelserna mellan värdepapperscentralen och det utsedda kreditinstitutet och av hur värdepapperscentralen eller i förekommande fall det utsedda kreditinstitutet avser att uppfylla de stabilitetskrav som fastställs i artikel 59.1, 59.3 och 59.4 och de andra villkor som fastställs i artikel 54.</P>
<P class="p1086 ft61"><SPAN class="ft61">3.</SPAN><SPAN class="ft150">Den behöriga myndigheten ska tillämpa det förfarande som anges i artikel 17.3 och 17.8.</SPAN></P>
<P class="p1107 ft61"><SPAN class="ft61">4.</SPAN><SPAN class="ft149">Från och med tidpunkten när ansökan anses vara fullständig ska den behöriga myndigheten översända all infor</SPAN><SPAN class="ft83"> </SPAN>mation i ansökan till följande myndigheter:</P>
<P class="p1045 ft61"><SPAN class="ft61">a)</SPAN><SPAN class="ft148">De relevanta myndigheterna.</SPAN></P>
<P class="p1208 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft148">Den behöriga myndighet som avses i artikel 4.1.40 i förordning (EU) nr 575/2013.</SPAN></P>
<P class="p1248 ft137"><SPAN class="ft32">c)</SPAN><SPAN class="ft162">De behöriga myndigheterna i de medlemsstater där värdepapperscentralen har upprättat samverkande länkar med en annan värdepapperscentral, utom i fall där värdepapperscentralen har upprättat sådana samverkande länkar som avses i artikel 19.5.</SPAN></P>
<P class="p1248 ft61"><SPAN class="ft121">d)</SPAN><SPAN class="ft148">De behöriga myndigheterna i värdmedlemsstaten, om värdepapperscentralens verksamhet är av väsentlig betydelse för värdepappersmarknadernas funktion och för skyddet av investerarna i enlighet med artikel 24.4.</SPAN></P>
<P class="p1175 ft61"><SPAN class="ft32">e)</SPAN><SPAN class="ft157">De behöriga myndigheter som ansvarar för tillsynen över de deltagare i värdepapperscentralen som är etablerade i de tre medlemsstater som under en ettårsperiod sammanlagt har de största avvecklingsvärdena i värdepapperscentralens avvecklingssystem för värdepapper.</SPAN></P>
<P class="p1044 ft61"><SPAN class="ft61">f)</SPAN><SPAN class="ft165">Esma.</SPAN></P>
<P class="p1208 ft61"><SPAN class="ft121">g)</SPAN><SPAN class="ft148">EBA.</SPAN></P>
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<TD class="tr37 td170"><P class="p171 ft121">28.8.2014</P></TD>
<TD class="tr47 td316"><P class="p20 ft6"> </P></TD>
<TD class="tr55 td337"><P class="p68 ft122">SV</P></TD>
<TD class="tr37 td301"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td35"><P class="p20 ft123">L 257/57</P></TD>
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<P class="p1116 ft61">5. De myndigheter som avses i punkt 4 <NOBR>a–e</NOBR> ska avge ett motiverat yttrande om auktorisationen inom 30 dagar efter mottagandet av den information som avses i punkt 4. När en myndighet inte avger ett yttrande inom denna tidsfrist, ska den anses ha avgivit ett positivt yttrande.</P>
<P class="p1116 ft61">Om minst en av de myndigheter som avses i punkt 4 <NOBR>a–e</NOBR> avger ett negativt motiverat yttrande, ska den behöriga myndighet som önskar bevilja auktorisationen inom 30 dagar till de myndigheter som avses i punkt 4 <NOBR>a–e</NOBR> inkomma med ett motiverat beslut med ett bemötande av det negativa yttrandet.</P>
<P class="p1097 ft137">Om inom 30 dagar efter det att detta beslut läggs fram någon av de myndigheter som avses i punkt 4 <NOBR>a–e</NOBR> avger ett negativt yttrande och den behöriga myndigheten fortfarande önskar bevilja auktorisationen, får vilken som helst av de myndigheter som avgett ett negativt yttrande hänskjuta ärendet till Esma för medling enligt artikel 31 c i förordning (EU) nr 1095/2010.</P>
<P class="p1104 ft137">Om ärendet ännu inte avgjorts 30 dagar efter hänskjutandet till Esma, ska den behöriga myndighet som önskar bevilja auktorisationen fatta det slutliga beslutet och lämna en utförlig skriftlig motivering till sitt beslut till de myndigheter som avses i punkt 4 <NOBR>a–e.</NOBR></P>
<P class="p957 ft61">Om den behöriga myndigheten önskar neka auktorisation, ska ärendet inte hänskjutas till Esma.</P>
<P class="p1187 ft61">Negativa yttranden ska innehålla en uttömmande och utförlig skriftlig motivering till varför kraven i denna förordning eller andra delar av unionsrätten inte är uppfyllda.</P>
<P class="p1260 ft137"><SPAN class="ft137">6.</SPAN><SPAN class="ft154">Om Esma anser att den behöriga myndigheten som avses i punkt 1 har beviljat en auktorisation som eventuellt inte</SPAN></P>
<P class="p1118 ft61">överensstämmer med unionsrätten ska Esma agera i enlighet med artikel 17 i förordning (EU) nr 1095/2010.</P>
<P class="p1104 ft137">7. Esma ska i nära samarbete med medlemmarna i ECBS och EBA utarbeta förslag till tekniska standarder för tillsyn i syfte att specificera vilken information värdepapperscentralen ska lämna till den behöriga myndigheten för att erhålla de relevanta auktorisationerna för att tillhandahålla banktjänster anknutna till avveckling.</P>
<P class="p957 ft61">Esma ska överlämna dessa förslag till tekniska standarder för tillsyn till kommissionen senast den 18 juni 2015.</P>
<P class="p1187 ft61">Kommissionen delegeras befogenhet att anta de tekniska standarder för tillsyn som avses i första stycket i enlighet med artiklarna <NOBR>10–14</NOBR> i förordning (EU) nr 1095/2010.</P>
<P class="p1192 ft61">8. Esma ska i nära samarbete med medlemmarna i ECBS och EBA utarbeta förslag till tekniska standarder för genomförande i syfte att fastställa standardformulär, mallar och förfaranden för samråd med de myndigheter som avses i punkt 4 innan auktorisation beviljas.</P>
<P class="p1271 ft61">Esma ska överlämna dessa förslag till tekniska standarder för genomförande till kommissionen senast den 18 juni 2015.</P>
<P class="p1187 ft61">Kommissionen ges befogenhet att anta de tekniska standarder för genomförande som avses i första stycket i enlighet med artikel 15 i förordning (EU) nr 1095/2010.</P>
<P class="p1188 ft124">Artikel 56</P>
<P class="p1338 ft126">Utvidgning av anknutna banktjänster</P>
<P class="p1073 ft61">1. En värdepapperscentral som avser att utvidga de anknutna banktjänster för vilka den utser ett kreditinstitut eller som den själv tillhandahåller i enlighet med artikel 54 ska lämna in en ansökan om utvidgning till den behöriga myndigheten i dess hemmedlemsstat.</P>
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<P class="p16 ft2">Bilaga 1</P>
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<TD colspan=2 class="tr37 td170"><P class="p20 ft123">L 257/58</P></TD>
<TD class="tr47 td342"><P class="p64 ft122">SV</P></TD>
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<TD class="tr37 td134"><P class="p17 ft123">28.8.2014</P></TD>
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<P class="p1174 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft150">Ansökan om utvidgning ska behandlas enligt förfarandet i artikel 55.</SPAN></P>
<P class="p1182 ft124">Artikel 57</P>
<P class="p1339 ft126">Återkallande av auktorisation</P>
<P class="p1091 ft137">1. Utan att det påverkar eventuella korrigerande åtgärder enligt avdelning V ska den behöriga myndigheten i den medlemsstat där värdepapperscentralen är etablerad återkalla de auktorisationer som avses i artikel 54, under någon av följande förutsättningar:</P>
<P class="p1175 ft61"><SPAN class="ft61">a)</SPAN><SPAN class="ft148">Om värdepapperscentralen under tolv månader inte har utnyttjat sin auktorisation, uttryckligen har frånsagt sig auktorisationen eller det utsedda kreditinstitutet inte har tillhandahållit några tjänster eller utövat någon verksamhet under de föregående sex månaderna.</SPAN></P>
<P class="p1302 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft148">Om värdepapperscentralen har erhållit auktorisationen genom att lämna osanna uppgifter eller på något annat olagligt sätt.</SPAN></P>
<P class="p1340 ft137"><SPAN class="ft32">c)</SPAN><SPAN class="ft162">Om värdepapperscentralen eller de utsedda kreditinstituten inte längre uppfyller de villkor enligt vilka auktorisationen beviljades och inte har vidtagit de korrigerande åtgärder som den behöriga myndigheten har begärt inom en viss tidsfrist.</SPAN></P>
<P class="p1248 ft61"><SPAN class="ft121">d)</SPAN><SPAN class="ft148">Om värdepapperscentralen eller det utsedda kreditinstitutet på ett allvarligt och systematiskt sätt har åsidosatt kraven som fastställs i denna förordning.</SPAN></P>
<P class="p1176 ft121"><SPAN class="ft121">2.</SPAN><SPAN class="ft155">Så snart som den behöriga myndigheten upptäcker att någon av de omständigheter som avses i punkt 1 föreligger, ska den omedelbart samråda med de myndigheter som avses i artikel 55.4 om huruvida auktorisationen måste återkallas.</SPAN></P>
<P class="p1093 ft137"><SPAN class="ft137">3.</SPAN><SPAN class="ft154">Esma, varje relevant behörig myndighet enligt artikel 12.1 a och varje myndighet som avses i artikel 60.1 eller de myndigheter som avses i artikel 55.4 får när som helst begära att den behöriga myndigheten i värdepapperscentralens hemmedlemsstat ska undersöka om värdepapperscentralen och i tillämpliga fall de utsedda kreditinstituten fortfarande uppfyller villkoren för auktorisationen.</SPAN></P>
<P class="p1208 ft61"><SPAN class="ft61">4.</SPAN><SPAN class="ft150">Den behöriga myndigheten får begränsa återkallandet till viss tjänst, verksamhet eller finansiellt instrument.</SPAN></P>
<P class="p1341 ft121"><SPAN class="ft121">5.</SPAN><SPAN class="ft155">En värdepapperscentral och det utsedda kreditinstitutet ska fastställa, genomföra och upprätthålla ett lämpligt förfarande som säkerställer att kundernas och deltagarnas tillgångar i tid och under ordnade former avvecklas och överförs till en annan avvecklingsagent i händelse av återkallande av auktorisationen enligt punkt 1.</SPAN></P>
<P class="p1194 ft124">Artikel 58</P>
<P class="p1197 ft126">Register över värdepapperscentraler</P>
<P class="p1034 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft150">Beslut som fattas av behöriga myndigheter enligt artiklarna 54, 56 och 57 ska anmälas till Esma.</SPAN></P>
<P class="p1093 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">I det register som Esma i enlighet med artikel 21.3 är skyldig att göra tillgängligt på sin särskilda webbplats ska följande information föras in:</SPAN></P>
<P class="p1174 ft61"><SPAN class="ft61">a)</SPAN><SPAN class="ft148">Namnet på samtliga värdepapperscentraler som har varit föremål för ett beslut enligt artiklarna 54, 56 och 57.</SPAN></P>
<P class="p1045 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft148">Namnet på samtliga utsedda kreditinstitut.</SPAN></P>
<P class="p1248 ft61"><SPAN class="ft32">c)</SPAN><SPAN class="ft157">Förteckningen över de anknutna banktjänster som utsedda kreditinstitut eller värdepapperscentraler som har aukto</SPAN><SPAN class="ft83"> </SPAN>riserats enligt artikel 54 är auktoriserade att tillhandahålla värdepapperscentralens deltagare.</P>
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<P class="p931 ft2">Bilaga 1</P>
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<TD class="tr37 td170"><P class="p171 ft121">28.8.2014</P></TD>
<TD class="tr47 td316"><P class="p20 ft6"> </P></TD>
<TD class="tr55 td337"><P class="p68 ft122">SV</P></TD>
<TD class="tr37 td301"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td35"><P class="p20 ft123">L 257/59</P></TD>
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<P class="p1342 ft61">3. De behöriga myndigheterna ska till Esma anmäla vilka enheter som tillhandahåller anknutna banktjänster enligt kraven i nationell lag senast den 16 december 2014.</P>
<P class="p1201 ft124">Artikel 59</P>
<P class="p1343 ft126">Tillämpliga stabilitetskrav för kreditinstitut eller värdepapperscentraler som har auktoriserats att tillhandahålla anknutna banktjänster</P>
<P class="p1203 ft137"><SPAN class="ft137">1.</SPAN><SPAN class="ft154">Ett kreditinstitut som enligt artikel 54.2 b har utsetts eller en värdepapperscentral som enligt artikel 54.2 a har auktoriserats att tillhandahålla anknutna banktjänster ska endast tillhandahålla de tjänster som anges i avsnitt C i bilagan och som omfattas av auktorisationen.</SPAN></P>
<P class="p1103 ft137"><SPAN class="ft137">2.</SPAN><SPAN class="ft154">Ett kreditinstitut som enligt artikel 54.2 b har utsetts eller en värdepapperscentral som enligt artikel 54.2 a har auktoriserats att tillhandahålla anknutna banktjänster ska efterleva all nuvarande eller kommande lagstiftning som är tillämplig på kreditinstitut.</SPAN></P>
<P class="p1103 ft137"><SPAN class="ft137">3.</SPAN><SPAN class="ft154">Ett kreditinstitut som enligt artikel 54.2 b har utsetts eller en värdepapperscentral som enligt artikel 54.2 a har auktoriserats att tillhandahålla anknutna banktjänster ska för varje avvecklingssystem för värdepapper uppfylla följande särskilda stabilitetskrav för de kreditrisker som är förknippade med de tjänsterna:</SPAN></P>
<P class="p1055 ft61"><SPAN class="ft32">a)</SPAN><SPAN class="ft148">De ska upprätta en stabil ram för att hantera motsvarande kreditrisker.</SPAN></P>
<P class="p1121 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft158">De ska ofta och regelbundet identifiera källorna till sådana kreditrisker, mäta och övervaka motsvarande kreditexpo</SPAN><SPAN class="ft83"> </SPAN>neringar och använda lämpliga riskhanteringsverktyg för att kontrollera de riskerna.</P>
<P class="p1216 ft61"><SPAN class="ft32">c)</SPAN><SPAN class="ft148">De ska fullständigt täcka motsvarande kreditexponeringar mot enskilda låntagande deltagare med hjälp av säkerheter och andra likvärdiga finansiella resurser.</SPAN></P>
<P class="p1216 ft61"><SPAN class="ft121">d)</SPAN><SPAN class="ft158">Om säkerheter används för att hantera motsvarande kreditrisker, ska de godta höglikvid säkerheter med minimal kredit- och marknadsrisk, de får använda andra typer av säkerheter i specifika situationer, om ett lämpligt värderings</SPAN><SPAN class="ft83"> </SPAN>avdrag tillämpas.</P>
<P class="p1344 ft137"><SPAN class="ft32">e)</SPAN><SPAN class="ft151">De ska fastställa och tillämpa tillräckligt försiktiga värderingsavdrag och koncentrationsbegränsningar på de säkerheter som ställs för att täcka de kreditexponeringar som avses i c, med beaktande av målet att se till att säkerheten kan likvideras snabbt utan betydande negativa priseffekter.</SPAN></P>
<P class="p1117 ft61"><SPAN class="ft61">f)</SPAN><SPAN class="ft157">De ska fastställa gränser för sina motsvarande kreditexponeringar.</SPAN></P>
<P class="p1121 ft61"><SPAN class="ft121">g)</SPAN><SPAN class="ft158">De ska analysera och planera sin hantering av potentiella återstående kreditexponeringar och införa regler och förfaranden för att genomföra sådana planer.</SPAN></P>
<P class="p1234 ft61"><SPAN class="ft121">h)</SPAN><SPAN class="ft158">De ska endast bevilja kredit till deltagare som har likvidkonton hos dem.</SPAN></P>
<P class="p1121 ft61"><SPAN class="ft121">i)</SPAN><SPAN class="ft157">De ska införa effektiva återbetalningsförfaranden för intradagskredit och motverka kredit till påföljande dag genom att tillämpa straffavgifter med effektiv avskräckande effekt.</SPAN></P>
<P class="p1116 ft61">4. Ett kreditinstitut som enligt artikel 54.2 b har utsetts eller en värdepapperscentral som enligt artikel 54.2 a har auktoriserats att tillhandahålla anknutna banktjänster ska för varje avvecklingssystem för värdepapper uppfylla följande särskilda stabilitetskrav för de likviditetsrisker som är förknippade med de tjänsterna:</P>
<P class="p1345 ft121"><SPAN class="ft32">a)</SPAN><SPAN class="ft152">De ska ha en stabil ram och verktyg för att mäta, övervaka och hantera sina likviditetsrisker, inbegripet intradags</SPAN><SPAN class="ft131"> </SPAN>likviditetsrisker, för varje valuta i det avvecklingssystem för värdepapper för vilket de fungerar som avvecklingsagent.</P>
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<P class="p1106 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft148">De ska fortlöpande och vid lämpliga tidpunkter åtminstone en gång per dag mäta och övervaka sina likviditetsbehov och nivån av likvida tillgångar som de innehar, härvid ska de fastställa värdet på sina tillgängliga likvida tillgångar med hänsyn tagen till lämpliga värderingsavdrag för de tillgångarna.</SPAN></P>
<P class="p1248 ft137"><SPAN class="ft32">c)</SPAN><SPAN class="ft162">De ska ha tillräckliga likvida resurser i alla relevanta valutor för att kunna tillhandahålla avvecklingstjänster i tid under en lång rad olika potentiella stresscenarier, inbegripet men inte uteslutande en likviditetsrisk som genereras av obestånd för minst en av de deltagare mot vilka de har störst exponering, inbegripet dess moderföretag och dotter</SPAN><SPAN class="ft136"> </SPAN>företag.</P>
<P class="p1346 ft121"><SPAN class="ft121">d)</SPAN><SPAN class="ft152">De ska reducera motsvarande likviditetsrisker med kvalificerade likvida resurser i varje valuta, såsom kontantmedel hos den utfärdande centralbanken och hos andra kreditvärdiga finansinstitut, bindande kreditlöften eller liknande arran</SPAN><SPAN class="ft131"> </SPAN>gemang och höglikvida säkerheter eller investeringar som är snabbt tillgängliga och kan omvandlas till kontanter med på förhand bestämda och mycket tillförlitliga finansieringsarrangemang, även under extrema men plausibla marknads<SPAN class="ft131"> </SPAN>förhållanden och de ska identifiera, mäta och övervaka den likviditetsrisk som härrör från de olika finansinstitut som används för att förvalta deras likviditetsrisker.</P>
<P class="p1347 ft61"><SPAN class="ft32">e)</SPAN><SPAN class="ft157">De ska, vid användandet av på förhand bestämda finansieringsarrangemang, endast utse kreditvärdiga finansinstitut till tillhandahållare av likviditet, de ska fastställa och tillämpa lämpliga koncentrationsgränser för var och en av de motsvarande tillhandahållarna av likviditet, inbegripet dess moderföretag och dotterföretag.</SPAN></P>
<P class="p1114 ft61"><SPAN class="ft61">f)</SPAN><SPAN class="ft165">De ska fastställa och kontrollera att de motsvarande resurserna är tillräckliga genom regelbundna och rigorösa stres</SPAN><SPAN class="ft83"> </SPAN>stester.</P>
<P class="p1113 ft61"><SPAN class="ft121">g)</SPAN><SPAN class="ft148">De ska analysera och planera sin hantering av potentiell likviditetsbrist som inte är förutsedd och potentiellt saknar täckning och införa regler och förfaranden för att genomföra sådana planer.</SPAN></P>
<P class="p1115 ft137"><SPAN class="ft121">h)</SPAN><SPAN class="ft151">De ska om det är praktiskt genomförbart och möjligt utan att det påverkar centralbankernas kvalificeringsregler ha tillgång till centralbankskonton och andra centralbankstjänster för att förbättra sin hantering av likviditetsrisker och kreditinstitut i unionen ska deponera motsvarande kassabehållning på särskilda konton hos de utfärdande central</SPAN><SPAN class="ft136"> </SPAN>bankerna i unionen.</P>
<P class="p1348 ft61"><SPAN class="ft121">i)</SPAN><SPAN class="ft165">De ska ha på förhand bestämda och mycket tillförlitliga arrangemang, så att de punktligt kan likvidera en säkerhet som har ställts av en fallerande kund.</SPAN></P>
<P class="p1113 ft61"><SPAN class="ft32">j)</SPAN><SPAN class="ft165">De ska regelbundet rapportera till de myndigheter som avses i artikel 60.1 och offentliggöra hur de mäter, övervakar och hanterar sina likviditetsrisker, inbegripet intradagslikviditetsrisker.</SPAN></P>
<P class="p1185 ft137">5. EBA ska i nära samarbete med Esma och medlemmarna i ECBS utarbeta förslag till tekniska standarder för tillsyn i syfte att ytterligare precisera de närmare bestämmelserna om ramarna och verktygen för övervakningen, mätningen, hanteringen, rapporteringen och offentliggörandet av de kredit- och likviditetsrisker, inbegripet intradagsrisker, som avses i punkterna 3 och 4. Sådana förslag till tekniska standarder för tillsyn ska i lämpliga fall anpassas till de tekniska standarder för tillsyn som har antagits i enlighet med artikel 46.3 i förordning (EU) nr 648/2012.</P>
<P class="p1235 ft61">EBA ska överlämna dessa förslag till tekniska standarder för tillsyn till kommissionen senast den 18 juni 2015.</P>
<P class="p1096 ft61">Kommissionen delegeras befogenhet att anta de tekniska standarder för tillsyn som avses i första stycket i enlighet med artiklarna <NOBR>10–14</NOBR> i förordning (EU) nr 1093/2010.</P>
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<P class="p1201 ft124">Artikel 60</P>
<P class="p1349 ft126">Tillsyn av utsedda kreditinstitut och värdepapperscentraler som har auktoriserats att tillhandahålla anknutna banktjänster</P>
<P class="p1350 ft121">1. Utan att det påverkar artiklarna 17 och 22 i den här förordningen ska de behöriga myndigheter enligt definitionen i artikel 4.1.40 i förordning (EU) nr 575/2013 vara ansvariga för kreditinstitutsauktoriseringen och kreditinstitutstillsynen enligt de villkor som fastställs i förordning (EU) nr 575/2013 och direktiv 2013/36/EU av de utsedda kreditinstitut och värdepapperscentraler som enligt den här förordningen har auktoriserats att tillhandahålla anknutna banktjänster.</P>
<P class="p1104 ft137">De behöriga myndigheter som avses i första stycket ska även vara ansvariga för tillsynen av de utsedda kreditinstitut och värdepapperscentraler som avses i det stycket när det gäller deras efterlevnad av de stabilitetskrav som avses i artikel 59 i denna förordning.</P>
<P class="p1097 ft137">De behöriga myndigheterna som avses i första stycket ska regelbundet och minst en gång om året bedöma huruvida det utsedda kreditinstitut eller den värdepapperscentral som har auktoriserats att tillhandahålla anknutna banktjänster följer artikel 59 och informera värdepapperscentralens behöriga myndighet, som därefter ska informera de myndigheter som avses i artikel 55.4, om resultaten av sin tillsyn enligt denna punkt, inbegripet eventuella korrigerande åtgärder eller sanktioner.</P>
<P class="p1104 ft61">2. Värdepapperscentralens behöriga myndighet ska, efter att ha samrått med de behöriga myndigheterna som avses i punkt 1, minst en gång om året granska och utvärdera följande:</P>
<P class="p1122 ft121"><SPAN class="ft32">a)</SPAN><SPAN class="ft152">I det fall som avses i artikel 54.2 b, huruvida alla nödvändiga arrangemang mellan de utsedda kreditinstituten och värdepapperscentralen gör det möjligt för dem att uppfylla sina skyldigheter som fastställs i denna förordning.</SPAN></P>
<P class="p1351 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft158">I de fall som avses i artikel 54.2 a, huruvida arrangemangen som har samband med auktorisationen att tillhandahålla anknutna banktjänster gör det möjligt för värdepapperscentralen att fullgöra sina skyldigheter som fastställs i denna förordning.</SPAN></P>
<P class="p1097 ft137">Värdepapperscentralens behöriga myndighet ska regelbundet och minst en gång om året informera de myndigheter som avses i artikel 55.4 om resultaten av översynen och utvärderingen enligt denna punkt, inbegripet eventuella korrigerande åtgärder eller sanktioner.</P>
<P class="p1261 ft121">Om en värdepapperscentral utser ett auktoriserat kreditinstitut i enlighet med artikel 54, ska den för att skydda deltagarna i det avvecklingssystem för värdepapper som den driver se till att den av det kreditinstitut som den utser får tillgång till all information som krävs för tillämpningen av denna förordning och den ska rapportera varje överträdelse av den till värdepapperscentralens behöriga myndighet och till de behöriga myndigheter som avses i punkt 1.</P>
<P class="p1192 ft137">3. För att säkerställa konsekvent, ändamålsenlig och effektiv tillsyn i unionen för kreditinstitut och värdepappers<SPAN class="ft136"> </SPAN>centraler som har auktoriserats att tillhandahålla anknutna banktjänster får EBA i nära samarbete med Esma och med<SPAN class="ft136"> </SPAN>lemmarna i ECBS utfärda riktlinjer till de behöriga myndigheterna i enlighet med artikel 16 i förordning (EU) nr 1093/2010.</P>
<P class="p1352 ft121">AVDELNING V</P>
<P class="p1353 ft127">SANKTIONER</P>
<P class="p1143 ft124">Artikel 61</P>
<P class="p1354 ft126">Administrativa sanktioner och andra åtgärder</P>
<P class="p1101 ft137">1. Utan att det påverkar medlemsstaternas rätt att föreskriva och besluta om straffrättsliga påföljder ska medlems<SPAN class="ft136"> </SPAN>staterna fastställa regler om samt säkerställa att deras behöriga myndigheter får påföra administrativa sanktioner och andra åtgärder som är tillämpliga på de omständigheter som anges i artikel 63 för de personer som är ansvariga för överträdelser av bestämmelserna i denna förordning och de ska vidta alla nödvändiga åtgärder för att se till att de till<SPAN class="ft136"> </SPAN>lämpas. Sådana sanktioner och andra åtgärder ska vara effektiva, proportionerliga och avskräckande.</P>
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<P class="p1286 ft137">Senast den 18 september 2016 får medlemsstaterna besluta att inte fastställa regler för administrativa sanktioner som avses i första stycket när överträdelser som avses i det stycket redan omfattas av straffrättsliga påföljder enligt deras nationella rätt. Om medlemsstaterna så beslutar ska de underrätta kommissionen och Esma på ett detaljerat sätt om de relevanta delarna av sin straffrätt.</P>
<P class="p1093 ft137">Senast den 18 september 2016 ska medlemsstaterna underrätta kommissionen och Esma om de regler som avses i första stycket. Medlemsstaterna ska utan onödigt dröjsmål underrätta kommissionen och Esma om därpå följande eventuella ändringar av reglerna.</P>
<P class="p1286 ft137"><SPAN class="ft137">2.</SPAN><SPAN class="ft154">Behöriga myndigheter ska kunna införa administrativa sanktioner och andra åtgärder mot värdepapperscentraler, utsedda kreditinstitut och, med förbehåll för de villkor som fastställs i nationell rätt inom områden som inte harmoniseras genom denna förordning, ledamöter i deras ledningsorgan och alla andra personer som i praktiken kontrollerar deras verksamhet eller några andra juridiska eller fysiska personer som enligt nationell rätt betraktas som ansvariga för en överträdelse.</SPAN></P>
<P class="p1323 ft121"><SPAN class="ft121">3.</SPAN><SPAN class="ft155">När de behöriga myndigheterna utövar sina sanktionsbefogenheter under de omständigheter som anges i artikel 63, ska de bedriva ett nära samarbete för att se till att de administrativa sanktionerna och andra åtgärderna ger de resultat som eftersträvas med denna förordning och samordna sina åtgärder för att undvika dubbelarbete eller överlappningar när de tillämpar administrativa sanktioner och andra åtgärder vid gränsöverskridande fall i enlighet med artikel 14.</SPAN></P>
<P class="p1257 ft121"><SPAN class="ft121">4.</SPAN><SPAN class="ft155">Om medlemsstaterna i enlighet med punkt 1 har valt att fastställa straffrättsliga påföljder för de överträdelser av bestämmelserna som avses i artikel 63, ska de se till att lämpliga åtgärder har vidtagits, så att behöriga myndigheterna har alla nödvändiga befogenheter att etablera kontakter med rättsliga myndigheter inom sin jurisdiktion för att få särskild information om brottsutredningar eller straffrättsliga förfaranden som har inletts på grund av eventuella överträdelser av denna förordning och vidarebefordra samma information till andra behöriga myndigheter och Esma, så att de kan uppfylla sin skyldighet att samarbeta med varandra och Esma vid tillämpningen av denna förordning.</SPAN></P>
<P class="p1092 ft61"><SPAN class="ft61">5.</SPAN><SPAN class="ft149">Behöriga myndigheter får även samarbeta med behöriga myndigheter i andra medlemsstater för att underlätta indrivning av sanktionsavgifter.</SPAN></P>
<P class="p1184 ft61"><SPAN class="ft61">6.</SPAN><SPAN class="ft149">Medlemsstaterna ska årligen tillhandahålla Esma uppgifter i aggregerad form om alla sanktioner och andra åtgärder som har beslutats i enlighet med punkt 1. Esma ska offentliggöra de uppgifterna i en årlig rapport.</SPAN></P>
<P class="p1210 ft137">Om medlemsstaterna i enlighet med punkt 1 har valt att fastställa straffrättsliga påföljder för överträdelser av bestäm<SPAN class="ft136"> </SPAN>melser som avses i artikel 63, ska deras behöriga myndigheter årligen tillhandahålla Esma anonymiserade uppgifter i aggregerad form om alla inledda brottsutredningar och alla ålagda straffrättsliga påföljder. Esma ska offentliggöra upp<SPAN class="ft136"> </SPAN>gifter om ålagda straffrättsliga påföljder i en årlig rapport.</P>
<P class="p1107 ft61"><SPAN class="ft61">7.</SPAN><SPAN class="ft149">Om den behöriga myndigheten har offentliggjort en administrativ åtgärd eller sanktion eller en straffrättslig påföljd ska den samtidigt informera Esma om det.</SPAN></P>
<P class="p1184 ft61"><SPAN class="ft61">8.</SPAN><SPAN class="ft149">De behöriga myndigheterna ska utföra sina uppgifter och utöva sina befogenheter i enlighet med sina nationella ramar</SPAN></P>
<P class="p1174 ft61"><SPAN class="ft61">a)</SPAN><SPAN class="ft148">direkt,</SPAN></P>
<P class="p1062 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft148">i samarbete med andra myndigheter,</SPAN></P>
<P class="p1062 ft61"><SPAN class="ft32">c)</SPAN><SPAN class="ft157">under eget ansvar genom delegering till enheter till vilka uppgifter har delegerats enligt denna förordning, eller</SPAN></P>
<P class="p1062 ft61"><SPAN class="ft121">d)</SPAN><SPAN class="ft148">genom hänvändelse till de behöriga rättsliga myndigheterna.</SPAN></P>
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<TD class="tr55 td337"><P class="p68 ft122">SV</P></TD>
<TD class="tr37 td301"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
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<P class="p1201 ft124">Artikel 62</P>
<P class="p1355 ft126">Offentliggörande av beslut</P>
<P class="p1027 ft121">1. Medlemsstaterna ska säkerställa att de behöriga myndigheterna på sin officiella webbplats offentliggör alla beslut om administrativa sanktioner eller andra åtgärder på grund av överträdelser av denna förordning utan onödigt dröjsmål efter det att den person som har påförts sanktionen har informerats om det beslutet. Offentliggörandet ska åtminstone omfatta information om överträdelsens typ och art samt vem den fysiska eller juridiska person som har påförts sanktionen är.</P>
<P class="p1170 ft137">Vid överklagande av påförandet av en sanktion eller annan åtgärd inför relevanta rättsliga eller andra relevanta myndig<SPAN class="ft136"> </SPAN>heter ska de behöriga myndigheterna utan onödigt dröjsmål på sin officiella webbplats också offentliggöra information om överklagandets status och dess resultat. Dessutom ska alla beslut om ogiltigförklarande av ett tidigare beslut eller om påförande av en sanktion eller åtgärd offentliggöras.</P>
<P class="p1028 ft137">Om ett offentliggörande av de juridiska personernas identitet eller av de fysiska personernas personuppgifter, efter en bedömning från fall till fall av proportionaliteten i offentliggörandet av sådana uppgifter av den behöriga myndigheten, anses som oproportionerlig eller om offentliggörandet äventyrar finansmarknadernas stabilitet eller en pågående utred<SPAN class="ft136"> </SPAN>ning, ska medlemsstaterna säkerställa att de behöriga myndigheterna gör något av följande:</P>
<P class="p1335 ft61"><SPAN class="ft32">a)</SPAN><SPAN class="ft148">Senarelägger offentliggörandet av beslutet om påförandet av sanktionen eller andra åtgärden tills anledningen till att inte offentliggöra beslutet upphör att gälla.</SPAN></P>
<P class="p1356 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft158">Offentliggör beslutet om påförandet av sanktionen eller andra åtgärden på ett anonymt sätt som överensstämmer med nationell rätt, om sådant anonymt offentliggörande säkerställer ett effektivt skydd av personuppgifterna.</SPAN></P>
<P class="p1357 ft61"><SPAN class="ft32">c)</SPAN><SPAN class="ft148">Inte alls offentliggör beslutet om att påföra en sanktion eller annan åtgärd, om de alternativ som anges i leden a och b ovan inte anses tillräckliga för att säkerställa</SPAN></P>
<P class="p1358 ft61"><SPAN class="ft32">i)</SPAN><SPAN class="ft148">att finansmarknadernas stabilitet inte äventyras,</SPAN></P>
<P class="p1359 ft61"><SPAN class="ft121">ii)</SPAN><SPAN class="ft158">att offentliggörandet av sådana beslut är proportionerligt med avseende på åtgärder som bedöms vara av mindre betydelse.</SPAN></P>
<P class="p1028 ft137">Vid beslut om att offentliggöra en sanktion eller annan åtgärd på ett anonymt sätt får offentliggörandet av de relevanta uppgifterna skjutas upp under en rimlig period, om det kan förutses att skälen till anonymt offentliggörande blir inaktuella under den perioden.</P>
<P class="p1104 ft123">De behöriga myndigheterna ska informera Esma om alla administrativa sanktioner som har påförts men inte offentligg<SPAN class="ft140"> </SPAN>jorts i enlighet med tredje stycket c, inbegripet alla överklaganden av dessa och resultatet av sådana överklaganden. Medlemsstaterna ska säkerställa att de behöriga myndigheterna delges information och den slutliga domen vid ålagda straffrättsliga påföljder och att de lämnar dessa till Esma. Esma ska upprätthålla en central databas över sanktioner som rapporterats till Esma med informationsutbyte mellan de behöriga myndigheterna som enda syfte. Den databasen ska endast vara tillgänglig för behöriga myndigheter och ska uppdateras på grundval av uppgifter som lämnas av de behöriga myndigheterna.</P>
<P class="p1207 ft137">2. De behöriga myndigheterna ska säkerställa att allt som offentliggörs i enlighet med denna artikel ska finnas kvar på deras officiella webbplats under minst fem år efter offentliggörandet. Personuppgifter i offentliggörandet ska finnas på den behöriga myndighetens officiella webbplats endast så länge som är nödvändigt enligt tillämpliga bestämmelser om uppgiftsskydd.</P>
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<P class="p1161 ft124">Artikel 63</P>
<P class="p1360 ft126">Sanktioner för överträdelser</P>
<P class="p1034 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft150">Denna artikel ska vara tillämplig på följande bestämmelser i denna förordning:</SPAN></P>
<P class="p1063 ft61"><SPAN class="ft61">a)</SPAN><SPAN class="ft148">Tillhandahållande av tjänster enligt avsnitten A, B och C i bilagan i strid med artiklarna 16, 25 och 54.</SPAN></P>
<P class="p1115 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft148">Erhållande av de auktorisationer som krävs enligt artiklarna 16 och 54 genom osanna uppgifter eller andra olagliga metoder enligt artiklarna 20.1 b och 57.1 b.</SPAN></P>
<P class="p1208 ft61"><SPAN class="ft32">c)</SPAN><SPAN class="ft157">En värdepapperscentrals underlåtelse att uppfylla kapitalkravet i strid med artikel 47.1.</SPAN></P>
<P class="p1063 ft61"><SPAN class="ft121">d)</SPAN><SPAN class="ft148">En värdepapperscentrals underlåtelse att uppfylla de organisatoriska kraven i strid med artiklarna </SPAN><NOBR>26–30.</NOBR></P>
<P class="p1063 ft61"><SPAN class="ft32">e)</SPAN><SPAN class="ft157">En värdepapperscentrals underlåtelse att följa uppförandereglerna i strid med artiklarna </SPAN><NOBR>32–35.</NOBR></P>
<P class="p1063 ft61"><SPAN class="ft61">f)</SPAN><SPAN class="ft165">En värdepapperscentrals underlåtelse att uppfylla kraven för värdepapperscentralstjänster i strid med artiklarna </SPAN><NOBR>37–41.</NOBR></P>
<P class="p1063 ft61"><SPAN class="ft121">g)</SPAN><SPAN class="ft148">En värdepapperscentrals underlåtelse att uppfylla stabilitetskraven i strid med artiklarna </SPAN><NOBR>43–47.</NOBR></P>
<P class="p1259 ft61"><SPAN class="ft121">h)</SPAN><SPAN class="ft148">En värdepapperscentrals underlåtelse att uppfylla kraven på länkar mellan värdepapperscentraler i strid med artikel 48.</SPAN></P>
<P class="p1063 ft61"><SPAN class="ft121">i)</SPAN><SPAN class="ft165">Ogrundad vägran av en värdepapperscentral att bevilja olika typer av tillträde i strid med artiklarna </SPAN><NOBR>49–53.</NOBR></P>
<P class="p1063 ft61"><SPAN class="ft32">j)</SPAN><SPAN class="ft165">Ett utsett kreditinstituts underlåtelse att uppfylla de särskilda stabilitetskraven för kreditrisker i strid med artikel 59.3.</SPAN></P>
<P class="p1063 ft61"><SPAN class="ft121">k)</SPAN><SPAN class="ft148">Ett utsett kreditinstituts underlåtelse att uppfylla särskilda stabilitetskrav för likviditetsrisker i strid med artikel 59.4.</SPAN></P>
<P class="p1107 ft137">2. Utan att det påverkar de behöriga myndigheternas tillsynsbefogenheter ska de behöriga myndigheterna, åtminstone vid överträdelser som avses i denna artikel, i överensstämmelse med nationell rätt ha befogenhet att åtminstone påföra följande administrativa sanktioner och andra åtgärder:</P>
<P class="p1115 ft61"><SPAN class="ft61">a)</SPAN><SPAN class="ft148">En offentlig förklaring som anger vilken person som är ansvarig för överträdelsen samt överträdelsens art i enlighet med artikel 62.</SPAN></P>
<P class="p1208 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft148">Ett beslut om att den person som är ansvarig för överträdelsen ska upphöra med sitt agerande och inte upprepa det.</SPAN></P>
<P class="p1063 ft61"><SPAN class="ft32">c)</SPAN><SPAN class="ft157">Återkallande av de auktorisationer som har beviljats enligt artiklarna 16 eller 54 i enlighet med artiklarna 20 eller 57.</SPAN></P>
<P class="p1361 ft121"><SPAN class="ft121">d)</SPAN><SPAN class="ft152">Ett tillfälligt förbud eller, för upprepade allvarliga överträdelser, ett permanent förbud för en ledamot av institutets ledningsorgan eller någon annan fysisk person som hålls ansvarig att utföra ledningsuppgifter i institutet.</SPAN></P>
<P class="p1113 ft61"><SPAN class="ft32">e)</SPAN><SPAN class="ft157">Maximala administrativa sanktionsavgifter på upp till minst två gånger beloppet för den vinst som erhölls genom överträdelsen, om de beloppen kan fastställas.</SPAN></P>
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<TD class="tr47 td316"><P class="p20 ft6"> </P></TD>
<TD class="tr55 td337"><P class="p68 ft122">SV</P></TD>
<TD class="tr37 td301"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td35"><P class="p20 ft123">L 257/65</P></TD>
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<TD class="tr30 td338"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td316"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td339"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td350"><P class="p20 ft12"> </P></TD>
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<P class="p1362 ft121"><SPAN class="ft32">f)</SPAN><SPAN class="ft163">Maximala administrativa sanktionsavgifter för fysiska personer på upp till minst 5 miljoner EUR eller motsvarande värde i nationell valuta dagen för antagandet av denna förordning, i medlemsstater vars valuta inte är euro.</SPAN></P>
<P class="p1344 ft123"><SPAN class="ft121">g)</SPAN><SPAN class="ft166">Om det gäller en juridisk person, maximala administrativa sanktionsavgifter på minst 20 miljoner EUR eller upp till 10 % av den juridiska personens totala årsomsättning i enlighet med den senaste tillgängliga redovisning som har godkänts av ledningsorganet, om den juridiska personen är ett moderföretag eller ett dotterföretag till det moderfö</SPAN><SPAN class="ft140"> </SPAN>retag som i enlighet med direktiv 2013/34/EU ska upprätta koncernredovisning, ska den relevanta totala årsomsätt<SPAN class="ft140"> </SPAN>ningen vara den totala årsomsättningen eller motsvarande inkomstslag i enlighet med de relevanta redovisnings<SPAN class="ft140"> </SPAN>direktiven enligt den senaste tillgängliga sammanställda redovisning som har godkänts av ledningsorganet för det yttersta moderföretaget.</P>
<P class="p1102 ft61">3. Behöriga myndigheter får förfoga över andra befogenheter att påföra sanktioner utöver dem som avses i punkt 2 och får utdöma högre administrativa sanktionsavgifter än dem som fastställs i den punkten.</P>
<P class="p383 ft124">Artikel 64</P>
<P class="p1363 ft126">Effektiv tillämpning av sanktioner</P>
<P class="p1073 ft137">Medlemsstaterna ska se till att de behöriga myndigheterna, när de fastställer vilken typ av administrativa sanktioner eller andra åtgärder som ska vidtas samt nivån för dessa, tar hänsyn till alla relevanta omständigheter, inbegripet om lämpligt följande:</P>
<P class="p1260 ft61"><SPAN class="ft32">a)</SPAN><SPAN class="ft148">Överträdelsens allvarlighetsgrad och varaktighet.</SPAN></P>
<P class="p1260 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft158">Graden av ansvar hos den person som är ansvarig för överträdelsen.</SPAN></P>
<P class="p1151 ft61"><SPAN class="ft32">c)</SPAN><SPAN class="ft148">Finansiell styrka hos den person som är ansvarig för överträdelsen, till exempel enligt den ansvariga juridiska personens totala omsättning eller den aktuella fysiska personens årsinkomst.</SPAN></P>
<P class="p1364 ft61"><SPAN class="ft121">d)</SPAN><SPAN class="ft158">Storleken på de vinster som har gjorts eller de förluster som undvikits av den person som är ansvarig för överträdelsen eller förluster för tredje part till följd av överträdelsen, i den mån dessa kan fastställas.</SPAN></P>
<P class="p1364 ft61"><SPAN class="ft32">e)</SPAN><SPAN class="ft148">Graden av samarbete med den behöriga myndigheten hos den person som är ansvarig för överträdelsen, utan att det påverkar behovet av att säkerställa återbetalning av de vinster som personen har erhållit eller de förluster som den undvikit.</SPAN></P>
<P class="p1365 ft61"><SPAN class="ft61">f)</SPAN><SPAN class="ft157">Tidigare överträdelser av den person som är ansvarig för överträdelsen.</SPAN></P>
<P class="p1201 ft124">Artikel 65</P>
<P class="p1366 ft126">Rapportering av överträdelser</P>
<P class="p1077 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft149">Medlemsstaterna ska se till att de behöriga myndigheterna inrättar effektiva mekanismer som uppmuntrar till rapportering av potentiella eller faktiska överträdelser av denna förordning till behöriga myndigheter.</SPAN></P>
<P class="p1150 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">Bland de mekanismer som avses i punkt 1 ska åtminstone följande ingå:</SPAN></P>
<P class="p1216 ft61"><SPAN class="ft32">a)</SPAN><SPAN class="ft148">Särskilda förfaranden för mottagande och utredning av rapporter om potentiella eller faktiska överträdelser och uppföljningen av dessa, inbegripet inrättande av säkra kommunikationskanaler för sådana rapporter.</SPAN></P>
<P class="p1367 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft158">Lämpligt skydd av de anställda i institut som rapporterar potentiella eller faktiska överträdelser begångna inom institutet mot som ett minimum repressalier, diskriminering eller andra former av orättvis behandling.</SPAN></P>
<P class="p1345 ft61"><SPAN class="ft32">c)</SPAN><SPAN class="ft148">Skydd av personuppgifter både för den person som rapporterar potentiella eller faktiska överträdelser och för den fysiska person som påstås vara ansvarig för en överträdelse i enlighet med principerna i direktiv 95/46/EG.</SPAN></P>
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<TD colspan=2 class="tr37 td170"><P class="p20 ft123">L 257/66</P></TD>
<TD class="tr47 td342"><P class="p64 ft122">SV</P></TD>
<TD class="tr37 td343"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td134"><P class="p17 ft123">28.8.2014</P></TD>
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<TD class="tr50 td344"><P class="p20 ft74"> </P></TD>
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<TD class="tr48 td346"><P class="p20 ft71"> </P></TD>
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<P class="p1106 ft61"><SPAN class="ft121">d)</SPAN><SPAN class="ft148">Identitetsskydd för både den person som rapporterar överträdelser och den fysiska person som påstås vara ansvarig för en överträdelse under alla skeden av förfarandena, såvida inte sådant offentliggörande krävs enligt nationell rätt i samband med ytterligare utredning eller efterföljande administrativa eller rättsliga förfaranden.</SPAN></P>
<P class="p1286 ft61">3. Medlemsstaterna ska kräva att instituten har lämpliga förfaranden för att deras anställda ska kunna rapportera faktiska eller potentiella överträdelser internt genom en särskild, oberoende och fristående kanal.</P>
<P class="p1184 ft61">En sådan kanal får även tillhandahållas genom arrangemang fastställda av arbetsmarknadens parter. Samma skydd som avses i punkt 2 b, c och d ska gälla.</P>
<P class="p1161 ft124">Artikel 66</P>
<P class="p1368 ft126">Rätt att överklaga</P>
<P class="p1157 ft137">Medlemsstaterna ska se till att beslut som fattas och åtgärder som vidtas i enlighet med denna förordning är vederbörligen motiverade och omfattas av rätten att överklaga inför domstol. Rätten att överklaga inför domstol ska gälla, om inget beslut fattas inom sex månader från inlämnandet vid ansökningar om auktorisation som innehåller alla de uppgifter som krävs enligt gällande bestämmelser.</P>
<P class="p1369 ft121">AVDELNING VI</P>
<P class="p1370 ft167">DELEGERING AV BEFOGENHET, GENOMFÖRANDEBEFOGENHETER, ÖVERGÅNGSBESTÄMMELSER,</P>
<P class="p1371 ft127">ÄNDRINGSBESTÄMMELSER OCH SLUTBESTÄMMELSER</P>
<P class="p1266 ft124">Artikel 67</P>
<P class="p1372 ft126">Utövande av delegeringen</P>
<P class="p1034 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft150">Befogenheten att anta delegerade akter ges till kommissionen med förbehåll för de villkor som anges i denna artikel.</SPAN></P>
<P class="p1107 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">Den befogenheten att anta delegerade akter som avses i artiklarna 2.2, 7.14 och 24.7 ska ges till kommissionen tills vidare från och med den 17 september 2014.</SPAN></P>
<P class="p1246 ft121"><SPAN class="ft121">3.</SPAN><SPAN class="ft155">Den delegering av befogenhet som avses i artiklarna 2.2, 7.14 och 24.7 får när som helst återkallas av Europa</SPAN><SPAN class="ft131"> </SPAN>parlamentet eller rådet. Ett beslut om återkallande innebär att delegeringen av den befogenhet som anges i beslutet upphör att gälla. Beslutet får verkan dagen efter det att det offentliggörs i <SPAN class="ft141">Europeiska unionens officiella tidning </SPAN>eller vid ett senare i beslutet angivet datum. Det påverkar inte giltigheten av delegerade akter som redan har trätt i kraft.</P>
<P class="p1259 ft61"><SPAN class="ft61">4.</SPAN><SPAN class="ft150">Så snart kommissionen antar en delegerad akt ska den samtidigt delge Europaparlamentet och rådet denna.</SPAN></P>
<P class="p1286 ft137"><SPAN class="ft137">5.</SPAN><SPAN class="ft154">En delegerad akt som antas enligt artiklarna 2.2, 7.14 och 24.7 ska träda i kraft endast om varken Europaparla</SPAN><SPAN class="ft136"> </SPAN>mentet eller rådet har gjort invändningar mot den delegerade akten inom en period av tre månader från den dag då akten delgavs Europaparlamentet och rådet, eller om både Europaparlamentet och rådet, före utgången av den perioden, har underrättat kommissionen om att de inte kommer att invända. Denna period ska förlängas med tre månader på Europaparlamentets eller rådets initiativ.</P>
<P class="p1155 ft124">Artikel 68</P>
<P class="p1373 ft126">Kommittéförfarande</P>
<P class="p1374 ft137"><SPAN class="ft137">1.</SPAN><SPAN class="ft159">Kommissionen ska biträdas av Europeiska värdepapperskommittén, som inrättats genom kommissionens beslut</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t127">
<TR>
<TD colspan=2 class="tr26 td142"><P class="p20 ft61">2001/528/EG (<SPAN class="ft128">1</SPAN>). Denna kommitté ska vara en kommitté i den mening som avses i</P></TD>
<TD class="tr26 td97"><P class="p20 ft121">förordning (EU) nr 182/2011.</P></TD>
</TR>
<TR>
<TD class="tr38 td68"><P class="p20 ft61">2.</P></TD>
<TD class="tr38 td352"><P class="p68 ft121">När det hänvisas till denna punkt ska artikel 5 i förordning (EU) nr 182/2011</P></TD>
<TD class="tr38 td97"><P class="p20 ft61">tillämpas.</P></TD>
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<P class="p1375 ft121">(<SPAN class="ft132">1</SPAN>) Kommissionens beslut 2001/528/EG av den 6 juni 2001 om inrättande av en europeisk värdepapperskommitté (EGT L 191, 13.7.2001, s. 45).</P>
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<TD class="tr37 td170"><P class="p171 ft121">28.8.2014</P></TD>
<TD class="tr47 td316"><P class="p20 ft6"> </P></TD>
<TD class="tr55 td337"><P class="p68 ft122">SV</P></TD>
<TD class="tr37 td301"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td35"><P class="p20 ft123">L 257/67</P></TD>
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<P class="p1201 ft124">Artikel 69</P>
<P class="p1376 ft126">Övergångsbestämmelser</P>
<P class="p1377 ft137"><SPAN class="ft137">1.</SPAN><SPAN class="ft154">De behöriga myndigheterna ska anmäla till Esma de instituten som drivs som värdepapperscentraler senast den</SPAN></P>
<P class="p1378 ft61"><SPAN class="ft61">16</SPAN><SPAN class="ft164">december 2014.</SPAN></P>
<P class="p1281 ft121"><SPAN class="ft32">2.</SPAN><SPAN class="ft155">Värdepapperscentraler ska ansöka om samtliga auktorisationer som krävs enligt denna förordning och anmäla relevanta länkar mellan värdepapperscentraler inom sex månader från och med dagen för ikraftträdande av samtliga tekniska standarder för tillsyn antagna enligt artiklarna 17, 26, 45, 47, 48, och, i relevanta fall, artiklarna 55 och 59.</SPAN></P>
<P class="p1103 ft137"><SPAN class="ft137">3.</SPAN><SPAN class="ft154">En värdepapperscentral från tredjeland ska inom sex månader från den dag som infaller senast av antingen dagen för ikraftträdandet av de tekniska standarderna för tillsyn antagna enligt artiklarna 12, 17, 25, 26, 45, 47, 48, och, i relevanta fall, artiklarna 55 och 59 eller dagen för det genomförandebeslut som avses i artikel 25.9, ansöka om erkännande hos Esma, om den har för avsikt att tillhandahålla tjänster på grundval av artikel 25.</SPAN></P>
<P class="p1192 ft61"><SPAN class="ft61">4.</SPAN><SPAN class="ft149">Fram till dess att ett beslut om auktorisation eller erkännande av värdepapperscentraler och deras verksamhet, inbegripet länkar mellan värdepapperscentraler, fattas enligt denna förordning ska respektive nationella regler om auk</SPAN><SPAN class="ft83"> </SPAN>torisation och erkännande av värdepapperscentraler fortsätta att gälla.</P>
<P class="p1097 ft61"><SPAN class="ft61">5.</SPAN><SPAN class="ft149">Värdepapperscentraler som drivs av de enheter som avses i artikel 1.4 ska uppfylla kraven i denna förordning senast ett år efter dagen för ikraftträdandet av de tekniska standarder för tillsyn som avses i punkt 2.</SPAN></P>
<P class="p1201 ft124">Artikel 70</P>
<P class="p1366 ft126">Ändring av direktiv 98/26/EG</P>
<P class="p1379 ft61">Direktiv 98/26/EG ska ändras på följande sätt:</P>
<P class="p1055 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft158">Artikel 2 a första stycket tredje strecksatsen ska ersättas med följande text:</SPAN></P>
<P class="p1380 ft121">”— som är betecknat som ett system och anmält till Europeiska värdepappers- och marknadsmyndigheten av den medlemsstat vars rätt är tillämplig, utan att detta påverkar tillämpningen av andra strängare regler, som föreskrivs</P>
<P class="p1381 ft61"><SPAN class="ft121">i</SPAN><SPAN class="ft158">nationell rätt, sedan den medlemsstaten har förvissat sig om att systemets regler är tillfredsställande.”</SPAN></P>
<P class="p1117 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft158">I artikel 11 ska följande stycke läggas till:</SPAN></P>
<P class="p1382 ft61">”3. Medlemsstaterna ska senast den 18 mars 2015 anta och offentliggöra samt meddela kommissionen de åtgärder som är nödvändiga för att följa artikel 2 a första stycket tredje strecksatsen.”</P>
<P class="p1143 ft124">Artikel 71</P>
<P class="p1383 ft126">Ändring av direktiv 2014/65/EU</P>
<P class="p1384 ft61">Direktiv 2014/65/EU ska ändras på följande sätt:</P>
<P class="p1117 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft158">Artikel 2.1 o ska ersättas med följande:</SPAN></P>
<P class="p1385 ft61">”o) Värdepapperscentraler förutom i de fall som föreskrivs i artikel 73 i Europaparlamentets och rådets förordning (EU) nr 909/2014 (*).</P>
<P class="p1386 ft61">___________</P>
<P class="p1387 ft137"><SPAN class="ft32">(*)</SPAN><SPAN class="ft151">Europaparlamentets och rådets förordning (EU) nr 909/2014 av den 23 juli 2014 om förbättrad värdepappers</SPAN><SPAN class="ft136"> </SPAN>avveckling i Europeiska unionen och om värdepapperscentraler samt ändring av direktiven 98/26/EG och 2014/65/EU och förordning (EU) nr 236/2012 (EUT L 257, 28.8.2014, s. 1).”</P>
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<TD class="tr37 td343"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td134"><P class="p17 ft123">28.8.2014</P></TD>
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<P class="p1174 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft158">I artikel 4.1 ska följande punkt läggas till:</SPAN></P>
<P class="p1388 ft61">”64. <SPAN class="ft124">Värdepapperscentral: </SPAN>Värdepapperscentral enligt definitionen i artikel 2.1.1 i förordning (EU) nr 909/2014.”</P>
<P class="p1259 ft61"><SPAN class="ft61">3.</SPAN><SPAN class="ft158">Bilaga I, avsnitt B, punkt 1 ska ersättas med följande:</SPAN></P>
<P class="p1389 ft137">”1. Förvaring och administration av finansiella instrument för kunders räkning, bland annat värdepappersförvaring och liknande tjänster, såsom handhavande av kontanta medel/finansiella säkerheter, med undantag för tillhanda<SPAN class="ft136"> </SPAN>hållande och förande av värdepapperskonton på högsta nivå (<SPAN class="ft124">central kontoföringstjänst</SPAN>) enligt punkt 2 i avsnitt A i bilagan till förordning (EU) nr 909/2014.”</P>
<P class="p1390 ft124">Artikel 72</P>
<P class="p1162 ft126">Ändring av förordning (EU) nr 236/2012</P>
<P class="p1370 ft61">Artikel 15 i förordning (EU) nr 236/2012 ska utgå.</P>
<P class="p1194 ft124">Artikel 73</P>
<P class="p1391 ft126">Tillämpning av direktiv 2014/65/EU och förordning (EU) nr 600/2014</P>
<P class="p1091 ft61">För värdepapperscentraler som har auktoriserats i enlighet med artikel 16 i denna förordning ska det inte krävas auktorisation enligt direktiv 2014/65/EU för att tillhandahålla de tjänster som uttryckligen anges i avsnitten A och B i bilagan till denna förordning.</P>
<P class="p1392 ft137">Om en värdepapperscentral som har auktoriserats i enlighet med artikel 16 i den här förordningen tillhandahåller en eller flera investeringstjänster eller utför en eller flera investeringsverksamheter utöver tillhandahållandet av de tjänster som uttryckligen anges i avsnitten A och B i bilagan till denna förordning, ska direktiv 2014/65/EU, med undantag av artiklarna <NOBR>5–8,</NOBR> 9.1, 9.2, 9.4, 9.5 och 9.6 samt <NOBR>10–13,</NOBR> och förordning (EU) nr 600/2014<SPAN class="ft168">* </SPAN>tillämpas.</P>
<P class="p1390 ft124">Artikel 74</P>
<P class="p1393 ft126">Rapporter</P>
<P class="p1157 ft137">1. Esma ska i samarbete med EBA och de behöriga myndigheterna och de relevanta myndigheterna lämna in årliga rapporter till kommissionen med en bedömning av tendenser, potentiella risker och sårbara punkter och vid behov rekommendationer om förebyggande eller korrigerande åtgärder på marknaderna för de tjänster som omfattas av denna förordning. De rapporterna ska minst innehålla en bedömning av följande:</P>
<P class="p1115 ft137"><SPAN class="ft137">a)</SPAN><SPAN class="ft151">Avvecklingseffektiviteten vid inhemska och gränsöverskridande transaktioner per medlemsstat på grundval av antal och volym uteblivna avvecklingar, sanktionsavgiftsbelopp enligt artikel 7.2, antal och volym ersättningsköp enligt artikel 7.3 och 7.4 samt andra eventuellt relevanta kriterier.</SPAN></P>
<P class="p1115 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft148">Lämpligheten med sanktioner för uteblivna avvecklingar, i synnerhet behovet av extra flexibilitet i fråga om sanktioner för utebliven avveckling av </SPAN><NOBR>icke-likvida</NOBR> finansiella instrument enligt artikel 7.4.</P>
<P class="p1248 ft137"><SPAN class="ft32">c)</SPAN><SPAN class="ft162">En mätning av antalet avvecklingar som inte sker inom de avvecklingssystem för värdepapper som drivs av vär</SPAN><SPAN class="ft136"> </SPAN>depapperscentraler på grundval av antal transaktioner och deras volym på grundval av den informationen som mottagits enligt artikel 9 samt andra eventuellt relevanta kriterier.</P>
<P class="p1361 ft121"><SPAN class="ft121">d)</SPAN><SPAN class="ft152">De gränsöverskridande tjänster som omfattas av denna förordning på grundval av antal och typer av länkar mellan värdepapperscentraler, antal utländska deltagare i de avvecklingssystem för värdepapper som drivs av värdepappers</SPAN><SPAN class="ft131"> </SPAN>centraler, antal transaktioner och deras volym för utländska deltagare, antal utländska emittenter som registrerar sina värdepapper i en värdepapperscentral enligt artikel 49 samt andra eventuellt relevanta kriterier.</P>
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<P class="p931 ft2">Bilaga 1</P>
<TABLE cellpadding=0 cellspacing=0 class="t124">
<TR>
<TD class="tr37 td170"><P class="p171 ft121">28.8.2014</P></TD>
<TD class="tr47 td316"><P class="p20 ft6"> </P></TD>
<TD class="tr55 td337"><P class="p68 ft122">SV</P></TD>
<TD class="tr37 td301"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td35"><P class="p20 ft123">L 257/69</P></TD>
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<TD class="tr30 td338"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td316"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td339"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td350"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td351"><P class="p20 ft12"> </P></TD>
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<P class="p1394 ft121"><SPAN class="ft32">e)</SPAN><SPAN class="ft152">Behandlingen av ansökningar om tillträde enligt artiklarna 49, 52 och 53 för att kartlägga skälen till avslag på ansökningar om tillträde från värdepapperscentraler, centrala motparter och handelsplatser, eventuella tendenser vad</SPAN></P>
<P class="p1395 ft121">gäller sådana avslag och möjliga lösningar för att minska de identifierade riskerna i framtiden, så att tillträde kan beviljas, samt eventuella andra väsentliga hinder för konkurrensen i samband med finansiella efterhandelstjänster.</P>
<P class="p1125 ft61"><SPAN class="ft61">f)</SPAN><SPAN class="ft157">Behandlingen av ansökningar som lämnas in i enlighet med de förfaranden som avses i artikel </SPAN><NOBR>23.3–23.7</NOBR> och artikel <NOBR>25.4–25.10.</NOBR></P>
<P class="p1149 ft137"><SPAN class="ft121">g)</SPAN><SPAN class="ft161">I tillämpliga fall iakttagelserna från den inbördes utvärderingen av gränsöverskridande tillsyn i artikel 24.6 och huruvida sådana utvärderingar i framtiden skulle kunna genomföras mer sällan, inbegripet uppgift om huruvida iakttagelserna tyder på behov av mer formella tillsynskollegier.</SPAN></P>
<P class="p1121 ft61"><SPAN class="ft121">h)</SPAN><SPAN class="ft158">Tillämpningen av medlemsstaternas bestämmelser om civilrättsligt ansvar när det gäller förluster som åsamkas av värdepapperscentraler.</SPAN></P>
<P class="p1344 ft137"><SPAN class="ft121">i)</SPAN><SPAN class="ft162">De förfaranden och villkor enligt vilka värdepapperscentralerna har auktoriserats att utse kreditinstitut eller själva tillhandahålla anknutna banktjänster i enlighet med artiklarna 54 och 55, inbegripet en bedömning av de effekter som sådant tillhandahållande kan ha på den finansiella stabiliteten och konkurrensen i samband med avveckling och anknutna banktjänster i unionen.</SPAN></P>
<P class="p1121 ft61"><SPAN class="ft32">j)</SPAN><SPAN class="ft157">Tillämpningen av de regler som avses i artikel 38 om skydd av deltagares värdepapper och deras kunders värdepapper, särskilt dem i artikel 38.5.</SPAN></P>
<P class="p1216 ft61"><SPAN class="ft121">k)</SPAN><SPAN class="ft158">Tillämpningen av sanktioner och särskilt behovet av ytterligare harmonisering av administrativa sanktioner för över</SPAN><SPAN class="ft83"> </SPAN>trädelse av kraven som fastställs i denna förordning.</P>
<P class="p1116 ft61">2. De rapporter som avses i punkt 1 omfattar ett kalenderår och ska lämnas in till kommissionen senast den 30 april följande kalenderår.</P>
<P class="p1201 ft124">Artikel 75</P>
<P class="p1396 ft126">Översyn</P>
<P class="p1101 ft123">Senast den 18 september 2019 ska kommissionen se över och utarbeta en allmän rapport om denna förordning. Den rapporten ska i synnerhet bedöma de frågor som avses i artikel 74.1 <NOBR>a–k,</NOBR> huruvida det finna några andra väsentliga hinder för konkurrensen i samband med de tjänster som omfattas av denna förordning som i otillräcklig utsträckning har åtgärdats och eventuellt behov av ytterligare åtgärder för att begränsa följderna för skattebetalarna av värdepappers<SPAN class="ft140"> </SPAN>centralers fallissemang. Kommissionen ska överlämna rapporten till Europaparlamentet och rådet tillsammans med eventuella lämpliga förslag.</P>
<P class="p1397 ft124">Artikel 76</P>
<P class="p1320 ft126">Ikraftträdande och tillämpning</P>
<P class="p1073 ft124"><SPAN class="ft61">1.</SPAN><SPAN class="ft149">Denna förordning träder i kraft den tjugonde dagen efter det att den har offentliggjorts i </SPAN>Europeiska unionens officiella tidning<SPAN class="ft61">.</SPAN></P>
<P class="p1116 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft149">Artikel 3.1 ska från och med den 1 januari 2023 tillämpas på överlåtbara värdepapper som utfärdas efter det datumet och från och med den 1 januari 2025 tillämpas på alla överlåtbara värdepapper.</SPAN></P>
<P class="p1260 ft61"><SPAN class="ft61">3.</SPAN><SPAN class="ft149">Artikel 5.2 ska tillämpas från och med den 1 januari 2015.</SPAN></P>
<P class="p1281 ft121">För en handelsplats som har tillträde till en värdepapperscentral som avses i artikel 30.5 ska, genom undantag från första stycket i denna punkt, artikel 5.2 tillämpas minst sex månader innan en sådan värdepapperscentral utkontrakterar sin verksamhet till den relevanta offentliga enheten, och i samtliga fall senast från och med den 1 januari 2016.</P>
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<P class="p16 ft2">Bilaga 1</P>
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<TD colspan=2 class="tr37 td170"><P class="p20 ft123">L 257/70</P></TD>
<TD class="tr47 td342"><P class="p64 ft122">SV</P></TD>
<TD class="tr37 td343"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td134"><P class="p17 ft123">28.8.2014</P></TD>
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<TD class="tr50 td344"><P class="p20 ft74"> </P></TD>
<TD class="tr48 td345"><P class="p20 ft71"> </P></TD>
<TD class="tr48 td346"><P class="p20 ft71"> </P></TD>
<TD class="tr50 td347"><P class="p20 ft74"> </P></TD>
<TD class="tr50 td348"><P class="p20 ft74"> </P></TD>
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<P class="p1186 ft61"><SPAN class="ft61">4.</SPAN><SPAN class="ft149">De avvecklingsdisciplinåtgärder som avses i artikel </SPAN><NOBR>6.1–6.4</NOBR> ska tillämpas från och med dagen för ikraftträdande för den delegerade akt som antagits av kommissionen enligt artikel 6.5.</P>
<P class="p1176 ft121"><SPAN class="ft121">5.</SPAN><SPAN class="ft155">De avvecklingsdisciplinåtgärder som avses i artikel </SPAN><NOBR>7.1–7.13</NOBR> och den ändring som fastställs i artikel 72 ska tillämpas från och med dagen för ikraftträdande för den delegerade akt som antagits av kommissionen enligt artikel 7.15.</P>
<P class="p1181 ft61">En <NOBR>MTF-plattform</NOBR> som uppfyller de kriterier som fastställs i artikel 33.3 i direktiv 2014/65/EU omfattas av andra stycket i artikel 7.3 i denna förordning till och med</P>
<P class="p1044 ft61"><SPAN class="ft61">a)</SPAN><SPAN class="ft148">det slutliga beslutet om dess ansökan om registrering enligt artikel 33 i direktiv 2014/65/EU eller</SPAN></P>
<P class="p1045 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft148">när en </SPAN><NOBR>MTF-plattform</NOBR> inte har ansökt om registrering enligt artikel 33 i direktiv 2014/65/EU senast den 13 juni 2017.</P>
<P class="p1184 ft61"><SPAN class="ft61">6.</SPAN><SPAN class="ft149">De rapporteringsåtgärder som avses i artikel 9.1 ska tillämpas från och med dagen för ikraftträdande för den genomförandeakt som antagits av kommissionen enligt artikel 9.3.</SPAN></P>
<P class="p1176 ft121"><SPAN class="ft32">7.</SPAN><SPAN class="ft155">Hänvisningar i denna förordning till direktiv 2014/65/EU och förordning (EU) nr 600/2014 ska före den 3 januari 2017 läsas som hänvisningar till direktiv 2004/39/EG i enlighet med den jämförelsetabell som anges i bilaga IV till direktiv 2014/65/EU i den utsträckning den jämförelsetabellen innehåller bestämmelser avseende direktiv 2004/39/EG.</SPAN></P>
<P class="p1398 ft61">Denna förordning är till alla delar bindande och direkt tillämplig i alla medlemsstater.</P>
<TABLE cellpadding=0 cellspacing=0 class="t128">
<TR>
<TD class="tr54 td110"><P class="p20 ft61">Utfärdad i Bryssel den 23 juli 2014.</P></TD>
<TD class="tr54 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr54 td237"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr49 td110"><P class="p1399 ft169">På Europaparlamentets vägnar</P></TD>
<TD class="tr49 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr49 td237"><P class="p1400 ft141">På rådets vägnar</P></TD>
</TR>
<TR>
<TD class="tr32 td110"><P class="p1401 ft32">M. SCHULZ</P></TD>
<TD class="tr32 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr32 td237"><P class="p1400 ft32">S. GOZI</P></TD>
</TR>
<TR>
<TD class="tr32 td110"><P class="p1399 ft169">Ordförande</P></TD>
<TD class="tr32 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr32 td237"><P class="p1400 ft169">Ordförande</P></TD>
</TR>
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<TD class="tr43 td110"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td353"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td237"><P class="p20 ft6"> </P></TD>
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<P class="p931 ft2">Bilaga 1</P>
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<TD class="tr37 td170"><P class="p171 ft121">28.8.2014</P></TD>
<TD class="tr47 td316"><P class="p20 ft6"> </P></TD>
<TD class="tr55 td337"><P class="p68 ft122">SV</P></TD>
<TD class="tr37 td301"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td35"><P class="p20 ft123">L 257/71</P></TD>
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<TD class="tr30 td338"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td316"><P class="p20 ft12"> </P></TD>
<TD class="tr30 td339"><P class="p20 ft12"> </P></TD>
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<P class="p1402 ft141">BILAGA</P>
<P class="p1403 ft127">FÖRTECKNING ÖVER TJÄNSTER</P>
<P class="p1404 ft121">AVSNITT A</P>
<P class="p1405 ft127">Värdepapperscentralers huvudtjänster</P>
<P class="p1406 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft158">Ursprunglig registrering av värdepapper i ett kontobaserat system (</SPAN><SPAN class="ft124">notarietjänst</SPAN>).</P>
<P class="p1407 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft158">Tillhandahållande och förande av värdepapperskonton på högsta nivå (</SPAN><SPAN class="ft124">central kontoföringstjänst</SPAN>).</P>
<P class="p1407 ft61"><SPAN class="ft61">3.</SPAN><SPAN class="ft158">Drift av ett avvecklingssystem för värdepapper (</SPAN><SPAN class="ft124">avvecklingstjänst</SPAN>).</P>
<P class="p1408 ft121">AVSNITT B</P>
<P class="p1409 ft127">Andra anknutna tjänster än banktjänster vid värdepapperscentraler som inte medför kredit- eller likviditetsrisker</P>
<P class="p1410 ft61">Sådana tjänster som tillhandahålls av värdepapperscentralerna som bidrar till att öka värdepappersmarknadernas säkerhet, effektivitet och öppenhet, vilket kan omfatta men inte är begränsat till följande:</P>
<P class="p1411 ft61"><SPAN class="ft61">1.</SPAN><SPAN class="ft158">Tjänster i samband med avvecklingstjänsten, t.ex.</SPAN></P>
<P class="p1412 ft61"><SPAN class="ft32">a)</SPAN><SPAN class="ft148">organisation av en utlåningsmekanism för värdepapper, som agent mellan deltagare i ett avvecklingssystem för värdepapper,</SPAN></P>
<P class="p1413 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft158">tillhandahållande av säkerhetsförvaltningstjänster, som agent mellan deltagare i ett avvecklingssystem för värdepap</SPAN><SPAN class="ft83"> </SPAN>per,</P>
<P class="p1414 ft61"><SPAN class="ft32">c)</SPAN><SPAN class="ft148">avvecklingsavstämning, orderdirigering, handelsbekräftelse, handelskontroll.</SPAN></P>
<P class="p1407 ft61"><SPAN class="ft61">2.</SPAN><SPAN class="ft158">Tjänster i samband med notarietjänster och centrala förvaltningstjänster, t.ex.</SPAN></P>
<P class="p1415 ft61"><SPAN class="ft32">a)</SPAN><SPAN class="ft148">tjänster i samband med aktieägarregister,</SPAN></P>
<P class="p1415 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft158">hantering av bolagshändelser, inklusive skatt, bolagsstämmor och informationstjänster,</SPAN></P>
<P class="p1415 ft61"><SPAN class="ft32">c)</SPAN><SPAN class="ft148">tjänster för nyemissioner, som tilldelning och hantering av </SPAN><NOBR>Isin-koder</NOBR> och liknande koder,</P>
<P class="p1415 ft61"><SPAN class="ft121">d)</SPAN><SPAN class="ft158">Orderdirigering och orderbehandling, insamling och hantering av avgifter samt tillhörande rapportering.</SPAN></P>
<P class="p1416 ft61"><SPAN class="ft61">3.</SPAN><SPAN class="ft158">Upprättande av länkar mellan värdepapperscentraler, tillhandahållande eller förvaltning av värdepapperskonton i sam</SPAN><SPAN class="ft83"> </SPAN>band med avvecklingstjänsten, säkerhetsförvaltning, andra anknutna tjänster.</P>
<P class="p1411 ft61"><SPAN class="ft61">4.</SPAN><SPAN class="ft158">Alla andra tjänster, t.ex.</SPAN></P>
<P class="p1415 ft61"><SPAN class="ft32">a)</SPAN><SPAN class="ft148">allmänna säkerhetsförvaltningstjänster som agent,</SPAN></P>
<P class="p1415 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft158">lagstadgad rapportering,</SPAN></P>
<P class="p1412 ft61"><SPAN class="ft32">c)</SPAN><SPAN class="ft148">information, uppgifter och statistik till marknads- och statistikundersökningsbyråer eller andra statliga eller mellan</SPAN><SPAN class="ft83"> </SPAN>statliga enheter,</P>
<P class="p1414 ft61"><SPAN class="ft121">d)</SPAN><NOBR><SPAN class="ft158">it-tjänster.</SPAN></NOBR></P>
<P class="p1408 ft121">AVSNITT C</P>
<P class="p1283 ft127">Anknutna banktjänster</P>
<P class="p1417 ft61">Banktjänster i direkt samband med huvudtjänster eller anknutna tjänster som förtecknas i avsnitten A och B, t.ex.</P>
<P class="p1416 ft61"><SPAN class="ft32">a)</SPAN><SPAN class="ft148">tillhandahållande av likvidkonton för och mottagande av insättningar från deltagare i ett avvecklingssystem för värdepapper och innehavare av värdepapperskonton, i den mening som avses i punkt 1 i bilaga I till direktiv 2013/36/EU,</SPAN></P>
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<TD class="tr47 td342"><P class="p64 ft122">SV</P></TD>
<TD class="tr37 td343"><P class="p509 ft123">Europeiska unionens officiella tidning</P></TD>
<TD class="tr37 td134"><P class="p17 ft123">28.8.2014</P></TD>
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<TD class="tr50 td344"><P class="p20 ft74"> </P></TD>
<TD class="tr48 td345"><P class="p20 ft71"> </P></TD>
<TD class="tr48 td346"><P class="p20 ft71"> </P></TD>
<TD class="tr50 td347"><P class="p20 ft74"> </P></TD>
<TD class="tr50 td348"><P class="p20 ft74"> </P></TD>
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<P class="p1106 ft61"><SPAN class="ft121">b)</SPAN><SPAN class="ft148">tillhandahållande av löpande kredit för återbetalning senast följande bankdag, utlåning av kontantmedel för förfinan</SPAN><SPAN class="ft83"> </SPAN>siering av bolagshändelser och utlåning av värdepapper till innehavare av värdepapperskonton, i den mening som avses i punkt 2 i bilaga I till direktiv 2013/36/EU,</P>
<P class="p1418 ft61"><SPAN class="ft32">c)</SPAN><SPAN class="ft157">betaltjänster som innebär hantering av kontant- och valutatransaktioner, i den mening som avses i punkt 4 i bilaga I till direktiv 2013/36/EU,</SPAN></P>
<P class="p1419 ft61"><SPAN class="ft121">d)</SPAN><SPAN class="ft148">borgensförbindelser och garantier i samband med värdepapperslån, i den mening som avses i punkt 6 i bilaga I till direktiv 2013/36/EU,</SPAN></P>
<P class="p1420 ft121"><SPAN class="ft32">e)</SPAN><SPAN class="ft163">likviditetsförvaltning som omfattar utländsk valuta och överlåtbara värdepapper i samband med förvaltning av delta</SPAN><SPAN class="ft131"> </SPAN>garnas positiva kontosaldon, i den mening som avses i punkt 7 b och e i bilaga I till direktiv 2013/36/EU.</P>
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<DIV id="id_1_1">
<P class="p1421 ft111">Sammanfattning av promemorian Värdepapperscentraler och kontoföring av finansiella instrument (Ds 2015:2)</P>
<P class="p1422 ft2">Den 17 september 2014 trädde Europaparlamentets och rådets förordning (EU) nr 909/2014 av den 23 juli 2014 om förbättrad värdepappers- avveckling i Europeiska unionen och om värdepapperscentraler samt ändring av direktiv 98/26/EG och 2014/65/EU och förordning (EU) nr 236/2012 i kraft. Förordningen är direkt tillämplig i varje medlemsstat. Vid sidan av de direkt tillämpliga reglerna innehåller dock förordningen flera regler som förutsätter att medlemsstaterna inför olika bestämmelser som kompletterar förordningen. Det gäller bl.a. behörig myndighet, tillsynsbefogenheter och sanktioner. Därutöver ger förordningen utrym- me för medlemsstaterna att införa vissa kompletterande regler om de så önskar. Detta gäller framför allt möjligheten att tillåta att s.k. konto- förande institut vidtar registreringsåtgärder i avstämningsregister. Förordningen innehåller vidare övergripande regler om kontoföring av finansiella instrument, men lämnar öppet för medlemsstaterna att fastställa de närmare bestämmelser som ska gälla i det avseendet. Förordningen innehåller slutligen ändringar i vissa <NOBR>EU-rättsakter.</NOBR></P>
<P class="p360 ft2">I denna promemoria föreslås ändringar i lagen (1998:1479) om konto- föring av finansiella instrument (kontoföringslagen) med huvudsakligt syfte att anpassa svensk rätt till förordningen. Det föreslås att termen värdepapperscentral ersätter termen central värdepappersförvarare och att rubriken till kontoföringslagen ändras till lagen om värdepappers- centraler och kontoföring av finansiella instrument. Det föreslås vidare nya bestämmelser om behörig myndighet, tillsynsbefogenheter och sanktioner m.m. samt att bestämmelserna om auktorisation av centrala värdepappersförvarare upphävs. Det föreslås även följdändringar i annan lagstiftning.</P>
<P class="p364 ft2">I promemorian föreslås ändringar i aktiebolagslagen (2005:551) som innebär att svenska avstämningsbolag ska få registrera aktierna i bolaget hos vilken värdepapperscentral som helst inom Europeiska ekonomiska samarbetsområdet (EES). Det föreslås också vissa ändringar i samma lag avseende ansvaret för aktieboken. Som en följd av dessa förslag föreslås att utländska värdepapperscentraler i vissa fall ska vara skyldiga att lämna ett åtagande att följa relevanta skatterättsliga bestämmelser.</P>
<P class="p873 ft2">Lagändringarna föreslås träda i kraft den 1 januari 2016.</P>
</DIV>
<DIV id="id_1_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 2</P>
</DIV>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">461</P>
</DIV>
</DIV>
<DIV id="page_462">
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 3</P>
</DIV>
<DIV id="id_1_2">
<P class="p1423 ft111">Lagförslag i promemorian Värdepapperscentraler och kontoföring av finansiella instrument</P>
<P class="p367 ft26">Förslag till lag om ändring i föräldrabalken</P>
<P class="p1424 ft2">Härigenom föreskrivs att 13 kap. 19 §, 14 kap. 21 § och 16 kap. 10 a § föräldrabalken<SPAN class="ft27">1 </SPAN>ska ha följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 class="t129">
<TR>
<TD class="tr31 td50"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr31 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p1425 ft29">13 kap.</P>
<P class="p1426 ft2">19 §<SPAN class="ft27">2</SPAN></P>
<P class="p1427 ft4">Om det av någon särskild anledning behövs för att trygga förvalt- ningen, får överförmyndaren</P>
<P class="p185 ft2">1. besluta att <NOBR>3–7</NOBR> §§ ska tillämpas även i andra fall än som följer av</P>
<P class="p157 ft2"><SPAN class="ft2">2</SPAN><SPAN class="ft18">§,</SPAN></P>
<P class="p211 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft30">begränsa möjligheten att ta ut pengar som har satts in hos bank, kreditmarknadsföretag eller värdepappersbolag, utöver vad som följer av</SPAN></P>
<P class="p157 ft2"><SPAN class="ft2">8</SPAN><SPAN class="ft18">§,</SPAN></P>
<P class="p211 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft18">besluta att värdehandlingar ska förvaras och förvaltas av ett värde- pappersinstitut enligt lagen (2007:528) om värdepappersmarknaden eller ett motsvarande utländskt institut som är underkastat en offentlig regle- ring som väsentligen stämmer överens med den som gäller för värde- pappersinstitut i Sverige,</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR height=0>
<TD width=20px></TD>
<TD width=40px></TD>
<TD width=9px></TD>
<TD width=34px></TD>
<TD width=40px></TD>
<TD width=14px></TD>
<TD width=7px></TD>
<TD width=32px></TD>
<TD width=44px></TD>
<TD width=17px></TD>
<TD width=19px></TD>
<TD width=26px></TD>
<TD width=21px></TD>
<TD width=22px></TD>
<TD width=9px></TD>
<TD width=22px></TD>
<TD width=17px></TD>
</TR>
<TR>
<TD colspan=3 class="tr27 td52"><P class="p60 ft2">4. genom</P></TD>
<TD colspan=2 class="tr27 td53"><P class="p1 ft2">meddelande</P></TD>
<TD colspan=2 class="tr27 td20"><P class="p66 ft2">till</P></TD>
<TD class="tr27 td27"><P class="p62 ft2">en</P></TD>
<TD colspan=2 class="tr27 td49"><P class="p64 ft2">4. genom</P></TD>
<TD colspan=4 class="tr27 td76"><P class="p32 ft2">meddelande</P></TD>
<TD colspan=2 class="tr27 td71"><P class="p91 ft2">till</P></TD>
<TD class="tr27 td58"><P class="p17 ft2">en</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td41"><P class="p20 ft3">central</P></TD>
<TD colspan=6 class="tr26 td59"><P class="p62 ft28">värdepappersförvarare<SPAN class="ft31">,</SPAN></P></TD>
<TD colspan=9 class="tr26 td60"><P class="p64 ft3">värdepapperscentral<SPAN class="ft2">, den som för</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft2">den</P></TD>
<TD class="tr25 td62"><P class="p64 ft2">som</P></TD>
<TD colspan=2 class="tr25 td18"><P class="p86 ft2">för ett</P></TD>
<TD colspan=2 class="tr25 td99"><P class="p76 ft2">register</P></TD>
<TD colspan=2 class="tr25 td65"><P class="p62 ft2">enligt</P></TD>
<TD colspan=9 class="tr25 td60"><P class="p64 ft2">ett register enligt 4 kap. 11 § lagen</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td52"><P class="p20 ft2">4 kap. 11 §</P></TD>
<TD class="tr25 td94"><P class="p1 ft2">lagen</P></TD>
<TD colspan=3 class="tr25 td49"><P class="p200 ft2">(2004:46)</P></TD>
<TD class="tr25 td27"><P class="p62 ft2">om</P></TD>
<TD colspan=9 class="tr25 td60"><P class="p64 ft2">(2004:46) om värdepappersfonder</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td67"><P class="p20 ft2">värdepappersfonder eller</P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td65"><P class="p62 ft2">enligt</P></TD>
<TD class="tr26 td69"><P class="p64 ft2">eller</P></TD>
<TD colspan=2 class="tr26 td35"><P class="p20 ft2">enligt</P></TD>
<TD colspan=2 class="tr26 td70"><P class="p68 ft2">12 kap.</P></TD>
<TD colspan=2 class="tr26 td71"><P class="p19 ft2">5 §</P></TD>
<TD colspan=2 class="tr26 td65"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td52"><P class="p20 ft2">12 kap. 5 §</P></TD>
<TD class="tr25 td94"><P class="p86 ft2">lagen</P></TD>
<TD colspan=3 class="tr25 td49"><P class="p106 ft2">(2013:561)</P></TD>
<TD class="tr25 td27"><P class="p62 ft2">om</P></TD>
<TD colspan=3 class="tr25 td56"><P class="p64 ft2">(2013:561)</P></TD>
<TD class="tr25 td72"><P class="p1 ft2">om</P></TD>
<TD colspan=4 class="tr25 td53"><P class="p73 ft2">förvaltare</P></TD>
<TD class="tr25 td58"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td73"><P class="p20 ft2">förvaltare av alternativa investe-</P></TD>
<TD colspan=9 class="tr25 td60"><P class="p64 ft2">alternativa investeringsfonder eller</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td73"><P class="p20 ft2">ringsfonder eller den som har</P></TD>
<TD colspan=9 class="tr26 td60"><P class="p64 ft2">den som har registrerats som</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td41"><P class="p20 ft2">registrerats</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p71 ft2">som</P></TD>
<TD colspan=3 class="tr25 td49"><P class="p93 ft2">förvaltare</P></TD>
<TD class="tr25 td27"><P class="p62 ft2">av</P></TD>
<TD colspan=9 class="tr25 td60"><P class="p64 ft2">förvaltare av finansiella instrument</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td73"><P class="p20 ft2">finansiella instrument eller andelar</P></TD>
<TD colspan=9 class="tr25 td60"><P class="p64 ft2">eller andelar i värdepappersfonder</P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft2">i</P></TD>
<TD colspan=4 class="tr26 td159"><P class="p20 ft2">värdepappersfonder</P></TD>
<TD colspan=3 class="tr26 td85"><P class="p62 ft2">eller i</P></TD>
<TD class="tr26 td69"><P class="p64 ft2">eller</P></TD>
<TD class="tr26 td58"><P class="p26 ft2">i</P></TD>
<TD colspan=4 class="tr26 td76"><P class="p73 ft2">specialfonder,</P></TD>
<TD colspan=3 class="tr26 td77"><P class="p17 ft31">begränsa</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td73"><P class="p20 ft2">specialfonder, begränsa föräldrars</P></TD>
<TD colspan=2 class="tr25 td49"><P class="p64 ft2">föräldrars</P></TD>
<TD colspan=3 class="tr25 td79"><P class="p70 ft2">möjlighet</P></TD>
<TD class="tr25 td14"><P class="p74 ft2">att</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td65"><P class="p17 ft2">förfoga</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td41"><P class="p20 ft2">möjlighet</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p42 ft2">att</P></TD>
<TD colspan=2 class="tr25 td99"><P class="p42 ft2">förfoga</P></TD>
<TD class="tr25 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p62 ft2">över</P></TD>
<TD colspan=9 class="tr25 td60"><P class="p64 ft2">över rättigheter som registreras <SPAN class="ft3">i</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td41"><P class="p20 ft2">rättigheter</P></TD>
<TD colspan=4 class="tr26 td155"><P class="p1 ft2">som registreras</P></TD>
<TD colspan=2 class="tr26 td65"><P class="p62 ft2">enligt</P></TD>
<TD colspan=5 class="tr26 td34"><P class="p64 ft3">avstämningsregister</P></TD>
<TD colspan=2 class="tr26 td71"><P class="p28 ft2">enligt</P></TD>
<TD colspan=2 class="tr26 td65"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td73"><P class="p20 ft2">lagen (1998:1479) om kontoföring</P></TD>
<TD colspan=3 class="tr25 td56"><P class="p64 ft2">(1998:1479)</P></TD>
<TD class="tr25 td72"><P class="p64 ft2">om</P></TD>
<TD colspan=5 class="tr25 td80"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td73"><P class="p20 ft2">av finansiella instrument eller som</P></TD>
<TD colspan=2 class="tr25 td49"><P class="p64 ft3">centraler</P></TD>
<TD colspan=2 class="tr25 td82"><P class="p60 ft2">och</P></TD>
<TD colspan=4 class="tr25 td53"><P class="p91 ft2">kontoföring</P></TD>
<TD class="tr25 td58"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td73"><P class="p20 ft2">avses i lagen om värdepappers-</P></TD>
<TD colspan=3 class="tr26 td56"><P class="p64 ft2">finansiella</P></TD>
<TD colspan=3 class="tr26 td52"><P class="p73 ft2">instrument</P></TD>
<TD colspan=2 class="tr26 td71"><P class="p19 ft3">eller</P></TD>
<TD class="tr26 td58"><P class="p17 ft3">i</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td73"><P class="p20 ft2">fonder eller i lagen om förvaltare</P></TD>
<TD colspan=3 class="tr25 td56"><P class="p64 ft3">motsvarande</P></TD>
<TD colspan=3 class="tr25 td52"><P class="p62 ft3">utländskt</P></TD>
<TD colspan=3 class="tr25 td77"><P class="p17 ft3">register</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft2">av</P></TD>
<TD colspan=7 class="tr25 td83"><P class="p62 ft2">alternativa investeringsfonder,</P></TD>
<TD colspan=9 class="tr25 td60"><P class="p64 ft2">eller som avses i lagen om värde-</P></TD>
</TR>
<TR>
<TD class="tr27 td61"><P class="p20 ft2">och</P></TD>
<TD class="tr27 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr27 td34"><P class="p64 ft2">pappersfonder eller</P></TD>
<TD colspan=3 class="tr27 td85"><P class="p94 ft2">i lagen</P></TD>
<TD class="tr27 td58"><P class="p17 ft2">om</P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
<DIV id="id_2">
<P class="p1428 ft35"><SPAN class="ft34">1 </SPAN>Balken omtryckt 1995:974.</P>
<P class="p1429 ft170"><SPAN class="ft34">2 </SPAN>Senaste lydelse 2013:562.</P>
<P class="p636 ft2">462</P>
</DIV>
</DIV>
<DIV id="page_463">
<TABLE cellpadding=0 cellspacing=0 class="t37">
<TR>
<TD class="tr28 td120"><P class="p111 ft2">förvaltare av alternativa investe-</P></TD>
<TD class="tr28 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p452 ft2">ringsfonder, och</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 3</P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p111 ft2">5. genom meddelande till den som ska betala pengar till den omyndige</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">besluta att pengarna ska sättas in hos bank eller kreditmarknadsföretag.</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p111 ft2">Meddelas beslut enligt första stycket 3, ska föräldrarna träffa avtal med</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">ett värdepappersinstitut på villkor som överförmyndaren har godkänt.</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p111 ft2">Ett värdepappersinstitut är skyldigt att träffa ett sådant avtal om</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p111 ft2">förvaring och förvaltning som avses i andra stycket. Avtalet får inte</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p111 ft2">träffas på sämre villkor än de som värdepappersinstitutet erbjuder andra</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td120"><P class="p20 ft2">enskilda personer vid samma typ av avtal.</P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td120"><P class="p1430 ft29">14 kap.</P></TD>
<TD class="tr38 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p767 ft2">21 §<SPAN class="ft27">3</SPAN></P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p474 ft2">Om det behövs för att trygga förvaltningen, får överförmyndaren</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p48 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft18">begränsa möjligheten att ta ut pengar som har satts in hos bank, kreditmarknadsföretag eller värdepappersbolag, utöver vad som följer av 8 §,</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">besluta att värdehandlingar ska förvaras och förvaltas av ett värde- pappersinstitut enligt lagen (2007:528) om värdepappersmarknaden eller ett motsvarande utländskt institut som är underkastat en offentlig regle- ring som väsentligen stämmer överens med den som gäller för värde- pappersinstitut i Sverige,</SPAN></P>
<P class="p48 ft4"><SPAN class="ft2">3.</SPAN><SPAN class="ft20">genom meddelande till den som ska betala pengar till den enskilde besluta att pengarna ska sättas in hos bank eller kreditmarknadsföretag, och</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR height=0>
<TD width=21px></TD>
<TD width=13px></TD>
<TD width=27px></TD>
<TD width=9px></TD>
<TD width=13px></TD>
<TD width=17px></TD>
<TD width=8px></TD>
<TD width=24px></TD>
<TD width=12px></TD>
<TD width=27px></TD>
<TD width=26px></TD>
<TD width=44px></TD>
<TD width=10px></TD>
<TD width=19px></TD>
<TD width=10px></TD>
<TD width=20px></TD>
<TD width=35px></TD>
<TD width=36px></TD>
<TD width=22px></TD>
</TR>
<TR>
<TD colspan=4 class="tr31 td88"><P class="p60 ft2">4. genom</P></TD>
<TD colspan=5 class="tr31 td53"><P class="p1 ft2">meddelande</P></TD>
<TD class="tr31 td89"><P class="p61 ft2">till</P></TD>
<TD class="tr31 td72"><P class="p84 ft2">en</P></TD>
<TD colspan=3 class="tr31 td121"><P class="p64 ft2">4. genom</P></TD>
<TD colspan=3 class="tr31 td105"><P class="p89 ft2">meddelande</P></TD>
<TD class="tr31 td35"><P class="p123 ft2">till</P></TD>
<TD class="tr31 td14"><P class="p17 ft2">en</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td49"><P class="p20 ft3">central</P></TD>
<TD colspan=8 class="tr25 td59"><P class="p84 ft28">värdepappersförvarare<SPAN class="ft31">,</SPAN></P></TD>
<TD colspan=8 class="tr25 td73"><P class="p64 ft3">värdepapperscentral<SPAN class="ft2">, den som för</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td20"><P class="p20 ft2">den</P></TD>
<TD colspan=2 class="tr25 td62"><P class="p64 ft2">som</P></TD>
<TD colspan=2 class="tr25 td14"><P class="p20 ft2">för</P></TD>
<TD class="tr25 td58"><P class="p28 ft2">ett</P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td93"><P class="p84 ft2">register enligt</P></TD>
<TD colspan=8 class="tr25 td73"><P class="p64 ft2">ett register enligt 4 kap. 11 § lagen</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td94"><P class="p20 ft2">4 kap.</P></TD>
<TD colspan=2 class="tr26 td35"><P class="p86 ft2">11 §</P></TD>
<TD colspan=3 class="tr26 td95"><P class="p1 ft2">lagen</P></TD>
<TD colspan=3 class="tr26 td96"><P class="p75 ft2">(2004:46)</P></TD>
<TD class="tr26 td72"><P class="p84 ft2">om</P></TD>
<TD colspan=8 class="tr26 td73"><P class="p64 ft2">(2004:46) om värdepappersfonder</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td97"><P class="p20 ft2">värdepappersfonder</P></TD>
<TD colspan=2 class="tr25 td35"><P class="p87 ft2">eller</P></TD>
<TD colspan=2 class="tr25 td85"><P class="p84 ft2">enligt</P></TD>
<TD class="tr25 td69"><P class="p64 ft2">eller</P></TD>
<TD colspan=3 class="tr25 td65"><P class="p20 ft2">enligt</P></TD>
<TD colspan=2 class="tr25 td64"><P class="p63 ft2">12 kap.</P></TD>
<TD colspan=2 class="tr25 td135"><P class="p17 ft2">5 § lagen</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td88"><P class="p20 ft2">12 kap. 5 §</P></TD>
<TD colspan=2 class="tr25 td84"><P class="p28 ft2">lagen</P></TD>
<TD colspan=4 class="tr25 td101"><P class="p61 ft2">(2013:561)</P></TD>
<TD class="tr25 td72"><P class="p84 ft2">om</P></TD>
<TD colspan=3 class="tr25 td121"><P class="p64 ft2">(2013:561)</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft2">om</P></TD>
<TD colspan=2 class="tr25 td101"><P class="p123 ft2">förvaltare</P></TD>
<TD class="tr25 td14"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=11 class="tr26 td60"><P class="p20 ft2">förvaltare av alternativa investe-</P></TD>
<TD colspan=8 class="tr26 td73"><P class="p64 ft2">alternativa investeringsfonder eller</P></TD>
</TR>
<TR>
<TD colspan=11 class="tr25 td60"><P class="p20 ft2">ringsfonder eller den som har</P></TD>
<TD colspan=8 class="tr25 td73"><P class="p64 ft2">den som har registrerats som</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td49"><P class="p20 ft2">registrerats</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td84"><P class="p1 ft2">som</P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td96"><P class="p88 ft2">förvaltare</P></TD>
<TD class="tr25 td72"><P class="p84 ft2">av</P></TD>
<TD colspan=8 class="tr25 td73"><P class="p64 ft2">förvaltare av finansiella instrument</P></TD>
</TR>
<TR>
<TD colspan=11 class="tr26 td60"><P class="p20 ft2">finansiella instrument eller andelar</P></TD>
<TD colspan=8 class="tr26 td73"><P class="p64 ft2">eller andelar i värdepappersfonder</P></TD>
</TR>
<TR>
<TD class="tr25 td20"><P class="p20 ft2">i</P></TD>
<TD colspan=7 class="tr25 td102"><P class="p20 ft2">värdepappersfonder</P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p69 ft2">eller</P></TD>
<TD class="tr25 td72"><P class="p84 ft2">i</P></TD>
<TD class="tr25 td69"><P class="p64 ft2">eller</P></TD>
<TD class="tr25 td198"><P class="p26 ft2">i</P></TD>
<TD colspan=4 class="tr25 td197"><P class="p68 ft2">specialfonder,</P></TD>
<TD colspan=2 class="tr25 td135"><P class="p17 ft2">begränsa</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td36"><P class="p20 ft2">specialfonder,</P></TD>
<TD colspan=3 class="tr25 td104"><P class="p89 ft31">begränsa</P></TD>
<TD colspan=3 class="tr25 td105"><P class="p84 ft2">ställföre-</P></TD>
<TD colspan=5 class="tr25 td106"><P class="p64 ft2">ställföreträdarens</P></TD>
<TD colspan=2 class="tr25 td101"><P class="p178 ft2">möjlighet</P></TD>
<TD class="tr25 td14"><P class="p17 ft2">att</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td49"><P class="p20 ft2">trädarens</P></TD>
<TD colspan=6 class="tr26 td36"><P class="p20 ft2">möjlighet att</P></TD>
<TD colspan=2 class="tr26 td85"><P class="p84 ft2">förfoga</P></TD>
<TD colspan=2 class="tr26 td99"><P class="p64 ft2">förfoga</P></TD>
<TD colspan=3 class="tr26 td104"><P class="p88 ft2">över</P></TD>
<TD colspan=2 class="tr26 td101"><P class="p30 ft2">rättigheter</P></TD>
<TD class="tr26 td14"><P class="p17 ft2">som</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td94"><P class="p20 ft2">över</P></TD>
<TD colspan=4 class="tr25 td79"><P class="p91 ft2">rättigheter</P></TD>
<TD colspan=2 class="tr25 td27"><P class="p20 ft2">som</P></TD>
<TD colspan=3 class="tr25 td105"><P class="p84 ft2">registreras</P></TD>
<TD colspan=3 class="tr25 td121"><P class="p64 ft2">registreras</P></TD>
<TD class="tr25 td198"><P class="p69 ft3">i</P></TD>
<TD colspan=4 class="tr25 td108"><P class="p17 ft3">avstämningsregister</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td94"><P class="p20 ft2">enligt</P></TD>
<TD colspan=3 class="tr25 td104"><P class="p87 ft2">lagen</P></TD>
<TD colspan=5 class="tr25 td76"><P class="p92 ft2">(1998:1479)</P></TD>
<TD class="tr25 td72"><P class="p84 ft2">om</P></TD>
<TD class="tr25 td69"><P class="p64 ft2">enligt</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td163"><P class="p20 ft2">lagen</P></TD>
<TD colspan=3 class="tr25 td80"><P class="p94 ft2">(1998:1479)</P></TD>
<TD class="tr25 td14"><P class="p17 ft2">om</P></TD>
</TR>
<TR>
<TD colspan=11 class="tr26 td60"><P class="p20 ft2">kontoföring av finansiella instru-</P></TD>
<TD colspan=6 class="tr26 td233"><P class="p64 ft3">värdepapperscentraler</P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p17 ft2">och</P></TD>
</TR>
<TR>
<TD colspan=11 class="tr25 td60"><P class="p20 ft2">ment eller som avses i lagen om</P></TD>
<TD colspan=3 class="tr25 td121"><P class="p64 ft2">kontoföring</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td64"><P class="p105 ft2">av</P></TD>
<TD colspan=2 class="tr25 td135"><P class="p17 ft2">finansiella</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td97"><P class="p20 ft2">värdepappersfonder</P></TD>
<TD colspan=2 class="tr25 td35"><P class="p68 ft2">eller</P></TD>
<TD colspan=2 class="tr25 td85"><P class="p84 ft2">i lagen</P></TD>
<TD colspan=3 class="tr25 td121"><P class="p64 ft2">instrument</P></TD>
<TD colspan=2 class="tr25 td84"><P class="p1 ft3">eller</P></TD>
<TD colspan=3 class="tr25 td47"><P class="p17 ft3">i motsvarande</P></TD>
</TR>
<TR>
<TD class="tr26 td20"><P class="p20 ft2">om</P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td79"><P class="p95 ft2">förvaltare</P></TD>
<TD colspan=2 class="tr26 td27"><P class="p96 ft31">av</P></TD>
<TD colspan=3 class="tr26 td105"><P class="p84 ft2">alternativa</P></TD>
<TD colspan=8 class="tr26 td73"><P class="p64 ft3">utländskt register <SPAN class="ft2">eller som avses i</SPAN></P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td97"><P class="p20 ft2">investeringsfonder.</P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td73"><P class="p64 ft2">lagen om värdepappersfonder eller</P></TD>
</TR>
<TR>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td73"><P class="p64 ft2">i lagen om förvaltare av alternativa</P></TD>
</TR>
<TR>
<TD class="tr27 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr27 td233"><P class="p64 ft2">investeringsfonder.</P></TD>
<TD class="tr27 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td14"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p98 ft35"><SPAN class="ft34">3 </SPAN>Senaste lydelse 2013:562.</P>
<P class="p99 ft2">463</P>
</DIV>
<DIV id="page_464">
<DIV id="dimg1">
<INGENBILD zsrc="H30310464x1.jpg/" id="img1">
</DIV>
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 3</P>
</DIV>
<DIV id="id_1_2">
<P class="p211 ft4">Meddelas beslut enligt första stycket 2, ska ställföreträdaren träffa avtal med ett värdepappersinstitut på villkor som överförmyndaren har godkänt.</P>
<P class="p211 ft4">Ett värdepappersinstitut är skyldigt att träffa ett sådant avtal om förvaring och förvaltning som avses i andra stycket. Avtalet får inte träffas på sämre villkor än de som värdepappersinstitutet erbjuder andra enskilda personer vid samma typ av avtal.</P>
<P class="p1431 ft29">16 kap.</P>
<P class="p1432 ft2">10 a §<SPAN class="ft27">4</SPAN></P>
<P class="p527 ft2">En bank är skyldig att på begäran lämna överförmyndaren de uppgifter</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR height=0>
<TD width=59px></TD>
<TD width=52px></TD>
<TD width=13px></TD>
<TD width=32px></TD>
<TD width=48px></TD>
<TD width=48px></TD>
<TD width=31px></TD>
<TD width=34px></TD>
<TD width=18px></TD>
<TD width=58px></TD>
</TR>
<TR>
<TD colspan=8 class="tr34 td44"><P class="p20 ft2">som behövs för överförmyndarens tillsynsverksamhet.</P></TD>
<TD class="tr34 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr34 td135"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td28"><P class="p60 ft2">Första</P></TD>
<TD class="tr25 td24"><P class="p20 ft2">stycket</P></TD>
<TD colspan=2 class="tr25 td82"><P class="p26 ft2">gäller</P></TD>
<TD class="tr25 td77"><P class="p30 ft2">också</P></TD>
<TD class="tr25 td77"><P class="p87 ft2">Första</P></TD>
<TD colspan=2 class="tr25 td105"><P class="p87 ft2">stycket</P></TD>
<TD colspan=2 class="tr25 td125"><P class="p17 ft2">gäller också</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td86"><P class="p20 ft2">kreditmarknadsföretag,</P></TD>
<TD colspan=2 class="tr26 td56"><P class="p30 ft2">värdepap-</P></TD>
<TD colspan=4 class="tr26 td126"><P class="p20 ft2">kreditmarknadsföretag,</P></TD>
<TD class="tr26 td135"><P class="p17 ft2">värdepap-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p20 ft3"><SPAN class="ft2">persbolag, </SPAN>centrala värdepappers-</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft3"><SPAN class="ft2">persbolag, </SPAN>värdepapperscentraler<SPAN class="ft2">,</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td28"><P class="p20 ft3">förvarare<SPAN class="ft2">,</SPAN></P></TD>
<TD colspan=4 class="tr25 td146"><P class="p30 ft2">kontoförande institut,</P></TD>
<TD colspan=2 class="tr25 td171"><P class="p20 ft2">kontoförande</P></TD>
<TD colspan=2 class="tr25 td24"><P class="p42 ft2">institut,</P></TD>
<TD class="tr25 td135"><P class="p17 ft2">fondbolag,</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p20 ft2">fondbolag, <NOBR>AIF-förvaltare,</NOBR> förva-</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2"><NOBR>AIF-förvaltare,</NOBR> förvaringsinstitut,</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td86"><P class="p20 ft2">ringsinstitut, företag</P></TD>
<TD class="tr25 td27"><P class="p105 ft2">som</P></TD>
<TD class="tr25 td77"><P class="p30 ft2">driver</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">företag som driver inlåningsverk-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td102"><P class="p20 ft2">inlåningsverksamhet</P></TD>
<TD colspan=2 class="tr25 td82"><P class="p106 ft2">enligt</P></TD>
<TD class="tr25 td77"><P class="p30 ft2">lagen</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">samhet enligt lagen (2004:299) om</P></TD>
</TR>
<TR>
<TD class="tr26 td28"><P class="p20 ft2">(2004:299)</P></TD>
<TD class="tr26 td24"><P class="p29 ft2">om</P></TD>
<TD colspan=3 class="tr26 td47"><P class="p30 ft2">inlåningsverk-</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">inlåningsverksamhet och utländska</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p20 ft2">samhet och utländska företag som</P></TD>
<TD class="tr25 td77"><P class="p20 ft2">företag</P></TD>
<TD class="tr25 td71"><P class="p20 ft2">som</P></TD>
<TD class="tr25 td94"><P class="p20 ft2">driver</P></TD>
<TD colspan=2 class="tr25 td125"><P class="p17 ft2">motsvarande</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td86"><P class="p20 ft2">driver motsvarande</P></TD>
<TD colspan=2 class="tr25 td56"><P class="p30 ft2">verksamhet</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">verksamhet från en filial i Sverige.</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr27 td86"><P class="p20 ft2">från en filial i Sverige.</P></TD>
<TD class="tr27 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td135"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p127 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
</DIV>
</DIV>
<DIV id="id_2">
<P class="p272 ft35"><SPAN class="ft34">4 </SPAN>Senaste lydelse 2013:562.</P>
<P class="p1433 ft2">464</P>
</DIV>
</DIV>
<DIV id="page_465">
<TABLE cellpadding=0 cellspacing=0 class="t37">
<TR>
<TD colspan=5 class="tr39 td206"><P class="p20 ft26">Förslag till lag om ändring i utsökningsbalken</P></TD>
<TD class="tr39 td186"><P class="p17 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr54 td96"><P class="p20 ft87"> </P></TD>
<TD class="tr54 td52"><P class="p20 ft87"> </P></TD>
<TD class="tr54 td121"><P class="p20 ft87"> </P></TD>
<TD class="tr54 td96"><P class="p20 ft87"> </P></TD>
<TD class="tr54 td52"><P class="p20 ft87"> </P></TD>
<TD class="tr54 td186"><P class="p474 ft89">Bilaga 3</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td354"><P class="p181 ft2">Härigenom föreskrivs att 4 kap. 30 § och 6 kap. 2 § utsökningsbalken</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td1"><P class="p20 ft2">ska ha följande lydelse.</P></TD>
<TD class="tr31 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td96"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td52"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td186"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr40 td1"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr40 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr40 td1"><P class="p20 ft3">Föreslagen lydelse</P></TD>
<TD class="tr40 td186"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td96"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td52"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td59"><P class="p88 ft29">4 kap.</P></TD>
<TD class="tr41 td52"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td186"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td96"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td52"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td59"><P class="p112 ft2">30 §<SPAN class="ft27">1</SPAN></P></TD>
<TD class="tr26 td52"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td186"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p113 ft2">Utmätning medför förmånsrätt i</P></TD>
<TD colspan=3 class="tr25 td13"><P class="p181 ft2">Utmätning medför förmånsrätt i</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td122"><P class="p20 ft2">och med beslutet, om <SPAN class="ft3">ej </SPAN>annat</P></TD>
<TD colspan=3 class="tr26 td13"><P class="p20 ft2">och med beslutet, om <SPAN class="ft3">inte </SPAN>annat</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p20 ft2">följer av andra, fjärde eller femte</P></TD>
<TD colspan=3 class="tr25 td13"><P class="p20 ft2">följer av andra, fjärde eller femte</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td1"><P class="p20 ft2">stycket eller 7 kap. 13 §.</P></TD>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td1"><P class="p20 ft2">stycket eller 7 kap. 13 §.</P></TD>
<TD class="tr25 td186"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td122"><P class="p113 ft2">Utmätning av här i landet</P></TD>
<TD colspan=3 class="tr26 td13"><P class="p181 ft2">Utmätning av här i landet</P></TD>
</TR>
<TR>
<TD class="tr25 td96"><P class="p20 ft2">registrerat</P></TD>
<TD class="tr25 td52"><P class="p20 ft2">skepp eller</P></TD>
<TD class="tr25 td121"><P class="p113 ft2">luftfartyg,</P></TD>
<TD class="tr25 td96"><P class="p20 ft2">registrerat</P></TD>
<TD class="tr25 td52"><P class="p20 ft2">skepp eller</P></TD>
<TD class="tr25 td186"><P class="p181 ft2">luftfartyg,</P></TD>
</TR>
<TR>
<TD class="tr25 td96"><P class="p20 ft2">intecknade</P></TD>
<TD class="tr25 td52"><P class="p42 ft2">reservdelar</P></TD>
<TD class="tr25 td121"><P class="p113 ft2">till sådant</P></TD>
<TD class="tr25 td96"><P class="p20 ft2">intecknade</P></TD>
<TD class="tr25 td52"><P class="p42 ft2">reservdelar</P></TD>
<TD class="tr25 td186"><P class="p181 ft2">till sådant</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td122"><P class="p20 ft2">luftfartyg eller fast egendom med-</P></TD>
<TD colspan=3 class="tr26 td13"><P class="p20 ft2">luftfartyg eller fast egendom med-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p20 ft2">för inte förmånsrätt förrän ärende</P></TD>
<TD colspan=3 class="tr25 td13"><P class="p20 ft2">för inte förmånsrätt förrän ärende</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p20 ft2">angående anteckning om utmät-</P></TD>
<TD colspan=3 class="tr25 td13"><P class="p20 ft2">angående anteckning om utmät-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td122"><P class="p20 ft2">ningen tas upp på inskrivningsdag.</P></TD>
<TD colspan=3 class="tr26 td13"><P class="p20 ft2">ningen tas upp på inskrivningsdag.</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p20 ft2">Upptas på samma inskrivningsdag</P></TD>
<TD colspan=3 class="tr25 td13"><P class="p20 ft2">Upptas på samma inskrivningsdag</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p20 ft2">mer än ett sådant ärende, ska den</P></TD>
<TD colspan=3 class="tr25 td13"><P class="p20 ft2">mer än ett sådant ärende, ska den</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td122"><P class="p20 ft2">utmätning som skedde först ha</P></TD>
<TD colspan=3 class="tr26 td13"><P class="p20 ft2">utmätning som skedde först ha</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p20 ft2">företräde. Om här i landet</P></TD>
<TD colspan=3 class="tr25 td13"><P class="p20 ft2">företräde. Om här i landet</P></TD>
</TR>
<TR>
<TD class="tr25 td96"><P class="p20 ft2">registrerat</P></TD>
<TD class="tr25 td52"><P class="p26 ft2">skepp eller</P></TD>
<TD class="tr25 td121"><P class="p113 ft2">luftfartyg</P></TD>
<TD class="tr25 td96"><P class="p20 ft2">registrerat</P></TD>
<TD class="tr25 td52"><P class="p26 ft2">skepp eller</P></TD>
<TD class="tr25 td186"><P class="p181 ft2">luftfartyg</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td122"><P class="p20 ft2">som har utmätts här blir utmätt i</P></TD>
<TD colspan=3 class="tr26 td13"><P class="p20 ft2">som har utmätts här blir utmätt i</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p20 ft2">ett annat land innan det har tagits</P></TD>
<TD colspan=3 class="tr25 td13"><P class="p20 ft2">ett annat land innan det har tagits</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p20 ft3"><SPAN class="ft2">om hand av </SPAN>kronofogdemyndig-</P></TD>
<TD colspan=3 class="tr25 td13"><P class="p20 ft3"><SPAN class="ft2">om hand av </SPAN>Kronofogdemyndig-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td122"><P class="p20 ft2"><SPAN class="ft3">heten</SPAN>, ska den rätt som har vunnits</P></TD>
<TD colspan=3 class="tr26 td13"><P class="p20 ft2"><SPAN class="ft3">heten</SPAN>, ska den rätt som har vunnits</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p20 ft2">genom den förra utmätningen gälla</P></TD>
<TD colspan=3 class="tr25 td13"><P class="p20 ft2">genom den förra utmätningen gälla</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td1"><P class="p20 ft2">som panträtt.</P></TD>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td1"><P class="p20 ft2">som panträtt.</P></TD>
<TD class="tr25 td186"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p60 ft2">Utmätning av fast egendom eller</P></TD>
<TD colspan=3 class="tr25 td13"><P class="p26 ft2">av luftfartyg i vilket en rättighet</P></TD>
</TR>
</TABLE>
<P class="p114 ft2">skrivits in i inskrivningsregistret för luftfartyg ger företräde framför rättighet i egendomen, om ärende angående anteckning om utmätningen tas upp senast på den inskrivningsdag då inskrivning av rättigheten söks.</P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR height=0>
<TD width=74px></TD>
<TD width=76px></TD>
<TD width=55px></TD>
<TD width=64px></TD>
<TD width=34px></TD>
<TD width=52px></TD>
<TD width=38px></TD>
</TR>
<TR>
<TD colspan=3 class="tr31 td122"><P class="p113 ft2">Utmätning av en rättighet som är</P></TD>
<TD colspan=4 class="tr31 td124"><P class="p17 ft2">Utmätning av en rättighet som är</P></TD>
</TR>
<TR>
<TD class="tr25 td53"><P class="p20 ft2">registrerad</P></TD>
<TD class="tr25 td125"><P class="p85 ft2">enligt</P></TD>
<TD class="tr25 td64"><P class="p113 ft2">lagen</P></TD>
<TD class="tr25 td78"><P class="p20 ft2">registrerad</P></TD>
<TD colspan=2 class="tr25 td30"><P class="p2 ft2">enligt</P></TD>
<TD class="tr25 td95"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD class="tr26 td53"><P class="p20 ft2">(1998:1479)</P></TD>
<TD colspan=2 class="tr26 td126"><P class="p113 ft2">om kontoföring av</P></TD>
<TD colspan=2 class="tr26 td127"><P class="p20 ft2">(1998:1479) om</P></TD>
<TD colspan=2 class="tr26 td128"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td53"><P class="p20 ft2">finansiella</P></TD>
<TD class="tr25 td125"><P class="p20 ft2">instrument</P></TD>
<TD class="tr25 td64"><P class="p113 ft2">medför</P></TD>
<TD class="tr25 td78"><P class="p20 ft3">centraler</P></TD>
<TD class="tr25 td94"><P class="p20 ft3">och</P></TD>
<TD colspan=2 class="tr25 td128"><P class="p17 ft2">kontoföring av</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p113 ft2">förmånsrätt genom registrering av</P></TD>
<TD class="tr25 td78"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=2 class="tr25 td30"><P class="p70 ft2">instrument</P></TD>
<TD class="tr25 td95"><P class="p17 ft2">medför</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td122"><P class="p20 ft2">utmätningen enligt den lagen.</P></TD>
<TD colspan=4 class="tr26 td124"><P class="p17 ft2">förmånsrätt genom registrering av</P></TD>
</TR>
<TR>
<TD class="tr32 td53"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td125"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td64"><P class="p20 ft14"> </P></TD>
<TD colspan=4 class="tr32 td124"><P class="p20 ft15">utmätningen enligt den lagen.</P></TD>
</TR>
</TABLE>
<P class="p48 ft4">Utmäts en rättighet som förvaltas enligt 3 kap. i nämnda lag inträder förmånsrätten i stället genom underrättelse till förvaltaren om utmät- ningen. Detsamma gäller om utmätningen avser en panträtt i en rättighet som förvaltas enligt det kapitlet.</P>
<P class="p115 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2011:1201.</P>
<P class="p99 ft2">465</P>
</DIV>
<DIV id="page_466">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">466</P>
</DIV>
<DIV id="id_2">
<DIV id="id_2_1">
<DIV id="id_2_1_1">
<P class="p117 ft2">Utmätning av ett elcertifikat eller en rättighet som är registrerad enligt lagen (2011:1200) om elcertifikat medför förmånsrätt genom registrering av utmätningen enligt den lagen. Detsamma gäller för en utsläppsrätt eller en <SPAN class="ft3">rätttighet </SPAN>som är registrerad enligt lagen (2004:1199) om handel med utsläppsrätter.</P>
</DIV>
<DIV id="id_2_1_2">
<P class="p117 ft2">Utmätning av ett elcertifikat eller en rättighet som är registrerad enligt lagen (2011:1200) om elcertifikat medför förmånsrätt genom registrering av utmätningen enligt den lagen. Detsamma gäller för en utsläppsrätt eller en <SPAN class="ft3">rättighet </SPAN>som är registrerad enligt lagen (2004:1199) om handel med utsläppsrätter.</P>
</DIV>
</DIV>
<DIV id="id_2_2">
<P class="p1436 ft29">6 kap.</P>
<P class="p1437 ft2">2 §<SPAN class="ft27">2</SPAN></P>
<P class="p368 ft4">Pengar samt löpande skuldebrev och annan handling, vars uppvisande utgör villkor för rätt att kräva betalning eller begära att någon annan förpliktelse fullgörs, ska tas i förvar.</P>
<P class="p211 ft2">Utmäts pantbrev i skepp eller fastighet eller skuldebrev som är intecknat i luftfartyg eller reservdelar till luftfartyg hos den intecknade egendomens ägare, ska pantbrevet eller inteckningshandlingen tas i förvar. Om beslutet om utmätning av pantbrev avser ett datapantbrev, ska Kronofogdemyndigheten begära att den statliga lantmäterimyndigheten beslutar att sådana registreringsåtgärder som anges i <NOBR>7–8</NOBR> §§ lagen (1994:448) om pantbrevsregister inte får vidtas eller att den statliga lant- mäterimyndigheten utfärdar ett skriftligt pantbrev enligt 8 § nämnda lag.</P>
<P class="p368 ft2">Om det kan antas att en sådan handling som avses i första eller andra stycket undanhålls eller har förkommit, ska i stället sekundogäldenären eller annan förpliktad meddelas förbud att fullgöra sin förpliktelse till annan än Kronofogdemyndigheten eller den som myndigheten anvisar.</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD colspan=4 class="tr28 td73"><P class="p62 ft2">Utmätning av en rättighet som är</P></TD>
<TD colspan=6 class="tr28 td60"><P class="p17 ft2">Utmätning av en rättighet som är</P></TD>
</TR>
<TR>
<TD class="tr25 td132"><P class="p20 ft2">registrerad</P></TD>
<TD class="tr25 td90"><P class="p121 ft2">enligt</P></TD>
<TD colspan=2 class="tr25 td62"><P class="p62 ft2">lagen</P></TD>
<TD colspan=2 class="tr25 td133"><P class="p64 ft2">registrerad</P></TD>
<TD colspan=2 class="tr25 td116"><P class="p122 ft2">enligt</P></TD>
<TD colspan=2 class="tr25 td27"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD class="tr25 td132"><P class="p20 ft2">(1998:1479)</P></TD>
<TD colspan=2 class="tr25 td138"><P class="p134 ft2">om kontoföring</P></TD>
<TD class="tr25 td72"><P class="p62 ft2">av</P></TD>
<TD colspan=2 class="tr25 td133"><P class="p64 ft2">(1998:1479)</P></TD>
<TD class="tr25 td91"><P class="p26 ft2">om</P></TD>
<TD colspan=3 class="tr25 td80"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td132"><P class="p20 ft2">finansiella</P></TD>
<TD class="tr26 td90"><P class="p75 ft2">instrument</P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p62 ft2">ska</P></TD>
<TD colspan=3 class="tr26 td134"><P class="p64 ft3">centraler och</P></TD>
<TD colspan=2 class="tr26 td121"><P class="p94 ft2">kontoföring</P></TD>
<TD class="tr26 td100"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td73"><P class="p62 ft2">säkerställas genom registrering av</P></TD>
<TD colspan=6 class="tr25 td60"><P class="p17 ft2">finansiella instrument ska säker-</P></TD>
</TR>
<TR>
<TD class="tr25 td132"><P class="p20 ft2">utmätningen</P></TD>
<TD class="tr25 td90"><P class="p105 ft2">enligt den</P></TD>
<TD colspan=2 class="tr25 td62"><P class="p62 ft2">lagen.</P></TD>
<TD class="tr25 td136"><P class="p64 ft2">ställas</P></TD>
<TD colspan=2 class="tr25 td137"><P class="p68 ft2">genom</P></TD>
<TD colspan=2 class="tr25 td121"><P class="p94 ft2">registrering</P></TD>
<TD class="tr25 td100"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td73"><P class="p62 ft2">Utmäts en rättighet som förvaltas</P></TD>
<TD colspan=2 class="tr26 td133"><P class="p64 ft2">utmätningen</P></TD>
<TD colspan=2 class="tr26 td116"><P class="p26 ft2">enligt den</P></TD>
<TD colspan=2 class="tr26 td27"><P class="p17 ft2">lagen.</P></TD>
</TR>
<TR>
<TD class="tr25 td132"><P class="p20 ft2">enligt 3 kap.</P></TD>
<TD colspan=2 class="tr25 td138"><P class="p67 ft2">nämnda lag,</P></TD>
<TD class="tr25 td72"><P class="p62 ft2">ska</P></TD>
<TD colspan=6 class="tr25 td60"><P class="p17 ft2">Utmäts en rättighet som förvaltas</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td73"><P class="p62 ft2">säkerställandet i stället ske genom</P></TD>
<TD class="tr25 td136"><P class="p64 ft2">enligt</P></TD>
<TD class="tr25 td139"><P class="p20 ft2">3 kap.</P></TD>
<TD colspan=3 class="tr25 td140"><P class="p68 ft2">nämnda lag,</P></TD>
<TD class="tr25 td100"><P class="p17 ft2">ska</P></TD>
</TR>
<TR>
<TD class="tr26 td132"><P class="p20 ft2">underrättelse</P></TD>
<TD colspan=2 class="tr26 td138"><P class="p75 ft2">till förvaltaren</P></TD>
<TD class="tr26 td72"><P class="p62 ft2">om</P></TD>
<TD colspan=6 class="tr26 td60"><P class="p17 ft2">säkerställandet i stället ske genom</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td73"><P class="p62 ft2">utmätningen. Detsamma gäller om</P></TD>
<TD colspan=2 class="tr25 td133"><P class="p64 ft2">underrättelse</P></TD>
<TD class="tr25 td91"><P class="p20 ft2">till</P></TD>
<TD colspan=2 class="tr25 td121"><P class="p84 ft2">förvaltaren</P></TD>
<TD class="tr25 td100"><P class="p17 ft2">om</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td73"><P class="p62 ft2">utmätningen avser en panträtt i en</P></TD>
<TD colspan=6 class="tr25 td60"><P class="p17 ft2">utmätningen. Detsamma gäller om</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td73"><P class="p62 ft2">rättighet som förvaltas enligt det</P></TD>
<TD colspan=6 class="tr26 td60"><P class="p17 ft2">utmätningen avser en panträtt i en</P></TD>
</TR>
<TR>
<TD class="tr25 td132"><P class="p20 ft2">kapitlet.</P></TD>
<TD class="tr25 td90"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td60"><P class="p17 ft2">rättighet som förvaltas enligt det</P></TD>
</TR>
<TR>
<TD class="tr32 td132"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td90"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td68"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td72"><P class="p20 ft14"> </P></TD>
<TD colspan=2 class="tr32 td133"><P class="p64 ft15">kapitlet.</P></TD>
<TD class="tr32 td91"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td28"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td68"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td100"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p211 ft4">Utmätning av ett elcertifikat eller en rättighet som är registrerad enligt lagen (2011:1200) om elcertifikat ska säkerställas genom registrering av utmätningen enligt den lagen. Detsamma gäller vid utmätning av en</P>
<P class="p1438 ft35"><SPAN class="ft34">2 </SPAN>Senaste lydelse 2011:1201.</P>
</DIV>
</DIV>
</DIV>
</DIV>
<DIV id="page_467">
<DIV id="dimg1">
<INGENBILD zsrc="H30310467x1.jpg/" id="img1">
</DIV>
<DIV class="dclr"></DIV>
<DIV>
<DIV id="id_1">
<P class="p126 ft22">utsläppsrätt eller en rättighet som är registrerad enligt lagen (2004:1199) om handel med utsläppsrätter.</P>
<P class="p127 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 3</P>
<P class="p1439 ft2">467</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_468">
<DIV id="tx1"><SPAN class="ft2">Är genom skuldebrev eller annorledes gåva utfäst i penningar eller lösören, gälle den ej såsom fullbordad med mindre det som utfäst är kommit i gåvotagarens besittning. I fråga om skepp, skeppsbygge eller luftfartyg gäller i stället att gåva ej är att anse såsom fullbordad, med mindre inskrivning för förvärvet sökts enligt vad om detta är särskilt stadgat. Har genom ett skuldebrev eller på annat sätt en gåva utfästs i en rättighet som registreras enligt lagen (1998:1479) om </SPAN><SPAN class="ft3">värde- papperscentraler och </SPAN><SPAN class="ft2">kontoföring av finansiella instrument fullbord- as gåvan genom att rättigheten registreras för gåvotagaren enligt bestämmelserna i den lagen eller, om rättigheten förvaltas enligt 3 kap. i den lagen, genom att för- valtaren underrättas om utfästel- sen.</SPAN></DIV>
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">468</P>
</DIV>
<DIV id="id_2">
<P class="p1440 ft72">Förslag till lag om ändring i lagen (1936:83) angående vissa utfästelser om gåva</P>
<P class="p1441 ft4">Härigenom föreskrivs att 2 och 3 §§ lagen (1936:83) angående vissa utfästelser om gåva ska ha följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 class="t129">
<TR>
<TD class="tr27 td50"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p1442 ft2">2 §<SPAN class="ft27">1 </SPAN>Är genom skuldebrev eller</P>
<P class="p1443 ft2">annorledes gåva utfäst i penningar eller lösören, gälle den ej såsom fullbordad med mindre det som utfäst är kommit i gåvotagarens besittning. I fråga om skepp, skeppsbygge eller luftfartyg gäller i stället att gåva ej är att anse såsom fullbordad, med mindre inskrivning för förvärvet sökts enligt vad om detta är särskilt stadgat. Har genom ett skuldebrev eller på annat sätt en gåva utfästs i en rättighet som registreras enligt lagen (1998:1479) om kontoföring av finansiella instrument full- bordas gåvan genom att rättigheten registreras för gåvotagaren enligt bestämmelserna i den lagen eller, om rättigheten förvaltas enligt 3 kap. i den lagen, genom att för- valtaren underrättas om utfäst- elsen.</P>
<P class="p1444 ft2">3 §<SPAN class="ft27">2</SPAN></P>
<P class="p368 ft2">Bortgiver någon aktiebrev eller löpande skuldebrev eller annan handling vars företeende utgör villkor för rätt att kräva betalning eller för utövande av annan rättighet, gälle gåvan såsom fullbordad då gåvotagaren fått handlingen i sin besittning. Efterskänkes fordran enligt sådan handling, vare gåvan för fullbordad hållen först då handlingen</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD colspan=4 class="tr28 td50"><P class="p20 ft2">återställts eller gjorts obrukbar.</P></TD>
<TD class="tr28 td78"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td128"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td50"><P class="p30 ft2">Om någon ger bort en rättighet</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft2">Om någon ger bort en rättighet</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td50"><P class="p30 ft2">som registreras enligt <SPAN class="ft3">aktiekonto-</SPAN></P></TD>
<TD colspan=2 class="tr25 td199"><P class="p20 ft2">som registreras</P></TD>
<TD class="tr25 td128"><P class="p17 ft2">enligt <SPAN class="ft3">lagen</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td98"><P class="p20 ft3">lagen</P></TD>
<TD colspan=2 class="tr25 td128"><P class="p201 ft3">(1989:827)<SPAN class="ft2">,</SPAN></P></TD>
<TD class="tr25 td121"><P class="p30 ft2">fullbordas</P></TD>
<TD colspan=2 class="tr25 td199"><P class="p20 ft3">(1998:1479) om</P></TD>
<TD class="tr25 td128"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td98"><P class="p20 ft2">gåvan</P></TD>
<TD class="tr26 td69"><P class="p68 ft2">genom</P></TD>
<TD class="tr26 td114"><P class="p113 ft2">att</P></TD>
<TD class="tr26 td121"><P class="p30 ft31">rättigheten</P></TD>
<TD class="tr26 td78"><P class="p20 ft3">centraler</P></TD>
<TD class="tr26 td45"><P class="p20 ft3">och</P></TD>
<TD class="tr26 td128"><P class="p17 ft3">kontoföring av</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td118"><P class="p20 ft2">registreras för</P></TD>
<TD colspan=2 class="tr31 td87"><P class="p30 ft2">gåvotagaren enligt</P></TD>
<TD class="tr31 td78"><P class="p20 ft3">finansiella</P></TD>
<TD colspan=2 class="tr31 td184"><P class="p17 ft2"><SPAN class="ft3">instrument</SPAN>, fullbordas</P></TD>
</TR>
</TABLE>
<P class="p616 ft35"><SPAN class="ft42">1</SPAN><SPAN class="ft43">Senaste lydelse 2004:85.</SPAN></P>
<P class="p157 ft35"><SPAN class="ft42">2</SPAN><SPAN class="ft43">Senaste lydelse 1992:1311.</SPAN></P>
</DIV>
</DIV>
</DIV>
<DIV id="page_469">
<DIV id="dimg1">
<INGENBILD zsrc="H30310469x1.jpg/" id="img1">
</DIV>
<TABLE cellpadding=0 cellspacing=0 class="t37">
<TR height=0>
<TD width=205px></TD>
<TD width=43px></TD>
<TD width=21px></TD>
<TD width=34px></TD>
<TD width=31px></TD>
<TD width=27px></TD>
<TD width=13px></TD>
<TD width=32px></TD>
<TD width=93px></TD>
</TR>
<TR>
<TD class="tr28 td122"><P class="p20 ft2">bestämmelserna i den lagen eller,</P></TD>
<TD class="tr28 td18"><P class="p20 ft2">gåvan</P></TD>
<TD colspan=2 class="tr28 td64"><P class="p76 ft2">genom</P></TD>
<TD class="tr28 td71"><P class="p1 ft2">att</P></TD>
<TD colspan=3 class="tr28 td81"><P class="p111 ft2">rättigheten</P></TD>
<TD class="tr28 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p20 ft2">om rättigheten förvaltas enligt</P></TD>
<TD colspan=5 class="tr26 td189"><P class="p20 ft2">registreras för gåvotagaren</P></TD>
<TD colspan=2 class="tr26 td82"><P class="p111 ft2">enligt</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 3</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft2"><SPAN class="ft3">8 </SPAN>kap. <SPAN class="ft3">i </SPAN>sistnämnda lag, genom att</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2">bestämmelserna i den lagen eller,</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft2">förvaltaren underrättas om gåvan.</P></TD>
<TD colspan=3 class="tr25 td127"><P class="p20 ft2">om rättigheten</P></TD>
<TD colspan=2 class="tr25 td135"><P class="p26 ft2">förvaltas</P></TD>
<TD colspan=2 class="tr25 td82"><P class="p111 ft2">enligt</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p20 ft2">Om en fordran som registreras</P></TD>
<TD class="tr26 td18"><P class="p20 ft2"><SPAN class="ft3">3 </SPAN>kap.</P></TD>
<TD colspan=2 class="tr26 td64"><P class="p20 ft3"><NOBR>7–13</NOBR> §§</P></TD>
<TD colspan=3 class="tr26 td101"><P class="p20 ft2">sistnämnda</P></TD>
<TD class="tr26 td27"><P class="p111 ft2">lag,</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft2">enligt sistnämnda lag efterskänks,</P></TD>
<TD class="tr25 td18"><P class="p20 ft2">genom</P></TD>
<TD colspan=3 class="tr25 td30"><P class="p20 ft2">att förvaltaren</P></TD>
<TD colspan=3 class="tr25 td81"><P class="p111 ft31">underrättas</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p20 ft2">fullbordas gåvan genom regist-</P></TD>
<TD colspan=7 class="tr26 td123"><P class="p20 ft2">om gåvan. Om en fordran som</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft2">rering eller underrättelse i enlighet</P></TD>
<TD colspan=2 class="tr25 td78"><P class="p20 ft2">registreras</P></TD>
<TD class="tr25 td94"><P class="p20 ft2">enligt</P></TD>
<TD colspan=3 class="tr25 td101"><P class="p76 ft2">sistnämnda</P></TD>
<TD class="tr25 td27"><P class="p111 ft2">lag</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr32 td122"><P class="p20 ft15">med vad nu sagts.</P></TD>
<TD colspan=2 class="tr32 td78"><P class="p20 ft15">efterskänks,</P></TD>
<TD colspan=3 class="tr32 td140"><P class="p85 ft15">fullbordas</P></TD>
<TD colspan=2 class="tr32 td82"><P class="p111 ft100">gåvan</P></TD>
<TD class="tr32 td47"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p371 ft2">genom registrering eller under- rättelse i enlighet med vad nu sagts.</P>
<P class="p83 ft2">Bortgives annan fordran än i första eller andra stycket sägs, vare överlåtelsen för fullbordad ansedd då gäldenären underrättats av givaren. Har gåvan tillkommit genom skriftlig utfästelse varom sägs i 1 § första stycket, eller under sådana särskilda omständigheter som där avses, och sker underrättelse genom gåvotagaren, gälle överlåtelsen ock såsom fullbordad. Efterskänkes fordran varom här är fråga, gälle gåvan strax såsom fullbordad.</P>
<P class="p1445 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
<P class="p1446 ft2">469</P>
</DIV>
<DIV id="page_470">
<DIV id="tx1"><SPAN class="ft4">utdelningsberättigad: den som är berättigad att lyfta utdelning för egen del vid utdelningstillfället</SPAN><SPAN class="ft36">,</SPAN></DIV>
<DIV id="tx2"><SPAN class="ft28">värdepapperscentral, svensk värdepapperscentral och utländsk värdepapperscentral: detsamma som i 1 kap. 3 § lagen (1998:1479) om värdepapperscentraler och kontoföring av finansiella instru- ment.</SPAN></DIV>
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 3</P>
</DIV>
<DIV id="id_1_2">
<P class="p1447 ft72">Förslag till lag om ändring i kupongskattelagen (1970:624)</P>
<P class="p1441 ft4">Härigenom föreskrivs att 2, <NOBR>7–9,</NOBR> <NOBR>10–12,</NOBR> 20, 22 och 25 §§ kupong- skattelagen (1967:624) ska ha följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 class="t129">
<TR>
<TD class="tr27 td50"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p514 ft2">2 §<SPAN class="ft27">1</SPAN></P>
<P class="p339 ft2">I denna lag förstås med</P>
<P class="p1448 ft4"><NOBR>AIF-förvaltare:</NOBR> juridisk person som är <NOBR>AIF-förvaltare</NOBR> enligt 1 kap. 3 § lagen (2013:561) om förvaltare av alternativa investeringsfonder,</P>
<P class="p1448 ft2">avstämningsbolag: aktiebolag som är avstämningsbolag enligt 1 kap. 10 § aktiebolagslagen (2005:551),</P>
<P class="p1449 ft3">central värdepappersförvarare: företag som har auktorisation som central värdepappersförvarare en- ligt lagen (1998:1479) om konto- föring av finansiella instrument,</P>
<P class="p527 ft2">egen aktie: aktie som innehas av bolaget självt,</P>
<P class="p211 ft4">fondbolag: aktiebolag som driver fondverksamhet enligt lagen (2004:46) om värdepappersfonder,</P>
<P class="p211 ft4">förvaltningsbolag: ett utländskt företag som förvaltar en värde- pappersfond i Sverige,</P>
<P class="p211 ft2">förvaringsinstitut: ett företag som är förvaringsinstitut enligt 1 kap. 1 § första stycket 15 lagen om värdepappersfonder eller 9 kap. 4, 5 eller 7 § lagen om förvaltare av alternativa investeringsfonder.</P>
<P class="p211 ft2">utdelningstillfälle: för avstämningsbolag den i 4 kap. 39 § aktiebolags- lagen avsedda dagen för avstämning och för andra aktiebolag liksom i fråga om värdepappersfond eller specialfond den dag då utdelningen blir tillgänglig för lyftning,</P>
<P class="p1450 ft4">utdelningsberättigad: den som är berättigad att lyfta utdelning för egen del vid utdelningstillfället.</P>
<P class="p1451 ft2">Med utdelning avses även</P>
<P class="p368 ft4"><SPAN class="ft2">1.</SPAN><SPAN class="ft30">återbetalning till aktieägarna vid minskning av aktiekapitalet eller reservfonden enligt 20 kap. 1 § första stycket 3 eller 35 § 3 aktiebolags- lagen,</SPAN></P>
<P class="p211 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft30">utskiftning vid bolagets likvidation enligt 25 kap. 38 § aktiebolags- lagen,</SPAN></P>
</DIV>
</DIV>
<DIV id="id_2">
<P class="p272 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2013:574.</P>
<P class="p1433 ft2">470</P>
</DIV>
</DIV>
<DIV id="page_471">
<TABLE cellpadding=0 cellspacing=0 class="t37">
<TR>
<TD class="tr28 td120"><P class="p111 ft2">3. utbetalning till aktieägare vid bolagets förvärv av egna aktier genom</P></TD>
<TD class="tr28 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p111 ft2">ett förvärvserbjudande som har riktats till samtliga aktieägare eller samt-</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 3</P></TD>
</TR>
<TR>
<TD class="tr32 td120"><P class="p1452 ft15">liga ägare till aktier av ett visst slag,</P></TD>
<TD class="tr32 td47"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p48 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft19">utbetalning av fusionsvederlag till aktieägare enligt 23 kap. 26 § aktiebolagslagen till den del vederlaget utgörs av annat än aktier i det övertagande bolaget,</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">5.</SPAN><SPAN class="ft19">utbetalning av fusionsvederlag till andelsägare enligt 8 kap. 14 § lagen om värdepappersfonder eller 12 kap. 16 § lagen om förvaltare av alternativa investeringsfonder till den del vederlaget utgörs av annat än andelar i den övertagande fonden, och</SPAN></P>
<P class="p48 ft4"><SPAN class="ft2">6.</SPAN><SPAN class="ft20">utbetalning av delningsvederlag till aktieägare enligt 24 kap. 28 § aktiebolagslagen som avser</SPAN></P>
<P class="p48 ft4">a) delning enligt 24 kap. 1 § andra stycket 1 samma lag till den del vederlaget utgörs av annat än aktier i de övertagande bolagen, eller</P>
<P class="p48 ft4">b) delning enligt 24 kap. 1 § andra stycket 2 samma lag till den del vederlaget utgörs av annat än ersättning som enligt 42 kap. 16 b § inkomstskattelagen (1999:1229) inte ska tas upp.</P>
<TABLE cellpadding=0 cellspacing=0 class="t72">
<TR>
<TD class="tr2 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td94"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td176"><P class="p154 ft2">7 §<SPAN class="ft27">2</SPAN></P></TD>
<TD class="tr2 td93"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td35"><P class="p60 ft2">En</P></TD>
<TD colspan=5 class="tr26 td152"><P class="p113 ft3">central värdepappersförva-</P></TD>
<TD colspan=2 class="tr26 td124"><P class="p17 ft3"><SPAN class="ft2">En </SPAN>värdepapperscentral <SPAN class="ft2">ska vid</SPAN></P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2"><SPAN class="ft3">rare </SPAN>ska vid utbetalning av utdel-</P></TD>
<TD colspan=2 class="tr25 td124"><P class="p17 ft2">utbetalning av utdelning innehålla</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">ning innehålla kupongskatt, om det</P></TD>
<TD colspan=2 class="tr25 td124"><P class="p17 ft2">kupongskatt, om det inte av till-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft2">inte av tillgängliga uppgifter om</P></TD>
<TD colspan=2 class="tr26 td124"><P class="p17 ft2">gängliga uppgifter om den utdel-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">den utdelningsberättigade framgår</P></TD>
<TD colspan=2 class="tr25 td124"><P class="p17 ft2">ningsberättigade framgår att denne</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">att denne inte är skattskyldig.</P></TD>
<TD colspan=2 class="tr25 td124"><P class="p17 ft2">inte är skattskyldig. Kupongskatt</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft2">Kupongskatt ska vidare innehållas</P></TD>
<TD colspan=2 class="tr26 td124"><P class="p17 ft2">ska vidare innehållas om utdelning</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">om utdelning inte har kunnat ske</P></TD>
<TD colspan=2 class="tr25 td124"><P class="p17 ft2">inte har kunnat ske till följd av</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">till följd av bristande uppgift om</P></TD>
<TD colspan=2 class="tr25 td124"><P class="p17 ft2">bristande uppgift om den utdel-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td164"><P class="p20 ft31">den utdelningsberättigade.</P></TD>
<TD class="tr26 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td199"><P class="p20 ft2">ningsberättigade.</P></TD>
<TD class="tr26 td93"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p113 ft2">Uppgift som avses i första styck-</P></TD>
<TD colspan=2 class="tr25 td124"><P class="p17 ft2">Uppgift som avses i första styck-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">et ska lämnas skriftligen till <SPAN class="ft3">den</SPAN></P></TD>
<TD colspan=2 class="tr25 td124"><P class="p17 ft2">et ska lämnas skriftligen till <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft3">centrala värdepappersförvararen <SPAN class="ft2">i</SPAN></P></TD>
<TD class="tr26 td199"><P class="p20 ft3">papperscentralen</P></TD>
<TD class="tr26 td93"><P class="p17 ft2">i samband med</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">samband med begäran om införing</P></TD>
<TD colspan=2 class="tr25 td124"><P class="p17 ft2">begäran om införing i aktieboken</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">i aktieboken eller anmälan om</P></TD>
<TD colspan=2 class="tr25 td124"><P class="p17 ft2">eller anmälan om registrering på</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td88"><P class="p20 ft2">registrering</P></TD>
<TD colspan=4 class="tr26 td153"><P class="p113 ft2">på avstämningskonto</P></TD>
<TD colspan=2 class="tr26 td124"><P class="p17 ft2">avstämningskonto av uppgift som</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">av uppgift som avses i 4 kap. 18 §</P></TD>
<TD colspan=2 class="tr25 td124"><P class="p17 ft2">avses i 4 kap. 18 § första stycket</P></TD>
</TR>
<TR>
<TD class="tr25 td35"><P class="p20 ft2">första</P></TD>
<TD colspan=2 class="tr25 td170"><P class="p121 ft2">stycket</P></TD>
<TD class="tr25 td65"><P class="p32 ft2"><NOBR>6–8</NOBR></P></TD>
<TD colspan=2 class="tr25 td96"><P class="p113 ft2">lagen</P></TD>
<TD colspan=2 class="tr25 td124"><P class="p17 ft2"><NOBR>6–8</NOBR> lagen (1998:1479) om <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td88"><P class="p20 ft2">(1998:1479)</P></TD>
<TD class="tr26 td66"><P class="p66 ft2">om</P></TD>
<TD colspan=2 class="tr26 td121"><P class="p20 ft2">kontoföring</P></TD>
<TD class="tr26 td163"><P class="p113 ft31">av</P></TD>
<TD class="tr26 td199"><P class="p20 ft3">papperscentraler</P></TD>
<TD class="tr26 td93"><P class="p17 ft2"><SPAN class="ft3">och </SPAN>kontoföring</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td88"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=2 class="tr25 td81"><P class="p20 ft2">instrument,</P></TD>
<TD class="tr25 td94"><P class="p1 ft2">samt</P></TD>
<TD class="tr25 td163"><P class="p113 ft2">i</P></TD>
<TD colspan=2 class="tr25 td124"><P class="p17 ft2">av finansiella instrument, samt i</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft3"><SPAN class="ft2">övrigt när </SPAN>värdepappersförvararen</P></TD>
<TD colspan=2 class="tr25 td124"><P class="p17 ft3"><SPAN class="ft2">övrigt när </SPAN>värdepapperscentralen</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft2">begär det av den som avses med</P></TD>
<TD colspan=2 class="tr26 td124"><P class="p17 ft2">begär det av den som avses med</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">införingen. Ändras något förhåll-</P></TD>
<TD colspan=2 class="tr25 td124"><P class="p17 ft2">införingen. Ändras något förhåll-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">ande som är av betydelse för be-</P></TD>
<TD colspan=2 class="tr25 td124"><P class="p17 ft2">ande som är av betydelse för be-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft2">dömning av frågan om skatt-</P></TD>
<TD colspan=2 class="tr26 td124"><P class="p17 ft2">dömning av frågan om skatt-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">skyldighet enligt denna lag, ska</P></TD>
<TD colspan=2 class="tr25 td124"><P class="p17 ft2">skyldighet enligt denna lag, ska</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr31 td106"><P class="p20 ft2">uppgiftslämnaren</P></TD>
<TD class="tr31 td65"><P class="p1 ft2">utan</P></TD>
<TD colspan=2 class="tr31 td96"><P class="p113 ft2">dröjsmål</P></TD>
<TD class="tr31 td199"><P class="p20 ft2">uppgiftslämnaren</P></TD>
<TD class="tr31 td93"><P class="p17 ft2">utan dröjsmål</P></TD>
</TR>
</TABLE>
<P class="p115 ft35"><SPAN class="ft34">2 </SPAN>Senaste lydelse 2011:69.</P>
<P class="p99 ft2">471</P>
</DIV>
<DIV id="page_472">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">472</P>
</DIV>
<DIV id="id_2">
<DIV id="id_2_1">
<DIV id="id_2_1_1">
<P class="p157 ft4">skriftligen anmäla detta till <SPAN class="ft36">värde- pappersförvararen</SPAN>.</P>
<P class="p462 ft36">Den centrala värdepappersför- vararen <SPAN class="ft4">ska senast fyra månader efter utdelningstillfället lämna den utdelningsberättigade skriftlig upp- gift om det belopp som innehållits i kupongskatt för denne.</SPAN></P>
</DIV>
<DIV id="id_2_1_2">
<P class="p157 ft4">skriftligen anmäla detta till <SPAN class="ft36">värde- papperscentralen</SPAN>.</P>
<P class="p462 ft36">Värdepapperscentralen <SPAN class="ft4">ska sen- ast fyra månader efter utdelnings- tillfället lämna den utdelnings- berättigade skriftlig uppgift om det belopp som innehållits i kupong- skatt för denne.</SPAN></P>
</DIV>
</DIV>
<DIV id="id_2_2">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr2 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td280"><P class="p153 ft2">8 §<SPAN class="ft27">3</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td45"><P class="p60 ft2">En</P></TD>
<TD colspan=2 class="tr26 td152"><P class="p30 ft3">central värdepappersförva-</P></TD>
<TD class="tr26 td143"><P class="p17 ft3"><SPAN class="ft2">En </SPAN>värdepapperscentral ska <SPAN class="ft2">sen-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p20 ft2"><SPAN class="ft3">rare skall </SPAN>senast fyra månader</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">ast fyra månader efter utdelnings-</P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft2">efter</P></TD>
<TD class="tr25 td17"><P class="p66 ft2">utdelningstillfället</P></TD>
<TD class="tr25 td104"><P class="p30 ft2">lämna</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">tillfället lämna Skatteverket upp-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td110"><P class="p20 ft2">Skatteverket uppgift om</P></TD>
<TD class="tr26 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td143"><P class="p1453 ft2">gift om</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p30 ft2">1) det sammanlagda beloppet av</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">1) det sammanlagda beloppet av</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td110"><P class="p20 ft2">utbetalade utdelningar för</P></TD>
<TD class="tr25 td104"><P class="p30 ft2">vilka</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">utbetalade utdelningar för vilka</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td110"><P class="p20 ft2">skattskyldighet <SPAN class="ft3">ej </SPAN>förelegat,</P></TD>
<TD class="tr25 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td143"><P class="p728 ft2">skattskyldighet <SPAN class="ft3">inte </SPAN>förelegat,</P></TD>
</TR>
</TABLE>
<P class="p185 ft2">2) storleken av utbetalad utdelning och innehållen kupongskatt för</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD colspan=3 class="tr26 td184"><P class="p20 ft2">varje skattskyldig,</P></TD>
<TD class="tr26 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td101"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p30 ft2">3) det sammanlagda beloppet av</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft2">3) det sammanlagda beloppet av</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p20 ft2">utdelning som <SPAN class="ft3">ej </SPAN>kunnat utbetalas</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">utdelning som <SPAN class="ft3">inte </SPAN>kunnat utbeta-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p20 ft2">till följd av bristande uppgifter om</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">las till följd av bristande uppgifter</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td246"><P class="p20 ft2">den utdelningsberättigade,</P></TD>
<TD class="tr26 td139"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td158"><P class="p20 ft2">om den utdelningsberättigade,</P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td206"><P class="p60 ft2">4) det sammanlagda beloppet av innehållen kupongskatt.</P></TD>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">Inom samma tid <SPAN class="ft3">skall den cen-</SPAN></P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">Inom samma tid <SPAN class="ft3">ska värde-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td246"><P class="p20 ft3">trala värdepappersförvararen</P></TD>
<TD class="tr26 td139"><P class="p30 ft2">in-</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft3">papperscentralen <SPAN class="ft2">inbetala innehål-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td95"><P class="p20 ft2">betala</P></TD>
<TD colspan=3 class="tr25 td117"><P class="p20 ft2">innehållen kupongskatt</P></TD>
<TD class="tr25 td139"><P class="p30 ft2">till</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p20 ft2">len kupongskatt till Skatteverket.</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td184"><P class="p20 ft2">Skatteverket.</P></TD>
<TD class="tr25 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td101"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p30 ft3">Vad i andra <SPAN class="ft2">stycket </SPAN>sagts <SPAN class="ft2">gäller</SPAN></P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft2"><SPAN class="ft3">Andra </SPAN>stycket gäller inte ku-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p20 ft2">inte kupongskatt på utdelning som</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">pongskatt på utdelning som avses i</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p20 ft2">avses i första stycket 3). Sådan</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">första stycket 3). Sådan skatt in-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p20 ft2">skatt inbetalas senast vid utgången</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft2">betalas senast vid utgången av det</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p20 ft2">av det kalenderår då utdelningen</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">kalenderår då utdelningen utbe-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p20 ft2">utbetalas, dock senast vid utgång-</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">talas, dock senast vid utgången av</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p20 ft2">en av det femte kalenderåret efter</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft2">det femte kalenderåret efter året</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr31 td246"><P class="p20 ft2">året för utdelningstillfället.</P></TD>
<TD class="tr31 td139"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td115"><P class="p20 ft2">för utdelningstillfället.</P></TD>
<TD class="tr31 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td63"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td199"><P class="p418 ft2">9 §<SPAN class="ft27">4</SPAN></P></TD>
<TD class="tr41 td101"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td79"><P class="p60 ft2">Utbetalas</P></TD>
<TD class="tr25 td28"><P class="p66 ft2">utdelning</P></TD>
<TD class="tr25 td63"><P class="p135 ft2">sedan</P></TD>
<TD class="tr25 td139"><P class="p30 ft2">en</P></TD>
<TD class="tr25 td130"><P class="p87 ft31">Utbetalas</P></TD>
<TD class="tr25 td101"><P class="p60 ft2">utdelning</P></TD>
<TD class="tr25 td95"><P class="p42 ft2">sedan</P></TD>
<TD class="tr25 td100"><P class="p17 ft2">en</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p20 ft3">central värdepappersförvarare <SPAN class="ft2">in-</SPAN></P></TD>
<TD colspan=3 class="tr25 td158"><P class="p20 ft3">värdepapperscentral <SPAN class="ft2">inbetalat</SPAN></P></TD>
<TD class="tr25 td100"><P class="p17 ft2">ku-</P></TD>
</TR>
<TR>
<TD class="tr26 td95"><P class="p20 ft2">betalat</P></TD>
<TD colspan=2 class="tr26 td133"><P class="p135 ft2">kupongskatt</P></TD>
<TD class="tr26 td63"><P class="p20 ft2">enligt</P></TD>
<TD class="tr26 td139"><P class="p30 ft2">8 §,</P></TD>
<TD class="tr26 td130"><P class="p20 ft2">pongskatt</P></TD>
<TD class="tr26 td101"><P class="p20 ft2">enligt 8 §,</P></TD>
<TD colspan=2 class="tr26 td137"><P class="p17 ft2">återbetalar</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td79"><P class="p20 ft2">återbetalar</P></TD>
<TD colspan=3 class="tr25 td233"><P class="p30 ft2">Skatteverket kupong-</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">Skatteverket kupongskatt, som be-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p20 ft2">skatt, som belöper på sådan utdel-</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">löper på sådan utdelning för vilken</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p20 ft2">ning för vilken skattskyldighet <SPAN class="ft3">ej</SPAN></P></TD>
<TD colspan=3 class="tr26 td158"><P class="p20 ft2">skattskyldighet <SPAN class="ft3">inte </SPAN>förelegat.</P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td79"><P class="p20 ft2">förelegat.</P></TD>
<TD class="tr31 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td101"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td100"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p1454 ft35"><SPAN class="ft42">3</SPAN><SPAN class="ft43">Senaste lydelse 2003:647.</SPAN></P>
<P class="p157 ft35"><SPAN class="ft42">4</SPAN><SPAN class="ft43">Senaste lydelse 2003:647.</SPAN></P>
</DIV>
</DIV>
</DIV>
</DIV>
<DIV id="page_473">
<TABLE cellpadding=0 cellspacing=0 class="t37">
<TR>
<TD colspan=7 class="tr2 td122"><P class="p113 ft2">För återbetalning fordras att <SPAN class="ft3">den</SPAN></P></TD>
<TD colspan=2 class="tr2 td62"><P class="p60 ft2">För</P></TD>
<TD colspan=5 class="tr2 td118"><P class="p42 ft2">återbetalning</P></TD>
<TD colspan=3 class="tr2 td95"><P class="p28 ft31">fordras</P></TD>
<TD class="tr2 td95"><P class="p111 ft2">att</P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td141"><P class="p20 ft3">centrala</P></TD>
<TD colspan=4 class="tr26 td210"><P class="p113 ft28">värdepappersförvararen</P></TD>
<TD colspan=9 class="tr26 td226"><P class="p20 ft3">värdepapperscentralen <SPAN class="ft2">till</SPAN></P></TD>
<TD colspan=2 class="tr26 td99"><P class="p111 ft2">Skatte-</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 3</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">till Skatteverket överlämnar utred-</P></TD>
<TD colspan=2 class="tr25 td62"><P class="p20 ft2">verket</P></TD>
<TD colspan=4 class="tr25 td113"><P class="p42 ft2">överlämnar</P></TD>
<TD colspan=4 class="tr25 td64"><P class="p17 ft2">utredning</P></TD>
<TD class="tr25 td95"><P class="p111 ft2">om</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p113 ft2">ning om att skattskyldighet <SPAN class="ft3">ej </SPAN>före-</P></TD>
<TD class="tr26 td14"><P class="p20 ft2">att</P></TD>
<TD colspan=5 class="tr26 td30"><P class="p20 ft2">skattskyldighet</P></TD>
<TD colspan=2 class="tr26 td84"><P class="p123 ft3">inte</P></TD>
<TD colspan=3 class="tr26 td96"><P class="p111 ft2">förelegat</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">legat för den utdelningsberätti-</P></TD>
<TD class="tr25 td14"><P class="p20 ft2">för</P></TD>
<TD colspan=2 class="tr25 td18"><P class="p60 ft2">den</P></TD>
<TD colspan=8 class="tr25 td59"><P class="p111 ft2">utdelningsberättigade.</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">gade. Återbetalning sker <SPAN class="ft3">ej </SPAN>be-</P></TD>
<TD colspan=11 class="tr25 td123"><P class="p20 ft2">Återbetalning sker <SPAN class="ft3">inte </SPAN>beträffande</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p113 ft2">träffande utdelning, som avser ut-</P></TD>
<TD colspan=11 class="tr26 td123"><P class="p20 ft2">utdelning, som avser utdelnings-</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">delningstillfälle tidigare än fem år</P></TD>
<TD colspan=11 class="tr25 td123"><P class="p20 ft2">tillfälle tidigare än fem år före det</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td27"><P class="p20 ft2">före</P></TD>
<TD colspan=2 class="tr25 td55"><P class="p20 ft2">det</P></TD>
<TD colspan=4 class="tr25 td210"><P class="p113 ft2">kalenderår utredningen</P></TD>
<TD colspan=3 class="tr25 td105"><P class="p20 ft2">kalenderår</P></TD>
<TD colspan=5 class="tr25 td121"><P class="p62 ft2">utredningen</P></TD>
<TD colspan=3 class="tr25 td96"><P class="p111 ft2">överläm-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr27 td167"><P class="p20 ft2">överlämnats till Skatteverket.</P></TD>
<TD class="tr27 td63"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr27 td184"><P class="p20 ft2">nats till Skatteverket.</P></TD>
<TD class="tr27 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td78"><P class="p93 ft2">10 §<SPAN class="ft27">5</SPAN></P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft3"><SPAN class="ft2">Har en </SPAN>central värdepappersför-</P></TD>
<TD colspan=2 class="tr25 td62"><P class="p60 ft2">Har</P></TD>
<TD class="tr25 td55"><P class="p64 ft2">en</P></TD>
<TD colspan=8 class="tr25 td59"><P class="p111 ft3">värdepapperscentral</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td62"><P class="p20 ft3">varare</P></TD>
<TD colspan=2 class="tr26 td113"><P class="p135 ft2">underlåtit</P></TD>
<TD class="tr26 td163"><P class="p76 ft2">att</P></TD>
<TD colspan=2 class="tr26 td113"><P class="p113 ft2">innehålla</P></TD>
<TD colspan=11 class="tr26 td123"><P class="p20 ft2">underlåtit att innehålla kupong-</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">kupongskatt fastän detta bort ske,</P></TD>
<TD colspan=11 class="tr25 td123"><P class="p20 ft2">skatt fastän detta bort ske, <SPAN class="ft3">ska</SPAN></P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft3">skall värdepappersförvararen <SPAN class="ft2">för-</SPAN></P></TD>
<TD colspan=7 class="tr25 td184"><P class="p20 ft28">värdepapperscentralen</P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td96"><P class="p111 ft2">förskjuta</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td62"><P class="p20 ft2">skjuta</P></TD>
<TD colspan=3 class="tr26 td155"><P class="p66 ft2">kupongskatten</P></TD>
<TD class="tr26 td72"><P class="p19 ft2">men</P></TD>
<TD class="tr26 td63"><P class="p113 ft2">får</P></TD>
<TD colspan=4 class="tr26 td90"><P class="p20 ft2">kupongskatten</P></TD>
<TD colspan=3 class="tr26 td69"><P class="p60 ft2">men</P></TD>
<TD colspan=2 class="tr26 td14"><P class="p71 ft2">får</P></TD>
<TD colspan=2 class="tr26 td99"><P class="p111 ft2">kräva</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">kräva skattebeloppet åter av den</P></TD>
<TD colspan=11 class="tr25 td123"><P class="p20 ft2">skattebeloppet åter av den skatt-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr27 td97"><P class="p20 ft2">skattskyldige.</P></TD>
<TD class="tr27 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td63"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr27 td105"><P class="p20 ft2">skyldige.</P></TD>
<TD class="tr27 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td78"><P class="p93 ft2">11 §<SPAN class="ft27">6</SPAN></P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">Föreligger fall som avses i 10 §,</P></TD>
<TD colspan=11 class="tr25 td123"><P class="p60 ft2">Föreligger fall som avses i 10 §,</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p113 ft2"><SPAN class="ft3">skall </SPAN>Skatteverket delge <SPAN class="ft3">den cen-</SPAN></P></TD>
<TD colspan=11 class="tr26 td123"><P class="p20 ft2"><SPAN class="ft3">ska </SPAN>Skatteverket delge <SPAN class="ft3">värde-</SPAN></P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td27"><P class="p20 ft3">trala</P></TD>
<TD colspan=6 class="tr25 td156"><P class="p113 ft3">värdepappersförvararen <SPAN class="ft2">ut-</SPAN></P></TD>
<TD colspan=5 class="tr25 td166"><P class="p20 ft3">papperscentralen</P></TD>
<TD colspan=3 class="tr25 td95"><P class="p106 ft31">utdrag</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p65 ft31">av</P></TD>
<TD class="tr25 td95"><P class="p111 ft2">den</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">drag av den längd som avses i 26 §</P></TD>
<TD colspan=2 class="tr25 td62"><P class="p20 ft2">längd</P></TD>
<TD class="tr25 td55"><P class="p42 ft2">som</P></TD>
<TD colspan=3 class="tr25 td18"><P class="p60 ft2">avses</P></TD>
<TD class="tr25 td58"><P class="p200 ft2">i</P></TD>
<TD colspan=3 class="tr25 td95"><P class="p123 ft2">26 §</P></TD>
<TD class="tr25 td95"><P class="p111 ft2">och</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p113 ft2">och förelägga denne att inom två</P></TD>
<TD colspan=11 class="tr26 td123"><P class="p20 ft2">förelägga denne att inom två</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">månader från den dag då <SPAN class="ft3">värde-</SPAN></P></TD>
<TD colspan=11 class="tr25 td123"><P class="p20 ft2">månader från den dag då <SPAN class="ft3">värde-</SPAN></P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft3">pappersförvararen <SPAN class="ft2">fick del av ut-</SPAN></P></TD>
<TD colspan=5 class="tr25 td166"><P class="p20 ft3">papperscentralen</P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td84"><P class="p97 ft2">fick</P></TD>
<TD colspan=2 class="tr25 td55"><P class="p74 ft2">del</P></TD>
<TD class="tr25 td95"><P class="p111 ft2">av</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p113 ft2">draget erlägga skattebeloppet. Vill</P></TD>
<TD colspan=5 class="tr26 td166"><P class="p20 ft2">utdraget erlägga</P></TD>
<TD class="tr26 td92"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr26 td47"><P class="p111 ft31">skattebeloppet.</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td111"><P class="p20 ft3">värdepappersförvararen</P></TD>
<TD colspan=2 class="tr25 td113"><P class="p113 ft2">bestrida</P></TD>
<TD class="tr25 td14"><P class="p20 ft2">Vill</P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td59"><P class="p111 ft28">värdepapperscentralen</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">kravet, <SPAN class="ft3">skall </SPAN>denne senast inom</P></TD>
<TD colspan=11 class="tr25 td123"><P class="p20 ft2">bestrida kravet, <SPAN class="ft3">ska </SPAN>denne senast</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p113 ft2">samma tid göra erinran hos Skatte-</P></TD>
<TD colspan=11 class="tr26 td123"><P class="p20 ft2">inom samma tid göra erinran hos</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">verket, som meddelar beslut med</P></TD>
<TD colspan=11 class="tr25 td123"><P class="p20 ft2">Skatteverket, som meddelar beslut</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td141"><P class="p20 ft2">anledning</P></TD>
<TD class="tr25 td107"><P class="p68 ft2">härav.</P></TD>
<TD colspan=2 class="tr25 td64"><P class="p91 ft2">Beslutet</P></TD>
<TD class="tr25 td63"><P class="p113 ft28">skall</P></TD>
<TD colspan=11 class="tr25 td123"><P class="p20 ft2">med anledning härav. Beslutet <SPAN class="ft3">ska</SPAN></P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td62"><P class="p20 ft2">delges</P></TD>
<TD class="tr26 td58"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td210"><P class="p113 ft28">värdepappersförvararen</P></TD>
<TD colspan=11 class="tr26 td123"><P class="p20 ft3"><SPAN class="ft2">delges </SPAN>värdepapperscentralen <SPAN class="ft2">och</SPAN></P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">och antecknas i längden. Finner</P></TD>
<TD colspan=3 class="tr25 td105"><P class="p20 ft2">antecknas</P></TD>
<TD class="tr25 td12"><P class="p76 ft2">i</P></TD>
<TD colspan=4 class="tr25 td141"><P class="p74 ft2">längden.</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td99"><P class="p111 ft2">Finner</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">Skatteverket att <SPAN class="ft3">värdepappersför-</SPAN></P></TD>
<TD colspan=4 class="tr25 td90"><P class="p20 ft2">Skatteverket</P></TD>
<TD class="tr25 td91"><P class="p26 ft2">att</P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td47"><P class="p111 ft3">värdepappers-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p113 ft2"><SPAN class="ft3">vararen skall </SPAN>förskjuta kupong-</P></TD>
<TD colspan=3 class="tr26 td105"><P class="p20 ft3">centralen</P></TD>
<TD class="tr26 td12"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td89"><P class="p66 ft3">ska</P></TD>
<TD class="tr26 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td96"><P class="p111 ft2">förskjuta</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft3"><SPAN class="ft2">skatt, </SPAN>skall värdepappersförvarar-</P></TD>
<TD colspan=4 class="tr25 td90"><P class="p20 ft2">kupongskatt,</P></TD>
<TD class="tr25 td91"><P class="p20 ft3">ska</P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td47"><P class="p111 ft3">värdepappers-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2"><SPAN class="ft3">en </SPAN>föreläggas att inom viss tid er-</P></TD>
<TD colspan=11 class="tr25 td123"><P class="p20 ft2"><SPAN class="ft3">centralen </SPAN>föreläggas att inom viss</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr27 td111"><P class="p20 ft2">lägga skattebeloppet.</P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td63"><P class="p20 ft6"> </P></TD>
<TD colspan=9 class="tr27 td226"><P class="p20 ft2">tid erlägga skattebeloppet.</P></TD>
<TD class="tr27 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td78"><P class="p93 ft2">11 a §<SPAN class="ft27">7</SPAN></P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td27"><P class="p60 ft3">Om</P></TD>
<TD class="tr26 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td58"><P class="p20 ft3">ett</P></TD>
<TD colspan=3 class="tr26 td134"><P class="p65 ft3">avstämningsbolag</P></TD>
<TD class="tr26 td63"><P class="p113 ft3">inte</P></TD>
<TD colspan=5 class="tr26 td166"><P class="p60 ft3">Bestämmelserna</P></TD>
<TD class="tr26 td92"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td84"><P class="p19 ft3">om</P></TD>
<TD class="tr26 td57"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td99"><P class="p111 ft3">värde-</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft3">har uppdragit åt en central värde-</P></TD>
<TD colspan=11 class="tr25 td123"><P class="p20 ft2"><SPAN class="ft3">papperscentral </SPAN>i 7 §, 8 § första och</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr27 td122"><P class="p113 ft3">pappersförvarare att sända ut ut-</P></TD>
<TD colspan=2 class="tr27 td62"><P class="p20 ft2">andra</P></TD>
<TD colspan=3 class="tr27 td41"><P class="p20 ft2">styckena,</P></TD>
<TD colspan=3 class="tr27 td95"><P class="p62 ft2"><NOBR>9–11,</NOBR></P></TD>
<TD colspan=2 class="tr27 td55"><P class="p94 ft2">20</P></TD>
<TD class="tr27 td95"><P class="p111 ft2">samt</P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p1455 ft35"><SPAN class="ft42">5</SPAN><SPAN class="ft43">Senaste lydelse 1998:1485.</SPAN></P>
<P class="p162 ft51"><SPAN class="ft42">6</SPAN><SPAN class="ft171">Senaste lydelse 2003:647.</SPAN></P>
<P class="p162 ft45"><SPAN class="ft42">7</SPAN><SPAN class="ft44">Senaste lydelse 2005:1141.</SPAN></P>
<P class="p163 ft2">473</P>
</DIV>
<DIV id="page_474">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">474</P>
</DIV>
<DIV id="id_2">
<DIV id="id_2_1">
<DIV id="id_2_1_1">
<P class="p157 ft36">delningen, gäller bestämmelserna om central värdepappersförvarare <SPAN class="ft4">i 7 §, 8 § första och andra styck- ena, </SPAN><NOBR><SPAN class="ft4">9–11,</SPAN></NOBR><SPAN class="ft4"> 20 samt 22 §§ denna lag i stället </SPAN>bolaget eller den som bolaget annars har anlitat för uppgiften.</P>
</DIV>
<DIV id="id_2_1_2">
<P class="p1456 ft4">22 §§ denna lag <SPAN class="ft36">gäller </SPAN>i stället <SPAN class="ft36">av- stämningsbolaget, om bolaget inte har uppdragit åt en</SPAN></P>
<P class="p1457 ft3"><SPAN class="ft3">1.</SPAN><SPAN class="ft48">svensk värdepapperscentral eller utländsk värdepapperscentral som bedriver verksamhet från ett fast driftställe i Sverige att sända ut utdelningen, eller</SPAN></P>
<P class="p1457 ft3"><SPAN class="ft3">2.</SPAN><SPAN class="ft48">utländsk värdepapperscentral som inte bedriver verksamhet från ett fast driftställe i Sverige att sända ut utdelningen och värde- papperscentralen för bolaget har gett in ett åtagande till Skatte- verket om att ansvara för upp- gifterna enligt 7 §, 8 § första och</SPAN></P>
<P class="p1458 ft36">andra styckena, <NOBR>9–11,</NOBR> 20 och 22 §§.</P>
<P class="p1459 ft36">Åtagandet enligt första stycket 2 ska innehålla nödvändiga identi- fikationsuppgifter för värdepap- perscentralen och avstämnings- bolaget.</P>
</DIV>
</DIV>
<DIV id="id_2_2">
<P class="p1460 ft2">11 b §<SPAN class="ft27">8</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr28 td50"><P class="p30 ft2">Vid utdelning på andel i en</P></TD>
<TD class="tr28 td143"><P class="p17 ft2">Vid utdelning på andel i en</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft31">värdepappersfond som förvaltas av</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">värdepappersfond som förvaltas av</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">ett fondbolag eller en specialfond</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">ett fondbolag eller en specialfond</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2">som förvaltas av en svensk AIF-</P></TD>
<TD class="tr26 td143"><P class="p17 ft2">som förvaltas av en svensk AIF-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">förvaltare ska bolaget eller förval-</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">förvaltare ska bolaget eller förval-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">taren ansvara för de uppgifter som</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">taren ansvara för de uppgifter som</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft3">den centrala värdepappersförva-</P></TD>
<TD class="tr26 td143"><P class="p17 ft3">värdepapperscentralen <SPAN class="ft2">har enligt</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2"><SPAN class="ft3">raren </SPAN>har enligt 7 §, 8 § första och</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">7 §, 8 § första och andra styckena,</P></TD>
</TR>
<TR>
<TD class="tr32 td50"><P class="p30 ft15">andra styckena, <NOBR>9–11,</NOBR> 20 och</P></TD>
<TD class="tr32 td143"><P class="p167 ft15"><NOBR>9–11,</NOBR> 20 och 22 §§.</P></TD>
</TR>
</TABLE>
<P class="p16 ft2">22 §§.</P>
<P class="p368 ft2">Uppgift enligt 7 § första stycket ska lämnas av den som registreringen avser enligt lagen (2004:46) om värdepappersfonder eller lagen (2013:561) om förvaltare av alternativa investeringsfonder. Uppgiften ska lämnas på det sätt som föreskrivs i 7 § andra stycket i samband med registreringen av andelsinnehavet samt i övrigt när fondbolaget, AIF- förvaltaren eller förvaltaren begär det. Om utdelning på andel i en värdepappersfond eller i en specialfond inte har betalats ut på grund av att andelsägaren inte registrerats, ska skatt inte innehållas före utbetalning av utdelningen.</P>
<P class="p1461 ft35"><SPAN class="ft34">8 </SPAN>Senaste lydelse 2013:574.</P>
</DIV>
</DIV>
</DIV>
</DIV>
<DIV id="page_475">
<TABLE cellpadding=0 cellspacing=0 class="t37">
<TR>
<TD class="tr2 td97"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td54"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td125"><P class="p1462 ft2">11 c §<SPAN class="ft27">9</SPAN></P></TD>
<TD class="tr2 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td123"><P class="p111 ft2">Vid utdelning på andel i en</P></TD>
<TD class="tr26 td62"><P class="p207 ft2">Vid</P></TD>
<TD colspan=2 class="tr26 td105"><P class="p76 ft2">utdelning</P></TD>
<TD colspan=2 class="tr26 td24"><P class="p20 ft2">på andel</P></TD>
<TD class="tr26 td12"><P class="p135 ft2">i</P></TD>
<TD class="tr26 td27"><P class="p111 ft2">en</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 3</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td123"><P class="p20 ft2">värdepappersfond som förvaltas av</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p111 ft2">värdepappersfond som förvaltas av</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td111"><P class="p20 ft2">ett förvaltningsbolag</P></TD>
<TD class="tr26 td54"><P class="p20 ft2">eller</P></TD>
<TD class="tr26 td35"><P class="p111 ft2">en</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p111 ft2">ett förvaltningsbolag eller en spe-</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td123"><P class="p20 ft2">specialfond som förvaltas av en</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p111 ft2">cialfond som förvaltas av en ut-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td123"><P class="p20 ft2">utländsk <NOBR>AIF-förvaltare</NOBR> ska förva-</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p111 ft2">ländsk <NOBR>AIF-förvaltare</NOBR> ska förva-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td111"><P class="p20 ft2">ringsinstitutet ansvara</P></TD>
<TD class="tr25 td54"><P class="p64 ft2">för</P></TD>
<TD class="tr25 td35"><P class="p111 ft2">de</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p111 ft2">ringsinstitutet ansvara för de upp-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td123"><P class="p20 ft3"><SPAN class="ft2">uppgifter som </SPAN>den centrala värde-</P></TD>
<TD class="tr26 td62"><P class="p71 ft2">gifter</P></TD>
<TD colspan=6 class="tr26 td205"><P class="p111 ft3"><SPAN class="ft2">som </SPAN>värdepapperscentralen</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td97"><P class="p20 ft3">pappersförvararen</P></TD>
<TD colspan=2 class="tr25 td141"><P class="p20 ft2">har enligt</P></TD>
<TD class="tr25 td35"><P class="p111 ft2">7 §,</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p111 ft2">har enligt 7 §, 8 § första och andra</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td123"><P class="p20 ft2">8 § första och andra styckena, 9–</P></TD>
<TD colspan=6 class="tr26 td156"><P class="p71 ft2">styckena, <NOBR>9–11,</NOBR> 20 och 22 §§.</P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td97"><P class="p20 ft2">11, 20 och 22 §§.</P></TD>
<TD class="tr25 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=11 class="tr25 td120"><P class="p111 ft2">Uppgift enligt 7 § första stycket ska lämnas av den som registreringen</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=11 class="tr25 td120"><P class="p20 ft2">avser enligt lagen (2004:46) om värdepappersfonder eller lagen</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=11 class="tr26 td120"><P class="p20 ft2">(2013:561) om förvaltare av alternativa investeringsfonder. Uppgiften</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=11 class="tr25 td120"><P class="p20 ft2">ska lämnas på det sätt som föreskrivs i 7 § andra stycket i samband med</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=11 class="tr25 td120"><P class="p20 ft2">registreringen av andelsinnehavet samt i övrigt när förvaringsinstitutet</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td123"><P class="p20 ft2">begär det. Om utdelning på andel</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p111 ft2">i en värdepappersfond eller i en</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=11 class="tr25 td120"><P class="p20 ft2">specialfond inte har betalats ut på grund av att andelsägaren inte</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=10 class="tr25 td355"><P class="p20 ft2">registrerats, ska skatt inte innehållas före utbetalning av utdelningen.</P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=11 class="tr26 td120"><P class="p111 ft2">Förvaltningsbolaget eller den utländska <NOBR>AIF-förvaltaren</NOBR> ska omedel-</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=11 class="tr25 td120"><P class="p20 ft2">bart lämna förvaringsinstitutet upplysning om förhållande som är av</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr27 td356"><P class="p20 ft2">betydelse för frågan om innehållande av kupongskatt.</P></TD>
<TD class="tr27 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td97"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td54"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td125"><P class="p221 ft2">12 §<SPAN class="ft27">10</SPAN></P></TD>
<TD class="tr38 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td97"><P class="p60 ft2">Bestämmelserna</P></TD>
<TD class="tr25 td163"><P class="p135 ft2">om</P></TD>
<TD colspan=2 class="tr25 td78"><P class="p111 ft3">central</P></TD>
<TD colspan=3 class="tr25 td191"><P class="p207 ft2">Bestämmelserna</P></TD>
<TD class="tr25 td65"><P class="p86 ft2">om</P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td77"><P class="p111 ft3">värde-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td111"><P class="p20 ft3">värdepappersförvarare <SPAN class="ft2">i</SPAN></P></TD>
<TD class="tr26 td54"><P class="p68 ft2">7 §,</P></TD>
<TD class="tr26 td35"><P class="p111 ft2">8 §</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p111 ft2"><SPAN class="ft3">papperscentral </SPAN>i 7 §, 8 § första och</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td123"><P class="p20 ft2">första och andra styckena, <NOBR>9–11,</NOBR></P></TD>
<TD class="tr25 td62"><P class="p71 ft2">andra</P></TD>
<TD colspan=2 class="tr25 td105"><P class="p76 ft2">styckena,</P></TD>
<TD class="tr25 td65"><P class="p178 ft2"><NOBR>9–11,</NOBR></P></TD>
<TD colspan=2 class="tr25 td163"><P class="p71 ft2">20</P></TD>
<TD class="tr25 td27"><P class="p111 ft31">och</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td123"><P class="p20 ft2">20 och 22 §§ denna lag gäller i</P></TD>
<TD class="tr25 td62"><P class="p71 ft2">22 §§</P></TD>
<TD class="tr25 td18"><P class="p1 ft2">denna</P></TD>
<TD class="tr25 td14"><P class="p20 ft2">lag</P></TD>
<TD class="tr25 td65"><P class="p86 ft2">gäller</P></TD>
<TD class="tr25 td6"><P class="p71 ft2">i</P></TD>
<TD colspan=2 class="tr25 td77"><P class="p111 ft2">stället</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td123"><P class="p20 ft2">stället förvaltaren vid förvaltar-</P></TD>
<TD colspan=2 class="tr26 td36"><P class="p71 ft2">förvaltaren</P></TD>
<TD class="tr26 td14"><P class="p20 ft2">vid</P></TD>
<TD colspan=4 class="tr26 td166"><P class="p111 ft2">förvaltarregi-</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr32 td97"><P class="p20 ft15">registrering enligt</P></TD>
<TD class="tr32 td163"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td54"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td35"><P class="p20 ft14"> </P></TD>
<TD colspan=2 class="tr32 td36"><P class="p71 ft15">strering enligt</P></TD>
<TD class="tr32 td14"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td65"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td6"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td12"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td27"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td47"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p47 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft18">5 kap. 14 § aktiebolagslagen (2005:551),</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">4 kap. 12 § lagen (2004:46) om värdepappersfonder eller 12 kap. 5 § lagen (2013:561) om förvaltare av alternativa investeringsfonder, eller</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD colspan=4 class="tr31 td122"><P class="p113 ft2">3. 3 kap. 7 § lagen (1998:1479)</P></TD>
<TD colspan=2 class="tr31 td90"><P class="p60 ft2">3. 3 kap. 7 §</P></TD>
<TD class="tr31 td62"><P class="p66 ft2">lagen</P></TD>
<TD colspan=2 class="tr31 td170"><P class="p17 ft2">(1998:1479)</P></TD>
</TR>
<TR>
<TD class="tr26 td84"><P class="p20 ft2">om</P></TD>
<TD class="tr26 td81"><P class="p20 ft2">kontoföring</P></TD>
<TD class="tr26 td20"><P class="p76 ft2">av</P></TD>
<TD class="tr26 td196"><P class="p113 ft2">finansiella</P></TD>
<TD class="tr26 td71"><P class="p20 ft2">om</P></TD>
<TD colspan=3 class="tr26 td34"><P class="p26 ft3">värdepapperscentraler</P></TD>
<TD class="tr26 td84"><P class="p17 ft3">och</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td154"><P class="p20 ft2">instrument.</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td196"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td124"><P class="p20 ft2">kontoföring av finansiella instru-</P></TD>
</TR>
<TR>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD colspan=3 rowspan=2 class="tr0 td200"><P class="p113 ft3">central värdepappersförva-</P></TD>
<TD class="tr25 td71"><P class="p20 ft2">ment.</P></TD>
<TD colspan=3 rowspan=2 class="tr0 td34"><P class="p135 ft3">värdepapperscentral</P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td84"><P class="p60 ft2">En</P></TD>
<TD class="tr26 td71"><P class="p60 ft2">En</P></TD>
<TD class="tr26 td84"><P class="p17 ft2">eller</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft2"><SPAN class="ft3">rare </SPAN>eller den som annars ansvarar</P></TD>
<TD colspan=5 class="tr25 td124"><P class="p20 ft2">den som annars ansvarar för inne-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td154"><P class="p20 ft2">för innehållande</P></TD>
<TD class="tr25 td20"><P class="p20 ft2">av</P></TD>
<TD class="tr25 td196"><P class="p113 ft31">kupongskatt</P></TD>
<TD colspan=2 class="tr25 td90"><P class="p20 ft2">hållande av</P></TD>
<TD colspan=2 class="tr25 td160"><P class="p20 ft2">kupongskatt</P></TD>
<TD class="tr25 td84"><P class="p17 ft2">enligt</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p113 ft2">enligt 11 a eller 11 b § ska vid</P></TD>
<TD class="tr26 td71"><P class="p20 ft2">11 a</P></TD>
<TD colspan=3 class="tr26 td34"><P class="p20 ft2">eller 11 b § ska vid</P></TD>
<TD class="tr26 td84"><P class="p17 ft2">redo-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft2">redovisning enligt 8 § lämna upp-</P></TD>
<TD colspan=5 class="tr25 td124"><P class="p20 ft2">visning enligt 8 § lämna uppgift</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft2">gift till Skatteverket om förvalt-</P></TD>
<TD colspan=3 class="tr25 td187"><P class="p20 ft2">till Skatteverket om</P></TD>
<TD colspan=2 class="tr25 td170"><P class="p17 ft2">förvaltning</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p113 ft2">ning enligt första stycket denna</P></TD>
<TD colspan=5 class="tr26 td124"><P class="p20 ft2">enligt första stycket denna para-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td154"><P class="p20 ft2">paragraf.</P></TD>
<TD class="tr31 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td196"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td71"><P class="p20 ft2">graf.</P></TD>
<TD class="tr31 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td84"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p392 ft35"><SPAN class="ft42">9</SPAN><SPAN class="ft43">Senaste lydelse 2013:574.</SPAN></P>
<P class="p162 ft45"><SPAN class="ft42">10</SPAN><SPAN class="ft46">Senaste lydelse 2013:574.</SPAN></P>
<P class="p163 ft2">475</P>
</DIV>
<DIV id="page_476">
<DIV id="dimg1">
<INGENBILD zsrc="H30310476x1.jpg/" id="img1">
</DIV>
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 3</P>
</DIV>
<DIV id="id_1_2">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr43 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td62"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr43 td101"><P class="p298 ft2">20 §<SPAN class="ft27">11</SPAN></P></TD>
<TD class="tr43 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td109"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p30 ft2">Om det behövs med hänsyn till</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">Om det behövs med hänsyn till</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td56"><P class="p20 ft31">redovisningens</P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td102"><P class="p30 ft2">omfattning eller</P></TD>
<TD colspan=3 class="tr25 td174"><P class="p20 ft2">redovisningens</P></TD>
<TD colspan=2 class="tr25 td101"><P class="p20 ft2">omfattning</P></TD>
<TD class="tr25 td109"><P class="p17 ft2">eller</P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft2">andra</P></TD>
<TD colspan=2 class="tr25 td135"><P class="p1 ft2">särskilda</P></TD>
<TD colspan=2 class="tr25 td171"><P class="p62 ft2">förhållanden,</P></TD>
<TD class="tr25 td27"><P class="p30 ft2">får</P></TD>
<TD class="tr25 td65"><P class="p20 ft2">andra</P></TD>
<TD colspan=2 class="tr25 td64"><P class="p20 ft2">särskilda</P></TD>
<TD colspan=3 class="tr25 td138"><P class="p17 ft2">förhållanden, får</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td50"><P class="p30 ft2">Skatteverket medge <SPAN class="ft3">central värde-</SPAN></P></TD>
<TD colspan=6 class="tr26 td143"><P class="p17 ft2">Skatteverket medge <SPAN class="ft3">en värde-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td1"><P class="p20 ft3">pappersförvarare <SPAN class="ft2">eller</SPAN></P></TD>
<TD colspan=2 class="tr25 td81"><P class="p30 ft2">aktiebolag</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft3">papperscentral <SPAN class="ft2">eller </SPAN>ett <SPAN class="ft2">aktiebolag</SPAN></P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td50"><P class="p30 ft2">anstånd med fullgörande av skyl-</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p17 ft2">anstånd med fullgörande av skyl-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr31 td217"><P class="p20 ft2">dighet enligt 8 eller 15 §.</P></TD>
<TD class="tr31 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr31 td146"><P class="p20 ft2">dighet enligt 8 eller 15 §.</P></TD>
<TD class="tr31 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td109"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td62"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td101"><P class="p298 ft2">22 §<SPAN class="ft27">12</SPAN></P></TD>
<TD class="tr38 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td109"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td50"><P class="p30 ft3"><SPAN class="ft2">Om en </SPAN>central värdepappersför-</P></TD>
<TD class="tr26 td65"><P class="p87 ft2">Om</P></TD>
<TD class="tr26 td65"><P class="p135 ft2">en</P></TD>
<TD colspan=4 class="tr26 td102"><P class="p17 ft28">värdepapperscentral</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p30 ft2"><SPAN class="ft3">varare </SPAN>eller ett aktiebolag inte</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">eller ett aktiebolag inte betalar in</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p30 ft2">betalar in kupongskatt i före-</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">kupongskatt i föreskriven tid, <SPAN class="ft3">ska</SPAN></P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td50"><P class="p30 ft2">skriven tid, <SPAN class="ft3">skall </SPAN>Skatteverket före-</P></TD>
<TD colspan=2 class="tr26 td116"><P class="p20 ft2">Skatteverket</P></TD>
<TD colspan=2 class="tr26 td170"><P class="p64 ft2">förelägga</P></TD>
<TD colspan=2 class="tr26 td69"><P class="p17 ft2">värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft2">lägga</P></TD>
<TD colspan=5 class="tr25 td152"><P class="p30 ft3">värdepappersförvararen</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">papperscentral<SPAN class="ft3">en </SPAN>eller bolaget att</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p30 ft2">eller bolaget att inom viss tid</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">inom viss tid fullgöra sin betal-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td50"><P class="p20 ft2">fullgöra sin betalningsskyldighet.</P></TD>
<TD colspan=3 class="tr26 td174"><P class="p20 ft2">ningsskyldighet.</P></TD>
<TD class="tr26 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td109"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td56"><P class="p60 ft2">Obetalda</P></TD>
<TD colspan=4 class="tr25 td86"><P class="p30 ft31">kupongskattebelopp</P></TD>
<TD colspan=2 class="tr25 td116"><P class="p87 ft2">Obetalda</P></TD>
<TD colspan=4 class="tr25 td102"><P class="p17 ft2">kupongskattebelopp</P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft2">samt</P></TD>
<TD colspan=3 class="tr25 td155"><P class="p20 ft2">dröjsmålsavgifter</P></TD>
<TD class="tr25 td62"><P class="p178 ft3">skall</P></TD>
<TD class="tr25 td27"><P class="p30 ft2">av</P></TD>
<TD class="tr25 td65"><P class="p20 ft2">samt</P></TD>
<TD colspan=3 class="tr25 td134"><P class="p20 ft2">dröjsmålsavgifter</P></TD>
<TD class="tr25 td61"><P class="p20 ft3">ska</P></TD>
<TD class="tr25 td109"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td50"><P class="p30 ft2">Skatteverket lämnas för indriv-</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p17 ft2">Skatteverket lämnas för indriv-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p30 ft2">ning. Regeringen får föreskriva att</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">ning. Regeringen får föreskriva att</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p30 ft2">indrivning inte behöver begäras för</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">indrivning inte behöver begäras för</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td47"><P class="p20 ft2">ett ringa belopp.</P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td174"><P class="p20 ft2">ett ringa belopp.</P></TD>
<TD class="tr25 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p211 ft2">Bestämmelser om indrivning finns i lagen (1993:891) om indrivning av statliga fordringar m.m. Vid indrivning får verkställighet enligt utsökningsbalken ske.</P>
<P class="p185 ft2">Överklagande av beslut inverkar inte på skyldigheten att betala skatt</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr27 td1"><P class="p20 ft2">eller dröjsmålsavgift.</P></TD>
<TD class="tr27 td78"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td52"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td138"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td1"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr40 td115"><P class="p180 ft2">25 §<SPAN class="ft27">13</SPAN></P></TD>
<TD class="tr40 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td138"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td1"><P class="p60 ft2">Uppgift som enligt</P></TD>
<TD class="tr25 td78"><P class="p62 ft2">7 § andra</P></TD>
<TD class="tr25 td52"><P class="p18 ft2">Uppgift</P></TD>
<TD class="tr25 td66"><P class="p26 ft2">som</P></TD>
<TD class="tr25 td138"><P class="p17 ft2">enligt 7 § andra</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td73"><P class="p20 ft2">stycket <SPAN class="ft3">skall </SPAN>lämnas till en <SPAN class="ft3">central</SPAN></P></TD>
<TD colspan=3 class="tr26 td60"><P class="p64 ft2">stycket <SPAN class="ft3">ska </SPAN>lämnas till en <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td1"><P class="p20 ft3">värdepappersförvarare</P></TD>
<TD class="tr25 td78"><P class="p62 ft3">skall <SPAN class="ft2">vid</SPAN></P></TD>
<TD colspan=3 class="tr25 td60"><P class="p64 ft3">papperscentral ska <SPAN class="ft2">vid tillämp-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td73"><P class="p20 ft2">tillämpningen av skattebrottslagen</P></TD>
<TD class="tr25 td52"><P class="p64 ft2">ningen</P></TD>
<TD class="tr25 td66"><P class="p20 ft2">av</P></TD>
<TD class="tr25 td138"><P class="p17 ft2">skattebrottslagen</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td73"><P class="p20 ft2">(1971:69) likställas med uppgift</P></TD>
<TD class="tr26 td52"><P class="p64 ft2">(1971:69)</P></TD>
<TD colspan=2 class="tr26 td176"><P class="p17 ft2">likställas med uppgift</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td73"><P class="p20 ft2">som <SPAN class="ft3">skall </SPAN>lämnas till myndighet.</P></TD>
<TD colspan=3 class="tr31 td60"><P class="p64 ft2">som <SPAN class="ft3">ska </SPAN>lämnas till myndighet.</P></TD>
</TR>
</TABLE>
<P class="p1463 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">Denna lag träder i kraft den 1 januari 2016.</SPAN></P>
<P class="p368 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft30">Bestämmelserna i 2, </SPAN><NOBR>7–9,</NOBR> <NOBR>10–12,</NOBR> 20, 22 och 25 §§ tillämpas på utdelning som betalas ut efter 31 december 2015.</P>
<P class="p211 ft4"><SPAN class="ft2">3.</SPAN><SPAN class="ft30">Äldre bestämmelser gäller för utdelning som betalas ut av en central värdepappersförvarare som enligt punkt 2 i ikraftträdande- och övergångsbestämmelserna till lagen (2015:000) om ändring i lagen (1998:1479) om kontoföring av finansiella instrument får fortsätta med</SPAN></P>
</DIV>
</DIV>
<DIV id="id_2">
<P class="p1429 ft35"><SPAN class="ft34">11 </SPAN>Senaste lydelse 2005:348.</P>
<P class="p1429 ft51"><SPAN class="ft34">12 </SPAN>Senaste lydelse 2003:647.</P>
<P class="p1464 ft170"><SPAN class="ft34">13 </SPAN>Senaste lydelse 1998:1485.</P>
<P class="p636 ft2">476</P>
</DIV>
</DIV>
<DIV id="page_477">
<DIV>
<DIV id="id_1">
<P class="p16 ft22">sådan verksamhet efter den 31 december 2015 till dess att ansökan om tillstånd har prövats slutligt.</P>
</DIV>
<DIV id="id_2">
<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p1465 ft2">Bilaga 3</P>
<P class="p1439 ft2">477</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_478">
<DIV id="dimg1">
<INGENBILD zsrc="H30310478x1.jpg/" id="img1">
</DIV>
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">478</P>
</DIV>
<DIV id="id_2">
<DIV id="id_2_1">
<P class="p1466 ft72">Förslag till lag om ändring i förmånsrättslagen (1970:979)</P>
<P class="p1441 ft4">Härigenom föreskrivs att 4 § förmånsrättslagen (1970:979) ska ha följande lydelse</P>
<TABLE cellpadding=0 cellspacing=0 class="t129">
<TR>
<TD class="tr27 td50"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p514 ft2">4 §<SPAN class="ft27">1</SPAN></P>
</DIV>
<DIV id="id_2_2">
<DIV id="id_2_2_1">
<P class="p16 ft2">Förmånsrätt följer med</P>
<P class="p186 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">sjöpanträtt och luftpanträtt,</SPAN></P>
<P class="p1467 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">handpanträtt och rätt att kvar- hålla lös egendom till säkerhet för fordran (retentionsrätt), panträtt på grund av registrering eller under- rättelse enligt lagen (1998:1479) om kontoföring av finansiella instrument samt panträtt på grund av registrering enligt lagen (2011:1200) om elcertifikat,</SPAN></P>
</DIV>
<DIV id="id_2_2_2">
<P class="p117 ft2">2. handpanträtt och rätt att kvar- hålla lös egendom till säkerhet för fordran (retentionsrätt), panträtt på grund av registrering eller under- rättelse enligt lagen (1998:1479) om <SPAN class="ft3">värdepapperscentraler och </SPAN>kontoföring av finansiella instrument samt panträtt på grund av registrering enligt lagen (2011:1200) om elcertifikat,</P>
</DIV>
</DIV>
<DIV id="id_2_3">
<P class="p211 ft4"><SPAN class="ft2">3.</SPAN><SPAN class="ft30">panträtt på grund av inteckning i skepp eller skeppsbygge eller i luftfartyg och reservdelar till luftfartyg,</SPAN></P>
<P class="p211 ft22"><SPAN class="ft2">4.</SPAN><SPAN class="ft47">registrering av båtbyggnadsförskott enligt lagen (1975:605) om registrering av båtbyggnadsförskott.</SPAN></P>
<P class="p127 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
<P class="p504 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2011:1203.</P>
</DIV>
</DIV>
</DIV>
</DIV>
<DIV id="page_479">
<DIV id="tx1"><SPAN class="ft29">5 kap.</SPAN></DIV>
<DIV id="tx2"><SPAN class="ft2">4 §</SPAN><SPAN class="ft27">1</SPAN></DIV>
<DIV id="tx3"><SPAN class="ft4">För varje förlagsinsats ska föreningen utfärda ett förlagsandelsbevis. Beviset ska ställas till viss man, till innehavaren eller till viss man eller order och innehålla uppgift om</SPAN></DIV>
<DIV id="tx4"><SPAN class="ft2">1. föreningens firma,</SPAN></DIV>
<DIV id="tx5"><SPAN class="ft2">2. nummer eller annan beteckning för beviset,</SPAN></DIV>
<DIV id="tx6"><SPAN class="ft2">3. insatsens storlek,</SPAN></DIV>
<DIV id="tx7"><SPAN class="ft2">4. den rätt till utdelning som insatsen medför,</SPAN></DIV>
<DIV id="tx8"><SPAN class="ft22">5. det sätt på vilket utdelning ska utbetalas och inlösen ske, 6. föreskrifter som avses i 2 § första stycket, samt</SPAN></DIV>
<DIV id="tx9"><SPAN class="ft2">7. erinran enligt 2 § andra stycket.</SPAN></DIV>
<DIV id="tx10"><SPAN class="ft4">Förlagsandelsbeviset ska undertecknas av föreningen. Styrelseleda- möters eller firmatecknares namnteckning får återges genom tryckning eller på liknande sätt. Bestämmelsen i 1 kap. 7 § ska inte tillämpas.</SPAN></DIV>
<DIV id="tx11"><SPAN class="ft2">I stadgarna kan det bestämmas I stadgarna kan det bestämmas att föreningen får registrera för- att föreningen får registrera för- lagsandelar hos en </SPAN><SPAN class="ft3">central värde- </SPAN><SPAN class="ft2">lagsandelar hos en </SPAN><SPAN class="ft3">värdepappers- pappersförvarare </SPAN><SPAN class="ft2">enligt lagen </SPAN><SPAN class="ft3">central </SPAN><SPAN class="ft2">enligt lagen (1998:1479) (1998:1479) om kontoföring av om </SPAN><SPAN class="ft3">värdepapperscentraler och </SPAN><SPAN class="ft2">finansiella instrument i stället för kontoföring av finansiella instru- att utfärda förlagsandelsbevis. ment i stället för att utfärda för- Detta gäller dock inte förlags- lagsandelsbevis. Detta gäller dock andelar för vilka det gäller inte förlagsandelar för vilka det förvärvsbegränsningar enligt 2 § gäller förvärvsbegränsningar enligt första stycket första meningen. 2 § första stycket första meningen.</SPAN></DIV>
<DIV id="tx12"><SPAN class="ft4">Av 4 kap. 5 § lagen om konto- Av 4 kap. 5 § lagen om </SPAN><SPAN class="ft36">värde- </SPAN><SPAN class="ft4">föring av finansiella instrument </SPAN><SPAN class="ft36">papperscentraler och </SPAN><SPAN class="ft4">kontoföring följer att förlagsandelsbevis inte av finansiella instrument följer att får utfärdas för förlagsandelar som förlagsandelsbevis inte får utfärdas har registrerats enligt den lagen. för förlagsandelar som har</SPAN></DIV>
<DIV id="tx13"><SPAN class="ft2">registrerats enligt den lagen.</SPAN></DIV>
<DIV id="tx14"><SPAN class="ft2">Ett beslut som innebär att en Ett beslut som innebär att en förlagsandel inte längre ska vara förlagsandel inte längre ska vara registrerad hos en </SPAN><SPAN class="ft3">central värde- </SPAN><SPAN class="ft2">registrerad hos en </SPAN><SPAN class="ft3">värdepappers- pappersförvarare </SPAN><SPAN class="ft2">blir giltigt </SPAN><SPAN class="ft3">central </SPAN><SPAN class="ft2">blir giltigt endast om den endast om den som har panträtt i som har panträtt i förlagsandelen förlagsandelen skriftligen har skriftligen har samtyckt till samtyckt till beslutet. beslutet.</SPAN></DIV>
<DIV id="tx15"><SPAN class="ft54">1 </SPAN><SPAN class="ft33">Senaste lydelse 2008:83.</SPAN></DIV>
<DIV id="tx16"><SPAN class="ft3">Nuvarande lydelse</SPAN></DIV>
<DIV id="tx17"><SPAN class="ft3">Föreslagen lydelse</SPAN></DIV>
<DIV id="tx18"><SPAN class="ft67">Förslag till lag om ändring i lagen (1987:667) om ekonomiska föreningar</SPAN></DIV>
<DIV id="tx19"><SPAN class="ft4">Härigenom föreskrivs att 5 kap. 4 och 8 §§ lagen (1987:667) om ekonomiska föreningar ska ha följande lydelse.</SPAN></DIV>
<P class="p317 ft2">Prop. 2015/16:10</P>
<P class="p1468 ft2">Bilaga 3</P>
<P class="p1439 ft2">479</P>
</DIV>
<DIV id="page_480">
<DIV id="dimg1">
<INGENBILD zsrc="H30310480x1.jpg/" id="img1">
</DIV>
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 3</P>
</DIV>
<DIV id="id_1_2">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr43 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td84"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr43 td160"><P class="p171 ft2">8 §<SPAN class="ft27">2</SPAN></P></TD>
<TD class="tr43 td85"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">Inlösen enligt 7 § sker till det</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">Inlösen enligt 7 § sker till det</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">belopp som utgör insatsens storlek</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">belopp som utgör insatsens storlek</P></TD>
</TR>
<TR>
<TD class="tr26 td94"><P class="p20 ft2">enligt</P></TD>
<TD colspan=5 class="tr26 td184"><P class="p84 ft2">förlagsandelsbeviset</P></TD>
<TD class="tr26 td82"><P class="p30 ft2">eller,</P></TD>
<TD class="tr26 td27"><P class="p20 ft2">enligt</P></TD>
<TD colspan=3 class="tr26 td40"><P class="p70 ft2">förlagsandelsbeviset</P></TD>
<TD class="tr26 td89"><P class="p17 ft2">eller,</P></TD>
</TR>
<TR>
<TD class="tr25 td94"><P class="p20 ft2">för</P></TD>
<TD colspan=4 class="tr25 td138"><P class="p1469 ft2">förlagsandelar</P></TD>
<TD class="tr25 td84"><P class="p20 ft2">som</P></TD>
<TD class="tr25 td82"><P class="p30 ft2">har</P></TD>
<TD class="tr25 td27"><P class="p20 ft2">för</P></TD>
<TD colspan=2 class="tr25 td80"><P class="p1 ft2">förlagsandelar</P></TD>
<TD class="tr25 td65"><P class="p68 ft2">som</P></TD>
<TD class="tr25 td89"><P class="p17 ft2">har</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">registrerats hos en <SPAN class="ft3">central värde-</SPAN></P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">registrerats hos en <SPAN class="ft3">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td154"><P class="p20 ft3">pappersförvarare</P></TD>
<TD colspan=2 class="tr25 td141"><P class="p113 ft2">enligt</P></TD>
<TD class="tr25 td82"><P class="p30 ft2">lagen</P></TD>
<TD colspan=2 class="tr25 td118"><P class="p20 ft3">central <SPAN class="ft2">enligt</SPAN></P></TD>
<TD class="tr25 td95"><P class="p20 ft2">lagen</P></TD>
<TD colspan=2 class="tr25 td79"><P class="p17 ft2">(1998:1479)</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td132"><P class="p20 ft2">(1998:1479)</P></TD>
<TD class="tr26 td89"><P class="p20 ft2">om</P></TD>
<TD colspan=3 class="tr26 td154"><P class="p30 ft2">kontoföring av</P></TD>
<TD class="tr26 td27"><P class="p20 ft2">om</P></TD>
<TD colspan=3 class="tr26 td40"><P class="p20 ft3">värdepapperscentraler</P></TD>
<TD class="tr26 td89"><P class="p17 ft3">och</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td135"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=3 class="tr25 td101"><P class="p135 ft2">instrument,</P></TD>
<TD colspan=2 class="tr25 td132"><P class="p30 ft2">insatsens</P></TD>
<TD colspan=2 class="tr25 td118"><P class="p20 ft2">kontoföring</P></TD>
<TD class="tr25 td95"><P class="p68 ft2">av</P></TD>
<TD colspan=2 class="tr25 td79"><P class="p17 ft2">finansiella</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td135"><P class="p20 ft2">storlek</P></TD>
<TD colspan=2 class="tr26 td69"><P class="p96 ft2">enligt</P></TD>
<TD colspan=3 class="tr26 td154"><P class="p30 ft2">registreringen.</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">instrument, insatsens storlek enligt</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">Beloppet får dock inte överstiga</P></TD>
<TD colspan=4 class="tr25 td186"><P class="p20 ft2">registreringen. Beloppet får</P></TD>
<TD class="tr25 td89"><P class="p17 ft2">dock</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">vad som av föreningens egna</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">inte överstiga vad som av</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">kapital enligt den senast fastställda</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">föreningens egna kapital enligt den</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p30 ft2">balansräkningen, utan anlitande av</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">senast fastställda balansräkningen,</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td132"><P class="p20 ft2">reservfonden</P></TD>
<TD class="tr25 td89"><P class="p42 ft2">eller</P></TD>
<TD colspan=3 class="tr25 td154"><P class="p30 ft2">uppskrivnings-</P></TD>
<TD class="tr25 td27"><P class="p20 ft2">utan</P></TD>
<TD class="tr25 td85"><P class="p1 ft2">anlitande</P></TD>
<TD colspan=3 class="tr25 td237"><P class="p17 ft2">av reservfonden</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">fonden, belöper på andelen i</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">eller uppskrivningsfonden, belöper</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p30 ft2">förhållande till övriga förlags-</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">på andelen i förhållande till övriga</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td135"><P class="p20 ft2">insatser.</P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td82"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td118"><P class="p20 ft2">förlagsinsatser.</P></TD>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">Om föreningen försätts i kon-</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">Om föreningen försätts i kon-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p30 ft2">kurs på en ansökan som görs inom</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">kurs på en ansökan som görs inom</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">ett år efter inlösen, <SPAN class="ft3">skall </SPAN>vad som</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">ett år efter inlösen, <SPAN class="ft3">ska </SPAN>vad som</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td135"><P class="p20 ft2">föreskrivs</P></TD>
<TD class="tr25 td58"><P class="p1470 ft2">i</P></TD>
<TD colspan=2 class="tr25 td99"><P class="p122 ft2">4 kap.</P></TD>
<TD class="tr25 td84"><P class="p65 ft2">2 §</P></TD>
<TD class="tr25 td82"><P class="p30 ft2">om</P></TD>
<TD colspan=2 class="tr25 td118"><P class="p20 ft2">föreskrivs i</P></TD>
<TD class="tr25 td95"><P class="p76 ft2">4 kap.</P></TD>
<TD class="tr25 td65"><P class="p178 ft2">2 §</P></TD>
<TD class="tr25 td89"><P class="p17 ft2">om</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p30 ft2">återbetalning tillämpas i fråga om</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">återbetalning tillämpas i fråga om</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td161"><P class="p20 ft2">förlagsinsatsen. Detta gäller</P></TD>
<TD class="tr25 td82"><P class="p30 ft2">dock</P></TD>
<TD colspan=3 class="tr25 td159"><P class="p20 ft2">förlagsinsatsen. Detta</P></TD>
<TD class="tr25 td65"><P class="p1 ft2">gäller</P></TD>
<TD class="tr25 td89"><P class="p17 ft2">dock</P></TD>
</TR>
<TR>
<TD class="tr25 td94"><P class="p20 ft2">inte</P></TD>
<TD colspan=4 class="tr25 td138"><P class="p42 ft2">förlagsinsatser</P></TD>
<TD class="tr25 td84"><P class="p26 ft2">för</P></TD>
<TD class="tr25 td82"><P class="p30 ft2">vilka</P></TD>
<TD class="tr25 td27"><P class="p20 ft2">inte</P></TD>
<TD colspan=2 class="tr25 td80"><P class="p71 ft2">förlagsinsatser</P></TD>
<TD class="tr25 td65"><P class="p68 ft2">för</P></TD>
<TD class="tr25 td89"><P class="p17 ft2">vilka</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p30 ft2">inlösen har kunnat ske utan</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">inlösen har kunnat ske utan</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr31 td117"><P class="p20 ft31">föregående uppsägning.</P></TD>
<TD class="tr31 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td82"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr31 td186"><P class="p20 ft2">föregående uppsägning.</P></TD>
<TD class="tr31 td89"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p127 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
</DIV>
</DIV>
<DIV id="id_2">
<P class="p272 ft35"><SPAN class="ft34">2 </SPAN>Senaste lydelse 2007:870.</P>
<P class="p1433 ft2">480</P>
</DIV>
</DIV>
<DIV id="page_481">
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p1471 ft72">Förslag till lag om ändring i lagen (1992:160) om utländska filialer m.m.</P>
<P class="p1472 ft4">Härigenom föreskrivs att 3 § lagen (1992:160) om utländska filialer m.m. ska ha följande lydelse.</P>
</DIV>
<DIV id="id_1_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 3</P>
</DIV>
</DIV>
<DIV id="id_2">
<TABLE cellpadding=0 cellspacing=0 class="t130">
<TR>
<TD class="tr27 td122"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p199 ft2">3 §<SPAN class="ft27">1</SPAN></P>
<P class="p1473 ft4">Om rätt för vissa utländska företag att driva verksamhet i Sverige finns särskilda bestämmelser, nämligen</P>
<P class="p48 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">för kreditinstitut 4 kap. 1, 2 och </SPAN><NOBR>4–6</NOBR> §§ lagen (2004:297) om bank- och finansieringsrörelse,</P>
<P class="p48 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft30">för värdepappersföretag 4 kap. 1 och 4 §§ lagen (2007:528) om värdepappersmarknaden,</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft19">för finansiella institut 4 kap. 3 § lagen om bank- och finansierings- rörelse,</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft18">för utländska försäkringsgivare lagen (1998:293) om utländska försäkringsgivares och tjänstepensionsinstituts verksamhet i Sverige,</SPAN></P>
<P class="p48 ft4"><SPAN class="ft2">5.</SPAN><SPAN class="ft30">för börser och clearingorganisationer 12 kap. 9 § och 19 kap. 12 § lagen om värdepappersmarknaden,</SPAN></P>
<P class="p47 ft3"><SPAN class="ft3">6.</SPAN><SPAN class="ft48">för centrala värdepappers-</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t51">
<TR>
<TD colspan=2 class="tr26 td101"><P class="p20 ft3">förvarare</P></TD>
<TD colspan=2 class="tr26 td62"><P class="p62 ft28">2 kap.</P></TD>
<TD colspan=2 class="tr26 td82"><P class="p113 ft3">6 §</P></TD>
<TD colspan=2 class="tr26 td104"><P class="p113 ft3">lagen</P></TD>
<TD class="tr26 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td101"><P class="p20 ft3">(1998:1479)</P></TD>
<TD class="tr26 td55"><P class="p19 ft3">om</P></TD>
<TD colspan=4 class="tr26 td81"><P class="p200 ft28">kontoföring</P></TD>
<TD class="tr26 td139"><P class="p113 ft3">av</P></TD>
<TD class="tr26 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td111"><P class="p20 ft3">finansiella instrument,</P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p60 ft3">7. <SPAN class="ft2">för</SPAN></P></TD>
<TD colspan=5 class="tr25 td190"><P class="p135 ft2">förvaltningsbolag</P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p113 ft2">och</P></TD>
<TD class="tr25 td104"><P class="p60 ft3">6. <SPAN class="ft2">för</SPAN></P></TD>
<TD colspan=5 class="tr25 td190"><P class="p135 ft2">förvaltningsbolag</P></TD>
<TD class="tr25 td27"><P class="p17 ft2">och</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td101"><P class="p20 ft2">fondföretag</P></TD>
<TD colspan=2 class="tr26 td62"><P class="p178 ft2">1 kap.</P></TD>
<TD class="tr26 td72"><P class="p17 ft2"><NOBR>6–7,</NOBR></P></TD>
<TD colspan=2 class="tr26 td71"><P class="p62 ft2">10</P></TD>
<TD class="tr26 td139"><P class="p113 ft2">och</P></TD>
<TD colspan=3 class="tr26 td191"><P class="p20 ft2">fondföretag 1 kap.</P></TD>
<TD colspan=2 class="tr26 td27"><P class="p1470 ft2"><NOBR>6–7,</NOBR></P></TD>
<TD colspan=2 class="tr26 td107"><P class="p17 ft2">10 och</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p20 ft2">11 §§ lagen (2004:46) om värde-</P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">11 §§ lagen (2004:46) om värde-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td144"><P class="p20 ft2">pappersfonder,</P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td144"><P class="p20 ft2">pappersfonder,</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td104"><P class="p60 ft3">8. <SPAN class="ft2">för</SPAN></P></TD>
<TD colspan=2 class="tr26 td70"><P class="p19 ft2">utgivare</P></TD>
<TD colspan=5 class="tr26 td192"><P class="p113 ft2">av elektroniska</P></TD>
<TD class="tr26 td104"><P class="p60 ft3">7. <SPAN class="ft2">för</SPAN></P></TD>
<TD class="tr26 td70"><P class="p20 ft2">utgivare</P></TD>
<TD colspan=2 class="tr26 td89"><P class="p66 ft2">av</P></TD>
<TD colspan=3 class="tr26 td105"><P class="p17 ft2">elektroniska</P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p20 ft2">pengar</P></TD>
<TD colspan=2 class="tr25 td70"><P class="p26 ft2">3 kap.</P></TD>
<TD colspan=3 class="tr25 td41"><P class="p94 ft2"><NOBR>26–28</NOBR> §§</P></TD>
<TD colspan=2 class="tr25 td104"><P class="p113 ft2">lagen</P></TD>
<TD class="tr25 td104"><P class="p20 ft2">pengar</P></TD>
<TD class="tr25 td70"><P class="p26 ft2">3 kap.</P></TD>
<TD colspan=4 class="tr25 td41"><P class="p94 ft2"><NOBR>26–28</NOBR> §§</P></TD>
<TD class="tr25 td27"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p20 ft2">(2011:755) om elektroniska peng-</P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">(2011:755) om elektroniska peng-</P></TD>
</TR>
<TR>
<TD class="tr26 td104"><P class="p20 ft2">ar,</P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td104"><P class="p20 ft2">ar,</P></TD>
<TD class="tr26 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p60 ft3">9. <SPAN class="ft2">för</SPAN></P></TD>
<TD colspan=3 class="tr25 td130"><P class="p70 ft2">företag</P></TD>
<TD colspan=2 class="tr25 td82"><P class="p201 ft2">som</P></TD>
<TD colspan=2 class="tr25 td104"><P class="p113 ft2">driver</P></TD>
<TD class="tr25 td104"><P class="p60 ft3">8. <SPAN class="ft2">för</SPAN></P></TD>
<TD colspan=2 class="tr25 td137"><P class="p70 ft2">företag</P></TD>
<TD colspan=3 class="tr25 td107"><P class="p88 ft2">som</P></TD>
<TD class="tr25 td27"><P class="p17 ft2">driver</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td102"><P class="p20 ft2">inlåningsverksamhet</P></TD>
<TD colspan=2 class="tr25 td82"><P class="p111 ft2">2 §</P></TD>
<TD colspan=2 class="tr25 td104"><P class="p113 ft2">lagen</P></TD>
<TD colspan=4 class="tr25 td159"><P class="p20 ft2">inlåningsverksamhet</P></TD>
<TD colspan=2 class="tr25 td66"><P class="p111 ft2">2 §</P></TD>
<TD class="tr25 td27"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td122"><P class="p20 ft2">(2004:299) om inlåningsverksam-</P></TD>
<TD colspan=7 class="tr26 td124"><P class="p20 ft2">(2004:299) om inlåningsverksam-</P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p20 ft2">het,</P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td104"><P class="p20 ft2">het,</P></TD>
<TD class="tr25 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p60 ft2"><SPAN class="ft3">10. </SPAN>för utländska försäkringsför-</P></TD>
<TD class="tr25 td104"><P class="p60 ft3">9. <SPAN class="ft2">för</SPAN></P></TD>
<TD colspan=2 class="tr25 td137"><P class="p20 ft2">utländska</P></TD>
<TD colspan=4 class="tr25 td36"><P class="p17 ft2">försäkringsför-</P></TD>
</TR>
<TR>
<TD class="tr26 td104"><P class="p20 ft2">medlare</P></TD>
<TD colspan=7 class="tr26 td189"><P class="p113 ft2">3 kap. lagen (2005:405)</P></TD>
<TD class="tr26 td104"><P class="p20 ft2">medlare</P></TD>
<TD colspan=3 class="tr26 td53"><P class="p42 ft2">3 kap. lagen</P></TD>
<TD colspan=3 class="tr26 td105"><P class="p17 ft2">(2005:405)</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td189"><P class="p20 ft2">om försäkringsförmedling,</P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td189"><P class="p20 ft2">om försäkringsförmedling,</P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p60 ft3">11. <SPAN class="ft2">för</SPAN></P></TD>
<TD colspan=2 class="tr25 td70"><P class="p64 ft2">företag</P></TD>
<TD colspan=2 class="tr25 td98"><P class="p94 ft2">som</P></TD>
<TD colspan=3 class="tr25 td113"><P class="p113 ft2">tillhanda-</P></TD>
<TD class="tr25 td104"><P class="p60 ft3">10. <SPAN class="ft2">för</SPAN></P></TD>
<TD class="tr25 td70"><P class="p64 ft2">företag</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td27"><P class="p20 ft2">som</P></TD>
<TD colspan=2 class="tr25 td107"><P class="p17 ft2">tillhanda-</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td122"><P class="p20 ft2">håller betaltjänster 3 kap. 26 och</P></TD>
<TD colspan=7 class="tr26 td124"><P class="p20 ft2">håller betaltjänster 3 kap. 26 och</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p20 ft2">27 §§ lagen (2010:751) om betal-</P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">27 §§ lagen (2010:751) om betal-</P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p20 ft2">tjänster,</P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td104"><P class="p20 ft2">tjänster,</P></TD>
<TD class="tr25 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td104"><P class="p60 ft3">12. <SPAN class="ft2">för</SPAN></P></TD>
<TD colspan=3 class="tr26 td130"><P class="p178 ft2">utländska</P></TD>
<TD colspan=4 class="tr26 td174"><P class="p113 ft2"><NOBR>AIF-förvaltare</NOBR></P></TD>
<TD class="tr26 td104"><P class="p60 ft3">11. <SPAN class="ft2">för</SPAN></P></TD>
<TD colspan=2 class="tr26 td137"><P class="p71 ft2">utländska</P></TD>
<TD colspan=4 class="tr26 td36"><P class="p17 ft2"><NOBR>AIF-förvaltare</NOBR></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td101"><P class="p20 ft2">5 kap. lagen</P></TD>
<TD colspan=3 class="tr31 td79"><P class="p28 ft2">(2013:651)</P></TD>
<TD colspan=2 class="tr31 td71"><P class="p89 ft2">om</P></TD>
<TD class="tr31 td139"><P class="p113 ft2">för-</P></TD>
<TD colspan=5 class="tr31 td111"><P class="p20 ft2">5 kap. lagen (2013:651)</P></TD>
<TD colspan=2 class="tr31 td107"><P class="p17 ft2">om för-</P></TD>
</TR>
</TABLE>
<P class="p194 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2014:280.</P>
<P class="p99 ft2">481</P>
</DIV>
</DIV>
<DIV id="page_482">
<DIV id="dimg1">
<INGENBILD zsrc="H30310482x1.jpg/" id="img1">
</DIV>
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 3</P>
</DIV>
<DIV id="id_1_2">
<P class="p157 ft4">valtare av alternativa investerings- fonder, och</P>
<P class="p462 ft4"><SPAN class="ft36">13. </SPAN>för företag som driver verksamhet med konsumentkredit- er 2 och 8 §§ lagen (2014:275) om viss verksamhet med konsument- krediter.</P>
</DIV>
<DIV id="id_1_3">
<P class="p157 ft4">valtare av alternativa investerings- fonder, och</P>
<P class="p462 ft4"><SPAN class="ft36">12. </SPAN>för företag som driver verksamhet med konsumentkredit- er 2 och 8 §§ lagen (2014:275) om viss verksamhet med konsument- krediter.</P>
</DIV>
</DIV>
<DIV id="id_2">
<P class="p1474 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
<P class="p521 ft2">482</P>
</DIV>
</DIV>
<DIV id="page_483">
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p1475 ft72">Förslag till lag om ändring i lagen (1995:1570) om medlemsbanker</P>
<P class="p1472 ft4">Härigenom föreskrivs att 5 kap. 4 och 8 §§ lagen (1995:1570) om medlemsbanker ska ha följande lydelse.</P>
</DIV>
<DIV id="id_1_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 3</P>
</DIV>
</DIV>
<DIV id="id_2">
<TABLE cellpadding=0 cellspacing=0 class="t51">
<TR>
<TD class="tr43 td167"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr43 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td124"><P class="p20 ft3">Föreslagen lydelse</P></TD>
</TR>
<TR>
<TD class="tr41 td167"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td194"><P class="p205 ft29">5 kap.</P></TD>
</TR>
<TR>
<TD class="tr26 td167"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td194"><P class="p153 ft2">4 §<SPAN class="ft27">1</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td167"><P class="p60 ft2">För varje förlagsinsats</P></TD>
<TD class="tr25 td63"><P class="p20 ft3">skall</P></TD>
<TD class="tr25 td124"><P class="p60 ft2">För varje förlagsinsats <SPAN class="ft3">ska</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td122"><P class="p20 ft2">medlemsbanken utfärda ett för-</P></TD>
<TD class="tr26 td124"><P class="p20 ft2">medlemsbanken utfärda ett för-</P></TD>
</TR>
<TR>
<TD class="tr25 td167"><P class="p20 ft2">lagsandelsbevis. Beviset</P></TD>
<TD class="tr25 td63"><P class="p20 ft3">skall</P></TD>
<TD class="tr25 td124"><P class="p20 ft31">lagsandelsbevis. Beviset <SPAN class="ft28">ska </SPAN>ställas</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p20 ft2">ställas till viss person, till inne-</P></TD>
<TD class="tr25 td124"><P class="p20 ft2">till viss person, till innehavaren</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td122"><P class="p20 ft2">havaren eller till viss person eller</P></TD>
<TD class="tr26 td124"><P class="p20 ft2">eller till viss person eller order och</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr32 td122"><P class="p20 ft15">order och innehålla uppgift om</P></TD>
<TD class="tr32 td124"><P class="p20 ft15">innehålla uppgift om</P></TD>
</TR>
</TABLE>
<P class="p47 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft18">bankens firma,</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">nummer eller annan beteckning för beviset,</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft18">insatsens storlek,</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft19">den rätt till utdelning som insatsen medför,</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD class="tr27 td122"><P class="p60 ft2">5. det sätt på vilket utdelning</P></TD>
<TD class="tr27 td124"><P class="p60 ft2">5. det sätt på vilket utdelning <SPAN class="ft3">ska</SPAN></P></TD>
</TR>
<TR>
<TD class="tr32 td122"><P class="p20 ft15"><SPAN class="ft39">skall </SPAN>betalas ut och inlösen ske,</P></TD>
<TD class="tr32 td124"><P class="p20 ft15">betalas ut och inlösen ske,</P></TD>
</TR>
</TABLE>
<P class="p47 ft2"><SPAN class="ft2">6.</SPAN><SPAN class="ft18">föreskrifter som avses i 2 § första stycket, samt</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">7.</SPAN><SPAN class="ft18">upplysning om vad 2 § andra stycket innehåller.</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t51">
<TR>
<TD colspan=5 class="tr31 td86"><P class="p60 ft31">Förlagsandelsbeviset</P></TD>
<TD class="tr31 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td114"><P class="p84 ft3">skall</P></TD>
<TD colspan=6 class="tr31 td279"><P class="p85 ft2">Förlagsandelsbeviset <SPAN class="ft3">ska</SPAN></P></TD>
<TD class="tr31 td45"><P class="p17 ft2">under-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2">undertecknas av banken. Styrelse-</P></TD>
<TD colspan=7 class="tr25 td73"><P class="p64 ft2">tecknas av banken. Styrelse-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td41"><P class="p20 ft2">ledamöters</P></TD>
<TD colspan=2 class="tr26 td104"><P class="p87 ft2">eller</P></TD>
<TD colspan=3 class="tr26 td76"><P class="p84 ft2">firmatecknares</P></TD>
<TD colspan=2 class="tr26 td56"><P class="p64 ft2">ledamöters</P></TD>
<TD colspan=2 class="tr26 td89"><P class="p20 ft2">eller</P></TD>
<TD colspan=3 class="tr26 td93"><P class="p17 ft2">firmatecknares</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td197"><P class="p20 ft2">namnteckning</P></TD>
<TD colspan=3 class="tr25 td170"><P class="p178 ft2">får återges</P></TD>
<TD class="tr25 td114"><P class="p84 ft2">genom</P></TD>
<TD colspan=3 class="tr25 td80"><P class="p64 ft2">namnteckning</P></TD>
<TD class="tr25 td12"><P class="p20 ft2">får</P></TD>
<TD colspan=3 class="tr25 td93"><P class="p17 ft2">återges genom</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2">tryckning eller på liknande sätt.</P></TD>
<TD colspan=7 class="tr25 td73"><P class="p64 ft2">tryckning eller på liknande sätt.</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td60"><P class="p84 ft2">I stadgarna kan det bestämmas</P></TD>
<TD colspan=7 class="tr26 td73"><P class="p17 ft2">I stadgarna kan det bestämmas</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td192"><P class="p20 ft2">att medlemsbanken</P></TD>
<TD colspan=3 class="tr25 td76"><P class="p84 ft2">får registrera</P></TD>
<TD class="tr25 td163"><P class="p64 ft2">att</P></TD>
<TD colspan=6 class="tr25 td246"><P class="p17 ft2">medlemsbanken får registrera</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td197"><P class="p20 ft2">förlagsandelar</P></TD>
<TD class="tr25 td55"><P class="p68 ft31">hos</P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p92 ft31">en</P></TD>
<TD class="tr25 td114"><P class="p84 ft28">central</P></TD>
<TD colspan=7 class="tr25 td73"><P class="p64 ft2">förlagsandelar hos en <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td150"><P class="p20 ft3">värdepappersförvarare</P></TD>
<TD class="tr26 td114"><P class="p84 ft2">enligt</P></TD>
<TD colspan=3 class="tr26 td80"><P class="p64 ft3">papperscentral</P></TD>
<TD class="tr26 td12"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td99"><P class="p66 ft2">enligt</P></TD>
<TD class="tr26 td45"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2">lagen (1998:1479) om kontoföring</P></TD>
<TD colspan=2 class="tr25 td56"><P class="p64 ft2">(1998:1479)</P></TD>
<TD colspan=2 class="tr25 td89"><P class="p64 ft2">om</P></TD>
<TD colspan=3 class="tr25 td93"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2">av finansiella instrument i stället</P></TD>
<TD colspan=3 class="tr25 td80"><P class="p64 ft3">centraler och</P></TD>
<TD colspan=4 class="tr25 td191"><P class="p17 ft2">kontoföring av</P></TD>
</TR>
<TR>
<TD class="tr26 td95"><P class="p20 ft2">för att</P></TD>
<TD colspan=2 class="tr26 td114"><P class="p71 ft2">utfärda</P></TD>
<TD colspan=4 class="tr26 td108"><P class="p84 ft2">förlagsandelsbevis.</P></TD>
<TD colspan=7 class="tr26 td73"><P class="p64 ft2">finansiella instrument i stället för</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2">Detta gäller dock inte förlagsan-</P></TD>
<TD class="tr25 td163"><P class="p64 ft2">att</P></TD>
<TD class="tr25 td107"><P class="p70 ft2">utfärda</P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td191"><P class="p17 ft2">förlagsandelsbevis.</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2">delar för vilka det gäller förvärvs-</P></TD>
<TD colspan=7 class="tr25 td73"><P class="p64 ft2">Detta gäller dock inte förlagsan-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td197"><P class="p20 ft2">begränsningar</P></TD>
<TD colspan=2 class="tr26 td62"><P class="p1 ft2">enligt</P></TD>
<TD class="tr26 td89"><P class="p86 ft2">2 §</P></TD>
<TD class="tr26 td114"><P class="p84 ft2">första</P></TD>
<TD colspan=7 class="tr26 td73"><P class="p64 ft2">delar för vilka det gäller förvärvs-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td150"><P class="p20 ft2">stycket första meningen.</P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td80"><P class="p64 ft2">begränsningar</P></TD>
<TD colspan=2 class="tr25 td98"><P class="p71 ft2">enligt</P></TD>
<TD class="tr25 td163"><P class="p76 ft2">2 §</P></TD>
<TD class="tr25 td45"><P class="p17 ft2">första</P></TD>
</TR>
<TR>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td279"><P class="p64 ft2">stycket första meningen.</P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td60"><P class="p84 ft2">Av 4 kap. 5 § lagen om konto-</P></TD>
<TD colspan=7 class="tr26 td73"><P class="p17 ft2">Av 4 kap. 5 § lagen om <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td95"><P class="p20 ft2">föring</P></TD>
<TD class="tr25 td14"><P class="p76 ft2">av</P></TD>
<TD colspan=3 class="tr25 td78"><P class="p66 ft2">finansiella</P></TD>
<TD colspan=2 class="tr25 td121"><P class="p84 ft2">instrument</P></TD>
<TD colspan=4 class="tr25 td190"><P class="p64 ft3">papperscentraler</P></TD>
<TD class="tr25 td55"><P class="p20 ft3">och</P></TD>
<TD colspan=2 class="tr25 td78"><P class="p17 ft2">kontoföring</P></TD>
</TR>
<TR>
<TD class="tr25 td95"><P class="p20 ft2">följer</P></TD>
<TD class="tr25 td14"><P class="p20 ft2">att</P></TD>
<TD colspan=5 class="tr25 td111"><P class="p84 ft2">förlagsandelsbevis inte</P></TD>
<TD colspan=7 class="tr25 td73"><P class="p64 ft2">av finansiella instrument följer att</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td60"><P class="p20 ft2">får utfärdas för förlagsandelar som</P></TD>
<TD colspan=7 class="tr26 td73"><P class="p64 ft2">förlagsandelsbevis inte får utfärdas</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2">har registrerats enligt den lagen.</P></TD>
<TD class="tr25 td163"><P class="p64 ft2">för</P></TD>
<TD colspan=4 class="tr25 td106"><P class="p122 ft2">förlagsandelar</P></TD>
<TD class="tr25 td163"><P class="p66 ft2">som</P></TD>
<TD class="tr25 td45"><P class="p17 ft2">har</P></TD>
</TR>
<TR>
<TD class="tr31 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td114"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr31 td279"><P class="p64 ft2">registrerats enligt den lagen.</P></TD>
<TD class="tr31 td45"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p208 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2007:871.</P>
<P class="p99 ft2">483</P>
</DIV>
</DIV>
<DIV id="page_484">
<DIV id="dimg1">
<INGENBILD zsrc="H30310484x1.jpg/" id="img1">
</DIV>
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">484</P>
</DIV>
<DIV id="id_2">
<DIV id="id_2_1">
<DIV id="id_2_1_1">
<P class="p117 ft4">Ett beslut som innebär att en förlagsandel inte längre <SPAN class="ft36">skall </SPAN>vara registrerad hos en <SPAN class="ft36">central värde- pappersförvarare </SPAN>blir giltigt endast om den som har panträtt i förlagsandelen skriftligen har samtyckt till beslutet.</P>
</DIV>
<DIV id="id_2_1_2">
<P class="p117 ft4">Ett beslut som innebär att en förlagsandel inte längre <SPAN class="ft36">ska </SPAN>vara registrerad hos en <SPAN class="ft36">värdepappers- central </SPAN>blir giltigt endast om den som har panträtt i förlagsandelen skriftligen har samtyckt till beslutet.</P>
</DIV>
</DIV>
<DIV id="id_2_2">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr2 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td84"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td160"><P class="p171 ft2">8 §<SPAN class="ft27">2</SPAN></P></TD>
<TD class="tr2 td85"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td50"><P class="p30 ft2">Inlösen enligt 7 § sker till det</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">Inlösen enligt 7 § sker till det</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p30 ft2">belopp som utgör insatsens storlek</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">belopp som utgör insatsens storlek</P></TD>
</TR>
<TR>
<TD class="tr25 td94"><P class="p20 ft2">enligt</P></TD>
<TD colspan=6 class="tr25 td184"><P class="p68 ft2">förlagsandelsbeviset</P></TD>
<TD class="tr25 td82"><P class="p30 ft2">eller,</P></TD>
<TD class="tr25 td27"><P class="p20 ft2">enligt</P></TD>
<TD colspan=3 class="tr25 td40"><P class="p70 ft2">förlagsandelsbeviset</P></TD>
<TD class="tr25 td89"><P class="p17 ft2">eller,</P></TD>
</TR>
<TR>
<TD class="tr25 td94"><P class="p20 ft2">för</P></TD>
<TD colspan=4 class="tr25 td125"><P class="p20 ft2">förlagsandelar</P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft2">som</P></TD>
<TD class="tr25 td82"><P class="p30 ft2">har</P></TD>
<TD class="tr25 td27"><P class="p20 ft2">för</P></TD>
<TD colspan=2 class="tr25 td196"><P class="p1 ft2">förlagsandelar</P></TD>
<TD class="tr25 td77"><P class="p38 ft2">som</P></TD>
<TD class="tr25 td89"><P class="p17 ft2">har</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td50"><P class="p30 ft2">registrerats hos en <SPAN class="ft3">central värde-</SPAN></P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">registrerats hos en <SPAN class="ft3">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td154"><P class="p20 ft3">pappersförvarare</P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td104"><P class="p26 ft2">enligt</P></TD>
<TD class="tr25 td82"><P class="p30 ft2">lagen</P></TD>
<TD colspan=2 class="tr25 td118"><P class="p20 ft3">central <SPAN class="ft2">enligt</SPAN></P></TD>
<TD class="tr25 td163"><P class="p89 ft2">lagen</P></TD>
<TD colspan=2 class="tr25 td132"><P class="p17 ft2">(1998:1479)</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td121"><P class="p20 ft2">(1998:1479)</P></TD>
<TD class="tr25 td163"><P class="p42 ft2">om</P></TD>
<TD colspan=4 class="tr25 td154"><P class="p30 ft2">kontoföring av</P></TD>
<TD class="tr25 td27"><P class="p20 ft2">om</P></TD>
<TD colspan=3 class="tr25 td40"><P class="p20 ft3">värdepapperscentraler</P></TD>
<TD class="tr25 td89"><P class="p17 ft3">och</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td135"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=4 class="tr26 td101"><P class="p135 ft2">instrument,</P></TD>
<TD colspan=2 class="tr26 td132"><P class="p30 ft2">insatsens</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">kontoföring av finansiella instru-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td135"><P class="p20 ft2">storlek</P></TD>
<TD colspan=2 class="tr25 td69"><P class="p20 ft2">enligt</P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td174"><P class="p30 ft2">registreringen.</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">ment, insatsens storlek enligt reg-</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p30 ft2">Beloppet får dock inte överstiga</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">istreringen. Beloppet får dock inte</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td50"><P class="p30 ft2">vad som av medlemsbankens egna</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">överstiga vad som av medlems-</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p30 ft2">kapital enligt den senast fastställda</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">bankens egna kapital enligt den</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p30 ft2">balansräkningen, utan anlitande av</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">senast fastställda balansräkningen,</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td121"><P class="p20 ft2">reservfonden</P></TD>
<TD class="tr26 td163"><P class="p71 ft2">eller</P></TD>
<TD colspan=4 class="tr26 td154"><P class="p30 ft2">uppskrivnings-</P></TD>
<TD class="tr26 td27"><P class="p20 ft2">utan</P></TD>
<TD class="tr26 td85"><P class="p1 ft2">anlitande</P></TD>
<TD class="tr26 td163"><P class="p206 ft2">av</P></TD>
<TD colspan=2 class="tr26 td132"><P class="p17 ft2">reservfonden</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p30 ft2">fonden, belöper på andelen i</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">eller uppskrivningsfonden, belöper</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p30 ft2">förhållande till övriga förlags-</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">på andelen i förhållande till övriga</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td135"><P class="p20 ft2">insatser.</P></TD>
<TD class="tr26 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td82"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td118"><P class="p20 ft2">förlagsinsatser.</P></TD>
<TD class="tr26 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p30 ft2">Om banken försätts i konkurs på</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">Om banken försätts i konkurs på</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p30 ft2">en ansökan som görs inom ett år</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p28 ft2">en ansökan som görs inom ett år</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td50"><P class="p30 ft2">efter inlösen, <SPAN class="ft3">skall </SPAN>vad som</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">efter inlösen, <SPAN class="ft3">ska </SPAN>vad som</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td135"><P class="p20 ft2">föreskrivs</P></TD>
<TD class="tr25 td10"><P class="p1 ft2">i</P></TD>
<TD colspan=2 class="tr25 td139"><P class="p20 ft2">4 kap.</P></TD>
<TD colspan=2 class="tr25 td104"><P class="p1 ft2">2 § om</P></TD>
<TD class="tr25 td82"><P class="p30 ft2">åter-</P></TD>
<TD colspan=3 class="tr25 td129"><P class="p20 ft2">föreskrivs i 4 kap.</P></TD>
<TD class="tr25 td77"><P class="p20 ft2">2 § om</P></TD>
<TD class="tr25 td89"><P class="p17 ft2">åter-</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p30 ft2">betalning tillämpas i fråga om</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">betalning tillämpas i fråga om</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td161"><P class="p20 ft2">förlagsinsatsen. Detta gäller</P></TD>
<TD class="tr26 td82"><P class="p30 ft2">dock</P></TD>
<TD colspan=4 class="tr26 td186"><P class="p20 ft2">förlagsinsatsen. Detta gäller</P></TD>
<TD class="tr26 td89"><P class="p17 ft2">dock</P></TD>
</TR>
<TR>
<TD class="tr25 td94"><P class="p20 ft2">inte</P></TD>
<TD colspan=5 class="tr25 td138"><P class="p42 ft2">förlagsinsatser</P></TD>
<TD class="tr25 td84"><P class="p26 ft2">för</P></TD>
<TD class="tr25 td82"><P class="p30 ft2">vilka</P></TD>
<TD class="tr25 td27"><P class="p20 ft2">inte</P></TD>
<TD colspan=2 class="tr25 td196"><P class="p71 ft31">förlagsinsatser</P></TD>
<TD class="tr25 td77"><P class="p38 ft2">för</P></TD>
<TD class="tr25 td89"><P class="p17 ft2">vilka</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p30 ft2">inlösen har kunnat ske utan</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">inlösen har kunnat ske utan</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr27 td117"><P class="p20 ft31">föregående uppsägning.</P></TD>
<TD class="tr27 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td82"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr27 td186"><P class="p20 ft2">föregående uppsägning.</P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p127 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
<P class="p1476 ft35"><SPAN class="ft34">2 </SPAN>Senaste lydelse 2007:871.</P>
</DIV>
</DIV>
</DIV>
</DIV>
<DIV id="page_485">
<DIV id="dimg1">
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<DIV id="id_1">
<DIV id="id_1_1">
<P class="p1471 ft72">Förslag till lag om ändring i lagen (1996:764) om företagsrekonstruktion</P>
<P class="p1472 ft4">Härigenom föreskrivs att 1 kap. 3 § lagen (1996:764) om företags- rekonstruktion ska ha följande lydelse.</P>
</DIV>
<DIV id="id_1_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 3</P>
</DIV>
</DIV>
<DIV id="id_2">
<TABLE cellpadding=0 cellspacing=0 class="t51">
<TR>
<TD class="tr43 td102"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr43 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td102"><P class="p20 ft3">Föreslagen lydelse</P></TD>
<TD class="tr43 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td139"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td102"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td62"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td205"><P class="p215 ft29">1 kap.</P></TD>
<TD class="tr41 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td139"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td102"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td205"><P class="p216 ft2">3 §<SPAN class="ft27">1</SPAN></P></TD>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td139"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p113 ft2">Bestämmelserna i denna lag om</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p17 ft2">Bestämmelserna i denna lag om</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td122"><P class="p20 ft2">gäldenär gäller inte bankaktie-</P></TD>
<TD colspan=3 class="tr26 td124"><P class="p20 ft2">gäldenär gäller inte bankaktie-</P></TD>
</TR>
<TR>
<TD class="tr25 td102"><P class="p20 ft2">bolag, sparbank,</P></TD>
<TD colspan=2 class="tr25 td174"><P class="p113 ft2">medlemsbank,</P></TD>
<TD class="tr25 td102"><P class="p20 ft2">bolag, sparbank,</P></TD>
<TD colspan=2 class="tr25 td160"><P class="p17 ft2">medlemsbank,</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td150"><P class="p20 ft2">kreditmarknadsföretag,</P></TD>
<TD class="tr25 td99"><P class="p113 ft2">försäk-</P></TD>
<TD colspan=2 class="tr25 td150"><P class="p20 ft2">kreditmarknadsföretag,</P></TD>
<TD class="tr25 td139"><P class="p17 ft2">försäk-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td122"><P class="p20 ft2">ringsföretag, värdepappersbolag,</P></TD>
<TD colspan=3 class="tr26 td124"><P class="p20 ft2">ringsföretag, värdepappersbolag,</P></TD>
</TR>
<TR>
<TD class="tr25 td102"><P class="p20 ft2">clearingorganisation</P></TD>
<TD class="tr25 td62"><P class="p135 ft2">och</P></TD>
<TD class="tr25 td99"><P class="p113 ft28">central</P></TD>
<TD class="tr25 td102"><P class="p20 ft2">clearingorganisation</P></TD>
<TD class="tr25 td62"><P class="p60 ft2">och</P></TD>
<TD class="tr25 td139"><P class="p17 ft3">värde-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr32 td150"><P class="p20 ft39">värdepappersförvarare<SPAN class="ft15">.</SPAN></P></TD>
<TD class="tr32 td99"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td102"><P class="p20 ft39">papperscentraler<SPAN class="ft15">.</SPAN></P></TD>
<TD class="tr32 td62"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td139"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p48 ft4">Bestämmelserna avser inte heller sådana gäldenärer i vars verksamhet staten, en kommun, ett landsting, ett kommunalförbund, en församling eller en kyrklig samfällighet har ett bestämmande inflytande.</P>
<P class="p1477 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">Denna lag träder i kraft den 1 januari 2016.</SPAN></P>
<P class="p192 ft22"><SPAN class="ft2">2.</SPAN><SPAN class="ft47">För företagsrekonstruktion som har beslutats före ikraftträdandet gäller äldre bestämmelser.</SPAN></P>
<P class="p1478 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2010:2059.</P>
<P class="p99 ft2">485</P>
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</DIV>
<DIV id="page_486">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">486</P>
</DIV>
<DIV id="id_2">
<P class="p1479 ft72">Förslag till lag om ändring i lagen (1998:1479) om kontoföring av finansiella instrument</P>
<P class="p655 ft4">Härigenom föreskrivs i fråga om lagen (1998:1479) om kontoföring av finansiella instrument<SPAN class="ft172">1</SPAN></P>
<P class="p1480 ft2"><SPAN class="ft3">dels </SPAN>att 2 kap., 4 kap. <NOBR>7–11</NOBR> §§ och 7 kap. 6 § ska upphöra att gälla, <SPAN class="ft3">dels </SPAN>att rubrikerna närmast före 9 kap. 2 och 4 §§ ska utgå,</P>
<P class="p211 ft2"><SPAN class="ft3">dels </SPAN>att rubriken till lagen, 1 kap. <NOBR>1–3</NOBR> §§, 3 kap. <NOBR>1–6,</NOBR> 7, 12 och 13 §§, 4 kap. <NOBR>1–6,</NOBR> <NOBR>12–15,</NOBR> 20 och 22 §§, 5 kap. 1 och 5 §§, 7 kap. 1, 2, 3 och 5 §§, 8 kap. <NOBR>1–4</NOBR> §§, 9 kap. <NOBR>1–4</NOBR> §§, 10 kap. 1 §, rubriken till 9 kap. och rubrikerna närmast före 9 kap. 1 och 3 §§ ska ha följande lydelse,</P>
<P class="p211 ft4"><SPAN class="ft36">dels </SPAN>att rubriken närmast före 4 kap. 16 § ska lyda ”Avstämnings- konton för innehavare av finansiella instrument”,</P>
<P class="p211 ft2"><SPAN class="ft3">dels </SPAN>att det ska införas 35 nya paragrafer, 1 kap. <NOBR>4–7</NOBR> §§, 3 kap. 6 a och 6 b §§, 7 kap. 2 a §, 9 kap. <NOBR>5–31</NOBR> §§ och 10 kap. 2 §, och närmast före 1 kap. <NOBR>1–7</NOBR> §§, 3 kap. <NOBR>1–6</NOBR> a, 7, 12 och 13 §§, 4 kap. <NOBR>2–6,</NOBR> <NOBR>12–15</NOBR> och 20 §§, 5 kap. 1 och 5 §§, 7 kap. 1, 2, 3 och 5 §§ och 9 kap. <NOBR>5–10,</NOBR> 13, 14, 16, 19, 23, 26 och 28 §§ och närmast efter 9 kap. 4 och 9 §§ nya rubriker av följande lydelse,</P>
<P class="p1481 ft2"><SPAN class="ft3">dels </SPAN>att det närmast före 3 kap. 8 § ska införas en ny rubrik som ska lyda ”Avstämningskonton för förvaltare”, närmast före 3 kap. 10 § ska införas en ny rubrik som ska lyda ”Rättsverkan av registrering”, närmast före 4 kap. 17 § ska införas en ny rubrik som ska lyda ”Avstämnings- kontots innehåll”, närmast före 5 kap. 2 § ska införas en ny rubrik som ska lyda ”Avhjälpande”, närmast före 5 kap. 3 § ska införas en ny rubrik som ska lyda ”Avslag på begäran om registrering”, närmast före 5 kap. 4 § ska införas en ny rubrik som ska lyda ”Rättelse av registrering”, närmast före 6 kap. 1 § ska införas en ny rubrik som ska lyda ”Ägande- rättspresumtion”, närmast före 6 kap. 2 § ska införas en ny rubrik som ska lyda ”Tidpunkten för rättsverkan mot tredjeman av en överlåtelse”, närmast före 6 kap. 4 § ska införas en ny rubrik som ska lyda ”Över- låtelse av någon annan än ägaren”, närmast före 6 kap. 5 § ska införas en ny rubrik som ska lyda ”Skuldförbindelser”, närmast före 6 kap. 6 § ska införas en ny rubrik som ska lyda ”Behörighet att ta emot betalning”, närmast före 6 kap. 7 § ska införas en ny rubrik som ska lyda ”Pantsätt- ning” och närmast före 7 kap. 4 § ska införas en ny rubrik som ska lyda ”Jämkning av ersättning”.</P>
<P class="p1482 ft51"><SPAN class="ft42">1</SPAN><SPAN class="ft171">Senaste lydelse av</SPAN></P>
<P class="p157 ft51"><SPAN class="ft33">2</SPAN><SPAN class="ft171">kap. 2 § 2009:356</SPAN></P>
<P class="p157 ft50"><SPAN class="ft33">2</SPAN><SPAN class="ft173">kap. 5 § 2006:609</SPAN></P>
<P class="p157 ft51"><SPAN class="ft33">2</SPAN><SPAN class="ft171">kap. 5 a § 2014:559</SPAN></P>
<P class="p157 ft35"><SPAN class="ft33">4</SPAN><SPAN class="ft43">kap. 9 § 2005:558.</SPAN></P>
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</DIV>
</DIV>
<DIV id="page_487">
<TABLE cellpadding=0 cellspacing=0 class="t54">
<TR>
<TD colspan=2 class="tr2 td59"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr2 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr2 td1"><P class="p29 ft3">Föreslagen lydelse</P></TD>
<TD class="tr2 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td87"><P class="p17 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr26 td78"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td81"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td87"><P class="p474 ft2">Bilaga 3</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td59"><P class="p20 ft29">Lag om kontoföring av</P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td25"><P class="p29 ft29">Lag om värdepapperscentraler</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td59"><P class="p20 ft29">finansiella instrument</P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td201"><P class="p29 ft52">och kontoföring av finansiella</P></TD>
<TD class="tr25 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td78"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td81"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr27 td140"><P class="p29 ft53">instrument</P></TD>
<TD class="tr27 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td78"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td81"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr40 td101"><P class="p29 ft29">1 kap.</P></TD>
<TD class="tr40 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td78"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td81"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr40 td1"><P class="p29 ft53">Lagens innehåll</P></TD>
<TD class="tr40 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td78"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td81"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr40 td101"><P class="p110 ft2">1 §<SPAN class="ft27">2</SPAN></P></TD>
<TD class="tr40 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p17 ft2">I denna lag finns bestämmelser</P></TD>
<TD colspan=8 class="tr25 td25"><P class="p181 ft2">I denna lag finns bestämmelser</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft3">om kontoföring i avstämnings-</P></TD>
<TD class="tr25 td82"><P class="p29 ft3">som</P></TD>
<TD colspan=3 class="tr25 td133"><P class="p66 ft3">kompletterar</P></TD>
<TD colspan=4 class="tr25 td208"><P class="p181 ft28">Europaparla-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td124"><P class="p20 ft28">register av äganderätt och särskild</P></TD>
<TD colspan=2 class="tr26 td88"><P class="p29 ft3">mentets</P></TD>
<TD class="tr26 td14"><P class="p72 ft28">och</P></TD>
<TD colspan=2 class="tr26 td137"><P class="p70 ft3">rådets</P></TD>
<TD colspan=3 class="tr26 td167"><P class="p181 ft28">förordning</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft3">rätt till sådana aktier och andra</P></TD>
<TD colspan=8 class="tr25 td25"><P class="p29 ft3">(EU) nr 909/2014 av den 23 juli</P></TD>
</TR>
<TR>
<TD class="tr25 td78"><P class="p20 ft3">finansiella</P></TD>
<TD class="tr25 td81"><P class="p71 ft3">instrument</P></TD>
<TD class="tr25 td72"><P class="p20 ft3">för</P></TD>
<TD class="tr25 td72"><P class="p17 ft28">vilka</P></TD>
<TD colspan=8 class="tr25 td25"><P class="p29 ft3">2014 om förbättrad värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td124"><P class="p20 ft3">aktiebrev, skuldebrev eller annan</P></TD>
<TD colspan=2 class="tr26 td88"><P class="p29 ft28">aveckling</P></TD>
<TD class="tr26 td14"><P class="p61 ft3">i</P></TD>
<TD colspan=3 class="tr26 td49"><P class="p20 ft28">Europeiska</P></TD>
<TD colspan=2 class="tr26 td173"><P class="p181 ft3">unionen</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft28">motsvarande skriftlig handling inte</P></TD>
<TD class="tr25 td82"><P class="p29 ft3">och</P></TD>
<TD class="tr25 td55"><P class="p68 ft3">om</P></TD>
<TD colspan=6 class="tr25 td31"><P class="p181 ft3">värdepapperscentraler</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft3">har utfärdats eller, där sådan</P></TD>
<TD colspan=8 class="tr25 td25"><P class="p29 ft3">samt ändring av direktiv 98/26/EG</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td124"><P class="p20 ft3">handling har utfärdats, det genom</P></TD>
<TD class="tr26 td82"><P class="p29 ft3">och</P></TD>
<TD colspan=4 class="tr26 td106"><P class="p20 ft3">2014/65/EU och</P></TD>
<TD colspan=3 class="tr26 td167"><P class="p181 ft28">förordning</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft28">förvaring eller på annat likvärdigt</P></TD>
<TD colspan=4 class="tr25 td1"><P class="p29 ft3">(EU) nr 236/2012.</P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft28">sätt har säkerställts att handlingen</P></TD>
<TD class="tr25 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td59"><P class="p20 ft3">inte kommer i omlopp.</P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td59"><P class="p60 ft3">Avstämningsregister</P></TD>
<TD class="tr25 td72"><P class="p76 ft3">för</P></TD>
<TD class="tr25 td72"><P class="p17 ft3">de</P></TD>
<TD colspan=8 class="tr25 td25"><P class="p181 ft3">I lagen finns även särskilda</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft3">ändamål som avses i första stycket</P></TD>
<TD colspan=3 class="tr25 td140"><P class="p29 ft3">bestämmelser</P></TD>
<TD colspan=4 class="tr25 td166"><P class="p66 ft3">om kontoföring</P></TD>
<TD class="tr25 td87"><P class="p181 ft3">av</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td124"><P class="p20 ft28">får föras av auktoriserade centrala</P></TD>
<TD colspan=5 class="tr26 td210"><P class="p29 ft3">finansiella instrument.</P></TD>
<TD class="tr26 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td59"><P class="p20 ft3">värdepappersförvarare.</P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p17 ft3">Frågor om auktorisation prövas</P></TD>
<TD class="tr25 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr27 td59"><P class="p20 ft3">av Finansinspektionen.</P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td78"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td81"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr40 td201"><P class="p29 ft53">Lagens tillämpningsområde</P></TD>
<TD class="tr40 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td78"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td81"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td82"><P class="p221 ft2">2 §</P></TD>
<TD class="tr41 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td87"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p17 ft3">Auktorisation som central värde-</P></TD>
<TD colspan=2 class="tr25 td88"><P class="p222 ft3">Lagen</P></TD>
<TD colspan=2 class="tr25 td130"><P class="p76 ft3">tillämpas</P></TD>
<TD colspan=2 class="tr25 td20"><P class="p76 ft3">på</P></TD>
<TD colspan=2 class="tr25 td173"><P class="p181 ft3">svenska</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td59"><P class="p20 ft3">pappersförvarare kan</P></TD>
<TD colspan=2 class="tr26 td24"><P class="p17 ft3">meddelas</P></TD>
<TD colspan=5 class="tr26 td210"><P class="p29 ft3">värdepapperscentraler</P></TD>
<TD class="tr26 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td65"><P class="p20 ft3">samt</P></TD>
<TD class="tr26 td87"><P class="p181 ft28">på</P></TD>
</TR>
<TR>
<TD class="tr25 td78"><P class="p20 ft3">svenska</P></TD>
<TD class="tr25 td81"><P class="p20 ft3">aktiebolag,</P></TD>
<TD colspan=2 class="tr25 td24"><P class="p17 ft3">svenska</P></TD>
<TD colspan=8 class="tr25 td25"><P class="p29 ft3">kontoförande institut och förvalt-</P></TD>
</TR>
<TR>
<TD class="tr25 td78"><P class="p20 ft28">ekonomiska</P></TD>
<TD colspan=2 class="tr25 td127"><P class="p510 ft3">föreningar</P></TD>
<TD class="tr25 td72"><P class="p17 ft3">och</P></TD>
<TD colspan=8 class="tr25 td25"><P class="p29 ft3">are som har antagits av en sådan</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td59"><P class="p20 ft3">utländska företag.</P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td25"><P class="p29 ft3">värdepapperscentral. När det sär-</P></TD>
</TR>
<TR>
<TD class="tr25 td78"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td81"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td25"><P class="p29 ft3">skilt anges i lagen tillämpas den</P></TD>
</TR>
<TR>
<TD class="tr25 td78"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td81"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td25"><P class="p29 ft3">även på utländska värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td78"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td81"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td25"><P class="p29 ft3">centraler som är auktoriserade i</P></TD>
</TR>
<TR>
<TD class="tr25 td78"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td81"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td25"><P class="p29 ft3">ett annat land inom Europeiska</P></TD>
</TR>
<TR>
<TD class="tr25 td78"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td81"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td25"><P class="p29 ft3">ekonomiska samarbetsområdet och</P></TD>
</TR>
<TR>
<TD class="tr26 td78"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td81"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td82"><P class="p29 ft3">på</P></TD>
<TD colspan=7 class="tr26 td256"><P class="p181 ft3">värdepapperscentraler från</P></TD>
</TR>
<TR>
<TD class="tr25 td78"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td81"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td25"><P class="p29 ft3">tredjeland samt på utsedda kredit-</P></TD>
</TR>
<TR>
<TD class="tr27 td78"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td81"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td88"><P class="p29 ft3">institut.</P></TD>
<TD class="tr27 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td87"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p1483 ft35"><SPAN class="ft34">2 </SPAN>Ändringen innebär bl.a. att tredje stycket tas bort.</P>
<P class="p99 ft2">487</P>
</DIV>
<DIV id="page_488">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">488</P>
</DIV>
<DIV id="id_2">
<P class="p1484 ft36">Bestämmelserna i 9 kap. 6 och 8 §§ tillämpas på var och en som driver sådan verksamhet som avses där.</P>
<P class="p1485 ft53">Definitioner</P>
<P class="p1486 ft2">3 §<SPAN class="ft27">3</SPAN></P>
<P class="p339 ft2">I denna lag betyder:</P>
<P class="p1449 ft3"><SPAN class="ft55">central värdepappersförvarare</SPAN>: företag som har auktorisation enligt 2 kap. att kontoföra finans- iella instrument i avstämnings- register,</P>
<P class="p1427 ft4"><SPAN class="ft36">avstämningsbolag</SPAN>: sådant avstämningsbolag som avses i aktiebolags- lagen (2005:551),</P>
<P class="p1484 ft3"><SPAN class="ft55">avstämningsregister</SPAN>: sådant register som avses i 4 kap. 1 §,</P>
<P class="p185 ft2"><SPAN class="ft3">emittent</SPAN>: i fråga om aktier aktiebolaget och i fråga om annat finansiellt</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD colspan=3 class="tr27 td357"><P class="p20 ft2">instrument utgivaren eller utfärdaren av instrumentet,</P></TD>
<TD class="tr27 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td94"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft3"><SPAN class="ft55">finansiellt instrument</SPAN>: detsamma</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft3">som i artikel 2.1.8 i förordning</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft3">(EU) nr 909/2014, i den ursprung-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft3">liga lydelsen, varvid aktier och</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft3">sådana rättigheter som avses i</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft3">4 kap. 2 § andra stycket denna lag</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft3">i fråga om avstämningsbolag som</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft3">är privata aktiebolag vid tillämp-</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft28">ningen av denna lag ska jämställas</P></TD>
</TR>
<TR>
<TD rowspan=2 class="tr40 td50"><P class="p60 ft3"><SPAN class="ft55">kontoförande institut</SPAN><SPAN class="ft2">: den som</SPAN></P></TD>
<TD colspan=3 class="tr25 td110"><P class="p20 ft3">med finansiella instrument,</P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td143"><P class="p17 ft3"><SPAN class="ft55">kontoförande institut</SPAN><SPAN class="ft2">: den som</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p20 ft3"><SPAN class="ft2">av en </SPAN>central värdepappersförvar-</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft3"><SPAN class="ft2">av en </SPAN>värdepapperscentral <SPAN class="ft2">med-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft2"><SPAN class="ft3">are </SPAN>medgetts rätt att vidta</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">getts rätt att vidta registrerings-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft2">registreringsåtgärder i avstäm-</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p20 ft2">åtgärder i avstämningsregister,</P></TD>
</TR>
<TR>
<TD class="tr27 td50"><P class="p20 ft2">ningsregister,</P></TD>
<TD colspan=4 rowspan=2 class="tr40 td143"><P class="p17 ft55">kontoföring av finansiella instru-</P></TD>
</TR>
<TR>
<TD class="tr37 td50"><P class="p20 ft174"> </P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft3"><SPAN class="ft55">ment</SPAN>: registrering i avstämnings-</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft28">register av äganderätt och särskild</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft3">rätt till sådana aktier och andra</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td41"><P class="p20 ft3">finansiella</P></TD>
<TD class="tr25 td170"><P class="p64 ft3">instrument</P></TD>
<TD class="tr25 td54"><P class="p135 ft3">för</P></TD>
<TD class="tr25 td94"><P class="p17 ft3">vilka</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td41"><P class="p20 ft3">aktiebrev,</P></TD>
<TD colspan=2 class="tr26 td138"><P class="p20 ft3">skuldebrev eller</P></TD>
<TD class="tr26 td94"><P class="p17 ft28">annan</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft28">motsvarande skriftlig handling inte</P></TD>
</TR>
<TR>
<TD class="tr32 td50"><P class="p20 ft14"> </P></TD>
<TD colspan=2 class="tr32 td34"><P class="p20 ft39">har utfärdats eller,</P></TD>
<TD class="tr32 td54"><P class="p20 ft39">där</P></TD>
<TD class="tr32 td94"><P class="p17 ft39">sådan</P></TD>
</TR>
</TABLE>
<P class="p1487 ft36">handling har utfärdats, det genom förvaring eller på annat likvärdigt sätt har säkerställts att handlingen inte kommer i omlopp,</P>
<P class="p1488 ft35"><SPAN class="ft34">3 </SPAN>Senaste lydelse 2010:2062.</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_489">
<DIV>
<DIV id="id_1">
<P class="p227 ft36"><SPAN class="ft56">finansiellt instrument</SPAN>: detsamma som i 1 kap. 4 § första stycket 1 lagen (2007:528) om värdepap- persmarknaden,</P>
<P class="p227 ft3"><SPAN class="ft55">skuldförbindelse</SPAN>: ensidig skuld- förbindelse avsedd för allmän omsättning,</P>
<P class="p227 ft3"><SPAN class="ft55">värdepappersinstitut</SPAN>: detsamma som i 1 kap. 5 § 27 lagen om värdepappersmarknaden,</P>
<P class="p227 ft36"><SPAN class="ft56">kvalificerat innehav</SPAN>: detsamma som i 1 kap. 5 § 18 lagen om värdepappersmarknaden, och</P>
<P class="p117 ft38"><SPAN class="ft60">koncern</SPAN>: detsamma som i 1 kap. 11 och 12 §§ aktiebolagslagen, varvid det som sägs om moder- bolag ska tillämpas även på andra juridiska personer än aktiebolag<SPAN class="ft175">.</SPAN></P>
</DIV>
<DIV id="id_2">
<P class="p1489 ft2">Prop. 2015/16:10</P>
<P class="p1490 ft2">Bilaga 3</P>
<P class="p1491 ft3"><SPAN class="ft55">kvalificerat innehav</SPAN>: detsamma som i 1 kap. 5 § 18 lagen (2007:528) om värdepappers- marknaden,</P>
<P class="p1492 ft36"><SPAN class="ft56">skuldförbindelse</SPAN>: ensidig skuld- förbindelse avsedd för allmän omsättning,</P>
<P class="p1493 ft3"><SPAN class="ft55">svensk värdepapperscentral</SPAN>: en värdepapperscentral som är etablerad i Sverige,</P>
<P class="p1493 ft3"><SPAN class="ft55">utländsk värdepapperscentral</SPAN>: en värdepapperscentral som är etablerad i ett annat land inom Europeiska ekonomiska sam- arbetsområdet än Sverige,</P>
<P class="p1492 ft3"><SPAN class="ft55">utsett kreditinstitut: </SPAN>sådant kreditinstitut som har utsetts enligt artikel 54.2 b i förordning (EU) nr 909/2014, i den ursprungliga lydelsen,</P>
<P class="p1492 ft36"><SPAN class="ft56">värdepapperscentral</SPAN>: detsamma som i artikel 2.1.1 i förordning (EU) nr 909/2014, i den ursprungliga lydelsen,</P>
<P class="p1493 ft3"><SPAN class="ft55">värdepapperscentral från tredje- land</SPAN>: en sådan värdepappers- central som avses i artikel 2.1.2 i förordning (EU) nr 909/2014 och som är erkända enligt artikel 25 i förordningen, i den ursprungliga lydelsen, samt</P>
<P class="p1494 ft2">489</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_490">
<DIV>
<DIV id="id_1">
<P class="p1495 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">490</P>
</DIV>
<DIV id="id_2">
<P class="p211 ft36"><SPAN class="ft56">värdepappersinstitut</SPAN>: detsamma som i 1 kap. 5 § 27 lagen om värdepappersmarknaden.</P>
<P class="p1496 ft53">Kontoföring av finansiella instrument</P>
<P class="p302 ft3">4 §</P>
<P class="p1497 ft3">Värdepapperscentraler som är auktoriserade att tillhandahålla en central kontoföringstjänst enligt förordning (EU) nr 909/2014, i den ursprungliga lydelsen, ska göra detta genom kontoföring av finansiella instrument.</P>
<P class="p361 ft53">Behörig myndighet</P>
<P class="p348 ft3">5 §</P>
<P class="p682 ft36">Finansinspektionen är behörig myndighet enligt förordning (EU) nr 909/2014, i den ursprungliga lydelsen.</P>
<P class="p1498 ft53">Rapporteringssystem för överträdelser</P>
<P class="p302 ft3">6 §</P>
<P class="p211 ft3">Värdepapperscentraler och kontoförande institut ska till- handahålla ändamålsenliga rapp- orteringssystem för anställda som vill göra anmälningar om miss- tänkta överträdelser av de bestäm- melser som gäller för verksamhet- en.</P>
<P class="p655 ft36">Personuppgiftslagen (1998:204) gäller vid behandling av person- uppgifter inom ramen för sådana rapporteringssystem som avses i första stycket.</P>
<P class="p302 ft53">Bemyndigande</P>
<P class="p302 ft3">7 §</P>
<P class="p659 ft36">Regeringen eller den myndighet som regeringen bestämmer får meddela föreskrifter om handlägg- ningen av ärenden om auktorisa- tion av värdepapperscentraler i Sverige.</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_491">
<DIV id="tx1"><SPAN class="ft58">Registreringsåtgärder för egen respektive annans egen räkning</SPAN></DIV>
<DIV id="tx2"><SPAN class="ft22">1 § En </SPAN><SPAN class="ft41">central värdepappersförvar-</SPAN></DIV>
<DIV id="tx3"><SPAN class="ft3">are </SPAN><SPAN class="ft2">får som kontoförande institut anta Riksbanken </SPAN><SPAN class="ft3">och </SPAN><SPAN class="ft2">Riksgälds- kontoret </SPAN><SPAN class="ft3">samt </SPAN><SPAN class="ft2">juridiska personer </SPAN><SPAN class="ft3">som har en betryggande kapital- styrka och teknisk och juridisk sakkunskap </SPAN><SPAN class="ft2">och i övrigt är lämp- liga att vidta registreringsåtgärder i avstämningsregister hos </SPAN><SPAN class="ft3">den centrala värdepappersförvararen</SPAN><SPAN class="ft2">.</SPAN></DIV>
<DIV id="tx4"><SPAN class="ft59">Antagande av kontoförande institut</SPAN></DIV>
<TABLE cellpadding=0 cellspacing=0 class="t131">
<TR>
<TD class="tr2 td216"><P class="p20 ft29">3 kap.</P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr27 td216"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td47"><P class="p20 ft2">Bilaga 3</P></TD>
</TR>
</TABLE>
<P class="p1499 ft36"><SPAN class="ft4">En </SPAN>värdepapperscentral <SPAN class="ft4">får som kontoförande institut anta</SPAN></P>
<P class="p1500 ft3">1. <SPAN class="ft2">Riksbanken</SPAN>, andra central- banker, <SPAN class="ft2">Riksgäldskontoret </SPAN>och utländska offentliga institutioner som i sitt hemland driver verk- samhet som är jämförbar med Riksgäldskontorets,</P>
<P class="p372 ft4"><SPAN class="ft36">2. </SPAN>juridiska personer som <SPAN class="ft36">står under tillsyn av Finansinspektion- en, och</SPAN></P>
<P class="p1500 ft3">3. utländska juridiska personer som i sitt hemland står under motsvarande tillsyn som de juridiska personer som avses i 2 <SPAN class="ft2">och i övrigt är lämpliga att vidta registreringsåtgärder i avstäm- ningsregister hos </SPAN>värdepappers- centralen<SPAN class="ft2">.</SPAN></P>
<P class="p1501 ft3">De juridiska personer som anges i första stycket 2 och 3 ska ha en betryggande kapitalstyrka och teknisk och juridisk sakkunskap och i övrigt vara lämpliga att vidta registreringsåtgärder i avstäm- ningsregister hos värdepappers- centralen.</P>
<P class="p1502 ft2">2 §</P>
<P class="p82 ft2">Ett kontoförande institut får vidta registreringsåtgärder för egen</P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD class="tr27 td122"><P class="p20 ft2">räkning.</P></TD>
<TD class="tr27 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td117"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td10"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p113 ft3"><SPAN class="ft2">En </SPAN>central värdepappersförvar-</P></TD>
<TD class="tr26 td69"><P class="p60 ft2">En</P></TD>
<TD class="tr26 td117"><P class="p20 ft3">värdepapperscentral</P></TD>
<TD class="tr26 td10"><P class="p17 ft2">får</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft2"><SPAN class="ft3">are </SPAN>får medge följande juridiska</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p17 ft2">medge följande juridiska personer</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft2">personer rätt att som kontoförande</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p17 ft2">rätt att som kontoförande institut</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p113 ft2">institut vidta registreringsåtgärder</P></TD>
<TD class="tr26 td69"><P class="p20 ft2">vidta</P></TD>
<TD class="tr26 td117"><P class="p26 ft2">registreringsåtgärder</P></TD>
<TD class="tr26 td10"><P class="p17 ft2">för</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft2">för annans räkning:</P></TD>
<TD colspan=2 class="tr25 td156"><P class="p20 ft2">annans räkning:</P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td358"><P class="p60 ft2">1. Riksbanken och andra centralbanker,</P></TD>
<TD class="tr25 td117"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td359"><P class="p60 ft2">2. svenska och utländska clearingorganisationer,</P></TD>
<TD class="tr26 td10"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft3"><SPAN class="ft2">3. </SPAN>centrala värdepappersförvar-</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p17 ft3"><SPAN class="ft2">3. </SPAN>värdepapperscentraler som är</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft3">are samt utländska företag som i</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p17 ft3">auktoriserade i ett land inom</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft3">sitt hemland får driva verksamhet</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p17 ft3">Europeiska ekonomiska samar-</P></TD>
</TR>
</TABLE>
<P class="p163 ft2">491</P>
</DIV>
<DIV id="page_492">
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 3</P>
</DIV>
<DIV id="id_1_2">
<TABLE cellpadding=0 cellspacing=0 class="t132">
<TR>
<TD colspan=5 class="tr28 td124"><P class="p20 ft3">som är jämförbar med central</P></TD>
<TD colspan=8 class="tr28 td122"><P class="p38 ft3">betsområdet samt sådana värde-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td149"><P class="p20 ft3">kontoföring<SPAN class="ft2">, </SPAN>och</P></TD>
<TD class="tr26 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td145"><P class="p38 ft3">papperscentraler</P></TD>
<TD colspan=4 class="tr26 td133"><P class="p17 ft3">från tredjeland</P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td122"><P class="p38 ft3">som är erkända enligt artikel 25 i</P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td122"><P class="p38 ft3">förordning (EU) nr 909/2014, i</P></TD>
</TR>
<TR>
<TD class="tr26 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td208"><P class="p38 ft3">den ursprungliga lydelsen,</P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td167"><P class="p60 ft2">4. värdepappersinstitut</P></TD>
<TD class="tr25 td55"><P class="p17 ft2">samt</P></TD>
<TD colspan=6 class="tr25 td189"><P class="p222 ft2">4. värdepappersinstitut</P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p17 ft2">samt</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p20 ft2">utländska företag som i sitt</P></TD>
<TD colspan=8 class="tr25 td122"><P class="p38 ft2">utländska företag som i sitt</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td124"><P class="p20 ft2">hemland får <SPAN class="ft3">bedriva </SPAN>värdepappers-</P></TD>
<TD colspan=8 class="tr26 td122"><P class="p38 ft2">hemland får <SPAN class="ft3">driva </SPAN>värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p20 ft2">rörelse<SPAN class="ft3">.</SPAN></P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td28"><P class="p38 ft2">rörelse<SPAN class="ft3">,</SPAN></P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td155"><P class="p222 ft3">5. fondbolag</P></TD>
<TD colspan=2 class="tr25 td65"><P class="p61 ft28">och</P></TD>
<TD colspan=3 class="tr25 td52"><P class="p17 ft28">förvaltnings-</P></TD>
</TR>
<TR>
<TD class="tr26 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td122"><P class="p38 ft3">bolag enligt lagen (2004:46) om</P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td59"><P class="p38 ft3">värdepappersfonder,</P></TD>
<TD colspan=3 class="tr25 td52"><P class="p17 ft3">såvitt gäller</P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td28"><P class="p38 ft3">andelar</P></TD>
<TD class="tr25 td61"><P class="p70 ft3">i</P></TD>
<TD class="tr25 td100"><P class="p76 ft3">en</P></TD>
<TD colspan=5 class="tr25 td97"><P class="p17 ft3">värdepappersfond</P></TD>
</TR>
<TR>
<TD class="tr26 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr26 td189"><P class="p38 ft3">eller ett fondföretag, och</P></TD>
<TD class="tr26 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td189"><P class="p222 ft3">6. <NOBR>AIF-förvaltare</NOBR> som</P></TD>
<TD colspan=2 class="tr25 td104"><P class="p17 ft3">avses i</P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td122"><P class="p38 ft3">3 kap. 1 § och 5 kap. <NOBR>1–9</NOBR> §§ lagen</P></TD>
</TR>
<TR>
<TD class="tr26 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td171"><P class="p38 ft3">(2013:561)</P></TD>
<TD colspan=2 class="tr26 td65"><P class="p32 ft3">om</P></TD>
<TD colspan=3 class="tr26 td49"><P class="p76 ft3">förvaltare</P></TD>
<TD class="tr26 td72"><P class="p17 ft3">av</P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td122"><P class="p38 ft3">alternativa investeringsfonder, så-</P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td122"><P class="p38 ft3">vitt gäller andelar eller aktier i en</P></TD>
</TR>
<TR>
<TD class="tr26 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td122"><P class="p38 ft3">av förvaltaren förvaltad alternativ</P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td145"><P class="p38 ft3">investeringsfond.</P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">Utländska företag som avses i</P></TD>
<TD colspan=8 class="tr25 td122"><P class="p222 ft2">Utländska företag som avses i</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td124"><P class="p20 ft2">andra stycket <NOBR>2<SPAN class="ft3">–</SPAN>4</NOBR> <SPAN class="ft3">skall </SPAN>i hem-</P></TD>
<TD colspan=8 class="tr26 td122"><P class="p38 ft2">andra stycket 2 <SPAN class="ft3">och </SPAN>4 <SPAN class="ft3">ska </SPAN>i</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p20 ft2">landet stå under betryggande till-</P></TD>
<TD colspan=2 class="tr25 td171"><P class="p38 ft2">hemlandet</P></TD>
<TD class="tr25 td100"><P class="p20 ft2">stå</P></TD>
<TD colspan=2 class="tr25 td65"><P class="p71 ft2">under</P></TD>
<TD colspan=3 class="tr25 td52"><P class="p17 ft2">betryggande</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p20 ft2">syn av myndighet eller annat</P></TD>
<TD colspan=8 class="tr25 td122"><P class="p38 ft2">tillsyn av <SPAN class="ft3">en </SPAN>myndighet eller <SPAN class="ft3">något</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr27 td90"><P class="p20 ft31">behörigt organ.</P></TD>
<TD class="tr27 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr27 td59"><P class="p38 ft2">annat behörigt organ.</P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr38 td208"><P class="p38 ft55">Kriterier för antagande av</P></TD>
<TD class="tr38 td72"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr27 td59"><P class="p38 ft55">kontoförande institut</P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td28"><P class="p20 ft2">3 §</P></TD>
<TD class="tr38 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td72"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td124"><P class="p17 ft3">Om den centrala värdepappers-</P></TD>
<TD class="tr26 td28"><P class="p222 ft3">En</P></TD>
<TD colspan=6 class="tr26 td17"><P class="p97 ft28">värdepapperscentral</P></TD>
<TD class="tr26 td72"><P class="p17 ft3">ska</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p20 ft3">förvararen antar ett kontoförande</P></TD>
<TD colspan=8 class="tr25 td122"><P class="p38 ft3">tillämpa de krav för deltagande</P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p20 ft3">institut,</P></TD>
<TD class="tr25 td27"><P class="p66 ft28">skall</P></TD>
<TD colspan=3 class="tr25 td190"><P class="p17 ft3">värdepappersför-</P></TD>
<TD colspan=8 class="tr25 td122"><P class="p38 ft3">som anges i artikel 33.1 i förord-</P></TD>
</TR>
<TR>
<TD class="tr26 td104"><P class="p20 ft3">vararen</P></TD>
<TD colspan=4 class="tr26 td231"><P class="p17 ft3">tillämpa principerna om</P></TD>
<TD colspan=8 class="tr26 td122"><P class="p38 ft3">ning (EU) nr 909/2014, i den</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p20 ft3"><SPAN class="ft55">fritt tillträde, </SPAN>som innebär att var</P></TD>
<TD colspan=3 class="tr25 td155"><P class="p38 ft3">ursprungliga</P></TD>
<TD colspan=3 class="tr25 td28"><P class="p20 ft3">lydelsen,</P></TD>
<TD class="tr25 td16"><P class="p20 ft3">när</P></TD>
<TD class="tr25 td72"><P class="p17 ft3">den</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p20 ft3">och en som uppfyller de krav som</P></TD>
<TD colspan=7 class="tr25 td208"><P class="p38 ft3">antar kontoförande institut.</P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td124"><P class="p20 ft3">ställs i denna lag och av den</P></TD>
<TD class="tr26 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p20 ft3">centrala</P></TD>
<TD colspan=4 class="tr25 td231"><P class="p17 ft3">värdepappersförvararen</P></TD>
<TD class="tr25 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td90"><P class="p20 ft3">skall antas</P></TD>
<TD class="tr25 td35"><P class="p20 ft3">som</P></TD>
<TD colspan=2 class="tr25 td101"><P class="p17 ft28">kontoförande</P></TD>
<TD class="tr25 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td90"><P class="p20 ft3">institut, och</P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td90"><P class="p60 ft55">neutralitet,</P></TD>
<TD class="tr25 td35"><P class="p42 ft3">som</P></TD>
<TD class="tr25 td114"><P class="p42 ft3">innebär</P></TD>
<TD class="tr25 td55"><P class="p17 ft3">att</P></TD>
<TD class="tr25 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p20 ft3">regler som ställs upp av den</P></TD>
<TD class="tr25 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td104"><P class="p20 ft3">centrala</P></TD>
<TD colspan=4 class="tr26 td231"><P class="p17 ft3">värdepappersförvararen</P></TD>
<TD class="tr26 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p20 ft3">utformas och tillämpas på ett</P></TD>
<TD class="tr25 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr27 td90"><P class="p20 ft3">likformigt sätt.</P></TD>
<TD class="tr27 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">492</P>
</DIV>
</DIV>
<DIV id="page_493">
<DIV id="id_1">
<TABLE cellpadding=0 cellspacing=0 class="t59">
<TR>
<TD class="tr2 td124"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr2 td25"><P class="p29 ft3"><SPAN class="ft55">Skyldighet att lämna upplysningar </SPAN><SPAN class="ft2">Prop. 2015/16:10</SPAN></P></TD>
</TR>
<TR>
<TD class="tr27 td124"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td219"><P class="p29 ft55">till värdepapperscentralen</P></TD>
<TD class="tr27 td86"><P class="p474 ft2">Bilaga 3</P></TD>
</TR>
<TR>
<TD rowspan=2 class="tr44 td124"><P class="p17 ft2">Ett kontoförande institut <SPAN class="ft3">skall</SPAN></P></TD>
<TD class="tr41 td137"><P class="p20 ft2">4 §</P></TD>
<TD class="tr41 td126"><P class="p20 ft6"> </P></TD>
<TD rowspan=2 class="tr44 td86"><P class="p181 ft28">ska</P></TD>
</TR>
<TR>
<TD class="tr25 td137"><P class="p222 ft2">Ett</P></TD>
<TD class="tr25 td126"><P class="p20 ft2">kontoförande institut</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p17 ft3"><SPAN class="ft2">lämna </SPAN>den centrala värdepappers-</P></TD>
<TD class="tr25 td137"><P class="p29 ft2">lämna</P></TD>
<TD class="tr25 td126"><P class="p1 ft3">värdepapperscentralen</P></TD>
<TD class="tr25 td86"><P class="p181 ft2">de</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p17 ft2"><SPAN class="ft3">förvararen </SPAN>de upplysningar som</P></TD>
<TD colspan=3 class="tr25 td25"><P class="p29 ft2">upplysningar som behövs för att</P></TD>
</TR>
<TR>
<TD class="tr26 td124"><P class="p17 ft2">behövs för att <SPAN class="ft3">denne skall </SPAN>kunna</P></TD>
<TD colspan=3 class="tr26 td25"><P class="p29 ft2"><SPAN class="ft3">den ska </SPAN>kunna fullgöra sina</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p17 ft2">fullgöra sina uppgifter enligt denna</P></TD>
<TD colspan=3 class="tr25 td25"><P class="p29 ft2">uppgifter enligt denna lag eller</P></TD>
</TR>
<TR>
<TD class="tr27 td124"><P class="p255 ft2">lag eller andra författningar.</P></TD>
<TD colspan=2 class="tr27 td219"><P class="p29 ft2">andra författningar.</P></TD>
<TD class="tr27 td86"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p256 ft56">Upphörande av rätt att vara kontoförande institut</P>
<P class="p257 ft2">5 §</P>
</DIV>
<DIV id="id_2">
<DIV id="id_2_1">
<P class="p117 ft2">Om ett kontoförande institut inte längre uppfyller de krav som anges i 1 §, <SPAN class="ft3">skall den centrala värdepappersförvararen </SPAN>besluta att institutet inte har rätt att vara kontoförande institut.</P>
<P class="p258 ft3"><SPAN class="ft2">En </SPAN>central värdepappersförvar- are <SPAN class="ft2">får även meddela ett beslut </SPAN>som avses i första stycket<SPAN class="ft2">, om ett kontoförande institut trots upp- maning från </SPAN>den centrala värde- pappersförvararen <SPAN class="ft2">inte lämnar de uppgifter som avses i 4 §.</SPAN></P>
</DIV>
<DIV id="id_2_2">
<P class="p117 ft4">Om ett kontoförande institut inte längre uppfyller de krav som anges i 1 §, <SPAN class="ft36">ska värdepapperscentralen </SPAN>besluta att institutet inte har rätt att vara kontoförande institut.</P>
<P class="p259 ft36"><SPAN class="ft4">En </SPAN>värdepapperscentral <SPAN class="ft4">får även meddela ett </SPAN>sådant <SPAN class="ft4">beslut, om ett kontoförande institut trots upp- maning från </SPAN>värdepapperscentral- en <SPAN class="ft4">inte lämnar de uppgifter som avses i 4 §.</SPAN></P>
<P class="p260 ft60">Skyldighet att lämna upplysningar till Finansinspektionen</P>
</DIV>
</DIV>
<DIV id="id_3">
<P class="p16 ft2">6 §</P>
</DIV>
<DIV id="id_4">
<DIV id="id_4_1">
<P class="p117 ft2">Kontoförande institut som <SPAN class="ft3">inte står under Finansinspektionens tillsyn eller motsvarande tillsyn i hemlandet </SPAN>är skyldiga att lämna <SPAN class="ft3">inspektionen </SPAN>de uppgifter den begär som rör verksamheten som kontoförande institut.</P>
<P class="p258 ft4">Om ett kontoförande institut inte fullgör <SPAN class="ft36">sin skyldighet enligt första stycket</SPAN>, får Finansinspektionen förelägga institutet att lämna de begärda uppgifterna.</P>
</DIV>
<DIV id="id_4_2">
<P class="p117 ft4">Kontoförande institut som <SPAN class="ft36">avses i 1 § första stycket 2 och 3 </SPAN>är skyldiga att lämna <SPAN class="ft36">Finansinspek- tionen </SPAN>de uppgifter den begär som rör verksamheten som kontoför- ande institut.</P>
<P class="p261 ft4">Om ett kontoförande institut inte fullgör <SPAN class="ft36">skyldigheten</SPAN>, får Finans- inspektionen förelägga institutet att lämna de begärda uppgifterna.</P>
</DIV>
</DIV>
<DIV id="id_5">
<P class="p16 ft2">493</P>
</DIV>
</DIV>
<DIV id="page_494">
<DIV id="tx1"><SPAN class="ft4">En </SPAN><SPAN class="ft36">värdepapperscentral </SPAN><SPAN class="ft4">får medge </SPAN><SPAN class="ft36">följande </SPAN><SPAN class="ft4">juridiska personer rätt att registreras som förvaltare av finansiella instrument:</SPAN></DIV>
<DIV id="tx2"><SPAN class="ft36">1. de juridiska personer som avses i 2 § andra stycket </SPAN><NOBR><SPAN class="ft36">1–4,</SPAN></NOBR></DIV>
<DIV id="tx3"><SPAN class="ft36">2. Riksgäldskontoret och utländ- ska offentliga institutioner som i sitt hemland driver verksamhet som är jämförbar med Riksgälds- kontorets, samt</SPAN></DIV>
<DIV id="tx4"><SPAN class="ft28">3. kreditinstitut som är auktori- serade enligt Europaparlamentets och rådets direktiv 2013/36/EU av den 26 juni 2013 om behörighet att utöva verksamhet i kreditinstitut och om tillsyn av kreditinstitut och värdepappersföretag, om ändring av direktiv 2002/87/EG och om upphävande av direktiv 2006/48/EG och 2006/49/EG och kreditinstitut med huvudkontor i tredjeland som är auktoriserade i det landet.</SPAN></DIV>
<DIV id="tx5"><SPAN class="ft176">Vid medgivanden enligt första stycket ska värdepapperscentralen</SPAN></DIV>
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">494</P>
</DIV>
<DIV id="id_2">
<P class="p1503 ft56">Regler i förordning (EU) nr 909/2014 som tillämpas på kontoförande institut</P>
<P class="p1504 ft3">6 a §</P>
<P class="p1505 ft3">För kontoförande institut gäller artiklarna 29, 36 och 37.3 i för- ordning (EU) nr 909/2014, i den ursprungliga lydelsen. Det som anges om värdepapperscentraler i artiklarna 29 och 36 ska i stället avse institutet. Det som anges om avvecklingssystem i artikel 36 ska i stället avse verksamheten som kontoförande institut.</P>
<P class="p1506 ft3">6 b §</P>
<P class="p1505 ft36">Ett kontoförande institut får inte delegera till någon annan att utföra registreringsåtgärder i av- stämningsregister.</P>
<P class="p1507 ft55">Antagande av förvaltare</P>
<P class="p1508 ft4">7 § En <SPAN class="ft36">central värdepappersför-</SPAN></P>
<P class="p1443 ft4"><SPAN class="ft36">varare </SPAN>får medge <SPAN class="ft36">sådana </SPAN>juridiska personer <SPAN class="ft36">som avses i 2 § andra stycket </SPAN>rätt att registreras som förvaltare av finansiella instrument. <SPAN class="ft36">I sådana fall tillämpas de principer som anges i 3 §</SPAN>.</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_495">
<TABLE cellpadding=0 cellspacing=0 class="t54">
<TR>
<TD class="tr2 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td85"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td139"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr2 td123"><P class="p20 ft3">tillämpa de krav för deltagande</P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr26 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td85"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td139"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td123"><P class="p20 ft3">som anges i artikel 33.1 i förord-</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 3</P></TD>
</TR>
<TR>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td85"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td123"><P class="p20 ft3">ning (EU) nr 909/2014, i den ur-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td85"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td139"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr26 td108"><P class="p20 ft3">sprungliga lydelsen.</P></TD>
<TD class="tr26 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td222"><P class="p60 ft2">Ett medgivande</P></TD>
<TD colspan=2 class="tr25 td16"><P class="p20 ft2">att</P></TD>
<TD colspan=3 class="tr25 td81"><P class="p113 ft31">registreras</P></TD>
<TD class="tr25 td66"><P class="p60 ft2">Ett</P></TD>
<TD colspan=7 class="tr25 td43"><P class="p111 ft2">medgivande att registreras</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">som förvaltare får förenas med</P></TD>
<TD colspan=8 class="tr25 td123"><P class="p20 ft2">som förvaltare får förenas med</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft2">särskilda villkor för att tillgodose</P></TD>
<TD colspan=8 class="tr26 td123"><P class="p20 ft2">särskilda villkor för att tillgodose</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td141"><P class="p20 ft2">allmänna</P></TD>
<TD colspan=3 class="tr25 td125"><P class="p20 ft2">och enskilda</P></TD>
<TD colspan=3 class="tr25 td81"><P class="p113 ft2">intressen.</P></TD>
<TD colspan=2 class="tr25 td136"><P class="p20 ft2">allmänna</P></TD>
<TD colspan=2 class="tr25 td45"><P class="p61 ft31">och</P></TD>
<TD colspan=4 class="tr25 td224"><P class="p111 ft2">enskilda intressen.</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">Ett medgivande <SPAN class="ft3">skall </SPAN>återkallas av</P></TD>
<TD colspan=8 class="tr25 td123"><P class="p20 ft2">Ett medgivande <SPAN class="ft3">ska </SPAN>återkallas av</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft3">den centrala värdepappersförvar-</P></TD>
<TD colspan=6 class="tr25 td164"><P class="p20 ft3">värdepapperscentralen<SPAN class="ft2">,</SPAN></P></TD>
<TD class="tr25 td72"><P class="p20 ft2">om</P></TD>
<TD class="tr25 td66"><P class="p111 ft2">ett</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft2"><SPAN class="ft3">aren</SPAN>, om ett villkor för medgiv-</P></TD>
<TD colspan=2 class="tr26 td136"><P class="p20 ft2">villkor</P></TD>
<TD class="tr26 td20"><P class="p1 ft2">för</P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td36"><P class="p20 ft2">medgivandet</P></TD>
<TD class="tr26 td66"><P class="p111 ft2">har</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">andet har åsidosatts och avvikelsen</P></TD>
<TD colspan=8 class="tr25 td123"><P class="p20 ft2">åsidosatts och avvikelsen är betyd-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">är betydande eller om annars förut-</P></TD>
<TD colspan=8 class="tr25 td123"><P class="p20 ft2">ande eller om annars förutsätt-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td43"><P class="p20 ft2">sättningarna för medgivande</P></TD>
<TD class="tr26 td139"><P class="p113 ft2">inte</P></TD>
<TD colspan=2 class="tr26 td136"><P class="p20 ft2">ningarna</P></TD>
<TD colspan=2 class="tr26 td45"><P class="p77 ft2">för</P></TD>
<TD colspan=3 class="tr26 td36"><P class="p63 ft2">medgivande</P></TD>
<TD class="tr26 td66"><P class="p111 ft2">inte</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td222"><P class="p20 ft2">längre finns.</P></TD>
<TD class="tr31 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td139"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr31 td101"><P class="p20 ft2">längre finns.</P></TD>
<TD class="tr31 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td85"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td139"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr41 td123"><P class="p20 ft55">Skyldighet att lämna upplysningar</P></TD>
<TD class="tr41 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td85"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td139"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr31 td164"><P class="p20 ft57">till värdepapperscentralen</P></TD>
<TD class="tr31 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td85"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td57"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td88"><P class="p221 ft2">12 §<SPAN class="ft27">4</SPAN></P></TD>
<TD class="tr41 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">På begäran av <SPAN class="ft3">den centrala</SPAN></P></TD>
<TD colspan=8 class="tr25 td123"><P class="p60 ft2">På begäran av <SPAN class="ft3">värdepappers-</SPAN></P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td115"><P class="p20 ft3">värdepappersförvararen</P></TD>
<TD colspan=2 class="tr25 td45"><P class="p341 ft28">skall</P></TD>
<TD class="tr25 td139"><P class="p113 ft2">en</P></TD>
<TD colspan=8 class="tr25 td123"><P class="p20 ft2"><SPAN class="ft3">centralen ska </SPAN>en förvaltare lämna</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td141"><P class="p20 ft2">förvaltare</P></TD>
<TD class="tr26 td85"><P class="p64 ft2">lämna</P></TD>
<TD colspan=4 class="tr26 td135"><P class="p26 ft2">uppgifter</P></TD>
<TD class="tr26 td139"><P class="p113 ft2">till</P></TD>
<TD colspan=8 class="tr26 td123"><P class="p20 ft3"><SPAN class="ft2">uppgifter till </SPAN>värdepapperscentral-</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td115"><P class="p20 ft3">värdepappersförvararen</P></TD>
<TD colspan=2 class="tr25 td45"><P class="p341 ft2">om</P></TD>
<TD class="tr25 td139"><P class="p113 ft2">de</P></TD>
<TD colspan=8 class="tr25 td123"><P class="p20 ft2"><SPAN class="ft3">en </SPAN>om de aktieägare vars aktier</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">aktieägare vars aktier <SPAN class="ft3">han </SPAN>förvalt-</P></TD>
<TD colspan=8 class="tr25 td123"><P class="p20 ft2"><SPAN class="ft3">den </SPAN>förvaltar. Uppgifterna <SPAN class="ft3">ska </SPAN>avse</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft2">ar. Uppgifterna <SPAN class="ft3">skall </SPAN>avse aktie-</P></TD>
<TD colspan=8 class="tr26 td123"><P class="p20 ft2">aktieägarnas namn och person-</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">ägarnas namn och personnummer,</P></TD>
<TD colspan=2 class="tr25 td136"><P class="p20 ft2">nummer,</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td40"><P class="p111 ft2">organisationsnummer</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td187"><P class="p20 ft2">organisationsnummer</P></TD>
<TD colspan=2 class="tr25 td95"><P class="p76 ft2">eller</P></TD>
<TD colspan=2 class="tr25 td114"><P class="p113 ft31">annat</P></TD>
<TD class="tr25 td66"><P class="p20 ft2">eller</P></TD>
<TD colspan=2 class="tr25 td95"><P class="p26 ft2">annat</P></TD>
<TD colspan=5 class="tr25 td40"><P class="p111 ft2">identifieringsnummer</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td187"><P class="p20 ft2">identifieringsnummer</P></TD>
<TD colspan=2 class="tr26 td95"><P class="p76 ft2">samt</P></TD>
<TD colspan=2 class="tr26 td114"><P class="p113 ft2">post-</P></TD>
<TD class="tr26 td66"><P class="p20 ft2">samt</P></TD>
<TD colspan=6 class="tr26 td153"><P class="p20 ft2">postadress. Förvaltaren</P></TD>
<TD class="tr26 td66"><P class="p111 ft3">ska</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">adress. Förvaltaren <SPAN class="ft3">skall </SPAN>dessutom</P></TD>
<TD colspan=8 class="tr25 td123"><P class="p20 ft2">dessutom ange det antal aktier av</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">ange det antal aktier av olika slag</P></TD>
<TD colspan=8 class="tr25 td123"><P class="p20 ft2">olika slag som varje aktieägare</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft2">som varje aktieägare äger. Upp-</P></TD>
<TD class="tr26 td66"><P class="p20 ft2">äger.</P></TD>
<TD colspan=4 class="tr26 td56"><P class="p1470 ft2">Uppgifterna</P></TD>
<TD colspan=3 class="tr26 td76"><P class="p111 ft3">ska <SPAN class="ft2">avse</SPAN></P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td222"><P class="p20 ft2">gifterna <SPAN class="ft3">skall </SPAN>avse</P></TD>
<TD colspan=5 class="tr25 td138"><P class="p113 ft2">förhållandena</P></TD>
<TD colspan=4 class="tr25 td118"><P class="p20 ft2">förhållandena</P></TD>
<TD class="tr25 td54"><P class="p20 ft2">vid</P></TD>
<TD class="tr25 td163"><P class="p105 ft31">den</P></TD>
<TD colspan=2 class="tr25 td28"><P class="p111 ft2">tidpunkt</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">vid den tidpunkt som <SPAN class="ft3">den centrala</SPAN></P></TD>
<TD class="tr25 td66"><P class="p20 ft2">som</P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td150"><P class="p111 ft3">värdepapperscentralen</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td115"><P class="p20 ft3">värdepappersförvararen</P></TD>
<TD colspan=3 class="tr26 td81"><P class="p113 ft2">bestäm-</P></TD>
<TD colspan=3 class="tr26 td101"><P class="p20 ft2">bestämmer.</P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td141"><P class="p20 ft2">mer.</P></TD>
<TD class="tr25 td85"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft3">Den centrala värdepappersför-</P></TD>
<TD colspan=6 class="tr25 td164"><P class="p60 ft3">Värdepapperscentralen</P></TD>
<TD class="tr25 td72"><P class="p66 ft3">ska</P></TD>
<TD class="tr25 td66"><P class="p111 ft2">på</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft2"><SPAN class="ft3">vararen skall </SPAN>på begäran av ett</P></TD>
<TD colspan=2 class="tr26 td136"><P class="p20 ft2">begäran</P></TD>
<TD class="tr26 td20"><P class="p20 ft2">av</P></TD>
<TD class="tr26 td68"><P class="p67 ft31">ett</P></TD>
<TD colspan=4 class="tr26 td224"><P class="p111 ft2">avstämningsbolag</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">avstämningsbolag kräva in sådana</P></TD>
<TD colspan=8 class="tr25 td123"><P class="p20 ft2">kräva in sådana uppgifter om</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td141"><P class="p20 ft2">uppgifter</P></TD>
<TD colspan=3 class="tr25 td125"><P class="p20 ft2">om bolagets</P></TD>
<TD colspan=3 class="tr25 td81"><P class="p113 ft2">aktieägare</P></TD>
<TD colspan=8 class="tr25 td123"><P class="p20 ft2">bolagets aktieägare som avses i</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td161"><P class="p20 ft2">som avses i första stycket.</P></TD>
<TD class="tr26 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td139"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td118"><P class="p20 ft2">första stycket.</P></TD>
<TD class="tr26 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td187"><P class="p60 ft2">Avstämningsbolag</P></TD>
<TD colspan=3 class="tr25 td70"><P class="p20 ft2">har rätt</P></TD>
<TD class="tr25 td139"><P class="p113 ft2">att</P></TD>
<TD colspan=5 class="tr25 td108"><P class="p60 ft2">Avstämningsbolag</P></TD>
<TD class="tr25 td163"><P class="p64 ft2">har</P></TD>
<TD class="tr25 td72"><P class="p66 ft2">rätt</P></TD>
<TD class="tr25 td66"><P class="p111 ft2">att</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft3"><SPAN class="ft2">hos </SPAN>den centrala värdepappers-</P></TD>
<TD class="tr25 td66"><P class="p20 ft2">hos</P></TD>
<TD colspan=6 class="tr25 td153"><P class="p1 ft3">värdepapperscentralen</P></TD>
<TD class="tr25 td66"><P class="p111 ft2">få</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft2"><SPAN class="ft3">förvararen </SPAN>få tillgång till de upp-</P></TD>
<TD colspan=8 class="tr26 td123"><P class="p20 ft2">tillgång till de uppgifter som har</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">gifter som har lämnats om bolagets</P></TD>
<TD colspan=8 class="tr25 td123"><P class="p20 ft2">lämnats om bolagets aktieägare.</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td222"><P class="p20 ft2">aktieägare.</P></TD>
<TD class="tr31 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p115 ft35"><SPAN class="ft34">4 </SPAN>Senaste lydelse 2005:558.</P>
<P class="p99 ft2">495</P>
</DIV>
<DIV id="page_496">
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 3</P>
</DIV>
<DIV id="id_1_2">
<DIV id="id_1_2_1">
<P class="p211 ft4">Om det finns särskilda skäl, får Finansinspektionen medge förvaltare undantag från den uppgiftsskyldighet som följer av första och andra styckena.</P>
<TABLE cellpadding=0 cellspacing=0 class="t133">
<TR>
<TD class="tr43 td171"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td70"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr43 td205"><P class="p20 ft55">Aktieägarsammanställning</P></TD>
<TD class="tr43 td109"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td171"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td103"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td51"><P class="p474 ft2">13 §<SPAN class="ft27">5</SPAN></P></TD>
<TD class="tr41 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td109"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p30 ft3"><SPAN class="ft2">Hos </SPAN>den centrala värdepappers-</P></TD>
<TD colspan=4 class="tr26 td205"><P class="p87 ft3"><SPAN class="ft2">Hos </SPAN>värdepapperscentralen</P></TD>
<TD class="tr26 td109"><P class="p17 ft3">ska</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft3">förvararen skall <SPAN class="ft2">det för varje</SPAN></P></TD>
<TD class="tr25 td99"><P class="p20 ft2">det för</P></TD>
<TD colspan=4 class="tr25 td153"><P class="p17 ft2">varje avstämningsbolag</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td102"><P class="p20 ft2">avstämningsbolag</P></TD>
<TD colspan=2 class="tr26 td114"><P class="p64 ft2">finnas</P></TD>
<TD class="tr26 td70"><P class="p30 ft2">en</P></TD>
<TD colspan=2 class="tr26 td105"><P class="p20 ft2">finnas en</P></TD>
<TD colspan=2 class="tr26 td166"><P class="p20 ft2">sammanställning</P></TD>
<TD class="tr26 td109"><P class="p17 ft2">över</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">sammanställning över aktieägare</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">aktieägare med mer än femhundra</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">med mer än femhundra förvaltar-</P></TD>
<TD colspan=3 class="tr25 td102"><P class="p20 ft2">förvaltarregistrerade</P></TD>
<TD class="tr25 td99"><P class="p41 ft2">aktier</P></TD>
<TD class="tr25 td109"><P class="p17 ft2">i</P></TD>
</TR>
<TR>
<TD class="tr25 td171"><P class="p20 ft2">registrerade</P></TD>
<TD class="tr25 td27"><P class="p20 ft2">aktier</P></TD>
<TD class="tr25 td94"><P class="p30 ft2">i</P></TD>
<TD colspan=2 class="tr25 td28"><P class="p30 ft2">bolaget.</P></TD>
<TD class="tr25 td99"><P class="p20 ft2">bolaget.</P></TD>
<TD colspan=3 class="tr25 td102"><P class="p20 ft2">Sammanställningen</P></TD>
<TD class="tr25 td109"><P class="p17 ft3">ska</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p30 ft2">Sammanställningen <SPAN class="ft3">skall </SPAN>innehålla</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">innehålla de uppgifter som anges i</P></TD>
</TR>
<TR>
<TD class="tr25 td171"><P class="p20 ft2">de uppgifter</P></TD>
<TD class="tr25 td27"><P class="p26 ft2">som</P></TD>
<TD class="tr25 td94"><P class="p19 ft31">anges</P></TD>
<TD class="tr25 td103"><P class="p66 ft2">i</P></TD>
<TD class="tr25 td70"><P class="p30 ft2">12 §</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">12 § första stycket. En utskrift av</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">första stycket. En utskrift av</P></TD>
<TD colspan=3 class="tr25 td102"><P class="p20 ft2">sammanställningen</P></TD>
<TD colspan=2 class="tr25 td116"><P class="p17 ft2"><SPAN class="ft3">ska </SPAN>hållas</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td102"><P class="p20 ft2">sammanställningen</P></TD>
<TD class="tr26 td94"><P class="p19 ft3">skall</P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td70"><P class="p30 ft2">hållas</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">tillgänglig för var och en hos</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">tillgänglig för var och en hos</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">bolaget och hos <SPAN class="ft3">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">bolaget och hos <SPAN class="ft3">den centrala</SPAN></P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2"><SPAN class="ft3">centralen</SPAN>. Utskriften får inte vara</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p30 ft3">värdepappersförvararen<SPAN class="ft2">. Utskrift-</SPAN></P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">äldre än tre månader. Var och en</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">en får inte vara äldre än tre</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">som begär det har vid var tid rätt</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">månader. Var och en som begär</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">att mot ersättning för kostnaderna</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p30 ft2">det har vid var tid rätt att mot</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">få en aktuell utskrift av samman-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">ersättning för kostnaderna få en</P></TD>
<TD colspan=2 class="tr25 td105"><P class="p20 ft2">ställningen</P></TD>
<TD class="tr25 td114"><P class="p135 ft2">från</P></TD>
<TD colspan=2 class="tr25 td116"><P class="p17 ft28">värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">aktuell utskrift av sammanställ-</P></TD>
<TD class="tr25 td99"><P class="p20 ft28">centralen<SPAN class="ft31">.</SPAN></P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p30 ft3"><SPAN class="ft2">ningen från </SPAN>den centrala värde-</P></TD>
<TD class="tr26 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td109"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td102"><P class="p20 ft3">pappersförvararen<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr31 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td109"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p1509 ft29"><SPAN class="ft177">4</SPAN><SPAN class="ft178">kap.</SPAN></P>
<P class="p1510 ft2">1 §</P>
</DIV>
<DIV id="id_1_2_2">
<DIV id="id_1_2_2_1">
<P class="p117 ft2">Avstämningsregister består av avstämningskonton som läggs upp för ägare av finansiella instrument som registreras enligt denna lag. Sådana register förs med hjälp av automatiserad behandling. <SPAN class="ft3">Den centrala värdepappersförvararen</SPAN></P>
<P class="p765 ft2">är personuppgiftsansvarig enligt personuppgiftslagen (1998:204) för den behandling av personupp- gifter som <SPAN class="ft3">värdepappersförvarar- en </SPAN>utför.</P>
<P class="p258 ft4">Om inget annat följer av denna lag <SPAN class="ft36">eller </SPAN>av föreskrifter som med- delats med stöd av lagen, tillämpas personuppgiftslagen vid behand- ling av personuppgifter om ägare</P>
</DIV>
<DIV id="id_1_2_2_2">
<P class="p117 ft2">Avstämningsregister består av avstämningskonton som läggs upp för ägare av finansiella instrument som registreras enligt denna lag. Sådana register förs med hjälp av automatiserad behandling. <SPAN class="ft3">Värde- papperscentralen </SPAN>är personupp- giftsansvarig enligt personupp- giftslagen (1998:204) för den be- handling av personuppgifter som <SPAN class="ft3">värdepapperscentralen </SPAN>utför.</P>
<P class="p308 ft4">Om inget annat följer av denna lag<SPAN class="ft36">, </SPAN>av föreskrifter som meddelats med stöd av lagen, av <SPAN class="ft36">förordning (EU) nr 909/2014, i den ursprung- liga lydelsen, eller av rättsakter</SPAN></P>
</DIV>
</DIV>
</DIV>
</DIV>
<DIV id="id_2">
<P class="p272 ft35"><SPAN class="ft34">5 </SPAN>Senaste lydelse 2005:558.</P>
<P class="p1433 ft2">496</P>
</DIV>
</DIV>
<DIV id="page_497">
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p16 ft22">och innehavare av särskild rätt till finansiella instrument.</P>
</DIV>
<DIV id="id_1_2">
<P class="p16 ft36">som har antagits med stöd av <SPAN class="ft4">Prop. 2015/16:10 </SPAN>förordningen<SPAN class="ft4">, tillämpas person- Bilaga 3 uppgiftslagen vid behandling av</SPAN></P>
<P class="p138 ft4">personuppgifter om ägare och innehavare av särskild rätt till finansiella instrument.</P>
</DIV>
</DIV>
<DIV id="id_2">
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD class="tr43 td122"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr43 td124"><P class="p20 ft53">Aktier i avstämningsbolag</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr41 td360"><P class="p1511 ft2">2 §<SPAN class="ft27">6</SPAN></P></TD>
<TD class="tr41 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td51"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p113 ft3">Aktier i ett avstämningsbolag</P></TD>
<TD colspan=3 class="tr26 td124"><P class="p17 ft2">Aktier i svenska bolag som inte</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft3">ska vara registrerade i ett avstäm-</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p20 ft2">är avstämningsbolag får inte</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft3">ningsregister för bolaget. <SPAN class="ft2">Aktier i</SPAN></P></TD>
<TD colspan=3 class="tr25 td124"><P class="p20 ft2">registreras i avstämningsregister. <SPAN class="ft3">I</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p113 ft2">svenska bolag som inte är avstäm-</P></TD>
<TD class="tr26 td18"><P class="p20 ft3">1 kap.</P></TD>
<TD class="tr26 td69"><P class="p94 ft3">10 §</P></TD>
<TD class="tr26 td51"><P class="p17 ft3">aktiebolagslagen</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft2">ningsbolag får inte registreras i</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p20 ft3">(2005:551) finns bestämmelser om</P></TD>
</TR>
<TR>
<TD class="tr32 td122"><P class="p1512 ft100">avstämningsregister.</P></TD>
<TD colspan=3 class="tr32 td124"><P class="p20 ft39">aktier i avstämningsbolag.</P></TD>
</TR>
</TABLE>
<P class="p140 ft2">Bestämmelserna i denna lag om aktier i avstämningsbolag tillämpas</P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD colspan=3 class="tr31 td352"><P class="p20 ft2">också på följande rättigheter i sådana bolag, nämligen</P></TD>
<TD class="tr31 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td72"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p60 ft2">1. fondaktierätt och teckningsrätt</P></TD>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">1. fondaktierätt och teckningsrätt</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p20 ft2">som avses i 11 kap. 4 § aktie-</P></TD>
<TD class="tr26 td98"><P class="p20 ft2">som</P></TD>
<TD class="tr26 td104"><P class="p20 ft2">avses</P></TD>
<TD class="tr26 td16"><P class="p20 ft2">i</P></TD>
<TD class="tr26 td104"><P class="p20 ft2">11 kap.</P></TD>
<TD class="tr26 td72"><P class="p17 ft2">4 §</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft2">bolagslagen <SPAN class="ft3">(2005:551) </SPAN>samt före-</P></TD>
<TD colspan=2 class="tr25 td128"><P class="p20 ft2">aktiebolagslagen</P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td104"><P class="p26 ft2">samt</P></TD>
<TD class="tr25 td72"><P class="p17 ft2">före-</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft2">trädesrätt att delta i emission som</P></TD>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">trädesrätt att delta i emission som</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p20 ft2">avses i 11 kap. 8 § andra stycket</P></TD>
<TD colspan=5 class="tr26 td124"><P class="p17 ft2">avses i 11 kap. 8 § andra stycket</P></TD>
</TR>
<TR>
<TD class="tr32 td122"><P class="p20 ft15">aktiebolagslagen,</P></TD>
<TD colspan=3 class="tr32 td108"><P class="p20 ft15">aktiebolagslagen,</P></TD>
<TD class="tr32 td104"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td72"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p48 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">rätt på grund av teckning av aktier vid nyemission av aktier enligt 13 kap. aktiebolagslagen, samt</SPAN></P>
<P class="p83 ft4"><SPAN class="ft2">3.</SPAN><SPAN class="ft30">rätt på grund av teckning av aktier med utnyttjande av optionsrätt enligt 14 kap. aktiebolagslagen.</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t61">
<TR>
<TD class="tr43 td160"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td24"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td28"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr43 td221"><P class="p29 ft53">Skuldförbindelser</P></TD>
<TD class="tr43 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td16"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD rowspan=2 class="tr44 td160"><P class="p60 ft3"><SPAN class="ft2">En </SPAN>central</P></TD>
<TD colspan=2 rowspan=2 class="tr44 td102"><P class="p17 ft28">värdepappersförvar-</P></TD>
<TD class="tr41 td49"><P class="p20 ft2">3 §</P></TD>
<TD colspan=3 rowspan=2 class="tr44 td187"><P class="p20 ft3">värdepapperscentral</P></TD>
<TD class="tr41 td16"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td49"><P class="p222 ft2">En</P></TD>
<TD class="tr25 td16"><P class="p17 ft2">får</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td124"><P class="p20 ft2"><SPAN class="ft3">are </SPAN>får registrera skuldförbindelser</P></TD>
<TD colspan=4 class="tr25 td162"><P class="p29 ft2">registrera skuldförbindelser</P></TD>
<TD class="tr25 td16"><P class="p17 ft2">eller</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td124"><P class="p20 ft2">eller andra svenska eller utländska</P></TD>
<TD class="tr26 td49"><P class="p29 ft2">andra</P></TD>
<TD class="tr26 td70"><P class="p20 ft2">svenska</P></TD>
<TD class="tr26 td95"><P class="p135 ft2">eller</P></TD>
<TD colspan=2 class="tr26 td28"><P class="p17 ft2">utländska</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td124"><P class="p20 ft2">finansiella instrument i ett avstäm-</P></TD>
<TD colspan=5 class="tr25 td122"><P class="p29 ft2">finansiella instrument i ett avstäm-</P></TD>
</TR>
<TR>
<TD class="tr25 td160"><P class="p20 ft2">ningsregister</P></TD>
<TD class="tr25 td24"><P class="p122 ft2">för</P></TD>
<TD class="tr25 td28"><P class="p17 ft2">emittenten.</P></TD>
<TD colspan=2 class="tr25 td97"><P class="p29 ft2">ningsregister</P></TD>
<TD class="tr25 td95"><P class="p20 ft2">för</P></TD>
<TD colspan=2 class="tr25 td28"><P class="p17 ft2">emittenten.</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td124"><P class="p20 ft2">Bestämmelserna i denna lag om</P></TD>
<TD colspan=5 class="tr26 td122"><P class="p29 ft2">Bestämmelserna i denna lag om</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td124"><P class="p20 ft2">skuldförbindelser gäller i tillämp-</P></TD>
<TD colspan=5 class="tr25 td122"><P class="p29 ft2">skuldförbindelser gäller i tillämp-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td124"><P class="p20 ft2">liga delar även andra finansiella</P></TD>
<TD colspan=5 class="tr25 td122"><P class="p29 ft2">liga delar även andra finansiella</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td124"><P class="p20 ft2">instrument än sådana som avses i</P></TD>
<TD colspan=5 class="tr26 td122"><P class="p29 ft2">instrument än sådana som avses i</P></TD>
</TR>
<TR>
<TD class="tr31 td160"><P class="p20 ft2">2 §.</P></TD>
<TD class="tr31 td24"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td49"><P class="p29 ft2">2 §.</P></TD>
<TD class="tr31 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td16"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p1513 ft35"><SPAN class="ft34">6 </SPAN>Senaste lydelse 2010:2062.</P>
<P class="p99 ft2">497</P>
</DIV>
</DIV>
<DIV id="page_498">
<DIV id="tx1"><SPAN class="ft53">Förbud mot utfärdande av vissa handlingar</SPAN></DIV>
<DIV id="tx2"><SPAN class="ft2">Registrering enligt 2 eller 3 § sker enligt avtal mellan </SPAN><SPAN class="ft3">värde- papperscentralen </SPAN><SPAN class="ft2">och emittenten. Om de finansiella instrumenten har utfärdats i ett annat land än Sverige, får sådan registrering också ske enligt avtal mellan </SPAN><SPAN class="ft3">värdepapperscentralen </SPAN><SPAN class="ft2">och </SPAN><SPAN class="ft3">en utländsk värdepapperscentral eller en värdepapperscentral från tredjeland </SPAN><SPAN class="ft2">i det landet, om de finansiella instrumenten har avskilts för sådant ändamål.</SPAN></DIV>
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">498</P>
</DIV>
<DIV id="id_2">
<P class="p1514 ft53">Avtal om registrering</P>
<P class="p1515 ft2">4 §<SPAN class="ft27">7 </SPAN>Registrering enligt 2 eller 3 §<SPAN class="ft3">§</SPAN></P>
<P class="p1443 ft2">sker enligt avtal mellan <SPAN class="ft3">den centrala värdepappersförvararen </SPAN>och emittenten. Om de finansiella instrumenten har utfärdats i ett annat land än Sverige, får sådan registrering också ske enligt avtal mellan <SPAN class="ft3">den centrala värdepap- persförvararen </SPAN>och <SPAN class="ft3">företag med motsvarande uppgifter </SPAN>i det landet, om de finansiella instrumenten har avskilts för sådant ändamål.</P>
<P class="p1516 ft3">Samma finansiella instrument får inte registreras på avstäm- ningskonto hos mer än en svensk central värdepappersförvarare. Ett aktiebolag måste anlita samma centrala värdepappersförvarare för all registrering som avser aktier och sådana rättigheter i bolaget som avses i 2 § andra stycket.</P>
<P class="p1517 ft2">5 §<SPAN class="ft27">8</SPAN></P>
<P class="p368 ft2">För finansiella instrument som registreras enligt denna lag får inte utfärdas aktiebrev, emissionsbevis, interimsbevis, teckningsoptionsbevis eller optionsbevis som avses i aktiebolagslagen (2005:551) eller skulde- brev eller motsvarande handling. Har en sådan handling utfärdats, gäller den inte som förbindelse. Bestämmelserna i aktiebolagslagen gäller inte heller för handlingen.</P>
<P class="p339 ft2">Första stycket tillämpas inte i fråga om finansiella instrument utfärdade</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD colspan=3 class="tr34 td186"><P class="p20 ft2">i ett annat land än Sverige.</P></TD>
<TD class="tr34 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr34 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr34 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr34 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr34 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr34 td109"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td95"><P class="p60 ft2">Om</P></TD>
<TD colspan=2 class="tr25 td86"><P class="p20 ft2">aktiebrev, skuldebrev</P></TD>
<TD class="tr25 td63"><P class="p30 ft2">eller</P></TD>
<TD class="tr25 td65"><P class="p87 ft2">Om</P></TD>
<TD colspan=3 class="tr25 td131"><P class="p20 ft2">aktiebrev, skuldebrev</P></TD>
<TD class="tr25 td109"><P class="p17 ft2">eller</P></TD>
</TR>
<TR>
<TD class="tr26 td95"><P class="p20 ft2">annan</P></TD>
<TD class="tr26 td88"><P class="p42 ft31">motsvarande</P></TD>
<TD colspan=2 class="tr26 td144"><P class="p30 ft2">handling har</P></TD>
<TD class="tr26 td65"><P class="p20 ft2">annan</P></TD>
<TD colspan=2 class="tr26 td101"><P class="p42 ft2">motsvarande</P></TD>
<TD class="tr26 td64"><P class="p68 ft2">handling</P></TD>
<TD class="tr26 td109"><P class="p17 ft2">har</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td50"><P class="p20 ft2">utfärdats för ett sådant instrument</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">utfärdats för ett sådant instrument</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td50"><P class="p20 ft2">som avses i andra stycket ska</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">som avses i andra stycket ska</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td97"><P class="p20 ft2">handlingen vara</P></TD>
<TD class="tr26 td99"><P class="p26 ft2">inlämnad</P></TD>
<TD class="tr26 td63"><P class="p30 ft2">för</P></TD>
<TD colspan=2 class="tr26 td101"><P class="p20 ft2">handlingen</P></TD>
<TD class="tr26 td65"><P class="p42 ft2">vara</P></TD>
<TD class="tr26 td64"><P class="p20 ft2">inlämnad</P></TD>
<TD class="tr26 td109"><P class="p17 ft2">för</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td50"><P class="p20 ft3"><SPAN class="ft2">förvaring hos </SPAN>den centrala värde-</P></TD>
<TD colspan=2 class="tr25 td101"><P class="p20 ft2">förvaring</P></TD>
<TD class="tr25 td65"><P class="p20 ft2">hos</P></TD>
<TD colspan=2 class="tr25 td171"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr27 td97"><P class="p20 ft3">pappersförvararen</P></TD>
<TD class="tr27 td99"><P class="p20 ft2">eller för</P></TD>
<TD class="tr27 td63"><P class="p30 ft31">detta</P></TD>
<TD colspan=3 class="tr27 td222"><P class="p20 ft3">centralen <SPAN class="ft2">eller för</SPAN></P></TD>
<TD colspan=2 class="tr27 td171"><P class="p17 ft2">detta företags</P></TD>
</TR>
</TABLE>
<P class="p1518 ft35"><SPAN class="ft42">7</SPAN><SPAN class="ft43">Ändringen innebär bl.a. att andra stycket tas bort.</SPAN></P>
<P class="p157 ft35"><SPAN class="ft42">8</SPAN><SPAN class="ft43">Senaste lydelse 2010:2062.</SPAN></P>
</DIV>
</DIV>
</DIV>
<DIV id="page_499">
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p157 ft2">företags räkning innan registrering i avstämningsregister får ske, om det inte på annat sätt är säkerställt att handlingen inte kommer i omlopp. Handlingen ska vara kvar i sådant förvar så länge instrum- entet är registrerat i avstämnings- register.</P>
</DIV>
<DIV id="id_1_2">
<P class="p16 ft4">räkning innan registrering i Prop. 2015/16:10 avstämningsregister får ske, om Bilaga 3</P>
<P class="p313 ft4">det inte på annat sätt är säkerställt att handlingen inte kommer i omlopp. Handlingen ska vara kvar i sådant förvar så länge instrum- entet är registrerat i avstämnings- register.</P>
<P class="p1519 ft53">Aktiebolag som övergår till att bli avstämningsbolag</P>
</DIV>
</DIV>
<DIV id="id_2">
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD class="tr2 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td16"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td17"><P class="p1520 ft2">6 §<SPAN class="ft27">9</SPAN></P></TD>
<TD class="tr2 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td175"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td122"><P class="p113 ft2">I fråga om aktiebolag som</P></TD>
<TD colspan=3 class="tr26 td124"><P class="p17 ft2">I fråga om aktiebolag som</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p113 ft2">övergår till att bli avstämnings-</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p20 ft2">övergår till att bli avstämnings-</P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft2">bolag</P></TD>
<TD class="tr25 td95"><P class="p42 ft2">gäller</P></TD>
<TD colspan=3 class="tr25 td1"><P class="p113 ft2">följande. Behörighet</P></TD>
<TD class="tr25 td139"><P class="p20 ft2">bolag</P></TD>
<TD class="tr25 td35"><P class="p20 ft2">gäller</P></TD>
<TD class="tr25 td175"><P class="p17 ft2">följande. Behörighet</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td122"><P class="p113 ft2">att första gången antecknas som</P></TD>
<TD colspan=3 class="tr26 td124"><P class="p20 ft2">att första gången antecknas som</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p113 ft2">aktieägare eller förvaltare på ett</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p20 ft2">aktieägare eller förvaltare på ett</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p113 ft2">avstämningskonto tillkommer den</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p20 ft2">avstämningskonto tillkommer den</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td122"><P class="p113 ft2">som visar upp ett aktiebrev och</P></TD>
<TD colspan=3 class="tr26 td124"><P class="p20 ft2">som visar upp ett aktiebrev och</P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft2">enligt</P></TD>
<TD class="tr25 td95"><P class="p42 ft2">6 kap.</P></TD>
<TD class="tr25 td72"><P class="p178 ft2">8 §</P></TD>
<TD colspan=2 class="tr25 td134"><P class="p113 ft31">aktiebolagslagen</P></TD>
<TD colspan=2 class="tr25 td121"><P class="p20 ft2">enligt 6 kap.</P></TD>
<TD class="tr25 td175"><P class="p17 ft2">8 § aktiebolagslagen</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p113 ft2">(2005:551) eller på annat sätt</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p20 ft2">(2005:551) eller på annat sätt</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td121"><P class="p20 ft2">styrker sitt</P></TD>
<TD colspan=2 class="tr26 td104"><P class="p20 ft2">förvärv.</P></TD>
<TD class="tr26 td36"><P class="p113 ft2">Aktiebrevet</P></TD>
<TD class="tr26 td139"><P class="p20 ft2">styrker</P></TD>
<TD class="tr26 td35"><P class="p70 ft2">sitt</P></TD>
<TD class="tr26 td175"><P class="p17 ft2">förvärv. Aktiebrevet</P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft3">skall</P></TD>
<TD colspan=2 class="tr25 td78"><P class="p20 ft2">makuleras</P></TD>
<TD class="tr25 td16"><P class="p26 ft2">på</P></TD>
<TD class="tr25 td36"><P class="p113 ft31">betryggande</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p20 ft2"><SPAN class="ft3">ska </SPAN>makuleras på betryggande sätt</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p113 ft28"><SPAN class="ft31">sätt av </SPAN>den centrala värdepappers-</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p20 ft3"><SPAN class="ft2">av </SPAN>värdepapperscentralen<SPAN class="ft2">.</SPAN></P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td122"><P class="p113 ft3">förvararen<SPAN class="ft2">. </SPAN>Vad som nu har sagts</P></TD>
<TD class="tr26 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td175"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p113 ft3">tillämpas på motsvarande sätt i</P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td175"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft3">fråga</P></TD>
<TD class="tr25 td95"><P class="p87 ft3">om</P></TD>
<TD colspan=3 class="tr25 td1"><P class="p113 ft3">interimsbevis och</P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td175"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td122"><P class="p113 ft28">emissionsbevis som utfärdats av ett</P></TD>
<TD class="tr26 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td175"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p113 ft3">aktiebolag innan denna lag blev</P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td175"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr27 td207"><P class="p20 ft3">tillämplig på bolaget.</P></TD>
<TD class="tr27 td36"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td175"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td36"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td121"><P class="p20 ft53">Panthavare</P></TD>
<TD class="tr41 td175"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td16"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr40 td17"><P class="p1520 ft2">12 §</P></TD>
<TD class="tr40 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td175"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p113 ft2">En panthavare <SPAN class="ft3">är behörig att</SPAN></P></TD>
<TD colspan=3 class="tr25 td124"><P class="p17 ft2">En panthavare <SPAN class="ft3">får begära </SPAN>att <SPAN class="ft3">det</SPAN></P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p113 ft3">påkalla <SPAN class="ft2">att </SPAN>vad <SPAN class="ft2">som </SPAN>sägs <SPAN class="ft2">i </SPAN><NOBR><SPAN class="ft2">6</SPAN>–10</NOBR> §<SPAN class="ft2">§</SPAN></P></TD>
<TD colspan=3 class="tr25 td124"><P class="p20 ft2">som <SPAN class="ft3">anges </SPAN>i 6 § <SPAN class="ft3">ska </SPAN>tillämpas.</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td122"><P class="p113 ft2"><SPAN class="ft3">skall </SPAN>tillämpas. Kravet på upp-</P></TD>
<TD colspan=3 class="tr26 td124"><P class="p20 ft2">Kravet på uppvisande av aktiebrev</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p113 ft2">visande av aktiebrev eller annan</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p20 ft2">eller annan handling <SPAN class="ft3">ska i så fall</SPAN></P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p113 ft2">handling anses <SPAN class="ft3">därvid </SPAN>uppfyllt om</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p20 ft2">anses <SPAN class="ft3">vara </SPAN>uppfyllt om pant-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr27 td122"><P class="p20 ft2">panthavaren visar upp handlingen.</P></TD>
<TD colspan=3 class="tr27 td124"><P class="p20 ft2">havaren visar upp handlingen.</P></TD>
</TR>
<TR>
<TD class="tr40 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td36"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr40 td124"><P class="p20 ft53">Makulering av handlingar</P></TD>
</TR>
<TR>
<TD class="tr41 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td16"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td17"><P class="p1520 ft2">13 §</P></TD>
<TD class="tr41 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td175"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p113 ft2">En handling som har makulerats</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p17 ft2">En handling som har makulerats</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr27 td122"><P class="p113 ft3"><SPAN class="ft2">enligt 6</SPAN>, 8 eller 9 § skall <SPAN class="ft2">förvaras</SPAN></P></TD>
<TD class="tr27 td139"><P class="p20 ft2">enligt</P></TD>
<TD colspan=2 class="tr27 td150"><P class="p17 ft2">6 § <SPAN class="ft3">ska </SPAN>förvaras av <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
</TABLE>
<P class="p98 ft35"><SPAN class="ft34">9 </SPAN>Senaste lydelse 2005:558.</P>
<P class="p99 ft2">499</P>
</DIV>
</DIV>
<DIV id="page_500">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">500</P>
</DIV>
<DIV id="id_2">
<P class="p1421 ft36"><SPAN class="ft4">av </SPAN>den centrala värdepappers- papperscentralen <SPAN class="ft4">i original eller </SPAN>förvararen <SPAN class="ft4">i original eller kopia i kopia i minst tio år.</SPAN></P>
<P class="p125 ft2">minst tio år.</P>
<TABLE cellpadding=0 cellspacing=0 class="t134">
<TR>
<TD class="tr43 td50"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td143"><P class="p20 ft53">Delegering</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr41 td169"><P class="p1521 ft2">14 §</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2"><SPAN class="ft3">Vad </SPAN>som enligt <NOBR>6<SPAN class="ft3">–13</SPAN></NOBR><SPAN class="ft3"> §</SPAN>§ åligger</P></TD>
<TD class="tr26 td143"><P class="p87 ft28">En värdepapperscentral får upp-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft3"><SPAN class="ft2">en </SPAN>central värdepappersförvarare</P></TD>
<TD class="tr25 td143"><P class="p20 ft2"><SPAN class="ft3">dra åt ett </SPAN>kontoförande institut att</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">kan av denne uppdras åt konto-</P></TD>
<TD class="tr25 td143"><P class="p20 ft2">utföra de uppgifter som avses i 6 §</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2">förande institut att utföra på <SPAN class="ft3">den</SPAN></P></TD>
<TD class="tr26 td143"><P class="p20 ft3"><SPAN class="ft2">för </SPAN>värdepapperscentralens <SPAN class="ft2">räk-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft3">centrala värdepappersförvararens</P></TD>
<TD class="tr25 td143"><P class="p20 ft2">ning.</P></TD>
</TR>
<TR>
<TD class="tr27 td50"><P class="p1522 ft31">vägnar.</P></TD>
<TD class="tr27 td143"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<TABLE cellpadding=0 cellspacing=0 class="t135">
<TR>
<TD class="tr43 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td69"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr43 td246"><P class="p20 ft53">Upphörande av registrering</P></TD>
<TD class="tr43 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td58"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td30"><P class="p1523 ft2">15 §</P></TD>
<TD class="tr41 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p30 ft2">Upphör finansiella instrument att</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">Upphör finansiella instrument att</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p30 ft2">vara registrerade i avstämnings-</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">vara registrerade i avstämnings-</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td50"><P class="p30 ft3"><SPAN class="ft2">register hos en </SPAN>central värdepap-</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">register hos en <SPAN class="ft3">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p30 ft2"><SPAN class="ft3">persförvarare </SPAN>till följd av att ett</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2"><SPAN class="ft3">central </SPAN>till följd av att ett avstäm-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td131"><P class="p20 ft2">avstämningsförbehåll</P></TD>
<TD colspan=2 class="tr25 td94"><P class="p134 ft31">tagits</P></TD>
<TD class="tr25 td69"><P class="p30 ft2">bort</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">ningsförbehåll tagits bort eller att</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td50"><P class="p30 ft2">eller att avtalet mellan emittenten</P></TD>
<TD class="tr26 td63"><P class="p20 ft2">avtalet</P></TD>
<TD colspan=2 class="tr26 td135"><P class="p64 ft2">mellan</P></TD>
<TD class="tr26 td170"><P class="p20 ft2">emittenten</P></TD>
<TD class="tr26 td14"><P class="p17 ft2">och</P></TD>
</TR>
<TR>
<TD class="tr25 td72"><P class="p20 ft2">och</P></TD>
<TD colspan=6 class="tr25 td157"><P class="p20 ft3">värdepappersförvararen</P></TD>
<TD class="tr25 td69"><P class="p30 ft2">upp-</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft28">värdepapperscentralen <SPAN class="ft31">upphört att</SPAN></P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p30 ft2">hört att gälla, är <SPAN class="ft3">värdepappers-</SPAN></P></TD>
<TD class="tr25 td63"><P class="p20 ft2">gälla,</P></TD>
<TD colspan=4 class="tr25 td226"><P class="p17 ft3"><SPAN class="ft2">är </SPAN>värdepapperscentralen</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td50"><P class="p30 ft2"><SPAN class="ft3">förvararen </SPAN>skyldig att till emit-</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">skyldig att till emittenten eller till</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p30 ft2">tenten eller till annan <SPAN class="ft3">central</SPAN></P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft28">en <SPAN class="ft31">annan </SPAN>värdepapperscentral <SPAN class="ft31">som</SPAN></P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td131"><P class="p20 ft3">värdepappersförvarare</P></TD>
<TD colspan=2 class="tr25 td94"><P class="p61 ft2">som</P></TD>
<TD class="tr25 td69"><P class="p30 ft2">emit-</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">emittenten anvisar lämna upp-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td36"><P class="p20 ft2">tenten anvisar</P></TD>
<TD colspan=2 class="tr26 td18"><P class="p76 ft2">lämna</P></TD>
<TD colspan=3 class="tr26 td116"><P class="p30 ft2">upplysning</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">lysning om innehållet i samtliga</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p30 ft2">om innehållet i samtliga avstäm-</P></TD>
<TD colspan=4 class="tr25 td246"><P class="p20 ft2">avstämningskonton. Upphör</P></TD>
<TD class="tr25 td14"><P class="p17 ft2">reg-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td36"><P class="p20 ft2">ningskonton.</P></TD>
<TD colspan=2 class="tr25 td18"><P class="p20 ft2">Upphör</P></TD>
<TD colspan=3 class="tr25 td116"><P class="p30 ft2">registrer-</P></TD>
<TD colspan=2 class="tr25 td132"><P class="p20 ft2">istreringen</P></TD>
<TD class="tr25 td55"><P class="p20 ft2">hos</P></TD>
<TD colspan=2 class="tr25 td93"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td50"><P class="p30 ft3"><SPAN class="ft2">ingen hos </SPAN>den centrala värde-</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2"><SPAN class="ft3">centralen </SPAN>till följd av att ett avtal</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p30 ft3">pappersförvararen <SPAN class="ft2">till följd av att</SPAN></P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft3"><SPAN class="ft2">mellan </SPAN>värdepapperscentralen <SPAN class="ft2">och</SPAN></P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p30 ft2">ett avtal mellan <SPAN class="ft3">värdepappersförv-</SPAN></P></TD>
<TD colspan=2 class="tr25 td132"><P class="p20 ft3">en utländsk</P></TD>
<TD colspan=3 class="tr25 td129"><P class="p17 ft3">värdepapperscentral</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td50"><P class="p30 ft2"><SPAN class="ft3">araren </SPAN>och ett utländskt företag</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft3">eller en värdepapperscentral från</P></TD>
</TR>
<TR>
<TD class="tr25 td72"><P class="p20 ft2">som</P></TD>
<TD class="tr25 td18"><P class="p66 ft2">avses</P></TD>
<TD class="tr25 td68"><P class="p26 ft2">i</P></TD>
<TD class="tr25 td54"><P class="p26 ft2">4 §</P></TD>
<TD colspan=2 class="tr25 td27"><P class="p67 ft3">första</P></TD>
<TD colspan=2 class="tr25 td49"><P class="p30 ft3">stycket</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2"><SPAN class="ft3">tredjeland </SPAN>som avses i 4 § andra</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p30 ft2">andra meningen upphört att gälla,</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">meningen upphört att gälla, <SPAN class="ft3">ska </SPAN>det</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td50"><P class="p30 ft2"><SPAN class="ft3">skall </SPAN>det utländska företaget få</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">utländska företaget få motsvarande</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td67"><P class="p20 ft2">motsvarande upplysning.</P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td69"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td132"><P class="p20 ft2">upplysning.</P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p30 ft3"><SPAN class="ft2">I fall </SPAN>som avses i första stycket</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft3"><SPAN class="ft2">I </SPAN>så <SPAN class="ft2">fall </SPAN>ska värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td72"><P class="p20 ft28">skall</P></TD>
<TD colspan=2 class="tr26 td141"><P class="p70 ft2">samtliga</P></TD>
<TD colspan=4 class="tr26 td160"><P class="p314 ft31">kontohavare</P></TD>
<TD class="tr26 td69"><P class="p30 ft2">och</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft3">centralen se till att <SPAN class="ft2">samtliga konto-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td52"><P class="p20 ft2">innehavare</P></TD>
<TD colspan=5 class="tr25 td80"><P class="p42 ft2">av rättigheter</P></TD>
<TD class="tr25 td69"><P class="p30 ft2">som</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">havare och innehavare av rättig-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td52"><P class="p20 ft2">registrerats</P></TD>
<TD class="tr25 td68"><P class="p20 ft2">på</P></TD>
<TD colspan=5 class="tr25 td187"><P class="p30 ft2">avstämningskonto</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">heter som registrerats på avstäm-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td52"><P class="p20 ft2">underrättas</P></TD>
<TD colspan=2 class="tr25 td63"><P class="p20 ft2">genom</P></TD>
<TD colspan=2 class="tr25 td27"><P class="p75 ft3">den</P></TD>
<TD colspan=2 class="tr25 td49"><P class="p30 ft28">centrala</P></TD>
<TD colspan=4 class="tr25 td246"><P class="p20 ft2">ningskonto <SPAN class="ft3">underrättas</SPAN>.</P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p16 ft3">värdepappersförvararens <SPAN class="ft2">försorg.</SPAN></P>
</DIV>
</DIV>
</DIV>
<DIV id="page_501">
<DIV id="tx1"><SPAN class="ft2">En </SPAN><SPAN class="ft3">värdepapperscentral </SPAN><SPAN class="ft2">får vägra att öppna avstämningskonto för förvärvare av ett sådant finansiellt instrument som konto- förs av </SPAN><SPAN class="ft3">värdepapperscentralen </SPAN><SPAN class="ft2">endast om det finns grund för det enligt denna lag eller </SPAN><SPAN class="ft3">någon </SPAN><SPAN class="ft2">annan författning.</SPAN></DIV>
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p1524 ft53">Vägran att öppna avstämningskonto</P>
<P class="p1525 ft4">20 § En <SPAN class="ft36">central värdepappersför-</SPAN></P>
<P class="p1526 ft2"><SPAN class="ft3">varare </SPAN>får vägra att öppna avstäm- ningskonto för förvärvare av ett sådant finansiellt instrument som kontoförs av <SPAN class="ft3">värdepappersförvar- aren </SPAN>endast om det finns grund för det enligt denna lag eller annan författning.</P>
<TABLE cellpadding=0 cellspacing=0 class="t136">
<TR>
<TD class="tr2 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td109"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td207"><P class="p1527 ft2">22 §</P></TD>
<TD class="tr2 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td105"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p17 ft3"><SPAN class="ft2">När en </SPAN>central värdepappers-</P></TD>
<TD colspan=5 class="tr25 td122"><P class="p17 ft3"><SPAN class="ft2">När en </SPAN>värdepapperscentral <SPAN class="ft2">har</SPAN></P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p17 ft3">förvarare enligt särskild föreskrift</P></TD>
<TD colspan=5 class="tr25 td122"><P class="p29 ft2">underrättats om en konkurs <SPAN class="ft3">ska</SPAN></P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td124"><P class="p17 ft2">har underrättats om en konkurs</P></TD>
<TD colspan=3 class="tr26 td74"><P class="p29 ft2"><SPAN class="ft3">den </SPAN>omedelbart</P></TD>
<TD colspan=2 class="tr26 td47"><P class="p17 ft2">vidarebefordra</P></TD>
</TR>
<TR>
<TD class="tr25 td63"><P class="p20 ft3">skall</P></TD>
<TD colspan=4 class="tr25 td221"><P class="p17 ft3">värdepappersförvararen</P></TD>
<TD colspan=2 class="tr25 td155"><P class="p29 ft2">underrättelsen</P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p68 ft2">till</P></TD>
<TD class="tr25 td105"><P class="p17 ft2">samtliga</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">omedelbart vidarebefordra under-</P></TD>
<TD class="tr25 td101"><P class="p29 ft2">förvaltare</P></TD>
<TD colspan=2 class="tr25 td98"><P class="p135 ft2">som</P></TD>
<TD class="tr25 td54"><P class="p20 ft2">har</P></TD>
<TD class="tr25 td105"><P class="p17 ft2">medgivande</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td90"><P class="p20 ft2">rättelsen till</P></TD>
<TD colspan=2 class="tr26 td137"><P class="p20 ft2">samtliga</P></TD>
<TD class="tr26 td107"><P class="p17 ft2">förvaltare</P></TD>
<TD colspan=3 class="tr26 td74"><P class="p29 ft2">enligt 3 kap. 7 §.</P></TD>
<TD class="tr26 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td105"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">som har medgivande enligt 3 kap.</P></TD>
<TD class="tr25 td101"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td105"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td63"><P class="p20 ft2">7 §.</P></TD>
<TD class="tr27 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td101"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td105"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td109"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td207"><P class="p1528 ft29">5 kap.</P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td105"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr0 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr0 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr0 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr0 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr0 td107"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr0 td122"><P class="p29 ft53">Registrering av anmälningar</P></TD>
</TR>
<TR>
<TD class="tr41 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td101"><P class="p1529 ft2">1 §</P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td105"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td63"><P class="p60 ft2">En</P></TD>
<TD class="tr26 td65"><P class="p20 ft3">central</P></TD>
<TD colspan=3 class="tr26 td190"><P class="p17 ft3">värdepappersför-</P></TD>
<TD colspan=5 class="tr26 td122"><P class="p17 ft3"><SPAN class="ft2">En </SPAN>värdepapperscentral <SPAN class="ft2">eller ett</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td63"><P class="p20 ft3">varare</P></TD>
<TD class="tr25 td65"><P class="p135 ft2">eller</P></TD>
<TD class="tr25 td27"><P class="p64 ft2">ett</P></TD>
<TD colspan=2 class="tr25 td132"><P class="p17 ft2">kontoförande</P></TD>
<TD colspan=2 class="tr25 td155"><P class="p29 ft2">kontoförande</P></TD>
<TD colspan=2 class="tr25 td18"><P class="p26 ft2">institut</P></TD>
<TD class="tr25 td105"><P class="p17 ft2"><SPAN class="ft3">ska </SPAN>genast</P></TD>
</TR>
<TR>
<TD class="tr25 td63"><P class="p20 ft2">institut</P></TD>
<TD class="tr25 td65"><P class="p135 ft3">skall</P></TD>
<TD colspan=2 class="tr25 td137"><P class="p135 ft2">genast</P></TD>
<TD class="tr25 td107"><P class="p17 ft2">registrera</P></TD>
<TD colspan=5 class="tr25 td122"><P class="p29 ft2">registrera anmälningar om sådana</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td124"><P class="p17 ft2">anmälningar om sådana förhållan-</P></TD>
<TD colspan=5 class="tr26 td122"><P class="p29 ft2">förhållanden som <SPAN class="ft3">ska </SPAN>framgå av</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">den som <SPAN class="ft3">skall </SPAN>framgå av avstäm-</P></TD>
<TD colspan=5 class="tr25 td122"><P class="p29 ft2">avstämningsregistret och ange tid-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">ningsregistret och ange tidpunkten</P></TD>
<TD class="tr25 td101"><P class="p29 ft2">punkten</P></TD>
<TD class="tr25 td72"><P class="p20 ft2">för</P></TD>
<TD colspan=3 class="tr25 td97"><P class="p17 ft2">registreringen. När</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td108"><P class="p20 ft2">för registreringen.</P></TD>
<TD class="tr26 td109"><P class="p20 ft2">När</P></TD>
<TD class="tr26 td107"><P class="p17 ft2">samtliga</P></TD>
<TD colspan=5 class="tr26 td122"><P class="p29 ft2">samtliga villkor för slutlig regist-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">villkor för slutlig registrering är</P></TD>
<TD colspan=5 class="tr25 td122"><P class="p29 ft2">rering är uppfyllda <SPAN class="ft3">ska </SPAN>registrering</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">uppfyllda <SPAN class="ft3">skall </SPAN>registrering ske på</P></TD>
<TD colspan=5 class="tr25 td122"><P class="p29 ft2">ske på ett avstämningskonto.</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr27 td111"><P class="p20 ft2">ett avstämningskonto.</P></TD>
<TD class="tr27 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td101"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td105"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="id_1_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 3</P>
</DIV>
</DIV>
<DIV id="id_2">
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD class="tr43 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td24"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td127"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr43 td122"><P class="p29 ft53">Avförande av uppgifter</P></TD>
</TR>
<TR>
<TD class="tr41 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td24"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td127"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td30"><P class="p20 ft2">5 §</P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td95"><P class="p60 ft3">Den</P></TD>
<TD class="tr25 td24"><P class="p71 ft3">centrala</P></TD>
<TD class="tr25 td127"><P class="p17 ft3">värdepappersför-</P></TD>
<TD colspan=3 class="tr25 td122"><P class="p17 ft3">Värdepapperscentralen <SPAN class="ft2">får ur ett</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td124"><P class="p20 ft2"><SPAN class="ft3">vararen </SPAN>får ur ett register som</P></TD>
<TD colspan=3 class="tr26 td122"><P class="p29 ft2">register som avses i 1 § avföra</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td124"><P class="p20 ft2">avses i 1 § avföra uppgifter som</P></TD>
<TD class="tr25 td30"><P class="p29 ft2">uppgifter</P></TD>
<TD class="tr25 td72"><P class="p20 ft2">som</P></TD>
<TD class="tr25 td47"><P class="p17 ft2">uppenbarligen</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td124"><P class="p20 ft2">uppenbarligen saknar betydelse.</P></TD>
<TD colspan=2 class="tr25 td74"><P class="p29 ft2">saknar betydelse.</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td95"><P class="p60 ft2">De</P></TD>
<TD class="tr26 td24"><P class="p20 ft2">avförda</P></TD>
<TD class="tr26 td127"><P class="p17 ft2">uppgifterna <SPAN class="ft3">skall</SPAN></P></TD>
<TD colspan=2 class="tr26 td74"><P class="p222 ft2">De avförda</P></TD>
<TD class="tr26 td47"><P class="p17 ft2">uppgifterna <SPAN class="ft3">ska</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr31 td124"><P class="p20 ft2">bevaras i minst tio år.</P></TD>
<TD colspan=3 class="tr31 td122"><P class="p29 ft2">bevaras i minst tio år.</P></TD>
</TR>
</TABLE>
<P class="p1530 ft2">501</P>
</DIV>
</DIV>
<DIV id="page_502">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">502</P>
</DIV>
<DIV id="id_2">
<DIV id="id_2_1">
<P class="p16 ft29">7 kap.</P>
<P class="p1531 ft53">Överlåtelse som görs av någon annan än ägaren</P>
<P class="p1532 ft2">1 §</P>
</DIV>
<DIV id="id_2_2">
<DIV id="id_2_2_1">
<P class="p117 ft3"><SPAN class="ft2">Om </SPAN>till följd av 6 kap. 4 § <SPAN class="ft2">en överlåtelse av ett finansiellt instru- ment, beträffande vilket över- låtarens eller en tidigare över- låtares äganderätt grundas på en handling som är förfalskad, gäller mot den som ägde det finansiella instrumentet eller mot någon till vars förmån en rådighetsinskränk- ning gäller, har denne rätt till ersättning av </SPAN>den centrala värde- pappersförvararen <SPAN class="ft2">för skada till följd av överlåtelsen.</SPAN></P>
<P class="p307 ft36">Första stycket tillämpas också, <SPAN class="ft4">om </SPAN>till följd av 6 kap. 7 § <SPAN class="ft4">en pant- sättning av ett finansiellt instru- ment gäller mot den som äger det finansiella instrumentet eller mot någon till vars förmån en rådig- hetsinskränkning gäller.</SPAN></P>
</DIV>
<DIV id="id_2_2_2">
<P class="p117 ft2">Om en överlåtelse av ett finansiellt instrument, beträffande vilket överlåtarens eller en tidigare överlåtares äganderätt grundas på en handling som är förfalskad, gäller mot den som ägde det finansiella instrumentet eller mot någon till vars förmån en rådig- hetsinskränkning gäller <SPAN class="ft3">till följd av 6 kap. 4 §</SPAN>, har denne rätt till ersättning av <SPAN class="ft3">värdepapperscentral- en </SPAN>för skada till följd av över- låtelsen.</P>
<P class="p307 ft36">Detsamma gäller <SPAN class="ft4">om en pant- sättning av ett finansiellt instru- ment gäller mot den som äger det finansiella instrumentet eller mot någon till vars förmån en rådig- hetsinskränkning gäller </SPAN>till följd av 6 kap. 7 §<SPAN class="ft4">.</SPAN></P>
<P class="p1533 ft53">Fel vid utförande av registreringsåtgärder</P>
</DIV>
</DIV>
<DIV id="id_2_3">
<P class="p16 ft2">2 §</P>
</DIV>
<DIV id="id_2_4">
<DIV id="id_2_4_1">
<P class="p117 ft2">För skada som tillfogas en ägare av ett finansiellt instrument till följd av en oriktig eller miss- visande uppgift i ett avstämnings- register eller i annat fall genom fel i samband med uppläggning eller förande av ett sådant register svarar <SPAN class="ft3">den centrala värdepappers- förvararen </SPAN>eller, om felet kan hänföras till ett kontoförande institut, institutet. Ersättnings- ansvar gäller dock inte om <SPAN class="ft3">den centrala värdepappersförvararen </SPAN>respektive det kontoförande institutet visar att felet beror på en omständighet utanför dess kontroll vars följder inte skäligen kunde ha undvikits eller övervunnits. Indirekt förlust ersätts endast om den beror på försummelse av den</P>
</DIV>
<DIV id="id_2_4_2">
<P class="p117 ft2">För skada som tillfogas en ägare av ett finansiellt instrument till följd av en oriktig eller miss- visande uppgift i ett avstämnings- register eller i annat fall genom fel i samband med uppläggning eller förande av ett sådant register svarar <SPAN class="ft3">värdepapperscentralen </SPAN>eller, om felet kan hänföras till ett kontoförande institut, institutet. Ersättningsansvar gäller dock inte om <SPAN class="ft3">värdepapperscentralen </SPAN>respek- tive det kontoförande institutet visar att felet beror på en omständighet utanför dess kontroll vars följder inte skäligen kunde ha undvikits eller övervunnits. In- direkt förlust ersätts endast om den beror på försummelse av den centrala värdepappersförvararen</P>
</DIV>
</DIV>
</DIV>
</DIV>
</DIV>
<DIV id="page_503">
<DIV>
<DIV id="id_1">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD colspan=2 class="tr28 td141"><P class="p20 ft2">centrala</P></TD>
<TD colspan=5 class="tr28 td126"><P class="p17 ft2">värdepappersförvararen</P></TD>
<TD class="tr28 td63"><P class="p29 ft2">eller</P></TD>
<TD colspan=5 class="tr28 td190"><P class="p64 ft2">det kontoförande</P></TD>
<TD colspan=3 class="tr28 td137"><P class="p17 ft2">institutet.</P></TD>
</TR>
<TR>
<TD class="tr26 td27"><P class="p20 ft2">eller</P></TD>
<TD class="tr26 td55"><P class="p26 ft2">det</P></TD>
<TD colspan=3 class="tr26 td90"><P class="p26 ft2">kontoförande</P></TD>
<TD colspan=2 class="tr26 td136"><P class="p17 ft31">institutet.</P></TD>
<TD colspan=9 class="tr26 td122"><P class="p29 ft3">Detsamma <SPAN class="ft2">gäller </SPAN>skada som till-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td124"><P class="p20 ft3">Vad som nu har sagts om ägaren</P></TD>
<TD colspan=9 class="tr25 td122"><P class="p29 ft2"><SPAN class="ft3">fogas </SPAN>panthavare och den till vars</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td124"><P class="p20 ft3">till ett finansiellt instrument <SPAN class="ft2">gäller</SPAN></P></TD>
<TD colspan=2 class="tr25 td135"><P class="p29 ft2">förmån</P></TD>
<TD class="tr25 td16"><P class="p68 ft2">en</P></TD>
<TD colspan=6 class="tr25 td86"><P class="p17 ft2">rådighetsinskränkning</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td124"><P class="p20 ft2"><SPAN class="ft3">också </SPAN>panthavare och den till vars</P></TD>
<TD colspan=2 class="tr26 td135"><P class="p29 ft2">gäller.</P></TD>
<TD class="tr26 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td10"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">förmån en rådighetsinskränkning</P></TD>
<TD class="tr25 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td141"><P class="p20 ft2">gäller.</P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td141"><P class="p60 ft3">Första</P></TD>
<TD colspan=2 class="tr26 td99"><P class="p60 ft3">stycket</P></TD>
<TD colspan=2 class="tr26 td99"><P class="p122 ft2">gäller</P></TD>
<TD class="tr26 td16"><P class="p17 ft2">på</P></TD>
<TD colspan=6 class="tr26 td209"><P class="p222 ft3">Ersättningsansvaret</P></TD>
<TD colspan=2 class="tr26 td98"><P class="p20 ft2">gäller</P></TD>
<TD class="tr26 td10"><P class="p17 ft2">på</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">motsvarande sätt om felet beror på</P></TD>
<TD colspan=9 class="tr25 td122"><P class="p29 ft2">motsvarande sätt om felet beror på</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">någon som har anlitats av <SPAN class="ft3">den</SPAN></P></TD>
<TD colspan=9 class="tr25 td122"><P class="p29 ft2">någon som har anlitats av <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td141"><P class="p20 ft3">centrala</P></TD>
<TD colspan=5 class="tr26 td126"><P class="p17 ft28">värdepappersförvararen</P></TD>
<TD colspan=5 class="tr26 td86"><P class="p29 ft3">papperscentralen</P></TD>
<TD class="tr26 td55"><P class="p26 ft2">eller</P></TD>
<TD colspan=2 class="tr26 td98"><P class="p207 ft2">av</P></TD>
<TD class="tr26 td10"><P class="p17 ft2">ett</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">eller av ett kontoförande institut.</P></TD>
<TD colspan=6 class="tr25 td209"><P class="p29 ft2">kontoförande institut.</P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td124"><P class="p17 ft2">För skada som kan hänföras till</P></TD>
<TD colspan=9 class="tr25 td122"><P class="p17 ft2">För skada som kan hänföras till</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td124"><P class="p20 ft31">ett kontoförande institut svarar <SPAN class="ft28">den</SPAN></P></TD>
<TD class="tr26 td63"><P class="p29 ft2">ett</P></TD>
<TD colspan=4 class="tr26 td196"><P class="p286 ft31">kontoförande</P></TD>
<TD colspan=2 class="tr26 td69"><P class="p20 ft2">institut</P></TD>
<TD colspan=2 class="tr26 td139"><P class="p17 ft2">svarar</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td141"><P class="p20 ft3">centrala</P></TD>
<TD colspan=5 class="tr25 td126"><P class="p17 ft28">värdepappersförvararen</P></TD>
<TD colspan=6 class="tr25 td209"><P class="p29 ft3">värdepapperscentralen</P></TD>
<TD colspan=3 class="tr25 td137"><P class="p17 ft2">solidariskt</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td141"><P class="p20 ft2">solidariskt</P></TD>
<TD colspan=4 class="tr25 td97"><P class="p60 ft2">med institutet.</P></TD>
<TD class="tr25 td16"><P class="p17 ft3">Den</P></TD>
<TD class="tr25 td63"><P class="p29 ft2">med</P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td79"><P class="p20 ft2">institutet.</P></TD>
<TD colspan=4 class="tr25 td90"><P class="p17 ft3">Värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td124"><P class="p20 ft3">centrala värdepappersförvararens</P></TD>
<TD colspan=9 class="tr26 td122"><P class="p29 ft2"><SPAN class="ft3">centralens </SPAN>ansvar är dock i sådant</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">ansvar är dock i sådant fall</P></TD>
<TD colspan=9 class="tr25 td122"><P class="p29 ft2">fall begränsat till fem miljoner</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">begränsat till fem miljoner kronor</P></TD>
<TD colspan=9 class="tr25 td122"><P class="p29 ft2">kronor för varje skadefall. <SPAN class="ft3">Värde-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td124"><P class="p20 ft2">för varje skadefall. <SPAN class="ft3">Den centrala</SPAN></P></TD>
<TD colspan=5 class="tr26 td86"><P class="p29 ft3">papperscentralen</P></TD>
<TD class="tr26 td55"><P class="p26 ft2">har</P></TD>
<TD colspan=2 class="tr26 td98"><P class="p64 ft2">rätt</P></TD>
<TD class="tr26 td10"><P class="p17 ft2">till</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td233"><P class="p20 ft3">värdepappersförvararen</P></TD>
<TD class="tr25 td89"><P class="p71 ft2">har</P></TD>
<TD class="tr25 td16"><P class="p17 ft2">rätt</P></TD>
<TD colspan=3 class="tr25 td90"><P class="p29 ft2">ersättning</P></TD>
<TD class="tr25 td12"><P class="p20 ft2">av</P></TD>
<TD class="tr25 td89"><P class="p135 ft2">det</P></TD>
<TD colspan=4 class="tr25 td90"><P class="p17 ft2">kontoförande</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">till ersättning av det kontoförande</P></TD>
<TD colspan=9 class="tr25 td122"><P class="p29 ft2">institutet för vad <SPAN class="ft3">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td124"><P class="p20 ft2">institutet för vad <SPAN class="ft3">värdepappers-</SPAN></P></TD>
<TD colspan=9 class="tr26 td122"><P class="p29 ft2"><SPAN class="ft3">centralen </SPAN>har betalat till följd av</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2"><SPAN class="ft3">förvararen </SPAN>har betalat till följd av</P></TD>
<TD colspan=6 class="tr25 td209"><P class="p29 ft2">det solidariska ansvaret.</P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td233"><P class="p20 ft2">det solidariska ansvaret.</P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td102"><P class="p60 ft2">Bestämmelserna</P></TD>
<TD colspan=3 class="tr26 td160"><P class="p17 ft2">i personupp-</P></TD>
<TD colspan=5 class="tr26 td86"><P class="p222 ft2">Bestämmelserna</P></TD>
<TD colspan=4 class="tr26 td90"><P class="p17 ft2">i personupp-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">giftslagen (1998:204) om skade-</P></TD>
<TD colspan=9 class="tr25 td122"><P class="p29 ft2">giftslagen (1998:204) om skades-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">stånd <SPAN class="ft3">skall </SPAN>gälla då personupp-</P></TD>
<TD colspan=9 class="tr25 td122"><P class="p29 ft2">tånd <SPAN class="ft3">ska </SPAN>gälla då personuppgifter</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td124"><P class="p20 ft2">gifter behandlats i strid med den</P></TD>
<TD colspan=9 class="tr26 td122"><P class="p29 ft2">behandlats i strid med den lagen.</P></TD>
</TR>
<TR>
<TD class="tr31 td27"><P class="p20 ft2">lagen.</P></TD>
<TD class="tr31 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td10"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td16"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td135"><P class="p29 ft3">2 a §</P></TD>
<TD class="tr41 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td10"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD colspan=9 class="tr25 td122"><P class="p17 ft3">Om en värdepapperscentral ut-</P></TD>
</TR>
<TR>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td155"><P class="p29 ft3">kontrakterar</P></TD>
<TD colspan=3 class="tr25 td101"><P class="p20 ft3">verksamhet,</P></TD>
<TD colspan=2 class="tr25 td139"><P class="p17 ft3">gäller</P></TD>
</TR>
<TR>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td16"><P class="p20 ft6"> </P></TD>
<TD colspan=9 class="tr26 td122"><P class="p29 ft3">inte ersättningsansvaret enligt 2 §</P></TD>
</TR>
<TR>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD colspan=9 class="tr25 td122"><P class="p29 ft3">för skada som beror på fel som</P></TD>
</TR>
<TR>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD colspan=9 class="tr25 td122"><P class="p29 ft28">kan hänföras till en sådan offentlig</P></TD>
</TR>
<TR>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td16"><P class="p20 ft6"> </P></TD>
<TD colspan=9 class="tr26 td122"><P class="p29 ft3">enhet som avses i artikel 30.5 i</P></TD>
</TR>
<TR>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD colspan=9 class="tr25 td122"><P class="p29 ft3">förordning (EU) nr 909/2014, i</P></TD>
</TR>
<TR>
<TD class="tr27 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td16"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr27 td43"><P class="p29 ft3">den ursprungliga lydelsen.</P></TD>
<TD class="tr27 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td10"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td16"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr38 td290"><P class="p29 ft53">Skada till följd av beslut om</P></TD>
<TD class="tr38 td10"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td16"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td135"><P class="p29 ft53">rättelse</P></TD>
<TD class="tr27 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td10"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 rowspan=2 class="tr61 td124"><P class="p17 ft2">Den som tillfogas skada till följd</P></TD>
<TD class="tr38 td63"><P class="p20 ft2">3 §</P></TD>
<TD class="tr38 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td10"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td122"><P class="p17 ft2">Den som tillfogas skada till följd</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td118"><P class="p20 ft2">av ett beslut</P></TD>
<TD class="tr26 td72"><P class="p20 ft2">om</P></TD>
<TD colspan=3 class="tr26 td160"><P class="p17 ft2">rättelse enligt</P></TD>
<TD colspan=2 class="tr26 td135"><P class="p29 ft2">av ett</P></TD>
<TD colspan=2 class="tr26 td65"><P class="p67 ft31">beslut</P></TD>
<TD class="tr26 td89"><P class="p76 ft2">om</P></TD>
<TD colspan=2 class="tr26 td69"><P class="p1 ft2">rättelse</P></TD>
<TD colspan=2 class="tr26 td139"><P class="p17 ft2">enligt</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">5 kap. 4 § har rätt till ersättning av</P></TD>
<TD colspan=9 class="tr25 td122"><P class="p29 ft2">5 kap. 4 § har rätt till ersättning av</P></TD>
</TR>
<TR>
<TD class="tr25 td27"><P class="p20 ft3">den</P></TD>
<TD colspan=2 class="tr25 td85"><P class="p1 ft3">centrala</P></TD>
<TD colspan=4 class="tr25 td106"><P class="p17 ft3">värdepappersför-</P></TD>
<TD colspan=6 class="tr25 td209"><P class="p29 ft3">värdepapperscentralen<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td139"><P class="p17 ft3">Ersätt-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td124"><P class="p20 ft3">vararen<SPAN class="ft2">. </SPAN>Ersättning utgår <SPAN class="ft2">dock</SPAN></P></TD>
<TD colspan=9 class="tr26 td122"><P class="p29 ft3">ningsansvaret gäller <SPAN class="ft2">dock inte om</SPAN></P></TD>
</TR>
<TR>
<TD class="tr31 td27"><P class="p20 ft2">inte<SPAN class="ft3">,</SPAN></P></TD>
<TD class="tr31 td55"><P class="p20 ft2">om</P></TD>
<TD class="tr31 td54"><P class="p26 ft2">den</P></TD>
<TD colspan=3 class="tr31 td56"><P class="p42 ft2">skadelidande</P></TD>
<TD class="tr31 td16"><P class="p17 ft2">med</P></TD>
<TD colspan=9 class="tr31 td122"><P class="p29 ft2">den skadelidande med hänsyn till</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="id_2">
<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p1465 ft2">Bilaga 3</P>
<P class="p1439 ft2">503</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_504">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">504</P>
</DIV>
<DIV id="id_2">
<DIV id="id_2_1">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr2 td124"><P class="p20 ft2">hänsyn till felets beskaffenhet eller</P></TD>
<TD class="tr2 td122"><P class="p38 ft2">felets beskaffenhet eller andra om-</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p20 ft2">andra omständigheter borde ha</P></TD>
<TD class="tr25 td122"><P class="p38 ft2">ständigheter borde ha insett att fel</P></TD>
</TR>
<TR>
<TD class="tr31 td124"><P class="p20 ft2">insett att fel förekommit.</P></TD>
<TD class="tr31 td122"><P class="p38 ft2">förekommit.</P></TD>
</TR>
<TR>
<TD class="tr40 td124"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td122"><P class="p38 ft53">Regressrätt</P></TD>
</TR>
<TR>
<TD class="tr38 td124"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td122"><P class="p20 ft2">5 §</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="id_2_2">
<DIV id="id_2_2_1">
<P class="p117 ft2">I fall som avses i <NOBR>1–3</NOBR> §§ har <SPAN class="ft3">den centrala värdepappersförvararen </SPAN>eller ett kontoförande institut rätt att kräva tillbaka utbetald ersättning från den som genom vållande har medverkat till skadan, i den mån det är skäligt med hänsyn till skadans orsak och omständigheterna i övrigt.</P>
</DIV>
<DIV id="id_2_2_2">
<P class="p117 ft2">I fall som avses i <NOBR>1–3</NOBR> §§ har <SPAN class="ft3">värdepapperscentralen </SPAN>eller ett kontoförande institut rätt att kräva tillbaka utbetald ersättning från den som genom vållande har medverkat till skadan, i den mån det är skäligt med hänsyn till skadans orsak och omständig- heterna i övrigt.</P>
</DIV>
</DIV>
<DIV id="id_2_3">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr28 td96"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td54"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr28 td28"><P class="p60 ft29">8 kap.</P></TD>
<TD class="tr28 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td96"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft2">1 §</P></TD>
<TD class="tr25 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td124"><P class="p17 ft2">Var och en som är registrerad på</P></TD>
<TD colspan=6 class="tr26 td122"><P class="p17 ft2">Var och en som är registrerad på</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">ett avstämningskonto som ägare</P></TD>
<TD class="tr25 td65"><P class="p38 ft2">ett</P></TD>
<TD colspan=3 class="tr25 td155"><P class="p17 ft31">avstämningskonto</P></TD>
<TD colspan=2 class="tr25 td52"><P class="p17 ft2">som ägare</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">eller panthavare eller i annan</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p17 ft2">eller panthavare eller i annan</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td124"><P class="p17 ft2">egenskap, har rätt att på begäran få</P></TD>
<TD colspan=6 class="tr26 td122"><P class="p17 ft2">egenskap, har rätt att på begäran få</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td124"><P class="p17 ft3"><SPAN class="ft2">besked från </SPAN>den centrala värde-</P></TD>
<TD colspan=2 class="tr25 td30"><P class="p38 ft2">besked från</P></TD>
<TD colspan=4 class="tr25 td87"><P class="p17 ft3">värdepapperscentral-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td190"><P class="p20 ft3">pappersförvararen</P></TD>
<TD class="tr25 td66"><P class="p135 ft2">om</P></TD>
<TD colspan=2 class="tr25 td77"><P class="p17 ft2">kontots</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p17 ft2"><SPAN class="ft3">en </SPAN>om kontots innehåll i den mån</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td124"><P class="p17 ft2">innehåll i den mån innehållet berör</P></TD>
<TD colspan=3 class="tr26 td222"><P class="p38 ft2">innehållet berör</P></TD>
<TD class="tr26 td72"><P class="p123 ft2">den</P></TD>
<TD colspan=2 class="tr26 td52"><P class="p17 ft2">registrerades</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td361"><P class="p20 ft2">den registrerades rätt.</P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p38 ft2">rätt.</P></TD>
<TD class="tr25 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td174"><P class="p60 ft3">Den centrala</P></TD>
<TD colspan=4 class="tr25 td174"><P class="p17 ft3">värdepappersför-</P></TD>
<TD colspan=5 class="tr25 td219"><P class="p222 ft3">Värdepapperscentralen</P></TD>
<TD class="tr25 td100"><P class="p17 ft28">ska</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td124"><P class="p17 ft2"><SPAN class="ft3">vararen skall </SPAN>varje år före utgång-</P></TD>
<TD colspan=6 class="tr26 td122"><P class="p17 ft2">varje år före utgången av januari</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">en av januari lämna innehavaren</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p17 ft2">lämna innehavaren av ett avstäm-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">av ett avstämningskonto besked</P></TD>
<TD colspan=2 class="tr25 td30"><P class="p38 ft2">ningskonto</P></TD>
<TD colspan=2 class="tr25 td136"><P class="p91 ft2">besked</P></TD>
<TD colspan=2 class="tr25 td52"><P class="p17 ft2">om kontots</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td124"><P class="p17 ft2">om kontots innehåll per den 31</P></TD>
<TD colspan=6 class="tr26 td122"><P class="p17 ft2">innehåll per den 31 december</P></TD>
</TR>
<TR>
<TD class="tr25 td96"><P class="p20 ft2">december</P></TD>
<TD colspan=3 class="tr25 td160"><P class="p1 ft2">föregående</P></TD>
<TD class="tr25 td54"><P class="p20 ft2">år.</P></TD>
<TD class="tr25 td61"><P class="p17 ft2">Om</P></TD>
<TD colspan=2 class="tr25 td30"><P class="p38 ft2">föregående</P></TD>
<TD class="tr25 td109"><P class="p91 ft2">år.</P></TD>
<TD class="tr25 td72"><P class="p123 ft2">Om</P></TD>
<TD colspan=2 class="tr25 td52"><P class="p17 ft2">innehavaren</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">innehavaren begär det, <SPAN class="ft3">skall </SPAN>be-</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p17 ft2">begär det, <SPAN class="ft3">ska </SPAN>beskedet ange de</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td124"><P class="p17 ft2">skedet ange de förändringar på</P></TD>
<TD colspan=6 class="tr26 td122"><P class="p17 ft2">förändringar på kontot som har ägt</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">kontot som har ägt rum under det</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p17 ft2">rum under det föregående året.</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">föregående året. Regeringen eller<SPAN class="ft3">,</SPAN></P></TD>
<TD colspan=2 class="tr25 td30"><P class="p38 ft2">Regeringen</P></TD>
<TD colspan=4 class="tr25 td87"><P class="p17 ft3"><SPAN class="ft2">eller </SPAN>den myndighet</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td190"><P class="p20 ft3">efter regeringens</P></TD>
<TD colspan=3 class="tr26 td90"><P class="p17 ft28">bemyndigande,</P></TD>
<TD class="tr26 td65"><P class="p38 ft3">som</P></TD>
<TD colspan=2 class="tr26 td101"><P class="p74 ft3">regeringen</P></TD>
<TD colspan=2 class="tr26 td160"><P class="p70 ft3">bestämmer</P></TD>
<TD class="tr26 td100"><P class="p17 ft2">får</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td190"><P class="p20 ft28">Finansinspektionen</P></TD>
<TD class="tr25 td66"><P class="p135 ft2">får</P></TD>
<TD colspan=2 class="tr25 td77"><P class="p17 ft2">meddela</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p17 ft2">meddela föreskrifter om skyldighet</P></TD>
</TR>
<TR>
<TD class="tr25 td96"><P class="p20 ft2">föreskrifter</P></TD>
<TD class="tr25 td71"><P class="p70 ft2">om</P></TD>
<TD colspan=3 class="tr25 td53"><P class="p135 ft2">skyldighet</P></TD>
<TD class="tr25 td61"><P class="p17 ft2">för</P></TD>
<TD class="tr25 td65"><P class="p38 ft2">för</P></TD>
<TD colspan=4 class="tr25 td210"><P class="p87 ft3">värdepapperscentraler</P></TD>
<TD class="tr25 td100"><P class="p17 ft2">att</P></TD>
</TR>
<TR>
<TD class="tr26 td96"><P class="p20 ft3">centrala</P></TD>
<TD colspan=5 class="tr26 td184"><P class="p17 ft28">värdepappersförvarare</P></TD>
<TD colspan=6 class="tr26 td122"><P class="p17 ft2">lämna besked till kontohavare i</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">att lämna besked till kontohavare i</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p17 ft2">andra fall än som avses i första</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">andra fall än som avses i första</P></TD>
<TD colspan=2 class="tr25 td30"><P class="p38 ft2">meningen.</P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td96"><P class="p20 ft2">meningen.</P></TD>
<TD class="tr26 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">Besked enligt andra stycket <SPAN class="ft3">skall</SPAN></P></TD>
<TD colspan=6 class="tr25 td122"><P class="p17 ft2">Besked enligt andra stycket <SPAN class="ft3">ska</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr31 td190"><P class="p20 ft2">lämnas utan avgift.</P></TD>
<TD class="tr31 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr31 td59"><P class="p38 ft2">lämnas utan avgift.</P></TD>
<TD class="tr31 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td96"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td65"><P class="p20 ft2">2 §</P></TD>
<TD class="tr41 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">Den som är eller har varit</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p17 ft2">Den som är eller har varit</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td124"><P class="p17 ft3"><SPAN class="ft2">anställd hos en </SPAN>central värdepap-</P></TD>
<TD colspan=6 class="tr26 td122"><P class="p17 ft2">anställd hos en <SPAN class="ft3">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=6 class="tr31 td124"><P class="p17 ft2"><SPAN class="ft3">persförvarare </SPAN>eller hos ett konto-</P></TD>
<TD colspan=2 class="tr31 td30"><P class="p38 ft3">central <SPAN class="ft2">eller</SPAN></P></TD>
<TD class="tr31 td109"><P class="p74 ft2">hos</P></TD>
<TD colspan=3 class="tr31 td138"><P class="p17 ft2">ett kontoförande</P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
</DIV>
</DIV>
<DIV id="page_505">
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p157 ft4">förande institut får inte obehörigen röja uppgifter som har registrerats i ett avstämningsregister eller som har lämnats till <SPAN class="ft36">värdepappers- förvararen </SPAN>eller institutet av en förvaltare.</P>
</DIV>
<DIV id="id_1_2">
<P class="p16 ft4">institut får inte obehörigen röja Prop. 2015/16:10 uppgifter som har registrerats i ett Bilaga 3 avstämningsregister eller som har</P>
<P class="p138 ft41"><SPAN class="ft22">lämnats till </SPAN>värdepapperscentralen <SPAN class="ft22">eller institutet av en förvaltare.</SPAN></P>
<P class="p1534 ft3">Detsamma gäller en uppgift i en anmälan eller en utsaga om en misstänkt överträdelse av en bestämmelse som gäller för verk- samheten, om uppgiften kan av- slöja anmälarens eller den utpek- ade personens identitet.</P>
<P class="p268 ft36">I det allmännas verksamhet tillämpas i stället bestämmelserna i offentlighets- och sekretesslagen (2009:400).</P>
</DIV>
</DIV>
<DIV id="id_2">
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD class="tr2 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td10"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td362"><P class="p1535 ft2">2 a §<SPAN class="ft27">10</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td63"><P class="p60 ft2">En</P></TD>
<TD colspan=2 class="tr26 td85"><P class="p1536 ft28">central</P></TD>
<TD colspan=3 class="tr26 td222"><P class="p113 ft28">värdepappersför-</P></TD>
<TD class="tr26 td124"><P class="p17 ft3"><SPAN class="ft2">En </SPAN>värdepapperscentral <SPAN class="ft2">och ett</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td63"><P class="p20 ft3">varare</P></TD>
<TD class="tr25 td35"><P class="p93 ft31">och</P></TD>
<TD colspan=2 class="tr25 td65"><P class="p70 ft2">ett</P></TD>
<TD colspan=2 class="tr25 td76"><P class="p113 ft31">kontoförande</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">kontoförande institut är skyldiga</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">institut är skyldiga att lämna ut</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">att lämna ut uppgifter om</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft2">uppgifter om enskildas förhållan-</P></TD>
<TD class="tr26 td124"><P class="p17 ft2">enskildas förhållanden till före-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">den till företaget, om det under en</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">taget, om det under en utredning</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td138"><P class="p20 ft2">utredning enligt</P></TD>
<TD colspan=3 class="tr25 td222"><P class="p113 ft2">bestämmelserna</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">enligt bestämmelserna om för-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td149"><P class="p20 ft2">om förundersökning</P></TD>
<TD class="tr26 td10"><P class="p60 ft2">i</P></TD>
<TD class="tr26 td121"><P class="p113 ft2">brottmål</P></TD>
<TD class="tr26 td124"><P class="p17 ft2">undersökning i brottmål begärs av</P></TD>
</TR>
<TR>
<TD class="tr25 td63"><P class="p20 ft2">begärs</P></TD>
<TD class="tr25 td35"><P class="p64 ft2">av</P></TD>
<TD colspan=4 class="tr25 td34"><P class="p113 ft31">undersökningsledare</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">undersökningsledare eller om det i</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">eller om det i ett ärende om rättslig</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">ett ärende om rättslig hjälp i</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft2">hjälp i brottmål på framställning</P></TD>
<TD class="tr26 td124"><P class="p17 ft2">brottmål på framställning av en</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">av en annan stat eller en</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">annan stat eller en mellanfolklig</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td116"><P class="p20 ft2">mellanfolklig</P></TD>
<TD colspan=3 class="tr25 td99"><P class="p1 ft2">domstol</P></TD>
<TD class="tr25 td121"><P class="p113 ft2">begärs av</P></TD>
<TD class="tr25 td124"><P class="p625 ft2">domstol begärs av åklagare.</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td116"><P class="p20 ft2">åklagare.</P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td124"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p48 ft4">Om skyldighet för centrala värdepappersförvarare och kontoförande institut att lämna uppgifter till överförmyndaren finns bestämmelser i 16 kap. 10 a § föräldrabalken.</P>
<P class="p1537 ft2">3 §<SPAN class="ft27">11</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD class="tr28 td122"><P class="p113 ft2">Om Finansinspektionen behöver</P></TD>
<TD class="tr28 td124"><P class="p17 ft2">Om Finansinspektionen behöver</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft2">uppgifter för övervakningen av att</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">uppgifter för övervakningen av att</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft2">bestämmelserna i lagen (2005:377)</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">bestämmelserna i lagen (2005:377)</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p113 ft2">om straff för marknadsmissbruk</P></TD>
<TD class="tr26 td124"><P class="p17 ft2">om straff för marknadsmissbruk</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft2">vid handel med finansiella instru-</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">vid handel med finansiella instru-</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft2">ment följs eller åklagare finner</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">ment följs eller åklagare finner</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p113 ft2">anledning att anta att brott enligt</P></TD>
<TD class="tr26 td124"><P class="p17 ft2">anledning att anta att brott enligt</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft2">samma lag har begåtts eller</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">samma lag har begåtts eller</P></TD>
</TR>
<TR>
<TD class="tr31 td122"><P class="p113 ft2">Finansinspektionen finner anled-</P></TD>
<TD class="tr31 td124"><P class="p17 ft2">Finansinspektionen finner anled-</P></TD>
</TR>
</TABLE>
<P class="p466 ft35"><SPAN class="ft42">10</SPAN><SPAN class="ft179">Senaste lydelse 2008:911.</SPAN></P>
<P class="p162 ft45"><SPAN class="ft42">11</SPAN><SPAN class="ft46">Senaste lydelse 2005:381.</SPAN></P>
<P class="p163 ft2">505</P>
</DIV>
</DIV>
<DIV id="page_506">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">506</P>
</DIV>
<DIV id="id_2">
<DIV id="id_2_1">
<DIV id="id_2_1_1">
<P class="p157 ft31">ning att anta att en bestämmelse i lagen (2000:1087) om anmälnings- skyldighet för vissa innehav av finansiella instrument har över- trätts, <SPAN class="ft28">skall den centrala värdepap- persförvararen </SPAN>på begäran lämna inspektionen eller åklagaren besked om ett avstämnings- registers innehåll i den omfattning det har anknytning till tillsynen eller överträdelsen. Beskedet <SPAN class="ft28">skall </SPAN>lämnas utan avgift. Regeringen eller<SPAN class="ft28">, efter regeringens bemyndig- ande, Finansinspektionen </SPAN>får meddela <SPAN class="ft28">närmare </SPAN>föreskrifter om hur skyldigheten att lämna sådana besked till inspektionen <SPAN class="ft28">skall </SPAN>full- göras.</P>
<P class="p1538 ft2">Regeringen får föreskriva att Finansinspektionen <SPAN class="ft3">skall </SPAN>ha terminalåtkomst till avstämnings- registren för inhämtande av upp- gifter som avses i första stycket och som har anknytning till ett ärende hos inspektionen.</P>
<P class="p680 ft2">Uppgifter som <SPAN class="ft3">skall </SPAN>anmälas enligt 4 § lagen <SPAN class="ft3">(2000:1087) </SPAN>om anmälningsskyldighet för vissa innehav av finansiella instrument får genom automatisk databehand- ling lämnas ut till det insyns- register som förs enligt 9 § samma lag.</P>
</DIV>
<DIV id="id_2_1_2">
<P class="p157 ft2">ning att anta att en bestämmelse i lagen (2000:1087) om anmälnings- skyldighet för vissa innehav av finansiella instrument har över- trätts, <SPAN class="ft3">ska värdepapperscentralen </SPAN>på begäran lämna inspektionen eller åklagaren besked om ett avstämningsregisters innehåll i den omfattning det har anknytning till tillsynen eller överträdelsen. Beskedet <SPAN class="ft3">ska </SPAN>lämnas utan avgift. Regeringen eller <SPAN class="ft3">den myndighet som regeringen bestämmer </SPAN>får meddela föreskrifter om hur skyldigheten att lämna sådana besked till inspektionen <SPAN class="ft3">ska </SPAN>fullgöras.</P>
<P class="p308 ft2">Regeringen får föreskriva att Finansinspektionen <SPAN class="ft3">ska </SPAN>ha term- inalåtkomst till avstämningsregist- ren för inhämtande av uppgifter som avses i första stycket och som har anknytning till ett ärende hos inspektionen.</P>
<P class="p258 ft4">Uppgifter som <SPAN class="ft36">ska </SPAN>anmälas enligt 4 § lagen om anmälnings- skyldighet för vissa innehav av finansiella instrument får genom automatisk databehandling lämnas ut till det insynsregister som förs enligt 9 § samma lag.</P>
</DIV>
</DIV>
<DIV id="id_2_2">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr43 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td98"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr43 td222"><P class="p255 ft62">4 §<SPAN class="ft61">12</SPAN></P></TD>
<TD class="tr43 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td24"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td66"><P class="p60 ft2">Den</P></TD>
<TD colspan=4 class="tr25 td158"><P class="p30 ft2">undersökningsledare eller</P></TD>
<TD class="tr25 td63"><P class="p87 ft2">Den</P></TD>
<TD colspan=3 class="tr25 td226"><P class="p17 ft2">undersökningsledare eller</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td141"><P class="p20 ft2">åklagare</P></TD>
<TD class="tr25 td95"><P class="p42 ft2">som</P></TD>
<TD class="tr25 td98"><P class="p20 ft2">begär</P></TD>
<TD class="tr25 td113"><P class="p30 ft2">uppgifter</P></TD>
<TD colspan=2 class="tr25 td144"><P class="p20 ft2">åklagare som</P></TD>
<TD class="tr25 td98"><P class="p20 ft2">begär</P></TD>
<TD class="tr25 td24"><P class="p17 ft2">uppgifter</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p20 ft2">enligt 2 a § får förordna att <SPAN class="ft3">den</SPAN></P></TD>
<TD colspan=4 class="tr26 td143"><P class="p20 ft2">enligt 2 a § får förordna att <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td141"><P class="p20 ft3">centrala</P></TD>
<TD colspan=3 class="tr25 td226"><P class="p30 ft28">värdepappersförvararen</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p20 ft3">papperscentralen <SPAN class="ft2">eller det konto-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td66"><P class="p20 ft2">eller</P></TD>
<TD class="tr25 td109"><P class="p20 ft2">det</P></TD>
<TD colspan=2 class="tr25 td171"><P class="p1 ft2">kontoförande</P></TD>
<TD class="tr25 td113"><P class="p30 ft2">institutet</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p20 ft2">förande institutet samt <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td59"><P class="p20 ft3"><SPAN class="ft2">samt </SPAN>förvararens <SPAN class="ft2">eller</SPAN></P></TD>
<TD class="tr26 td113"><P class="p30 ft31">institutets</P></TD>
<TD colspan=3 class="tr26 td111"><P class="p20 ft3">papperscentralens <SPAN class="ft2">eller</SPAN></P></TD>
<TD class="tr26 td24"><P class="p17 ft31">institutets</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td138"><P class="p20 ft2">styrelseledamöter</P></TD>
<TD class="tr25 td98"><P class="p87 ft2">och</P></TD>
<TD class="tr25 td113"><P class="p30 ft2">anställda</P></TD>
<TD colspan=2 class="tr25 td144"><P class="p20 ft2">styrelseledamöter</P></TD>
<TD class="tr25 td98"><P class="p87 ft2">och</P></TD>
<TD class="tr25 td24"><P class="p17 ft2">anställda</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p20 ft2">inte får röja för kunden eller för</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p20 ft2">inte får röja för kunden eller för</P></TD>
</TR>
<TR>
<TD class="tr26 td66"><P class="p20 ft31">någon</P></TD>
<TD colspan=3 class="tr26 td106"><P class="p64 ft2">utomstående att</P></TD>
<TD class="tr26 td113"><P class="p30 ft2">uppgifter</P></TD>
<TD class="tr26 td63"><P class="p20 ft2">någon</P></TD>
<TD colspan=2 class="tr26 td138"><P class="p20 ft2">utomstående att</P></TD>
<TD class="tr26 td24"><P class="p17 ft2">uppgifter</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p20 ft2">har lämnats enligt 2 a § eller att det</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p20 ft2">har lämnats enligt 2 a § eller att det</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p20 ft2">pågår en förundersökning eller ett</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p20 ft2">pågår en förundersökning eller ett</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr27 td50"><P class="p20 ft2">ärende om rättslig hjälp i brottmål.</P></TD>
<TD colspan=4 class="tr27 td143"><P class="p20 ft2">ärende om rättslig hjälp i brottmål.</P></TD>
</TR>
</TABLE>
<P class="p1539 ft35"><SPAN class="ft34">12 </SPAN>Senaste lydelse 2005:490.</P>
</DIV>
</DIV>
</DIV>
</DIV>
<DIV id="page_507">
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p117 ft2">Ett sådant förbud får meddelas om det krävs för att en utredning om brott inte <SPAN class="ft3">skall </SPAN>äventyras eller för att uppfylla en internationell överenskommelse som är bindande för Sverige.</P>
<P class="p559 ft2">Förbudet <SPAN class="ft3">skall </SPAN>vara tidsbe- gränsat, med möjlighet till för- längning, och får inte avse längre tid än vad som är motiverat med hänsyn till syftet med förbudet. I ett ärende om rättslig hjälp i brottmål får dock förbudet tidsbe- gränsas endast om den stat eller mellanfolkliga domstol som ansökt om rättslig hjälp samtycker till detta.</P>
<P class="p307 ft4">Om ett förbud inte längre är motiverat med hänsyn till syftet med förbudet, <SPAN class="ft36">skall </SPAN>undersök- ningsledaren eller åklagaren be- sluta att förordnandet <SPAN class="ft36">skall </SPAN>upp- höra.</P>
</DIV>
<DIV id="id_1_2">
<TABLE cellpadding=0 cellspacing=0 class="t60">
<TR>
<TD class="tr28 td123"><P class="p111 ft2">Ett sådant förbud får meddelas</P></TD>
<TD class="tr28 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr26 td123"><P class="p111 ft2">om det krävs för att en utredning</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 3</P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p111 ft2">om brott inte <SPAN class="ft3">ska </SPAN>äventyras eller</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td123"><P class="p111 ft2">för att uppfylla en internationell</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p111 ft2">överenskommelse som är bindande</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p20 ft2">för Sverige.</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td123"><P class="p111 ft2">Förbudet <SPAN class="ft3">ska </SPAN>vara tidsbegränsat,</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p111 ft2">med möjlighet till förlängning, och</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p111 ft2">får inte avse längre tid än vad som</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td123"><P class="p111 ft2">är motiverat med hänsyn till syftet</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p111 ft2">med förbudet. I ett ärende om</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p111 ft2">rättslig hjälp i brottmål får dock</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p111 ft2">förbudet tidsbegränsas endast om</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td123"><P class="p111 ft2">den stat eller mellanfolkliga dom-</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p111 ft2">stol som ansökt om rättslig hjälp</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td123"><P class="p20 ft2">samtycker till detta.</P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td123"><P class="p111 ft2">Om ett förbud inte längre är</P></TD>
<TD class="tr38 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p111 ft2">motiverat med hänsyn till syftet</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td123"><P class="p111 ft2">med förbudet, <SPAN class="ft3">ska </SPAN>undersöknings-</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p111 ft2">ledaren eller åklagaren besluta att</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td123"><P class="p20 ft2">förordnandet <SPAN class="ft3">ska </SPAN>upphöra.</P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
<DIV id="id_2">
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD colspan=2 class="tr43 td118"><P class="p20 ft29">9 kap. Tillsyn</P></TD>
<TD class="tr43 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td107"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr43 td73"><P class="p64 ft29">9 kap. Tillsyn <SPAN class="ft53">och ingripanden</SPAN></P></TD>
</TR>
<TR>
<TD colspan=6 class="tr41 td60"><P class="p20 ft53">Upplysningsskyldighet och ägar-</P></TD>
<TD colspan=5 class="tr41 td150"><P class="p64 ft53">Tillsynens omfattning</P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td16"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr27 td118"><P class="p20 ft53">prövning m.m.</P></TD>
<TD class="tr27 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td53"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td16"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td49"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td10"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td184"><P class="p1540 ft2">1 §<SPAN class="ft27">13</SPAN></P></TD>
<TD class="tr38 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td16"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td60"><P class="p84 ft3">Centrala värdepappersförvarare</P></TD>
<TD colspan=2 class="tr25 td197"><P class="p85 ft3">Av 1 kap.</P></TD>
<TD colspan=3 class="tr25 td170"><P class="p20 ft3">5 § denna</P></TD>
<TD class="tr25 td14"><P class="p20 ft3">lag</P></TD>
<TD class="tr25 td16"><P class="p17 ft3">och</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td60"><P class="p20 ft3">står under tillsyn av <SPAN class="ft2">Finansinspek-</SPAN></P></TD>
<TD colspan=7 class="tr26 td73"><P class="p64 ft3">artikel 10 i förordning (EU) nr</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td60"><P class="p20 ft3"><SPAN class="ft2">tionen</SPAN>. I fråga om upplysnings-</P></TD>
<TD colspan=7 class="tr25 td73"><P class="p64 ft3">909/2014 följer att <SPAN class="ft2">Finans-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td60"><P class="p20 ft3">skyldighet, <SPAN class="ft2">tillsyn </SPAN>och avgifter till</P></TD>
<TD colspan=2 class="tr25 td197"><P class="p64 ft2">inspektionen</P></TD>
<TD colspan=2 class="tr25 td18"><P class="p42 ft3">utövar</P></TD>
<TD colspan=2 class="tr25 td114"><P class="p88 ft2">tillsyn</P></TD>
<TD class="tr25 td16"><P class="p17 ft28">över</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td97"><P class="p20 ft28">Finansinspektionen</P></TD>
<TD class="tr26 td16"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td79"><P class="p84 ft3">tillämpas</P></TD>
<TD class="tr26 td53"><P class="p64 ft3">svenska</P></TD>
<TD colspan=6 class="tr26 td207"><P class="p17 ft28">värdepapperscentraler</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td60"><P class="p20 ft3">23 kap. 1, 2, 7, 11, 12 och 14 §§</P></TD>
<TD colspan=7 class="tr25 td73"><P class="p64 ft3">och utsedda kreditinstitut som har</P></TD>
</TR>
<TR>
<TD class="tr25 td49"><P class="p20 ft3">och 15 §</P></TD>
<TD class="tr25 td109"><P class="p62 ft3">1,</P></TD>
<TD class="tr25 td16"><P class="p73 ft3">3</P></TD>
<TD class="tr25 td16"><P class="p19 ft3">och</P></TD>
<TD class="tr25 td10"><P class="p17 ft3">4</P></TD>
<TD class="tr25 td107"><P class="p84 ft3">lagen</P></TD>
<TD colspan=7 class="tr25 td73"><P class="p64 ft3">utsetts av en sådan värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td49"><P class="p20 ft28">(2007:528)</P></TD>
<TD colspan=2 class="tr26 td70"><P class="p95 ft3">om</P></TD>
<TD colspan=3 class="tr26 td93"><P class="p84 ft3">värdepappers-</P></TD>
<TD colspan=3 class="tr26 td17"><P class="p64 ft3">central. Tillsynen</P></TD>
<TD colspan=2 class="tr26 td71"><P class="p20 ft3">över</P></TD>
<TD colspan=2 class="tr26 td82"><P class="p17 ft3">utsedda</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td60"><P class="p20 ft3">marknaden på motsvarande sätt. I</P></TD>
<TD colspan=2 class="tr25 td197"><P class="p64 ft3">kreditinstitut</P></TD>
<TD colspan=2 class="tr25 td18"><P class="p68 ft3">utövas</P></TD>
<TD colspan=2 class="tr25 td114"><P class="p32 ft3">med</P></TD>
<TD class="tr25 td16"><P class="p17 ft3">den</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td60"><P class="p20 ft3">fråga om ägarprövning tillämpas</P></TD>
<TD colspan=2 class="tr25 td197"><P class="p64 ft3">begränsning</P></TD>
<TD class="tr25 td35"><P class="p76 ft3">som</P></TD>
<TD colspan=3 class="tr25 td85"><P class="p77 ft3">framgår</P></TD>
<TD class="tr25 td16"><P class="p17 ft3">av</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td60"><P class="p20 ft3">det som gäller för clearingorgani-</P></TD>
<TD colspan=7 class="tr26 td73"><P class="p64 ft3">artikel 60.1 i förordning (EU) nr</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td118"><P class="p20 ft3">sationer enligt</P></TD>
<TD colspan=2 class="tr25 td114"><P class="p19 ft3">24 kap.</P></TD>
<TD class="tr25 td10"><P class="p65 ft3">1</P></TD>
<TD class="tr25 td107"><P class="p84 ft3">och 3–</P></TD>
<TD class="tr25 td53"><P class="p64 ft3">909/2014,</P></TD>
<TD class="tr25 td198"><P class="p42 ft3">i</P></TD>
<TD class="tr25 td35"><P class="p135 ft3">den</P></TD>
<TD class="tr25 td4"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td52"><P class="p17 ft28">ursprungliga</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td60"><P class="p20 ft3">6 §§, 7 § första stycket 1, 2 och 4,</P></TD>
<TD class="tr25 td53"><P class="p64 ft3">lydelsen.</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td60"><P class="p20 ft3">andra och tredje styckena samt 8–</P></TD>
<TD class="tr26 td53"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td16"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td60"><P class="p20 ft3">10 §§ samma lag på motsvarande</P></TD>
<TD class="tr25 td53"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td49"><P class="p20 ft3">sätt.</P></TD>
<TD class="tr27 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td53"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td16"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p1483 ft35"><SPAN class="ft34">13 </SPAN>Senaste lydelse 2009:356.</P>
<P class="p99 ft2">507</P>
</DIV>
</DIV>
<DIV id="page_508">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">508</P>
</DIV>
<DIV id="id_2">
<DIV id="id_2_1">
<DIV id="id_2_1_1">
<P class="p117 ft36">Regeringen får i fråga om centrala värdepappersförvarare meddela föreskrifter om hand- läggningen av tillståndsärenden enligt 24 kap. 1, 3 och 3 a §§ lagen om värdepappersmark- naden.</P>
</DIV>
<DIV id="id_2_1_2">
<P class="p117 ft36">Särskilda bestämmelser om till- syn över kontoförande institut finns i 3 kap.</P>
</DIV>
</DIV>
<DIV id="id_2_2">
<P class="p16 ft2">2 §</P>
</DIV>
<DIV id="id_2_3">
<DIV id="id_2_3_1">
<P class="p117 ft3">Om en central värdepappers- förvarare <SPAN class="ft2">har </SPAN>fattat ett beslut som strider mot denna lag eller någon annan författning som reglerar dess verksamhet, mot föreskrift som meddelats med stöd av denna lag eller någon annan författning eller mot bolagsordningen eller stadgarna, får Finansinspektionen förbjuda att beslutet verkställs. Har beslutet redan verkställts, får inspektionen förelägga värdepap- persförvararen att göra rättelse om detta är möjligt.</P>
</DIV>
<DIV id="id_2_3_2">
<P class="p117 ft3">Av 1 kap. 5 § denna lag och förordning (EU) nr 909/2014 följer att Finansinspektionen ut- övar tillsyn i viss utsträckning över utländska värdepapperscentraler som tillhandahåller sådana tjänster som avses i förordningen här i landet. I ett sådant fall tillämpas 3 §, 5 § första stycket 1, 7, 13, 16, 17, <NOBR>23–25</NOBR> och <NOBR>28–30</NOBR> §§ även på dem. Bestämmelserna i 13, 16, 17 och <NOBR>28–31</NOBR> §§ tillämpas dock endast under de förutsätt- ningar som anges i artikel 24.5 i förordningen, i den ursprungliga lydelsen. Om en sådan värde- papperscentral etablerar en filial här i landet tillämpas även 8 § på filialen. Det som anges om en värdepapperscentral ska i stället avse filialen.</P>
<P class="p1541 ft36">Av 26 § följer att Finansinspek- tionen får ta ut avgifter av en utländsk värdepapperscentral som har filialen.</P>
</DIV>
</DIV>
<DIV id="id_2_4">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr43 td50"><P class="p20 ft53">Återkallelse av auktorisation</P></TD>
<TD colspan=2 class="tr43 td43"><P class="p20 ft180">Skyldighet att lämna uppgifter</P></TD>
<TD class="tr43 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr41 td243"><P class="p1542 ft2">3 §<SPAN class="ft27">14</SPAN></P></TD>
<TD class="tr41 td184"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p60 ft3">Auktorisation som central värde-</P></TD>
<TD class="tr25 td18"><P class="p87 ft3">En</P></TD>
<TD class="tr25 td184"><P class="p20 ft3">värdepapperscentral</P></TD>
<TD class="tr25 td20"><P class="p17 ft3">ska</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft3">pappersförvarare skall återkallas</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft2"><SPAN class="ft3">lämna </SPAN>Finansinspektionen <SPAN class="ft3">upplys-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p20 ft2"><SPAN class="ft3">av </SPAN>Finansinspektionen<SPAN class="ft3">, om</SPAN></P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft3">ningar om sin verksamhet och</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p60 ft3">1. värdepappersförvararen gen-</P></TD>
<TD class="tr25 td18"><P class="p20 ft3">därmed</P></TD>
<TD class="tr25 td184"><P class="p32 ft3">sammanhängande</P></TD>
<TD class="tr25 td20"><P class="p17 ft3">om-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft3">om att överträda denna lag eller</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft3">ständigheter enligt föreskrifter</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p20 ft3">någon föreskrift som har med-</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft3">som meddelats med stöd av denna</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft3">delats med stöd av lagen eller på</P></TD>
<TD class="tr25 td18"><P class="p20 ft3">lag.</P></TD>
<TD class="tr25 td184"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft3">annat sätt visat sig olämplig att</P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td184"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td50"><P class="p20 ft3">utöva verksamheten,</P></TD>
<TD class="tr27 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td184"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td20"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p1539 ft35"><SPAN class="ft34">14 </SPAN>Senaste lydelse 2005:558. Ändringen innebär bl.a. att fjärde och femte styckena tas bort.</P>
</DIV>
</DIV>
</DIV>
</DIV>
<DIV id="page_509">
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p516 ft36"><SPAN class="ft3">2.</SPAN><SPAN class="ft64">värdepappersförvararen inte bedriver sådan verksamhet som auktorisationen avser,</SPAN></P>
<P class="p516 ft3"><SPAN class="ft3">3.</SPAN><SPAN class="ft48">såvitt gäller ett svenskt aktiebolag, bolagets egna kapital understiger två tredjedelar av det registrerade aktiekapitalet och bristen inte har täckts inom tre månader från det att den blev känd för bolaget, eller</SPAN></P>
<P class="p516 ft36"><SPAN class="ft3">4.</SPAN><SPAN class="ft181">någon som ingår i värde- pappersförvararens styrelse eller är verkställande direktör eller dennes ställföreträdare inte upp-</SPAN></P>
<P class="p1543 ft3">fyller de krav som anges i 2 kap. 2 § första stycket 4.</P>
<P class="p185 ft3">Om det är tillräckligt får</P>
<P class="p1543 ft2">Finansinspektionen <SPAN class="ft3">i fall som avses i första stycket 1 meddela varning i stället för att återkalla auktorisationen.</SPAN></P>
<P class="p516 ft3">Vid tillämpning av första stycket 3 skall det egna kapitalet beräknas enligt 25 kap. 14 § aktiebolagslagen (2005:551).</P>
<P class="p1544 ft3">I fall som avses i första stycket 4 får auktorisationen återkallas bara om Finansinspektionen först invänt mot att personen ingår i styrelsen eller är verkställande direktör eller dennes ställ- företrädare och om han, efter en av inspektionen bestämd tid av högst tre månader, fortfarande finns kvar i styrelsen eller är verkställande direktör eller dennes ställföreträdare.</P>
<P class="p1545 ft38">Vid återkallelse av auktorisation får Finansinspektionen besluta om hur verksamheten skall avvecklas.</P>
</DIV>
<DIV id="id_1_2">
<P class="p1546 ft2">Prop. 2015/16:10</P>
<P class="p1547 ft2">Bilaga 3</P>
<P class="p1548 ft36">Värdepapperscentralen ska där- utöver lämna <SPAN class="ft4">Finansinspektionen </SPAN>de upplysningar som inspektionen begär.</P>
<P class="p1549 ft36">Regeringen eller den myndighet som regeringen bestämmer får meddela föreskrifter om uppgifts- skyldigheten enligt första stycket.</P>
</DIV>
</DIV>
<DIV id="id_2">
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD class="tr28 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td93"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td122"><P class="p390 ft2">4 §</P></TD>
</TR>
<TR>
<TD class="tr25 td95"><P class="p60 ft3">Om</P></TD>
<TD colspan=2 class="tr25 td17"><P class="p66 ft2">Finansinspektionen</P></TD>
<TD class="tr25 td84"><P class="p17 ft3">med-</P></TD>
<TD class="tr25 td122"><P class="p17 ft3">Regeringen eller den myndighet</P></TD>
</TR>
<TR>
<TD class="tr26 td95"><P class="p20 ft3">delar</P></TD>
<TD class="tr26 td71"><P class="p76 ft3">ett</P></TD>
<TD class="tr26 td93"><P class="p1 ft3">föreläggande</P></TD>
<TD class="tr26 td84"><P class="p17 ft28">enligt</P></TD>
<TD class="tr26 td122"><P class="p17 ft3">som regeringen bestämmer med-</P></TD>
</TR>
<TR>
<TD class="tr25 td95"><P class="p20 ft3">3 kap.</P></TD>
<TD class="tr25 td71"><P class="p94 ft3">6 §</P></TD>
<TD colspan=2 class="tr25 td87"><P class="p17 ft3">eller 9 kap. 2 § får</P></TD>
<TD class="tr25 td122"><P class="p17 ft3">delar föreskrifter om att vissa</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td173"><P class="p20 ft3">inspektionen förelägga vite.</P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td122"><P class="p17 ft3">uppgifter som enligt 3 § första</P></TD>
</TR>
<TR>
<TD class="tr26 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td93"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td122"><P class="p17 ft3">stycket ska lämnas till Finans-</P></TD>
</TR>
<TR>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td93"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td122"><P class="p17 ft3">inspektionen i stället ska lämnas</P></TD>
</TR>
<TR>
<TD class="tr27 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td93"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td122"><P class="p625 ft3">till Statistiska centralbyrån.</P></TD>
</TR>
</TABLE>
<P class="p1550 ft2">509</P>
</DIV>
</DIV>
<DIV id="page_510">
<DIV>
<DIV id="id_1">
<P class="p1495 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">510</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft53">Tillsynsbefogenheter</P>
<P class="p1551 ft59">Föreläggande om att lämna upp- gifter</P>
<P class="p367 ft3">5 §</P>
<P class="p211 ft3">För tillsynen över att bestäm- melserna i denna lag, förordning (EU) nr 909/2014 och andra för- fattningar som reglerar verksam- heten följs får Finansinspektionen förelägga</P>
<P class="p1552 ft36"><SPAN class="ft3">1.</SPAN><SPAN class="ft181">ett företag eller någon annan att tillhandahålla uppgifter, hand- lingar, eller annat, och</SPAN></P>
<P class="p1553 ft3"><SPAN class="ft3">2.</SPAN><SPAN class="ft48">den som förväntas kunna lämna upplysningar i saken att inställa sig till förhör på tid och plats som inspektionen bestämmer.</SPAN></P>
<P class="p1554 ft36">Första stycket gäller inte i den utsträckning uppgiftslämnandet skulle strida mot den i lag regle- rade tystnadsplikten för advokater.</P>
<P class="p1555 ft59">Föreläggande att upphöra med viss verksamhet</P>
<P class="p367 ft3">6 §</P>
<P class="p211 ft3">Om någon driver sådan verk- samhet som kräver auktorisation enligt förordning (EU) nr 909/2014, i den ursprungliga lydelsen, i Sverige utan att vara berättigad till det, ska Finans- inspektionen förelägga denne att upphöra med verksamheten. Finansinspektionen får även besluta om att denne ska betala en sanktionsavgift enligt 16 §.</P>
<P class="p644 ft3">Om det är osäkert om förordningen är tillämplig på en viss verksamhet, får inspektionen förelägga den som driver verksam- heten att lämna de upplysningar om verksamheten som inspek- tionen behöver för att bedöma om så är fallet.</P>
<P class="p644 ft41">Ett föreläggande enligt denna paragraf som avser en utländsk juridisk person får även riktas mot</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_511">
<TABLE cellpadding=0 cellspacing=0 class="t137">
<TR>
<TD class="tr2 td123"><P class="p20 ft3">den som i Sverige är verksam för</P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr27 td123"><P class="p20 ft3">företagets räkning.</P></TD>
<TD class="tr27 td47"><P class="p20 ft2">Bilaga 3</P></TD>
</TR>
</TABLE>
<P class="p302 ft55">Vite</P>
<P class="p332 ft3">7 §</P>
<P class="p515 ft41">Ett föreläggande enligt denna lag får förenas med vite.</P>
<P class="p302 ft55">Platsundersökning</P>
<P class="p332 ft3">8 §</P>
<P class="p440 ft3">Om det finns skäl för det, får Finansinspektionen genomföra en platsundersökning hos en värde- papperscentral eller en juridisk person till vilken värdepappers- centralen har utkontrakterat verk- samhet.</P>
<P class="p515 ft3">Finansinspektionen får begära handräckning av Kronofogde- myndigheten för att platsunder- sökningen ska kunna genomföras. Vid handräckning gäller bestäm- melserna i utsökningsbalken om verkställighet av förpliktelser som inte avser betalningsskyldighet eller avhysning.</P>
<P class="p1556 ft36">Om Finansinspektionen begär det, ska Kronofogdemyndigheten inte i förväg underrätta värde- papperscentralen eller den juridiska personen där undersök- ningen ska ske.</P>
<P class="p1557 ft59">Sammankallande av styrelse eller stämma</P>
<P class="p367 ft3">9 §</P>
<P class="p1558 ft3">Finansinspektionen får samman- kalla styrelsen i en värdepappers- central. Inspektionen får även begära att styrelsen kallar till extra stämma. Om styrelsen inte rättar sig efter en sådan begäran, får inspektionen utfärda kallelsen.</P>
<TABLE cellpadding=0 cellspacing=0 class="t80">
<TR>
<TD class="tr2 td146"><P class="p60 ft3">Finansinspektionen får</P></TD>
<TD class="tr2 td110"><P class="p451 ft28">närvara</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td11"><P class="p20 ft3">vid en stämma och vid ett sådant</P></TD>
</TR>
<TR>
<TD class="tr25 td146"><P class="p20 ft3">styrelsesammanträde som</P></TD>
<TD class="tr25 td110"><P class="p451 ft3">inspek-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td11"><P class="p20 ft3">tionen har sammankallat samt</P></TD>
</TR>
<TR>
<TD class="tr31 td146"><P class="p20 ft3">delta i överläggningarna.</P></TD>
<TD class="tr31 td110"><P class="p17 ft2">511</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_512">
<DIV>
<DIV id="id_1">
<P class="p1495 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">512</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft53">Ingripanden</P>
<P class="p366 ft55">Överträdelser</P>
<P class="p348 ft3">10 §</P>
<P class="p368 ft3">Finansinspektionen ska ingripa om en värdepapperscentral eller ett utsett kreditinstitut har åsido- satt sina skyldigheter enligt denna lag, förordning (EU) nr 909/2014, i den ursprungliga lydelsen, eller andra författningar som reglerar verksamheten.</P>
<P class="p644 ft41">I sådana fall ska <NOBR>13–17,</NOBR> <NOBR>23–25,</NOBR> och <NOBR>28–31</NOBR> §§ tillämpas.</P>
<P class="p367 ft3">11 §</P>
<P class="p368 ft3">Finansinspektionen ska ingripa mot någon som ingår i en värde- papperscentrals styrelse eller är dess verkställande direktör, eller ersättare för någon av dem, om värdepapperscentralen</P>
<P class="p1552 ft3"><SPAN class="ft3">1.</SPAN><SPAN class="ft48">tillhandahåller tjänster enligt avsnitten A, B och C i bilagan till förordning (EU) nr 909/2014, i den ursprungliga lydelsen, i strid med artiklarna 16, 25 och 54 i förordningen,</SPAN></P>
<P class="p1552 ft3"><SPAN class="ft3">2.</SPAN><SPAN class="ft48">har erhållit auktorisationer som krävs enligt artikel 16 i förordning (EU) nr 909/2014, i den ursprungliga lydelsen, genom osanna uppgifter eller andra olag- liga metoder enligt artikel 20.1 b i förordningen, i den ursprungliga lydelsen,</SPAN></P>
<P class="p1559 ft36"><SPAN class="ft3">3.</SPAN><SPAN class="ft181">underlåtit att uppfylla kapital- kravet i strid med artikel 47.1 i förordning (EU) nr 909/2014, i den ursprungliga lydelsen,</SPAN></P>
<P class="p211 ft3">4.underlåtit att uppfylla de organisatoriska kraven i strid med artiklarna <NOBR>26–30</NOBR> i förordning (EU) nr 909/2014, i den ursprung- liga lydelsen,</P>
<P class="p1560 ft36"><SPAN class="ft3">5.</SPAN><SPAN class="ft181">underlåtit att följa upp- förandereglerna i strid med artiklarna </SPAN><NOBR>32–35</NOBR> i förordning (EU) nr 909/2014, i den ursprung- liga lydelsen,</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_513">
<TABLE cellpadding=0 cellspacing=0 class="t137">
<TR>
<TD colspan=5 class="tr2 td123"><P class="p60 ft3">6. underlåtit att uppfylla kraven</P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td123"><P class="p20 ft3">för värdepapperscentraltjänster i</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 3</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td123"><P class="p20 ft3">strid med artiklarna <NOBR>37–41</NOBR> i</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td123"><P class="p20 ft3">förordning (EU) nr 909/2014, i</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td226"><P class="p20 ft3">den ursprungliga lydelsen,</P></TD>
<TD class="tr26 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td123"><P class="p60 ft3">7. underlåtit att uppfylla stabili-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td123"><P class="p20 ft3">tetskraven i strid med artiklarna</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td123"><P class="p20 ft3"><NOBR>43–47</NOBR> i förordning (EU) nr</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td78"><P class="p20 ft3">909/2014,</P></TD>
<TD class="tr25 td61"><P class="p71 ft3">i</P></TD>
<TD class="tr25 td163"><P class="p26 ft3">den</P></TD>
<TD colspan=2 class="tr25 td76"><P class="p111 ft3">ursprungliga</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td78"><P class="p20 ft3">lydelsen,</P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td123"><P class="p60 ft3">8. underlåtit att uppfylla kraven</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td123"><P class="p20 ft3">på länkar mellan värdepappers-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td123"><P class="p20 ft3">centraler i strid med artikel 48 i</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td123"><P class="p20 ft3">förordning (EU) nr 909/2014, i</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td123"><P class="p20 ft3">den ursprungliga lydelsen, eller</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td123"><P class="p60 ft3">9. utan giltig grund vägrat att</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td123"><P class="p20 ft3">bevilja olika typer av tillträde i</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td123"><P class="p20 ft3">strid med artiklarna <NOBR>49–53</NOBR> i</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td123"><P class="p20 ft3">förordning (EU) nr 909/2014, i</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td226"><P class="p20 ft3">den ursprungliga lydelsen.</P></TD>
<TD class="tr26 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td108"><P class="p60 ft3">Ett ingripande</P></TD>
<TD class="tr25 td94"><P class="p20 ft3">enligt</P></TD>
<TD class="tr25 td99"><P class="p111 ft3">första</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td123"><P class="p20 ft3">stycket får ske endast om värde-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td123"><P class="p20 ft3">papperscentralens överträdelse är</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td123"><P class="p20 ft3">allvarlig och personen i fråga</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td78"><P class="p20 ft28">uppsåtligen</P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td163"><P class="p20 ft3">eller</P></TD>
<TD class="tr25 td94"><P class="p29 ft3">av</P></TD>
<TD class="tr25 td99"><P class="p111 ft3">grov</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td123"><P class="p20 ft3">oaktsamhet orsakat överträdelsen.</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td226"><P class="p60 ft3">Ingripande sker genom</P></TD>
<TD class="tr25 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td78"><P class="p60 ft3">1. beslut</P></TD>
<TD class="tr25 td61"><P class="p42 ft3">att</P></TD>
<TD colspan=2 class="tr25 td96"><P class="p76 ft3">personen</P></TD>
<TD class="tr25 td99"><P class="p111 ft3">i fråga</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td123"><P class="p20 ft3">under viss tid eller, för upprepade</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td78"><P class="p20 ft3">allvarliga</P></TD>
<TD colspan=3 class="tr25 td36"><P class="p20 ft3">överträdelser,</P></TD>
<TD class="tr25 td99"><P class="p111 ft3">perma-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr32 td123"><P class="p20 ft39">nent inte får vara styrelseledamot,</P></TD>
<TD class="tr32 td47"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p532 ft3">verkställande direktör eller ersätt- are för någon av dem i värde- papperscentralen, eller</P>
<P class="p527 ft3">2. beslut om sanktionsavgift.</P>
<P class="p332 ft3">12 §</P>
<P class="p440 ft3">Finansinspektionen ska även ingripa mot någon som ingår i ett utsett kreditinstituts styrelse eller är dess verkställande direktör, eller ersättare för någon av dem, om det utsedda kreditinstitutet</P>
<TABLE cellpadding=0 cellspacing=0 class="t80">
<TR>
<TD class="tr2 td134"><P class="p60 ft28">1. tillhandahåller</P></TD>
<TD class="tr2 td24"><P class="p67 ft3">tjänster</P></TD>
<TD class="tr2 td125"><P class="p295 ft28">enligt</P></TD>
<TD class="tr2 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td288"><P class="p295 ft3">avsnitten A, B och C i bilagan till</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td288"><P class="p295 ft3">förordning (EU) nr 909/2014 i</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td288"><P class="p295 ft3">strid med artiklarna 16, 25 och 54</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td288"><P class="p295 ft3">i förordningen, i den ursprungliga</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td134"><P class="p20 ft3">lydelsen,</P></TD>
<TD class="tr25 td24"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td125"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td134"><P class="p60 ft3">2. har erhållit</P></TD>
<TD colspan=2 class="tr26 td176"><P class="p295 ft28">auktorisationer</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td134"><P class="p20 ft3">som krävs enligt</P></TD>
<TD class="tr31 td24"><P class="p67 ft28">artikel</P></TD>
<TD class="tr31 td125"><P class="p295 ft3">54 i</P></TD>
<TD class="tr31 td79"><P class="p17 ft2">513</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_514">
<DIV>
<DIV id="id_1">
<P class="p1495 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">514</P>
</DIV>
<DIV id="id_2">
<P class="p278 ft3">förordning (EU) nr 909/2014 genom osanna uppgifter eller andra olagliga metoder enligt artikel 57.1 b i förordningen, i den ursprungliga lydelsen,</P>
<P class="p1559 ft36"><SPAN class="ft3">3.</SPAN><SPAN class="ft181">underlåter att uppfylla de särskilda stabilitetskraven för kreditrisker i strid med artikel 59.3</SPAN></P>
<P class="p278 ft3"><SPAN class="ft3">i</SPAN><SPAN class="ft182">förordning (EU) nr 909/2014, i den ursprungliga lydelsen, eller</SPAN></P>
<P class="p1553 ft3"><SPAN class="ft3">4.</SPAN><SPAN class="ft48">underlåter att uppfylla sär- skilda stabilitetskrav för likvid- itetsrisker i strid med artikel 59.4 i förordning (EU) nr 909/2014, i den ursprungliga lydelsen.</SPAN></P>
<P class="p211 ft3">Ett ingripande enligt första stycket får ske endast om insti- tutets överträdelse är allvarlig och personen i fråga uppsåtligen eller av grov oaktsamhet orsakat över- trädelsen.</P>
<P class="p1561 ft3">Ingripande sker genom</P>
<P class="p1553 ft3"><SPAN class="ft3">1.</SPAN><SPAN class="ft48">beslut att personen i fråga under viss tid eller, för upprepade allvarliga överträdelser, perma- nent inte får vara styrelseledamot, verkställande direktör eller ersätt- are för någon av dem i institutet, eller</SPAN></P>
<P class="p1562 ft3"><SPAN class="ft3">2.</SPAN><SPAN class="ft48">beslut om sanktionsavgift.</SPAN></P>
<P class="p366 ft55">Föreläggande om rättelse</P>
<P class="p332 ft3">13 §</P>
<P class="p682 ft3">Finansinspektionen får före- lägga den som har åsidosatt sina skyldigheter enligt förordning (EU) nr 909/2014, i den ursprung- liga lydelsen, denna lag och andra författningar som reglerar verk- samheten att inom viss tid vidta en viss åtgärd för att komma till rätta med situationen eller att upphöra med ett visst agerande.</P>
<P class="p1563 ft59">Återkallelse av auktorisation och varning</P>
<P class="p367 ft3">14 §</P>
<P class="p1427 ft41">I artiklarna 20 och 57 i förord- ning (EU) nr 909/2014 finns</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_515">
<P class="p548 ft36">bestämmelser om återkallelse av <SPAN class="ft4">Prop. 2015/16:10 </SPAN>auktorisation för värdepappers- <SPAN class="ft4">Bilaga 3 </SPAN>centraler vid bland annat över-</P>
<P class="p532 ft3">trädelser av bestämmelser i för- ordningen.</P>
<P class="p497 ft36">Vid andra slags överträdelser än de som avses i första stycket får Finansinspektionen besluta om en varning i stället för att återkalla auktorisationen.</P>
<P class="p367 ft3">15 §</P>
<P class="p1564 ft36">Vid återkallelse av auktorisation får Finansinspektionen besluta om hur verksamheten ska avvecklas.</P>
<P class="p348 ft55">Sanktionsavgift</P>
<P class="p332 ft3">16 §</P>
<P class="p440 ft3">Om Finansinspektionen har meddelat beslut om varning enligt 14 § andra stycket, får inspek- tionen besluta att en värde- papperscentral, eller ett utsett kreditinstitut ska betala en sanktionsavgift.</P>
<P class="p349 ft3">Avgiften tillfaller staten.</P>
<P class="p348 ft3">17 §</P>
<P class="p497 ft3">Sanktionsavgift för en värde- papperscentral eller ett utsett kreditinstitut ska fastställas till högst</P>
<P class="p497 ft36"><SPAN class="ft3">1.</SPAN><SPAN class="ft64">ett belopp som per den 24 juli 2014 i svenska kronor motsvarade 20 miljoner euro,</SPAN></P>
<P class="p440 ft3"><SPAN class="ft3">2.</SPAN><SPAN class="ft63">två gånger den vinst som värdepapperscentralen eller det utsedda kreditinstitutet erhållit till följd av regelöverträdelsen, om beloppet går att fastställa, eller</SPAN></P>
<P class="p1565 ft3"><SPAN class="ft3">3.</SPAN><SPAN class="ft63">tio procent av värdepappers- centralens eller det utsedda kredit- institutets eller, i förekommande fall, koncernens omsättning när- mast föregående räkenskapsår.</SPAN></P>
<P class="p497 ft36">Om överträdelsen har skett under värdepapperscentralens eller det utsedda kreditinstitutets första verksamhetsår eller om</P>
<TABLE cellpadding=0 cellspacing=0 class="t80">
<TR>
<TD class="tr27 td288"><P class="p20 ft3">uppgifter om omsättningen annars</P></TD>
<TD class="tr27 td79"><P class="p17 ft2">515</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_516">
<DIV>
<DIV id="id_1">
<P class="p1495 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">516</P>
</DIV>
<DIV id="id_2">
<P class="p278 ft36">saknas eller är bristfälliga, får den uppskattas.</P>
<P class="p1554 ft3">Avgiften får inte vara så stor att värdepapperscentralen därefter inte uppfyller kapitalkraven i artikel 47.1 i förordning (EU) nr 909/2014, i den ursprungliga lydelsen, eller att det utsedda kreditinstitutet inte uppfyller krav- en i 6 kap. 1 § lagen (2004:297) om bank- och finansieringsrörelse eller motsvarande krav för ett utländskt kreditinstitut.</P>
<P class="p361 ft3">18 §</P>
<P class="p211 ft36">Sanktionsavgiften för en fysisk person ska fastställas till högst</P>
<P class="p1553 ft3"><SPAN class="ft3">1.</SPAN><SPAN class="ft48">ett belopp som per den 24 juli 2014 i svenska kronor motsvarade fem miljoner euro, eller</SPAN></P>
<P class="p1553 ft3"><SPAN class="ft3">2.</SPAN><SPAN class="ft48">två gånger den vinst som den fysiska personen erhållit till följd av regelöverträdelsen, om be- loppet går att fastställa.</SPAN></P>
<P class="p1566 ft3">Avgiften tillfaller staten.</P>
<P class="p881 ft55">Sanktionsföreläggande</P>
<P class="p348 ft3">19 §</P>
<P class="p368 ft3">Frågor om ingripanden mot fysiska personer för överträdelser enligt 11 eller 12 § prövas av Finansinspektionen genom sank- tionsföreläggande.</P>
<P class="p368 ft3">Ett sanktionsföreläggande inne- bär att den fysiska personen i fråga föreläggs att inom viss tid godkänna ett ingripande enligt 11 eller 12 § som är bestämt till tid eller belopp.</P>
<P class="p644 ft36">När föreläggandet har godkänts, gäller det som ett domstols- avgörande som fått laga kraft. Ett godkännande som görs efter det att den tid som angetts i före- läggandet har gått ut är utan verkan.</P>
<P class="p359 ft3">20 §</P>
<P class="p682 ft41">Ett sanktionsföreläggande ska innehålla uppgift om</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_517">
<TABLE cellpadding=0 cellspacing=0 class="t137">
<TR>
<TD class="tr2 td123"><P class="p60 ft3">1. den fysiska person som före-</P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p20 ft3">läggandet avser</P></TD>
<TD class="tr25 td47"><P class="p20 ft2">Bilaga 3</P></TD>
</TR>
</TABLE>
<P class="p440 ft3"><SPAN class="ft3">2.</SPAN><SPAN class="ft63">överträdelsen och de omstän- digheter som är nödvändiga för att känneteckna den,</SPAN></P>
<P class="p440 ft3"><SPAN class="ft3">3.</SPAN><SPAN class="ft63">de bestämmelser som är till- lämpliga på överträdelsen, och</SPAN></P>
<P class="p440 ft36"><SPAN class="ft3">4.</SPAN><SPAN class="ft64">den sanktion som föreläggs personen.</SPAN></P>
<P class="p440 ft3">Föreläggandet ska också inne- hålla en upplysning om att an- sökan om sanktion kan komma att</P>
<P class="p615 ft36">ges in till domstol, om personen i fråga inte godkänner föreläggan- det inom den tid som Finans- inspektionen anger.</P>
<P class="p212 ft3">21 §</P>
<P class="p1565 ft3">Om ett sanktionsföreläggande inte har godkänts inom angiven tid, får Finansinspektionen ansöka hos domstol om att sanktion ska beslutas. En sådan ansökan ska göras hos den förvaltningsrätt som har att pröva ett överklagande av Finansinspektionens beslut om ingripande mot värdepappers- centralen eller det utsedda kredit- institutet för samma överträdelse.</P>
<P class="p752 ft36">Prövningstillstånd krävs vid överklagande till kammarrätten.</P>
<P class="p212 ft3">22 §</P>
<P class="p528 ft3">En sanktion för en överträdelse enligt 11 eller 12 § får beslutas bara om sanktionsföreläggande har delgetts den som sanktionen riktas mot inom två år från den tidpunkt då överträdelsen ägde rum.</P>
<TABLE cellpadding=0 cellspacing=0 class="t138">
<TR>
<TD class="tr43 td102"><P class="p20 ft55">Val av sanktion</P></TD>
<TD class="tr43 td137"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td102"><P class="p20 ft3">23 §</P></TD>
<TD class="tr40 td137"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td288"><P class="p295 ft3">Vid valet av sanktion ska</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td102"><P class="p20 ft3">Finansinspektionen</P></TD>
<TD class="tr25 td137"><P class="p20 ft3">ta hänsyn</P></TD>
<TD class="tr25 td170"><P class="p295 ft3">till</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td288"><P class="p20 ft3">hur allvarlig överträdelsen är och</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td288"><P class="p20 ft3">hur länge den pågått. Särskild</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td288"><P class="p20 ft3">hänsyn ska tas till graden av</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td288"><P class="p20 ft3">ansvar för den som har begått</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td102"><P class="p20 ft3">överträdelsen och</P></TD>
<TD class="tr31 td137"><P class="p68 ft3">skador</P></TD>
<TD class="tr31 td170"><P class="p295 ft3">som</P></TD>
<TD class="tr31 td79"><P class="p17 ft2">517</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_518">
<DIV>
<DIV id="id_1">
<P class="p1495 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">518</P>
</DIV>
<DIV id="id_2">
<P class="p1567 ft36">uppstått för tredje man. Finansinspektionen får avstå</P>
<P class="p871 ft3">från ingripande om en över- trädelse är ringa eller ursäktlig, om värdepapperscentralen, det ut- sedda kreditinstitutet eller den fysiska personen gör rättelse eller om någon annan myndighet har vidtagit åtgärder mot värde- papperscentralen, det utsedda kreditinstitutet eller den fysiska personen och dessa åtgärder bedöms tillräckliga.</P>
<P class="p361 ft3">24 §</P>
<P class="p1568 ft3">Utöver det som anges i 23 § ska i förmildrande riktning beaktas om den som har begått överträdelsen i väsentlig mån genom ett aktivt samarbete har underlättat Finans- inspektionens utredning.</P>
<P class="p644 ft3">I försvårande riktning ska beaktas om den som har begått överträdelsen tidigare har gjort sig skyldig till sådana över- trädelser som avses i 10 § första stycket, 11 § eller 12 §. Vid denna bedömning ska särskild vikt fästas vid om överträdelserna är likart- ade och den tid som har gått mellan de olika överträdelserna.</P>
<P class="p881 ft3">25 §</P>
<P class="p659 ft3">När sanktionsavgiftens storlek fastställs, ska särskild hänsyn tas till sådana omständigheter som anges i 23 och 24 §§ samt till värdepapperscentralens, det ut- sedda kreditinstitutets eller den fysiska personens finansiella ställ- ning och om det går att fastställa, den vinst som värdepappers- centralen, det utsedda kredit- institutet eller den fysiska per- sonen erhållit till följd av regel- överträdelsen eller de kostnader som undvikits.</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_519">
<DIV>
<DIV id="id_1">
<P class="p16 ft53">Avgifter</P>
<P class="p348 ft3">26 §</P>
<P class="p337 ft3">Finansinspektionen får ta ut avgifter för prövning av ansök- ningar och anmälningar enligt förordning (EU) nr 909/2014.</P>
<P class="p351 ft3">Svenska värdepapperscentraler och utländska värdepappers- centraler som har etablerat en filial i Sverige ska med årliga avgifter bekosta Finansinspek- tionens verksamhet samt Statist- iska centralbyråns verksamhet enligt lagen (2014:484) om en databas för övervakning av och tillsyn över finansmarknaderna.</P>
<P class="p361 ft3">27 §</P>
<P class="p333 ft36">Regeringen får meddela före- skrifter om de avgifter som avses i 26 §.</P>
<P class="p365 ft53">Verkställighet av beslut om sanktionsavgift</P>
<P class="p302 ft3">28 §</P>
<P class="p333 ft3">En sanktionsavgift ska betalas till Finansinspektionen inom 30 dagar efter det att beslutet om den har fått laga kraft eller sanktions- föreläggandet godkänts eller den längre tid som anges i beslutet eller föreläggandet.</P>
<P class="p366 ft3">29 §</P>
<P class="p351 ft36">Finansinspektionens beslut om sanktionsavgift får verkställas enligt utsökningsbalken, om avgift- en inte har betalats inom den tid som anges i 28 §.</P>
<P class="p367 ft3">30 §</P>
<P class="p333 ft3">Om sanktionsavgiften inte har betalas inom den tid som anges i 28 §, ska Finansinspektionen lämna den obetalda avgiften för indrivning. Bestämmelser om in- drivning finns i lagen (1993:891) om indrivning av statliga fordring- ar m.m.</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 3</P>
<P class="p1439 ft2">519</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_520">
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 3</P>
</DIV>
<DIV id="id_1_2">
<DIV id="id_1_2_1">
<TABLE cellpadding=0 cellspacing=0 class="t132">
<TR>
<TD class="tr28 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td106"><P class="p64 ft3">31 §</P></TD>
<TD class="tr28 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td69"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td205"><P class="p18 ft3">En sanktionsavgift som</P></TD>
<TD class="tr26 td27"><P class="p17 ft3">har</P></TD>
</TR>
<TR>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td69"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td60"><P class="p64 ft3">påförts faller bort i den utsträck-</P></TD>
</TR>
<TR>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td69"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td60"><P class="p64 ft3">ning verkställighet inte har skett</P></TD>
</TR>
<TR>
<TD class="tr26 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td69"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td60"><P class="p64 ft3">inom fem år från det att beslutet</P></TD>
</TR>
<TR>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td69"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td60"><P class="p64 ft3">fick laga kraft eller sanktions-</P></TD>
</TR>
<TR>
<TD class="tr27 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td69"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td205"><P class="p64 ft3">föreläggandet godkändes.</P></TD>
<TD class="tr27 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td65"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td226"><P class="p1569 ft29">10 kap.</P></TD>
<TD class="tr38 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td65"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td226"><P class="p768 ft2">1 §<SPAN class="ft27">15</SPAN></P></TD>
<TD class="tr26 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td195"><P class="p60 ft2">Finansinspektionens</P></TD>
<TD class="tr25 td69"><P class="p62 ft2">beslut</P></TD>
<TD colspan=2 class="tr25 td205"><P class="p18 ft2">Finansinspektionens</P></TD>
<TD class="tr25 td27"><P class="p17 ft31">beslut</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td73"><P class="p20 ft2">enligt denna lag får<SPAN class="ft3">, med undantag</SPAN></P></TD>
<TD colspan=3 class="tr25 td60"><P class="p64 ft2">enligt denna lag <SPAN class="ft3">och förordning</SPAN></P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td73"><P class="p20 ft3">av det som följer av hänvisningen i</P></TD>
<TD colspan=3 class="tr25 td60"><P class="p64 ft3">(EU) nr 909/2014, i den ursprung-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td73"><P class="p20 ft3">9 kap. 1 § till bestämmelser i lagen</P></TD>
<TD colspan=3 class="tr26 td60"><P class="p64 ft3">liga lydelsen, <SPAN class="ft2">får överklagas </SPAN>till</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td73"><P class="p20 ft3">(2007:528) om värdepappersmark-</P></TD>
<TD colspan=3 class="tr25 td60"><P class="p64 ft2">allmän förvaltningsdomstol. <SPAN class="ft3">Beslut</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td114"><P class="p20 ft3">naden,</P></TD>
<TD class="tr25 td170"><P class="p123 ft2">överklagas</P></TD>
<TD class="tr25 td65"><P class="p68 ft3">hos</P></TD>
<TD class="tr25 td69"><P class="p62 ft2">allmän</P></TD>
<TD colspan=3 class="tr25 td60"><P class="p64 ft2">i ärenden som avses i <SPAN class="ft3">9 kap. 5 och</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td195"><P class="p20 ft2">förvaltningsdomstol. <SPAN class="ft3">Detta</SPAN></P></TD>
<TD class="tr26 td69"><P class="p62 ft3">gäller</P></TD>
<TD colspan=3 class="tr26 td60"><P class="p64 ft3">9 §§ denna lag och i <SPAN class="ft2">20 § första</SPAN></P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td73"><P class="p20 ft3">dock inte beslut <SPAN class="ft2">i ärenden som</SPAN></P></TD>
<TD class="tr25 td106"><P class="p64 ft2">stycket 5</P></TD>
<TD colspan=2 class="tr25 td174"><P class="p17 ft2">förvaltningslagen</P></TD>
</TR>
<TR>
<TD class="tr25 td114"><P class="p20 ft2">avses i</P></TD>
<TD class="tr25 td170"><P class="p178 ft2">20 § första</P></TD>
<TD colspan=2 class="tr25 td36"><P class="p62 ft2">stycket 5 för-</P></TD>
<TD colspan=3 class="tr25 td60"><P class="p64 ft3"><SPAN class="ft2">(1986:223) </SPAN>får dock inte över-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td73"><P class="p20 ft2">valtningslagen (1986:223). <SPAN class="ft3">Pröv-</SPAN></P></TD>
<TD class="tr26 td106"><P class="p64 ft3">klagas<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr26 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td73"><P class="p20 ft3">ningstillstånd krävs vid över-</P></TD>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr32 td195"><P class="p20 ft68">klagande till kammarrätten.</P></TD>
<TD class="tr32 td69"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td106"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td130"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td27"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="id_1_2_2">
<DIV id="id_1_2_2_1">
<P class="p117 ft4">Finansinspektionen får bestäm- ma att ett beslut om förbud eller föreläggande enligt 9 kap. <SPAN class="ft36">2 § </SPAN>eller om återkallelse enligt 9 kap. <SPAN class="ft36">3 </SPAN>§ <SPAN class="ft36">skall </SPAN>gälla omedelbart.</P>
</DIV>
<DIV id="id_1_2_2_2">
<P class="p211 ft3">Prövningstillstånd krävs vid överklagande till kammarrätten.</P>
<P class="p368 ft4">Finansinspektionen får bestäm- ma att ett beslut om förbud eller föreläggande enligt 9 kap. <SPAN class="ft36">6 och 13 §</SPAN>§ eller om återkallelse enligt 9 kap. <SPAN class="ft36">14 </SPAN>§ <SPAN class="ft36">första stycket </SPAN>ska gälla omedelbart.</P>
<P class="p359 ft3">2 §</P>
<P class="p211 ft3">Om Finansinspektionen i ett ärende om auktorisation enligt förordning (EU) nr 909/2014, i den ursprungliga lydelsen, inte har meddelat beslut inom sex månader från det att ansökan gavs in, ska inspektionen underrätta sökanden om skälen för detta. Sökanden får därefter begära en förklaring av domstol att ärendet onödigt uppe- hålls.</P>
<P class="p648 ft36">En begäran om en förklaring ska göras hos allmän förvaltnings- domstol. Prövningstillstånd krävs</P>
</DIV>
</DIV>
</DIV>
</DIV>
<DIV id="id_2">
<P class="p370 ft35"><SPAN class="ft34">15 </SPAN>Senaste lydelse 2007:548.</P>
<P class="p1433 ft2">520</P>
</DIV>
</DIV>
<DIV id="page_521">
<DIV id="dimg1">
<INGENBILD zsrc="H30310521x1.jpg/" id="img1">
</DIV>
<TABLE cellpadding=0 cellspacing=0 class="t139">
<TR>
<TD class="tr2 td123"><P class="p20 ft3">vid överklagande till kammar-</P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr27 td123"><P class="p20 ft3">rätten.</P></TD>
<TD class="tr27 td47"><P class="p20 ft2">Bilaga 3</P></TD>
</TR>
</TABLE>
<P class="p1570 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">Denna lag träder i kraft den 1 januari 2016.</SPAN></P>
<P class="p83 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">Centrala värdepappersförvarare som vid ikraftträdandet av denna lag har auktorisation enligt 2 kap. får, om en ansökan om auktorisation som värdepapperscentral enligt förordning (EU) nr 909/2014 har getts in till Finansinspektionen senast den 31 december 2015 eller vid den senare tidpunkt som i förekommande fall framgår av artikel 69.2 i förordning (EU) nr 909/2014, i den ursprungliga lydelsen, fortsätta att driva denna verksamhet enligt äldre bestämmelser till dess att ansökan har prövats slutligt. I ett sådant fall tillämpas äldre bestämmelser även för kontoför- ande institut och förvaltare som har antagits av den centrala värde- pappersförvararen. Om en ansökan inte har getts in till Finansinspek- tionen senast vid denna tidpunkt eller om tillstånd vägras, ska den centrala värdepappersförvararen upphöra med verksamheten. Finans- inspektionen får då besluta hur verksamheten ska avvecklas.</SPAN></P>
<P class="p10 ft4"><SPAN class="ft2">3.</SPAN><SPAN class="ft30">Äldre bestämmelser gäller för överträdelser som har ägt rum före ikraftträdandet.</SPAN></P>
<P class="p1571 ft2">521</P>
</DIV>
<DIV id="page_522">
<DIV id="tx1"><SPAN class="ft2">Ersättningen, tillsammans med eventuell utdelning i värdepap- persinstitutets, fondbolagets, förvaltningsbolagets eller AIF- förvaltarens konkurs, ersättning genom institutets, fondbolagets, förvaltningsbolagets eller AIF- förvaltarens ansvarsförsäkring och skadestånd enligt 7 kap. 2 § lagen (1998:1479) om </SPAN><SPAN class="ft3">värdepappers- centraler och </SPAN><SPAN class="ft2">kontoföring av finansiella instrument, för en förlust som enligt denna lag är ersättningsgill, får uppgå till sammanlagt högst 250 000 kronor för varje institut eller bolag.</SPAN></DIV>
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">522</P>
</DIV>
<DIV id="id_2">
<P class="p1572 ft72">Förslag till lag om ändring i lagen (1999:158) om investerarskydd</P>
<P class="p1441 ft4">Härigenom föreskrivs att 9 och 22 §§ lagen (1999:158) om investerar- skydd ska ha följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 class="t129">
<TR>
<TD class="tr27 td50"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p1442 ft2">9 §<SPAN class="ft27">1 </SPAN>Ersättningen, tillsammans med</P>
<P class="p1443 ft2">eventuell utdelning i värdepap- persinstitutets, fondbolagets, förvaltningsbolagets eller AIF- förvaltarens konkurs, ersättning genom institutets, fondbolagets, förvaltningsbolagets eller AIF- förvaltarens ansvarsförsäkring och skadestånd enligt 7 kap. 2 § lagen (1998:1479) om kontoföring av finansiella instrument, för en förlust som enligt denna lag är ersättningsgill, får uppgå till sammanlagt högst 250 000 kronor för varje institut eller bolag.</P>
<P class="p1573 ft2">22 §<SPAN class="ft27">2</SPAN></P>
<P class="p682 ft2">Om en investerare har rätt till ersättning enligt en ansvarsförsäkring som har tecknats av ett värdepappersinstitut, ett fondbolag, ett förvalt- ningsbolag eller en <NOBR>AIF-förvaltare</NOBR> och om ersättning har betalats ut enligt denna lag för de tillgångar som försäkringsersättningen avser, träder staten in i investerarens rätt till ersättning enligt ansvarsförsäk- ringen med företrädesrätt framför investeraren intill det utgivna beloppet.</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr28 td50"><P class="p30 ft2">Om en investerare har rätt till</P></TD>
<TD colspan=2 class="tr28 td143"><P class="p17 ft2">Om en investerare har rätt till</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">skadestånd enligt 7 kap. 2 § lagen</P></TD>
<TD colspan=2 class="tr25 td143"><P class="p17 ft2">skadestånd enligt 7 kap. 2 § lagen</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2">(1998:1479) om kontoföring av</P></TD>
<TD class="tr26 td127"><P class="p20 ft2">(1998:1479) om</P></TD>
<TD class="tr26 td80"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">finansiella instrument och ersätt-</P></TD>
<TD class="tr25 td127"><P class="p20 ft3">centraler och</P></TD>
<TD class="tr25 td80"><P class="p17 ft2">kontoföring av</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">ning har betalats ut från invester-</P></TD>
<TD colspan=2 class="tr25 td143"><P class="p17 ft2">finansiella instrument och ersätt-</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2">arskyddet för de tillgångar som</P></TD>
<TD colspan=2 class="tr26 td143"><P class="p17 ft2">ning har betalats ut från investerar-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft31">skadeståndet avser, träder staten in</P></TD>
<TD colspan=2 class="tr25 td143"><P class="p17 ft2">skyddet för de tillgångar som</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">i investerarens rätt till ersättning</P></TD>
<TD colspan=2 class="tr25 td143"><P class="p17 ft2">skadeståndet avser, träder staten in</P></TD>
</TR>
<TR>
<TD class="tr27 td50"><P class="p30 ft2">enligt den lagen med företrädesrätt</P></TD>
<TD colspan=2 class="tr27 td143"><P class="p17 ft2">i investerarens rätt till ersättning</P></TD>
</TR>
</TABLE>
<P class="p1574 ft35"><SPAN class="ft42">1</SPAN><SPAN class="ft43">Senaste lydelse 2013:568.</SPAN></P>
<P class="p157 ft35"><SPAN class="ft42">2</SPAN><SPAN class="ft43">Senaste lydelse 2013:568.</SPAN></P>
</DIV>
</DIV>
</DIV>
<DIV id="page_523">
<DIV id="dimg1">
<INGENBILD zsrc="H30310523x1.jpg/" id="img1">
</DIV>
<TABLE cellpadding=0 cellspacing=0 class="t37">
<TR>
<TD class="tr28 td122"><P class="p20 ft2">framför investeraren intill det</P></TD>
<TD class="tr28 td123"><P class="p20 ft2">enligt den lagen med företrädesrätt</P></TD>
<TD class="tr28 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p20 ft2">utgivna beloppet.</P></TD>
<TD class="tr26 td123"><P class="p20 ft2">framför investeraren intill det</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 3</P></TD>
</TR>
<TR>
<TD class="tr31 td122"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td123"><P class="p20 ft2">utgivna beloppet.</P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p378 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
<P class="p379 ft2">523</P>
</DIV>
<DIV id="page_524">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">524</P>
</DIV>
<DIV id="id_2">
<P class="p1479 ft67">Förslag till lag om ändring i lagen (1999:1309) om system för avveckling av förpliktelser på finansmarknaden</P>
<P class="p666 ft4">Härigenom föreskrivs att 1, 2, 4, 6, 8 och 16 §§ lagen (1999:1309) om system för avveckling av förpliktelser på finansmarknaden ska ha följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 class="t129">
<TR>
<TD class="tr27 td50"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p1575 ft2">1 §<SPAN class="ft27">1</SPAN></P>
<P class="p682 ft4">Denna lag gäller för anmälan och godkännande av system för clearing och avveckling av förpliktelser att betala eller att leverera finansiella instrument (avvecklingssystem) på finansmarknaden.</P>
<P class="p211 ft2">I Europaparlamentets och rådets förordning (EU) nr 648/2012 av den 4 juli 2012 om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister finns särskilda regler om clearing och centrala motparter.</P>
<P class="p1576 ft3">I Europaparlamentets och rådets förordning (EU) nr 909/2014 av den 23 juli 2014 om förbättrad värdepappersavveckling i Euro- peiska unionen och om värde- papperscentraler samt ändring av direktiv 98/26/EG och 2014/65/EU och förordning (EU) nr 236/2012 finns särskilda regler om avveck- lingssystem för värdepapper.</P>
<P class="p1577 ft2">2 §<SPAN class="ft27">2</SPAN></P>
<P class="p339 ft2">I denna lag avses med</P>
<P class="p211 ft4"><SPAN class="ft36">administratör</SPAN>: ett företag som är ansvarigt för verksamheten i ett avvecklingssystem; företaget anses som deltagare i systemet,</P>
<P class="p211 ft2"><SPAN class="ft3">anmält avvecklingssystem</SPAN>: ett avvecklingssystem som en stat inom EES har anmält till Europeiska värdepappers- och marknadsmyndigheten eller till Eftas övervakningsmyndighet,</P>
<P class="p1578 ft3"><SPAN class="ft55">central värdepappersförvarare</SPAN>: ett företag som har auktorisation att kontoföra finansiella instru- ment i avstämningsregister enligt lagen (1998:1479) om kontoföring av finansiella instrument,</P>
<P class="p1427 ft4"><SPAN class="ft36">clearingorganisation</SPAN>: ett företag som har tillstånd att driva clearing- verksamhet enligt lagen (2007:528) om värdepappersmarknaden,</P>
<P class="p185 ft2"><SPAN class="ft3">EES</SPAN>: Europeiska ekonomiska samarbetsområdet,</P>
<P class="p1579 ft22"><SPAN class="ft41">kollektivt obeståndsförfarande</SPAN>: konkurs, företagsrekonstruktion eller annat därmed jämförbart förfarande,</P>
<P class="p1580 ft35"><SPAN class="ft42">1</SPAN><SPAN class="ft43">Senaste lydelse 2014:483.</SPAN></P>
<P class="p157 ft35"><SPAN class="ft42">2</SPAN><SPAN class="ft43">Senaste lydelse 2012:190.</SPAN></P>
</DIV>
</DIV>
</DIV>
<DIV id="page_525">
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p117 ft36"><SPAN class="ft56">samverkande system</SPAN><SPAN class="ft4">: två eller flera anmälda avvecklingssystem vars administratörer har ingått ett ömsesidigt arrangemang som innebär att överföringsuppdrag verkställs mellan systemen</SPAN>.</P>
</DIV>
<DIV id="id_1_2">
<TABLE cellpadding=0 cellspacing=0 class="t60">
<TR>
<TD colspan=2 class="tr2 td36"><P class="p60 ft55">samverkande</P></TD>
<TD class="tr2 td196"><P class="p64 ft3"><SPAN class="ft55">system</SPAN><SPAN class="ft2">: två</SPAN></P></TD>
<TD class="tr2 td35"><P class="p111 ft2">eller</P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td36"><P class="p20 ft2">flera anmälda</P></TD>
<TD colspan=2 class="tr26 td145"><P class="p111 ft2">avvecklingssystem</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 3</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td123"><P class="p20 ft2">vars administratörer har ingått ett</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td160"><P class="p20 ft2">ömsesidigt</P></TD>
<TD colspan=2 class="tr26 td76"><P class="p20 ft2">arrangemang</P></TD>
<TD class="tr26 td35"><P class="p111 ft2">som</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr32 td160"><P class="p20 ft15">innebär att</P></TD>
<TD class="tr32 td245"><P class="p20 ft14"> </P></TD>
<TD colspan=2 class="tr32 td145"><P class="p111 ft100">överföringsuppdrag</P></TD>
<TD class="tr32 td47"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p1581 ft2">verkställs mellan systemen<SPAN class="ft3">, och </SPAN><SPAN class="ft55">värdepapperscentral</SPAN><SPAN class="ft3">: detsamma</SPAN></P>
<P class="p138 ft41">som i artikel 2.1.1 i förordning (EU) nr 909/2014, i den ur- sprungliga lydelsen.</P>
</DIV>
</DIV>
<DIV id="id_2">
<P class="p386 ft2">4 §<SPAN class="ft27">3</SPAN></P>
<P class="p387 ft4">Ett avvecklingssystem ska ha en administratör. Administratör i ett avvecklingssystem får vara: 1. clearingorganisation,</P>
<P class="p1582 ft3"><SPAN class="ft2">2. </SPAN>central värdepappersförvar- <SPAN class="ft2">2. </SPAN>värdepapperscentral<SPAN class="ft2">, </SPAN>are<SPAN class="ft2">,</SPAN></P>
<P class="p389 ft4"><SPAN class="ft2">3.</SPAN><SPAN class="ft20">företag med tillstånd att driva bank- eller finansieringsrörelse enligt lagen (2004:297) om bank- och finansieringsrörelse, samt</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft19">företag med tillstånd enligt 2 kap. 1 § 1, 2, 4 eller 8 lagen (2007:528) om värdepappersmarknaden.</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t51">
<TR>
<TD class="tr31 td124"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td122"><P class="p17 ft3">Särskilda regler om driften av</P></TD>
</TR>
<TR>
<TD class="tr26 td124"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td122"><P class="p17 ft3">avvecklingssystem för värdepapper</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td122"><P class="p17 ft3">finns i artikel 18.2 i förordning</P></TD>
</TR>
<TR>
<TD class="tr27 td124"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td122"><P class="p29 ft3">(EU) nr 909/2014.</P></TD>
</TR>
<TR>
<TD class="tr38 td124"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td122"><P class="p390 ft2">6 §</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p17 ft2">Ett avvecklingssystem som upp-</P></TD>
<TD class="tr25 td122"><P class="p17 ft2">Ett avvecklingssystem som upp-</P></TD>
</TR>
<TR>
<TD class="tr26 td124"><P class="p17 ft2">fyller kraven i 5 och 8 §§ samt</P></TD>
<TD class="tr26 td122"><P class="p17 ft2">fyller kraven i 5 och 8 §§ samt</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p17 ft2">administreras av en clearingorga-</P></TD>
<TD class="tr25 td122"><P class="p17 ft2">administreras av en clearingorga-</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p17 ft2">nisation eller en <SPAN class="ft3">central värde-</SPAN></P></TD>
<TD class="tr25 td122"><P class="p17 ft2">nisation eller en <SPAN class="ft3">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr27 td124"><P class="p74 ft28">pappersförvarare skall <SPAN class="ft31">godkännas.</SPAN></P></TD>
<TD class="tr27 td122"><P class="p29 ft3">central ska <SPAN class="ft2">godkännas.</SPAN></P></TD>
</TR>
</TABLE>
<P class="p391 ft2">8 §<SPAN class="ft27">4 </SPAN>Deltagare i ett avvecklingssystem får vara:</P>
<P class="p47 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft18">Riksbanken och andra centralbanker,</SPAN></P>
<P class="p48 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft20">Riksgäldskontoret och utländska offentliga institutioner som i sitt hemland driver verksamhet som är jämförbar med kontorets,</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft18">clearingorganisationer,</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t140">
<TR>
<TD class="tr26 td138"><P class="p60 ft3"><SPAN class="ft2">4. </SPAN>centrala</P></TD>
<TD class="tr26 td187"><P class="p20 ft3">värdepappersför-</P></TD>
<TD class="tr26 td231"><P class="p20 ft28"><SPAN class="ft31">4. </SPAN>värdepapperscentraler<SPAN class="ft31">,</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td138"><P class="p20 ft3">varare<SPAN class="ft2">,</SPAN></P></TD>
<TD class="tr25 td187"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td231"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p48 ft2"><SPAN class="ft2">5.</SPAN><SPAN class="ft19">företag som har tillstånd att driva bank- eller finansieringsrörelse enligt lagen (2004:297) om bank- och finansieringsrörelse,</SPAN></P>
<P class="p48 ft22"><SPAN class="ft2">6.</SPAN><SPAN class="ft21">företag som har tillstånd enligt 2 kap. 1 § lagen (2007:528) om värdepappersmarknaden,</SPAN></P>
<P class="p392 ft35"><SPAN class="ft42">3</SPAN><SPAN class="ft43">Senaste lydelse 2011:733.</SPAN></P>
<P class="p162 ft45"><SPAN class="ft42">4</SPAN><SPAN class="ft44">Senaste lydelse 2011:733.</SPAN></P>
<P class="p163 ft2">525</P>
</DIV>
</DIV>
<DIV id="page_526">
<DIV id="dimg1">
<INGENBILD zsrc="H30310526x1.jpg/" id="img1">
</DIV>
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">526</P>
</DIV>
<DIV id="id_2">
<P class="p211 ft4"><SPAN class="ft2">7.</SPAN><SPAN class="ft30">utländska företag som i hemlandet driver sådan verksamhet som avses i </SPAN><NOBR>3–6,</NOBR> samt</P>
<P class="p211 ft2"><SPAN class="ft2">8.</SPAN><SPAN class="ft18">annan juridisk person som för egen räkning avvecklar förpliktelser att leverera finansiella instrument i systemet.</SPAN></P>
<P class="p368 ft22">Utländska företag som avses i första stycket 7 ska i hemlandet stå under betryggande tillsyn av en myndighet eller något annat behörigt organ.</P>
<P class="p1583 ft2">16 §<SPAN class="ft27">5</SPAN></P>
<P class="p185 ft2">Godkännande av ett avvecklingssystem ska återkallas av Finans-</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR height=0>
<TD width=45px></TD>
<TD width=37px></TD>
<TD width=34px></TD>
<TD width=43px></TD>
<TD width=45px></TD>
<TD width=117px></TD>
<TD width=43px></TD>
<TD width=29px></TD>
</TR>
<TR>
<TD colspan=3 class="tr28 td224"><P class="p20 ft2">inspektionen om</P></TD>
<TD class="tr28 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td149"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td163"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td224"><P class="p60 ft2">1. administratörens</P></TD>
<TD colspan=2 class="tr25 td76"><P class="p30 ft2">tillstånd för</P></TD>
<TD class="tr25 td149"><P class="p87 ft2">1. administratörens</P></TD>
<TD colspan=2 class="tr25 td81"><P class="p17 ft2">tillstånd för</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td224"><P class="p20 ft2">clearingverksamhet</P></TD>
<TD class="tr25 td18"><P class="p73 ft2">enligt</P></TD>
<TD class="tr25 td82"><P class="p30 ft2">lagen</P></TD>
<TD class="tr25 td149"><P class="p20 ft2">clearingverksamhet</P></TD>
<TD class="tr25 td18"><P class="p20 ft2">enligt</P></TD>
<TD class="tr25 td163"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p20 ft2">(2007:528) om värdepappersmark-</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft2">(2007:528) om värdepappersmark-</P></TD>
</TR>
<TR>
<TD class="tr25 td82"><P class="p20 ft2">naden</P></TD>
<TD class="tr25 td139"><P class="p20 ft2">eller</P></TD>
<TD colspan=2 class="tr25 td160"><P class="p178 ft2">auktorisation</P></TD>
<TD class="tr25 td82"><P class="p30 ft2">som</P></TD>
<TD colspan=2 class="tr25 td227"><P class="p20 ft2">naden eller auktorisation</P></TD>
<TD class="tr25 td163"><P class="p17 ft2">som</P></TD>
</TR>
<TR>
<TD class="tr25 td82"><P class="p20 ft3">central</P></TD>
<TD colspan=4 class="tr25 td161"><P class="p30 ft3">värdepappersförvarare</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft3">värdepapperscentral <SPAN class="ft2">enligt </SPAN>förord-</P></TD>
</TR>
<TR>
<TD class="tr26 td82"><P class="p20 ft2">enligt</P></TD>
<TD class="tr26 td139"><P class="p20 ft3">lagen</P></TD>
<TD colspan=2 class="tr26 td160"><P class="p19 ft3">(1998:1479)</P></TD>
<TD class="tr26 td82"><P class="p30 ft3">om</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft3">ning (EU) nr 909/2014, i den</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p20 ft3">kontoföring av finansiella instru-</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft3">ursprungliga lydelsen, <SPAN class="ft2">har åter-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr32 td224"><P class="p20 ft15"><SPAN class="ft39">ment </SPAN>har återkallats,</P></TD>
<TD class="tr32 td18"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td82"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td149"><P class="p20 ft15">kallats,</P></TD>
<TD class="tr32 td18"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td163"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p211 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">administratörens tillstånd att driva bank- eller finansieringsrörelse enligt lagen (2004:297) om bank- och finansieringsrörelse eller tillstånd enligt 2 kap. 1 § 1, 2, 4 eller 8 lagen om värdepappersmarknaden har återkallats, eller</SPAN></P>
<P class="p1584 ft4"><SPAN class="ft2">3.</SPAN><SPAN class="ft20">avvecklingssystemet inte längre uppfyller kraven i denna lag. Finansinspektionen ska omedelbart underrätta Europeiska värde-</SPAN></P>
<P class="p1421 ft2">pappers- och marknadsmyndigheten samt Eftas övervakningsmyndighet om återkallelsen.</P>
<P class="p1579 ft22">Om det är tillräckligt får inspektionen i de fall som anges i första stycket 3 meddela varning i stället för att återkalla godkännandet.</P>
<P class="p127 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
<P class="p1585 ft35"><SPAN class="ft34">5 </SPAN>Senaste lydelse 2012:190.</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_527">
<DIV id="dimg1">
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</DIV>
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p1586 ft72">Förslag till lag om ändring i lagen (2000:35) om byte av redovisningsvaluta i finansiella företag</P>
<P class="p1472 ft4">Härigenom föreskrivs att 2 § lagen (2000:35) om byte av redovisnings- valuta i finansiella företag ska ha följande lydelse.</P>
</DIV>
<DIV id="id_1_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 3</P>
</DIV>
</DIV>
<DIV id="id_2">
<TABLE cellpadding=0 cellspacing=0 class="t130">
<TR>
<TD class="tr27 td122"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p199 ft2">2 §<SPAN class="ft27">1</SPAN></P>
<P class="p277 ft2">I denna lag avses med</P>
<P class="p48 ft4"><SPAN class="ft2">1.</SPAN><SPAN class="ft64">försäkringsföretag</SPAN>: försäkringsaktiebolag, ömsesidigt försäkrings- bolag och försäkringsförening som omfattas av försäkringsrörelselagen (2010:2043),</P>
<P class="p48 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft63">kreditinstitut</SPAN>: bankaktiebolag, sparbank och medlemsbank samt kreditmarknadsföretag enligt 1 kap. 5 § 14 lagen (2004:297) om bank- och finansieringsrörelse,</P>
<P class="p47 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft63">finansiellt företag</SPAN>: de företag som anges i 1 och 2 samt</P>
<P class="p48 ft4"><SPAN class="ft2">a)</SPAN><SPAN class="ft20">värdepappersbolag enligt 1 kap. 5 § 26 lagen (2007:528) om värde- pappersmarknaden,</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">b)</SPAN><SPAN class="ft19">fondbolag enligt 1 kap. 1 § första stycket 8 lagen (2004:46) om värdepappersfonder,</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">c)</SPAN><SPAN class="ft19">börs enligt 1 kap. 5 § 3 lagen om värdepappersmarknaden,</SPAN></P>
<P class="p48 ft4"><SPAN class="ft2">d)</SPAN><SPAN class="ft20">svensk clearingorganisation enligt 1 kap. 5 § 5 lagen om värdepap- persmarknaden,</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD colspan=2 class="tr26 td76"><P class="p60 ft3"><SPAN class="ft2">e) </SPAN>central</P></TD>
<TD colspan=2 class="tr26 td149"><P class="p113 ft3">värdepappersför-</P></TD>
<TD colspan=2 class="tr26 td173"><P class="p60 ft3"><SPAN class="ft2">e) </SPAN><SPAN class="ft55">värdepapperscentral</SPAN></P></TD>
<TD class="tr26 td84"><P class="p17 ft2">enligt</P></TD>
</TR>
<TR>
<TD class="tr62 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr62 td363"><P class="p20 ft6"> </P></TD>
<TD class="tr62 td364"><P class="p20 ft6"> </P></TD>
<TD rowspan=2 class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD rowspan=2 class="tr25 td65"><P class="p20 ft2">1 kap.</P></TD>
<TD colspan=2 rowspan=2 class="tr25 td209"><P class="p20 ft2">3 § lagen (1998:1479) om</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr32 td76"><P class="p20 ft39"><SPAN class="ft183">varare </SPAN><SPAN class="ft15">enligt</SPAN></P></TD>
<TD class="tr32 td166"><P class="p17 ft15">1 kap. 3 § lagen</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p113 ft2">(1998:1479) om kontoföring av</P></TD>
<TD colspan=3 class="tr26 td124"><P class="p20 ft3">värdepapperscentraler och <SPAN class="ft2">konto-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p20 ft2">finansiella instrument, och</P></TD>
<TD class="tr25 td65"><P class="p20 ft2">föring</P></TD>
<TD colspan=2 class="tr25 td209"><P class="p17 ft2">av finansiella instrument,</P></TD>
</TR>
<TR>
<TD class="tr32 td55"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td96"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td166"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td58"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td65"><P class="p20 ft15">och</P></TD>
<TD class="tr32 td87"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td84"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p48 ft2">f) <NOBR>AIF-förvaltare</NOBR> som har tillstånd enligt 3 kap. 1 § lagen (2013:561) om förvaltare av alternativa investeringsfonder,</P>
<P class="p83 ft4">4. <SPAN class="ft36">koncern</SPAN>: detsamma som i 1 kap. 11 och 12 §§ aktiebolagslagen (2005:551), varvid vad som sägs om moderbolag tillämpas även på andra juridiska personer än aktiebolag.</P>
<P class="p403 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
<P class="p1587 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2014:978.</P>
<P class="p99 ft2">527</P>
</DIV>
</DIV>
<DIV id="page_528">
<DIV id="dimg1">
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</DIV>
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">528</P>
</DIV>
<DIV id="id_2">
<P class="p1572 ft72">Förslag till lag om ändring i lagen (2000:562) om internationell rättslig hjälp i brottmål</P>
<P class="p777 ft4">Härigenom föreskrivs att 5 kap. 10 § lagen (2000:562) om inter- nationell rättslig hjälp i brottmål ska ha följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 class="t141">
<TR>
<TD colspan=4 class="tr43 td74"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr43 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td136"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr43 td175"><P class="p64 ft3">Föreslagen lydelse</P></TD>
<TD class="tr43 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td94"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td155"><P class="p206 ft29">5 kap.</P></TD>
<TD class="tr41 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td94"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td155"><P class="p304 ft2">10 §<SPAN class="ft27">1</SPAN></P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td47"><P class="p60 ft2">Bestämmelser</P></TD>
<TD class="tr25 td91"><P class="p28 ft2">om</P></TD>
<TD colspan=2 class="tr25 td197"><P class="p62 ft2">uppgiftsskyl-</P></TD>
<TD colspan=4 class="tr25 td17"><P class="p28 ft2">Bestämmelser om</P></TD>
<TD colspan=3 class="tr25 td160"><P class="p17 ft2">uppgiftsskyl-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td73"><P class="p20 ft2">dighet finns i 9 kap. 12 § försäk-</P></TD>
<TD colspan=7 class="tr26 td60"><P class="p64 ft2">dighet finns i 9 kap. 12 § försäk-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td47"><P class="p20 ft2">ringsrörelselagen</P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td197"><P class="p62 ft2">(2010:2043),</P></TD>
<TD colspan=3 class="tr25 td175"><P class="p64 ft2">ringsrörelselagen</P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td160"><P class="p17 ft2">(2010:2043),</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td73"><P class="p20 ft2">8 kap. 2 a § lagen (1998:1479) om</P></TD>
<TD colspan=7 class="tr25 td60"><P class="p64 ft2">8 kap. 2 a § lagen (1998:1479) om</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td73"><P class="p20 ft2">kontoföring av finansiella instru-</P></TD>
<TD colspan=7 class="tr26 td60"><P class="p64 ft3">värdepapperscentraler och <SPAN class="ft2">konto-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td73"><P class="p20 ft2">ment, 2 kap. 20 § lagen (2004:46)</P></TD>
<TD class="tr25 td70"><P class="p64 ft2">föring</P></TD>
<TD colspan=6 class="tr25 td148"><P class="p17 ft2">av finansiella instrument,</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td221"><P class="p20 ft2">om värdepappersfonder,</P></TD>
<TD class="tr25 td136"><P class="p62 ft2">1 kap.</P></TD>
<TD class="tr25 td70"><P class="p64 ft2">2 kap.</P></TD>
<TD class="tr25 td66"><P class="p178 ft2">20 §</P></TD>
<TD class="tr25 td45"><P class="p26 ft2">lagen</P></TD>
<TD colspan=3 class="tr25 td141"><P class="p28 ft2">(2004:46)</P></TD>
<TD class="tr25 td55"><P class="p17 ft2">om</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td73"><P class="p20 ft2">11 § lagen (2004:297) om bank-</P></TD>
<TD colspan=4 class="tr26 td17"><P class="p64 ft2">värdepappersfonder,</P></TD>
<TD class="tr26 td77"><P class="p93 ft2">1 kap.</P></TD>
<TD class="tr26 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p17 ft2">11 §</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td73"><P class="p20 ft2">och finansieringsrörelse, 6 kap. 8 §</P></TD>
<TD colspan=7 class="tr25 td60"><P class="p64 ft2">lagen (2004:297) om bank- och</P></TD>
</TR>
<TR>
<TD class="tr25 td95"><P class="p20 ft2">lagen</P></TD>
<TD colspan=3 class="tr25 td53"><P class="p94 ft2">(2006:531)</P></TD>
<TD class="tr25 td94"><P class="p105 ft2">om</P></TD>
<TD class="tr25 td136"><P class="p62 ft2">särskild</P></TD>
<TD colspan=4 class="tr25 td17"><P class="p64 ft2">finansieringsrörelse,</P></TD>
<TD class="tr25 td77"><P class="p19 ft2">6 kap.</P></TD>
<TD class="tr25 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p17 ft2">8 §</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td73"><P class="p20 ft2">tillsyn över finansiella konglo-</P></TD>
<TD class="tr26 td70"><P class="p64 ft2">lagen</P></TD>
<TD colspan=2 class="tr26 td113"><P class="p67 ft2">(2006:531)</P></TD>
<TD class="tr26 td238"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td160"><P class="p17 ft2">om särskild</P></TD>
</TR>
<TR>
<TD class="tr25 td95"><P class="p20 ft2">merat,</P></TD>
<TD colspan=2 class="tr25 td64"><P class="p85 ft2">6 kap.</P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p94 ft2">11 §</P></TD>
<TD class="tr25 td136"><P class="p62 ft2">lagen</P></TD>
<TD colspan=7 class="tr25 td60"><P class="p64 ft2">tillsyn över finansiella konglo-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td73"><P class="p20 ft2">(2014:968) om särskild tillsyn över</P></TD>
<TD class="tr25 td70"><P class="p64 ft2">merat,</P></TD>
<TD colspan=2 class="tr25 td113"><P class="p77 ft2">6 kap.</P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td77"><P class="p464 ft2">11 §</P></TD>
<TD colspan=2 class="tr25 td163"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td101"><P class="p20 ft2">kreditinstitut</P></TD>
<TD colspan=2 class="tr26 td98"><P class="p28 ft2">och</P></TD>
<TD colspan=2 class="tr26 td197"><P class="p62 ft2">värdepap-</P></TD>
<TD colspan=7 class="tr26 td60"><P class="p64 ft2">(2014:968) om särskild tillsyn över</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td101"><P class="p20 ft2">persbolag,</P></TD>
<TD colspan=2 class="tr25 td98"><P class="p62 ft2">1 kap.</P></TD>
<TD class="tr25 td94"><P class="p19 ft2">12 §</P></TD>
<TD class="tr25 td136"><P class="p62 ft2">lagen</P></TD>
<TD colspan=2 class="tr25 td56"><P class="p64 ft2">kreditinstitut</P></TD>
<TD colspan=2 class="tr25 td62"><P class="p17 ft2">och</P></TD>
<TD colspan=3 class="tr25 td160"><P class="p17 ft2">värdepap-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td101"><P class="p20 ft2">(2007:528)</P></TD>
<TD colspan=2 class="tr25 td98"><P class="p66 ft2">om</P></TD>
<TD colspan=2 class="tr25 td197"><P class="p62 ft31">värdepappers-</P></TD>
<TD colspan=2 class="tr25 td56"><P class="p64 ft2">persbolag,</P></TD>
<TD class="tr25 td45"><P class="p20 ft2">1 kap.</P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td77"><P class="p30 ft2">12 §</P></TD>
<TD colspan=2 class="tr25 td163"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td101"><P class="p20 ft2">marknaden,</P></TD>
<TD colspan=2 class="tr26 td98"><P class="p76 ft2">3 kap.</P></TD>
<TD class="tr26 td94"><P class="p28 ft2">14 §</P></TD>
<TD class="tr26 td136"><P class="p62 ft2">lagen</P></TD>
<TD colspan=7 class="tr26 td60"><P class="p64 ft2">(2007:528) om värdepappersmark-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td73"><P class="p20 ft2">(2010:751) om betaltjänster, 3 kap.</P></TD>
<TD class="tr25 td70"><P class="p64 ft2">naden,</P></TD>
<TD colspan=2 class="tr25 td113"><P class="p93 ft2">3 kap.</P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td77"><P class="p464 ft2">14 §</P></TD>
<TD colspan=2 class="tr25 td163"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td73"><P class="p20 ft2">14 § lagen (2011:755) om elektro-</P></TD>
<TD colspan=7 class="tr25 td60"><P class="p64 ft2">(2010:751) om betaltjänster, 3 kap.</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td73"><P class="p20 ft2">niska pengar och 8 kap. 25 § lagen</P></TD>
<TD colspan=7 class="tr26 td60"><P class="p64 ft2">14 § lagen (2011:755) om elektro-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td101"><P class="p20 ft2">(2013:561)</P></TD>
<TD class="tr25 td14"><P class="p71 ft2">om</P></TD>
<TD colspan=3 class="tr25 td106"><P class="p62 ft2">förvaltare av</P></TD>
<TD colspan=7 class="tr25 td60"><P class="p64 ft2">niska pengar och 8 kap. 25 § lagen</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td73"><P class="p20 ft2">alternativa investeringsfonder.</P></TD>
<TD colspan=2 class="tr25 td56"><P class="p64 ft2">(2013:561)</P></TD>
<TD class="tr25 td45"><P class="p1 ft2">om</P></TD>
<TD colspan=3 class="tr25 td141"><P class="p26 ft2">förvaltare</P></TD>
<TD class="tr25 td55"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td136"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td217"><P class="p64 ft2">alternativa investeringsfonder.</P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p211 ft4">I de lagar som anges i första stycket finns även bestämmelser om meddelandeförbud och ansvarsbestämmelser för den som bryter mot ett sådant förbud.</P>
<P class="p1588 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
<P class="p1589 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2014:980.</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_529">
<DIV id="dimg1">
<INGENBILD zsrc="H30310529x1.jpg/" id="img1">
</DIV>
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p1590 ft67">Förslag till lag om ändring i lagen (2000:1087) om anmälningsskyldighet för vissa innehav av finansiella instrument</P>
<P class="p280 ft4">Härigenom föreskrivs att 10 § lagen (2000:1087) om anmälnings- skyldighet för vissa innehav av finansiella instrument ska ha följande lydelse.</P>
</DIV>
<DIV id="id_1_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 3</P>
</DIV>
</DIV>
<DIV id="id_2">
<TABLE cellpadding=0 cellspacing=0 class="t51">
<TR>
<TD colspan=3 class="tr43 td67"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr43 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr43 td222"><P class="p20 ft3">Föreslagen lydelse</P></TD>
<TD class="tr43 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td10"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td132"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD rowspan=2 class="tr44 td114"><P class="p94 ft3">skall</P></TD>
<TD class="tr41 td84"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td144"><P class="p411 ft2">10 §</P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td109"><P class="p20 ft6"> </P></TD>
<TD rowspan=2 class="tr44 td66"><P class="p1 ft3">ska</P></TD>
<TD class="tr41 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td10"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td132"><P class="p60 ft2">Uppgifter</P></TD>
<TD class="tr25 td14"><P class="p20 ft2">som</P></TD>
<TD colspan=2 class="tr25 td130"><P class="p113 ft2">anmälas</P></TD>
<TD class="tr25 td78"><P class="p60 ft2">Uppgifter</P></TD>
<TD colspan=2 class="tr25 td114"><P class="p32 ft2">som</P></TD>
<TD colspan=2 class="tr25 td82"><P class="p17 ft2">anmälas</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td156"><P class="p20 ft2">enligt 4 § får efter tillstånd</P></TD>
<TD class="tr26 td27"><P class="p113 ft2">av</P></TD>
<TD class="tr26 td78"><P class="p20 ft2">enligt 4 §</P></TD>
<TD class="tr26 td14"><P class="p69 ft2">får</P></TD>
<TD colspan=3 class="tr26 td133"><P class="p71 ft2">efter tillstånd</P></TD>
<TD class="tr26 td10"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td67"><P class="p20 ft2">Finansinspektionen föras</P></TD>
<TD class="tr25 td84"><P class="p20 ft2">över</P></TD>
<TD class="tr25 td27"><P class="p113 ft2">till</P></TD>
<TD colspan=3 class="tr25 td222"><P class="p20 ft2">Finansinspektionen</P></TD>
<TD class="tr25 td66"><P class="p20 ft2">föras</P></TD>
<TD class="tr25 td84"><P class="p20 ft2">över</P></TD>
<TD class="tr25 td10"><P class="p17 ft2">till</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p20 ft2">insynsregistret genom automatisk</P></TD>
<TD colspan=2 class="tr25 td30"><P class="p20 ft2">insynsregistret</P></TD>
<TD colspan=4 class="tr25 td154"><P class="p17 ft2">genom automatisk</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td155"><P class="p20 ft2">databehandling.</P></TD>
<TD class="tr26 td114"><P class="p94 ft31">Sådant</P></TD>
<TD colspan=2 class="tr26 td130"><P class="p113 ft2">tillstånd</P></TD>
<TD colspan=2 class="tr26 td30"><P class="p20 ft2">databehandling.</P></TD>
<TD colspan=2 class="tr26 td141"><P class="p60 ft2">Sådant</P></TD>
<TD colspan=2 class="tr26 td82"><P class="p17 ft2">tillstånd</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p20 ft2">får ges endast till den som är</P></TD>
<TD colspan=6 class="tr25 td124"><P class="p20 ft2">får ges endast till den som är</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p20 ft2">förvaltare enligt 3 kap. 7 § lagen</P></TD>
<TD colspan=6 class="tr25 td124"><P class="p20 ft2">förvaltare enligt 3 kap. 7 § lagen</P></TD>
</TR>
<TR>
<TD class="tr26 td132"><P class="p20 ft2">(1998:1479)</P></TD>
<TD class="tr26 td14"><P class="p26 ft2">om</P></TD>
<TD colspan=2 class="tr26 td125"><P class="p66 ft2">kontoföring</P></TD>
<TD class="tr26 td27"><P class="p113 ft2">av</P></TD>
<TD colspan=3 class="tr26 td222"><P class="p20 ft2">(1998:1479) om</P></TD>
<TD colspan=3 class="tr26 td116"><P class="p17 ft28">värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td67"><P class="p20 ft2">finansiella instrument.</P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td78"><P class="p20 ft3">centraler</P></TD>
<TD class="tr25 td14"><P class="p72 ft28">och</P></TD>
<TD colspan=3 class="tr25 td133"><P class="p87 ft2">kontoföring</P></TD>
<TD class="tr25 td10"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD class="tr31 td132"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr31 td67"><P class="p20 ft2">finansiella instrument.</P></TD>
<TD class="tr31 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td10"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p403 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
<P class="p412 ft2">529</P>
</DIV>
</DIV>
<DIV id="page_530">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">530</P>
</DIV>
<DIV id="id_2">
<P class="p1591 ft72">Förslag till lag om ändring i lagen (2004:46) om värdepappersfonder</P>
<P class="p1592 ft2">Härigenom föreskrivs att 4 kap. 11, 12 och 14 §§ lagen (2004:46) om värdepappersfonder<SPAN class="ft27">1 </SPAN>ska ha följande lydelse.</P>
<P class="p302 ft3">Nuvarande lydelse Föreslagen lydelse</P>
<P class="p1593 ft29">4 kap.</P>
<P class="p1426 ft2">11 §<SPAN class="ft27">2</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr28 td280"><P class="p178 ft2">Fondbolaget ska föra eller låta föra</P></TD>
<TD class="tr28 td16"><P class="p178 ft2">ett</P></TD>
<TD class="tr28 td90"><P class="p65 ft2">register över</P></TD>
<TD class="tr28 td107"><P class="p17 ft2">samtliga</P></TD>
</TR>
<TR>
<TD class="tr26 td280"><P class="p178 ft2">innehavare av andelar i fonden. I fråga</P></TD>
<TD class="tr26 td16"><P class="p123 ft2">om</P></TD>
<TD class="tr26 td90"><P class="p65 ft2">automatiserad</P></TD>
<TD class="tr26 td107"><P class="p17 ft2">och viss</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr32 td362"><P class="p178 ft15">manuell behandling av personuppgifter finns</P></TD>
<TD class="tr32 td90"><P class="p178 ft15">bestämmelser</P></TD>
<TD class="tr32 td107"><P class="p17 ft15">i person-</P></TD>
</TR>
</TABLE>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD colspan=3 class="tr26 td50"><P class="p20 ft2">uppgiftslagen (1998:204).</P></TD>
<TD colspan=4 rowspan=2 class="tr46 td143"><P class="p17 ft2">Är lagen (1998:1479) om <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p30 ft2">Är lagen (1998:1479) om konto-</P></TD>
</TR>
<TR>
<TD class="tr25 td105"><P class="p20 ft2">föring av</P></TD>
<TD class="tr25 td79"><P class="p20 ft2">finansiella</P></TD>
<TD class="tr25 td121"><P class="p30 ft2">instrument</P></TD>
<TD colspan=2 class="tr25 td127"><P class="p20 ft3">papperscentraler</P></TD>
<TD colspan=2 class="tr25 td80"><P class="p17 ft2"><SPAN class="ft3">och </SPAN>kontoföring</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p20 ft2">tillämplig på andelarna i fonden,</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">av finansiella instrument tillämplig</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p20 ft2">förs registret av en <SPAN class="ft3">central värde-</SPAN></P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft2">på andelarna i fonden, förs</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p20 ft2"><SPAN class="ft3">pappersförvarare</SPAN>. Fondbolaget har</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">registret av en <SPAN class="ft3">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td126"><P class="p20 ft2">rätt till insyn i registret.</P></TD>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2"><SPAN class="ft3">central</SPAN>. Fondbolaget har rätt till</P></TD>
</TR>
<TR>
<TD class="tr26 td105"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td127"><P class="p20 ft2">insyn i registret.</P></TD>
<TD class="tr26 td116"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p30 ft2">Om lagen om kontoföring av</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft3"><SPAN class="ft2">Om lagen om </SPAN>värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td105"><P class="p20 ft2">finansiella</P></TD>
<TD class="tr25 td79"><P class="p76 ft2">instrument</P></TD>
<TD class="tr25 td121"><P class="p30 ft2">inte är</P></TD>
<TD class="tr25 td78"><P class="p20 ft3">centraler</P></TD>
<TD class="tr25 td94"><P class="p20 ft3">och</P></TD>
<TD class="tr25 td116"><P class="p20 ft2">kontoföring</P></TD>
<TD class="tr25 td6"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p20 ft2">tillämplig på andelarna i fonden,</P></TD>
<TD class="tr26 td78"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=2 class="tr26 td74"><P class="p68 ft2">instrument inte</P></TD>
<TD class="tr26 td6"><P class="p17 ft2">är</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p20 ft2">ska den som för registret anteckna</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">tillämplig på andelarna i fonden,</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p20 ft2">inskränkningar enligt 13 kap. 19 §</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">ska den som för registret anteckna</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p20 ft2">första stycket 4 eller 14 kap. 21 §</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft2">inskränkningar enligt 13 kap. 19 §</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p20 ft2">första stycket 4 föräldrabalken där.</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">första stycket 4 eller 14 kap. 21 §</P></TD>
</TR>
<TR>
<TD class="tr32 td105"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td79"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td121"><P class="p20 ft14"> </P></TD>
<TD colspan=4 class="tr32 td143"><P class="p20 ft15">första stycket 4 föräldrabalken där.</P></TD>
</TR>
</TABLE>
<P class="p211 ft4">Fondbolaget ska till varje fondandelsägare skriftligen bekräfta att dennes fondandelsinnehav har registrerats. Av bekräftelsen ska det framgå värdepappersfondens och, i förekommande fall, andelsklassens beteckning samt namnen på fondbolaget och förvaringsinstitutet. Vidare ska det framgå var informationsbroschyren enligt 15 §, faktabladet enligt 16 a § samt årsberättelsen och halvårsredogörelsen enligt 18 § finns att tillgå.</P>
<P class="p1583 ft2">12 §<SPAN class="ft27">3</SPAN></P>
<P class="p1497 ft4">Har en fondandelsägare lämnat sina andelar för förvaltning till någon som har fått tillstånd till registrering som förvaltare, får förvaltaren på andelsägarens uppdrag anges i det register som avses i 11 § första stycket i stället för andelsägaren. I registret ska det särskilt anmärkas att fond- andelen förvaltas för någon annans räkning. Förvaltaren ska skyndsamt till andelsägaren eller den som förvaltaren har antecknat i andelsägarens ställe lämna den information förvaltaren får från fondbolaget, om inte</P>
<P class="p1594 ft35"><SPAN class="ft42">1</SPAN><SPAN class="ft43">Senaste lydelse av lagens rubrik 2013:563.</SPAN></P>
<P class="p157 ft51"><SPAN class="ft42">2</SPAN><SPAN class="ft171">Senaste lydelse 2013:563.</SPAN></P>
<P class="p157 ft35"><SPAN class="ft42">3</SPAN><SPAN class="ft43">Senaste lydelse 2011:882.</SPAN></P>
</DIV>
</DIV>
</DIV>
<DIV id="page_531">
<DIV id="dimg1">
<INGENBILD zsrc="H30310531x1.jpg/" id="img1">
</DIV>
<DIV id="tx1"><SPAN class="ft2">Är lagen (1998:1479) om </SPAN><SPAN class="ft3">värde- papperscentraler och </SPAN><SPAN class="ft2">kontoföring av finansiella instrument inte tillämplig på andelarna i fonden, tillämpas i fråga om överlåtelse eller pantsättning av en fondandel i stället 31 § lagen (1936:81) om skuldebrev. I så fall </SPAN><SPAN class="ft3">ska </SPAN><SPAN class="ft2">vad som i den bestämmelsen sägs om gälde- nären gälla fondbolaget eller, om fondandelarna är förvaltarregistre- rade, förvaltaren.</SPAN></DIV>
<DIV>
<DIV id="id_1">
<P class="p343 ft4">andelsägaren avstått från sådan information. Information som avser ändring av fondbestämmelser enligt 9 b § eller 5 a kap. 7 § eller som avser fusion enligt 8 kap. 8 § ska dock alltid lämnas till andelsägaren eller den som förvaltaren har antecknat i andelsägarens ställe.</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr31 td122"><P class="p113 ft2">Om registret förs av någon</P></TD>
<TD class="tr31 td124"><P class="p17 ft2">Om registret förs av någon</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft28"><SPAN class="ft31">annan än en </SPAN>central värdepappers-</P></TD>
<TD class="tr25 td124"><P class="p17 ft3"><SPAN class="ft2">annan än en </SPAN>värdepapperscentral<SPAN class="ft2">,</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p113 ft2"><SPAN class="ft3">förvarare</SPAN>, ska Finansinspektionen</P></TD>
<TD class="tr26 td124"><P class="p17 ft2">ska Finansinspektionen pröva</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft2">pröva frågor om tillstånd till</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">frågor om tillstånd till registrering</P></TD>
</TR>
<TR>
<TD class="tr32 td122"><P class="p418 ft15">registrering som förvaltare.</P></TD>
<TD class="tr32 td124"><P class="p33 ft15">som förvaltare.</P></TD>
</TR>
</TABLE>
<P class="p337 ft4">Ett tillstånd att registreras som förvaltare får förenas med särskilda villkor för att tillgodose allmänna och enskilda intressen. Ett tillstånd ska återkallas av Finansinspektionen, om ett villkor för tillståndet har åsidosatts och avvikelsen är betydande eller om förutsättningarna för tillståndet inte längre uppfylls.</P>
<P class="p420 ft4">14 § Är lagen (1998:1479) om konto-</P>
<P class="p421 ft2">föring av finansiella instrument inte tillämplig på andelarna i fonden, tillämpas i fråga om överlåtelse eller pantsättning av en fondandel i stället 31 § lagen (1936:81) om skuldebrev. I så fall <SPAN class="ft3">skall </SPAN>vad som i den bestämmelsen sägs om gäldenären gälla fond- bolaget eller, om fondandelarna är förvaltarregistrerade, förvaltaren.</P>
<P class="p422 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
</DIV>
<DIV id="id_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 3</P>
<P class="p1439 ft2">531</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_532">
<DIV id="dimg1">
<INGENBILD zsrc="H30310532x1.jpg/" id="img1">
</DIV>
<DIV id="tx1"><SPAN class="ft4">Lagen (1998:1479) om </SPAN><SPAN class="ft36">värde- papperscentraler och </SPAN><SPAN class="ft4">kontoföring av finansiella instrument ska inte tillämpas på kontoföring av utsläppsrätter och kyotoenheter.</SPAN></DIV>
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">532</P>
</DIV>
<DIV id="id_2">
<P class="p1479 ft72">Förslag till lag om ändring i lagen (2004:1199) om handel med utsläppsrätter</P>
<P class="p777 ft4">Härigenom föreskrivs att 4 kap. 1 § lagen (2004:1199) om handel med utsläppsrätter ska ha följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 class="t129">
<TR>
<TD class="tr27 td50"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p479 ft29">4 kap.</P>
<P class="p480 ft2">1 §<SPAN class="ft27">1</SPAN></P>
<P class="p682 ft4">Bestämmelser om kontoföring av utsläppsrätter och kyotoenheter i ett unionsregister finns i registerförordningen.</P>
<P class="p211 ft2">Den myndighet som regeringen bestämmer (kontoföringsmyndigheten) är den nationella administratör som avses i artikel 6.1 i registerförord- ningen. Kontoföringsmyndigheten ska administrera konton i unions- registret som myndigheten har öppnat och som tillhör följande konto- typer:</P>
<P class="p186 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">Sveriges nationella konton,</SPAN></P>
<P class="p1595 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft19">depåkonton för verksamhetsutövare,</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft19">depåkonton för luftfartygsoperatörer,</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft19">persondepåkonton,</SPAN></P>
<P class="p1595 ft2"><SPAN class="ft2">5.</SPAN><SPAN class="ft19">depåkonton för handelsplattformar, och</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">6.</SPAN><SPAN class="ft19">kontrollörskonton.</SPAN></P>
<P class="p1450 ft4">Lagen (1998:1479) om konto- föring av finansiella instrument ska inte tillämpas på kontoföring av utsläppsrätter och kyotoenheter.</P>
<P class="p1596 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
<P class="p198 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2011:1103.</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_533">
<DIV id="tx1"><SPAN class="ft3">10 a §</SPAN></DIV>
<DIV id="tx2"><SPAN class="ft36">Vid tillämpningen av denna lag ska med ett avstämningsregister enligt lagen (1998:1479) om</SPAN></DIV>
<DIV id="tx3"><SPAN class="ft2">Ett avstämningsbolag är ett aktiebolag vars bolagsordning innehåller förbehåll om att bo- lagets aktier </SPAN><SPAN class="ft3">ska </SPAN><SPAN class="ft2">vara registrerade i avstämningsregister enligt lagen (1998:1479) om </SPAN><SPAN class="ft3">värdepappers- centraler och </SPAN><SPAN class="ft2">kontoföring av finansiella instrument (</SPAN><SPAN class="ft55">avstäm- ningsförbehåll</SPAN><SPAN class="ft2">).</SPAN></DIV>
<DIV id="tx4"><SPAN class="ft36">I ett avstämningsbolag ska aktierna registreras i ett avstäm- ningsregister för bolaget.</SPAN></DIV>
<DIV id="id_1">
<DIV id="id_1_1">
<P class="p1597 ft72">Förslag till lag om ändring i aktiebolagslagen (2005:551)</P>
<P class="p349 ft2">Härigenom föreskrivs i fråga om aktiebolagslagen (2005:551)</P>
<P class="p337 ft4"><SPAN class="ft36">dels </SPAN>att 1 kap. 9 och 10 §§, 4 kap. 30, <NOBR>39–41</NOBR> och 49 §§, 5 kap. 4, 12, 13, 14 och <NOBR>16–19</NOBR> §§, 6 kap. 10 §, 11 kap. 5 och 8 §§, 12 kap. 10 §, 13 kap. 18 §, 14 kap. 36 §, 15 kap. 37 §, 20 kap. 21 §, 22 kap. 4, 14, 20 och 21 §§ och 30 kap. 1 § och rubriken närmast före 1 kap. 10 § ska ha följande lydelse,</P>
<P class="p1598 ft22"><SPAN class="ft41">dels </SPAN>att det ska införas tre nya paragrafer, 1 kap. 10 a och 10 b §§ och 5 kap. 12 a § av följande lydelse.</P>
<P class="p302 ft3">Nuvarande lydelse Föreslagen lydelse</P>
<P class="p1593 ft29">1 kap.</P>
<P class="p480 ft2">9 §<SPAN class="ft27">1</SPAN></P>
<P class="p333 ft4">Bestämmelser om betydelsen av följande begrepp, termer och uttryck finns i nedan angivna paragrafer:</P>
<P class="p16 ft2">– – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – –</P>
<TABLE cellpadding=0 cellspacing=0 class="t142">
<TR>
<TD class="tr31 td154"><P class="p20 ft2">uppdelning av</P></TD>
<TD class="tr31 td106"><P class="p20 ft2">4 kap. 46 §</P></TD>
<TD class="tr31 td154"><P class="p20 ft2">uppdelning av</P></TD>
<TD class="tr31 td41"><P class="p20 ft2">4 kap. 46 §</P></TD>
</TR>
<TR>
<TD class="tr26 td154"><P class="p20 ft2">aktier</P></TD>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td154"><P class="p20 ft2">aktier</P></TD>
<TD class="tr26 td41"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td154"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td154"><P class="p20 ft3">värdepappers-</P></TD>
<TD class="tr25 td41"><P class="p20 ft3">10 b §</P></TD>
</TR>
<TR>
<TD class="tr25 td154"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td154"><P class="p20 ft3">central</P></TD>
<TD class="tr25 td41"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td154"><P class="p20 ft2">Årsstämma</P></TD>
<TD class="tr26 td106"><P class="p26 ft2">7 kap. 10 §</P></TD>
<TD class="tr26 td154"><P class="p20 ft2">årsstämma</P></TD>
<TD class="tr26 td41"><P class="p26 ft2">7 kap. 10 §</P></TD>
</TR>
<TR>
<TD class="tr25 td154"><P class="p20 ft2">överskjutande</P></TD>
<TD class="tr25 td106"><P class="p20 ft2">4 kap. 47 §</P></TD>
<TD class="tr25 td154"><P class="p20 ft2">överskjutande</P></TD>
<TD class="tr25 td41"><P class="p20 ft2">4 kap. 47 §</P></TD>
</TR>
<TR>
<TD class="tr31 td154"><P class="p20 ft2">aktier</P></TD>
<TD class="tr31 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td154"><P class="p20 ft2">aktier</P></TD>
<TD class="tr31 td41"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="id_1_2">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 3</P>
</DIV>
</DIV>
<DIV id="id_2">
<TABLE cellpadding=0 cellspacing=0 class="t143">
<TR>
<TD class="tr34 td122"><P class="p20 ft53">Begreppet avstämningsbolag</P></TD>
<TD class="tr34 td51"><P class="p20 ft180">Avstämningsbolag</P></TD>
</TR>
</TABLE>
<P class="p1599 ft4">10 § Ett avstämningsbolag är ett</P>
<P class="p459 ft2">aktiebolag vars bolagsordning innehåller förbehåll om att bo- lagets aktier <SPAN class="ft3">skall </SPAN>vara registrerade i <SPAN class="ft3">ett </SPAN>avstämningsregister enligt lagen (1998:1479) om kontoföring av finansiella instrument (<SPAN class="ft55">avstäm- ningsförbehåll</SPAN>).</P>
<P class="p1600 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2008:12.</P>
<P class="p99 ft2">533</P>
</DIV>
</DIV>
<DIV id="page_534">
<DIV>
<DIV id="id_1">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">534</P>
</DIV>
<DIV id="id_2">
<P class="p1601 ft3">värdepapperscentraler och konto- föring av finansiella instrument jämställas ett motsvarande regist- er som förs som en central konto- föringstjänst enligt Europaparla- mentets och rådets förordning (EU) nr 909/2014 av den 23 juli 2014 om förbättrad värdepappers- avveckling i Europeiska unionen och om värdepapperscentraler samt ändring av direktiv 98/26/EG och 2014/65/EU och förordning (EU) nr 236/2012, i den ursprung- liga lydelsen. Detta gäller dock inte sådana register som förs av en värdepapperscentral från tredje- land.</P>
<P class="p1602 ft36">Ett konto i ett sådant register ska jämställas med ett avstäm- ningskonto enligt lagen (1998:1479) om värdepappers- centraler och kontoföring av finansiella instrument</P>
<P class="p1603 ft3">10 b §</P>
<P class="p1604 ft3">Med värdepapperscentral avses detsamma som i 1 kap. 3 § lagen (1998:1479) om värdepappers- centraler och kontoföring av finan- siella instrument. Vid tillämp- ningen av denna lag ska med en sådan värdepapperscentral jäm- ställas en värdepapperscentral från tredjeland enligt den bestäm- melsen om inte något annat anges.</P>
<P class="p305 ft29">4 kap.</P>
<P class="p1605 ft2">30 §</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr34 td50"><P class="p30 ft2">Den som förvärvar aktier som</P></TD>
<TD class="tr34 td143"><P class="p17 ft2">Den som förvärvar aktier som</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">enligt bolagsordningen <SPAN class="ft3">skall </SPAN>hem-</P></TD>
<TD class="tr25 td143"><P class="p28 ft2">enligt bolagsordningen <SPAN class="ft3">ska </SPAN>hem-</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2">bjudas <SPAN class="ft3">skall </SPAN>snarast efter förvärvet</P></TD>
<TD class="tr26 td143"><P class="p17 ft2">bjudas <SPAN class="ft3">ska </SPAN>snarast efter förvärvet</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">anmäla aktieövergången till bolag-</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">anmäla aktieövergången till bolag-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">ets styrelse. Anmälan <SPAN class="ft3">skall </SPAN>inne-</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">ets styrelse. Anmälan <SPAN class="ft3">ska </SPAN>inne-</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2">hålla uppgift om den ersättning</P></TD>
<TD class="tr26 td143"><P class="p17 ft2">hålla uppgift om den ersättning</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">som har lämnats för aktierna och</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">som har lämnats för aktierna och</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">de villkor förvärvaren ställer för</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">de villkor förvärvaren ställer för</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p435 ft31">inlösen.</P></TD>
<TD class="tr26 td143"><P class="p1606 ft2">inlösen.</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">Övergår en hembudspliktig aktie</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">Övergår en hembudspliktig aktie</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">i ett avstämningsbolag till en ny</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">i ett avstämningsbolag till en ny</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft3"><SPAN class="ft2">ägare, </SPAN>skall den centrala värde-</P></TD>
<TD class="tr26 td143"><P class="p17 ft3"><SPAN class="ft2">ägare, </SPAN>ska värdepapperscentralen,</P></TD>
</TR>
<TR>
<TD class="tr31 td50"><P class="p30 ft3">pappersförvararen <SPAN class="ft2">underrätta styr-</SPAN></P></TD>
<TD class="tr31 td143"><P class="p17 ft3">om den ansvarar för att föra aktie-</P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
</DIV>
<DIV id="page_535">
<DIV style="position:absolute;top:508px;left:205px;width:188px;height:135px;"><SPAN class="ft2">Den som är antecknad i ett avstämningsregister enligt 4 kap. 18 § första stycket </SPAN><NOBR><SPAN class="ft2">6–8</SPAN></NOBR><SPAN class="ft2"> lagen (1998:1479) om </SPAN><SPAN class="ft3">värdepappers- centraler och </SPAN><SPAN class="ft2">kontoföring av finansiella instrument </SPAN><SPAN class="ft3">ska </SPAN><SPAN class="ft2">i stället för aktieägaren antas vara behörig att utöva de rättigheter som avses i 39 §.</SPAN></DIV>
<DIV style="position:absolute;top:186px;left:205px;width:188px;height:165px;"><SPAN class="ft2">I avstämningsbolag </SPAN><SPAN class="ft3">ska </SPAN><SPAN class="ft2">en aktieägare eller förvaltare som på avstämningsdagen är införd i aktieboken och antecknad i ett avstämningsregister enligt 4 kap. lagen (1998:1479) om </SPAN><SPAN class="ft3">värde- papperscentraler och </SPAN><SPAN class="ft2">kontoföring av finansiella instrument, med den begränsning som följer av 41 § tredje meningen, antas vara behörig att</SPAN></DIV>
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 499px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p157 ft4">elsen om övergången i samband med att frågan om införande av den nye ägaren i aktieboken prövas. Bolaget <SPAN class="ft36">skall </SPAN>underrätta den nye ägaren om anmälnings- skyldigheten enligt första stycket.</P>
<P class="p261 ft22">Anmälan enligt första stycket <SPAN class="ft41">skall </SPAN>också göras när hembudsplikt inträder enligt 29 §.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 17px;padding: 0px;border:none;width: 294px;overflow: hidden;">
<P class="p16 ft4"><SPAN class="ft36">boken, </SPAN>underrätta styrelsen om Prop. 2015/16:10 övergången i samband med att Bilaga 3</P>
<P class="p138 ft2">frågan om införande av den nye ägaren i aktieboken prövas. Bolag- et <SPAN class="ft3">ska </SPAN>underrätta den nye ägaren om anmälningsskyldigheten enligt första stycket.</P>
<P class="p139 ft22">Anmälan enligt första stycket <SPAN class="ft41">ska </SPAN>också göras när hembudsplikt inträder enligt 29 §.</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 9px 0px 0px 0px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<P class="p437 ft4">39 § I avstämningsbolag <SPAN class="ft36">skall </SPAN>en</P>
<P class="p438 ft2">aktieägare eller förvaltare som på avstämningsdagen är införd i aktieboken och antecknad i ett avstämningsregister enligt 4 kap. lagen (1998:1479) om kontoföring av finansiella instrument, med den begränsning som följer av 41 § tredje meningen, antas vara behörig att</P>
<P class="p439 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft18">ta emot nya aktier vid fondemission,</SPAN></P>
<P class="p440 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft30">ta emot teckningsrätt vid nyemission av aktier eller emission av teckningsoptioner eller konvertibler,</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft18">ta emot vinstutdelning,</SPAN></P>
<P class="p440 ft4"><SPAN class="ft2">4.</SPAN><SPAN class="ft30">ta emot betalning i samband med minskning av aktiekapitalet för återbetalning till aktieägarna, och</SPAN></P>
<P class="p440 ft2"><SPAN class="ft2">5.</SPAN><SPAN class="ft18">ta emot betalning i samband med utskiftning vid bolagets likvidation.</SPAN></P>
<P class="p441 ft4">40 § Den som är antecknad i ett</P>
<P class="p438 ft4">avstämningsregister enligt 4 kap. 18 § första stycket <NOBR>6–8</NOBR> lagen (1998:1479) om kontoföring av finansiella instrument <SPAN class="ft36">skall </SPAN>i stället för aktieägaren antas vara behörig att utöva de rättigheter som avses i 39 §.</P>
<TABLE cellpadding=0 cellspacing=0 class="t73">
<TR>
<TD class="tr2 td101"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td137"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td144"><P class="p295 ft2">41 §</P></TD>
<TD class="tr2 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td186"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft2">Om den som har tagit emot</P></TD>
<TD colspan=3 class="tr25 td288"><P class="p295 ft2">Om den som har tagit emot</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td101"><P class="p20 ft2">värdepapper</P></TD>
<TD class="tr25 td71"><P class="p123 ft2">eller</P></TD>
<TD class="tr25 td137"><P class="p20 ft2">betalning</P></TD>
<TD class="tr25 td70"><P class="p113 ft2">enligt</P></TD>
<TD colspan=2 class="tr25 td81"><P class="p20 ft2">värdepapper</P></TD>
<TD class="tr25 td186"><P class="p295 ft2">eller betalning enligt</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p113 ft2">38, 39 eller 40 § inte var rätt</P></TD>
<TD colspan=3 class="tr26 td288"><P class="p295 ft2">38, 39 eller 40 § inte var rätt</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td101"><P class="p20 ft2">mottagare,</P></TD>
<TD class="tr25 td71"><P class="p123 ft28">skall</P></TD>
<TD class="tr25 td137"><P class="p64 ft2">bolaget</P></TD>
<TD class="tr25 td70"><P class="p113 ft2">ändå</P></TD>
<TD colspan=3 class="tr25 td288"><P class="p295 ft2">mottagare, <SPAN class="ft3">ska </SPAN>bolaget ändå anses</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft2">anses ha fullgjort sin skyldighet.</P></TD>
<TD colspan=3 class="tr25 td288"><P class="p295 ft2">ha fullgjort sin skyldighet. Detta</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p113 ft2">Detta gäller dock inte om bolaget</P></TD>
<TD colspan=3 class="tr26 td288"><P class="p295 ft2">gäller dock inte om bolaget eller, i</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr31 td122"><P class="p113 ft2">eller, i fråga om avstämningsbolag,</P></TD>
<TD class="tr31 td104"><P class="p20 ft2">fråga</P></TD>
<TD class="tr31 td16"><P class="p20 ft2">om</P></TD>
<TD class="tr31 td186"><P class="p295 ft2">avstämningsbolag,</P></TD>
<TD class="tr31 td79"><P class="p17 ft2">535</P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
<DIV id="page_536" style="position:relative; overflow: hidden;margin: 48px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">536</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t132">
<TR>
<TD class="tr28 td76"><P class="p20 ft3">den centrala</P></TD>
<TD class="tr28 td224"><P class="p30 ft3">värdepappersför-</P></TD>
<TD class="tr28 td143"><P class="p20 ft3">värdepapperscentralen <SPAN class="ft2">insett eller</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td50"><P class="p20 ft2"><SPAN class="ft3">vararen </SPAN>insett eller bort inse att det</P></TD>
<TD class="tr26 td143"><P class="p20 ft2">bort inse att det var fel mottagare.</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td50"><P class="p20 ft2">var fel mottagare. Det gäller inte</P></TD>
<TD class="tr25 td143"><P class="p20 ft2">Det gäller inte heller om mot-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td50"><P class="p20 ft2">heller om mottagaren var omyndig</P></TD>
<TD class="tr26 td143"><P class="p20 ft2">tagaren var omyndig eller hade en</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td50"><P class="p20 ft2">eller hade en förvaltare enligt</P></TD>
<TD class="tr25 td143"><P class="p20 ft2">förvaltare enligt föräldrabalken</P></TD>
</TR>
<TR>
<TD class="tr25 td76"><P class="p20 ft2">föräldrabalken</P></TD>
<TD class="tr25 td224"><P class="p30 ft2">med uppdrag att</P></TD>
<TD class="tr25 td143"><P class="p20 ft2">med uppdrag att förvalta hans eller</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr27 td50"><P class="p20 ft2">förvalta hans eller hennes aktier.</P></TD>
<TD class="tr27 td143"><P class="p20 ft2">hennes aktier.</P></TD>
</TR>
</TABLE>
<P style="text-align: left;padding-left: 182px;margin-top: 9px;margin-bottom: 0px;" class="ft2">49 §<SPAN class="ft27">2</SPAN></P>
<P class="p368 ft4">Ett beslut om uppdelning eller sammanläggning av aktier ska genast anmälas för registrering i aktiebolagsregistret. Antalet aktier ändras när beslutet registreras.</P>
<P class="p185 ft2">Efter registreringen ska nödvändiga ändringar genast göras i aktie-</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr31 td50"><P class="p20 ft2">boken.</P></TD>
<TD class="tr31 td143"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p60 ft2">I avstämningsbolag ska anmälan</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">I avstämningsbolag ska anmälan</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft2">genast göras till <SPAN class="ft3">den centrala</SPAN></P></TD>
<TD class="tr25 td143"><P class="p17 ft2">genast göras till <SPAN class="ft3">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p20 ft3">värdepappersförvararen <SPAN class="ft2">om att</SPAN></P></TD>
<TD class="tr26 td143"><P class="p17 ft3">central som för avstämnings-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft2">beslutet har registrerats.</P></TD>
<TD class="tr25 td143"><P class="p17 ft3">register för bolaget <SPAN class="ft2">om att beslutet</SPAN></P></TD>
</TR>
<TR>
<TD class="tr27 td50"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td143"><P class="p181 ft2">har registrerats.</P></TD>
</TR>
</TABLE>
<P class="p1509 ft29"><SPAN class="ft177">5</SPAN><SPAN class="ft178">kap.</SPAN></P>
<P style="text-align: justify;padding-left: 188px;margin-top: 0px;margin-bottom: 0px;" class="ft2">4 §</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD colspan=3 class="tr34 td50"><P class="p30 ft2">I fråga om behandling av</P></TD>
<TD colspan=3 class="tr34 td143"><P class="p17 ft2">I fråga om behandling av</P></TD>
</TR>
<TR>
<TD class="tr25 td138"><P class="p20 ft2">personuppgifter</P></TD>
<TD class="tr25 td101"><P class="p20 ft2">i aktiebok</P></TD>
<TD class="tr25 td95"><P class="p30 ft2">som</P></TD>
<TD class="tr25 td138"><P class="p20 ft2">personuppgifter</P></TD>
<TD class="tr25 td101"><P class="p20 ft2">i aktiebok</P></TD>
<TD class="tr25 td16"><P class="p17 ft2">som</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p30 ft2">förs med automatiserad behandling</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">förs med automatiserad behandling</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p30 ft2">finns bestämmelser i person-</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft2">finns bestämmelser i person-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p30 ft2">uppgiftslagen (1998:204). Bolaget</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">uppgiftslagen (1998:204). Bolaget</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p30 ft2">är personuppgiftsansvarig för den</P></TD>
<TD colspan=2 class="tr25 td236"><P class="p20 ft2">är personuppgiftsansvarig för</P></TD>
<TD class="tr25 td16"><P class="p17 ft2">den</P></TD>
</TR>
<TR>
<TD class="tr26 td138"><P class="p20 ft2">behandling av</P></TD>
<TD colspan=2 class="tr26 td192"><P class="p30 ft2">personuppgifter</P></TD>
<TD class="tr26 td138"><P class="p20 ft2">behandling av</P></TD>
<TD colspan=2 class="tr26 td174"><P class="p17 ft2">personuppgifter</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p30 ft2">som förandet av aktieboken inne-</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">som förandet av aktieboken inne-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p30 ft2">bär. I avstämningsbolag är det,</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">bär. I avstämningsbolag är det,</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td236"><P class="p20 ft2">sedan ett avstämningsregister</P></TD>
<TD class="tr26 td95"><P class="p30 ft2">har</P></TD>
<TD colspan=2 class="tr26 td236"><P class="p20 ft2">sedan ett avstämningsregister</P></TD>
<TD class="tr26 td16"><P class="p17 ft2">har</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p30 ft2">upprättats, i stället <SPAN class="ft3">den centrala</SPAN></P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">upprättats, i stället <SPAN class="ft3">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td236"><P class="p20 ft3">värdepappersförvararen <SPAN class="ft2">som</SPAN></P></TD>
<TD class="tr25 td95"><P class="p30 ft2">är</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2"><SPAN class="ft3">centralen </SPAN>som är personuppgifts-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td236"><P class="p20 ft2">personuppgiftsansvarig.</P></TD>
<TD class="tr26 td95"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft3"><SPAN class="ft2">ansvarig</SPAN>, om det är en svensk</P></TD>
</TR>
<TR>
<TD class="tr25 td138"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td101"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft28">värdepapperscentral som ansvarar</P></TD>
</TR>
<TR>
<TD class="tr32 td138"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td101"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td95"><P class="p20 ft14"> </P></TD>
<TD colspan=2 class="tr32 td236"><P class="p20 ft39">för att föra aktieboken<SPAN class="ft15">.</SPAN></P></TD>
<TD class="tr32 td16"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p211 ft4">Bestämmelserna i personuppgiftslagen om rättelse och skadestånd gäller vid behandling av personuppgifter i aktiebok och vid annan behandling av personuppgifter enligt denna lag.</P>
<TABLE cellpadding=0 cellspacing=0 style="width: 393px;margin-top: 10px;font: 13px 'Times New Roman';">
<TR>
<TD class="tr28 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td52"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr28 td13"><P class="p1521 ft2">12 §</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p30 ft2">Om ett avstämningsförbehåll tas</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">Om ett avstämningsförbehåll tas</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p30 ft2">in i bolagsordningen i samband</P></TD>
<TD class="tr26 td143"><P class="p17 ft2">in i bolagsordningen i samband</P></TD>
</TR>
<TR>
<TD class="tr25 td84"><P class="p20 ft2">med</P></TD>
<TD class="tr25 td52"><P class="p20 ft2">att bolaget</P></TD>
<TD class="tr25 td191"><P class="p30 ft2">bildas, <SPAN class="ft3">skall </SPAN>7–</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">med att bolaget bildas, <SPAN class="ft3">ska </SPAN><NOBR>7–9</NOBR> §§</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p30 ft2">9 §§ tillämpas till dess att bolaget</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">tillämpas till dess att bolaget har</P></TD>
</TR>
<TR>
<TD class="tr27 td84"><P class="p20 ft2">har</P></TD>
<TD class="tr27 td52"><P class="p26 ft2">registrerats</P></TD>
<TD class="tr27 td191"><P class="p30 ft2">i aktiebolags-</P></TD>
<TD class="tr27 td143"><P class="p17 ft2">registrerats i aktiebolagsregistret</P></TD>
</TR>
</TABLE>
<P class="p1539 ft35"><SPAN class="ft34">2 </SPAN>Senaste lydelse 2009:37.</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_537" style="position:relative; overflow: hidden;margin: 48px 0px 81px 68px;padding: 0px;border: none;width: 556px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 406px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD colspan=4 class="tr2 td122"><P class="p20 ft2">registret och <SPAN class="ft3">ett </SPAN>avstämnings-</P></TD>
<TD colspan=3 class="tr2 td124"><P class="p20 ft2">och avstämningsregister har upp-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p20 ft2">register har upprättats. Införs ett</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p20 ft2">rättats. Införs ett sådant förbehåll</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p20 ft2">sådant förbehåll genom ändring av</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p20 ft2">genom ändring av bolagsord-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td192"><P class="p20 ft2">bolagsordningen,</P></TD>
<TD class="tr26 td45"><P class="p20 ft3">skall</P></TD>
<TD class="tr26 td49"><P class="p113 ft2"><NOBR>7–9</NOBR> §§</P></TD>
<TD colspan=3 class="tr26 td124"><P class="p20 ft2">ningen, <SPAN class="ft3">ska </SPAN><NOBR>7–9</NOBR> §§ tillämpas till</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p20 ft2">tillämpas till dess att förbehållet</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p20 ft2">dess att förbehållet har registrerats</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p20 ft2">har registrerats i aktiebolags-</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p20 ft2">i aktiebolagsregistret och avstäm-</P></TD>
</TR>
<TR>
<TD class="tr26 td70"><P class="p20 ft2">registret</P></TD>
<TD colspan=3 class="tr26 td173"><P class="p113 ft2">och avstämningsregister</P></TD>
<TD colspan=3 class="tr26 td124"><P class="p20 ft2">ningsregister har upprättats.</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td192"><P class="p20 ft2">har upprättats.</P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td49"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td137"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td237"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td70"><P class="p60 ft3">När</P></TD>
<TD colspan=3 class="tr25 td173"><P class="p113 ft2">avstämningsregistret har</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p17 ft3">Bolaget får träffa ett skriftligt</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td192"><P class="p20 ft2">upprättats, <SPAN class="ft3">skall</SPAN></P></TD>
<TD class="tr25 td45"><P class="p26 ft3">den</P></TD>
<TD class="tr25 td49"><P class="p113 ft28">centrala</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p20 ft3">avtal med en värdepapperscentral</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td223"><P class="p20 ft3">värdepappersförvararen</P></TD>
<TD class="tr26 td49"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td124"><P class="p20 ft3">om att värdepapperscentralen ska</P></TD>
</TR>
<TR>
<TD class="tr25 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td49"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td137"><P class="p20 ft3">ansvara</P></TD>
<TD class="tr25 td54"><P class="p20 ft3">för</P></TD>
<TD class="tr25 td237"><P class="p17 ft3">aktieboken. I ett</P></TD>
</TR>
<TR>
<TD class="tr25 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td49"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td124"><P class="p20 ft3">sådant fall ska värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td49"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td137"><P class="p20 ft3">centralen,</P></TD>
<TD class="tr26 td54"><P class="p76 ft3">när</P></TD>
<TD class="tr26 td237"><P class="p17 ft2">avstämningsregist-</P></TD>
</TR>
<TR>
<TD class="tr32 td70"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td130"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td45"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td49"><P class="p20 ft14"> </P></TD>
<TD colspan=3 class="tr32 td124"><P class="p20 ft15">ret har upprättats<SPAN class="ft39">,</SPAN></P></TD>
</TR>
</TABLE>
<P class="p186 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft18">föra och bevara aktieboken,</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft19">pröva frågor om införande av aktieägare i aktieboken,</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft18">svara för utskrift av aktieboken, och</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft18">avstämma aktieboken</SPAN><SPAN class="ft3">.</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr27 td122"><P class="p113 ft2">Styrelsen ansvarar för att det</P></TD>
<TD class="tr27 td49"><P class="p60 ft2">Styrelsen</P></TD>
<TD class="tr27 td171"><P class="p135 ft2">ansvarar för</P></TD>
<TD class="tr27 td27"><P class="p77 ft31">att</P></TD>
<TD class="tr27 td12"><P class="p17 ft31">det</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft2">träffas ett avtal med en <SPAN class="ft3">central</SPAN></P></TD>
<TD class="tr25 td49"><P class="p20 ft2">träffas ett</P></TD>
<TD class="tr25 td171"><P class="p67 ft3">skriftligt <SPAN class="ft2">avtal</SPAN></P></TD>
<TD class="tr25 td27"><P class="p93 ft2">med</P></TD>
<TD class="tr25 td12"><P class="p17 ft2">en</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p449 ft28">värdepappersförvarare.</P></TD>
<TD class="tr25 td49"><P class="p20 ft3">eller flera</P></TD>
<TD colspan=3 class="tr25 td34"><P class="p17 ft3">värdepapperscentraler</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td124"><P class="p20 ft3">om registrering i avstämnings-</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td124"><P class="p20 ft3">register och, i förekommande fall,</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td124"><P class="p20 ft3">om ansvaret för aktieboken. Om</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td124"><P class="p20 ft28">något sådant avtal om ansvaret för</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td49"><P class="p20 ft28">aktieboken</P></TD>
<TD class="tr25 td171"><P class="p72 ft3">inte gäller,</P></TD>
<TD colspan=2 class="tr25 td77"><P class="p17 ft28">ansvarar</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td124"><P class="p20 ft3">bolagets styrelse för de uppgifter</P></TD>
</TR>
<TR>
<TD class="tr27 td122"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td361"><P class="p20 ft3">som avses i andra stycket.</P></TD>
<TD class="tr27 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td12"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P style="text-align: left;padding-left: 205px;margin-top: 10px;margin-bottom: 0px;" class="ft3">12 a §</P>
<P style="text-align: justify;padding-left: 205px;padding-right: 13px;margin-top: 2px;margin-bottom: 0px;text-indent: 11px;" class="ft3">När ett sådant avtal som avses i 12 § tredje stycket har ingåtts ska bolaget anmäla för registrering i aktiebolagsregistret vilken eller vilka värdepapperscentraler som avstämningsbolaget har anlitat och, i förekommande fall, vilken värdepapperscentral som ansvarar för aktieboken.</P>
<P style="text-align: left;padding-left: 185px;margin-top: 17px;margin-bottom: 0px;" class="ft2">13 §</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr27 td122"><P class="p113 ft2">Den som har antecknats som</P></TD>
<TD class="tr27 td124"><P class="p17 ft2">Den som har antecknats som</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p113 ft31">aktieägare på ett avstämningskonto</P></TD>
<TD class="tr26 td124"><P class="p17 ft31">aktieägare på ett avstämningskonto</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft3">enligt lagen (1998:1479) om</P></TD>
<TD class="tr25 td124"><P class="p17 ft2"><SPAN class="ft3">ska </SPAN>genast föras in i aktieboken,</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft3">kontoföring av finansiella instru-</P></TD>
<TD class="tr25 td124"><P class="p84 ft2">om inte annat följer av denna lag.</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p113 ft2"><SPAN class="ft3">ment skall </SPAN>genast föras in i</P></TD>
<TD class="tr26 td124"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft2">aktieboken, om inte annat följer av</P></TD>
<TD class="tr25 td124"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td122"><P class="p1453 ft2">denna lag.</P></TD>
<TD class="tr31 td124"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 3</P>
<P class="p1439 ft2">537</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_538" style="position:relative; overflow: hidden;margin: 48px 0px 78px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">538</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr2 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td16"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td162"><P class="p625 ft2">14 §</P></TD>
<TD class="tr2 td36"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p30 ft2">Har en aktieägare i ett avstäm-</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">Har en aktieägare i ett avstäm-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p30 ft2">ningsbolag lämnat sina aktier till</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">ningsbolag lämnat sina aktier till</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p30 ft2">någon annan för förvaltning, kan</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">någon annan för förvaltning <SPAN class="ft3">enligt</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p30 ft2">denne (förvaltaren) på aktieägar-</P></TD>
<TD colspan=2 class="tr26 td131"><P class="p20 ft3">3 kap. <NOBR>7–12</NOBR> §§ lagen</P></TD>
<TD class="tr26 td96"><P class="p17 ft3">(1479) om</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p30 ft2">ens uppdrag föras in i aktieboken i</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3">värdepapperscentraler och konto-</P></TD>
</TR>
<TR>
<TD class="tr25 td63"><P class="p20 ft2">stället</P></TD>
<TD class="tr25 td16"><P class="p76 ft2">för</P></TD>
<TD class="tr25 td231"><P class="p30 ft2">aktieägaren. Detta</P></TD>
<TD class="tr25 td18"><P class="p20 ft3">föring</P></TD>
<TD class="tr25 td36"><P class="p20 ft3">av finansiella</P></TD>
<TD class="tr25 td96"><P class="p17 ft3">instrument</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p20 ft2">förutsätter dock att förvaltaren</P></TD>
<TD class="tr26 td18"><P class="p20 ft3">eller</P></TD>
<TD class="tr26 td36"><P class="p26 ft3">motsvarande</P></TD>
<TD class="tr26 td96"><P class="p17 ft3">förfarande</P></TD>
</TR>
<TR>
<TD class="tr25 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td231"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3">enligt regler i det land där värde-</P></TD>
</TR>
<TR>
<TD class="tr26 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td231"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft3">papperscentralen är auktoriserad<SPAN class="ft2">,</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td231"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">kan denne (förvaltaren) på aktie-</P></TD>
</TR>
<TR>
<TD class="tr25 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td231"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">ägarens uppdrag föras in i aktie-</P></TD>
</TR>
<TR>
<TD class="tr25 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td231"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">boken i stället för aktieägaren.</P></TD>
</TR>
<TR>
<TD class="tr26 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td231"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft2">Detta förutsätter dock att förvalt-</P></TD>
</TR>
<TR>
<TD class="tr25 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td231"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft2">aren</P></TD>
<TD class="tr25 td36"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p30 ft2">1. har fått medgivande av <SPAN class="ft3">den</SPAN></P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">1. har fått medgivande av <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p30 ft3">centrala värdepappersförvararen</P></TD>
<TD colspan=2 class="tr26 td131"><P class="p20 ft3">papperscentralen <SPAN class="ft2">till</SPAN></P></TD>
<TD class="tr26 td96"><P class="p17 ft2">registrering</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p20 ft2">till registrering som förvaltare, och</P></TD>
<TD colspan=2 class="tr25 td131"><P class="p20 ft2">som förvaltare, och</P></TD>
<TD class="tr25 td96"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td169"><P class="p285 ft2">2. uppfyller de villkor som gäller för införing av ägare i aktieboken.</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p30 ft2">I det fall som avses i första</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft2">I det fall som avses i första</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p30 ft2">stycket <SPAN class="ft3">skall </SPAN>det i aktieboken</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">stycket <SPAN class="ft3">ska </SPAN>det i aktieboken</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p30 ft2">anmärkas att aktien innehas för</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">anmärkas att aktien innehas för</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p30 ft2">någon annans räkning. Beträffande</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft2">någon annans räkning. Beträffande</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p30 ft2">förvaltaren antecknas i aktieboken</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">förvaltaren antecknas i aktieboken</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p30 ft2">samma uppgifter som enligt 11 §</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">samma uppgifter som enligt 11 §</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p20 ft2"><SPAN class="ft3">skall </SPAN>föras in om aktieägare.</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft2"><SPAN class="ft3">ska </SPAN>föras in om aktieägare.</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p30 ft2">I lagen (1998:1479) om konto-</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">I lagen (1998:1479) om <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td63"><P class="p20 ft2">föring</P></TD>
<TD class="tr25 td16"><P class="p20 ft2">av</P></TD>
<TD class="tr25 td231"><P class="p30 ft2">finansiella instrument</P></TD>
<TD colspan=2 class="tr25 td131"><P class="p20 ft3">papperscentraler och</P></TD>
<TD class="tr25 td96"><P class="p17 ft2">kontoföring</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p20 ft2">finns bestämmelser om</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft2">av finansiella instrument finns <SPAN class="ft3">i</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td231"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3">fråga om svenska värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr32 td63"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td16"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td231"><P class="p20 ft14"> </P></TD>
<TD colspan=3 class="tr32 td143"><P class="p20 ft15"><SPAN class="ft39">centraler </SPAN>bestämmelser om</P></TD>
</TR>
</TABLE>
<P class="p186 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">medgivande enligt första stycket,</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft19">förvaltares skyldigheter, och</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD colspan=6 class="tr31 td50"><P class="p30 ft2">3. skyldighet för bolaget och <SPAN class="ft3">den</SPAN></P></TD>
<TD colspan=4 class="tr31 td43"><P class="p106 ft2">3. skyldighet för bolaget</P></TD>
<TD class="tr31 td20"><P class="p17 ft2">och</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td141"><P class="p20 ft3">centrala</P></TD>
<TD colspan=4 class="tr26 td226"><P class="p30 ft28">värdepappersförvararen</P></TD>
<TD colspan=3 class="tr26 td131"><P class="p20 ft28">värdepapperscentralen</P></TD>
<TD class="tr26 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td20"><P class="p17 ft2">att</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p30 ft2">att tillhandahålla en samman-</P></TD>
<TD class="tr25 td171"><P class="p20 ft2">tillhandahålla</P></TD>
<TD class="tr25 td10"><P class="p61 ft2">en</P></TD>
<TD colspan=3 class="tr25 td138"><P class="p17 ft2">sammanställning</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td141"><P class="p20 ft2">ställning</P></TD>
<TD class="tr25 td35"><P class="p64 ft2">av</P></TD>
<TD colspan=2 class="tr25 td121"><P class="p203 ft2">uppgifter</P></TD>
<TD class="tr25 td95"><P class="p30 ft2">från</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">av uppgifter från förvaltare om</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td50"><P class="p30 ft2">förvaltare om aktieägare med mer</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">aktieägare med mer än 500</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr31 td50"><P class="p20 ft2">än 500 förvaltarregistrerade aktier.</P></TD>
<TD colspan=4 class="tr31 td43"><P class="p20 ft2">förvaltarregistrerade aktier.</P></TD>
<TD class="tr31 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td45"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td149"><P style="text-align: right;padding-right: 75px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft2">16 §</P></TD>
<TD class="tr41 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p30 ft2">Har det införts ett avstämnings-</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">Har det införts ett avstämnings-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p30 ft2">förbehåll genom en ändring av</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">förbehåll genom en ändring av</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td47"><P class="p20 ft2">bolagsordningen</P></TD>
<TD class="tr26 td95"><P class="p87 ft2">och</P></TD>
<TD class="tr26 td45"><P class="p62 ft2">har</P></TD>
<TD class="tr26 td95"><P class="p30 ft2">ett</P></TD>
<TD colspan=2 class="tr26 td174"><P class="p20 ft2">bolagsordningen</P></TD>
<TD class="tr26 td27"><P class="p28 ft2">och</P></TD>
<TD class="tr26 td63"><P class="p38 ft2">har</P></TD>
<TD class="tr26 td20"><P class="p17 ft2">ett</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td126"><P class="p20 ft2">dessförinnan utfärdat</P></TD>
<TD colspan=2 class="tr25 td121"><P class="p30 ft2">aktiebrev</P></TD>
<TD class="tr25 td171"><P class="p20 ft2">dessförinnan</P></TD>
<TD colspan=2 class="tr25 td70"><P class="p28 ft2">utfärdat</P></TD>
<TD colspan=2 class="tr25 td96"><P class="p17 ft2">aktiebrev</P></TD>
</TR>
<TR>
<TD class="tr25 td89"><P class="p20 ft2">inte</P></TD>
<TD colspan=2 class="tr25 td79"><P class="p20 ft2">visats upp</P></TD>
<TD class="tr25 td95"><P class="p20 ft2">enligt</P></TD>
<TD class="tr25 td45"><P class="p19 ft2">4 kap.</P></TD>
<TD class="tr25 td95"><P class="p30 ft2">6 §</P></TD>
<TD colspan=2 class="tr25 td174"><P class="p20 ft2">inte visats upp</P></TD>
<TD class="tr25 td27"><P class="p74 ft2">enligt</P></TD>
<TD class="tr25 td63"><P class="p66 ft2">4 kap.</P></TD>
<TD class="tr25 td20"><P class="p17 ft2">6 §</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td50"><P class="p30 ft2">lagen (1998:1479) om kontoföring</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">lagen (1998:1479) om <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td89"><P class="p20 ft2">av</P></TD>
<TD colspan=2 class="tr25 td79"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=2 class="tr25 td121"><P class="p62 ft2">instrument,</P></TD>
<TD class="tr25 td95"><P class="p30 ft2">får</P></TD>
<TD colspan=2 class="tr25 td174"><P class="p20 ft3">papperscentraler</P></TD>
<TD class="tr25 td27"><P class="p178 ft3">och</P></TD>
<TD colspan=2 class="tr25 td96"><P class="p17 ft2">kontoföring</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p30 ft2">uppgifter om aktien i den äldre</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">av finansiella instrument, får upp-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td50"><P class="p30 ft2">aktieboken föras över till den</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">gifter om aktien i den äldre aktie-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr31 td50"><P class="p30 ft2">aktiebok som förs av <SPAN class="ft3">den centrala</SPAN></P></TD>
<TD colspan=5 class="tr31 td143"><P class="p20 ft2">boken föras över till den aktiebok</P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
</DIV>
<DIV id="page_539" style="position:relative; overflow: hidden;margin: 47px 0px 78px 68px;padding: 0px;border: none;width: 556px;">
<DIV style="position:absolute;top:281px;left:205px;width:188px;height:90px;"><SPAN class="ft2">1. anteckning på ett avstäm- ningskonto har skett enligt 4 kap. 6 § lagen (1998:1479) om </SPAN><SPAN class="ft3">värde- papperscentraler och </SPAN><SPAN class="ft2">kontoföring av finansiella instrument </SPAN><SPAN class="ft3">eller motsvarande förfarande</SPAN><SPAN class="ft2">, och</SPAN></DIV>
<DIV style="position:absolute;top:373px;left:205px;width:188px;height:34px;"><SPAN class="ft22">2. aktieägaren har förts in i </SPAN><SPAN class="ft41">aktieboken</SPAN><SPAN class="ft22">.</SPAN></DIV>
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 499px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 5px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p157 ft36">värdepappersförvararen<SPAN class="ft4">. I sam- band med överföringen </SPAN>skall <SPAN class="ft4">det anges att aktiebrevet inte har visats upp. Om uppgifterna inte förs över, utgör den äldre aktieboken fortfarande aktiebok i fråga om aktien.</SPAN></P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 17px;padding: 0px;border:none;width: 294px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t60">
<TR>
<TD class="tr2 td123"><P class="p20 ft3"><SPAN class="ft2">som förs av </SPAN>bolaget<SPAN class="ft2">. </SPAN>Om aktiebok-</P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr26 td123"><P class="p20 ft3">en förs av en värdepapperscentral</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 3</P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p20 ft3">enligt ett sådant avtal som avses i</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p20 ft3">12 § andra stycket, svarar i stället</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td123"><P class="p20 ft3">värdepapperscentralen för denna</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p20 ft2"><SPAN class="ft3">uppgift</SPAN>. I samband med överför-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td123"><P class="p20 ft2">ingen <SPAN class="ft3">ska </SPAN>det anges att aktiebrevet</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p20 ft2">inte har visats upp. Om upp-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p20 ft2">gifterna inte förs över, utgör den</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td123"><P class="p20 ft2">äldre aktieboken fortfarande aktie-</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td123"><P class="p20 ft2">bok i fråga om aktien.</P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
<DIV style="border:none;margin: 10px 0px 0px 0px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<P class="p526 ft2">17 §</P>
<P class="p440 ft2">En ägare till en aktie för vilken det har utfärdats aktiebrev innan bolaget blev avstämningsbolag kan inte, i fråga om därefter beslutad utdelning eller emission, få utdelning, utöva aktieägares företrädesrätt att teckna nya aktier, teckningsoptioner eller konvertibler eller, vid fondemission, få ny aktie, förrän</P>
<P style="text-align: justify;padding-right: 368px;margin-top: 4px;margin-bottom: 0px;text-indent: 11px;" class="ft4">1. anteckning på ett avstäm- ningskonto har skett enligt 4 kap. 6 § lagen (1998:1479) om konto- föring av finansiella instrument, och</P>
<P style="text-align: justify;padding-right: 368px;margin-top: 12px;margin-bottom: 0px;text-indent: 11px;" class="ft4">2. aktieägaren har förts in i <SPAN class="ft36">den aktiebok som förs av den centrala </SPAN>värdepappers<SPAN class="ft36">förvararen</SPAN>.</P>
<TABLE cellpadding=0 cellspacing=0 style="width: 505px;margin-top: 9px;font: 13px 'Times New Roman';">
<TR>
<TD class="tr2 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td85"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td65"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td132"><P class="p133 ft2">18 §</P></TD>
<TD class="tr2 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p113 ft2">Om det har förflutit fem år sedan</P></TD>
<TD colspan=7 class="tr25 td288"><P class="p295 ft2">Om det har förflutit fem år sedan</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td176"><P class="p20 ft2">avstämningsförbehållet</P></TD>
<TD colspan=2 class="tr25 td160"><P class="p113 ft2">regist-</P></TD>
<TD colspan=4 class="tr25 td176"><P class="p20 ft2">avstämningsförbehållet</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td118"><P class="p295 ft2">regist-</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td122"><P class="p113 ft2">rerades och ingen har förts in som</P></TD>
<TD colspan=7 class="tr26 td288"><P class="p295 ft2">rerades och ingen har förts in som</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p113 ft2">ägare eller som förvaltare till en</P></TD>
<TD colspan=7 class="tr25 td288"><P class="p295 ft2">ägare eller som förvaltare till en</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p113 ft2">aktie som är införd i den aktiebok</P></TD>
<TD colspan=7 class="tr25 td288"><P class="p295 ft2">aktie som är införd i <SPAN class="ft3">aktieboken</SPAN>,</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td122"><P class="p113 ft2">som förs av <SPAN class="ft3">den centrala</SPAN></P></TD>
<TD colspan=7 class="tr26 td288"><P class="p295 ft2">får bolaget uppmana aktiens ägare</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td246"><P class="p20 ft3">värdepappersförvararen<SPAN class="ft2">,</SPAN></P></TD>
<TD class="tr25 td95"><P class="p113 ft2">får</P></TD>
<TD colspan=7 class="tr25 td288"><P class="p295 ft2">att anmäla sig till <SPAN class="ft3">bolaget</SPAN>. <SPAN class="ft3">Om</SPAN></P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p113 ft2">bolaget uppmana aktiens ägare att</P></TD>
<TD colspan=7 class="tr25 td288"><P class="p295 ft3">aktieboken förs av en värde-</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td122"><P class="p113 ft2">anmäla sig till <SPAN class="ft3">den centrala</SPAN></P></TD>
<TD colspan=2 class="tr26 td133"><P class="p20 ft3">papperscentral</P></TD>
<TD colspan=2 class="tr26 td98"><P class="p69 ft28">enligt</P></TD>
<TD class="tr26 td20"><P class="p42 ft3">ett</P></TD>
<TD colspan=2 class="tr26 td118"><P class="p295 ft3">sådant</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p113 ft3">värdepappersförvararen<SPAN class="ft2">. Uppma-</SPAN></P></TD>
<TD class="tr25 td139"><P class="p20 ft3">avtal</P></TD>
<TD colspan=2 class="tr25 td171"><P class="p20 ft3">som avses i</P></TD>
<TD colspan=2 class="tr25 td66"><P class="p19 ft3">12 §</P></TD>
<TD colspan=2 class="tr25 td118"><P class="p295 ft3">andra</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p113 ft2">ningen <SPAN class="ft3">skall </SPAN>innehålla en upp-</P></TD>
<TD colspan=7 class="tr25 td288"><P class="p295 ft28">stycket, ska anmälan i stället göras</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td122"><P class="p113 ft2">lysning om att rätten till aktien går</P></TD>
<TD class="tr26 td139"><P class="p20 ft3">till</P></TD>
<TD colspan=6 class="tr26 td60"><P class="p295 ft3">värdepapperscentralen<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p113 ft2">förlorad om någon anmälan inte</P></TD>
<TD colspan=2 class="tr25 td133"><P class="p20 ft2">Uppmaningen</P></TD>
<TD class="tr25 td163"><P class="p20 ft3">ska</P></TD>
<TD colspan=3 class="tr25 td107"><P class="p20 ft2">innehålla</P></TD>
<TD class="tr25 td170"><P class="p295 ft2">en</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td62"><P class="p20 ft2">görs.</P></TD>
<TD colspan=2 class="tr25 td76"><P class="p26 ft2">Uppmaningen</P></TD>
<TD class="tr25 td65"><P class="p63 ft28">skall</P></TD>
<TD class="tr25 td95"><P class="p113 ft2">ske</P></TD>
<TD colspan=7 class="tr25 td288"><P class="p295 ft2">upplysning om att rätten till aktien</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td122"><P class="p113 ft2">genom kungörelse i Post- och</P></TD>
<TD colspan=7 class="tr26 td288"><P class="p295 ft2">går förlorad om någon anmälan</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p113 ft2">Inrikes Tidningar och i den eller de</P></TD>
<TD colspan=7 class="tr25 td288"><P class="p295 ft2">inte görs. Uppmaningen <SPAN class="ft3">ska </SPAN>ske</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td47"><P class="p20 ft2">ortstidningar</P></TD>
<TD class="tr25 td45"><P class="p20 ft2">som</P></TD>
<TD colspan=2 class="tr25 td160"><P class="p113 ft2">styrelsen</P></TD>
<TD colspan=7 class="tr25 td288"><P class="p295 ft2">genom kungörelse i Post- och</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td47"><P class="p20 ft2">bestämmer.</P></TD>
<TD class="tr26 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td95"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td288"><P class="p295 ft2">Inrikes Tidningar och i den eller de</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td85"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td133"><P class="p20 ft2">ortstidningar</P></TD>
<TD class="tr25 td163"><P class="p341 ft2">som</P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td134"><P class="p295 ft2">styrelsen</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td85"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td133"><P class="p20 ft2">bestämmer.</P></TD>
<TD class="tr25 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td122"><P class="p113 ft2">Om det inte har kommit in</P></TD>
<TD colspan=7 class="tr26 td288"><P class="p295 ft2">Om det inte har kommit in</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td62"><P class="p20 ft2">någon</P></TD>
<TD class="tr31 td85"><P class="p20 ft2">anmälan</P></TD>
<TD class="tr31 td45"><P class="p20 ft2">inom</P></TD>
<TD class="tr31 td65"><P class="p63 ft2">ett år</P></TD>
<TD class="tr31 td95"><P class="p113 ft2">från</P></TD>
<TD class="tr31 td139"><P class="p20 ft2">någon</P></TD>
<TD class="tr31 td136"><P class="p1 ft2">anmälan</P></TD>
<TD colspan=2 class="tr31 td98"><P class="p61 ft2">inom</P></TD>
<TD class="tr31 td20"><P class="p63 ft31">ett</P></TD>
<TD class="tr31 td100"><P class="p20 ft2">år</P></TD>
<TD class="tr31 td170"><P class="p295 ft2">från</P></TD>
<TD class="tr31 td79"><P class="p17 ft2">539</P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
<DIV id="page_540" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">540</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p157 ft2">uppmaningen, får bolaget sälja aktien genom ett värdepappers- institut. Betalningen för aktien tillfaller bolaget men aktiens tidigare ägare har, om aktiebrevet lämnas in, rätt att av bolaget få ut samma belopp med avdrag för kostnaderna för uppmaningen och försäljningen. Det inlämnade aktiebrevet <SPAN class="ft3">skall </SPAN>förstöras.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 16px;padding: 0px;border:none;width: 189px;overflow: hidden;">
<P class="p157 ft2">uppmaningen, får bolaget sälja aktien genom ett värdepappers- institut. Betalningen för aktien tillfaller bolaget men aktiens tidigare ägare har, om aktiebrevet lämnas in, rätt att av bolaget få ut samma belopp med avdrag för kostnaderna för uppmaningen och försäljningen. Det inlämnade aktiebrevet <SPAN class="ft3">ska </SPAN>förstöras.</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 15px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr28 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td137"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td84"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr28 td49"><P class="p30 ft2">19 §</P></TD>
<TD class="tr28 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td64"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p30 ft2">I ett avstämningsbolag <SPAN class="ft3">skall </SPAN>en</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">I ett avstämningsbolag <SPAN class="ft3">ska </SPAN>en</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td114"><P class="p20 ft2">utskrift</P></TD>
<TD class="tr26 td71"><P class="p20 ft2">eller</P></TD>
<TD colspan=3 class="tr26 td34"><P class="p30 ft2">annan framställning</P></TD>
<TD colspan=2 class="tr26 td114"><P class="p20 ft2">utskrift</P></TD>
<TD class="tr26 td27"><P class="p26 ft2">eller</P></TD>
<TD class="tr26 td45"><P class="p72 ft31">annan</P></TD>
<TD colspan=2 class="tr26 td125"><P class="p17 ft2">framställning</P></TD>
</TR>
<TR>
<TD class="tr25 td10"><P class="p20 ft2">av</P></TD>
<TD colspan=3 class="tr25 td145"><P class="p94 ft2">aktieboken hållas</P></TD>
<TD colspan=2 class="tr25 td101"><P class="p30 ft2">tillgänglig</P></TD>
<TD class="tr25 td61"><P class="p20 ft2">av</P></TD>
<TD colspan=4 class="tr25 td129"><P class="p1 ft2">aktieboken hållas</P></TD>
<TD class="tr25 td64"><P class="p17 ft2">tillgänglig</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p30 ft3"><SPAN class="ft2">hos bolaget </SPAN>och hos den centrala</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">hos bolaget för alla som vill ta del</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td115"><P class="p20 ft3">värdepappersförvararen</P></TD>
<TD class="tr26 td84"><P class="p135 ft2">för</P></TD>
<TD class="tr26 td98"><P class="p30 ft2">alla</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p17 ft2">av den. I en sådan utskrift eller</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p30 ft2">som vill ta del av den. I en sådan</P></TD>
<TD colspan=3 class="tr25 td116"><P class="p20 ft2">framställning</P></TD>
<TD colspan=3 class="tr25 td102"><P class="p17 ft2"><SPAN class="ft3">ska </SPAN>aktieägarna och</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td114"><P class="p20 ft2">utskrift</P></TD>
<TD class="tr25 td71"><P class="p42 ft2">eller</P></TD>
<TD colspan=2 class="tr25 td30"><P class="p76 ft2">framställning</P></TD>
<TD class="tr25 td98"><P class="p30 ft28">skall</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">förvaltarna tas upp i alfabetisk</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td50"><P class="p30 ft2">aktieägarna och förvaltarna tas upp</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p28 ft2">ordning. Utskriften eller framställ-</P></TD>
</TR>
<TR>
<TD class="tr25 td10"><P class="p20 ft2">i</P></TD>
<TD colspan=2 class="tr25 td130"><P class="p20 ft2">alfabetisk</P></TD>
<TD class="tr25 td137"><P class="p94 ft2">ordning.</P></TD>
<TD colspan=2 class="tr25 td101"><P class="p30 ft2">Utskriften</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">ningen får inte vara äldre än tre</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p30 ft2">eller framställningen får inte vara</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft3"><SPAN class="ft2">månader. </SPAN>Om aktieboken förs av</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td115"><P class="p20 ft2">äldre än tre månader.</P></TD>
<TD class="tr26 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p20 ft3">en</P></TD>
<TD colspan=4 class="tr26 td129"><P class="p20 ft3">värdepapperscentral</P></TD>
<TD class="tr26 td64"><P class="p17 ft3">enligt ett</P></TD>
</TR>
<TR>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td137"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td98"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td114"><P class="p20 ft3">sådant</P></TD>
<TD class="tr25 td27"><P class="p20 ft3">avtal</P></TD>
<TD class="tr25 td45"><P class="p75 ft3">som</P></TD>
<TD colspan=2 class="tr25 td125"><P class="p28 ft3">avses i 12 §</P></TD>
</TR>
<TR>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td137"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td98"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft3">andra stycket, ska utskriften eller</P></TD>
</TR>
<TR>
<TD class="tr26 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td137"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td98"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr26 td143"><P class="p17 ft3">framställningen även hållas till-</P></TD>
</TR>
<TR>
<TD class="tr32 td10"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td71"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td71"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td137"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td84"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td98"><P class="p20 ft14"> </P></TD>
<TD colspan=4 class="tr32 td108"><P class="p20 ft39">gänglig hos bolaget.</P></TD>
<TD class="tr32 td20"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td64"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p185 ft2">Var och en som begär det har rätt att mot ersättning för kostnaderna få</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD colspan=9 class="tr31 td249"><P class="p20 ft2">en aktuell utskrift av aktieboken eller del av den.</P></TD>
<TD class="tr31 td108"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">En aktieägare <SPAN class="ft3">skall </SPAN>inte tas upp i</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">En aktieägare <SPAN class="ft3">ska </SPAN>inte tas upp i</P></TD>
</TR>
<TR>
<TD class="tr25 td72"><P class="p20 ft2">en</P></TD>
<TD colspan=2 class="tr25 td104"><P class="p20 ft2">utskrift</P></TD>
<TD class="tr25 td71"><P class="p71 ft2">eller</P></TD>
<TD colspan=3 class="tr25 td127"><P class="p30 ft2">framställning</P></TD>
<TD class="tr25 td89"><P class="p20 ft2">en</P></TD>
<TD class="tr25 td104"><P class="p20 ft2">utskrift</P></TD>
<TD class="tr25 td108"><P class="p17 ft2">eller framställning</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p20 ft2">enligt denna paragraf, om hans</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft2">enligt denna paragraf, om hans</P></TD>
</TR>
<TR>
<TD class="tr25 td72"><P class="p20 ft2">eller</P></TD>
<TD colspan=2 class="tr25 td104"><P class="p76 ft2">hennes</P></TD>
<TD colspan=3 class="tr25 td125"><P class="p20 ft2">aktieinnehav</P></TD>
<TD class="tr25 td85"><P class="p30 ft31">uppgår</P></TD>
<TD class="tr25 td89"><P class="p20 ft2">eller</P></TD>
<TD class="tr25 td104"><P class="p76 ft2">hennes</P></TD>
<TD class="tr25 td108"><P class="p17 ft2">aktieinnehav uppgår</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">till högst 500 aktier. Om en</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p28 ft2">till högst 500 aktier. Om en</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p20 ft2">aktieägare äger samtliga aktier i</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft2">aktieägare äger samtliga aktier i</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">bolaget, <SPAN class="ft3">skall </SPAN>dock hans eller</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft31">bolaget, <SPAN class="ft28">ska </SPAN>dock hans eller hennes</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td78"><P class="p20 ft2">hennes</P></TD>
<TD colspan=4 class="tr25 td133"><P class="p20 ft2">aktieinnehav</P></TD>
<TD class="tr25 td85"><P class="p30 ft2">alltid</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft2">aktieinnehav alltid redovisas.</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr27 td78"><P class="p20 ft2">redovisas.</P></TD>
<TD class="tr27 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td85"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td108"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td91"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td56"><P class="p1401 ft29">6 kap.</P></TD>
<TD class="tr41 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td108"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td56"><P class="p464 ft2">10 §</P></TD>
<TD class="tr25 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td108"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">Av 4 kap. 5 § lagen (1998:1479)</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">Av 4 kap. 5 § lagen (1998:1479)</P></TD>
</TR>
<TR>
<TD class="tr25 td72"><P class="p20 ft2">om</P></TD>
<TD colspan=3 class="tr25 td56"><P class="p71 ft2">kontoföring</P></TD>
<TD class="tr25 td72"><P class="p20 ft2">av</P></TD>
<TD colspan=2 class="tr25 td81"><P class="p30 ft2">finansiella</P></TD>
<TD class="tr25 td89"><P class="p20 ft2">om</P></TD>
<TD colspan=2 class="tr25 td186"><P class="p17 ft3">värdepapperscentraler och</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td78"><P class="p20 ft2">instrument</P></TD>
<TD colspan=3 class="tr26 td113"><P class="p26 ft2">framgår att</P></TD>
<TD colspan=2 class="tr26 td81"><P class="p30 ft2">aktiebrev</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft2">kontoföring av finansiella instru-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">eller interimsbevis inte får utfärdas</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">ment framgår att aktiebrev eller</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">för aktier i avstämningsbolag.</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">interimsbevis inte får utfärdas för</P></TD>
</TR>
<TR>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td85"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr27 td143"><P class="p20 ft2">aktier i avstämningsbolag.</P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
</DIV>
</DIV>
<DIV id="page_541" style="position:relative; overflow: hidden;margin: 47px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<TABLE cellpadding=0 cellspacing=0 class="t37">
<TR>
<TD class="tr2 td149"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td189"><P class="p93 ft29">11 kap.</P></TD>
<TD class="tr2 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td145"><P style="text-align: left;padding-left: 25px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr26 td149"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td189"><P class="p465 ft2">5 §<SPAN class="ft27">3</SPAN></P></TD>
<TD class="tr26 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td145"><P style="text-align: left;padding-left: 25px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft2">Bilaga 3</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p113 ft2">I ett aktiebolag som inte är</P></TD>
<TD colspan=4 class="tr25 td13"><P class="p181 ft2">I ett aktiebolag som inte är</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td122"><P class="p113 ft2">avstämningsbolag <SPAN class="ft3">skall </SPAN>bolaget på</P></TD>
<TD colspan=3 class="tr26 td83"><P class="p20 ft2">avstämningsbolag <SPAN class="ft3">ska </SPAN>bolaget</P></TD>
<TD class="tr26 td145"><P class="p181 ft31">på</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p113 ft2">begäran av en aktieägare med</P></TD>
<TD colspan=4 class="tr25 td13"><P class="p181 ft2">begäran av en aktieägare med</P></TD>
</TR>
<TR>
<TD class="tr25 td149"><P class="p20 ft2">fondaktierätt eller</P></TD>
<TD class="tr25 td76"><P class="p113 ft2">teckningsrätt</P></TD>
<TD class="tr25 td113"><P class="p20 ft2">fondaktierätt</P></TD>
<TD class="tr25 td104"><P class="p122 ft2">eller</P></TD>
<TD colspan=2 class="tr25 td266"><P class="p181 ft2">teckningsrätt</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td122"><P class="p113 ft2">utfärda emissionsbevis för de</P></TD>
<TD colspan=3 class="tr26 td83"><P class="p20 ft2">utfärda emissionsbevis för</P></TD>
<TD class="tr26 td145"><P class="p181 ft31">de</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p113 ft2">gamla aktierna. I ett sådant bevis</P></TD>
<TD colspan=4 class="tr25 td13"><P class="p181 ft2">gamla aktierna. I ett sådant bevis</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p113 ft2"><SPAN class="ft3">skall </SPAN>det anges hur många bevis</P></TD>
<TD colspan=4 class="tr25 td13"><P class="p181 ft31"><SPAN class="ft28">ska </SPAN>det anges hur många bevis som</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td122"><P class="p113 ft2">som <SPAN class="ft3">skall </SPAN>lämnas för varje ny</P></TD>
<TD colspan=4 class="tr26 td13"><P class="p181 ft2"><SPAN class="ft3">ska </SPAN>lämnas för varje ny aktie,</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p113 ft2">aktie, konvertibel eller tecknings-</P></TD>
<TD class="tr25 td113"><P class="p20 ft2">konvertibel</P></TD>
<TD colspan=3 class="tr25 td277"><P class="p181 ft2">eller teckningsoption.</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p113 ft2">option. Beviset <SPAN class="ft3">skall </SPAN>lämnas ut till</P></TD>
<TD colspan=4 class="tr25 td13"><P class="p181 ft2">Beviset <SPAN class="ft3">ska </SPAN>lämnas ut till</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p113 ft2">aktieägaren mot uppvisande av det</P></TD>
<TD colspan=4 class="tr25 td13"><P class="p181 ft2">aktieägaren mot uppvisande av det</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td122"><P class="p113 ft2">aktiebrev på vilket fondaktierätten</P></TD>
<TD colspan=4 class="tr26 td13"><P class="p181 ft2">aktiebrev på vilket fondaktierätten</P></TD>
</TR>
<TR>
<TD class="tr25 td149"><P class="p20 ft2">eller teckningsrätten</P></TD>
<TD class="tr25 td76"><P class="p113 ft2">grundas. Det</P></TD>
<TD colspan=2 class="tr25 td149"><P class="p20 ft2">eller teckningsrätten</P></TD>
<TD colspan=2 class="tr25 td266"><P class="p181 ft2">grundas. Det</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p113 ft2"><SPAN class="ft3">skall </SPAN>antecknas på aktiebrevet att</P></TD>
<TD colspan=4 class="tr25 td13"><P class="p181 ft2"><SPAN class="ft3">ska </SPAN>antecknas på aktiebrevet att</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td122"><P class="p20 ft2">emissionsbevis har utfärdats.</P></TD>
<TD colspan=3 class="tr26 td83"><P class="p20 ft2">emissionsbevis har utfärdats.</P></TD>
<TD class="tr26 td145"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr32 td278"><P class="p60 ft15">Emissionsbevis behöver inte utfärdas om</P></TD>
<TD class="tr32 td104"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td28"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td145"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p48 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft18">emissionen innebär att varje gammal aktie berättigar till en ny aktie, konvertibel eller teckningsoption, eller</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">en kupong som hör till ett aktiebrev får användas som emissions- bevis.</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD colspan=4 class="tr27 td140"><P class="p60 ft2">Första stycket</P></TD>
<TD class="tr27 td259"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td130"><P class="p71 ft2">tillämpas</P></TD>
<TD colspan=2 class="tr27 td70"><P class="p113 ft31">också</P></TD>
<TD colspan=3 class="tr27 td136"><P class="p60 ft2">Första</P></TD>
<TD colspan=5 class="tr27 td233"><P class="p17 ft2">stycket tillämpas också</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td122"><P class="p20 ft2">när en innehavare av tecknings-</P></TD>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">när en innehavare av tecknings-</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td122"><P class="p20 ft2">optioner eller konvertibler har rätt</P></TD>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">optioner eller konvertibler har rätt</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr26 td122"><P class="p20 ft2">till teckning av nya aktier, teck-</P></TD>
<TD colspan=8 class="tr26 td124"><P class="p20 ft2">till teckning av nya aktier, teck-</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td122"><P class="p20 ft2">ningsoptioner eller konvertibler.</P></TD>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">ningsoptioner eller konvertibler<SPAN class="ft3">.</SPAN></P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td122"><P class="p60 ft2">Av 4 kap. 5 § lagen (1998:1479)</P></TD>
<TD colspan=8 class="tr25 td124"><P class="p60 ft2">Av 4 kap. 5 § lagen (1998:1479)</P></TD>
</TR>
<TR>
<TD class="tr26 td14"><P class="p20 ft2">om</P></TD>
<TD colspan=4 class="tr26 td53"><P class="p19 ft2">kontoföring</P></TD>
<TD class="tr26 td84"><P class="p60 ft2">av</P></TD>
<TD colspan=3 class="tr26 td171"><P class="p113 ft2">finansiella</P></TD>
<TD class="tr26 td14"><P class="p20 ft2">om</P></TD>
<TD class="tr26 td198"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr26 td111"><P class="p20 ft3">värdepapperscentraler</P></TD>
<TD class="tr26 td91"><P class="p17 ft28">och</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td122"><P class="p20 ft2">instrument framgår att emissions-</P></TD>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">kontoföring av finansiella instru-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td52"><P class="p20 ft2">bevis eller</P></TD>
<TD colspan=6 class="tr25 td59"><P class="p113 ft31">teckningsoptionsbevis</P></TD>
<TD colspan=2 class="tr25 td27"><P class="p20 ft2">ment</P></TD>
<TD colspan=3 class="tr25 td99"><P class="p84 ft2">framgår</P></TD>
<TD colspan=3 class="tr25 td154"><P class="p17 ft2">att emissionsbevis</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr26 td122"><P class="p20 ft2">inte får utfärdas för aktier eller</P></TD>
<TD colspan=8 class="tr26 td124"><P class="p20 ft2">eller teckningsoptionsbevis inte får</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td144"><P class="p20 ft2">andra finansiella</P></TD>
<TD colspan=3 class="tr25 td88"><P class="p76 ft2">instrument</P></TD>
<TD class="tr25 td65"><P class="p113 ft2">som</P></TD>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">utfärdas för aktier eller andra</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td122"><P class="p20 ft2">har registrerats enligt den lagen.</P></TD>
<TD colspan=4 class="tr25 td28"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=2 class="tr25 td170"><P class="p135 ft2">instrument</P></TD>
<TD class="tr25 td18"><P class="p60 ft2">som</P></TD>
<TD class="tr25 td91"><P class="p17 ft2">har</P></TD>
</TR>
<TR>
<TD class="tr27 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td65"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr27 td152"><P class="p20 ft2">registrerats enligt den lagen.</P></TD>
<TD class="tr27 td91"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td92"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td49"><P class="p285 ft2">8 §<SPAN class="ft27">4</SPAN></P></TD>
<TD class="tr38 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td91"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td14"><P class="p60 ft2">I</P></TD>
<TD class="tr26 td14"><P class="p66 ft2">ett</P></TD>
<TD colspan=5 class="tr26 td129"><P class="p70 ft2">avstämningsbolag</P></TD>
<TD colspan=2 class="tr26 td70"><P class="p113 ft3">skall</P></TD>
<TD class="tr26 td14"><P class="p60 ft2">I</P></TD>
<TD colspan=2 class="tr26 td54"><P class="p135 ft2">ett</P></TD>
<TD class="tr26 td57"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td222"><P class="p20 ft2">avstämningsbolag</P></TD>
<TD class="tr26 td91"><P class="p17 ft3">ska</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td122"><P class="p20 ft2">fondaktierätter och teckningsrätter</P></TD>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">fondaktierätter och teckningsrätter</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td52"><P class="p20 ft2">registreras</P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td94"><P class="p20 ft3">enligt</P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td70"><P class="p113 ft28">lagen</P></TD>
<TD colspan=8 class="tr25 td124"><P class="p20 ft3"><SPAN class="ft2">registreras </SPAN>i avstämningsregister<SPAN class="ft2">.</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td52"><P class="p20 ft28">(1998:1479)</P></TD>
<TD colspan=2 class="tr26 td89"><P class="p19 ft3">om</P></TD>
<TD colspan=3 class="tr26 td88"><P class="p68 ft28">kontoföring</P></TD>
<TD class="tr26 td65"><P class="p113 ft3">av</P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td131"><P class="p20 ft3">finansiella instrument<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td69"><P class="p60 ft2">Om</P></TD>
<TD colspan=2 class="tr25 td77"><P class="p62 ft2">bolaget</P></TD>
<TD class="tr25 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft2">har</P></TD>
<TD colspan=3 class="tr25 td171"><P class="p113 ft2">tillförsäkrat</P></TD>
<TD colspan=2 class="tr25 td27"><P class="p60 ft2">Om</P></TD>
<TD colspan=3 class="tr25 td99"><P class="p19 ft2">bolaget</P></TD>
<TD class="tr25 td62"><P class="p70 ft2">har</P></TD>
<TD colspan=2 class="tr25 td130"><P class="p17 ft2">tillförsäkrat</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td52"><P class="p20 ft2">innehavare</P></TD>
<TD class="tr26 td16"><P class="p94 ft2">av</P></TD>
<TD colspan=5 class="tr26 td108"><P class="p113 ft31">teckningsoptioner</P></TD>
<TD colspan=4 class="tr26 td28"><P class="p20 ft2">innehavare</P></TD>
<TD class="tr26 td89"><P class="p65 ft2">av</P></TD>
<TD colspan=3 class="tr26 td154"><P class="p17 ft2">teckningsoptioner</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td122"><P class="p20 ft2">eller konvertibler rätt till teckning</P></TD>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">eller konvertibler rätt till teckning</P></TD>
</TR>
<TR>
<TD class="tr31 td14"><P class="p20 ft2">av</P></TD>
<TD class="tr31 td14"><P class="p20 ft2">nya</P></TD>
<TD colspan=2 class="tr31 td77"><P class="p62 ft2">aktier,</P></TD>
<TD colspan=5 class="tr31 td108"><P class="p113 ft31">teckningsoptioner</P></TD>
<TD class="tr31 td14"><P class="p20 ft2">av</P></TD>
<TD colspan=2 class="tr31 td54"><P class="p20 ft2">nya</P></TD>
<TD colspan=2 class="tr31 td35"><P class="p74 ft2">aktier,</P></TD>
<TD colspan=3 class="tr31 td154"><P class="p17 ft2">teckningsoptioner</P></TD>
</TR>
</TABLE>
<P class="p466 ft35"><SPAN class="ft42">3</SPAN><SPAN class="ft43">Senaste lydelse 2007:317.</SPAN></P>
<P class="p162 ft45"><SPAN class="ft42">4</SPAN><SPAN class="ft44">Senaste lydelse 2007:317.</SPAN></P>
<P class="p163 ft2">541</P>
</DIV>
<DIV id="page_542" style="position:relative; overflow: hidden;margin: 48px 0px 78px 0px;padding: 0px;border: none;width: 556px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">542</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD colspan=8 class="tr2 td50"><P class="p20 ft2">eller konvertibler och tecknings-</P></TD>
<TD colspan=5 class="tr2 td143"><P class="p20 ft2">eller konvertibler och tecknings-</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">optionerna eller konvertiblerna har</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">optionerna eller konvertiblerna har</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p20 ft3"><SPAN class="ft2">registrerats </SPAN>enligt lagen om konto-</P></TD>
<TD class="tr25 td78"><P class="p20 ft2">registrerats</P></TD>
<TD colspan=4 class="tr25 td184"><P class="p17 ft3">i avstämningsregister<SPAN class="ft2">,</SPAN></P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p20 ft3">föring av finansiella instrument<SPAN class="ft2">,</SPAN></P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2"><SPAN class="ft3">ska </SPAN>också rätten till teckning</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td50"><P class="p20 ft2"><SPAN class="ft3">skall </SPAN>också rätten till teckning</P></TD>
<TD colspan=4 class="tr26 td152"><P class="p20 ft2">registreras <SPAN class="ft3">på </SPAN>samma <SPAN class="ft3">sätt</SPAN>.</P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr31 td50"><P class="p20 ft2">registreras <SPAN class="ft3">enligt </SPAN>samma <SPAN class="ft3">lag</SPAN>.</P></TD>
<TD class="tr31 td78"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td145"><P class="p467 ft29">12 kap.</P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td145"><P class="p467 ft2">10 §</P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td50"><P class="p60 ft2">Beslutet om fondemission <SPAN class="ft3">skall</SPAN></P></TD>
<TD class="tr26 td78"><P class="p87 ft2">Beslutet</P></TD>
<TD class="tr26 td72"><P class="p20 ft2">om</P></TD>
<TD colspan=2 class="tr26 td171"><P class="p20 ft2">fondemission</P></TD>
<TD class="tr26 td61"><P class="p17 ft3">ska</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">genast anmälas för registrering i</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">genast anmälas för registrering i</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">aktiebolagsregistret. Aktiekapitalet</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">aktiebolagsregistret. Aktiekapitalet</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">är ökat när beslutet har registrerats.</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">är ökat när beslutet har registrerats.</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td117"><P class="p60 ft2">Efter registreringen</P></TD>
<TD colspan=2 class="tr26 td132"><P class="p30 ft3">skall <SPAN class="ft2">nya</SPAN></P></TD>
<TD colspan=3 class="tr26 td117"><P class="p87 ft2">Efter registreringen</P></TD>
<TD class="tr26 td62"><P class="p70 ft3">ska</P></TD>
<TD class="tr26 td61"><P class="p17 ft2">nya</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">aktier genast föras in i aktieboken.</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">aktier genast föras in i aktieboken.</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p60 ft2">I avstämningsbolag <SPAN class="ft3">skall </SPAN>an-</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">I avstämningsbolag <SPAN class="ft3">ska </SPAN>anmälan</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td50"><P class="p20 ft2">mälan genast göras till <SPAN class="ft3">den</SPAN></P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">genast göras till <SPAN class="ft3">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td141"><P class="p20 ft3">centrala</P></TD>
<TD colspan=6 class="tr25 td226"><P class="p30 ft28">värdepappersförvararen</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft3">central som för avstämningsregist-</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">om att emissionen har registrerats.</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2"><SPAN class="ft3">er för bolaget </SPAN>om att emissionen</P></TD>
</TR>
<TR>
<TD class="tr27 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td99"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td128"><P class="p20 ft2">har registrerats.</P></TD>
<TD class="tr27 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td145"><P class="p467 ft29">13 kap.</P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td145"><P class="p467 ft2">18 §</P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p60 ft2">När teckningen enligt 13 § har</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">När teckningen enligt 13 § har</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td141"><P class="p20 ft2">avslutats,</P></TD>
<TD colspan=2 class="tr25 td54"><P class="p42 ft28">skall</P></TD>
<TD colspan=3 class="tr25 td105"><P class="p64 ft2">styrelsen</P></TD>
<TD class="tr25 td99"><P class="p30 ft31">besluta</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">avslutats, <SPAN class="ft3">ska </SPAN>styrelsen besluta om</P></TD>
</TR>
<TR>
<TD class="tr26 td16"><P class="p20 ft2">om</P></TD>
<TD colspan=3 class="tr26 td130"><P class="p20 ft2">tilldelning</P></TD>
<TD class="tr26 td14"><P class="p88 ft2">till</P></TD>
<TD colspan=3 class="tr26 td155"><P class="p30 ft2">aktietecknarna.</P></TD>
<TD class="tr26 td78"><P class="p20 ft2">tilldelning</P></TD>
<TD class="tr26 td72"><P class="p70 ft2">till</P></TD>
<TD colspan=3 class="tr26 td199"><P class="p17 ft2">aktietecknarna.</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">Anser styrelsen att någon teckning</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">Anser styrelsen att någon teckning</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">är ogiltig, <SPAN class="ft3">skall </SPAN>tecknaren genast</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">är ogiltig, <SPAN class="ft3">ska </SPAN>tecknaren genast</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td117"><P class="p20 ft2">underrättas om detta.</P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td99"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td117"><P class="p20 ft2">underrättas om detta.</P></TD>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td125"><P class="p60 ft2">Tilldelade</P></TD>
<TD colspan=2 class="tr25 td71"><P class="p89 ft2">aktier</P></TD>
<TD colspan=2 class="tr25 td18"><P class="p70 ft3">skall</P></TD>
<TD class="tr25 td99"><P class="p30 ft2">genast</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">Tilldelade aktier <SPAN class="ft3">ska </SPAN>genast föras</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td117"><P class="p20 ft2">föras in i aktieboken.</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td99"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td128"><P class="p20 ft2">in i aktieboken.</P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td50"><P class="p60 ft2">I avstämningsbolag <SPAN class="ft3">skall </SPAN>an-</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">I avstämningsbolag <SPAN class="ft3">ska </SPAN>anmälan</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">mälan genast göras till <SPAN class="ft3">den</SPAN></P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">genast göras till <SPAN class="ft3">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td141"><P class="p20 ft3">centrala</P></TD>
<TD colspan=6 class="tr25 td226"><P class="p30 ft28">värdepappersförvararen</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft3">central som för avstämningsregist-</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td50"><P class="p20 ft2">om att styrelsen har fattat beslut</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2"><SPAN class="ft3">er för bolaget </SPAN>om att styrelsen har</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr31 td118"><P class="p20 ft2">om tilldelning.</P></TD>
<TD class="tr31 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td99"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr31 td152"><P class="p20 ft2">fattat beslut om tilldelning.</P></TD>
<TD class="tr31 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td145"><P class="p467 ft29">14 kap.</P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td145"><P class="p467 ft2">36 §</P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p60 ft2">När aktieteckningen enligt 32 §</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">När aktieteckningen enligt 32 §</P></TD>
</TR>
<TR>
<TD class="tr26 td16"><P class="p20 ft2">har</P></TD>
<TD colspan=3 class="tr26 td130"><P class="p70 ft2">avslutats,</P></TD>
<TD colspan=2 class="tr26 td69"><P class="p122 ft3">skall</P></TD>
<TD colspan=2 class="tr26 td132"><P class="p30 ft2">styrelsen</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">har avslutats, <SPAN class="ft3">ska </SPAN>styrelsen besluta</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">besluta om tilldelning av aktier till</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">om tilldelning av aktier till</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">aktietecknarna. Anser styrelsen att</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">aktietecknarna. Anser styrelsen att</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td50"><P class="p20 ft2">någon teckning är ogiltig, <SPAN class="ft3">skall</SPAN></P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">någon teckning är ogiltig, <SPAN class="ft3">ska</SPAN></P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td118"><P class="p20 ft2">aktietecknaren</P></TD>
<TD colspan=2 class="tr25 td69"><P class="p26 ft2">genast</P></TD>
<TD colspan=2 class="tr25 td132"><P class="p30 ft31">underrättas</P></TD>
<TD colspan=3 class="tr25 td117"><P class="p20 ft2">aktietecknaren genast</P></TD>
<TD colspan=2 class="tr25 td41"><P class="p17 ft31">underrättas</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td141"><P class="p20 ft2">om detta.</P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td78"><P class="p20 ft2">om detta.</P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td125"><P class="p60 ft2">Tilldelade</P></TD>
<TD colspan=2 class="tr26 td71"><P class="p89 ft2">aktier</P></TD>
<TD colspan=2 class="tr26 td18"><P class="p70 ft3">skall</P></TD>
<TD class="tr26 td99"><P class="p30 ft2">genast</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">Tilldelade aktier <SPAN class="ft3">ska </SPAN>genast föras</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td117"><P class="p20 ft2">föras in i aktieboken.</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td99"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td128"><P class="p20 ft2">in i aktieboken.</P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p60 ft2">I avstämningsbolag <SPAN class="ft3">skall </SPAN>an-</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">I avstämningsbolag <SPAN class="ft3">ska </SPAN>anmälan</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td50"><P class="p20 ft2">mälan genast göras till <SPAN class="ft3">den</SPAN></P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">genast göras till <SPAN class="ft3">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td141"><P class="p20 ft3">centrala</P></TD>
<TD colspan=6 class="tr31 td226"><P class="p30 ft28">värdepappersförvararen</P></TD>
<TD colspan=5 class="tr31 td143"><P class="p20 ft3">central som för avstämningsregist-</P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
</DIV>
<DIV id="page_543" style="position:relative; overflow: hidden;margin: 48px 0px 81px 68px;padding: 0px;border: none;width: 556px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 406px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD colspan=8 class="tr2 td124"><P class="p20 ft2">om att styrelsen har fattat beslut</P></TD>
<TD colspan=6 class="tr2 td122"><P class="p29 ft2"><SPAN class="ft3">er för bolaget </SPAN>om att styrelsen har</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td133"><P class="p20 ft2">om tilldelning.</P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td275"><P class="p29 ft2">fattat beslut om tilldelning.</P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p60 ft2">Om</P></TD>
<TD colspan=6 class="tr25 td131"><P class="p68 ft31">teckningsoptionsbevis</P></TD>
<TD class="tr25 td89"><P class="p17 ft2">har</P></TD>
<TD class="tr25 td132"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">utfärdats, <SPAN class="ft3">skall </SPAN>de förses med en</P></TD>
<TD colspan=5 class="tr25 td275"><P class="p222 ft2">Om teckningsoptionsbevis</P></TD>
<TD class="tr25 td89"><P class="p17 ft2">har</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td113"><P class="p20 ft2">anteckning</P></TD>
<TD class="tr26 td91"><P class="p28 ft2">om</P></TD>
<TD class="tr26 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p20 ft2">att</P></TD>
<TD colspan=2 class="tr26 td121"><P class="p17 ft2">optionsrätten</P></TD>
<TD colspan=6 class="tr26 td122"><P class="p29 ft2">utfärdats, <SPAN class="ft3">ska </SPAN>de förses med en</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td133"><P class="p20 ft2">har utnyttjats.</P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td118"><P class="p29 ft2">anteckning</P></TD>
<TD class="tr25 td16"><P class="p75 ft2">om</P></TD>
<TD colspan=3 class="tr25 td155"><P class="p17 ft2">att optionsrätten</P></TD>
</TR>
<TR>
<TD class="tr27 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr27 td97"><P class="p29 ft2">har utnyttjats.</P></TD>
<TD class="tr27 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td114"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td154"><P class="p207 ft29">15 kap.</P></TD>
<TD class="tr38 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td154"><P class="p468 ft2">37 §</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p60 ft2">Vid konvertering <SPAN class="ft3">skall </SPAN>de nya</P></TD>
<TD colspan=6 class="tr26 td122"><P class="p17 ft2">Vid konvertering <SPAN class="ft3">ska </SPAN>de nya</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">aktierna genast föras in i aktie-</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p29 ft2">aktierna genast föras in i aktie-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td137"><P class="p20 ft2">boken.</P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td132"><P class="p29 ft2">boken.</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td45"><P class="p60 ft2">I</P></TD>
<TD colspan=6 class="tr26 td131"><P class="p66 ft2">avstämningsbolag</P></TD>
<TD class="tr26 td89"><P class="p17 ft3">skall</P></TD>
<TD colspan=6 class="tr26 td122"><P class="p17 ft2">I avstämningsbolag <SPAN class="ft3">ska </SPAN>anmälan</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">anmälan genast göras till <SPAN class="ft3">den</SPAN></P></TD>
<TD colspan=6 class="tr25 td122"><P class="p29 ft2">genast göras till <SPAN class="ft3">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td137"><P class="p20 ft3">centrala</P></TD>
<TD colspan=6 class="tr25 td1"><P class="p17 ft28">värdepappersförvararen</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p29 ft3">central som för avstämningsregist-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td279"><P class="p20 ft2">om att konvertering har skett.</P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr26 td122"><P class="p29 ft2"><SPAN class="ft3">er för bolaget </SPAN>om att konvertering</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p60 ft2">Om konvertiblerna har getts ut i</P></TD>
<TD class="tr25 td132"><P class="p29 ft2">har skett.</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">pappersform, <SPAN class="ft3">skall </SPAN>de förses med</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p17 ft2">Om konvertiblerna har getts ut i</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p20 ft2">en anteckning om konverteringen.</P></TD>
<TD colspan=6 class="tr26 td122"><P class="p29 ft2">pappersform, <SPAN class="ft3">ska </SPAN>de förses med en</P></TD>
</TR>
<TR>
<TD class="tr31 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td89"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr31 td122"><P class="p29 ft2">anteckning om konverteringen.</P></TD>
</TR>
<TR>
<TD class="tr41 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td114"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td154"><P class="p207 ft29">20 kap.</P></TD>
<TD class="tr41 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td154"><P class="p468 ft2">21 §</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p60 ft2">Om minskningen av aktie-</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p17 ft2">Om minskningen av aktie-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td137"><P class="p20 ft2">kapitalet</P></TD>
<TD colspan=2 class="tr26 td71"><P class="p94 ft2">har</P></TD>
<TD colspan=3 class="tr26 td53"><P class="p134 ft2">genomförts</P></TD>
<TD class="tr26 td89"><P class="p17 ft2">med</P></TD>
<TD class="tr26 td132"><P class="p29 ft2">kapitalet</P></TD>
<TD colspan=2 class="tr26 td66"><P class="p42 ft2">har</P></TD>
<TD colspan=2 class="tr26 td88"><P class="p94 ft31">genomförts</P></TD>
<TD class="tr26 td89"><P class="p17 ft2">med</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">indragning av aktier, <SPAN class="ft3">skall </SPAN>de</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p29 ft2">indragning av aktier, <SPAN class="ft3">ska </SPAN>de</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">indragna aktierna genast strykas ur</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p29 ft2">indragna aktierna genast strykas ur</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td113"><P class="p20 ft2">aktieboken.</P></TD>
<TD class="tr26 td91"><P class="p62 ft2">I</P></TD>
<TD colspan=4 class="tr26 td51"><P class="p17 ft2">avstämningsbolag</P></TD>
<TD colspan=2 class="tr26 td118"><P class="p29 ft2">aktieboken.</P></TD>
<TD class="tr26 td16"><P class="p134 ft2">I</P></TD>
<TD colspan=3 class="tr26 td155"><P class="p17 ft31">avstämningsbolag</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2"><SPAN class="ft3">skall </SPAN>styrelsen genast anmäla till</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p29 ft2"><SPAN class="ft3">ska </SPAN>styrelsen genast anmäla till</P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft3">den</P></TD>
<TD colspan=3 class="tr25 td24"><P class="p62 ft28">centrala</P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td47"><P class="p17 ft28">värdepappersför-</P></TD>
<TD colspan=4 class="tr25 td233"><P class="p29 ft3">värdepapperscentral</P></TD>
<TD class="tr25 td62"><P class="p62 ft3">som</P></TD>
<TD class="tr25 td89"><P class="p17 ft3">för</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td137"><P class="p20 ft3">vararen</P></TD>
<TD colspan=2 class="tr26 td71"><P class="p30 ft2">att</P></TD>
<TD colspan=3 class="tr26 td53"><P class="p134 ft2">minskningen</P></TD>
<TD class="tr26 td89"><P class="p17 ft2">har</P></TD>
<TD colspan=6 class="tr26 td122"><P class="p29 ft28">avstämningsregister för bolaget <SPAN class="ft31">att</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr31 td113"><P class="p20 ft2">registrerats.</P></TD>
<TD class="tr31 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td89"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr31 td275"><P class="p29 ft2">minskningen har registrerats.</P></TD>
<TD class="tr31 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td114"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td154"><P class="p207 ft29">22 kap.</P></TD>
<TD class="tr41 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD rowspan=2 class="tr40 td89"><P class="p17 ft3">skall</P></TD>
<TD class="tr25 td132"><P class="p469 ft2">4 §</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD rowspan=2 class="tr40 td89"><P class="p17 ft3">ska</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td137"><P class="p60 ft2">Rätten</P></TD>
<TD colspan=5 class="tr25 td191"><P class="p20 ft2">till lösenbeloppet</P></TD>
<TD class="tr25 td132"><P class="p222 ft2">Rätten</P></TD>
<TD colspan=4 class="tr25 td106"><P class="p74 ft2">till lösenbeloppet</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p20 ft2">antas tillkomma den som till</P></TD>
<TD colspan=6 class="tr26 td122"><P class="p29 ft2">antas tillkomma den som till</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td175"><P class="p20 ft2">majoritetsaktieägaren</P></TD>
<TD colspan=2 class="tr25 td121"><P class="p17 ft2">överlämnar</P></TD>
<TD colspan=4 class="tr25 td233"><P class="p29 ft2">majoritetsaktieägaren</P></TD>
<TD colspan=2 class="tr25 td170"><P class="p17 ft2">överlämnar</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">ett aktiebrev med anteckning om</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p29 ft2">ett aktiebrev med anteckning om</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td113"><P class="p20 ft2">överlåtelse</P></TD>
<TD colspan=2 class="tr26 td89"><P class="p42 ft2">eller</P></TD>
<TD colspan=3 class="tr26 td47"><P class="p17 ft2">ett lösenbevis</P></TD>
<TD class="tr26 td132"><P class="p29 ft2">överlåtelse</P></TD>
<TD class="tr26 td198"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td85"><P class="p42 ft2">eller ett</P></TD>
<TD colspan=2 class="tr26 td170"><P class="p17 ft2">lösenbevis</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">enligt 13 § andra stycket. I avstäm-</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p29 ft2">enligt 13 § andra stycket. I av-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td113"><P class="p20 ft2">ningsbolag</P></TD>
<TD colspan=3 class="tr25 td70"><P class="p66 ft3">skall</P></TD>
<TD class="tr25 td114"><P class="p20 ft2">rätten</P></TD>
<TD class="tr25 td89"><P class="p17 ft31">antas</P></TD>
<TD colspan=3 class="tr25 td97"><P class="p29 ft2">stämningsbolag</P></TD>
<TD class="tr25 td84"><P class="p42 ft3">ska</P></TD>
<TD class="tr25 td62"><P class="p94 ft31">rätten</P></TD>
<TD class="tr25 td89"><P class="p17 ft31">antas</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p20 ft2">tillkomma den som <SPAN class="ft3">enligt lagen</SPAN></P></TD>
<TD colspan=6 class="tr26 td122"><P class="p29 ft2">tillkomma den som <SPAN class="ft3">i avstämnings-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td113"><P class="p20 ft28">(1998:1479)</P></TD>
<TD colspan=2 class="tr25 td89"><P class="p135 ft3">om</P></TD>
<TD colspan=3 class="tr25 td47"><P class="p17 ft3">kontoföring av</P></TD>
<TD class="tr25 td132"><P class="p29 ft3">register <SPAN class="ft2">är</SPAN></P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr32 td279"><P class="p20 ft39">finansiella instrument <SPAN class="ft15">är</SPAN></P></TD>
<TD class="tr32 td89"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td132"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td198"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td16"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td84"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td62"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td89"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p186 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">registrerad som ägare till aktierna, eller</SPAN></P>
<P class="p346 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft20">antecknad på konto i avstämningsregister som berättigad till lösenbeloppet.</SPAN></P>
</DIV>
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 3</P>
<P class="p1439 ft2">543</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_544" style="position:relative; overflow: hidden;margin: 48px 0px 78px 0px;padding: 0px;border: none;width: 556px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">544</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr2 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td91"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td36"><P class="p295 ft2">14 §</P></TD>
<TD class="tr2 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td66"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td50"><P class="p30 ft2">Om det har beslutats om</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">Om det har beslutats om</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td50"><P class="p30 ft2">förhandstillträde till aktier i ett</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">förhandstillträde till aktier i ett</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td106"><P class="p20 ft2">avstämningsbolag,</P></TD>
<TD colspan=2 class="tr26 td71"><P class="p76 ft28">skall</P></TD>
<TD colspan=3 class="tr26 td88"><P class="p30 ft2">aktierna,</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p17 ft2">avstämningsbolag, <SPAN class="ft3">ska </SPAN>aktierna, på</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td50"><P class="p30 ft2">på begäran av majoritetsaktie-</P></TD>
<TD class="tr25 td136"><P class="p20 ft2">begäran</P></TD>
<TD class="tr25 td61"><P class="p20 ft2">av</P></TD>
<TD colspan=4 class="tr25 td87"><P class="p17 ft2">majoritetsaktieägaren,</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td50"><P class="p30 ft2">ägaren, registreras med denne som</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">registreras med denne som ägare <SPAN class="ft3">i</SPAN></P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td50"><P class="p30 ft28"><SPAN class="ft31">ägare </SPAN>enligt lagen (1998:1479) om</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft3">avstämningsregister<SPAN class="ft2">. Samtidigt </SPAN>ska</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr26 td50"><P class="p30 ft3">kontoföring av finansiella instru-</P></TD>
<TD colspan=2 class="tr26 td88"><P class="p20 ft2">aktieägares</P></TD>
<TD class="tr26 td163"><P class="p84 ft2">rätt</P></TD>
<TD class="tr26 td84"><P class="p1 ft2">till</P></TD>
<TD colspan=2 class="tr26 td41"><P class="p17 ft2">kommande</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td50"><P class="p30 ft2"><SPAN class="ft3">ment</SPAN>. Samtidigt <SPAN class="ft3">skall </SPAN>aktieägares</P></TD>
<TD colspan=2 class="tr25 td88"><P class="p20 ft2">lösenbelopp</P></TD>
<TD class="tr25 td163"><P class="p178 ft2">och</P></TD>
<TD class="tr25 td84"><P class="p72 ft2">ränta</P></TD>
<TD colspan=2 class="tr25 td41"><P class="p17 ft2">registreras</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td159"><P class="p20 ft2">rätt till kommande</P></TD>
<TD colspan=4 class="tr25 td90"><P class="p30 ft31">lösenbelopp</P></TD>
<TD colspan=3 class="tr25 td199"><P class="p20 ft3">på <SPAN class="ft2">samma </SPAN>sätt<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=9 class="tr26 td50"><P class="p30 ft2">och ränta registreras <SPAN class="ft3">enligt </SPAN>samma</P></TD>
<TD class="tr26 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td139"><P class="p20 ft3">lag<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr31 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td66"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td91"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td36"><P class="p295 ft2">20 §</P></TD>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td66"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td50"><P class="p30 ft2">När en dom avseende lösen-</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">När en dom avseende lösen-</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td50"><P class="p30 ft2">beloppet har vunnit laga kraft</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">beloppet har vunnit laga kraft</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr26 td50"><P class="p30 ft2">gäller följande. I ett bolag som inte</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p17 ft2">gäller följande. I ett bolag som inte</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td195"><P class="p20 ft2">är avstämningsbolag <SPAN class="ft3">skall</SPAN></P></TD>
<TD colspan=2 class="tr25 td24"><P class="p30 ft2">ägarna</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">är avstämningsbolag <SPAN class="ft3">ska </SPAN>ägarna till</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td50"><P class="p30 ft2">till de aktier som <SPAN class="ft3">skall </SPAN>lösas in till</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">de aktier som <SPAN class="ft3">ska </SPAN>lösas in till</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td159"><P class="p20 ft2">majoritetsaktieägaren</P></TD>
<TD colspan=4 class="tr26 td90"><P class="p30 ft2">överlämna</P></TD>
<TD colspan=4 class="tr26 td117"><P class="p20 ft2">majoritetsaktieägaren</P></TD>
<TD colspan=2 class="tr26 td41"><P class="p17 ft2">överlämna</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td50"><P class="p30 ft2">sina aktiebrev med anteckning om</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">sina aktiebrev med anteckning om</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td50"><P class="p30 ft2">överlåtelse. I ett avstämningsbolag</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">överlåtelse. I ett avstämningsbolag</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr26 td50"><P class="p30 ft2"><SPAN class="ft3">skall</SPAN>, utom i fall som avses i 21 §,</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p17 ft2"><SPAN class="ft3">ska</SPAN>, utom i fall som avses i 21 §,</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td50"><P class="p30 ft2">aktierna på begäran av majoritets-</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">aktierna på begäran av majoritets-</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td50"><P class="p30 ft2">aktieägaren registreras med denne</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">aktieägaren registreras med denne</P></TD>
</TR>
<TR>
<TD class="tr26 td139"><P class="p20 ft2">som</P></TD>
<TD colspan=2 class="tr26 td130"><P class="p70 ft2">ägare</P></TD>
<TD colspan=3 class="tr26 td45"><P class="p1 ft3">enligt</P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td24"><P class="p30 ft3">lagen</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p20 ft3"><SPAN class="ft2">som ägare </SPAN>i avstämningsregister<SPAN class="ft2">.</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td88"><P class="p20 ft3">(1998:1479)</P></TD>
<TD class="tr25 td163"><P class="p66 ft3">om</P></TD>
<TD class="tr25 td259"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td113"><P class="p20 ft3">kontoföring</P></TD>
<TD class="tr25 td66"><P class="p30 ft3">av</P></TD>
<TD class="tr25 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr27 td159"><P class="p20 ft3">finansiella instrument<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr27 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td66"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td91"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td36"><P class="p295 ft2">21 §</P></TD>
<TD class="tr38 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td66"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td139"><P class="p60 ft2">Har</P></TD>
<TD colspan=2 class="tr25 td130"><P class="p1 ft2">aktiebrev</P></TD>
<TD colspan=2 class="tr25 td109"><P class="p20 ft2">eller</P></TD>
<TD colspan=4 class="tr25 td90"><P class="p30 ft2">lösenbevis</P></TD>
<TD colspan=3 class="tr25 td199"><P class="p84 ft2">Har aktiebrev</P></TD>
<TD class="tr25 td84"><P class="p134 ft2">eller</P></TD>
<TD colspan=2 class="tr25 td41"><P class="p17 ft2">lösenbevis</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr26 td50"><P class="p30 ft2">inte överlämnats till majoritets-</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p17 ft2">inte överlämnats till majoritets-</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td50"><P class="p30 ft2">aktieägaren inom en månad från</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">aktieägaren inom en månad från</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td50"><P class="p30 ft2">den dag dom avseende lösen-</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">den dag dom avseende lösen-</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr26 td50"><P class="p30 ft2">beloppet vann laga kraft eller är, i</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p17 ft2">beloppet vann laga kraft eller är, i</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td50"><P class="p30 ft2">fråga om avstämningsbolag, aktie-</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">fråga om avstämningsbolag, aktie-</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td50"><P class="p30 ft2">ägare i ett sådant bolag okänd,</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">ägare i ett sådant bolag okänd, <SPAN class="ft3">ska</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td139"><P class="p20 ft3">skall</P></TD>
<TD colspan=6 class="tr26 td175"><P class="p20 ft2">majoritetsaktieägaren</P></TD>
<TD colspan=2 class="tr26 td24"><P class="p30 ft2">utan</P></TD>
<TD colspan=5 class="tr26 td189"><P class="p20 ft2">majoritetsaktieägaren utan</P></TD>
<TD class="tr26 td66"><P class="p17 ft2">dröjs-</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td50"><P class="p30 ft2">dröjsmål låta nedsätta lösen-</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">mål låta nedsätta lösenbeloppet för</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td50"><P class="p30 ft2">beloppet för en sådan aktie eller</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">en sådan aktie eller för aktie som</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr26 td50"><P class="p30 ft2">för aktie som avses med sådant</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p17 ft2">avses med sådant lösenbevis enligt</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td199"><P class="p20 ft2">lösenbevis enligt</P></TD>
<TD colspan=3 class="tr25 td45"><P class="p26 ft2">lagen</P></TD>
<TD colspan=3 class="tr25 td88"><P class="p30 ft2">(1927:56)</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">lagen (1927:56) om nedsättning av</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td50"><P class="p30 ft2">om nedsättning av pengar hos</P></TD>
<TD class="tr25 td136"><P class="p20 ft2">pengar</P></TD>
<TD class="tr25 td61"><P class="p20 ft2">hos</P></TD>
<TD colspan=3 class="tr25 td30"><P class="p67 ft2">myndighet.</P></TD>
<TD class="tr25 td66"><P class="p17 ft2">Något</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td88"><P class="p20 ft2">myndighet.</P></TD>
<TD colspan=2 class="tr26 td66"><P class="p20 ft2">Något</P></TD>
<TD colspan=4 class="tr26 td113"><P class="p70 ft2">förbehåll</P></TD>
<TD class="tr26 td66"><P class="p30 ft2">om</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p17 ft2">förbehåll om rätt att återta det</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td50"><P class="p30 ft2">rätt att återta det nedsatta beloppet</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p20 ft2">nedsatta beloppet får inte göras.</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr32 td199"><P class="p20 ft15">får inte göras.</P></TD>
<TD class="tr32 td259"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td61"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td75"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td100"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td91"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td66"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td136"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td61"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td163"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td84"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td89"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td66"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p117 ft2">Om nedsättning har skett enligt denna paragraf, får majoritets- aktieägaren utöva de rättigheter som aktierna ger från och med den tidpunkt då beloppet sätts ned hos länsstyrelsen.</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr27 td50"><P class="p30 ft2">Ett aktiebrev, som ännu inte har</P></TD>
<TD class="tr27 td143"><P class="p17 ft2">Ett aktiebrev, som ännu inte har</P></TD>
</TR>
<TR>
<TD class="tr31 td50"><P class="p30 ft2">överlämnats till länsstyrelsen, ger</P></TD>
<TD class="tr31 td143"><P class="p17 ft2">överlämnats till länsstyrelsen, ger</P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
</DIV>
<DIV id="page_545" style="position:relative; overflow: hidden;margin: 48px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:648px;left:68px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310545x1.jpg/" style="width:123px;height:1px;">
</DIV>
<DIV style="position:absolute;top:571px;left:273px;width:188px;height:64px;"><SPAN class="ft4">I de fall som avses i 9 kap. 41 § och 10 kap. 16 § </SPAN><SPAN class="ft36">ska </SPAN><SPAN class="ft4">det inte följa ansvar enligt 20 kap. 3 § brotts- balken.</SPAN></DIV>
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 499px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 4px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p157 ft2">inte annan rätt för innehavaren än att mot överlämnandet av aktie- brevet få ut lösenbeloppet och ränta. I avstämningsbolag <SPAN class="ft3">skall</SPAN>, om nedsättning har skett, aktierna på begäran av majoritetsaktie- ägaren registreras med denne som ägare <SPAN class="ft3">enligt lagen (1998:1479) om kontoföring av finansiella instrum- ent</SPAN>.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 17px;padding: 0px;border:none;width: 294px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t60">
<TR>
<TD class="tr28 td123"><P class="p20 ft2">inte annan rätt för innehavaren än</P></TD>
<TD class="tr28 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr26 td123"><P class="p20 ft2">att mot överlämnandet av aktie-</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 3</P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p20 ft2">brevet få ut lösenbeloppet och</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td123"><P class="p20 ft2">ränta. I avstämningsbolag <SPAN class="ft3">ska</SPAN>, om</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p20 ft2">nedsättning har skett, aktierna på</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p20 ft2">begäran av majoritetsaktieägaren</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p20 ft2">registreras med denne som ägare <SPAN class="ft3">i</SPAN></P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td123"><P class="p20 ft3">avstämningsregister.</P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
<DIV style="border:none;margin: 16px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<P class="p473 ft29">30 kap.</P>
<P class="p386 ft2">1 §<SPAN class="ft27">5</SPAN></P>
<P class="p82 ft2">Till böter eller fängelse i högst ett år döms den som</P>
<P class="p46 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">uppsåtligen bryter mot 1 kap. 7 eller 8 §,</SPAN></P>
<P class="p48 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft20">uppsåtligen eller av oaktsamhet underlåter att enligt denna lag föra aktiebok eller hålla aktiebok tillgänglig,</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft19">uppsåtligen eller av oaktsamhet bryter mot 8 kap. 18 § andra meningen, 20 § första stycket eller 21 § andra stycket, eller</SPAN></P>
<P class="p48 ft4"><SPAN class="ft2">4.</SPAN><SPAN class="ft20">uppsåtligen eller av grov oaktsamhet bryter mot 21 kap. 1, 3, 5 eller 10 §.</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD class="tr26 td122"><P class="p113 ft3"><SPAN class="ft2">En </SPAN>central värdepappersförva-</P></TD>
<TD class="tr26 td124"><P class="p17 ft3"><SPAN class="ft2">En </SPAN>värdepapperscentrals <SPAN class="ft2">under-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p113 ft2"><SPAN class="ft3">rares </SPAN>underlåtenhet att fullgöra de</P></TD>
<TD class="tr26 td124"><P class="p17 ft2">låtenhet att fullgöra de uppgifter</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft2">uppgifter som anges i 5 kap. 12 §</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">som anges i 5 kap. 12 § andra</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft2">andra stycket <SPAN class="ft3">skall </SPAN>inte medföra</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">stycket <SPAN class="ft3">ska </SPAN>inte medföra ansvar</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p474 ft2">ansvar enligt första stycket 2.</P></TD>
<TD class="tr25 td124"><P class="p475 ft2">enligt första stycket 2.</P></TD>
</TR>
</TABLE>
<P class="p48 ft2">Till straff som anges i första stycket döms också den som uppsåtligen medverkar till ett beslut att utse en styrelseledamot, styrelsesuppleant, verkställande direktör eller vice verkställande direktör i strid med 8 kap. 12 eller 32 §, om åtgärden är ägnad att dölja vem eller vilka som utövar eller har utövat den faktiska ledningen av bolaget. Detsamma gäller den som uppsåtligen åtar sig ett sådant uppdrag i strid med 8 kap. 12 eller 32 §.</P>
<P style="text-align: justify;padding-left: 68px;padding-right: 163px;margin-top: 15px;margin-bottom: 0px;text-indent: 11px;" class="ft2">Trots vad som sägs i 35 kap. 1 § brottsbalken får påföljd för brott enligt första stycket 4 mot 21 kap. 1, 3 eller 5 § eller för brott enligt tredje stycket dömas ut, om den misstänkte har häktats eller fått del av åtal för brottet inom fem år från brottet.</P>
<P class="p476 ft4">I de fall som avses i 9 kap. 41 § och 10 kap. 16 § <SPAN class="ft36">skall </SPAN>det inte följa ansvar enligt 20 kap. 3 § brotts- balken.</P>
<P class="p477 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">Denna lag träder i kraft den 1 januari 2016.</SPAN></P>
<P class="p192 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft20">Det krav på ett skriftligt avtal som anges i 5 kap. 12 § tredje stycket tillämpas inte i fråga om avtal om registrering av aktier i avstämnings- register som ingåtts före lagens ikraftträdande.</SPAN></P>
<P style="text-align: left;padding-left: 68px;margin-top: 29px;margin-bottom: 0px;" class="ft35"><SPAN class="ft34">5 </SPAN>Senaste lydelse 2007:317.</P>
<P class="p99 ft2">545</P>
</DIV>
</DIV>
<DIV id="page_546" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 561px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">546</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 398px;overflow: hidden;">
<P class="p117 ft2">3. Det som sägs om styrelsens ansvar i 5 kap. 12 § tredje stycket ska tillämpas från och med den 1 januari 2017, om inte avstämningsbolaget före dess ingår ett sådant avtal som avses i 5 kap. 12 § andra stycket med en värdepapperscentral och anmäler detta enligt 5 kap. 12 a §. För tiden fram till dess att en sådan anmälan görs, dock längst till och med den 31 december 2016, tillämpas det som sägs om centrala värdepappers- förvarares ansvar för aktieboken i 5 kap. 12 § andra stycket i dess äldre lydelse. Med central värdepappersförvarare avses den som vid tidpunkten för ikraftträdandet var auktoriserad som central värdepappersförvarare.</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_547" style="position:relative; overflow: hidden;margin: 50px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 406px;overflow: hidden;">
<P style="text-align: left;padding-right: 62px;margin-top: 0px;margin-bottom: 0px;" class="ft72">Förslag till lag om ändring i lagen (2007:528) om värdepappersmarknaden</P>
<P class="p668 ft4">Härigenom föreskrivs att 1 kap. 1 § och 21 kap. 2 § lagen (2007:528) om värdepappersmarknaden ska ha följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 style="width: 306px;margin-top: 13px;font: italic 13px 'Times New Roman';">
<TR>
<TD class="tr27 td122"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p479 ft29">1 kap.</P>
<P class="p480 ft2">1 §<SPAN class="ft27">1</SPAN></P>
<P class="p339 ft2">I denna lag finns bestämmelser om värdepappersmarknaden.</P>
<P class="p337 ft4">I <NOBR>2–11</NOBR> kap. finns särskilda bestämmelser om värdepappersrörelse, i <NOBR>12–18</NOBR> kap. om börsverksamhet m.m. och i <NOBR>19–21</NOBR> kap. om clearing- verksamhet. I <NOBR>22–26</NOBR> kap. finns vissa gemensamma bestämmelser.</P>
<P class="p337 ft2">För sådan clearingverksamhet som avses i 5 § 6 b gäller endast följande bestämmelser i denna lag:</P>
<P class="p337 ft4"><SPAN class="ft2">–</SPAN><SPAN class="ft20">1 kap. 11 och </SPAN><NOBR>12–14</NOBR> §§ om tystnadsplikt, uppgiftsskyldighet, meddelandeförbud och ansvar,</P>
<P class="p337 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">23 kap. 1 § första och andra styckena, 2 §, 4 § första stycket samt 7, 11, 12 och 14 §§ om tillsyn,</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">25 kap. 1, 2, 6, </SPAN><NOBR>8–11,</NOBR> 17 samt <NOBR>25–29</NOBR> §§ om ingripanden, och</P>
<P class="p186 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">26 kap. 1 § om överklagande.</SPAN></P>
<P class="p337 ft2">Ytterligare bestämmelser om sådan clearingverksamhet som avses i 5 § 6 b finns i Europaparlamentets och rådets förordning (EU) nr 648/2012 om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister och lagen (2013:287) med kompletterande bestämmelser till EU:s förordning om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister.</P>
<P style="text-align: justify;padding-left: 205px;padding-right: 12px;margin-top: 2px;margin-bottom: 0px;text-indent: 11px;" class="ft28">Denna lag gäller inte för sådan clearingverksamhet som avses i Europaparlamentets och rådets förordning (EU) nr 909/2014 av den 23 juli 2014 om förbättrad värdepappersavveckling i Euro- peiska unionen och om värde- papperscentraler samt ändring av direktiv 98/26/EG och 2014/65/EU och förordning (EU) nr 236/2012, i den ursprungliga lydelsen.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 3</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 18px 0px 0px 244px;padding: 0px;border:none;width: 380px;overflow: hidden;">
<P class="p16 ft29">21 kap.</P>
<P class="p570 ft2">2 §</P>
</DIV>
<DIV style="border:none;margin: 2px 0px 0px 68px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p117 ft4">En clearingdeltagare får delta i clearingverksamheten för egen räkning. En clearingorganisation får tillåta svenska och utländska clearingorganisationer eller <SPAN class="ft36">cen- trala värdepappersförvarare </SPAN>samt</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 17px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p117 ft4">En clearingdeltagare får delta i clearingverksamheten för egen räkning. En clearingorganisation får tillåta svenska och utländska clearingorganisationer<SPAN class="ft36">, värdepap- perscentraler eller värdepappers-</SPAN></P>
</DIV>
</DIV>
<DIV style="border:none;margin: 23px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<P class="p172 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2013:288.</P>
<P class="p99 ft2">547</P>
</DIV>
</DIV>
<DIV id="page_548" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:217px;left:163px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310548x1.jpg/" style="width:123px;height:1px;">
</DIV>
<DIV style="border:none;margin: 0px 0px 0px 49px;padding: 0px;border:none;width: 507px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 114px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 3</P>
</DIV>
<DIV style="float:left;border:none;margin: 1px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p157 ft2">Sveriges riksbank och sådana institut och företag som avses i 14 kap. 3 § första stycket 1 och 2 rätt att delta i clearingverksam- heten för någon annans räkning.</P>
<P class="p258 ft2">Om ett företag inom en koncern deltar i clearingverksamhet ute- slutande för egen och för andra koncernföretags räkning <SPAN class="ft3">skall </SPAN>deltagandet i clearingverksamhet anses vara för egen räkning vid tillämpning av första stycket.</P>
</DIV>
<DIV style="float:left;border:none;margin: 1px 0px 0px 16px;padding: 0px;border:none;width: 189px;overflow: hidden;">
<P class="p157 ft3">centraler från tredjeland <SPAN class="ft2">samt Sveriges riksbank och sådana institut och företag som avses i 14 kap. 3 § första stycket 1 och 2 rätt att delta i clearingverksam- heten för någon annans räkning.</SPAN></P>
<P class="p258 ft2">Om ett företag inom en koncern deltar i clearingverksamhet ute- slutande för egen och för andra koncernföretags räkning <SPAN class="ft3">ska </SPAN>deltagandet i clearingverksamhet anses vara för egen räkning vid tillämpning av första stycket.</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 34px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<P class="p1474 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
<P style="text-align: left;padding-left: 36px;margin-top: 521px;margin-bottom: 0px;" class="ft2">548</P>
</DIV>
</DIV>
<DIV id="page_549" style="position:relative; overflow: hidden;margin: 50px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:420px;left:68px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310549x1.jpg/" style="width:123px;height:1px;">
</DIV>
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 406px;overflow: hidden;">
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 406px;overflow: hidden;">
<P style="text-align: left;padding-right: 62px;margin-top: 0px;margin-bottom: 0px;" class="ft72">Förslag till lag om ändring i lagen (2008:814) om statligt stöd till kreditinstitut</P>
<P style="text-align: left;padding-right: 13px;margin-top: 7px;margin-bottom: 0px;text-indent: 11px;" class="ft4">Härigenom föreskrivs att 4 kap. 4 § lagen (2008:814) om statligt stöd till kreditinstitut ska ha följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 style="width: 306px;margin-top: 13px;font: italic 13px 'Times New Roman';">
<TR>
<TD class="tr27 td122"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P style="text-align: justify;padding-left: 179px;margin-top: 11px;margin-bottom: 0px;" class="ft29"><SPAN class="ft29">4</SPAN><SPAN style="font: bold 13px 'Times New Roman';margin-left: 3px;line-height: 15px;">kap.</SPAN></P>
<P class="p1510 ft2">4 §</P>
</DIV>
<DIV style="border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p117 ft2">I ett bolag som inte är avstäm- ningsbolag enligt aktiebolagslagen (2005:551) ska ägarna till staten överlämna sina aktiebrev med anteckning om överlåtelse och i ett avstämningsbolag ska staten registreras som aktieägare enligt lagen (1998:1479) om kontoföring av finansiella instrument, om det är ostridigt mellan parterna att en rätt till inlösen finns eller om Prövningsnämnden har förklarat att en sådan rätt finns utan att nämnden samtidigt har fastställt lösenbeloppet.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 17px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p117 ft2">I ett bolag som inte är avstäm- ningsbolag enligt aktiebolagslagen (2005:551) ska ägarna till staten överlämna sina aktiebrev med anteckning om överlåtelse och i ett avstämningsbolag ska staten registreras som aktieägare enligt lagen (1998:1479) om <SPAN class="ft3">värde- papperscentraler och </SPAN>kontoföring av finansiella instrument, om det är ostridigt mellan parterna att en rätt till inlösen finns eller om Prövningsnämnden har förklarat att en sådan rätt finns utan att nämnden samtidigt har fastställt lösenbeloppet.</P>
</DIV>
</DIV>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 3</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 37px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<P class="p140 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
<P style="text-align: right;padding-right: 51px;margin-top: 317px;margin-bottom: 0px;" class="ft2">549</P>
</DIV>
</DIV>
<DIV id="page_550" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="border:none;margin: 0px 0px 0px 49px;padding: 0px;border:none;width: 575px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 114px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 3</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P style="text-align: left;padding-right: 140px;margin-top: 0px;margin-bottom: 0px;" class="ft72">Förslag till lag om ändring i offentlighets- och sekretesslagen (2009:400)</P>
<P class="p655 ft4">Härigenom föreskrivs i fråga om offentlighets- och sekretesslagen (2009:400)</P>
<P class="p185 ft2"><SPAN class="ft3">dels </SPAN>att 30 kap. 4 b, 5 och 30 §§ ska ha följande lydelse,</P>
<TABLE cellpadding=0 cellspacing=0 style="width: 305px;margin-top: 16px;font: italic 13px 'Times New Roman';">
<TR>
<TD class="tr27 td50"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p1431 ft29">30 kap.</P>
<P style="text-align: left;padding-left: 181px;margin-top: 0px;margin-bottom: 0px;" class="ft2">4 b §<SPAN class="ft27">1</SPAN></P>
<P class="p368 ft2">Sekretess gäller i en statlig myndighets verksamhet som består i tillståndsgivning eller tillsyn med avseende på bank- och kreditväsendet, värdepappersmarknaden eller försäkringsväsendet för uppgift i en anmälan eller utsaga om överträdelse av bestämmelse som gäller för den som myndighetens verksamhet avser, om uppgiften kan avslöja anmäl- arens identitet.</P>
<P style="text-align: justify;padding-left: 204px;padding-right: 68px;margin-top: 2px;margin-bottom: 0px;text-indent: 11px;" class="ft3">Sekretess gäller i en statlig myndighets verksamhet enligt lagen (1998:1479) om värde- papperscentraler och kontoföring av finansiella instrument för upp- gift om en enskilds personliga och ekonomiska förhållanden i en anmälan eller utsaga om över- trädelse av bestämmelse i lag eller annan författning som gäller för värdepapperscentralers och ut- sedda kreditinstituts verksamhet, om uppgiften kan avslöja den an- mäldes identitet och det inte står klart att uppgiften kan röjas utan att denne lider skada eller men.</P>
<P style="text-align: justify;padding-left: 204px;padding-right: 68px;margin-top: 5px;margin-bottom: 0px;text-indent: 11px;" class="ft36">Sekretessen enligt andra stycket gäller inte beslut om sanktioner eller sanktionsförelägganden.</P>
<P class="p527 ft2">För uppgift i en allmän handling gäller sekretessen i högst femtio år.</P>
<P style="text-align: left;padding-left: 186px;margin-top: 12px;margin-bottom: 0px;" class="ft2">5 §<SPAN class="ft27">2</SPAN></P>
<P class="p682 ft2">Sekretess gäller för uppgift om en enskilds personliga eller ekonomiska förhållanden, om det kan antas att den enskilde lider skada eller men om uppgiften röjs och uppgiften förekommer i ett ärende hos en statlig myndighet om innehav av</P>
<P class="p368 ft4"><SPAN class="ft2">1.</SPAN><SPAN class="ft30">aktier i bankaktiebolag, kreditmarknadsbolag, värdepappersbolag, fondbolag eller försäkringsaktiebolag,</SPAN></P>
<P class="p1595 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft19">andelar i medlemsbank eller kreditmarknadsförening, eller</SPAN></P>
</DIV>
</DIV>
<DIV style="border:none;margin: 32px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<P class="p272 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2014:987.</P>
<P class="p272 ft170"><SPAN class="ft34">2 </SPAN>Senaste lydelse 2014:277.</P>
<P class="p636 ft2">550</P>
</DIV>
</DIV>
<DIV id="page_551" style="position:relative; overflow: hidden;margin: 48px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:602px;left:68px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310551x1.jpg/" style="width:123px;height:1px;">
</DIV>
<TABLE cellpadding=0 cellspacing=0 class="t37">
<TR>
<TD colspan=2 class="tr28 td96"><P class="p60 ft2">3. aktier</P></TD>
<TD class="tr28 td84"><P class="p42 ft2">eller</P></TD>
<TD colspan=3 class="tr28 td105"><P class="p123 ft2">andelar i</P></TD>
<TD colspan=2 class="tr28 td65"><P class="p84 ft2">börs,</P></TD>
<TD colspan=2 class="tr28 td101"><P class="p85 ft2">3. aktier</P></TD>
<TD colspan=2 class="tr28 td27"><P class="p42 ft2">eller</P></TD>
<TD class="tr28 td259"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr28 td82"><P class="p20 ft2">andelar</P></TD>
<TD class="tr28 td68"><P class="p71 ft2">i</P></TD>
<TD class="tr28 td18"><P class="p111 ft2">börs,</P></TD>
<TD class="tr28 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td184"><P class="p20 ft2">clearingorganisation,</P></TD>
<TD colspan=3 class="tr26 td81"><P class="p84 ft3">central</P></TD>
<TD colspan=6 class="tr26 td153"><P class="p64 ft2">clearingorganisation,</P></TD>
<TD colspan=3 class="tr26 td53"><P class="p111 ft2">betalnings-</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 3</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td173"><P class="p20 ft3">värdepappersförvarare,</P></TD>
<TD colspan=2 class="tr25 td65"><P class="p84 ft2">betal-</P></TD>
<TD colspan=4 class="tr25 td106"><P class="p64 ft2">institut, institut</P></TD>
<TD colspan=5 class="tr25 td134"><P class="p111 ft2">för elektroniska</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td60"><P class="p20 ft2">ningsinstitut, institut för elektro-</P></TD>
<TD colspan=9 style="padding: 0px;margin: 0px;width: 209px;vertical-align: bottom;" class="tr26"><P class="p64 ft2">pengar eller företag som driver</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td60"><P class="p20 ft2">niska pengar eller företag som</P></TD>
<TD colspan=2 class="tr25 td101"><P class="p64 ft2">verksamhet</P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td27"><P class="p20 ft2">enligt</P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p111 ft2">lagen</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td190"><P class="p20 ft2">driver verksamhet</P></TD>
<TD colspan=2 class="tr25 td107"><P class="p94 ft2">enligt</P></TD>
<TD colspan=2 class="tr25 td65"><P class="p84 ft2">lagen</P></TD>
<TD colspan=2 class="tr25 td101"><P class="p64 ft2">(2014:275)</P></TD>
<TD colspan=2 class="tr25 td27"><P class="p66 ft2">om</P></TD>
<TD colspan=2 class="tr25 td27"><P class="p26 ft2">viss</P></TD>
<TD colspan=3 class="tr25 td53"><P class="p111 ft2">verksamhet</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td96"><P class="p20 ft2">(2014:275)</P></TD>
<TD class="tr26 td84"><P class="p66 ft2">om</P></TD>
<TD colspan=2 class="tr26 td27"><P class="p134 ft31">viss</P></TD>
<TD colspan=3 class="tr26 td81"><P class="p84 ft2">verksamhet</P></TD>
<TD colspan=7 class="tr26 td195"><P class="p64 ft2">med konsumentkrediter.</P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td173"><P class="p20 ft2">med konsumentkrediter.</P></TD>
<TD class="tr25 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=17 class="tr25 td120"><P class="p60 ft2">Sekretessen gäller inte beslut av myndigheten och inte heller för upp-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=17 class="tr26 td120"><P class="p20 ft2">gift från en annan myndighet om uppgiften inte är sekretessreglerad där.</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=16 class="tr31 td26"><P class="p60 ft2">För uppgift i allmän handling gäller sekretessen i högst tjugo år.</P></TD>
<TD class="tr31 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td245"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td121"><P class="p318 ft2">30 §<SPAN class="ft27">3</SPAN></P></TD>
<TD class="tr38 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td60"><P class="p60 ft2">Den tystnadsplikt som följer av</P></TD>
<TD colspan=9 style="padding: 0px;margin: 0px;width: 209px;vertical-align: bottom;" class="tr26"><P class="p111 ft2">Den tystnadsplikt som följer av</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td60"><P class="p20 ft2">2 § första stycket första meningen,</P></TD>
<TD colspan=9 style="padding: 0px;margin: 0px;width: 209px;vertical-align: bottom;" class="tr25"><P class="p111 ft2">2 § första stycket första meningen,</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td60"><P class="p20 ft2">4 § första stycket 2, 4 a § första</P></TD>
<TD colspan=9 style="padding: 0px;margin: 0px;width: 209px;vertical-align: bottom;" class="tr25"><P class="p111 ft2">4 § första stycket 2, 4 a § första</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td60"><P class="p20 ft2">stycket 2, 4 b §, 12 § första stycket</P></TD>
<TD colspan=9 style="padding: 0px;margin: 0px;width: 209px;vertical-align: bottom;" class="tr26"><P class="p111 ft2">stycket 2, 4 b § <SPAN class="ft3">första stycket</SPAN>, 12 §</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td55"><P class="p20 ft2">och</P></TD>
<TD class="tr25 td95"><P class="p123 ft2">andra</P></TD>
<TD colspan=2 class="tr25 td69"><P class="p1 ft2">stycket</P></TD>
<TD class="tr25 td100"><P class="p19 ft2">2,</P></TD>
<TD class="tr25 td66"><P class="p28 ft2">13 §,</P></TD>
<TD class="tr25 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p84 ft2">15 §</P></TD>
<TD colspan=9 style="padding: 0px;margin: 0px;width: 209px;vertical-align: bottom;" class="tr25"><P class="p111 ft2">första stycket och andra stycket 2,</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td60"><P class="p20 ft2">första stycket 2, 23 § första stycket</P></TD>
<TD class="tr25 td62"><P class="p64 ft2">13 §,</P></TD>
<TD class="tr25 td71"><P class="p123 ft2">15 §</P></TD>
<TD colspan=2 class="tr25 td27"><P class="p42 ft31">första</P></TD>
<TD class="tr25 td259"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td82"><P class="p1 ft2">stycket</P></TD>
<TD class="tr25 td68"><P class="p71 ft2">2,</P></TD>
<TD class="tr25 td18"><P class="p111 ft2">23 §</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td60"><P class="p20 ft2">2 och 27 § första stycket 2 och den</P></TD>
<TD colspan=9 style="padding: 0px;margin: 0px;width: 209px;vertical-align: bottom;" class="tr26"><P class="p111 ft2">första stycket 2 och 27 § första</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td60"><P class="p20 ft2">tystnadsplikt som följer av ett</P></TD>
<TD colspan=9 style="padding: 0px;margin: 0px;width: 209px;vertical-align: bottom;" class="tr25"><P class="p111 ft2">stycket 2 och den tystnadsplikt</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td60"><P class="p20 ft2">förbehåll som gjorts med stöd av</P></TD>
<TD colspan=9 style="padding: 0px;margin: 0px;width: 209px;vertical-align: bottom;" class="tr25"><P class="p111 ft2">som följer av ett förbehåll som</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td55"><P class="p20 ft2">9 §</P></TD>
<TD class="tr26 td95"><P class="p62 ft2">andra</P></TD>
<TD colspan=3 class="tr26 td130"><P class="p20 ft2">meningen,</P></TD>
<TD class="tr26 td66"><P class="p62 ft2">14 §</P></TD>
<TD colspan=2 class="tr26 td65"><P class="p84 ft2">andra</P></TD>
<TD class="tr26 td62"><P class="p64 ft2">gjorts</P></TD>
<TD colspan=2 class="tr26 td18"><P class="p135 ft2">med</P></TD>
<TD colspan=2 class="tr26 td109"><P class="p74 ft31">stöd</P></TD>
<TD class="tr26 td54"><P class="p135 ft2">av</P></TD>
<TD colspan=2 class="tr26 td71"><P class="p71 ft2">9 §</P></TD>
<TD class="tr26 td18"><P class="p111 ft2">andra</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td96"><P class="p20 ft2">meningen,</P></TD>
<TD class="tr25 td84"><P class="p42 ft2">26 §</P></TD>
<TD colspan=5 class="tr25 td237"><P class="p84 ft2">andra meningen</P></TD>
<TD colspan=2 class="tr25 td101"><P class="p64 ft2">meningen,</P></TD>
<TD colspan=2 class="tr25 td27"><P class="p26 ft2">14 §</P></TD>
<TD colspan=2 class="tr25 td27"><P class="p20 ft2">andra</P></TD>
<TD colspan=3 class="tr25 td53"><P class="p111 ft2">meningen,</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td55"><P class="p20 ft2">eller</P></TD>
<TD class="tr25 td95"><P class="p86 ft2">29 §</P></TD>
<TD colspan=2 class="tr25 td69"><P class="p66 ft2">andra</P></TD>
<TD colspan=3 class="tr25 td141"><P class="p1 ft2">meningen</P></TD>
<TD class="tr25 td66"><P class="p84 ft2">in-</P></TD>
<TD class="tr25 td62"><P class="p64 ft2">26 §</P></TD>
<TD class="tr25 td71"><P class="p67 ft2">andra</P></TD>
<TD colspan=4 class="tr25 td78"><P class="p64 ft2">meningen</P></TD>
<TD colspan=2 class="tr25 td71"><P class="p76 ft2">eller</P></TD>
<TD class="tr25 td18"><P class="p111 ft2">29 §</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td47"><P class="p20 ft2">skränker rätten</P></TD>
<TD colspan=2 class="tr26 td27"><P class="p61 ft2">enligt</P></TD>
<TD colspan=2 class="tr26 td65"><P class="p66 ft2">1 kap.</P></TD>
<TD class="tr26 td66"><P class="p84 ft2">1 §</P></TD>
<TD class="tr26 td62"><P class="p64 ft2">andra</P></TD>
<TD colspan=3 class="tr26 td96"><P class="p71 ft2">meningen</P></TD>
<TD colspan=4 class="tr26 td96"><P class="p20 ft2">inskränker</P></TD>
<TD class="tr26 td18"><P class="p111 ft31">rätten</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td173"><P class="p20 ft2">tryckfrihetsförordningen</P></TD>
<TD class="tr25 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p84 ft2">och</P></TD>
<TD class="tr25 td62"><P class="p64 ft2">enligt</P></TD>
<TD colspan=2 class="tr25 td18"><P class="p68 ft2">1 kap.</P></TD>
<TD colspan=2 class="tr25 td109"><P class="p28 ft2">1 §</P></TD>
<TD colspan=4 class="tr25 td154"><P class="p111 ft2">tryckfrihetsför-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td60"><P class="p20 ft2">1 kap. 1 och 2 §§ yttrandefrihets-</P></TD>
<TD colspan=9 style="padding: 0px;margin: 0px;width: 209px;vertical-align: bottom;" class="tr25"><P class="p111 ft2">ordningen och 1 kap. 1 och 2 §§</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td96"><P class="p20 ft2">grundlagen</P></TD>
<TD class="tr26 td84"><P class="p122 ft2">att</P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td107"><P class="p123 ft2">meddela</P></TD>
<TD class="tr26 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td66"><P class="p84 ft2">och</P></TD>
<TD colspan=9 style="padding: 0px;margin: 0px;width: 209px;vertical-align: bottom;" class="tr26"><P class="p111 ft2">yttrandefrihetsgrundlagen att med-</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr32 td184"><P class="p20 ft15">offentligöra uppgifter.</P></TD>
<TD class="tr32 td66"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td245"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td66"><P class="p20 ft14"> </P></TD>
<TD colspan=9 style="padding: 0px;margin: 0px;width: 209px;vertical-align: bottom;" class="tr32"><P class="p64 ft15">dela och offentliggöra uppgifter.</P></TD>
<TD class="tr32 td47"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p48 ft2">Den tystnadsplikt som följer av 24 § inskränker rätten att meddela och offentliggöra uppgifter, när det är fråga om uppgift om andra ekonomiska eller personliga förhållanden än affärs- och driftförhållanden för den som trätt i affärsförbindelse eller liknande förbindelse med den som är föremål för myndighetens verksamhet.</P>
<P class="p192 ft4">Den tystnadsplikt som följer av 18 § inskränker rätten att meddela och offentliggöra uppgifter, när det är fråga om uppgift om en enskilds personliga förhållanden vars röjande kan vålla allvarligt men.</P>
<P class="p477 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">Denna lag träder i kraft den 1 januari 2016.</SPAN></P>
<P class="p192 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft20">Äldre bestämmelser gäller för uppgifter i ärenden hos statlig myndighet om innehav av aktier eller andelar i en central värdepappers- förvarare som har inletts före ikraftträdandet.</SPAN></P>
<P style="text-align: left;padding-left: 68px;margin-top: 75px;margin-bottom: 0px;" class="ft35"><SPAN class="ft34">3 </SPAN>Senaste lydelse 2014:987.</P>
<P class="p99 ft2">551</P>
</DIV>
<DIV id="page_552" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:590px;left:367px;width:189px;height:135px;"><SPAN class="ft2">Avser ansökan ett förkommet aktiebrev eller annan handling vars uppvisande utgör villkor för att antecknas som innehavare av en rättighet på ett sådant konto som avses i lagen (1998:1479) om </SPAN><SPAN class="ft3">värdepapperscentraler och </SPAN><SPAN class="ft2">konto- föring av finansiella instrument, ska ansökan göras hos Bolags- verket.</SPAN></DIV>
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">552</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P class="p1572 ft72">Förslag till lag om ändring i lagen (2011:900) om dödande av förkommen handling</P>
<P class="p1441 ft4">Härigenom föreskrivs att 2, 4 och 12 §§ lagen (2011:900) om dödande av förkommen handling ska ha följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 class="t129">
<TR>
<TD class="tr27 td50"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p496 ft2">2 §</P>
<P class="p1579 ft4">Följande handlingar omfattas av bestämmelserna om dödande av förkommen handling:</P>
<P class="p186 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">löpande skuldebrev,</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft19">växlar,</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft19">konossement,</SPAN></P>
<P class="p211 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft18">andra handlingar än de som anges i </SPAN><NOBR>1–3,</NOBR> vars uppvisande utgör villkor för rätt att kräva betalning eller att begära att någon annan förpliktelse fullgörs,</P>
</DIV>
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p117 ft4">5. handlingar, vars uppvisande utgör villkor för att antecknas som innehavare av en rättighet på ett sådant konto som avses i lagen (1998:1479) om kontoföring av finansiella instrument,</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 16px;padding: 0px;border:none;width: 189px;overflow: hidden;">
<P class="p117 ft2">5. handlingar, vars uppvisande utgör villkor för att antecknas som innehavare av en rättighet på ett sådant konto som avses i lagen (1998:1479) om <SPAN class="ft3">värdepappers- centraler och </SPAN>kontoföring av finansiella instrument,</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P class="p186 ft2"><SPAN class="ft2">6.</SPAN><SPAN class="ft19">aktiebrev, och</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">7.</SPAN><SPAN class="ft19">inteckningshandlingar.</SPAN></P>
<P class="p682 ft4">Bestämmelserna tillämpas inte på banksedlar. De tillämpas inte heller på obligationer eller förlagsbevis utom i fråga om obligationer med en löptid på högst ett år som har ställts till innehavaren och som ges ut av en bank eller ett kreditmarknadsföretag.</P>
<P class="p496 ft2">4 §</P>
<P class="p211 ft4">En ansökan om dödande av förkommen handling ska göras hos Kronofogdemyndigheten, om inte annat följer av andra eller tredje stycket.</P>
<P class="p211 ft2">Avser ansökan en förkommen inteckningshandling ska den göras hos den inskrivningsmyndighet som handlägger ärenden om inskrivning av sådan handling som ansökan avser.</P>
<P style="text-align: justify;padding-right: 273px;margin-top: 1px;margin-bottom: 0px;text-indent: 11px;" class="ft2">Avser ansökan ett förkommet aktiebrev eller annan handling vars uppvisande utgör villkor för att antecknas som innehavare av en rättighet på ett sådant konto som avses i lagen (1998:1479) om kontoföring av finansiella instru- ment, ska ansökan göras hos Bolagsverket.</P>
</DIV>
</DIV>
</DIV>
</DIV>
<DIV id="page_553" style="position:relative; overflow: hidden;margin: 48px 0px 81px 68px;padding: 0px;border: none;width: 556px;">
<DIV style="position:absolute;top:418px;left:0px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310553x1.jpg/" style="width:123px;height:1px;">
</DIV>
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 406px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr2 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td41"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td106"><P style="text-align: right;padding-right: 70px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft2">12 §</P></TD>
<TD class="tr2 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td6"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td60"><P class="p84 ft2">Den som är förpliktad att full-</P></TD>
<TD colspan=5 class="tr25 td73"><P class="p17 ft2">Den som är förpliktad att full-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td60"><P class="p84 ft2">göra vad som blivit utfäst i en</P></TD>
<TD colspan=5 class="tr25 td73"><P class="p17 ft2">göra vad som blivit utfäst i en</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td60"><P class="p84 ft2">dödad handling ska utfärda en ny</P></TD>
<TD colspan=5 class="tr26 td73"><P class="p17 ft2">dödad handling ska utfärda en ny</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td60"><P class="p84 ft2">handling som svarar mot den</P></TD>
<TD colspan=5 class="tr25 td73"><P class="p17 ft2">handling som svarar mot den</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td60"><P class="p84 ft2">handling som har dödats. Är den</P></TD>
<TD colspan=5 class="tr25 td73"><P class="p17 ft2">handling som har dödats. Är den</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td175"><P class="p20 ft2">dödade handlingen</P></TD>
<TD colspan=2 class="tr26 td196"><P class="p84 ft2">en intecknad</P></TD>
<TD colspan=3 class="tr26 td159"><P class="p64 ft2">dödade handlingen</P></TD>
<TD colspan=2 class="tr26 td121"><P class="p17 ft2">en intecknad</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td60"><P class="p84 ft2">fordringshandling eller ett aktie-</P></TD>
<TD colspan=5 class="tr25 td73"><P class="p17 ft2">fordringshandling eller ett aktie-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td60"><P class="p84 ft2">brev ska i stället den intecknade</P></TD>
<TD colspan=5 class="tr25 td73"><P class="p17 ft2">brev ska i stället den intecknade</P></TD>
</TR>
<TR>
<TD class="tr26 td121"><P class="p20 ft2">egendomens</P></TD>
<TD class="tr26 td63"><P class="p32 ft2">ägare</P></TD>
<TD colspan=2 class="tr26 td196"><P class="p84 ft2">respektive</P></TD>
<TD class="tr26 td90"><P class="p64 ft2">egendomens</P></TD>
<TD colspan=2 class="tr26 td63"><P class="p32 ft2">ägare</P></TD>
<TD colspan=2 class="tr26 td121"><P class="p17 ft2">respektive</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td60"><P class="p84 ft2">aktiebolaget utfärda en ny hand-</P></TD>
<TD colspan=5 class="tr25 td73"><P class="p17 ft2">aktiebolaget utfärda en ny hand-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td60"><P class="p84 ft2">ling. Någon ny handling ska dock</P></TD>
<TD colspan=5 class="tr25 td73"><P class="p17 ft2">ling. Någon ny handling ska dock</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td60"><P class="p84 ft2">inte utfärdas, om den dödade</P></TD>
<TD colspan=5 class="tr25 td73"><P class="p17 ft2">inte utfärdas, om den dödade</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td60"><P class="p84 ft2">handlingen var en handling vars</P></TD>
<TD colspan=5 class="tr26 td73"><P class="p17 ft2">handlingen var en handling vars</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft2">uppvisande</P></TD>
<TD class="tr25 td63"><P class="p20 ft2">endast</P></TD>
<TD class="tr25 td41"><P class="p71 ft2">utgjorde</P></TD>
<TD class="tr25 td14"><P class="p84 ft31">ett</P></TD>
<TD class="tr25 td90"><P class="p64 ft2">uppvisande</P></TD>
<TD colspan=2 class="tr25 td63"><P class="p63 ft31">endast</P></TD>
<TD class="tr25 td41"><P class="p71 ft2">utgjorde</P></TD>
<TD class="tr25 td6"><P class="p17 ft31">ett</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td60"><P class="p84 ft2">villkor för att någon ska antecknas</P></TD>
<TD colspan=5 class="tr25 td73"><P class="p17 ft2">villkor för att någon ska antecknas</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td60"><P class="p84 ft2">som innehavare av en rättighet på</P></TD>
<TD colspan=5 class="tr26 td73"><P class="p17 ft2">som innehavare av en rättighet på</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td60"><P class="p84 ft2">ett sådant konto som avses i lagen</P></TD>
<TD colspan=5 class="tr25 td73"><P class="p17 ft2">ett sådant konto som avses i lagen</P></TD>
</TR>
<TR>
<TD class="tr25 td121"><P class="p20 ft2">(1998:1479)</P></TD>
<TD colspan=2 class="tr25 td154"><P class="p1 ft2">om kontoföring</P></TD>
<TD class="tr25 td14"><P class="p84 ft2">av</P></TD>
<TD class="tr25 td90"><P class="p64 ft2">(1998:1479)</P></TD>
<TD class="tr25 td55"><P class="p341 ft2">om</P></TD>
<TD colspan=3 class="tr25 td128"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td200"><P class="p20 ft2">finansiella instrument.</P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td134"><P class="p64 ft3">centraler och</P></TD>
<TD colspan=2 class="tr26 td160"><P class="p20 ft2">kontoföring</P></TD>
<TD class="tr26 td6"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD class="tr32 td121"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td63"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td41"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td14"><P class="p20 ft14"> </P></TD>
<TD colspan=4 class="tr32 td269"><P class="p64 ft15">finansiella instrument.</P></TD>
<TD class="tr32 td6"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p337 ft2">En ny handling, som enligt första stycket utfärdas i stället för en dödad inteckningshandling, gäller inte som inteckningshandling förrän anteck- ning gjorts enligt 13 § andra stycket.</P>
<P class="p346 ft22">I fråga om växel och konossement gäller även särskilda bestämmelser om ställande av säkerhet.</P>
<P class="p127 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
</DIV>
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 3</P>
<P class="p1439 ft2">553</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_554" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">554</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P style="text-align: left;padding-right: 113px;margin-top: 0px;margin-bottom: 0px;" class="ft72">Förslag till lag om ändring i skatteförfarandelagen (2011:1244)</P>
<P style="text-align: left;padding-left: 11px;padding-right: 68px;margin-top: 5px;margin-bottom: 0px;" class="ft4">Härigenom föreskrivs i fråga om skatteförfarandelagen (2011:1244) <SPAN class="ft36">dels </SPAN>att 10 kap. 1 §, 34 kap. 9 a § och 38 kap. 1 § ska ha följande</P>
<P class="p16 ft2">lydelse,</P>
<P class="p1448 ft22"><SPAN class="ft41">dels </SPAN>att det ska införas två nya paragrafer, 10 kap. 22 § och 23 kap. 8 §, och närmast före 10 kap. 22 § en ny rubrik av följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 style="width: 305px;margin-top: 12px;font: italic 13px 'Times New Roman';">
<TR>
<TD class="tr27 td50"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P style="text-align: left;padding-left: 175px;margin-top: 11px;margin-bottom: 0px;" class="ft29">10 kap.</P>
<P style="text-align: left;padding-left: 11px;padding-right: 250px;margin-top: 1px;margin-bottom: 0px;text-indent: 177px;" class="ft4">1 § I detta kapitel finns bestämmelser om</P>
<P class="p186 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">skyldighet att göra skatteavdrag (2 §),</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">huvudregeln för skatteavdrag från ersättning för arbete (3 §),</SPAN></P>
<P class="p211 ft4"><SPAN class="ft2">–</SPAN><SPAN class="ft20">undantag från skyldigheten att göra skatteavdrag från ersättning för arbete </SPAN><NOBR>(4–13</NOBR> §§),</P>
<P class="p186 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">anmälningsskyldighet för utbetalare (14 §),</SPAN></P>
<P class="p211 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">huvudregeln för skatteavdrag från ränta, utdelning och annan avkastning (15 §),</SPAN></P>
<P class="p211 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">undantag från skyldigheten att göra skatteavdrag från ränta och utdelning </SPAN><NOBR>(16–18</NOBR> §§),</P>
<P class="p186 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">skyldighet att lämna uppgift om skatteavdrag (19 §),</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr27 td199"><P class="p60 ft2">– återbetalning</P></TD>
<TD class="tr27 td20"><P class="p62 ft2">av</P></TD>
<TD class="tr27 td125"><P class="p62 ft31">skatteavdrag</P></TD>
<TD class="tr27 td97"><P class="p18 ft2">– återbetalning</P></TD>
<TD class="tr27 td20"><P class="p62 ft2">av</P></TD>
<TD class="tr27 td113"><P class="p17 ft31">skatteavdrag</P></TD>
</TR>
<TR>
<TD class="tr25 td199"><P class="p20 ft2">(20 §), <SPAN class="ft3">och</SPAN></P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td125"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td97"><P class="p64 ft2">(20 §),</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td113"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td199"><P class="p60 ft2">– föreläggande</P></TD>
<TD class="tr26 td20"><P class="p62 ft31">att</P></TD>
<TD class="tr26 td125"><P class="p62 ft2">göra skatte-</P></TD>
<TD class="tr26 td97"><P class="p18 ft2">– föreläggande</P></TD>
<TD class="tr26 td20"><P class="p62 ft31">att</P></TD>
<TD class="tr26 td113"><P class="p17 ft2">göra skatte-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td73"><P class="p62 ft2">avdrag eller lämna uppgift om</P></TD>
<TD colspan=3 class="tr25 td60"><P class="p64 ft2">avdrag eller lämna uppgift om</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td17"><P class="p20 ft2">skatteavdrag (21 §)<SPAN class="ft3">.</SPAN></P></TD>
<TD class="tr25 td125"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td60"><P class="p64 ft2">skatteavdrag (21 §)<SPAN class="ft3">, och</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td125"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td97"><P class="p18 ft3">– åtagande att</P></TD>
<TD colspan=2 class="tr26 td93"><P class="p17 ft3">göra skatteav-</P></TD>
</TR>
<TR>
<TD class="tr31 td199"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td125"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td97"><P class="p64 ft3">drag (22 §).</P></TD>
<TD class="tr31 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td113"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p1507 ft53">Åtagande att göra skatteavdrag</P>
<P class="p1485 ft3">22 §</P>
<P class="p1484 ft3">En sådan utländsk värde- papperscentral som avses i 1 kap. 3 § lagen (1998:1479) om värde- papperscentraler och kontoföring av finansiella instrument ska ge in ett åtagande till Skatteverket om att göra skatteavdrag enligt 15 §, om</P>
<P class="p1505 ft36">1. värdepapperscentralen inte bedriver verksamhet från ett fast driftställe i Sverige,</P>
<P class="p1484 ft36">2. värdepapperscentralen kom- mer att betala ut ränta, utdelning eller annan avkastning som är</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_555" style="position:relative; overflow: hidden;margin: 47px 0px 78px 244px;padding: 0px;border: none;width: 380px;">
<TABLE cellpadding=0 cellspacing=0 style="width: 294px;margin-left: 29px;font: italic 13px 'Times New Roman';">
<TR>
<TD colspan=3 class="tr2 td192"><P class="p20 ft3">skattepliktig enligt</P></TD>
<TD colspan=3 class="tr2 td140"><P class="p111 ft28">inkomstskatte-</P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td59"><P class="p20 ft3">lagen (1999:1229), och</P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 3</P></TD>
</TR>
<TR>
<TD class="tr25 td24"><P class="p60 ft3">3. detta</P></TD>
<TD class="tr25 td62"><P class="p86 ft3">görs</P></TD>
<TD colspan=4 class="tr25 td192"><P class="p111 ft3">för ett sådant</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td192"><P class="p20 ft3">avstämningsbolag</P></TD>
<TD class="tr25 td89"><P class="p20 ft3">som</P></TD>
<TD colspan=2 class="tr25 td105"><P class="p111 ft3">avses i</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td24"><P class="p20 ft3">1 kap.</P></TD>
<TD class="tr26 td62"><P class="p92 ft3">10 §</P></TD>
<TD colspan=4 class="tr26 td192"><P class="p111 ft3">aktiebolagslagen</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td140"><P class="p20 ft3">(2005:551).</P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td123"><P class="p111 ft3">Åtagandet ska innehålla nöd-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td24"><P class="p20 ft3">vändiga</P></TD>
<TD colspan=5 class="tr26 td209"><P class="p111 ft3">identifikationsuppgifter</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td152"><P class="p20 ft3">för värdepapperscentralen</P></TD>
<TD class="tr25 td27"><P class="p111 ft28">och</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td59"><P class="p20 ft3">avstämningsbolaget.</P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td123"><P class="p111 ft3">Det som sägs i första och andra</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td123"><P class="p111 ft3">styckena om utländsk värde-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr32 td140"><P class="p20 ft39">papperscentral</P></TD>
<TD colspan=2 class="tr32 td69"><P class="p20 ft39">gäller</P></TD>
<TD class="tr32 td66"><P class="p20 ft39">även</P></TD>
<TD class="tr32 td27"><P class="p111 ft39">för</P></TD>
<TD class="tr32 td47"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P style="text-align: justify;padding-left: 29px;padding-right: 163px;margin-top: 0px;margin-bottom: 0px;" class="ft36">andra utländska juridiska person- er än utländska värdepappers- centraler.</P>
<P class="p302 ft29">23 kap.</P>
<P style="text-align: left;padding-left: 29px;margin-top: 0px;margin-bottom: 0px;" class="ft3">8 §</P>
<P style="text-align: justify;padding-left: 29px;padding-right: 163px;margin-top: 0px;margin-bottom: 0px;text-indent: 11px;" class="ft3">En sådan utländsk värde- papperscentral som avses i 1 kap. 3 § lagen (1998:1479) om värde- papperscentraler och kontoföring av finansiella instrument ska ge in ett åtagande till Skatteverket om att lämna kontrolluppgifter enligt 17 och <NOBR>19–22</NOBR> a kap. samt 2 §, om</P>
<P style="text-align: justify;padding-left: 29px;padding-right: 163px;margin-top: 3px;margin-bottom: 0px;text-indent: 11px;" class="ft36"><SPAN class="ft3">1.</SPAN><SPAN class="ft64">värdepapperscentralen inte bedriver verksamhet från ett fast driftställe i Sverige,</SPAN></P>
<P style="text-align: justify;padding-left: 40px;margin-top: 0px;margin-bottom: 0px;" class="ft3"><SPAN class="ft3">2.</SPAN><SPAN class="ft63">värdepapperscentralen</SPAN></P>
<P style="text-align: justify;padding-left: 29px;padding-right: 163px;margin-top: 0px;margin-bottom: 0px;text-indent: 11px;" class="ft3"><SPAN class="ft28">a)</SPAN><SPAN class="ft63">kommer att tillgodoräkna eller betala ut ränta, utdelning eller annan avkastning,</SPAN></P>
<P style="text-align: justify;padding-left: 29px;padding-right: 163px;margin-top: 0px;margin-bottom: 0px;text-indent: 11px;" class="ft3"><SPAN class="ft28">b)</SPAN><SPAN class="ft63">kommer att betala ut ersättning vid avyttring genom inlösen, eller</SPAN></P>
<P style="text-align: justify;padding-left: 29px;padding-right: 158px;margin-top: 0px;margin-bottom: 0px;text-indent: 11px;" class="ft36"><SPAN class="ft3">c)</SPAN><SPAN class="ft181">kommer att vidta någon åtgärd som medför skyldighet att lämna kontrolluppgift enligt 20, 22</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 style="width: 300px;margin-left: 29px;font: italic 13px 'Times New Roman';">
<TR>
<TD colspan=3 class="tr31 td67"><P class="p20 ft3">och 22 a kap., och</P></TD>
<TD class="tr31 td80"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td24"><P class="p60 ft3">3. detta</P></TD>
<TD class="tr25 td98"><P class="p123 ft3">görs</P></TD>
<TD class="tr25 td136"><P class="p66 ft3">för ett</P></TD>
<TD class="tr25 td80"><P class="p295 ft3">sådant</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td67"><P class="p20 ft3">avstämningsbolag som</P></TD>
<TD class="tr25 td80"><P class="p295 ft3">avses i</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td24"><P class="p20 ft3">1 kap.</P></TD>
<TD class="tr26 td98"><P class="p30 ft3">10 §</P></TD>
<TD colspan=2 class="tr26 td220"><P class="p295 ft28">aktiebolagslagen</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td47"><P class="p20 ft3">(2005:551).</P></TD>
<TD class="tr25 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td80"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td288"><P class="p295 ft3">Åtagandet ska innehålla nöd-</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td24"><P class="p20 ft3">vändiga</P></TD>
<TD colspan=3 class="tr26 td162"><P class="p295 ft3">identifikationsuppgifter</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td288"><P class="p295 ft3">för värdepapperscentralen och</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td67"><P class="p20 ft3">avstämningsbolaget.</P></TD>
<TD class="tr25 td80"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td288"><P class="p295 ft3">Det som sägs i första och andra</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td24"><P class="p20 ft3">styckena</P></TD>
<TD class="tr31 td98"><P class="p92 ft3">om</P></TD>
<TD class="tr31 td136"><P class="p20 ft3">utländsk</P></TD>
<TD class="tr31 td80"><P class="p295 ft3">värde-</P></TD>
<TD class="tr31 td79"><P class="p17 ft2">555</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_556" style="position:relative; overflow: hidden;margin: 48px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:648px;left:379px;width:65px;height:15px;"><SPAN class="ft2">2. åtagande</SPAN></DIV>
<DIV style="position:absolute;top:663px;left:367px;width:189px;height:34px;"><SPAN class="ft41">a) enligt 10 kap. 22 § om att göra skatteavdrag</SPAN></DIV>
<DIV style="position:absolute;top:694px;left:367px;width:189px;height:34px;"><SPAN class="ft41">b) </SPAN><SPAN class="ft22">enligt 23 kap. 6 § om att lämna kontrolluppgifter om pen-</SPAN></DIV>
<DIV style="position:absolute;top:556px;left:367px;width:106px;height:15px;"><SPAN class="ft3">Föreslagen lydelse</SPAN></DIV>
<DIV style="position:absolute;top:142px;left:367px;width:189px;height:300px;"><SPAN class="ft2">Sådana finansiella institut som avses i 2 kap. </SPAN><NOBR><SPAN class="ft2">6–10</SPAN></NOBR><SPAN class="ft2"> §§ lagen (2015:000) om identifiering av rapporteringspliktiga konton med anledning av </SPAN><NOBR><SPAN class="ft2">FATCA-avtalet</SPAN></NOBR><SPAN class="ft2"> och som har antagits som konto- förande institut av en sådan </SPAN><SPAN class="ft3">värde- papperscentral eller en sådan utländsk värdepapperscentral </SPAN><SPAN class="ft2">som avses i 1 kap. 3 § lagen (1998:1479) om </SPAN><SPAN class="ft3">värdepapperscen- traler och </SPAN><SPAN class="ft2">kontoföring av finansi- ella instrument</SPAN><SPAN class="ft3">, </SPAN><SPAN class="ft2">ska lämna </SPAN><SPAN class="ft3">värde- papperscentralen </SPAN><SPAN class="ft2">de uppgifter som krävs för att denne ska kunna identifiera sådana rapporterings- pliktiga konton som avses i 2 kap. 21 § lagen om identifiering av rapporteringspliktiga konton med anledning av </SPAN><NOBR><SPAN class="ft2">FATCA-avtalet.</SPAN></NOBR></DIV>
<DIV style="position:absolute;top:449px;left:367px;width:189px;height:90px;"><SPAN class="ft2">Om kontrolluppgiften ska inne- hålla uppgift om amerikanskt skatteregistreringsnummer (TIN) eller födelsedatum, ska det finans- iella institutet lämna </SPAN><SPAN class="ft3">värde- papperscentralen </SPAN><SPAN class="ft2">uppgift om det.</SPAN></DIV>
<DIV style="border:none;margin: 0px 0px 0px 49px;padding: 0px;border:none;width: 575px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 1px 0px 0px 0px;padding: 0px;border:none;width: 114px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 3</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t132">
<TR>
<TD class="tr28 td50"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td143"><P class="p20 ft3">papperscentral gäller även för</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td143"><P class="p20 ft3">andra utländska juridiska person-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td143"><P class="p20 ft3">er än utländska värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr27 td50"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td143"><P class="p20 ft3">centraler.</P></TD>
</TR>
<TR>
<TD class="tr41 td50"><P class="p20 ft3">Lydelse enligt prop. 2014/15:41</P></TD>
<TD class="tr41 td143"><P class="p20 ft3">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P style="text-align: left;padding-left: 175px;margin-top: 11px;margin-bottom: 0px;" class="ft29">34 kap.</P>
<P style="text-align: left;padding-left: 11px;padding-right: 252px;margin-top: 0px;margin-bottom: 0px;text-indent: 172px;" class="ft4">9 a § Sådana finansiella institut som</P>
<P style="text-align: justify;padding-right: 268px;margin-top: 1px;margin-bottom: 0px;" class="ft2">avses i 2 kap. <NOBR>6–10</NOBR> §§ lagen (2015:000) om identifiering av rapporteringspliktiga konton med anledning av <NOBR>FATCA-avtalet</NOBR> och som har antagits som konto- förande institut av en sådan <SPAN class="ft3">central värdepappersförvarare </SPAN>som avses i 1 kap. 3 § lagen (1998:1479) om kontoföring av finansiella instru- ment) ska lämna <SPAN class="ft3">värdepappersför- vararen </SPAN>de uppgifter som krävs för att denne ska kunna identifiera sådana rapporteringspliktiga kon- ton som avses i 2 kap. 21 § lagen om identifiering av rapporterings- pliktiga konton med anledning av <NOBR>FATCA-avtalet.</NOBR></P>
<P style="text-align: justify;padding-right: 273px;margin-top: 37px;margin-bottom: 0px;text-indent: 11px;" class="ft4">Om kontrolluppgiften ska inne- hålla uppgift om amerikanskt skatteregistreringsnummer (TIN) eller födelsedatum, ska det finans- iella institutet lämna <SPAN class="ft36">värdepapp- ersförvararen </SPAN>uppgift om det.</P>
<P class="p212 ft3">Nuvarande lydelse</P>
<P style="text-align: left;padding-left: 175px;margin-top: 13px;margin-bottom: 0px;" class="ft29">38 kap.</P>
<P style="text-align: left;padding-left: 11px;padding-right: 197px;padding-top: 3px;margin-top: 0px;margin-bottom: 0px;text-indent: 175px;" class="ft2">1 §<SPAN class="ft27">1 </SPAN>Fastställda formulär ska användas för att lämna 1. kontrolluppgifter</P>
<P class="p527 ft2">2. åtagande</P>
<P style="text-align: left;padding-right: 273px;margin-top: 31px;margin-bottom: 0px;text-indent: 11px;" class="ft22"><SPAN class="ft41">a) </SPAN>enligt 23 kap. 6 § om att lämna kontrolluppgifter om pen-</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 28px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<P style="text-align: right;padding-right: 339px;margin-top: 0px;margin-bottom: 0px;" class="ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2011:1289.</P>
<P class="p1433 ft2">556</P>
</DIV>
</DIV>
<DIV id="page_557" style="position:relative; overflow: hidden;margin: 48px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:203px;left:68px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310557x1.jpg/" style="width:123px;height:1px;">
</DIV>
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 499px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 1px 0px 0px 0px;padding: 0px;border:none;width: 205px;overflow: hidden;">
<P class="p1543 ft4">sionsförsäkringar och sådana avtal om tjänstepension som är jämför- bara med en pensionsförsäkring, <SPAN class="ft36">och</SPAN></P>
<P class="p516 ft22"><SPAN class="ft41">b) </SPAN>enligt 23 kap. 7 § om att lämna kontrolluppgifter om gåvor,</P>
<P style="text-align: justify;padding-left: 11px;margin-top: 40px;margin-bottom: 0px;" class="ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft18">deklarationer</SPAN></P>
<P class="p1595 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft18">särskilda uppgifter, och</SPAN></P>
<P style="text-align: justify;padding-left: 11px;margin-top: 3px;margin-bottom: 0px;" class="ft2"><SPAN class="ft2">5.</SPAN><SPAN class="ft18">periodiska sammanställningar.</SPAN></P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 294px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t60">
<TR>
<TD class="tr28 td123"><P class="p20 ft2">sionsförsäkringar och sådana avtal</P></TD>
<TD class="tr28 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr26 td123"><P class="p20 ft2">om tjänstepension som är jämför-</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 3</P></TD>
</TR>
<TR>
<TD class="tr31 td123"><P class="p20 ft2">bara med en pensionsförsäkring,</P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P style="text-align: justify;padding-right: 106px;margin-top: 9px;margin-bottom: 0px;text-indent: 11px;" class="ft4"><SPAN class="ft3">c)</SPAN><SPAN style="font: 13px 'Times New Roman';margin-left: 10px;line-height: 16px;">enligt 23 kap. 7 § om att lämna kontrolluppgifter om gåvor, </SPAN><SPAN class="ft36">och</SPAN></P>
<P class="p273 ft41"><SPAN class="ft28">d)</SPAN><SPAN style="font: italic 13px 'Times New Roman';margin-left: 4px;line-height: 17px;">enligt 23 kap. 8 § om att lämna vissa kontrolluppgifter,</SPAN></P>
</DIV>
</DIV>
<DIV style="border:none;margin: 29px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<P class="p47 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">Denna lag träder i kraft den 1 januari 2016.</SPAN></P>
<P class="p83 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft20">Bestämmelserna i 10 kap. 22 § och 23 kap. 8 § tillämpas första gången på åtaganden som lämnas efter utgången av 2015.</SPAN></P>
<P class="p48 ft22"><SPAN class="ft2">3.</SPAN><SPAN class="ft21">Bestämmelserna i 34 kap. 9 a § tillämpas första gången i fråga om kalenderåret 2016.</SPAN></P>
<P style="text-align: right;padding-right: 51px;margin-top: 472px;margin-bottom: 0px;" class="ft2">557</P>
</DIV>
</DIV>
<DIV id="page_558" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">558</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P style="text-align: left;padding-right: 97px;margin-top: 0px;margin-bottom: 0px;" class="ft67">Förslag till lag om ändring i lagen (2014:484) om en databas för övervakning av och tillsyn över finansmarknaderna</P>
<P class="p666 ft4">Härigenom föreskrivs att 3 § lagen (2014:484) om en databas för övervakning av och tillsyn över finansmarknaderna ska ha följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 class="t129">
<TR>
<TD class="tr27 td50"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p1575 ft2">3 §<SPAN class="ft27">1</SPAN></P>
<P class="p1427 ft4">I databasen får sådana uppgifter behandlas som har samlats in med stöd av</P>
<P class="p1448 ft2">1. 6 kap. 9 § första och andra styckena lagen (1988:1385) om Sveriges riksbank,</P>
</DIV>
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 60px 0px 0px 0px;padding: 0px;border:none;width: 204px;overflow: hidden;">
<P class="p187 ft4"><SPAN class="ft36">2</SPAN>. 10 kap. 2 § första stycket lagen (2004:46) om värdepappers- fonder,</P>
<P style="text-align: right;padding-right: 16px;margin-top: 14px;margin-bottom: 0px;" class="ft4"><SPAN class="ft36">3</SPAN>. 13 kap. 3 § lagen (2004:297) om bank- och finansieringsrörelse, <SPAN class="ft36">4</SPAN>. 7 kap. 4 § första stycket lagen (2005:405) om försäkrings-</P>
<P class="p16 ft2">förmedling,</P>
<P class="p187 ft2"><SPAN class="ft3">5</SPAN>. 5 kap. 10 och 11 §§ lagen (2006:531) om särskild tillsyn över finansiella konglomerat,</P>
<P class="p187 ft2"><SPAN class="ft3">6</SPAN>. 23 kap. 2 § första stycket lagen (2007:528) om värde- pappersmarknaden,</P>
<P class="p187 ft4"><SPAN class="ft36">7</SPAN>. 8 kap. 2 § lagen (2010:751) om betaltjänster,</P>
<P class="p187 ft4"><SPAN class="ft36">8</SPAN>. 14 kap. 5 § försäkringsrörelse- lagen (2010:2043),</P>
<P class="p187 ft2"><SPAN class="ft3">9</SPAN>. 5 kap. 2 § lagen (2011:755) om elektroniska pengar,</P>
<P class="p187 ft2"><SPAN class="ft3">10</SPAN>. 13 kap. 6 § första stycket lagen (2013:561) om förvaltare av alternativa investeringsfonder,</P>
<P style="text-align: justify;padding-right: 16px;margin-top: 1px;margin-bottom: 0px;text-indent: 11px;" class="ft4"><SPAN class="ft36">11</SPAN>. 6 kap. 1 § lagen (2014:968) om särskild tillsyn över kredit- institut och värdepappersbolag, och</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 257px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 style="width: 189px;font: 13px 'Times New Roman';">
<TR>
<TD class="tr27 td16"><P class="p28 ft2">2.</P></TD>
<TD colspan=3 class="tr27 td236"><P class="p17 ft3">9 kap. 3 § första stycket lagen</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td199"><P class="p20 ft3">(1998:1479) om</P></TD>
<TD class="tr25 td128"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td78"><P class="p20 ft3">centraler</P></TD>
<TD class="tr25 td45"><P class="p92 ft3">och</P></TD>
<TD class="tr25 td128"><P class="p17 ft3">kontoföring av</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td143"><P class="p20 ft3">finansiella instrument,</P></TD>
</TR>
<TR>
<TD class="tr32 td16"><P class="p28 ft39">3<SPAN class="ft15">.</SPAN></P></TD>
<TD class="tr32 td98"><P class="p42 ft15">10 kap.</P></TD>
<TD class="tr32 td45"><P class="p86 ft15">2 §</P></TD>
<TD class="tr32 td128"><P class="p17 ft15">första stycket</P></TD>
</TR>
</TABLE>
<P class="p278 ft2">lagen (2004:46) om värdepappers- fonder,</P>
<P class="p635 ft2"><SPAN class="ft3">4</SPAN>. 13 kap. 3 § lagen (2004:297) om bank- och finansieringsrörelse, <SPAN class="ft3">5</SPAN>. 7 kap. 4 § första stycket lagen (2005:405) om försäkrings-</P>
<P class="p16 ft2">förmedling,</P>
<P class="p211 ft4"><SPAN class="ft36">6</SPAN>. 5 kap. 10 och 11 §§ lagen (2006:531) om särskild tillsyn över finansiella konglomerat,</P>
<P class="p211 ft2"><SPAN class="ft3">7</SPAN>. 23 kap. 2 § första stycket lagen (2007:528) om värde- pappersmarknaden,</P>
<P class="p211 ft4"><SPAN class="ft36">8</SPAN>. 8 kap. 2 § lagen (2010:751) om betaltjänster,</P>
<P class="p211 ft2"><SPAN class="ft3">9</SPAN>. 14 kap. 5 § försäkringsrörelse- lagen (2010:2043),</P>
<P class="p211 ft2"><SPAN class="ft3">10</SPAN>. 5 kap. 2 § lagen (2011:755) om elektroniska pengar,</P>
<P class="p211 ft2"><SPAN class="ft3">11</SPAN>. 13 kap. 6 § första stycket lagen (2013:561) om förvaltare av alternativa investeringsfonder,</P>
<P class="p682 ft4"><SPAN class="ft36">12</SPAN>. 6 kap. 1 § lagen (2014:968) om särskild tillsyn över kredit- institut och värdepappersbolag, och</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 55px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P class="p16 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2014:992.</P>
</DIV>
</DIV>
</DIV>
</DIV>
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</DIV>
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 499px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 5px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p117 ft2"><SPAN class="ft3">12</SPAN>. artiklarna <NOBR>99–101,</NOBR> 394, 415, 416, 430 och 451 i Europa- parlamentets och rådets förordning (EU) nr 575/2013 av den 26 juni 2013 om tillsynskrav för kredit- institut och värdepappersföretag och om ändring av förordning (EU) nr 648/2012.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 17px;padding: 0px;border:none;width: 294px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t137">
<TR>
<TD class="tr2 td123"><P class="p111 ft2"><SPAN class="ft3">13</SPAN>. artiklarna <NOBR>99–101,</NOBR> 394, 415,</P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr26 td123"><P class="p111 ft2">416, 430 och 451 i Europa-</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 3</P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p111 ft2">parlamentets och rådets förordning</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td123"><P class="p111 ft2">(EU) nr 575/2013 av den 26 juni</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p111 ft2">2013 om tillsynskrav för kredit-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p111 ft2">institut och värdepappersföretag</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td123"><P class="p111 ft2">och om ändring av förordning</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td123"><P style="text-align: right;padding-right: 103px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft2">(EU) nr 648/2012.</P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
<DIV style="border:none;margin: 28px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<P class="p140 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
<P style="text-align: right;padding-right: 51px;margin-top: 598px;margin-bottom: 0px;" class="ft2">559</P>
</DIV>
</DIV>
<DIV id="page_560" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 3</P>
<P class="p1435 ft2">560</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P style="text-align: justify;padding-right: 118px;margin-top: 0px;margin-bottom: 0px;" class="ft67">Förslag till lag om ändring i lagen (2015:000) om identifiering av rapporteringspliktiga konton med anledning av <NOBR>FATCA-avtalet</NOBR></P>
<P class="p666 ft4">Härigenom föreskrivs att 2 kap. 19 § och 8 kap. 1 § lagen (2015:000) om identifiering av rapporteringspliktiga konton med anledning av <NOBR>FATCA-avtalet</NOBR> ska ha följande lydelse.</P>
<P class="p348 ft3">Lydelse enligt prop. 2014/15:41 Föreslagen lydelse</P>
<P style="text-align: left;padding-left: 179px;margin-top: 14px;margin-bottom: 0px;" class="ft29">2 kap.</P>
<P style="text-align: left;padding-left: 184px;margin-top: 0px;margin-bottom: 0px;" class="ft2">19 §</P>
<P class="p211 ft4">Med rapporteringsskyldigt finansiellt institut avses ett svenskt finansiellt institut som inte är undantaget från rapporteringsskyldighet enligt 3 kap.</P>
<P class="p211 ft2">Det är fondbolaget som förvaltar en värdepappersfond och förvaltaren av alternativa investeringsfonder <NOBR>(AIF-förvaltare)</NOBR> som förvaltar en specialfond som är rapporteringsskyldiga finansiella institut i stället för värdepappersfonden eller specialfonden, om det annars vid tillämpning av första stycket skulle ha varit värdepappersfonden eller specialfonden</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr27 td104"><P class="p20 ft2">som är</P></TD>
<TD class="tr27 td277"><P class="p67 ft2">rapporteringsskyldigt finansiellt institut.</P></TD>
<TD class="tr27 td145"><P class="p17 ft2">Vid tillämpning av</P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p20 ft2">22 a kap.</P></TD>
<TD class="tr25 td277"><P class="p67 ft2">8 § skatteförfarandelagen (2011:1244)</P></TD>
<TD class="tr25 td145"><P class="p17 ft2">ska fondbolaget som</P></TD>
</TR>
</TABLE>
<P class="p278 ft2">förvaltar en värdepappersfond anses vara gäldenär eller garant för rapporteringspliktiga konton hos värdepappersfonden, och AIF- förvaltaren som förvaltar en specialfond anses vara gäldenär eller garant</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR height=0>
<TD width=58px></TD>
<TD width=48px></TD>
<TD width=31px></TD>
<TD width=67px></TD>
<TD width=48px></TD>
<TD width=11px></TD>
<TD width=19px></TD>
<TD width=39px></TD>
<TD width=9px></TD>
<TD width=12px></TD>
<TD width=26px></TD>
<TD width=25px></TD>
</TR>
<TR>
<TD colspan=7 class="tr31 td343"><P class="p20 ft2">för rapporteringspliktiga konton hos specialfonden.</P></TD>
<TD class="tr31 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td50"><P class="p30 ft2">Vid tillämpning av första eller</P></TD>
<TD colspan=8 class="tr25 td143"><P class="p17 ft2">Vid tillämpning av första eller</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td50"><P class="p20 ft2">andra stycket ska ett utländskt</P></TD>
<TD colspan=8 class="tr26 td143"><P class="p17 ft2">andra stycket ska ett utländskt</P></TD>
</TR>
<TR>
<TD class="tr25 td135"><P class="p20 ft2">finansiellt</P></TD>
<TD class="tr25 td77"><P class="p20 ft2">instituts</P></TD>
<TD class="tr25 td71"><P class="p20 ft2">fasta</P></TD>
<TD class="tr25 td170"><P class="p30 ft2">driftställe</P></TD>
<TD colspan=2 class="tr25 td28"><P class="p20 ft2">finansiellt</P></TD>
<TD colspan=4 class="tr25 td171"><P class="p20 ft2">instituts fasta</P></TD>
<TD colspan=2 class="tr25 td107"><P class="p28 ft2">driftställe</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td50"><P class="p20 ft2">i Sverige anses vara ett svenskt</P></TD>
<TD colspan=8 class="tr25 td143"><P class="p17 ft2">i Sverige anses vara ett svenskt</P></TD>
</TR>
<TR>
<TD class="tr26 td135"><P class="p20 ft2">finansiellt</P></TD>
<TD class="tr26 td77"><P class="p64 ft31">institut.</P></TD>
<TD class="tr26 td71"><P class="p32 ft2">Ett</P></TD>
<TD class="tr26 td170"><P class="p30 ft2">svenskt</P></TD>
<TD colspan=2 class="tr26 td28"><P class="p20 ft2">finansiellt</P></TD>
<TD colspan=2 class="tr26 td135"><P class="p94 ft2">institut.</P></TD>
<TD colspan=2 class="tr26 td20"><P class="p1 ft2">Ett</P></TD>
<TD colspan=2 class="tr26 td107"><P class="p17 ft2">svenskt</P></TD>
</TR>
<TR>
<TD class="tr25 td135"><P class="p20 ft2">finansiellt</P></TD>
<TD class="tr25 td77"><P class="p20 ft2">instituts</P></TD>
<TD class="tr25 td71"><P class="p20 ft2">fasta</P></TD>
<TD class="tr25 td170"><P class="p30 ft2">driftställe</P></TD>
<TD colspan=2 class="tr25 td28"><P class="p20 ft2">finansiellt</P></TD>
<TD colspan=4 class="tr25 td171"><P class="p20 ft2">instituts fasta</P></TD>
<TD colspan=2 class="tr25 td107"><P class="p28 ft2">driftställe</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td50"><P class="p20 ft2">i en annan stat eller jurisdiktion</P></TD>
<TD colspan=8 class="tr25 td143"><P class="p17 ft2">i en annan stat eller jurisdiktion</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td50"><P class="p20 ft2">ska dock inte anses vara ett</P></TD>
<TD colspan=8 class="tr25 td143"><P class="p17 ft2">ska dock inte anses vara ett</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td50"><P class="p20 ft2">svenskt finansiellt institut.</P></TD>
<TD class="tr26 td77"><P class="p20 ft2">svenskt</P></TD>
<TD colspan=3 class="tr26 td52"><P class="p91 ft2">finansiellt</P></TD>
<TD colspan=3 class="tr26 td70"><P class="p26 ft2">institut.</P></TD>
<TD class="tr26 td55"><P class="p17 ft3">Vid</P></TD>
</TR>
<TR>
<TD class="tr25 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td170"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td143"><P class="p17 ft3">tillämpning av första stycket ska</P></TD>
</TR>
<TR>
<TD class="tr25 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td170"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td143"><P class="p17 ft3">en sådan utländsk värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td77"><P class="p20 ft3">central</P></TD>
<TD colspan=2 class="tr26 td84"><P class="p20 ft3">som</P></TD>
<TD class="tr26 td65"><P class="p94 ft3">avses</P></TD>
<TD class="tr26 td57"><P class="p20 ft3">i</P></TD>
<TD colspan=2 class="tr26 td95"><P class="p71 ft3">1 kap.</P></TD>
<TD class="tr26 td55"><P class="p17 ft3">3 §</P></TD>
</TR>
<TR>
<TD class="tr25 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td170"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td143"><P class="p17 ft3">lagen (1998:1479) om värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td170"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td131"><P class="p20 ft3">papperscentraler och</P></TD>
<TD colspan=3 class="tr25 td96"><P class="p17 ft28">kontoföring</P></TD>
</TR>
<TR>
<TD class="tr26 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td170"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td143"><P class="p17 ft3">av finansiella instrument och som</P></TD>
</TR>
<TR>
<TD class="tr25 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td170"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td143"><P class="p17 ft3">ska ge in ett åtagande till</P></TD>
</TR>
<TR>
<TD class="tr25 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td170"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td116"><P class="p20 ft3">Skatteverket</P></TD>
<TD class="tr25 td65"><P class="p84 ft28">enligt</P></TD>
<TD colspan=3 class="tr25 td70"><P class="p1 ft3">23 kap.</P></TD>
<TD class="tr25 td55"><P class="p17 ft3">8 §</P></TD>
</TR>
<TR>
<TD class="tr26 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td170"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr26 td131"><P class="p20 ft3">skatteförfarandelagen</P></TD>
<TD colspan=2 class="tr26 td95"><P class="p20 ft3">anses</P></TD>
<TD class="tr26 td55"><P class="p17 ft3">vara</P></TD>
</TR>
<TR>
<TD class="tr25 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td170"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td143"><P class="p17 ft3">ett svenskt finansiellt institut om</P></TD>
</TR>
<TR>
<TD class="tr25 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td170"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td143"><P class="p17 ft3">det är ett finansiellt institut enligt</P></TD>
</TR>
<TR>
<TD class="tr27 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td170"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr27 td131"><P class="p20 ft28"><NOBR>6–10</NOBR> §§ i detta kapitel.</P></TD>
<TD class="tr27 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
</DIV>
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<DIV style="position:absolute;top:355px;left:0px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310561x1.jpg/" style="width:123px;height:1px;">
</DIV>
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 406px;overflow: hidden;">
<P style="text-align: justify;padding-left: 179px;margin-top: 0px;margin-bottom: 0px;" class="ft29"><SPAN class="ft29">8</SPAN><SPAN style="font: bold 13px 'Times New Roman';margin-left: 3px;line-height: 15px;">kap.</SPAN></P>
<P class="p1510 ft2">1 §</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr34 td18"><P class="p60 ft2">Om</P></TD>
<TD colspan=2 class="tr34 td109"><P class="p20 ft2">det</P></TD>
<TD colspan=5 class="tr34 td233"><P class="p113 ft2">rapporteringsskyldiga</P></TD>
<TD class="tr34 td18"><P class="p60 ft2">Om</P></TD>
<TD class="tr34 td163"><P class="p20 ft2">det</P></TD>
<TD colspan=5 class="tr34 td224"><P class="p17 ft31">rapporteringsskyldiga</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p20 ft2">finansiella institutet är en sådan</P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">finansiella institutet är en sådan</P></TD>
</TR>
<TR>
<TD class="tr26 td18"><P class="p20 ft3">central</P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr26 td210"><P class="p113 ft3">värdepappersförvarare</P></TD>
<TD colspan=5 class="tr26 td184"><P class="p20 ft3">värdepapperscentral</P></TD>
<TD class="tr26 td63"><P class="p91 ft3">eller</P></TD>
<TD class="tr26 td20"><P class="p17 ft3">en</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td170"><P class="p20 ft2">som avses</P></TD>
<TD class="tr25 td61"><P class="p66 ft2">i</P></TD>
<TD class="tr25 td69"><P class="p26 ft2">1 kap.</P></TD>
<TD class="tr25 td54"><P class="p91 ft2">3 §</P></TD>
<TD colspan=2 class="tr25 td114"><P class="p113 ft2">lagen</P></TD>
<TD class="tr25 td18"><P class="p20 ft3">sådan</P></TD>
<TD colspan=3 class="tr25 td105"><P class="p66 ft3">utländsk</P></TD>
<TD colspan=3 class="tr25 td56"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td170"><P class="p20 ft2">(1998:1479)</P></TD>
<TD colspan=4 class="tr25 td154"><P class="p135 ft2">om kontoföring</P></TD>
<TD class="tr25 td35"><P class="p113 ft2">av</P></TD>
<TD class="tr25 td18"><P class="p20 ft3">central</P></TD>
<TD class="tr25 td163"><P class="p71 ft2">som</P></TD>
<TD class="tr25 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td163"><P class="p20 ft31">avses</P></TD>
<TD class="tr25 td58"><P class="p135 ft2">i</P></TD>
<TD class="tr25 td63"><P class="p86 ft2">1 kap.</P></TD>
<TD class="tr25 td20"><P class="p17 ft2">3 §</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td141"><P class="p20 ft2">finansiella</P></TD>
<TD class="tr26 td198"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td78"><P class="p20 ft2">instrument,</P></TD>
<TD class="tr26 td54"><P class="p135 ft2">ska</P></TD>
<TD class="tr26 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p113 ft31">den</P></TD>
<TD colspan=7 class="tr26 td124"><P class="p20 ft2">lagen (1998:1479) om <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p20 ft2">som har antagits som kontoförande</P></TD>
<TD colspan=5 class="tr25 td184"><P class="p20 ft3">papperscentraler och</P></TD>
<TD colspan=2 class="tr25 td96"><P class="p17 ft2">kontoföring</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p20 ft2">institut och som utför registrer-</P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">av finansiella instrument, ska den</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td122"><P class="p20 ft2">ingsåtgärder i stället för <SPAN class="ft3">den</SPAN></P></TD>
<TD colspan=7 class="tr26 td124"><P class="p20 ft2">som har antagits som kontoförande</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td141"><P class="p20 ft3">centrala</P></TD>
<TD colspan=6 class="tr25 td210"><P class="p113 ft28">värdepappersförvararen</P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">institut och som utför registrer-</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p20 ft2">tillämpa <NOBR>4–8</NOBR> kap. med avseende på</P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">ingsåtgärder i stället för <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td122"><P class="p20 ft2">konton som är föremål för sådana</P></TD>
<TD colspan=4 class="tr26 td97"><P class="p20 ft3">papperscentralen</P></TD>
<TD colspan=2 class="tr26 td28"><P class="p91 ft2">tillämpa</P></TD>
<TD class="tr26 td20"><P class="p17 ft2">4–</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p20 ft2">registreringsåtgärder. <SPAN class="ft3">Den centrala</SPAN></P></TD>
<TD colspan=2 class="tr25 td81"><P class="p20 ft2">8 kap. med</P></TD>
<TD colspan=3 class="tr25 td85"><P class="p26 ft2">avseende</P></TD>
<TD colspan=2 class="tr25 td96"><P class="p17 ft2">på konton</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td126"><P class="p20 ft28">värdepappersförvararen</P></TD>
<TD class="tr25 td54"><P class="p68 ft2">ska</P></TD>
<TD colspan=2 class="tr25 td114"><P class="p113 ft2">sam-</P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">som är föremål för sådana regis-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td141"><P class="p20 ft2">manställa</P></TD>
<TD colspan=2 class="tr26 td84"><P class="p71 ft2">och</P></TD>
<TD colspan=3 class="tr26 td196"><P class="p1 ft2">tillhandahålla</P></TD>
<TD class="tr26 td35"><P class="p113 ft2">det</P></TD>
<TD colspan=4 class="tr26 td97"><P class="p20 ft2">treringsåtgärder.</P></TD>
<TD colspan=3 class="tr26 td56"><P class="p17 ft28">Värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p20 ft2">kontoförande institutet den infor-</P></TD>
<TD colspan=3 class="tr25 td171"><P class="p20 ft3">centralen <SPAN class="ft2">ska</SPAN></P></TD>
<TD colspan=3 class="tr25 td76"><P class="p64 ft2">sammanställa</P></TD>
<TD class="tr25 td20"><P class="p17 ft2">och</P></TD>
</TR>
<TR>
<TD class="tr25 td18"><P class="p20 ft2">mation</P></TD>
<TD colspan=3 class="tr25 td69"><P class="p64 ft2">som</P></TD>
<TD colspan=4 class="tr25 td145"><P class="p113 ft2">det kontoförande</P></TD>
<TD colspan=3 class="tr25 td171"><P class="p20 ft2">tillhandahålla</P></TD>
<TD class="tr25 td163"><P class="p64 ft2">det</P></TD>
<TD colspan=3 class="tr25 td56"><P class="p17 ft2">kontoförande</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td122"><P class="p20 ft2">institutet behöver för att tillämpa</P></TD>
<TD colspan=7 class="tr26 td124"><P class="p20 ft2">institutet den information som det</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td141"><P class="p20 ft2"><NOBR>4–8</NOBR> kap.</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td124"><P class="p20 ft2">kontoförande institutet behöver för</P></TD>
</TR>
<TR>
<TD class="tr27 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td35"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr27 td184"><P class="p20 ft2">att tillämpa <NOBR>4–8</NOBR> kap.</P></TD>
<TD class="tr27 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td20"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P style="text-align: justify;padding-right: 13px;margin-top: 28px;margin-bottom: 0px;text-indent: 11px;" class="ft4">Denna lag träder i kraft den 1 januari 2016 och tillämpas första gången i fråga om kalenderåret 2016.</P>
</DIV>
<DIV style="float:left;border:none;margin: 1px 0px 0px 0px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 3</P>
<P class="p1439 ft2">561</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_562" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 4</P>
<P class="p1435 ft2">562</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P style="text-align: left;padding-right: 97px;margin-top: 0px;margin-bottom: 0px;" class="ft111">Lagförslag i promemorian En global standard för automatiskt utbyte av upplysningar om finansiella konton</P>
<P style="text-align: left;padding-right: 68px;margin-top: 10px;margin-bottom: 0px;" class="ft22">Promemorians lagförslag har kortats. Här redovisas endast de ändringsförslag som denna proposition behandlar.</P>
<P style="text-align: left;padding-right: 73px;margin-top: 29px;margin-bottom: 0px;" class="ft67">Förslag till lag om identifiering av rapporteringspliktiga konton vid automatiskt utbyte av upplysningar om finansiella konton</P>
<P class="p892 ft2">Härigenom föreskrivs följande.</P>
<P class="p260 ft77">2 kap. Definitioner och förklaringar</P>
<P class="p706 ft29">Finansiellt konto</P>
<P style="text-align: left;padding-right: 68px;margin-top: 3px;margin-bottom: 0px;" class="ft4"><SPAN class="ft96">11 § </SPAN>Med finansiellt konto avses ett konto hos ett finansiellt institut som är</P>
<P class="p211 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft18">ett </SPAN><NOBR>företags-,</NOBR> <NOBR>löne-,</NOBR> <NOBR>person-,</NOBR> <NOBR>spar-,</NOBR> kapital- eller girokonto eller konto som finns dokumenterat genom insättningsbevis, sparbevis, investerings- bevis, inlåningsbevis, eller annat liknande instrument som tillhandahålls av ett finansiellt institut inom ramen för dess regelmässiga verksamhet som kreditinstitut eller liknande verksamhet, samt belopp som förvaltas av ett försäkringsföretag och som i enlighet med ett avtal om garanterad investering eller liknande avtal är föremål för utbetalning eller tillgodoräknande av ränta (inlåningskonto),</P>
<P class="p682 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft30">ett annat konto än ett försäkrings- eller livränteavtal och som förs till förmån för någon annan person och innehåller finansiella tillgångar (depåkonto),</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft19">en andel i eget kapital eller skulder i en investeringsenhet,</SPAN></P>
<P class="p211 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft18">en andel i eget kapital eller skulder i en enhet som är ett annat finansiellt institut än ett sådant som avses i 3, om typen av andel har valts</SPAN></P>
<P class="p278 ft2"><SPAN class="ft2">i</SPAN><SPAN style="font: 13px 'Times New Roman';margin-left: 6px;line-height: 15px;">syfte att undvika att andelen är att anse som ett rapporteringspliktigt konto enligt denna lag, eller</SPAN></P>
<P class="p211 ft4"><SPAN class="ft2">5.</SPAN><SPAN class="ft30">ett försäkringsavtal med kontantvärde eller livränteavtal som tecknas eller förvaltas av ett finansiellt institut.</SPAN></P>
<P class="p211 ft2">En andel i eget kapital eller skulder i en investeringsenhet ska, trots det som anges i första stycket 3, inte anses vara ett finansiellt konto om investeringsenheten är ett finansiellt institut endast på grund av att den</P>
<P class="p211 ft4"><SPAN class="ft2">1.</SPAN><SPAN class="ft30">erbjuder investeringsrådgivning till kund och agerar för sådan kunds räkning, eller</SPAN></P>
<P class="p211 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">hanterar portföljer för kund och agerar på sådan kunds vägnar i syfte att investera, förvalta eller administrera finansiella tillgångar som i kundens namn sätts in hos ett annat finansiellt institut.</SPAN></P>
<P class="p211 ft2">Ett konto som avses i första stycket ska, trots det som anges i första stycket, inte anses vara ett finansiellt konto om det är undantaget från</P>
<P class="p125 ft2">rapporteringsplikt enligt bestämmelserna i 3 kap.</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_563" style="position:relative; overflow: hidden;margin: 50px 0px 81px 68px;padding: 0px;border: none;width: 556px;">
<DIV style="position:absolute;top:229px;left:0px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310563x1.jpg/" style="width:123px;height:1px;">
</DIV>
<DIV class="dclr"></DIV>
<DIV>
<DIV style="float:left;border:none;margin: 1px 0px 0px 0px;padding: 0px;border:none;width: 406px;overflow: hidden;">
<P class="p16 ft77">8 kap. Övriga bestämmelser</P>
<P style="text-align: left;padding-right: 25px;margin-top: 7px;margin-bottom: 0px;" class="ft96">Kontoförande instituts skyldigheter när en värdepapperscentral är rapporteringsskyldigt finansiellt institut</P>
<P class="p667 ft2"><SPAN class="ft29">1 § </SPAN>Om det rapporteringsskyldiga finansiella institutet är en sådan värdepapperscentral eller en sådan utländsk värdepapperscentral som avses i 1 kap. 3 § lagen (1998:1479) om värdepapperscentraler och kontoföring av finansiella instrument, ska den som har antagits som kontoförande institut och som utför registreringsåtgärder i stället för värdepapperscentralen tillämpa <NOBR>4–8</NOBR> kap. med avseende på konton som är föremål för sådana registreringsåtgärder. Värdepapperscentralen ska sammanställa och tillhandahålla det kontoförande institutet den information som det kontoförande institutet behöver för att tillämpa 4– 8 kap.</P>
<P style="text-align: left;padding-left: 11px;margin-top: 35px;margin-bottom: 0px;" class="ft2">Denna lag träder i kraft den 1 januari 2016.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 4</P>
<P class="p1439 ft2">563</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_564" style="position:relative; overflow: hidden;margin: 49px 0px 81px 36px;padding: 0px;border: none;width: 588px;">
<DIV style="position:absolute;top:620px;left:127px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310564x1.jpg/" style="width:123px;height:1px;">
</DIV>
<DIV style="border:none;margin: 0px 0px 0px 13px;padding: 0px;border:none;width: 507px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 114px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 4</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<P style="text-align: left;padding-right: 45px;margin-top: 0px;margin-bottom: 0px;" class="ft72">Förslag till lag om ändring i skatteförfarandelagen (2011:1244)</P>
<P class="p573 ft4">Härigenom föreskrivs i fråga om skatteförfarandelagen (2011:1244) att det ska införas en ny paragraf, 34 kap. 9 c §, och närmast före 34 kap. 9 c § en ny rubrik av följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 class="t141">
<TR>
<TD class="tr43 td195"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD colspan=6 class="tr43 td200"><P style="text-align: left;padding-left: 52px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft3">Föreslagen lydelse</P></TD>
<TD class="tr43 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td195"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td81"><P class="p219 ft29">34 kap.</P></TD>
<TD class="tr41 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td195"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td80"><P style="text-align: left;padding-left: 52px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft3">9 c §</P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td195"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td237"><P style="text-align: left;padding-left: 64px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft28">Sådana</P></TD>
<TD colspan=3 class="tr26 td101"><P class="p68 ft3">finansiella</P></TD>
<TD colspan=2 class="tr26 td69"><P class="p20 ft3">institut</P></TD>
<TD class="tr26 td14"><P class="p17 ft3">som</P></TD>
</TR>
<TR>
<TD class="tr25 td195"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td80"><P style="text-align: left;padding-left: 52px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft3">avses</P></TD>
<TD class="tr25 td6"><P class="p1 ft3">i</P></TD>
<TD colspan=2 class="tr25 td69"><P class="p66 ft3">2 kap.</P></TD>
<TD colspan=2 class="tr25 td136"><P class="p68 ft28"><NOBR>6–10</NOBR> §§</P></TD>
<TD colspan=2 class="tr25 td18"><P class="p17 ft3">lagen</P></TD>
</TR>
<TR>
<TD class="tr25 td195"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td159"><P style="text-align: left;padding-left: 52px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft3">(2015:000)</P></TD>
<TD class="tr25 td55"><P class="p20 ft3">om</P></TD>
<TD colspan=3 class="tr25 td101"><P class="p1 ft3">identifiering</P></TD>
<TD class="tr25 td14"><P class="p17 ft3">av</P></TD>
</TR>
<TR>
<TD class="tr26 td195"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr26 td200"><P style="text-align: left;padding-left: 52px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft3">rapporteringspliktiga</P></TD>
<TD colspan=2 class="tr26 td69"><P class="p86 ft3">konton</P></TD>
<TD class="tr26 td14"><P class="p17 ft3">vid</P></TD>
</TR>
<TR>
<TD class="tr25 td195"><P class="p20 ft6"> </P></TD>
<TD colspan=9 class="tr25 td31"><P style="text-align: left;padding-left: 52px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft28">automatiskt utbyte av upplysningar</P></TD>
</TR>
<TR>
<TD class="tr25 td195"><P class="p20 ft6"> </P></TD>
<TD colspan=9 class="tr25 td31"><P style="text-align: left;padding-left: 52px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft3">om finansiella konton och som har</P></TD>
</TR>
<TR>
<TD class="tr26 td195"><P class="p20 ft6"> </P></TD>
<TD colspan=9 class="tr26 td31"><P style="text-align: left;padding-left: 52px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft3">antagits som kontoförande institut</P></TD>
</TR>
<TR>
<TD class="tr25 td195"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td81"><P style="text-align: left;padding-left: 52px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft3">av</P></TD>
<TD class="tr25 td91"><P class="p20 ft3">en</P></TD>
<TD colspan=2 class="tr25 td27"><P class="p20 ft28">sådan</P></TD>
<TD colspan=5 class="tr25 td145"><P class="p17 ft3">värdepapperscentral</P></TD>
</TR>
<TR>
<TD class="tr25 td195"><P class="p20 ft6"> </P></TD>
<TD colspan=9 class="tr25 td31"><P style="text-align: left;padding-left: 52px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft3">eller en sådan utländsk värde-</P></TD>
</TR>
<TR>
<TD class="tr26 td195"><P class="p20 ft6"> </P></TD>
<TD colspan=9 class="tr26 td31"><P style="text-align: left;padding-left: 52px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft3">papperscentral som avses i 1 kap.</P></TD>
</TR>
<TR>
<TD class="tr25 td195"><P class="p20 ft6"> </P></TD>
<TD colspan=9 class="tr25 td31"><P style="text-align: left;padding-left: 52px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft3">3 § lagen (1998:1479) om värde-</P></TD>
</TR>
<TR>
<TD class="tr25 td195"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td210"><P style="text-align: left;padding-left: 52px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft3">papperscentraler</P></TD>
<TD class="tr25 td89"><P class="p71 ft3">och</P></TD>
<TD colspan=3 class="tr25 td79"><P class="p17 ft3">kontoföring</P></TD>
</TR>
<TR>
<TD class="tr26 td195"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td81"><P style="text-align: left;padding-left: 52px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft3">av</P></TD>
<TD colspan=4 class="tr26 td125"><P class="p64 ft3">finansiella</P></TD>
<TD colspan=3 class="tr26 td101"><P class="p1 ft3">instrument</P></TD>
<TD class="tr26 td14"><P class="p17 ft3">ska</P></TD>
</TR>
<TR>
<TD class="tr25 td195"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td80"><P style="text-align: left;padding-left: 52px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft3">lämna</P></TD>
<TD colspan=6 class="tr25 td176"><P class="p17 ft3">värdepapperscentralen</P></TD>
<TD class="tr25 td14"><P class="p17 ft3">de</P></TD>
</TR>
<TR>
<TD class="tr25 td195"><P class="p20 ft6"> </P></TD>
<TD colspan=9 class="tr25 td31"><P style="text-align: left;padding-left: 52px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft3">uppgifter som krävs för att denne</P></TD>
</TR>
<TR>
<TD class="tr26 td195"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td81"><P style="text-align: left;padding-left: 52px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft3">ska</P></TD>
<TD colspan=3 class="tr26 td107"><P class="p32 ft3">kunna</P></TD>
<TD colspan=3 class="tr26 td132"><P class="p91 ft3">identifiera</P></TD>
<TD colspan=2 class="tr26 td18"><P class="p17 ft3">sådana</P></TD>
</TR>
<TR>
<TD class="tr25 td195"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td200"><P style="text-align: left;padding-left: 52px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft3">rapporteringspliktiga</P></TD>
<TD colspan=2 class="tr25 td69"><P class="p20 ft3">konton</P></TD>
<TD class="tr25 td14"><P class="p17 ft3">som</P></TD>
</TR>
<TR>
<TD class="tr25 td195"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td80"><P style="text-align: left;padding-left: 52px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft3">avses</P></TD>
<TD class="tr25 td6"><P class="p26 ft3">i</P></TD>
<TD colspan=2 class="tr25 td69"><P class="p1 ft3">2 kap.</P></TD>
<TD class="tr25 td89"><P class="p42 ft3">19 §</P></TD>
<TD colspan=2 class="tr25 td69"><P class="p86 ft3">lagen</P></TD>
<TD class="tr25 td14"><P class="p17 ft3">om</P></TD>
</TR>
<TR>
<TD class="tr26 td195"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td159"><P style="text-align: left;padding-left: 52px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft3">identifiering</P></TD>
<TD class="tr26 td55"><P class="p60 ft3">av</P></TD>
<TD colspan=4 class="tr26 td47"><P class="p17 ft3">rapporterings-</P></TD>
</TR>
<TR>
<TD class="tr25 td195"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td237"><P style="text-align: left;padding-left: 52px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft3">pliktiga</P></TD>
<TD colspan=2 class="tr25 td69"><P class="p20 ft3">konton</P></TD>
<TD class="tr25 td89"><P class="p1 ft3">vid</P></TD>
<TD colspan=3 class="tr25 td79"><P class="p17 ft3">automatiskt</P></TD>
</TR>
<TR>
<TD class="tr25 td195"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td80"><P style="text-align: left;padding-left: 52px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft3">utbyte</P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft3">av</P></TD>
<TD colspan=4 class="tr25 td144"><P class="p111 ft3">upplysningar</P></TD>
<TD class="tr25 td14"><P class="p17 ft3">om</P></TD>
</TR>
<TR>
<TD class="tr26 td195"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr26 td200"><P style="text-align: left;padding-left: 52px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft3">finansiella konton.</P></TD>
<TD class="tr26 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td195"><P class="p20 ft6"> </P></TD>
<TD colspan=9 class="tr25 td31"><P class="p17 ft3">Om kontrolluppgiften ska inne-</P></TD>
</TR>
<TR>
<TD class="tr25 td195"><P class="p20 ft6"> </P></TD>
<TD colspan=9 class="tr25 td31"><P style="text-align: left;padding-left: 52px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft3">hålla uppgift om skatteregi-</P></TD>
</TR>
<TR>
<TD class="tr26 td195"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr26 td210"><P style="text-align: left;padding-left: 52px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft3">streringsnummer</P></TD>
<TD colspan=2 class="tr26 td136"><P class="p91 ft3">(TIN),</P></TD>
<TD colspan=2 class="tr26 td18"><P class="p17 ft3">födelse-</P></TD>
</TR>
<TR>
<TD class="tr25 td195"><P class="p20 ft6"> </P></TD>
<TD colspan=9 class="tr25 td31"><P style="text-align: left;padding-left: 52px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft3">datum eller födelseort, ska det</P></TD>
</TR>
<TR>
<TD class="tr25 td195"><P class="p20 ft6"> </P></TD>
<TD colspan=9 class="tr25 td31"><P style="text-align: left;padding-left: 52px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft3">finansiella institutet lämna värde-</P></TD>
</TR>
<TR>
<TD class="tr27 td195"><P class="p20 ft6"> </P></TD>
<TD colspan=9 class="tr27 td31"><P style="text-align: left;padding-left: 52px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft3">papperscentralen uppgift om det.</P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
<DIV style="border:none;margin: 26px 0px 0px 0px;padding: 0px;border:none;width: 588px;overflow: hidden;">
<P class="p511 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">Denna lag träder i kraft den 1 januari 2016.</SPAN></P>
<P class="p493 ft22"><SPAN class="ft2">2.</SPAN><SPAN class="ft47">Lagen tillämpas första gången på uppgifter som avser kalenderåret 2016.</SPAN></P>
<P style="text-align: left;margin-top: 84px;margin-bottom: 0px;" class="ft2">564</P>
</DIV>
</DIV>
<DIV id="page_565" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 406px;overflow: hidden;">
<P style="text-align: left;padding-right: 23px;margin-top: 0px;margin-bottom: 0px;font: 20px 'Times New Roman';line-height: 24px;">Remissinstanser som har haft möjlighet att yttra sig över promemorian Värdepapperscentraler och kontoföring av finansiella instrument</P>
<P class="p16 ft1">(Ds 2015:2)</P>
</DIV>
<DIV style="float:left;border:none;margin: 1px 0px 0px 0px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 5</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 17px 0px 0px 0px;padding: 0px;border:none;width: 573px;overflow: hidden;">
<P class="p789 ft2">Sveriges riksbank, Justitieombudsmannen, Svea hovrätt, Stockholms tingsrätt, Kammarrätten i Stockholm, Förvaltningsrätten i Stockholm, Domstolsverket, Ekobrottsmyndigheten, Konsumentverket, Stockholms Handelskammare, Riksgäldskontoret, Finansinspektionen, Skatteverket, Kronofogdemyndigheten, Statistiska centralbyrån, Juridiska fakultets- nämnden vid Stockholms universitet, Konkurrensverket, Bolagsverket, Regelrådet, Sveriges advokatsamfund, Svenskt Näringsliv, Företagarna, Svensk Försäkring, Tjänstemännens Centralorganisation (TCO), Sveriges Akademikers Centralorganisation (SACO), Landsorganisationen i Sverige (LO), Näringslivets Regelnämnd (NNR), Småföretagarnas riks- förbund, Svenska journalistförbundet, Svenska tidningsutgivareföre- ningen, Svenska Bankföreningen, Svenska Fondhandlareföreningen, Fondbolagens förening, Svenska riskkapitalföreningen, Nasdaq OMX Stockholm AB, Nordic Growth Market NGM AB, Aktietorget AB, Bankgirocentralen BGC AB, Euroclear Sweden AB, FAR SRS, Finans- bolagens Förening, Finansförbundet, Bankinstitutens arbetsgivareorgani- sation, Föreningen för god sed på värdepappersmarknaden, Sveriges Aktiesparares Riksförbund och Sveriges Kommuner och Landsting.</P>
<P style="text-align: right;margin-top: 389px;margin-bottom: 0px;" class="ft2">565</P>
</DIV>
</DIV>
<DIV id="page_566" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 556px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 6</P>
<P class="p1435 ft2">566</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<P style="text-align: left;padding-right: 10px;margin-top: 0px;margin-bottom: 0px;font: 20px 'Times New Roman';line-height: 24px;">Remissinstanser som har haft möjlighet att yttra sig över promemorian En global standard för automatiskt utbyte av upplysningar om finansiella konton</P>
<P style="text-align: justify;margin-top: 10px;margin-bottom: 0px;" class="ft2">Efter remiss har yttranden inkommit från Kammarrätten i Stockholm, Justitiekanslern, Ekobrottsmyndigheten, Datainspektionen, Pensions- myndigheten, Riksgäldskontoret, Finansinspektionen, Skatteverket, Bokföringsnämnden, Kammarkollegiet, Juridiska fakulteten vid Uppsala Universitet, Regelrådet, Euroclear Sweden AB, Finansbolagens förening, Fondbolagens förening, Nasdaq OMX Stockholm AB, Nasdaq OMX Clearing AB, Näringslivets Skattedelegation, Svenska Bankföreningen, Svensk Försäkring, Svenskt Näringsliv, Sveriges advokatsamfund och Tjänstepensionsförbundet.</P>
<P class="p297 ft4">Aktiespararna, FAR, Företagarna, Konsumenternas Bank- och finansbyrå, Nordic Growth Market NGM, Näringslivets Regelnämnd, Sparbankernas Riksförbund, Svenska Fondhandlareföreningen, Svenska försäkringsförmedlares förening, Svenska riskkapitalföreningen och Utländska försäkringsbolags förening har inte yttrat sig eller har angett att de avstår från att yttra sig.</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_567" style="position:relative; overflow: hidden;margin: 50px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 406px;overflow: hidden;">
<P class="p1421 ft111">Lagförslag i lagrådsremissen Värdepapperscentraler och kontoföring av finansiella instrument</P>
<P class="p367 ft26">Förslag till lag om ändring i föräldrabalken</P>
<P style="text-align: left;padding-right: 13px;padding-top: 3px;margin-top: 12px;margin-bottom: 0px;text-indent: 11px;" class="ft2">Härigenom föreskrivs att 13 kap. 19 §, 14 kap. 21 § och 16 kap. 10 a § föräldrabalken<SPAN class="ft27">1 </SPAN>ska ha följande lydelse.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 7</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 13px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t130">
<TR>
<TD class="tr31 td122"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr31 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p486 ft29">13 kap.</P>
<P style="text-align: left;padding-left: 251px;margin-top: 1px;margin-bottom: 0px;" class="ft2">19 §<SPAN class="ft27">2</SPAN></P>
<P class="p1473 ft4">Om det av någon särskild anledning behövs för att trygga förvalt- ningen, får överförmyndaren</P>
<P class="p140 ft2">1. besluta att <NOBR>3–7</NOBR> §§ ska tillämpas även i andra fall än som följer av</P>
<P class="p162 ft2"><SPAN class="ft2">2</SPAN><SPAN class="ft19">§,</SPAN></P>
<P class="p48 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft30">begränsa möjligheten att ta ut pengar som har satts in hos bank, kreditmarknadsföretag eller värdepappersbolag, utöver vad som följer av</SPAN></P>
<P class="p162 ft2"><SPAN class="ft2">8</SPAN><SPAN class="ft19">§,</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft18">besluta att värdehandlingar ska förvaras och förvaltas av ett värde- pappersinstitut enligt lagen (2007:528) om värdepappersmarknaden eller ett motsvarande utländskt institut som är underkastat en offentlig regle- ring som väsentligen stämmer överens med den som gäller för värde- pappersinstitut i Sverige,</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR height=0>
<TD width=21px></TD>
<TD width=40px></TD>
<TD width=9px></TD>
<TD width=33px></TD>
<TD width=29px></TD>
<TD width=12px></TD>
<TD width=14px></TD>
<TD width=13px></TD>
<TD width=26px></TD>
<TD width=44px></TD>
<TD width=17px></TD>
<TD width=18px></TD>
<TD width=27px></TD>
<TD width=21px></TD>
<TD width=22px></TD>
<TD width=8px></TD>
<TD width=22px></TD>
<TD width=17px></TD>
</TR>
<TR>
<TD colspan=3 class="tr27 td88"><P class="p60 ft2">4. genom</P></TD>
<TD colspan=3 class="tr27 td53"><P class="p1 ft2">meddelande</P></TD>
<TD colspan=2 class="tr27 td89"><P class="p61 ft2">till</P></TD>
<TD class="tr27 td72"><P class="p84 ft2">en</P></TD>
<TD colspan=3 class="tr27 td171"><P class="p85 ft2">4. genom</P></TD>
<TD colspan=3 class="tr27 td88"><P class="p65 ft2">meddelande</P></TD>
<TD class="tr27 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td14"><P class="p88 ft2">till</P></TD>
<TD class="tr27 td58"><P class="p17 ft2">en</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td49"><P class="p20 ft3">central</P></TD>
<TD colspan=7 class="tr26 td59"><P class="p84 ft28">värdepappersförvarare<SPAN class="ft31">,</SPAN></P></TD>
<TD colspan=9 class="tr26 td73"><P class="p64 ft3">värdepapperscentral<SPAN class="ft2">, den som för</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td20"><P class="p20 ft2">den</P></TD>
<TD class="tr25 td62"><P class="p64 ft2">som</P></TD>
<TD colspan=2 class="tr25 td63"><P class="p65 ft2">för ett</P></TD>
<TD colspan=3 class="tr25 td64"><P class="p76 ft2">register</P></TD>
<TD colspan=2 class="tr25 td65"><P class="p84 ft2">enligt</P></TD>
<TD colspan=9 class="tr25 td73"><P class="p64 ft2">ett register enligt 4 kap. 11 § lagen</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td88"><P class="p20 ft2">4 kap. 11 §</P></TD>
<TD class="tr25 td66"><P class="p1 ft2">lagen</P></TD>
<TD colspan=4 class="tr25 td113"><P class="p67 ft2">(2004:46)</P></TD>
<TD class="tr25 td72"><P class="p84 ft2">om</P></TD>
<TD colspan=9 class="tr25 td73"><P class="p64 ft2">(2004:46) om värdepappersfonder</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td223"><P class="p20 ft2">värdepappersfonder eller</P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td65"><P class="p84 ft2">enligt</P></TD>
<TD class="tr26 td69"><P class="p64 ft2">eller</P></TD>
<TD colspan=2 class="tr26 td45"><P class="p20 ft2">enligt</P></TD>
<TD colspan=2 class="tr26 td77"><P class="p64 ft2">12 kap.</P></TD>
<TD colspan=2 class="tr26 td84"><P class="p74 ft2">5 §</P></TD>
<TD colspan=2 class="tr26 td65"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td88"><P class="p20 ft2">12 kap. 5 §</P></TD>
<TD class="tr25 td66"><P class="p65 ft2">lagen</P></TD>
<TD colspan=4 class="tr25 td113"><P class="p134 ft2">(2013:561)</P></TD>
<TD class="tr25 td72"><P class="p84 ft2">om</P></TD>
<TD colspan=3 class="tr25 td171"><P class="p64 ft2">(2013:561)</P></TD>
<TD class="tr25 td89"><P class="p71 ft2">om</P></TD>
<TD colspan=4 class="tr25 td121"><P class="p70 ft2">förvaltare</P></TD>
<TD class="tr25 td58"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td60"><P class="p20 ft2">förvaltare av alternativa investe-</P></TD>
<TD colspan=9 class="tr25 td73"><P class="p64 ft2">alternativa investeringsfonder eller</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr26 td60"><P class="p20 ft2">ringsfonder eller den som har</P></TD>
<TD colspan=9 class="tr26 td73"><P class="p64 ft2">den som har registrerats som</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td49"><P class="p20 ft2">registrerats</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p1 ft2">som</P></TD>
<TD colspan=4 class="tr25 td113"><P class="p61 ft2">förvaltare</P></TD>
<TD class="tr25 td72"><P class="p84 ft2">av</P></TD>
<TD colspan=9 class="tr25 td73"><P class="p64 ft2">förvaltare av finansiella instrument</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td60"><P class="p20 ft2">finansiella instrument eller andelar</P></TD>
<TD colspan=9 class="tr25 td73"><P class="p64 ft2">eller andelar i värdepappersfonder</P></TD>
</TR>
<TR>
<TD class="tr26 td20"><P class="p20 ft2">i</P></TD>
<TD colspan=4 class="tr26 td102"><P class="p20 ft2">värdepappersfonder</P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td89"><P class="p69 ft2">eller</P></TD>
<TD class="tr26 td72"><P class="p84 ft2">i</P></TD>
<TD class="tr26 td69"><P class="p64 ft2">eller</P></TD>
<TD class="tr26 td58"><P class="p26 ft2">i</P></TD>
<TD colspan=4 class="tr26 td76"><P class="p111 ft2">specialfonder,</P></TD>
<TD colspan=3 class="tr26 td70"><P class="p17 ft31">begränsa</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td1"><P class="p20 ft2">specialfonder, begränsa</P></TD>
<TD colspan=4 class="tr25 td105"><P class="p84 ft2">föräldrars</P></TD>
<TD colspan=2 class="tr25 td49"><P class="p64 ft2">föräldrars</P></TD>
<TD colspan=3 class="tr25 td79"><P class="p70 ft2">möjlighet</P></TD>
<TD class="tr25 td14"><P class="p19 ft2">att</P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td65"><P class="p17 ft2">förfoga</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td60"><P class="p20 ft2">möjlighet att förfoga över rättig-</P></TD>
<TD colspan=9 class="tr25 td73"><P class="p64 ft2">över rättigheter som registreras <SPAN class="ft3">i</SPAN></P></TD>
</TR>
<TR>
<TD colspan=9 class="tr26 td60"><P class="p20 ft2">heter som registreras enligt lagen</P></TD>
<TD colspan=5 class="tr26 td34"><P class="p64 ft3">avstämningsregister</P></TD>
<TD colspan=2 class="tr26 td84"><P class="p20 ft2">enligt</P></TD>
<TD colspan=2 class="tr26 td65"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td88"><P class="p20 ft2">(1998:1479)</P></TD>
<TD class="tr25 td66"><P class="p66 ft2">om</P></TD>
<TD colspan=4 class="tr25 td113"><P class="p134 ft2">kontoföring</P></TD>
<TD class="tr25 td72"><P class="p84 ft2">av</P></TD>
<TD colspan=3 class="tr25 td171"><P class="p64 ft2">(1998:1479)</P></TD>
<TD class="tr25 td89"><P class="p135 ft2">om</P></TD>
<TD colspan=5 class="tr25 td128"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td49"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=3 class="tr25 td101"><P class="p76 ft2">instrument</P></TD>
<TD colspan=2 class="tr25 td72"><P class="p20 ft2">eller</P></TD>
<TD colspan=2 class="tr25 td65"><P class="p84 ft2">som</P></TD>
<TD colspan=2 class="tr25 td49"><P class="p64 ft3">centraler</P></TD>
<TD colspan=2 class="tr25 td82"><P class="p60 ft3">och</P></TD>
<TD colspan=4 class="tr25 td121"><P class="p20 ft2">kontoföring</P></TD>
<TD class="tr25 td58"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr26 td60"><P class="p20 ft2">avses i lagen om värdepappers-</P></TD>
<TD colspan=3 class="tr26 td171"><P class="p64 ft2">finansiella</P></TD>
<TD colspan=3 class="tr26 td88"><P class="p111 ft2">instrument</P></TD>
<TD colspan=2 class="tr26 td84"><P class="p77 ft3">eller</P></TD>
<TD class="tr26 td58"><P class="p17 ft3">i</P></TD>
</TR>
<TR>
<TD colspan=9 class="tr25 td60"><P class="p20 ft2">fonder eller i lagen om förvaltare</P></TD>
<TD colspan=3 class="tr25 td171"><P class="p64 ft3">motsvarande</P></TD>
<TD colspan=3 class="tr25 td88"><P class="p84 ft3">utländskt</P></TD>
<TD colspan=3 class="tr25 td70"><P class="p17 ft3">register</P></TD>
</TR>
<TR>
<TD class="tr25 td20"><P class="p20 ft2">av</P></TD>
<TD colspan=8 class="tr25 td83"><P class="p84 ft2">alternativa investeringsfonder,</P></TD>
<TD colspan=9 class="tr25 td73"><P class="p64 ft2">eller som avses i lagen om värde-</P></TD>
</TR>
<TR>
<TD class="tr27 td20"><P class="p20 ft2">och</P></TD>
<TD class="tr27 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr27 td34"><P class="p64 ft2">pappersfonder eller</P></TD>
<TD colspan=3 class="tr27 td24"><P class="p20 ft2">i lagen</P></TD>
<TD class="tr27 td58"><P class="p17 ft2">om</P></TD>
</TR>
</TABLE>
<P style="text-align: justify;padding-left: 68px;margin-top: 26px;margin-bottom: 0px;" class="ft35"><SPAN class="ft42">1</SPAN><SPAN class="ft43">Balken omtryckt 1995:974.</SPAN></P>
<P class="p162 ft45"><SPAN class="ft42">2</SPAN><SPAN class="ft44">Senaste lydelse 2013:562.</SPAN></P>
<P class="p163 ft2">567</P>
</DIV>
</DIV>
<DIV id="page_568" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">568</P>
</DIV>
<DIV style="float:left;border:none;margin: 1px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P style="text-align: left;padding-left: 204px;padding-right: 68px;margin-top: 0px;margin-bottom: 0px;" class="ft4">förvaltare av alternativa investe- ringsfonder, och</P>
<P class="p211 ft2">5. genom meddelande till den som ska betala pengar till den omyndige besluta att pengarna ska sättas in hos bank eller kreditmarknadsföretag.</P>
<P class="p211 ft4">Meddelas beslut enligt första stycket 3, ska föräldrarna träffa avtal med ett värdepappersinstitut på villkor som överförmyndaren har godkänt.</P>
<P class="p211 ft4">Ett värdepappersinstitut är skyldigt att träffa ett sådant avtal om förvaring och förvaltning som avses i andra stycket. Avtalet får inte träffas på sämre villkor än de som värdepappersinstitutet erbjuder andra enskilda personer vid samma typ av avtal.</P>
<P class="p1431 ft29">14 kap.</P>
<P style="text-align: left;padding-left: 182px;margin-top: 0px;margin-bottom: 0px;" class="ft2">21 §<SPAN class="ft27">3</SPAN></P>
<P class="p527 ft2">Om det behövs för att trygga förvaltningen, får överförmyndaren</P>
<P class="p368 ft4"><SPAN class="ft2">1.</SPAN><SPAN class="ft30">begränsa möjligheten att ta ut pengar som har satts in hos bank, kreditmarknadsföretag eller värdepappersbolag, utöver vad som följer av 8 §,</SPAN></P>
<P class="p211 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">besluta att värdehandlingar ska förvaras och förvaltas av ett värde- pappersinstitut enligt lagen (2007:528) om värdepappersmarknaden eller ett motsvarande utländskt institut som är underkastat en offentlig regle- ring som väsentligen stämmer överens med den som gäller för värde- pappersinstitut i Sverige,</SPAN></P>
<P class="p211 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft18">genom meddelande till den som ska betala pengar till den enskilde besluta att pengarna ska sättas in hos bank eller kreditmarknadsföretag, och</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD colspan=4 class="tr34 td52"><P class="p60 ft2">4. genom</P></TD>
<TD colspan=5 class="tr34 td53"><P class="p1 ft2">meddelande</P></TD>
<TD class="tr34 td54"><P class="p61 ft2">till</P></TD>
<TD class="tr34 td55"><P class="p62 ft2">en</P></TD>
<TD colspan=3 class="tr34 td53"><P class="p18 ft2">4. genom</P></TD>
<TD colspan=4 class="tr34 td90"><P class="p68 ft2">meddelande</P></TD>
<TD class="tr34 td91"><P class="p1 ft2">till</P></TD>
<TD class="tr34 td16"><P class="p17 ft2">en</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td41"><P class="p20 ft3">central</P></TD>
<TD colspan=8 class="tr25 td59"><P class="p62 ft28">värdepappersförvarare<SPAN class="ft31">,</SPAN></P></TD>
<TD colspan=9 class="tr25 td60"><P class="p64 ft3">värdepapperscentral<SPAN class="ft2">, den som för</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft2">den</P></TD>
<TD colspan=2 class="tr25 td62"><P class="p64 ft2">som</P></TD>
<TD colspan=2 class="tr25 td16"><P class="p20 ft2">för</P></TD>
<TD class="tr25 td12"><P class="p28 ft2">ett</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td76"><P class="p62 ft2">register enligt</P></TD>
<TD colspan=9 class="tr25 td60"><P class="p64 ft2">ett register enligt 4 kap. 11 § lagen</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td66"><P class="p20 ft2">4 kap.</P></TD>
<TD colspan=2 class="tr26 td35"><P class="p86 ft2">11 §</P></TD>
<TD colspan=3 class="tr26 td65"><P class="p1 ft2">lagen</P></TD>
<TD colspan=3 class="tr26 td96"><P class="p88 ft2">(2004:46)</P></TD>
<TD class="tr26 td55"><P class="p62 ft2">om</P></TD>
<TD colspan=9 class="tr26 td60"><P class="p64 ft2">(2004:46) om värdepappersfonder</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td97"><P class="p20 ft2">värdepappersfonder</P></TD>
<TD colspan=2 class="tr25 td45"><P class="p87 ft2">eller</P></TD>
<TD colspan=2 class="tr25 td85"><P class="p62 ft2">enligt</P></TD>
<TD class="tr25 td63"><P class="p64 ft2">eller</P></TD>
<TD colspan=3 class="tr25 td98"><P class="p42 ft2">enligt</P></TD>
<TD colspan=2 class="tr25 td64"><P class="p71 ft2">12 kap.</P></TD>
<TD class="tr25 td58"><P class="p17 ft2">5 §</P></TD>
<TD colspan=2 class="tr25 td63"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td52"><P class="p20 ft2">12 kap. 5 §</P></TD>
<TD colspan=2 class="tr25 td84"><P class="p28 ft2">lagen</P></TD>
<TD colspan=4 class="tr25 td81"><P class="p67 ft2">(2013:561)</P></TD>
<TD class="tr25 td55"><P class="p62 ft2">om</P></TD>
<TD colspan=3 class="tr25 td53"><P class="p64 ft2">(2013:561)</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft2">om</P></TD>
<TD colspan=3 class="tr25 td101"><P class="p32 ft2">förvaltare</P></TD>
<TD class="tr25 td16"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=11 class="tr26 td73"><P class="p20 ft2">förvaltare av alternativa investe-</P></TD>
<TD colspan=9 class="tr26 td60"><P class="p64 ft2">alternativa investeringsfonder eller</P></TD>
</TR>
<TR>
<TD colspan=11 class="tr25 td73"><P class="p20 ft2">ringsfonder eller den som har</P></TD>
<TD colspan=9 class="tr25 td60"><P class="p64 ft2">den som har registrerats som</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td41"><P class="p20 ft2">registrerats</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td84"><P class="p71 ft2">som</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td96"><P class="p97 ft2">förvaltare</P></TD>
<TD class="tr25 td55"><P class="p62 ft2">av</P></TD>
<TD colspan=9 class="tr25 td60"><P class="p64 ft2">förvaltare av finansiella instrument</P></TD>
</TR>
<TR>
<TD colspan=11 class="tr26 td73"><P class="p20 ft2">finansiella instrument eller andelar</P></TD>
<TD colspan=9 class="tr26 td60"><P class="p64 ft2">eller andelar i värdepappersfonder</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft2">i</P></TD>
<TD colspan=7 class="tr25 td102"><P class="p20 ft2">värdepappersfonder</P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p69 ft2">eller</P></TD>
<TD class="tr25 td55"><P class="p62 ft2">i</P></TD>
<TD class="tr25 td63"><P class="p64 ft2">eller</P></TD>
<TD class="tr25 td57"><P class="p1 ft2">i</P></TD>
<TD colspan=4 class="tr25 td133"><P class="p70 ft2">specialfonder,</P></TD>
<TD colspan=3 class="tr25 td28"><P class="p17 ft2">begränsa</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td36"><P class="p20 ft2">specialfonder,</P></TD>
<TD colspan=3 class="tr25 td77"><P class="p77 ft31">begränsa</P></TD>
<TD colspan=3 class="tr25 td105"><P class="p62 ft2">ställföre-</P></TD>
<TD colspan=5 class="tr25 td106"><P class="p64 ft2">ställföreträdarens</P></TD>
<TD colspan=3 class="tr25 td101"><P class="p122 ft2">möjlighet</P></TD>
<TD class="tr25 td16"><P class="p17 ft2">att</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td41"><P class="p20 ft2">trädarens</P></TD>
<TD colspan=6 class="tr26 td36"><P class="p20 ft2">möjlighet att</P></TD>
<TD colspan=2 class="tr26 td85"><P class="p62 ft2">förfoga</P></TD>
<TD colspan=2 class="tr26 td107"><P class="p64 ft2">förfoga</P></TD>
<TD colspan=3 class="tr26 td24"><P class="p32 ft2">över</P></TD>
<TD colspan=3 class="tr26 td101"><P class="p90 ft2">rättigheter</P></TD>
<TD class="tr26 td16"><P class="p17 ft2">som</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td66"><P class="p20 ft2">över</P></TD>
<TD colspan=4 class="tr25 td79"><P class="p94 ft2">rättigheter</P></TD>
<TD colspan=2 class="tr25 td27"><P class="p20 ft2">som</P></TD>
<TD colspan=3 class="tr25 td105"><P class="p62 ft2">registreras</P></TD>
<TD colspan=3 class="tr25 td53"><P class="p64 ft2">registreras</P></TD>
<TD class="tr25 td57"><P class="p20 ft3">i</P></TD>
<TD colspan=5 class="tr25 td129"><P class="p17 ft3">avstämningsregister</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td66"><P class="p20 ft2">enligt</P></TD>
<TD colspan=3 class="tr25 td136"><P class="p87 ft2">lagen</P></TD>
<TD colspan=5 class="tr25 td76"><P class="p30 ft2">(1998:1479)</P></TD>
<TD class="tr25 td55"><P class="p62 ft2">om</P></TD>
<TD class="tr25 td63"><P class="p64 ft2">enligt</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td27"><P class="p93 ft2">lagen</P></TD>
<TD colspan=4 class="tr25 td80"><P class="p94 ft2">(1998:1479)</P></TD>
<TD class="tr25 td16"><P class="p17 ft2">om</P></TD>
</TR>
<TR>
<TD colspan=11 class="tr26 td73"><P class="p20 ft2">kontoföring av finansiella instru-</P></TD>
<TD colspan=9 class="tr26 td60"><P class="p64 ft3">värdepapperscentraler och <SPAN class="ft2">konto-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=11 class="tr25 td73"><P class="p20 ft2">ment eller som avses i lagen om</P></TD>
<TD class="tr25 td63"><P class="p64 ft2">föring</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft2">av</P></TD>
<TD colspan=3 class="tr25 td78"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=3 class="tr25 td28"><P class="p17 ft2">instrument</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td97"><P class="p20 ft2">värdepappersfonder</P></TD>
<TD colspan=2 class="tr25 td45"><P class="p66 ft2">eller</P></TD>
<TD colspan=2 class="tr25 td85"><P class="p62 ft2">i lagen</P></TD>
<TD class="tr25 td63"><P class="p64 ft3">eller</P></TD>
<TD class="tr25 td57"><P class="p76 ft3">i</P></TD>
<TD colspan=4 class="tr25 td133"><P class="p122 ft3">motsvarande</P></TD>
<TD colspan=3 class="tr25 td28"><P class="p17 ft3">utländskt</P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft2">om</P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td79"><P class="p95 ft2">förvaltare</P></TD>
<TD colspan=2 class="tr26 td27"><P class="p1462 ft2">av</P></TD>
<TD colspan=3 class="tr26 td105"><P class="p62 ft2">alternativa</P></TD>
<TD colspan=9 class="tr26 td60"><P class="p64 ft2"><SPAN class="ft3">register </SPAN>eller som avses i lagen om</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td97"><P class="p20 ft2">investeringsfonder.</P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td110"><P class="p64 ft2">värdepappersfonder eller</P></TD>
<TD colspan=2 class="tr25 td63"><P class="p17 ft2">i lagen</P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td63"><P class="p64 ft2">om</P></TD>
<TD colspan=4 class="tr25 td49"><P class="p97 ft2">förvaltare</P></TD>
<TD class="tr25 td45"><P class="p64 ft2">av</P></TD>
<TD colspan=3 class="tr25 td28"><P class="p17 ft2">alternativa</P></TD>
</TR>
<TR>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr27 td233"><P class="p64 ft2">investeringsfonder.</P></TD>
<TD class="tr27 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td16"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p1539 ft35"><SPAN class="ft34">3 </SPAN>Senaste lydelse 2013:562.</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_569" style="position:relative; overflow: hidden;margin: 48px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:372px;left:68px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310569x1.jpg/" style="width:123px;height:1px;">
</DIV>
<TABLE cellpadding=0 cellspacing=0 class="t37">
<TR>
<TD colspan=6 class="tr28 td292"><P class="p60 ft2">Meddelas beslut enligt första stycket 2, ska</P></TD>
<TD colspan=4 class="tr28 td127"><P class="p76 ft2">ställföreträdaren</P></TD>
<TD class="tr28 td18"><P class="p111 ft2">träffa</P></TD>
<TD class="tr28 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD colspan=11 class="tr26 td120"><P class="p20 ft2">avtal med ett värdepappersinstitut på villkor som överförmyndaren har</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 7</P></TD>
</TR>
<TR>
<TD class="tr25 td41"><P class="p20 ft2">godkänt.</P></TD>
<TD class="tr25 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=11 class="tr26 td120"><P class="p111 ft2">Ett värdepappersinstitut är skyldigt att träffa ett sådant avtal om</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=11 class="tr25 td120"><P class="p20 ft2">förvaring och förvaltning som avses i andra stycket. Avtalet får inte</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=11 class="tr25 td120"><P class="p20 ft2">träffas på sämre villkor än de som värdepappersinstitutet erbjuder andra</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr27 td292"><P class="p20 ft2">enskilda personer vid samma typ av avtal.</P></TD>
<TD class="tr27 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td192"><P style="text-align: center;padding-right: 28px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft29">16 kap.</P></TD>
<TD class="tr38 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td192"><P style="text-align: center;padding-right: 28px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft2">10 a §<SPAN class="ft27">4</SPAN></P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=11 class="tr25 td120"><P class="p111 ft2">En bank är skyldig att på begäran lämna överförmyndaren de uppgifter</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td44"><P class="p20 ft2">som behövs för överförmyndarens tillsynsverksamhet.</P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td41"><P class="p60 ft2">Första</P></TD>
<TD class="tr25 td107"><P class="p20 ft2">stycket</P></TD>
<TD colspan=2 class="tr25 td82"><P class="p42 ft2">gäller</P></TD>
<TD class="tr25 td104"><P class="p113 ft2">också</P></TD>
<TD class="tr25 td41"><P class="p60 ft2">Första</P></TD>
<TD colspan=2 class="tr25 td24"><P class="p20 ft2">stycket</P></TD>
<TD colspan=2 class="tr25 td114"><P class="p20 ft2">gäller</P></TD>
<TD class="tr25 td18"><P class="p111 ft31">också</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td86"><P class="p20 ft2">kreditmarknadsföretag,</P></TD>
<TD colspan=2 class="tr26 td90"><P class="p113 ft2">värdepap-</P></TD>
<TD colspan=4 class="tr26 td126"><P class="p20 ft2">kreditmarknadsföretag,</P></TD>
<TD colspan=2 class="tr26 td88"><P class="p111 ft2">värdepap-</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p20 ft3"><SPAN class="ft2">persbolag, </SPAN>centrala värdepappers-</P></TD>
<TD class="tr25 td41"><P class="p20 ft2">persbolag,</P></TD>
<TD colspan=5 class="tr25 td220"><P class="p111 ft3">värdepapperscentraler<SPAN class="ft2">,</SPAN></P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td41"><P class="p20 ft3">förvarare<SPAN class="ft2">,</SPAN></P></TD>
<TD colspan=4 class="tr25 td146"><P class="p113 ft2">kontoförande institut,</P></TD>
<TD colspan=2 class="tr25 td90"><P class="p20 ft2">kontoförande</P></TD>
<TD colspan=2 class="tr25 td136"><P class="p20 ft2">institut,</P></TD>
<TD colspan=2 class="tr25 td88"><P class="p111 ft31">fondbolag,</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td122"><P class="p20 ft2">fondbolag, <NOBR>AIF-förvaltare,</NOBR> förva-</P></TD>
<TD colspan=2 class="tr26 td90"><P class="p20 ft2"><NOBR>AIF-förvaltare,</NOBR></P></TD>
<TD colspan=4 class="tr26 td17"><P class="p111 ft2">förvaringsinstitut,</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td86"><P class="p20 ft2">ringsinstitut, företag</P></TD>
<TD class="tr25 td27"><P class="p97 ft2">som</P></TD>
<TD class="tr25 td104"><P class="p113 ft2">driver</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p111 ft2">företag som driver inlåningsverk-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td102"><P class="p20 ft2">inlåningsverksamhet</P></TD>
<TD colspan=2 class="tr25 td82"><P class="p93 ft2">enligt</P></TD>
<TD class="tr25 td104"><P class="p113 ft2">lagen</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p111 ft2">samhet enligt lagen (2004:299) om</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td41"><P class="p20 ft2">(2004:299)</P></TD>
<TD class="tr26 td107"><P class="p29 ft2">om</P></TD>
<TD colspan=3 class="tr26 td174"><P class="p113 ft2">inlåningsverk-</P></TD>
<TD colspan=6 class="tr26 td123"><P class="p111 ft2">inlåningsverksamhet och utländska</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p20 ft2">samhet och utländska företag som</P></TD>
<TD colspan=3 class="tr25 td74"><P class="p20 ft2">företag som driver</P></TD>
<TD colspan=3 class="tr25 td93"><P class="p111 ft2">motsvarande</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td86"><P class="p20 ft2">driver motsvarande</P></TD>
<TD colspan=2 class="tr25 td90"><P class="p113 ft2">verksamhet</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">verksamhet från en filial i Sverige.</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr27 td86"><P class="p20 ft2">från en filial i Sverige.</P></TD>
<TD class="tr27 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td41"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p378 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
<P style="text-align: left;padding-left: 68px;margin-top: 353px;margin-bottom: 0px;" class="ft35"><SPAN class="ft34">4 </SPAN>Senaste lydelse 2013:562.</P>
<P class="p99 ft2">569</P>
</DIV>
<DIV id="page_570" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">570</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P class="p16 ft26">Förslag till lag om ändring i utsökningsbalken</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 12px;margin-bottom: 0px;text-indent: 11px;" class="ft4">Härigenom föreskrivs att 4 kap. 30 § och 6 kap. 2 § utsökningsbalken ska ha följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 class="t141">
<TR>
<TD colspan=2 class="tr43 td126"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr43 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr43 td1"><P class="p20 ft3">Föreslagen lydelse</P></TD>
<TD class="tr43 td141"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td52"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td59"><P class="p134 ft29">4 kap.</P></TD>
<TD class="tr41 td52"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td141"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td52"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td59"><P class="p158 ft2">30 §<SPAN class="ft27">1</SPAN></P></TD>
<TD class="tr26 td52"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td141"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p30 ft2">Utmätning medför förmånsrätt i</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">Utmätning medför förmånsrätt i</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p20 ft2">och med beslutet, om <SPAN class="ft3">ej </SPAN>annat</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft2">och med beslutet, om <SPAN class="ft3">inte </SPAN>annat</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p20 ft2">följer av andra, fjärde eller femte</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft2">följer av andra, fjärde eller femte</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td126"><P class="p20 ft2">stycket eller 7 kap. 13 §.</P></TD>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td1"><P class="p20 ft2">stycket eller 7 kap. 13 §.</P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p30 ft2">Utmätning av här i landet</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft2">Utmätning av här i landet</P></TD>
</TR>
<TR>
<TD class="tr25 td130"><P class="p20 ft2">registrerat</P></TD>
<TD class="tr25 td52"><P class="p20 ft2">skepp eller</P></TD>
<TD class="tr25 td121"><P class="p30 ft2">luftfartyg,</P></TD>
<TD class="tr25 td96"><P class="p20 ft2">registrerat</P></TD>
<TD class="tr25 td52"><P class="p20 ft2">skepp eller</P></TD>
<TD class="tr25 td141"><P class="p17 ft2">luftfartyg,</P></TD>
</TR>
<TR>
<TD class="tr25 td130"><P class="p20 ft2">intecknade</P></TD>
<TD class="tr25 td52"><P class="p1 ft2">reservdelar</P></TD>
<TD class="tr25 td121"><P class="p30 ft2">till sådant</P></TD>
<TD class="tr25 td96"><P class="p20 ft2">intecknade</P></TD>
<TD class="tr25 td52"><P class="p1 ft2">reservdelar</P></TD>
<TD class="tr25 td141"><P class="p17 ft2">till sådant</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p20 ft2">luftfartyg eller fast egendom med-</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft2">luftfartyg eller fast egendom med-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p20 ft2">för inte förmånsrätt förrän ärende</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft2">för inte förmånsrätt förrän ärende</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p20 ft2">angående anteckning om utmät-</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft2">angående anteckning om utmät-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p20 ft2">ningen tas upp på inskrivningsdag.</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft2">ningen tas upp på inskrivningsdag.</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p20 ft2">Upptas på samma inskrivningsdag</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft2">Upptas på samma inskrivningsdag</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p20 ft2">mer än ett sådant ärende, ska den</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft2">mer än ett sådant ärende, ska den</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p20 ft2">utmätning som skedde först ha</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft2">utmätning som skedde först ha</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p20 ft2">företräde. Om här i landet</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft2">företräde. Om här i landet</P></TD>
</TR>
<TR>
<TD class="tr25 td130"><P class="p20 ft2">registrerat</P></TD>
<TD class="tr25 td52"><P class="p26 ft2">skepp eller</P></TD>
<TD class="tr25 td121"><P class="p30 ft2">luftfartyg</P></TD>
<TD class="tr25 td96"><P class="p20 ft2">registrerat</P></TD>
<TD class="tr25 td52"><P class="p26 ft2">skepp eller</P></TD>
<TD class="tr25 td141"><P class="p17 ft2">luftfartyg</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p20 ft2">som har utmätts här blir utmätt i</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft2">som har utmätts här blir utmätt i</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p20 ft2">ett annat land innan det har tagits</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft2">ett annat land innan det har tagits</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p20 ft3"><SPAN class="ft2">om hand av </SPAN>kronofogdemyndig-</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft3"><SPAN class="ft2">om hand av </SPAN>Kronofogdemyndig-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p20 ft2"><SPAN class="ft3">heten</SPAN>, ska den rätt som har vunnits</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft2"><SPAN class="ft3">heten</SPAN>, ska den rätt som har vunnits</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p20 ft2">genom den förra utmätningen gälla</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft2">genom den förra utmätningen gälla</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr32 td126"><P class="p20 ft15">som panträtt.</P></TD>
<TD class="tr32 td121"><P class="p20 ft14"> </P></TD>
<TD colspan=2 class="tr32 td1"><P class="p20 ft15">som panträtt.</P></TD>
<TD class="tr32 td141"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p211 ft2">Utmätning av fast egendom eller av luftfartyg i vilket en rättighet skrivits in i inskrivningsregistret för luftfartyg ger företräde framför rättighet i egendomen, om ärende angående anteckning om utmätningen tas upp senast på den inskrivningsdag då inskrivning av rättigheten söks.</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR height=0>
<TD width=74px></TD>
<TD width=75px></TD>
<TD width=55px></TD>
<TD width=64px></TD>
<TD width=34px></TD>
<TD width=52px></TD>
<TD width=39px></TD>
</TR>
<TR>
<TD colspan=3 class="tr27 td50"><P class="p30 ft2">Utmätning av en rättighet som är</P></TD>
<TD colspan=4 class="tr27 td143"><P class="p17 ft2">Utmätning av en rättighet som är</P></TD>
</TR>
<TR>
<TD class="tr25 td53"><P class="p20 ft2">registrerad</P></TD>
<TD class="tr25 td132"><P class="p85 ft2">enligt</P></TD>
<TD class="tr25 td64"><P class="p30 ft2">lagen</P></TD>
<TD class="tr25 td78"><P class="p20 ft2">registrerad</P></TD>
<TD colspan=2 class="tr25 td30"><P class="p2 ft2">enligt</P></TD>
<TD class="tr25 td65"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD class="tr26 td53"><P class="p20 ft2">(1998:1479)</P></TD>
<TD colspan=2 class="tr26 td40"><P class="p30 ft2">om kontoföring av</P></TD>
<TD colspan=2 class="tr26 td127"><P class="p20 ft2">(1998:1479) om</P></TD>
<TD colspan=2 class="tr26 td80"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td53"><P class="p20 ft2">finansiella</P></TD>
<TD class="tr25 td132"><P class="p20 ft2">instrument</P></TD>
<TD class="tr25 td64"><P class="p30 ft2">medför</P></TD>
<TD class="tr25 td78"><P class="p20 ft3">centraler</P></TD>
<TD class="tr25 td94"><P class="p20 ft3">och</P></TD>
<TD colspan=2 class="tr25 td80"><P class="p17 ft2">kontoföring av</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p30 ft2">förmånsrätt genom registrering av</P></TD>
<TD class="tr25 td78"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=2 class="tr25 td30"><P class="p70 ft2">instrument</P></TD>
<TD class="tr25 td65"><P class="p17 ft2">medför</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p20 ft2">utmätningen enligt den lagen.</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft2">förmånsrätt genom registrering av</P></TD>
</TR>
<TR>
<TD class="tr32 td53"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td132"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td64"><P class="p20 ft14"> </P></TD>
<TD colspan=4 class="tr32 td143"><P class="p20 ft15">utmätningen enligt den lagen.</P></TD>
</TR>
</TABLE>
<P class="p211 ft4">Utmäts en rättighet som förvaltas enligt 3 kap. i nämnda lag inträder förmånsrätten i stället genom underrättelse till förvaltaren om utmät- ningen. Detsamma gäller om utmätningen avser en panträtt i en rättighet som förvaltas enligt det kapitlet.</P>
<P style="text-align: left;margin-top: 48px;margin-bottom: 0px;" class="ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2011:1201.</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_571" style="position:relative; overflow: hidden;margin: 48px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 499px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 4px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p117 ft2">Utmätning av ett elcertifikat eller en rättighet som är registrerad enligt lagen (2011:1200) om elcertifikat medför förmånsrätt genom registrering av utmätningen enligt den lagen. Detsamma gäller för en utsläppsrätt eller en <SPAN class="ft3">rätttighet </SPAN>som är registrerad enligt lagen (2004:1199) om handel med utsläppsrätter.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 17px;padding: 0px;border:none;width: 294px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t60">
<TR>
<TD class="tr28 td90"><P class="p60 ft2">Utmätning</P></TD>
<TD class="tr28 td114"><P class="p20 ft2">av ett</P></TD>
<TD class="tr28 td53"><P class="p111 ft2">elcertifikat</P></TD>
<TD class="tr28 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td123"><P class="p111 ft2">eller en rättighet som är registrerad</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 7</P></TD>
</TR>
<TR>
<TD class="tr25 td90"><P class="p20 ft2">enligt lagen</P></TD>
<TD colspan=2 class="tr25 td17"><P class="p111 ft2">(2011:1200) om</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr32 td34"><P class="p20 ft15">elcertifikat medför</P></TD>
<TD class="tr32 td53"><P class="p111 ft15">förmånsrätt</P></TD>
<TD class="tr32 td47"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p138 ft4">genom registrering av utmätningen enligt den lagen. Detsamma gäller för en utsläppsrätt eller en <SPAN class="ft36">rättighet </SPAN>som är registrerad enligt lagen (2004:1199) om handel med utsläppsrätter.</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 9px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<P style="text-align: left;padding-left: 247px;margin-top: 0px;margin-bottom: 0px;" class="ft29">6 kap.</P>
<P class="p386 ft2">2 §<SPAN class="ft27">2</SPAN></P>
<P class="p83 ft4">Pengar samt löpande skuldebrev och annan handling, vars uppvisande utgör villkor för rätt att kräva betalning eller begära att någon annan förpliktelse fullgörs, ska tas i förvar.</P>
<P class="p48 ft2">Utmäts pantbrev i skepp eller fastighet eller skuldebrev som är intecknat i luftfartyg eller reservdelar till luftfartyg hos den intecknade egendomens ägare, ska pantbrevet eller inteckningshandlingen tas i förvar. Om beslutet om utmätning av pantbrev avser ett datapantbrev, ska Kronofogdemyndigheten begära att den statliga lantmäterimyndigheten beslutar att sådana registreringsåtgärder som anges i <NOBR>7–8</NOBR> §§ lagen (1994:448) om pantbrevsregister inte får vidtas eller att den statliga lant- mäterimyndigheten utfärdar ett skriftligt pantbrev enligt 8 § nämnda lag.</P>
<P class="p83 ft2">Om det kan antas att en sådan handling som avses i första eller andra stycket undanhålls eller har förkommit, ska i stället sekundogäldenären eller annan förpliktad meddelas förbud att fullgöra sin förpliktelse till annan än Kronofogdemyndigheten eller den som myndigheten anvisar.</P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD colspan=6 class="tr28 td60"><P class="p84 ft2">Utmätning av en rättighet som är</P></TD>
<TD colspan=6 class="tr28 td73"><P class="p17 ft2">Utmätning av en rättighet som är</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td125"><P class="p20 ft2">registrerad</P></TD>
<TD colspan=2 class="tr25 td56"><P class="p29 ft2">enligt</P></TD>
<TD colspan=2 class="tr25 td98"><P class="p84 ft2">lagen</P></TD>
<TD colspan=2 class="tr25 td133"><P class="p64 ft2">registrerad</P></TD>
<TD colspan=2 class="tr25 td160"><P class="p122 ft2">enligt</P></TD>
<TD colspan=2 class="tr25 td27"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td125"><P class="p20 ft2">(1998:1479)</P></TD>
<TD class="tr25 td16"><P class="p123 ft2">om</P></TD>
<TD colspan=2 class="tr25 td101"><P class="p71 ft2">kontoföring</P></TD>
<TD class="tr25 td89"><P class="p84 ft2">av</P></TD>
<TD colspan=2 class="tr25 td133"><P class="p64 ft2">(1998:1479)</P></TD>
<TD class="tr25 td91"><P class="p26 ft2">om</P></TD>
<TD colspan=3 class="tr25 td128"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td60"><P class="p84 ft2">finansiella instrument ska säker-</P></TD>
<TD colspan=3 class="tr26 td134"><P class="p64 ft3">centraler och</P></TD>
<TD colspan=2 class="tr26 td121"><P class="p94 ft2">kontoföring</P></TD>
<TD class="tr26 td58"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD class="tr25 td63"><P class="p20 ft2">ställas</P></TD>
<TD colspan=2 class="tr25 td141"><P class="p95 ft2">genom</P></TD>
<TD colspan=2 class="tr25 td101"><P class="p20 ft2">registrering</P></TD>
<TD class="tr25 td89"><P class="p84 ft2">av</P></TD>
<TD colspan=6 class="tr25 td73"><P class="p17 ft2">finansiella instrument ska säker-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td125"><P class="p20 ft2">utmätningen</P></TD>
<TD colspan=2 class="tr25 td56"><P class="p71 ft2">enligt den</P></TD>
<TD colspan=2 class="tr25 td98"><P class="p84 ft2">lagen.</P></TD>
<TD class="tr25 td136"><P class="p64 ft2">ställas</P></TD>
<TD colspan=2 class="tr25 td137"><P class="p66 ft2">genom</P></TD>
<TD colspan=2 class="tr25 td121"><P class="p94 ft2">registrering</P></TD>
<TD class="tr25 td58"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td60"><P class="p84 ft2">Utmäts en rättighet som förvaltas</P></TD>
<TD colspan=2 class="tr26 td133"><P class="p64 ft2">utmätningen</P></TD>
<TD colspan=2 class="tr26 td160"><P class="p26 ft2">enligt den</P></TD>
<TD colspan=2 class="tr26 td27"><P class="p17 ft2">lagen.</P></TD>
</TR>
<TR>
<TD class="tr25 td63"><P class="p20 ft2">enligt</P></TD>
<TD class="tr25 td94"><P class="p20 ft2">3 kap.</P></TD>
<TD colspan=3 class="tr25 td174"><P class="p70 ft2">nämnda lag,</P></TD>
<TD class="tr25 td89"><P class="p84 ft2">ska</P></TD>
<TD colspan=6 class="tr25 td73"><P class="p17 ft2">Utmäts en rättighet som förvaltas</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td60"><P class="p84 ft2">säkerställandet i stället ske genom</P></TD>
<TD class="tr25 td136"><P class="p64 ft2">enligt</P></TD>
<TD class="tr25 td139"><P class="p20 ft2">3 kap.</P></TD>
<TD colspan=3 class="tr25 td140"><P class="p68 ft2">nämnda lag,</P></TD>
<TD class="tr25 td58"><P class="p17 ft31">ska</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td125"><P class="p20 ft2">underrättelse</P></TD>
<TD class="tr26 td16"><P class="p123 ft2">till</P></TD>
<TD colspan=2 class="tr26 td101"><P class="p71 ft2">förvaltaren</P></TD>
<TD class="tr26 td89"><P class="p62 ft2">om</P></TD>
<TD colspan=6 class="tr26 td73"><P class="p17 ft2">säkerställandet i stället ske genom</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td60"><P class="p84 ft2">utmätningen. Detsamma gäller om</P></TD>
<TD colspan=2 class="tr25 td133"><P class="p64 ft2">underrättelse</P></TD>
<TD class="tr25 td91"><P class="p20 ft2">till</P></TD>
<TD colspan=2 class="tr25 td121"><P class="p84 ft2">förvaltaren</P></TD>
<TD class="tr25 td58"><P class="p17 ft2">om</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td60"><P class="p84 ft2">utmätningen avser en panträtt i en</P></TD>
<TD colspan=6 class="tr25 td73"><P class="p17 ft2">utmätningen. Detsamma gäller om</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td60"><P class="p84 ft2">rättighet som förvaltas enligt det</P></TD>
<TD colspan=6 class="tr26 td73"><P class="p17 ft2">utmätningen avser en panträtt i en</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td125"><P class="p20 ft2">kapitlet.</P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td73"><P class="p17 ft2">rättighet som förvaltas enligt det</P></TD>
</TR>
<TR>
<TD class="tr32 td63"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td94"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td16"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td141"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td68"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td89"><P class="p20 ft14"> </P></TD>
<TD colspan=2 class="tr32 td133"><P class="p64 ft15">kapitlet.</P></TD>
<TD class="tr32 td91"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td135"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td10"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td58"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p48 ft4">Utmätning av ett elcertifikat eller en rättighet som är registrerad enligt lagen (2011:1200) om elcertifikat ska säkerställas genom registrering av utmätningen enligt den lagen. Detsamma gäller vid utmätning av en</P>
<P style="text-align: left;padding-left: 68px;margin-top: 45px;margin-bottom: 0px;" class="ft35"><SPAN class="ft34">2 </SPAN>Senaste lydelse 2011:1201.</P>
<P class="p99 ft2">571</P>
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</DIV>
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</DIV>
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">572</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P class="p1421 ft22">utsläppsrätt eller en rättighet som är registrerad enligt lagen (2004:1199) om handel med utsläppsrätter.</P>
<P class="p127 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_573" style="position:relative; overflow: hidden;margin: 50px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:144px;left:273px;width:188px;height:345px;"><SPAN class="ft3">Har </SPAN><SPAN class="ft2">genom </SPAN><SPAN class="ft3">ett </SPAN><SPAN class="ft2">skuldebrev eller </SPAN><SPAN class="ft3">på annat sätt en </SPAN><SPAN class="ft2">gåva </SPAN><SPAN class="ft3">utfästs </SPAN><SPAN class="ft2">i </SPAN><SPAN class="ft3">pengar </SPAN><SPAN class="ft2">eller lösören, </SPAN><SPAN class="ft3">fullbordas gåvan genom att </SPAN><SPAN class="ft2">det som </SPAN><SPAN class="ft3">utfästs kommer </SPAN><SPAN class="ft2">i gåvotagarens besittning. I fråga om skepp, skeppsbygge eller luftfartyg gäller i stället att </SPAN><SPAN class="ft3">gåvan fullbordas genom att </SPAN><SPAN class="ft2">inskrivning för förvärvet </SPAN><SPAN class="ft3">söks </SPAN><SPAN class="ft2">enligt </SPAN><SPAN class="ft3">särskilda föreskrifter</SPAN><SPAN class="ft2">. Har genom ett skuldebrev eller på annat sätt en gåva utfästs i en rättighet som registreras enligt lagen (1998:1479) om </SPAN><SPAN class="ft3">värde- papperscentraler och </SPAN><SPAN class="ft2">kontoföring av finansiella instrument</SPAN><SPAN class="ft3">, </SPAN><SPAN class="ft2">fullbord- as gåvan genom att rättigheten registreras för gåvotagaren enligt bestämmelserna i den lagen eller, om rättigheten förvaltas enligt 3 kap. i den lagen, genom att för- valtaren underrättas om utfästel- sen.</SPAN></DIV>
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<P style="text-align: left;padding-right: 14px;margin-top: 0px;margin-bottom: 0px;" class="ft72">Förslag till lag om ändring i lagen (1936:83) angående vissa utfästelser om gåva</P>
<P class="p1472 ft4">Härigenom föreskrivs att 2 och 3 §§ lagen (1936:83) angående vissa utfästelser om gåva ska ha följande lydelse.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 13px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 7</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 13px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t130">
<TR>
<TD class="tr27 td122"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P style="text-align: left;padding-left: 79px;padding-right: 349px;padding-top: 3px;margin-top: 10px;margin-bottom: 0px;text-indent: 175px;" class="ft2">2 §<SPAN class="ft27">1 </SPAN><SPAN class="ft3">Är </SPAN>genom skuldebrev eller</P>
<P style="text-align: justify;padding-left: 68px;padding-right: 363px;margin-top: 1px;margin-bottom: 0px;" class="ft3">annorledes <SPAN class="ft2">gåva </SPAN>utfäst <SPAN class="ft2">i </SPAN>penningar <SPAN class="ft2">eller lösören, </SPAN>gälle den ej såsom fullbordad med mindre <SPAN class="ft2">det som </SPAN>utfäst är kommit <SPAN class="ft2">i gåvotagarens besittning. I fråga om skepp, skeppsbygge eller luftfartyg gäller i stället att </SPAN>gåva ej är att anse såsom fullbordad, med mindre <SPAN class="ft2">inskrivning för förvärvet </SPAN>sökts <SPAN class="ft2">enligt </SPAN>vad om detta är särskilt stadgat<SPAN class="ft2">. Har genom ett skuldebrev eller på annat sätt en gåva utfästs i en rättighet som registreras enligt lagen (1998:1479) om kontoföring av finansiella instrument full- bordas gåvan genom att rättigheten registreras för gåvotagaren enligt bestämmelserna i den lagen eller, om rättigheten förvaltas enligt 3 kap. i den lagen, genom att för- valtaren underrättas om utfästel- sen.</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 style="width: 393px;margin-left: 68px;margin-top: 32px;font: 13px 'Times New Roman';">
<TR>
<TD class="tr43 td85"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td78"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr43 td30"><P style="text-align: right;padding-right: 35px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft2">3 §<SPAN class="ft27">2</SPAN></P></TD>
<TD class="tr43 td137"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td96"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft2"><SPAN class="ft3">Bortgiver </SPAN>någon aktiebrev eller</P></TD>
<TD colspan=4 class="tr25 td124"><P class="p17 ft2"><SPAN class="ft3">Om </SPAN>någon <SPAN class="ft3">ger bort </SPAN>aktiebrev</P></TD>
</TR>
<TR>
<TD class="tr26 td85"><P class="p20 ft2">löpande</P></TD>
<TD colspan=2 class="tr26 td106"><P class="p20 ft2">skuldebrev eller</P></TD>
<TD class="tr26 td104"><P class="p113 ft31">annan</P></TD>
<TD class="tr26 td139"><P class="p20 ft2">eller</P></TD>
<TD class="tr26 td137"><P class="p20 ft2">löpande</P></TD>
<TD class="tr26 td96"><P class="p134 ft31">skuldebrev</P></TD>
<TD class="tr26 td27"><P class="p17 ft2">eller</P></TD>
</TR>
<TR>
<TD class="tr25 td85"><P class="p20 ft2">handling</P></TD>
<TD class="tr25 td65"><P class="p76 ft2">vars</P></TD>
<TD class="tr25 td78"><P class="p20 ft2">företeende</P></TD>
<TD class="tr25 td104"><P class="p113 ft2">utgör</P></TD>
<TD class="tr25 td139"><P class="p20 ft2">annan</P></TD>
<TD class="tr25 td137"><P class="p76 ft2">handling</P></TD>
<TD colspan=2 class="tr25 td138"><P class="p17 ft2">vars företeende</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft2">villkor för rätt att kräva betalning</P></TD>
<TD colspan=4 class="tr25 td124"><P class="p17 ft2">utgör villkor för rätt att kräva</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p113 ft2">eller för utövande av annan rättig-</P></TD>
<TD colspan=4 class="tr26 td124"><P class="p17 ft2">betalning eller för utövande av</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft3"><SPAN class="ft2">het, </SPAN>gälle <SPAN class="ft2">gåvan </SPAN>såsom fullbordad</P></TD>
<TD class="tr25 td139"><P class="p20 ft2">annan</P></TD>
<TD class="tr25 td137"><P class="p42 ft2">rättighet,</P></TD>
<TD class="tr25 td96"><P class="p75 ft28">fullbordas</P></TD>
<TD class="tr25 td27"><P class="p17 ft31">gåvan</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft2"><SPAN class="ft3">då </SPAN>gåvotagaren <SPAN class="ft3">fått </SPAN>handlingen i</P></TD>
<TD colspan=4 class="tr25 td124"><P class="p17 ft2"><SPAN class="ft3">genom att </SPAN>gåvotagaren <SPAN class="ft3">får </SPAN>hand-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p113 ft2">sin besittning. <SPAN class="ft3">Efterskänkes </SPAN>ford-</P></TD>
<TD colspan=4 class="tr26 td124"><P class="p17 ft2">lingen i sin besittning. <SPAN class="ft3">Om en</SPAN></P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft2">ran enligt sådan handling, <SPAN class="ft3">vare</SPAN></P></TD>
<TD colspan=4 class="tr25 td124"><P class="p17 ft2">fordran enligt <SPAN class="ft3">en </SPAN>sådan handling</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft3"><SPAN class="ft2">gåvan </SPAN>för fullbordad hållen <SPAN class="ft2">först</SPAN></P></TD>
<TD colspan=4 class="tr25 td124"><P class="p17 ft3">efterskänks, fullbordas <SPAN class="ft2">gåvan först</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td140"><P class="p20 ft2"><SPAN class="ft3">då </SPAN>handlingen</P></TD>
<TD class="tr26 td78"><P class="p66 ft3">återställts</P></TD>
<TD class="tr26 td104"><P class="p113 ft2">eller</P></TD>
<TD colspan=4 class="tr26 td124"><P class="p17 ft3">när <SPAN class="ft2">handlingen </SPAN>återställs <SPAN class="ft2">eller </SPAN>görs</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td140"><P class="p20 ft2"><SPAN class="ft3">gjorts </SPAN>obrukbar.</P></TD>
<TD class="tr31 td78"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td104"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td47"><P class="p20 ft2">obrukbar.</P></TD>
<TD class="tr31 td96"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td27"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p855 ft35"><SPAN class="ft42">1</SPAN><SPAN class="ft43">Senaste lydelse 2004:85.</SPAN></P>
<P class="p162 ft45"><SPAN class="ft42">2</SPAN><SPAN class="ft44">Senaste lydelse 1992:1311.</SPAN></P>
<P class="p163 ft2">573</P>
</DIV>
</DIV>
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<DIV style="border:none;margin: 0px 0px 0px 49px;padding: 0px;border:none;width: 507px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 114px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 7</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p117 ft2">Om någon ger bort en rättighet som registreras enligt <SPAN class="ft3">aktiekonto- lagen (1989:827)</SPAN>, fullbordas gåvan genom att rättigheten registreras för gåvotagaren enligt bestämmelserna i den lagen eller, om rättigheten förvaltas enligt <SPAN class="ft3">8 </SPAN>kap. <SPAN class="ft3">i </SPAN>sistnämnda lag, genom att förvaltaren underrättas om gåvan. Om en fordran som registreras enligt sistnämnda lag efterskänks, fullbordas gåvan genom regist- rering eller underrättelse i enlighet med vad nu sagts.</P>
<P class="p136 ft2"><SPAN class="ft3">Bortgives </SPAN>annan fordran än i första eller andra stycket <SPAN class="ft3">sägs</SPAN>, <SPAN class="ft3">vare överlåtelsen för fullbordad ansedd då </SPAN>gäldenären <SPAN class="ft3">underrättats </SPAN>av givaren. <SPAN class="ft3">Har </SPAN>gåvan tillkommit genom skriftlig utfästelse <SPAN class="ft3">varom sägs </SPAN>i 1 § första stycket, eller under sådana särskilda omständlig- heter som där <SPAN class="ft3">avses</SPAN>, och <SPAN class="ft3">sker </SPAN>underrättelse genom gåvotagaren, <SPAN class="ft3">gälle </SPAN>överlåtelsen <SPAN class="ft3">ock såsom </SPAN>fullbordad. <SPAN class="ft3">Efterskänkes </SPAN>fordran <SPAN class="ft3">varom här är fråga, gälle </SPAN>gåvan strax såsom fullbordad.</P>
</DIV>
<DIV style="float:left;border:none;margin: 1px 0px 0px 16px;padding: 0px;border:none;width: 189px;overflow: hidden;">
<P class="p117 ft2">Om någon ger bort en rättighet som registreras enligt <SPAN class="ft3">lagen (1998:1479) om värdepappers- centraler och kontoföring av finansiella instrument</SPAN>, fullbordas gåvan genom att rättigheten registreras för gåvotagaren enligt bestämmelserna i den lagen eller, om rättigheten förvaltas enligt <SPAN class="ft3">3 </SPAN>kap. <NOBR><SPAN class="ft3">7–13</SPAN></NOBR><SPAN class="ft3"> §§ </SPAN>sistnämnda lag, genom att förvaltaren underrättas om gåvan. Om en fordran som registreras enligt sistnämnda lag efterskänks, fullbordas gåvan genom registrering eller under- rättelse i enlighet med vad nu sagts.</P>
<P class="p280 ft3">Om någon ger bort en <SPAN class="ft2">annan fordran än </SPAN>som anges <SPAN class="ft2">i första eller andra stycket, </SPAN>fullbordas över- låtelsen genom att <SPAN class="ft2">gäldenären </SPAN>underrättas <SPAN class="ft2">av givaren. </SPAN>Om <SPAN class="ft2">gåvan </SPAN>har <SPAN class="ft2">tillkommit genom skriftlig utfästelse </SPAN>som anges <SPAN class="ft2">i 1 § första stycket, eller under sådana sär- skilda omständigheter som </SPAN>avses <SPAN class="ft2">där, och </SPAN>om <SPAN class="ft2">underrättelse </SPAN>sker <SPAN class="ft2">genom gåvotagaren, </SPAN>anses <SPAN class="ft2">över- låtelsen </SPAN>också <SPAN class="ft2">fullbordad. </SPAN>Om en sådan <SPAN class="ft2">fordran </SPAN>efterskänks<SPAN class="ft2">, </SPAN>anses <SPAN class="ft2">gåvan strax såsom fullbordad.</SPAN></P>
</DIV>
</DIV>
<DIV style="border:none;margin: 36px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<P class="p1474 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
<P style="text-align: left;padding-left: 36px;margin-top: 245px;margin-bottom: 0px;" class="ft2">574</P>
</DIV>
</DIV>
<DIV id="page_575" style="position:relative; overflow: hidden;margin: 50px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:543px;left:273px;width:188px;height:48px;"><SPAN class="ft4">utdelningsberättigad: den som är berättigad att lyfta utdelning för egen del vid utdelningstillfället</SPAN><SPAN class="ft36">,</SPAN></DIV>
<DIV style="position:absolute;top:589px;left:273px;width:188px;height:96px;"><SPAN class="ft38">värdepapperscentral, svensk värdepapperscentral och utländsk värdepapperscentral: detsamma som i 1 kap. 3 § lagen (1998:1479) om värdepapperscentraler och kontoföring av finansiella instru- ment.</SPAN></DIV>
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<P style="text-align: left;padding-right: 64px;margin-top: 0px;margin-bottom: 0px;" class="ft72">Förslag till lag om ändring i kupongskattelagen (1970:624)</P>
<P class="p1472 ft4">Härigenom föreskrivs att 2, <NOBR>7–9,</NOBR> <NOBR>10–12,</NOBR> 20, 22 och 25 §§ kupong- skattelagen (1970:624) ska ha följande lydelse.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 13px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 7</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 13px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<P class="p172 ft3">Nuvarande lydelse Föreslagen lydelse</P>
<P class="p402 ft2">2 §<SPAN class="ft27">1</SPAN></P>
<P class="p277 ft2">I denna lag förstås med</P>
<P class="p193 ft4"><NOBR>AIF-förvaltare:</NOBR> juridisk person som är <NOBR>AIF-förvaltare</NOBR> enligt 1 kap. 3 § lagen (2013:561) om förvaltare av alternativa investeringsfonder,</P>
<P class="p193 ft2">avstämningsbolag: aktiebolag som är avstämningsbolag enligt 1 kap. 10 § aktiebolagslagen (2005:551),</P>
<P style="text-align: justify;padding-left: 68px;padding-right: 368px;margin-top: 0px;margin-bottom: 0px;text-indent: 11px;" class="ft3">central värdepappersförvarare: företag som har auktorisation som central värdepappersförvarare en- ligt lagen (1998:1479) om konto- föring av finansiella instrument,</P>
<P class="p82 ft2">egen aktie: aktie som innehas av bolaget självt,</P>
<P class="p48 ft4">fondbolag: aktiebolag som driver fondverksamhet enligt lagen (2004:46) om värdepappersfonder,</P>
<P class="p140 ft2">förvaltningsbolag: ett utländskt företag som förvaltar en värde-</P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD colspan=2 class="tr27 td150"><P class="p20 ft2">pappersfond i Sverige,</P></TD>
<TD class="tr27 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td149"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td95"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td150"><P class="p60 ft2">förvaringsinstitut: ett</P></TD>
<TD class="tr25 td99"><P class="p113 ft31">företag</P></TD>
<TD colspan=2 class="tr25 td148"><P class="p60 ft2">förvaringsinstitut: ett</P></TD>
<TD class="tr25 td95"><P class="p17 ft2">företag</P></TD>
</TR>
<TR>
<TD class="tr25 td66"><P class="p20 ft2">som</P></TD>
<TD class="tr25 td145"><P class="p69 ft2">är förvaringsinstitut</P></TD>
<TD class="tr25 td99"><P class="p113 ft2">enligt</P></TD>
<TD class="tr25 td66"><P class="p20 ft2">som</P></TD>
<TD class="tr25 td149"><P class="p72 ft2">är förvaringsinstitut</P></TD>
<TD class="tr25 td95"><P class="p17 ft2">enligt</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td122"><P class="p20 ft2">1 kap. 1 § första stycket 15 lagen</P></TD>
<TD colspan=3 class="tr26 td124"><P class="p20 ft2">1 kap. 1 § första stycket 15 lagen</P></TD>
</TR>
<TR>
<TD class="tr25 td66"><P class="p20 ft2">om</P></TD>
<TD class="tr25 td145"><P class="p61 ft31">värdepappersfonder</P></TD>
<TD class="tr25 td99"><P class="p113 ft2">eller</P></TD>
<TD class="tr25 td66"><P class="p20 ft2">om</P></TD>
<TD class="tr25 td149"><P class="p67 ft31">värdepappersfonder</P></TD>
<TD class="tr25 td95"><P class="p17 ft2">eller</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p20 ft2">9 kap. 4, 5 eller 7 § lagen om för-</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p20 ft2">9 kap. 4, 5 eller 7 § lagen om för-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td122"><P class="p20 ft2">valtare av alternativa investerings-</P></TD>
<TD colspan=3 class="tr26 td124"><P class="p20 ft2">valtare av alternativa investerings-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr32 td150"><P class="p20 ft15">fonder<SPAN class="ft39">.</SPAN></P></TD>
<TD class="tr32 td99"><P class="p20 ft14"> </P></TD>
<TD colspan=2 class="tr32 td148"><P class="p20 ft15">fonder<SPAN class="ft39">,</SPAN></P></TD>
<TD class="tr32 td95"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p48 ft2">utdelningstillfälle: för avstämningsbolag den i 4 kap. 39 § aktiebolags- lagen avsedda dagen för avstämning och för andra aktiebolag liksom i fråga om värdepappersfond eller specialfond den dag då utdelningen blir tillgänglig för lyftning,</P>
<P style="text-align: justify;padding-left: 68px;padding-right: 368px;margin-top: 1px;margin-bottom: 0px;text-indent: 11px;" class="ft4">utdelningsberättigad: den som är berättigad att lyfta utdelning för egen del vid utdelningstillfället.</P>
<P style="text-align: left;padding-left: 79px;margin-top: 106px;margin-bottom: 0px;" class="ft2">Med utdelning avses även</P>
<P style="text-align: left;padding-left: 68px;margin-top: 42px;margin-bottom: 0px;" class="ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2013:574.</P>
<P class="p99 ft2">575</P>
</DIV>
</DIV>
<DIV id="page_576" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">576</P>
</DIV>
<DIV style="float:left;border:none;margin: 1px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P class="p211 ft4">1. återbetalning till aktieägarna vid minskning av aktiekapitalet eller reservfonden enligt 20 kap. 1 § första stycket 3 eller 35 § 3 aktiebolags- lagen,</P>
<P class="p211 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">utskiftning vid bolagets likvidation enligt 25 kap. 38 § aktiebolags- lagen,</SPAN></P>
<P class="p211 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft18">utbetalning till aktieägare vid bolagets förvärv av egna aktier genom ett förvärvserbjudande som har riktats till samtliga aktieägare eller samt- liga ägare till aktier av ett visst slag,</SPAN></P>
<P class="p211 ft4"><SPAN class="ft2">4.</SPAN><SPAN class="ft30">utbetalning av fusionsvederlag till aktieägare enligt 23 kap. 26 § aktiebolagslagen till den del vederlaget utgörs av annat än aktier i det övertagande bolaget,</SPAN></P>
<P class="p211 ft2"><SPAN class="ft2">5.</SPAN><SPAN class="ft18">utbetalning av fusionsvederlag till andelsägare enligt 8 kap. 14 § lagen om värdepappersfonder eller 12 kap. 16 § lagen om förvaltare av alternativa investeringsfonder till den del vederlaget utgörs av annat än andelar i den övertagande fonden, och</SPAN></P>
<P class="p211 ft4"><SPAN class="ft2">6.</SPAN><SPAN class="ft30">utbetalning av delningsvederlag till aktieägare enligt 24 kap. 28 § aktiebolagslagen som avser</SPAN></P>
<P class="p211 ft2">a) delning enligt 24 kap. 1 § andra stycket 1 samma lag till den del vederlaget utgörs av annat än aktier i de övertagande bolagen, eller</P>
<P class="p211 ft4">b) delning enligt 24 kap. 1 § andra stycket 2 samma lag till den del vederlaget utgörs av annat än ersättning som enligt 42 kap. 16 b § inkomstskattelagen (1999:1229) inte ska tas upp.</P>
<TABLE cellpadding=0 cellspacing=0 class="t133">
<TR>
<TD class="tr2 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td71"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td247"><P class="p153 ft2">7 §<SPAN class="ft27">2</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p60 ft2">En</P></TD>
<TD colspan=5 class="tr25 td152"><P class="p30 ft3">central värdepappersförva-</P></TD>
<TD class="tr25 td143"><P class="p17 ft3"><SPAN class="ft2">En </SPAN>värdepapperscentral <SPAN class="ft2">ska vid</SPAN></P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td50"><P class="p20 ft2"><SPAN class="ft3">rare </SPAN>ska vid utbetalning av utdel-</P></TD>
<TD class="tr26 td143"><P class="p17 ft2">utbetalning av utdelning innehålla</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p20 ft2">ning innehålla kupongskatt, om det</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">kupongskatt, om det inte av till-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p20 ft2">inte av tillgängliga uppgifter om</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">gängliga uppgifter om den utdel-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td50"><P class="p20 ft2">den utdelningsberättigade framgår</P></TD>
<TD class="tr26 td143"><P class="p28 ft2">ningsberättigade framgår att denne</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p20 ft2">att denne inte är skattskyldig.</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">inte är skattskyldig. Kupongskatt</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p20 ft2">Kupongskatt ska vidare innehållas</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">ska vidare innehållas om utdelning</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td50"><P class="p20 ft2">om utdelning inte har kunnat ske</P></TD>
<TD class="tr26 td143"><P class="p17 ft2">inte har kunnat ske till följd av</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p20 ft2">till följd av bristande uppgift om</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">bristande uppgift om den utdel-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td223"><P class="p20 ft2">den utdelningsberättigade.</P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td143"><P class="p154 ft31">ningsberättigade.</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td50"><P class="p30 ft2">Uppgift som avses i första styck-</P></TD>
<TD class="tr26 td143"><P class="p17 ft2">Uppgift som avses i första styck-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p20 ft2">et ska lämnas skriftligen till <SPAN class="ft3">den</SPAN></P></TD>
<TD class="tr25 td143"><P class="p17 ft2">et ska lämnas skriftligen till <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p20 ft3">centrala värdepappersförvararen <SPAN class="ft2">i</SPAN></P></TD>
<TD class="tr25 td143"><P class="p17 ft3">papperscentralen <SPAN class="ft2">i samband med</SPAN></P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td50"><P class="p20 ft2">samband med begäran om införing</P></TD>
<TD class="tr26 td143"><P class="p17 ft2">begäran om införing i aktieboken</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p20 ft2">i aktieboken eller anmälan om</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">eller anmälan om registrering på</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td88"><P class="p20 ft2">registrering</P></TD>
<TD colspan=4 class="tr25 td157"><P class="p30 ft2">på avstämningskonto</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">avstämningskonto av uppgift som</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td50"><P class="p20 ft2">av uppgift som avses i 4 kap. 18 §</P></TD>
<TD class="tr26 td143"><P class="p17 ft2">avses i 4 kap. 18 § första stycket</P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft2">första</P></TD>
<TD colspan=2 class="tr25 td170"><P class="p85 ft2">stycket</P></TD>
<TD class="tr25 td63"><P class="p32 ft2"><NOBR>6–8</NOBR></P></TD>
<TD colspan=2 class="tr25 td41"><P class="p30 ft2">lagen</P></TD>
<TD class="tr25 td143"><P class="p17 ft2"><NOBR>6–8</NOBR> lagen (1998:1479) om <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td88"><P class="p20 ft2">(1998:1479)</P></TD>
<TD class="tr25 td27"><P class="p76 ft2">om</P></TD>
<TD colspan=2 class="tr25 td121"><P class="p20 ft2">kontoföring</P></TD>
<TD class="tr25 td163"><P class="p30 ft2">av</P></TD>
<TD class="tr25 td143"><P class="p17 ft3">papperscentraler och <SPAN class="ft2">kontoföring</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td88"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=2 class="tr26 td53"><P class="p20 ft2">instrument,</P></TD>
<TD class="tr26 td71"><P class="p20 ft2">samt</P></TD>
<TD class="tr26 td163"><P class="p30 ft2">i</P></TD>
<TD class="tr26 td143"><P class="p17 ft2">av finansiella instrument, samt i</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p20 ft3"><SPAN class="ft2">övrigt när </SPAN>värdepappersförvararen</P></TD>
<TD class="tr25 td143"><P class="p17 ft3"><SPAN class="ft2">övrigt när </SPAN>värdepapperscentralen</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p20 ft2">begär det av den som avses med</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">begär det av den som avses med</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr27 td223"><P class="p20 ft2">införingen. Ändras något</P></TD>
<TD colspan=2 class="tr27 td41"><P class="p30 ft2">förhåll-</P></TD>
<TD class="tr27 td143"><P class="p17 ft2">införingen. Ändras något förhåll-</P></TD>
</TR>
</TABLE>
<P class="p1539 ft35"><SPAN class="ft34">2 </SPAN>Senaste lydelse 2011:69.</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_577" style="position:relative; overflow: hidden;margin: 48px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:357px;left:273px;width:188px;height:64px;"><SPAN class="ft4">3</SPAN><SPAN class="ft36">. </SPAN><SPAN class="ft4">det sammanlagda beloppet av utdelning som </SPAN><SPAN class="ft36">inte </SPAN><SPAN class="ft4">kunnat utbeta- las till följd av bristande uppgifter om den utdelningsberättigade,</SPAN></DIV>
<DIV style="position:absolute;top:418px;left:273px;width:188px;height:34px;"><SPAN class="ft22">4. det sammanlagda beloppet av innehållen kupongskatt.</SPAN></DIV>
<DIV style="position:absolute;top:450px;left:273px;width:188px;height:48px;"><SPAN class="ft4">Inom samma tid </SPAN><SPAN class="ft36">ska värdepap- perscentralen </SPAN><SPAN class="ft4">inbetala innehållen kupongskatt till Skatteverket.</SPAN></DIV>
<DIV style="position:absolute;top:511px;left:273px;width:188px;height:120px;"><SPAN class="ft3">Andra </SPAN><SPAN class="ft2">stycket gäller inte ku- pongskatt på utdelning som avses i första stycket 3. Sådan skatt in- betalas senast vid utgången av det kalenderår då utdelningen utbe- talas, dock senast vid utgången av det femte kalenderåret efter året för utdelningstillfället.</SPAN></DIV>
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 499px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p157 ft2">ande som är av betydelse för be- dömning av frågan om skatt- skyldighet enligt denna lag, ska uppgiftslämnaren utan dröjsmål skriftligen anmäla detta till <SPAN class="ft3">värde- pappersförvararen</SPAN>.</P>
<P class="p258 ft36">Den centrala värdepappersför- vararen <SPAN class="ft4">ska senast fyra månader efter utdelningstillfället lämna den utdelningsberättigade skriftlig upp- gift om det belopp som innehållits i kupongskatt för denne.</SPAN></P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 17px;padding: 0px;border:none;width: 294px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t60">
<TR>
<TD class="tr28 td123"><P class="p20 ft2">ande som är av betydelse för be-</P></TD>
<TD class="tr28 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr26 td123"><P class="p20 ft2">dömning av frågan om skatt-</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 7</P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p20 ft2">skyldighet enligt denna lag, ska</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p20 ft2">uppgiftslämnaren utan dröjsmål</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td123"><P class="p20 ft2">skriftligen anmäla detta till <SPAN class="ft3">värde-</SPAN></P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p20 ft3">papperscentralen<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td123"><P class="p60 ft3">Värdepapperscentralen <SPAN class="ft2">ska sen-</SPAN></P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p20 ft2">ast fyra månader efter utdelnings-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p20 ft2">tillfället lämna den utdelnings-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td123"><P class="p20 ft2">berättigade skriftlig uppgift om det</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p20 ft2">belopp som innehållits i kupong-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td123"><P class="p20 ft2">skatt för denne.</P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
<DIV style="border:none;margin: 6px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD class="tr43 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td17"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr43 td218"><P class="p153 ft2">8 §<SPAN class="ft27">3</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td35"><P class="p60 ft2">En</P></TD>
<TD colspan=2 class="tr25 td152"><P class="p113 ft3">central värdepappersförva-</P></TD>
<TD class="tr25 td124"><P class="p17 ft3"><SPAN class="ft2">En </SPAN>värdepapperscentral ska <SPAN class="ft2">sen-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p20 ft2"><SPAN class="ft3">rare skall </SPAN>senast fyra månader</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">ast fyra månader efter utdelnings-</P></TD>
</TR>
<TR>
<TD class="tr26 td35"><P class="p20 ft2">efter</P></TD>
<TD class="tr26 td17"><P class="p76 ft2">utdelningstillfället</P></TD>
<TD class="tr26 td104"><P class="p113 ft2">lämna</P></TD>
<TD class="tr26 td124"><P class="p17 ft2">tillfället lämna Skatteverket upp-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td189"><P class="p20 ft2">Skatteverket uppgift om</P></TD>
<TD class="tr25 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td124"><P style="text-align: right;padding-right: 149px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft2">gift om</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td122"><P class="p113 ft2">1<SPAN class="ft3">) </SPAN>det sammanlagda beloppet av</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">1<SPAN class="ft3">. </SPAN>det sammanlagda beloppet av</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td189"><P class="p20 ft2">utbetalade utdelningar för</P></TD>
<TD class="tr26 td104"><P class="p113 ft2">vilka</P></TD>
<TD class="tr26 td124"><P class="p17 ft2">utbetalade utdelningar för vilka</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr32 td189"><P class="p20 ft15">skattskyldighet <SPAN class="ft39">ej </SPAN>förelegat,</P></TD>
<TD class="tr32 td104"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td124"><P class="p728 ft100">skattskyldighet <SPAN class="ft68">inte </SPAN>förelegat,</P></TD>
</TR>
</TABLE>
<P class="p48 ft2">2<SPAN class="ft3">. </SPAN>storleken av utbetalad utdelning och innehållen kupongskatt för varje skattskyldig,</P>
<P style="text-align: justify;padding-left: 68px;padding-right: 368px;margin-top: 0px;margin-bottom: 0px;text-indent: 11px;" class="ft2">3<SPAN class="ft3">) </SPAN>det sammanlagda beloppet av utdelning som <SPAN class="ft3">ej </SPAN>kunnat utbetalas till följd av bristande uppgifter om den utdelningsberättigade,</P>
<P style="text-align: justify;padding-left: 68px;padding-right: 368px;margin-top: 0px;margin-bottom: 0px;text-indent: 11px;" class="ft4">4<SPAN style="font: italic 15px 'Times New Roman';line-height: 18px;">) </SPAN>det sammanlagda beloppet av innehållen kupongskatt.</P>
<P style="text-align: justify;padding-left: 68px;padding-right: 368px;margin-top: 0px;margin-bottom: 0px;text-indent: 11px;" class="ft2">Inom samma tid <SPAN class="ft3">skall den cen- trala värdepappersförvararen </SPAN>in- betala innehållen kupongskatt till Skatteverket.</P>
<P style="text-align: justify;padding-left: 68px;padding-right: 363px;margin-top: 1px;margin-bottom: 0px;text-indent: 11px;" class="ft3">Vad i andra <SPAN class="ft2">stycket </SPAN>sagts <SPAN class="ft2">gäller inte kupongskatt på utdelning som avses i första stycket 3</SPAN>)<SPAN class="ft2">. Sådan skatt inbetalas senast vid utgången av det kalenderår då utdelningen utbetalas, dock senast vid utgång- en av det femte kalenderåret efter året för utdelningstillfället.</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 style="width: 393px;margin-left: 68px;margin-top: 13px;font: 13px 'Times New Roman';">
<TR>
<TD class="tr43 td131"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td62"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr43 td51"><P style="text-align: right;padding-right: 60px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft2">9 §<SPAN class="ft27">4</SPAN></P></TD>
<TD class="tr43 td88"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td131"><P class="p60 ft2">Utbetalas utdelning</P></TD>
<TD class="tr25 td62"><P class="p64 ft2">sedan</P></TD>
<TD class="tr25 td65"><P class="p113 ft2">en</P></TD>
<TD class="tr25 td130"><P class="p60 ft2">Utbetalas</P></TD>
<TD class="tr25 td88"><P class="p60 ft2">utdelning</P></TD>
<TD class="tr25 td95"><P class="p42 ft2">sedan</P></TD>
<TD class="tr25 td100"><P class="p17 ft2">en</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td122"><P class="p113 ft3">central värdepappersförvarare <SPAN class="ft2">in-</SPAN></P></TD>
<TD colspan=3 class="tr26 td281"><P class="p20 ft3">värdepapperscentral <SPAN class="ft2">inbetalat</SPAN></P></TD>
<TD class="tr26 td100"><P class="p17 ft2">ku-</P></TD>
</TR>
<TR>
<TD class="tr31 td131"><P class="p20 ft2">betalat kupongskatt</P></TD>
<TD class="tr31 td62"><P class="p20 ft2">enligt</P></TD>
<TD class="tr31 td65"><P class="p113 ft2">8 §,</P></TD>
<TD class="tr31 td130"><P class="p20 ft2">pongskatt</P></TD>
<TD class="tr31 td88"><P class="p20 ft2">enligt 8 §,</P></TD>
<TD colspan=2 class="tr31 td137"><P class="p17 ft2">återbetalar</P></TD>
</TR>
</TABLE>
<P class="p859 ft35"><SPAN class="ft42">3</SPAN><SPAN class="ft43">Senaste lydelse 2003:647.</SPAN></P>
<P class="p162 ft45"><SPAN class="ft42">4</SPAN><SPAN class="ft44">Senaste lydelse 2003:647.</SPAN></P>
<P class="p163 ft2">577</P>
</DIV>
</DIV>
<DIV id="page_578" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">578</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p157 ft4">återbetalar Skatteverket kupong- skatt, som belöper på sådan utdel- ning för vilken skattskyldighet <SPAN class="ft36">ej </SPAN>förelegat.</P>
<P class="p117 ft2">För återbetalning fordras att <SPAN class="ft3">den centrala värdepappersförvararen </SPAN>till Skatteverket överlämnar utred- ning om att skattskyldighet <SPAN class="ft3">ej </SPAN>före- legat för den utdelningsberätti- gade. Återbetalning sker <SPAN class="ft3">ej </SPAN>be- träffande utdelning, som avser ut- delningstillfälle tidigare än fem år före det kalenderår utredningen överlämnats till Skatteverket.</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 16px;padding: 0px;border:none;width: 189px;overflow: hidden;">
<P class="p157 ft4">Skatteverket kupongskatt, som be- löper på sådan utdelning för vilken skattskyldighet <SPAN class="ft36">inte </SPAN>förelegat.</P>
<P style="text-align: justify;margin-top: 13px;margin-bottom: 0px;text-indent: 11px;" class="ft2">För återbetalning fordras att <SPAN class="ft3">värdepapperscentralen </SPAN>till Skatte- verket överlämnar utredning om att skattskyldighet <SPAN class="ft3">inte </SPAN>förelegat för den utdelningsberättigade. Återbetalning sker <SPAN class="ft3">inte </SPAN>beträffande utdelning som avser utdelnings- tillfälle tidigare än fem år före det kalenderår utredningen överläm- nats till Skatteverket.</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 14px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr2 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td80"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td139"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td160"><P class="p160 ft2">10 §<SPAN class="ft27">5</SPAN></P></TD>
<TD class="tr2 td85"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td50"><P class="p30 ft3"><SPAN class="ft2">Har en </SPAN>central värdepappersför-</P></TD>
<TD class="tr26 td114"><P class="p87 ft2">Har</P></TD>
<TD colspan=4 class="tr26 td67"><P class="p17 ft3"><SPAN class="ft2">en </SPAN>värdepapperscentral</P></TD>
</TR>
<TR>
<TD class="tr25 td82"><P class="p20 ft3">varare</P></TD>
<TD class="tr25 td80"><P class="p1 ft2">underlåtit att</P></TD>
<TD colspan=2 class="tr25 td113"><P class="p30 ft2">innehålla</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">underlåtit att innehålla kupong-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td50"><P class="p30 ft2">kupongskatt fastän detta <SPAN class="ft3">bort ske</SPAN>,</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">skatt fastän detta <SPAN class="ft3">borde ha skett</SPAN>,</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td50"><P class="p30 ft3">skall värdepappersförvararen <SPAN class="ft2">för-</SPAN></P></TD>
<TD colspan=4 class="tr26 td152"><P class="p20 ft3">ska värdepapperscentralen</P></TD>
<TD class="tr26 td61"><P class="p17 ft2">för-</P></TD>
</TR>
<TR>
<TD class="tr25 td82"><P class="p20 ft2">skjuta</P></TD>
<TD class="tr25 td80"><P class="p20 ft2">kupongskatten</P></TD>
<TD class="tr25 td139"><P class="p20 ft2">men</P></TD>
<TD class="tr25 td71"><P class="p30 ft2">får</P></TD>
<TD class="tr25 td114"><P class="p20 ft2">skjuta</P></TD>
<TD colspan=2 class="tr25 td56"><P class="p20 ft2">kupongskatten</P></TD>
<TD class="tr25 td18"><P class="p60 ft2">men</P></TD>
<TD class="tr25 td61"><P class="p17 ft2">får</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td50"><P class="p30 ft2">kräva skattebeloppet åter av den</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">kräva skattebeloppet åter av den</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr27 td59"><P class="p20 ft2">skattskyldige.</P></TD>
<TD class="tr27 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td71"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td199"><P class="p20 ft2">skattskyldige.</P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td80"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td139"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td160"><P class="p160 ft2">11 §<SPAN class="ft27">6</SPAN></P></TD>
<TD class="tr38 td85"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td50"><P class="p30 ft2">Föreligger fall som avses i 10 §,</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">Föreligger fall som avses i 10 §,</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td50"><P class="p30 ft2"><SPAN class="ft3">skall </SPAN>Skatteverket delge <SPAN class="ft3">den cen-</SPAN></P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2"><SPAN class="ft3">ska </SPAN>Skatteverket delge <SPAN class="ft3">värdepap-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td156"><P class="p20 ft3">trala värdepappersförvararen</P></TD>
<TD class="tr25 td71"><P class="p30 ft2">ut-</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2"><SPAN class="ft3">perscentralen </SPAN>utdrag av den längd</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td50"><P class="p30 ft2">drag av den längd som avses i 26 §</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">som avses i 26 § och förelägga <SPAN class="ft3">den</SPAN></P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td50"><P class="p30 ft2">och förelägga <SPAN class="ft3">denne </SPAN>att inom två</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">att inom två månader från den dag</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td50"><P class="p30 ft2">månader från den dag då <SPAN class="ft3">värde-</SPAN></P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">då <SPAN class="ft3">centralen </SPAN>fick del av utdraget</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td50"><P class="p30 ft3">pappersförvararen <SPAN class="ft2">fick del av ut-</SPAN></P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">erlägga skattebeloppet. Vill <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td50"><P class="p30 ft2">draget erlägga skattebeloppet. Vill</P></TD>
<TD colspan=2 class="tr25 td199"><P class="p20 ft3">papperscentralen</P></TD>
<TD colspan=3 class="tr25 td128"><P class="p17 ft2">bestrida kravet,</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td59"><P class="p20 ft3">värdepappersförvararen</P></TD>
<TD colspan=2 class="tr25 td113"><P class="p30 ft2">bestrida</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2"><SPAN class="ft3">ska den </SPAN>senast inom samma tid</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td50"><P class="p30 ft2">kravet, <SPAN class="ft3">skall denne </SPAN>senast inom</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">göra erinran hos Skatteverket, som</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td50"><P class="p30 ft2">samma tid göra erinran hos Skatte-</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">meddelar beslut med anledning <SPAN class="ft3">av</SPAN></P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td50"><P class="p30 ft2">verket, som meddelar beslut med</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2"><SPAN class="ft3">erinran</SPAN>. Beslutet <SPAN class="ft3">ska </SPAN>delges <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td50"><P class="p30 ft2">anledning <SPAN class="ft3">härav</SPAN>. Beslutet <SPAN class="ft3">skall</SPAN></P></TD>
<TD colspan=2 class="tr26 td199"><P class="p20 ft3">papperscentralen</P></TD>
<TD class="tr26 td89"><P class="p26 ft2">och</P></TD>
<TD colspan=2 class="tr26 td96"><P class="p17 ft2">antecknas i</P></TD>
</TR>
<TR>
<TD class="tr25 td82"><P class="p20 ft2">delges</P></TD>
<TD colspan=3 class="tr25 td161"><P class="p30 ft3">värdepappersförvararen</P></TD>
<TD class="tr25 td114"><P class="p20 ft2">längden.</P></TD>
<TD class="tr25 td85"><P class="p135 ft2">Finner</P></TD>
<TD colspan=2 class="tr25 td88"><P class="p20 ft2">Skatteverket</P></TD>
<TD class="tr25 td61"><P class="p17 ft2">att</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td50"><P class="p30 ft2">och antecknas i längden. Finner</P></TD>
<TD colspan=3 class="tr25 td131"><P class="p20 ft28">värdepapperscentralen</P></TD>
<TD class="tr25 td18"><P class="p60 ft3">ska</P></TD>
<TD class="tr25 td61"><P class="p17 ft2">för-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td50"><P class="p30 ft2">Skatteverket att <SPAN class="ft3">värdepappersför-</SPAN></P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">skjuta kupongskatt, <SPAN class="ft3">ska värdepap-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td50"><P class="p30 ft2"><SPAN class="ft3">vararen skall </SPAN>förskjuta kupong-</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2"><SPAN class="ft3">perscentralen </SPAN>föreläggas att inom</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td50"><P class="p30 ft3"><SPAN class="ft2">skatt, </SPAN>skall värdepappersförvarar-</P></TD>
<TD colspan=4 class="tr25 td152"><P class="p20 ft2">viss tid erlägga skattebeloppet.</P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td50"><P class="p30 ft2"><SPAN class="ft3">en </SPAN>föreläggas att inom viss tid er-</P></TD>
<TD class="tr26 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td85"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td59"><P class="p20 ft2">lägga skattebeloppet.</P></TD>
<TD class="tr31 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td85"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td61"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p1454 ft35"><SPAN class="ft42">5</SPAN><SPAN class="ft43">Senaste lydelse 1998:1485.</SPAN></P>
<P class="p157 ft35"><SPAN class="ft42">6</SPAN><SPAN class="ft43">Senaste lydelse 2003:647.</SPAN></P>
</DIV>
</DIV>
</DIV>
</DIV>
<DIV id="page_579" style="position:relative; overflow: hidden;margin: 47px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<TABLE cellpadding=0 cellspacing=0 class="t37">
<TR>
<TD class="tr2 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td79"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td196"><P class="p207 ft2">11 a §<SPAN class="ft27">7</SPAN></P></TD>
<TD class="tr2 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr26 td62"><P class="p60 ft3">Om</P></TD>
<TD colspan=2 class="tr26 td159"><P class="p20 ft3">ett avstämningsbolag</P></TD>
<TD class="tr26 td35"><P class="p91 ft3">inte</P></TD>
<TD colspan=3 class="tr26 td134"><P class="p29 ft3">Bestämmelserna</P></TD>
<TD class="tr26 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p42 ft3">om</P></TD>
<TD colspan=2 class="tr26 td88"><P class="p111 ft3">värdepap-</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 7</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td185"><P class="p20 ft3">har uppdragit åt en central värde-</P></TD>
<TD colspan=2 class="tr25 td196"><P class="p66 ft3">perscentral <SPAN class="ft2">i</SPAN></P></TD>
<TD class="tr25 td109"><P class="p28 ft2">7 §,</P></TD>
<TD class="tr25 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p26 ft2">8 §</P></TD>
<TD class="tr25 td27"><P class="p67 ft2">första</P></TD>
<TD class="tr25 td95"><P class="p111 ft2">och</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td185"><P class="p20 ft3">pappersförvarare att sända ut ut-</P></TD>
<TD class="tr25 td114"><P class="p66 ft2">andra</P></TD>
<TD colspan=2 class="tr25 td41"><P class="p94 ft31">styckena,</P></TD>
<TD colspan=2 class="tr25 td71"><P class="p20 ft2"><NOBR>9–11,</NOBR></P></TD>
<TD class="tr25 td27"><P class="p94 ft2">20</P></TD>
<TD class="tr25 td95"><P class="p111 ft2">samt</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td155"><P class="p20 ft3">delningen, gäller</P></TD>
<TD colspan=2 class="tr26 td154"><P class="p91 ft3">bestämmelserna</P></TD>
<TD colspan=7 class="tr26 td284"><P class="p111 ft2">22 §§ denna lag <SPAN class="ft3">gäller </SPAN>i stället <SPAN class="ft3">av-</SPAN></P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td185"><P class="p20 ft3">om central värdepappersförvarare</P></TD>
<TD colspan=7 class="tr25 td284"><P class="p111 ft3">stämningsbolaget, om bolaget inte</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td185"><P class="p20 ft2">i 7 §, 8 § första och andra styck-</P></TD>
<TD colspan=3 class="tr25 td134"><P class="p66 ft3">har uppdragit åt</P></TD>
<TD class="tr25 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td185"><P class="p20 ft2">ena, <NOBR>9–11,</NOBR> 20 samt 22 §§ denna</P></TD>
<TD class="tr26 td114"><P class="p29 ft3">1. en</P></TD>
<TD colspan=6 class="tr26 td279"><P class="p111 ft3">svensk värdepapperscen-</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td185"><P class="p20 ft3"><SPAN class="ft2">lag i stället </SPAN>bolaget eller den som</P></TD>
<TD colspan=7 class="tr25 td284"><P class="p111 ft3">tral eller en utländsk värdepap-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td185"><P class="p20 ft3">bolaget annars har anlitat för</P></TD>
<TD colspan=7 class="tr25 td284"><P class="p111 ft3">perscentral som bedriver verksam-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td155"><P class="p20 ft3">uppgiften.</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td284"><P class="p111 ft3">het från ett fast driftställe i Sverige</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td152"><P class="p66 ft28">att sända ut utdelningen, eller</P></TD>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td284"><P class="p111 ft3">2. en utländsk värdepapperscen-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td284"><P class="p111 ft3">tral som inte bedriver verksamhet</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td284"><P class="p111 ft3">från ett fast driftställe i Sverige att</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td284"><P class="p111 ft3">sända ut utdelningen och värde-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td134"><P class="p66 ft3">papperscentralen</P></TD>
<TD colspan=3 class="tr26 td96"><P class="p20 ft3">för bolaget</P></TD>
<TD class="tr26 td95"><P class="p111 ft3">har</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td284"><P class="p111 ft3">gett in ett åtagande till Skatte-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td284"><P class="p111 ft3">verket om att ansvara för upp-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td284"><P class="p111 ft3">gifterna enligt 7 §, 8 § första och</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p66 ft3">andra</P></TD>
<TD colspan=2 class="tr25 td41"><P class="p62 ft3">styckena,</P></TD>
<TD colspan=3 class="tr25 td96"><P class="p1 ft3"><NOBR>9–11,</NOBR> 20</P></TD>
<TD class="tr25 td95"><P class="p111 ft3">och</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p66 ft3">22 §§.</P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td284"><P class="p111 ft3">Åtagandet enligt första stycket 2</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td284"><P class="p111 ft3">ska göras på fastställt formulär</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td284"><P class="p111 ft3">och innehålla nödvändiga identi-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td134"><P class="p66 ft3">fikationsuppgifter</P></TD>
<TD class="tr26 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft3">för</P></TD>
<TD colspan=2 class="tr26 td88"><P class="p111 ft3">värdepap-</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td196"><P class="p66 ft3">perscentralen</P></TD>
<TD colspan=2 class="tr25 td84"><P class="p70 ft3">och</P></TD>
<TD colspan=3 class="tr25 td138"><P class="p111 ft3">avstämnings-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td35"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td196"><P class="p66 ft3">bolaget.</P></TD>
<TD class="tr27 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td79"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td196"><P class="p207 ft2">11 b §<SPAN class="ft27">8</SPAN></P></TD>
<TD class="tr38 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td185"><P class="p91 ft2">Vid utdelning på andel i en</P></TD>
<TD colspan=7 class="tr25 td284"><P class="p111 ft2">Vid utdelning på andel i en</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td185"><P class="p20 ft2">värdepappersfond som förvaltas av</P></TD>
<TD colspan=7 class="tr26 td284"><P class="p111 ft2">värdepappersfond som förvaltas av</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td185"><P class="p20 ft2">ett fondbolag eller en specialfond</P></TD>
<TD colspan=7 class="tr25 td284"><P class="p111 ft2">ett fondbolag eller en specialfond</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td185"><P class="p20 ft2">som förvaltas av en svensk AIF-</P></TD>
<TD colspan=7 class="tr25 td284"><P class="p111 ft2">som förvaltas av en svensk AIF-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td185"><P class="p20 ft2">förvaltare ska bolaget eller förval-</P></TD>
<TD colspan=7 class="tr26 td284"><P class="p111 ft2">förvaltare ska bolaget eller förval-</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td185"><P class="p20 ft2">taren ansvara för de uppgifter som</P></TD>
<TD colspan=7 class="tr25 td284"><P class="p111 ft2">taren ansvara för de uppgifter som</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td185"><P class="p20 ft3">den centrala värdepappersförva-</P></TD>
<TD colspan=5 class="tr25 td111"><P class="p66 ft3">värdepapperscentralen</P></TD>
<TD colspan=2 class="tr25 td88"><P class="p111 ft2">har enligt</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td185"><P class="p20 ft2"><SPAN class="ft3">raren </SPAN>har enligt 7 §, 8 § första och</P></TD>
<TD colspan=7 class="tr26 td284"><P class="p111 ft2">7 §, 8 § första och andra styckena,</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td62"><P class="p20 ft2">andra</P></TD>
<TD class="tr25 td141"><P class="p26 ft2">styckena,</P></TD>
<TD class="tr25 td79"><P class="p66 ft2"><NOBR>9–11,</NOBR> 20</P></TD>
<TD class="tr25 td35"><P class="p91 ft2">och</P></TD>
<TD colspan=4 class="tr25 td74"><P class="p66 ft2"><NOBR>9–11,</NOBR> 20 och 22 §§.</P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td62"><P class="p20 ft2">22 §§.</P></TD>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=11 class="tr26 td120"><P class="p111 ft2">Uppgift enligt 7 § första stycket ska lämnas av den som registreringen</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=11 class="tr25 td120"><P class="p111 ft2">avser enligt lagen (2004:46) om värdepappersfonder eller lagen</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=11 class="tr25 td120"><P class="p111 ft2">(2013:561) om förvaltare av alternativa investeringsfonder. Uppgiften</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=11 class="tr26 td120"><P class="p111 ft2">ska lämnas på det sätt som föreskrivs i 7 § andra stycket i samband med</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=11 class="tr25 td120"><P class="p111 ft2">registreringen av andelsinnehavet samt i övrigt när fondbolaget, AIF-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td155"><P class="p20 ft2">förvaltaren eller</P></TD>
<TD class="tr31 td79"><P class="p20 ft2">förvaltaren</P></TD>
<TD class="tr31 td35"><P class="p123 ft2">begär</P></TD>
<TD colspan=4 class="tr31 td74"><P class="p26 ft2">det. Om utdelning</P></TD>
<TD colspan=2 class="tr31 td141"><P class="p42 ft2">på andel</P></TD>
<TD class="tr31 td95"><P class="p111 ft2">i en</P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P style="text-align: left;padding-left: 68px;margin-top: 34px;margin-bottom: 0px;" class="ft35"><SPAN class="ft34">7 </SPAN>Senaste lydelse 2005:1141.</P>
<P class="p172 ft170"><SPAN class="ft34">8 </SPAN>Senaste lydelse 2013:574.</P>
<P class="p163 ft2">579</P>
</DIV>
<DIV id="page_580" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">580</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P class="p278 ft4">värdepappersfond eller i en specialfond inte har betalats ut på grund av att andelsägaren inte registrerats, ska skatt inte innehållas före utbetalning av utdelningen.</P>
<TABLE cellpadding=0 cellspacing=0 class="t135">
<TR>
<TD class="tr43 td126"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td66"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr43 td286"><P class="p170 ft2">11 c §<SPAN class="ft27">9</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p30 ft2">Vid utdelning på andel i en</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">Vid utdelning på andel i en</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p30 ft31">värdepappersfond som förvaltas av</P></TD>
<TD class="tr26 td143"><P class="p17 ft2">värdepappersfond som förvaltas av</P></TD>
</TR>
<TR>
<TD class="tr25 td126"><P class="p20 ft2">ett förvaltningsbolag</P></TD>
<TD class="tr25 td66"><P class="p66 ft2">eller</P></TD>
<TD class="tr25 td62"><P class="p30 ft2">en</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">ett förvaltningsbolag eller en spe-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p30 ft2">specialfond som förvaltas av en</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">cialfond som förvaltas av en ut-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p30 ft2">utländsk <NOBR>AIF-förvaltare</NOBR> ska förva-</P></TD>
<TD class="tr26 td143"><P class="p17 ft2">ländsk <NOBR>AIF-förvaltare</NOBR> ska förva-</P></TD>
</TR>
<TR>
<TD class="tr25 td126"><P class="p20 ft2">ringsinstitutet ansvara</P></TD>
<TD class="tr25 td66"><P class="p32 ft2">för</P></TD>
<TD class="tr25 td62"><P class="p30 ft2">de</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">ringsinstitutet ansvara för de upp-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p30 ft3"><SPAN class="ft2">uppgifter som </SPAN>den centrala värde-</P></TD>
<TD class="tr25 td143"><P class="p17 ft3"><SPAN class="ft2">gifter som </SPAN>värdepapperscentralen</P></TD>
</TR>
<TR>
<TD class="tr25 td126"><P class="p20 ft3">pappersförvararen <SPAN class="ft2">har</SPAN></P></TD>
<TD class="tr25 td66"><P class="p20 ft2">enligt</P></TD>
<TD class="tr25 td62"><P class="p30 ft2">7 §,</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">har enligt 7 §, 8 § första och andra</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p30 ft2">8 § första och andra styckena, 9–</P></TD>
<TD class="tr26 td143"><P class="p171 ft2">styckena, <NOBR>9–11,</NOBR> 20 och 22 §§.</P></TD>
</TR>
<TR>
<TD class="tr32 td126"><P class="p20 ft15">11, 20 och 22 §§.</P></TD>
<TD class="tr32 td66"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td62"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td143"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p211 ft2">Uppgift enligt 7 § första stycket ska lämnas av den som registreringen avser enligt lagen (2004:46) om värdepappersfonder eller lagen (2013:561) om förvaltare av alternativa investeringsfonder. Uppgiften ska lämnas på det sätt som föreskrivs i 7 § andra stycket i samband med registreringen av andelsinnehavet samt i övrigt när förvaringsinstitutet begär det. Om utdelning på andel i en värdepappersfond eller i en specialfond inte har betalats ut på grund av att andelsägaren inte registrerats, ska skatt inte innehållas före utbetalning av utdelningen.</P>
<P class="p368 ft4">Förvaltningsbolaget eller den utländska <NOBR>AIF-förvaltaren</NOBR> ska omedel- bart lämna förvaringsinstitutet upplysning om förhållande som är av</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD colspan=5 class="tr27 td336"><P class="p20 ft2">betydelse för frågan om innehållande av kupongskatt.</P></TD>
<TD class="tr27 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td231"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td175"><P class="p419 ft2">12 §<SPAN class="ft27">10</SPAN></P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td231"><P class="p60 ft2">Bestämmelserna om</P></TD>
<TD class="tr26 td105"><P class="p30 ft3">central</P></TD>
<TD colspan=3 class="tr26 td166"><P class="p17 ft2">Bestämmelserna</P></TD>
<TD class="tr26 td94"><P class="p64 ft2">om</P></TD>
<TD colspan=2 class="tr26 td64"><P class="p17 ft28">värdepap-</P></TD>
</TR>
<TR>
<TD class="tr25 td231"><P class="p20 ft3">värdepappersförvarare <SPAN class="ft2">i</SPAN></P></TD>
<TD class="tr25 td105"><P class="p30 ft2">7 §, 8 §</P></TD>
<TD colspan=2 class="tr25 td125"><P class="p20 ft3">perscentral <SPAN class="ft2">i</SPAN></P></TD>
<TD class="tr25 td109"><P class="p17 ft2">7 §,</P></TD>
<TD colspan=2 class="tr25 td52"><P class="p68 ft2">8 § första</P></TD>
<TD class="tr25 td61"><P class="p17 ft2">och</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td50"><P class="p20 ft2">första och andra styckena, <NOBR>9–11,</NOBR></P></TD>
<TD colspan=3 class="tr25 td166"><P class="p20 ft2">andra styckena,</P></TD>
<TD class="tr25 td94"><P class="p1 ft2"><NOBR>9–11,</NOBR></P></TD>
<TD class="tr25 td45"><P class="p91 ft2">20</P></TD>
<TD class="tr25 td61"><P class="p17 ft2">och</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td50"><P class="p20 ft2">20 och 22 §§ denna lag gäller i</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p20 ft2">22 §§ denna lag gäller i stället för-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td50"><P class="p20 ft2">stället förvaltaren vid förvaltar-</P></TD>
<TD class="tr25 td136"><P class="p20 ft2">valtaren</P></TD>
<TD class="tr25 td72"><P class="p71 ft2">vid</P></TD>
<TD colspan=4 class="tr25 td108"><P class="p17 ft2">förvaltarregistrering</P></TD>
</TR>
<TR>
<TD class="tr25 td231"><P class="p20 ft2">registrering enligt</P></TD>
<TD class="tr25 td105"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td136"><P class="p20 ft2">enligt</P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td50"><P class="p30 ft2">1. 5 kap. 14 § aktiebolagslagen</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p17 ft2">1. 5 kap. 14 § aktiebolagslagen</P></TD>
</TR>
<TR>
<TD class="tr25 td231"><P class="p20 ft2">(2005:551),</P></TD>
<TD class="tr25 td105"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td166"><P class="p20 ft2">(2005:551) <SPAN class="ft3">såvitt</SPAN></P></TD>
<TD class="tr25 td94"><P class="p20 ft3">avser</P></TD>
<TD colspan=2 class="tr25 td64"><P class="p17 ft3">förvaltare</P></TD>
</TR>
<TR>
<TD class="tr32 td231"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td105"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td136"><P class="p20 ft39">som av</P></TD>
<TD colspan=5 class="tr32 td231"><P class="p17 ft39">svensk värdepapperscen-</P></TD>
</TR>
</TABLE>
<P style="text-align: left;padding-left: 204px;padding-right: 68px;margin-top: 0px;margin-bottom: 0px;" class="ft3">tral har fått medgivande till regi- strering som förvaltare<SPAN class="ft2">,</SPAN></P>
<P class="p1448 ft4">2. 4 kap. 12 § lagen (2004:46) om värdepappersfonder eller 12 kap. 5 § lagen (2013:561) om förvaltare av alternativa investeringsfonder, eller</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr26 td50"><P class="p30 ft2">3. 3 kap. 7 § lagen (1998:1479)</P></TD>
<TD class="tr26 td143"><P class="p17 ft2">3. 3 kap. 7 § lagen (1998:1479)</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">om kontoföring av finansiella</P></TD>
<TD class="tr25 td143"><P class="p17 ft3"><SPAN class="ft2">om </SPAN>värdepapperscentraler och</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P style="text-align: right;padding-right: 144px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft2">instrument.</P></TD>
<TD class="tr26 td143"><P class="p17 ft2">kontoföring av finansiella instru-</P></TD>
</TR>
<TR>
<TD class="tr31 td50"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td143"><P style="text-align: right;padding-right: 159px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft2">ment.</P></TD>
</TR>
</TABLE>
<P class="p1454 ft35"><SPAN class="ft42">9</SPAN><SPAN class="ft43">Senaste lydelse 2013:574.</SPAN></P>
<P class="p157 ft35"><SPAN class="ft42">10</SPAN><SPAN class="ft43">Senaste lydelse 2013:574.</SPAN></P>
</DIV>
</DIV>
</DIV>
<DIV id="page_581" style="position:relative; overflow: hidden;margin: 47px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 499px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 5px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p117 ft3"><SPAN class="ft2">En </SPAN>central värdepappersförva- rare <SPAN class="ft2">eller den som annars ansvarar för innehållande av kupongskatt enligt 11 a eller 11 b § ska vid redovisning enligt 8 § lämna upp- gift till Skatteverket om förvalt- ning enligt första stycket denna paragraf.</SPAN></P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 17px;padding: 0px;border:none;width: 294px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t60">
<TR>
<TD class="tr2 td71"><P class="p60 ft2">En</P></TD>
<TD colspan=5 class="tr2 td34"><P class="p135 ft3">värdepapperscentral</P></TD>
<TD class="tr2 td18"><P class="p111 ft2">eller</P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td123"><P class="p20 ft2">den som annars ansvarar för inne-</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 7</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td141"><P class="p20 ft2">hållande</P></TD>
<TD class="tr25 td109"><P class="p73 ft31">av</P></TD>
<TD colspan=3 class="tr25 td160"><P class="p20 ft2">kupongskatt</P></TD>
<TD class="tr25 td18"><P class="p111 ft2">enligt</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td71"><P class="p20 ft2">11 a</P></TD>
<TD class="tr26 td72"><P class="p20 ft2">eller</P></TD>
<TD class="tr26 td109"><P class="p86 ft2">11</P></TD>
<TD class="tr26 td20"><P class="p1 ft2">b §</P></TD>
<TD class="tr26 td89"><P class="p68 ft2">ska</P></TD>
<TD class="tr26 td163"><P class="p66 ft2">vid</P></TD>
<TD class="tr26 td18"><P class="p111 ft2">redo-</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td90"><P class="p20 ft2">visning enligt</P></TD>
<TD class="tr25 td20"><P class="p71 ft2">8 §</P></TD>
<TD colspan=3 class="tr25 td199"><P class="p111 ft2">lämna uppgift</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td154"><P class="p20 ft2">till Skatteverket</P></TD>
<TD class="tr25 td89"><P class="p20 ft2">om</P></TD>
<TD colspan=2 class="tr25 td81"><P class="p111 ft2">förvaltning</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td123"><P class="p20 ft2">enligt första stycket denna para-</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td71"><P class="p20 ft2">graf.</P></TD>
<TD class="tr31 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
<DIV style="border:none;margin: 7px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD class="tr43 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td62"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr43 td88"><P class="p728 ft2">20 §<SPAN class="ft27">11</SPAN></P></TD>
<TD class="tr43 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td10"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p113 ft2">Om det behövs med hänsyn till</P></TD>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">Om det behövs med hänsyn till</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td90"><P class="p20 ft31">redovisningens</P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td74"><P class="p113 ft2">omfattning eller</P></TD>
<TD colspan=3 class="tr25 td30"><P class="p20 ft2">redovisningens</P></TD>
<TD colspan=3 class="tr25 td154"><P class="p17 ft2">omfattning eller</P></TD>
</TR>
<TR>
<TD class="tr25 td35"><P class="p20 ft2">andra</P></TD>
<TD colspan=2 class="tr25 td141"><P class="p42 ft2">särskilda</P></TD>
<TD colspan=2 class="tr25 td56"><P class="p62 ft2">förhållanden,</P></TD>
<TD class="tr25 td27"><P class="p113 ft2">får</P></TD>
<TD class="tr25 td95"><P class="p20 ft2">andra</P></TD>
<TD colspan=2 class="tr25 td77"><P class="p20 ft2">särskilda</P></TD>
<TD colspan=2 class="tr25 td133"><P class="p64 ft2">förhållanden,</P></TD>
<TD class="tr25 td10"><P class="p17 ft2">får</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p113 ft2">Skatteverket medge <SPAN class="ft3">central värde-</SPAN></P></TD>
<TD colspan=6 class="tr26 td124"><P class="p17 ft2">Skatteverket medge <SPAN class="ft3">en värdepap-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td115"><P class="p20 ft3">pappersförvarare <SPAN class="ft2">eller</SPAN></P></TD>
<TD colspan=2 class="tr25 td81"><P class="p113 ft2">aktiebolag</P></TD>
<TD colspan=2 class="tr25 td81"><P class="p20 ft3">perscentral</P></TD>
<TD colspan=2 class="tr25 td107"><P class="p61 ft2">eller <SPAN class="ft3">ett</SPAN></P></TD>
<TD colspan=2 class="tr25 td105"><P class="p17 ft2">aktiebolag</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p113 ft2">anstånd med fullgörande av skyl-</P></TD>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">anstånd med fullgörande av skyl-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr27 td156"><P class="p20 ft2">dighet enligt 8 eller 15 §.</P></TD>
<TD class="tr27 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr27 td156"><P class="p20 ft2">dighet enligt 8 eller 15 §.</P></TD>
<TD class="tr27 td10"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td62"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td88"><P class="p728 ft2">22 §<SPAN class="ft27">12</SPAN></P></TD>
<TD class="tr38 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td10"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p113 ft3"><SPAN class="ft2">Om en </SPAN>central värdepappersför-</P></TD>
<TD class="tr26 td95"><P class="p60 ft2">Om</P></TD>
<TD class="tr26 td94"><P class="p70 ft2">en</P></TD>
<TD colspan=4 class="tr26 td224"><P class="p17 ft3">värdepapperscentral</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p113 ft2"><SPAN class="ft3">varare </SPAN>eller ett aktiebolag inte</P></TD>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">eller ett aktiebolag inte betalar in</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p113 ft2">betalar in kupongskatt i före-</P></TD>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">kupongskatt i föreskriven tid, <SPAN class="ft3">ska</SPAN></P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p113 ft2">skriven tid, <SPAN class="ft3">skall </SPAN>Skatteverket före-</P></TD>
<TD colspan=6 class="tr26 td124"><P class="p17 ft2">Skatteverket förelägga v<SPAN class="ft3">ärdepap-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td35"><P class="p20 ft2">lägga</P></TD>
<TD colspan=5 class="tr25 td152"><P class="p113 ft3">värdepappersförvararen</P></TD>
<TD colspan=3 class="tr25 td30"><P class="p20 ft3">perscentralen</P></TD>
<TD class="tr25 td139"><P class="p1462 ft2">eller</P></TD>
<TD class="tr25 td136"><P class="p20 ft2">bolaget</P></TD>
<TD class="tr25 td10"><P class="p17 ft2">att</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p113 ft2">eller bolaget att inom viss tid</P></TD>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">inom viss tid fullgöra sin betal-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft2">fullgöra sin betalningsskyldighet.</P></TD>
<TD colspan=4 class="tr26 td159"><P class="p20 ft2">ningsskyldighet.</P></TD>
<TD class="tr26 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td10"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td90"><P class="p60 ft2">Obetalda</P></TD>
<TD colspan=4 class="tr25 td86"><P class="p113 ft31">kupongskattebelopp</P></TD>
<TD colspan=2 class="tr25 td81"><P class="p60 ft2">Obetalda</P></TD>
<TD colspan=4 class="tr25 td224"><P class="p17 ft2">kupongskattebelopp</P></TD>
</TR>
<TR>
<TD class="tr25 td35"><P class="p20 ft2">samt</P></TD>
<TD colspan=3 class="tr25 td155"><P class="p20 ft2">dröjsmålsavgifter</P></TD>
<TD class="tr25 td62"><P class="p62 ft3">skall</P></TD>
<TD class="tr25 td27"><P class="p113 ft2">av</P></TD>
<TD class="tr25 td95"><P class="p20 ft2">samt</P></TD>
<TD colspan=4 class="tr25 td153"><P class="p20 ft2">dröjsmålsavgifter <SPAN class="ft3">ska</SPAN></P></TD>
<TD class="tr25 td10"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p113 ft2">Skatteverket lämnas för indriv-</P></TD>
<TD colspan=6 class="tr26 td124"><P class="p17 ft2">Skatteverket lämnas för indriv-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p113 ft2">ning. Regeringen får föreskriva att</P></TD>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">ning. Regeringen får föreskriva att</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p113 ft2">indrivning inte behöver begäras för</P></TD>
<TD colspan=6 class="tr25 td124"><P class="p17 ft2">indrivning inte behöver begäras för</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td47"><P class="p20 ft2">ett ringa belopp.</P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td159"><P class="p20 ft2">ett ringa belopp.</P></TD>
<TD class="tr25 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p48 ft2">Bestämmelser om indrivning finns i lagen (1993:891) om indrivning av statliga fordringar m.m. Vid indrivning får verkställighet enligt utsökningsbalken ske.</P>
<P class="p140 ft2">Överklagande av beslut inverkar inte på skyldigheten att betala skatt</P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD colspan=2 class="tr27 td115"><P class="p20 ft2">eller dröjsmålsavgift.</P></TD>
<TD class="tr27 td78"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td52"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td138"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td159"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td198"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr40 td115"><P class="p180 ft2">25 §<SPAN class="ft27">13</SPAN></P></TD>
<TD class="tr40 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td138"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td115"><P class="p60 ft2">Uppgift som enligt</P></TD>
<TD class="tr25 td78"><P class="p84 ft2">7 § andra</P></TD>
<TD class="tr25 td52"><P class="p85 ft2">Uppgift</P></TD>
<TD class="tr25 td27"><P class="p26 ft2">som</P></TD>
<TD class="tr25 td138"><P class="p17 ft2">enligt 7 § andra</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td60"><P class="p20 ft2">stycket <SPAN class="ft3">skall </SPAN>lämnas till en <SPAN class="ft3">central</SPAN></P></TD>
<TD colspan=3 class="tr26 td73"><P class="p64 ft2">stycket <SPAN class="ft3">ska </SPAN>lämnas till en <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td115"><P class="p20 ft3">värdepappersförvarare</P></TD>
<TD class="tr25 td78"><P class="p84 ft3">skall <SPAN class="ft2">vid</SPAN></P></TD>
<TD colspan=3 class="tr25 td73"><P class="p64 ft3">papperscentral ska <SPAN class="ft2">vid tillämp-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td60"><P class="p20 ft2">tillämpningen av skattebrottslagen</P></TD>
<TD class="tr25 td52"><P class="p64 ft2">ningen</P></TD>
<TD class="tr25 td27"><P class="p20 ft2">av</P></TD>
<TD class="tr25 td138"><P class="p17 ft2">skattebrottslagen</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td60"><P class="p20 ft2">(1971:69) likställas med uppgift</P></TD>
<TD class="tr26 td52"><P class="p64 ft2">(1971:69)</P></TD>
<TD colspan=2 class="tr26 td34"><P class="p17 ft2">likställas med uppgift</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr31 td60"><P class="p20 ft2">som <SPAN class="ft3">skall </SPAN>lämnas till myndighet.</P></TD>
<TD colspan=3 class="tr31 td73"><P class="p64 ft2">som <SPAN class="ft3">ska </SPAN>lämnas till myndighet.</P></TD>
</TR>
<TR>
<TD style="border-bottom: #000000 1px solid;padding: 0px;margin: 0px;width: 123px;vertical-align: bottom;" class="tr37"><P class="p20 ft174"> </P></TD>
<TD class="tr54 td198"><P class="p20 ft87"> </P></TD>
<TD class="tr54 td78"><P class="p20 ft87"> </P></TD>
<TD class="tr54 td52"><P class="p20 ft87"> </P></TD>
<TD class="tr54 td27"><P class="p20 ft87"> </P></TD>
<TD class="tr54 td138"><P class="p20 ft87"> </P></TD>
</TR>
</TABLE>
<P style="text-align: justify;padding-left: 68px;margin-top: 24px;margin-bottom: 0px;" class="ft35"><SPAN class="ft42">11</SPAN><SPAN class="ft179">Senaste lydelse 2005:348.</SPAN></P>
<P class="p162 ft51"><SPAN class="ft42">12</SPAN><SPAN style="font: 11px 'Times New Roman';margin-left: 2px;line-height: 13px;">Senaste lydelse 2003:647.</SPAN></P>
<P class="p162 ft45"><SPAN class="ft42">13</SPAN><SPAN class="ft46">Senaste lydelse 1998:1485.</SPAN></P>
<P class="p163 ft2">581</P>
</DIV>
</DIV>
<DIV id="page_582" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">582</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P class="p186 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">Denna lag träder i kraft den 1 januari 2016.</SPAN></P>
<P class="p368 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft30">Bestämmelserna i 2, </SPAN><NOBR>7–9,</NOBR> <NOBR>10–12,</NOBR> 20, 22 och 25 §§ tillämpas på utdelning som betalas ut efter den 31 december 2015.</P>
<P class="p368 ft4"><SPAN class="ft2">3.</SPAN><SPAN class="ft30">Äldre bestämmelser gäller för utdelning som betalas ut av en central värdepappersförvarare som enligt punkt 2 i ikraftträdande- och över- gångsbestämmelserna till lagen (2015:000) om ändring i lagen (1998:1479) om kontoföring av finansiella instrument får fortsätta med sådan verksamhet efter den 31 december 2015 till dess att ansökan om tillstånd har prövats slutligt.</SPAN></P>
</DIV>
</DIV>
</DIV>
<DIV id="page_583" style="position:relative; overflow: hidden;margin: 50px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:405px;left:68px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310583x1.jpg/" style="width:123px;height:1px;">
</DIV>
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<P style="text-align: left;padding-right: 70px;margin-top: 0px;margin-bottom: 0px;" class="ft72">Förslag till lag om ändring i förmånsrättslagen (1970:979)</P>
<P class="p1472 ft4">Härigenom föreskrivs att 4 § förmånsrättslagen (1970:979) ska ha följande lydelse.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 13px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 7</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 13px 0px 0px 68px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 style="width: 306px;font: italic 13px 'Times New Roman';">
<TR>
<TD class="tr27 td122"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p514 ft2">4 §<SPAN class="ft27">1</SPAN></P>
</DIV>
<DIV style="border:none;margin: 2px 0px 0px 68px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 205px;overflow: hidden;">
<P class="p185 ft2">Förmånsrätt följer med</P>
<P class="p186 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">sjöpanträtt och luftpanträtt,</SPAN></P>
<P style="text-align: justify;padding-right: 17px;margin-top: 2px;margin-bottom: 0px;text-indent: 11px;" class="ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">handpanträtt och rätt att kvar- hålla lös egendom till säkerhet för fordran (retentionsrätt), panträtt på grund av registrering eller under- rättelse enligt lagen (1998:1479) om kontoföring av finansiella instrument samt panträtt på grund av registrering enligt lagen (2011:1200) om elcertifikat,</SPAN></P>
</DIV>
<DIV style="float:left;border:none;margin: 30px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p117 ft2">2. handpanträtt och rätt att kvar- hålla lös egendom till säkerhet för fordran (retentionsrätt), panträtt på grund av registrering eller under- rättelse enligt lagen (1998:1479) om <SPAN class="ft3">värdepapperscentraler och </SPAN>kontoföring av finansiella instru- ment samt panträtt på grund av registrering enligt lagen (2011:1200) om elcertifikat,</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 4px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<P class="p48 ft4"><SPAN class="ft2">3.</SPAN><SPAN class="ft30">panträtt på grund av inteckning i skepp eller skeppsbygge eller i luftfartyg och reservdelar till luftfartyg,</SPAN></P>
<P class="p48 ft22"><SPAN class="ft2">4.</SPAN><SPAN class="ft47">registrering av båtbyggnadsförskott enligt lagen (1975:605) om registrering av båtbyggnadsförskott.</SPAN></P>
<P class="p378 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
<P style="text-align: left;padding-left: 68px;margin-top: 318px;margin-bottom: 0px;" class="ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2011:1203.</P>
<P class="p99 ft2">583</P>
</DIV>
</DIV>
<DIV id="page_584" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:130px;left:342px;width:40px;height:15px;"><SPAN class="ft29">5 kap.</SPAN></DIV>
<DIV style="position:absolute;top:144px;left:349px;width:26px;height:15px;"><SPAN class="ft2">4 §</SPAN><SPAN class="ft27">1</SPAN></DIV>
<DIV style="position:absolute;top:161px;left:163px;width:393px;height:48px;"><SPAN class="ft4">För varje förlagsinsats ska föreningen utfärda ett förlagsandelsbevis. Beviset ska ställas till viss man, till innehavaren eller till viss man eller order och innehålla uppgift om</SPAN></DIV>
<DIV style="position:absolute;top:207px;left:174px;width:117px;height:15px;"><SPAN class="ft2">1. föreningens firma,</SPAN></DIV>
<DIV style="position:absolute;top:222px;left:174px;width:250px;height:15px;"><SPAN class="ft2">2. nummer eller annan beteckning för beviset,</SPAN></DIV>
<DIV style="position:absolute;top:238px;left:174px;width:109px;height:15px;"><SPAN class="ft2">3. insatsens storlek,</SPAN></DIV>
<DIV style="position:absolute;top:253px;left:174px;width:248px;height:15px;"><SPAN class="ft2">4. den rätt till utdelning som insatsen medför,</SPAN></DIV>
<DIV style="position:absolute;top:268px;left:174px;width:316px;height:34px;"><SPAN class="ft22">5. det sätt på vilket utdelning ska utbetalas och inlösen ske, 6. föreskrifter som avses i 2 § första stycket, samt</SPAN></DIV>
<DIV style="position:absolute;top:299px;left:174px;width:187px;height:15px;"><SPAN class="ft2">7. erinran enligt 2 § andra stycket.</SPAN></DIV>
<DIV style="position:absolute;top:314px;left:163px;width:393px;height:48px;"><SPAN class="ft4">Förlagsandelsbeviset ska undertecknas av föreningen. Styrelseleda- möters eller firmatecknares namnteckning får återges genom tryckning eller på liknande sätt. Bestämmelsen i 1 kap. 7 § ska inte tillämpas.</SPAN></DIV>
<DIV style="position:absolute;top:360px;left:163px;width:393px;height:165px;"><SPAN class="ft2">I stadgarna kan det bestämmas I stadgarna kan det bestämmas att föreningen får registrera för- att föreningen får registrera för- lagsandelar hos en </SPAN><SPAN class="ft3">central värde- </SPAN><SPAN class="ft2">lagsandelar hos en </SPAN><SPAN class="ft3">värdepappers- pappersförvarare </SPAN><SPAN class="ft2">enligt lagen </SPAN><SPAN class="ft3">central </SPAN><SPAN class="ft2">enligt lagen (1998:1479) (1998:1479) om kontoföring av om </SPAN><SPAN class="ft3">värdepapperscentraler och </SPAN><SPAN class="ft2">finansiella instrument i stället för kontoföring av finansiella instru- att utfärda förlagsandelsbevis. ment i stället för att utfärda för- Detta gäller dock inte förlags- lagsandelsbevis. Detta gäller dock andelar för vilka det gäller inte förlagsandelar för vilka det förvärvsbegränsningar enligt 2 § gäller förvärvsbegränsningar enligt första stycket första meningen. 2 § första stycket första meningen.</SPAN></DIV>
<DIV style="position:absolute;top:529px;left:163px;width:393px;height:80px;"><SPAN class="ft4">Av 4 kap. 5 § lagen om konto- Av 4 kap. 5 § lagen om </SPAN><SPAN class="ft36">värde- </SPAN><SPAN class="ft4">föring av finansiella instrument </SPAN><SPAN class="ft36">papperscentraler och </SPAN><SPAN class="ft4">kontoföring följer att förlagsandelsbevis inte av finansiella instrument följer att får utfärdas för förlagsandelar som förlagsandelsbevis inte får utfärdas har registrerats enligt den lagen. för förlagsandelar som har</SPAN></DIV>
<DIV style="position:absolute;top:606px;left:367px;width:156px;height:15px;"><SPAN class="ft2">registrerats enligt den lagen.</SPAN></DIV>
<DIV style="position:absolute;top:621px;left:163px;width:393px;height:90px;"><SPAN class="ft2">Ett beslut som innebär att en Ett beslut som innebär att en förlagsandel inte längre ska vara förlagsandel inte längre ska vara registrerad hos en </SPAN><SPAN class="ft3">central värde- </SPAN><SPAN class="ft2">registrerad hos en </SPAN><SPAN class="ft3">värdepappers- pappersförvarare </SPAN><SPAN class="ft2">blir giltigt </SPAN><SPAN class="ft3">central </SPAN><SPAN class="ft2">blir giltigt endast om den endast om den som har panträtt i som har panträtt i förlagsandelen förlagsandelen skriftligen har sam- skriftligen har samtyckt till tyckt till beslutet. beslutet.</SPAN></DIV>
<DIV style="position:absolute;top:759px;left:163px;width:116px;height:12px;"><SPAN class="ft54">1 </SPAN><SPAN class="ft33">Senaste lydelse 2008:83.</SPAN></DIV>
<DIV style="position:absolute;top:99px;left:163px;width:104px;height:15px;"><SPAN class="ft3">Nuvarande lydelse</SPAN></DIV>
<DIV style="position:absolute;top:99px;left:367px;width:106px;height:15px;"><SPAN class="ft3">Föreslagen lydelse</SPAN></DIV>
<DIV style="position:absolute;top:3px;left:163px;width:343px;height:42px;"><SPAN class="ft67">Förslag till lag om ändring i lagen (1987:667) om ekonomiska föreningar</SPAN></DIV>
<DIV style="position:absolute;top:54px;left:163px;width:393px;height:32px;"><SPAN class="ft4">Härigenom föreskrivs att 5 kap. 4 och 8 §§ lagen (1987:667) om ekonomiska föreningar ska ha följande lydelse.</SPAN></DIV>
<P style="text-align: right;padding-right: 482px;margin-top: 0px;margin-bottom: 0px;" class="ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">584</P>
</DIV>
<DIV id="page_585" style="position:relative; overflow: hidden;margin: 47px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:434px;left:68px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310585x1.jpg/" style="width:123px;height:1px;">
</DIV>
<TABLE cellpadding=0 cellspacing=0 class="t37">
<TR>
<TD class="tr2 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td116"><P class="p728 ft2">8 §<SPAN class="ft27">2</SPAN></P></TD>
<TD class="tr2 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p113 ft2">Inlösen enligt 7 § sker till det</P></TD>
<TD colspan=6 class="tr26 td152"><P class="p60 ft2">Inlösen enligt 7 § sker till</P></TD>
<TD class="tr26 td27"><P class="p111 ft2">det</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 7</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p113 ft2">belopp som utgör insatsens storlek</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2">belopp som utgör insatsens storlek</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td161"><P class="p20 ft2">enligt förlagsandelsbeviset</P></TD>
<TD class="tr26 td114"><P class="p113 ft2">eller,</P></TD>
<TD class="tr26 td27"><P class="p20 ft2">enligt</P></TD>
<TD colspan=4 class="tr26 td117"><P class="p91 ft2">förlagsandelsbeviset</P></TD>
<TD colspan=2 class="tr26 td62"><P class="p111 ft2">eller,</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p113 ft2">för förlagsandelar som har regi-</P></TD>
<TD class="tr25 td27"><P class="p20 ft2">för</P></TD>
<TD colspan=3 class="tr25 td93"><P class="p1 ft2">förlagsandelar</P></TD>
<TD class="tr25 td62"><P class="p84 ft2">som</P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p111 ft2">har</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p113 ft2">strerats hos en <SPAN class="ft3">central värde-</SPAN></P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2">registrerats hos en <SPAN class="ft3">värdepappers-</SPAN></P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td97"><P class="p20 ft3">pappersförvarare</P></TD>
<TD colspan=2 class="tr25 td107"><P class="p71 ft2">enligt</P></TD>
<TD class="tr25 td114"><P class="p113 ft2">lagen</P></TD>
<TD colspan=3 class="tr25 td197"><P class="p20 ft3">central <SPAN class="ft2">enligt</SPAN></P></TD>
<TD class="tr25 td139"><P class="p26 ft2">lagen</P></TD>
<TD colspan=3 class="tr25 td56"><P class="p111 ft2">(1998:1479)</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td121"><P class="p20 ft2">(1998:1479)</P></TD>
<TD colspan=4 class="tr26 td1"><P class="p113 ft2">om kontoföring av</P></TD>
<TD class="tr26 td27"><P class="p20 ft2">om</P></TD>
<TD colspan=4 class="tr26 td117"><P class="p178 ft28">värdepapperscentraler</P></TD>
<TD class="tr26 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p111 ft28">och</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td28"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=3 class="tr25 td56"><P class="p91 ft2">instrument,</P></TD>
<TD colspan=2 class="tr25 td79"><P class="p113 ft31">insatsens</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2">kontoföring av finansiella instru-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td28"><P class="p20 ft2">storlek</P></TD>
<TD colspan=2 class="tr26 td104"><P class="p20 ft2">enligt</P></TD>
<TD colspan=3 class="tr26 td155"><P class="p113 ft2">registreringen.</P></TD>
<TD colspan=7 class="tr26 td123"><P class="p20 ft2">ment, insatsens storlek enligt regi-</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p113 ft2">Beloppet får dock inte överstiga</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2">streringen. Beloppet får dock inte</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p113 ft2">vad som av föreningens egna</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2">överstiga vad som av föreningens</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p113 ft2">kapital enligt den senast fastställda</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2">egna kapital enligt den senast</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p113 ft2">balansräkningen, utan anlitande av</P></TD>
<TD colspan=2 class="tr26 td41"><P class="p20 ft2">fastställda</P></TD>
<TD colspan=3 class="tr26 td51"><P class="p123 ft2">balansräkningen,</P></TD>
<TD colspan=2 class="tr26 td62"><P class="p111 ft2">utan</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td121"><P class="p20 ft2">reservfonden</P></TD>
<TD class="tr25 td45"><P class="p72 ft2">eller</P></TD>
<TD colspan=3 class="tr25 td155"><P class="p113 ft31">uppskrivnings-</P></TD>
<TD colspan=2 class="tr25 td41"><P class="p20 ft2">anlitande</P></TD>
<TD class="tr25 td109"><P class="p20 ft2">av</P></TD>
<TD colspan=2 class="tr25 td160"><P class="p62 ft31">reservfonden</P></TD>
<TD colspan=2 class="tr25 td62"><P class="p111 ft2">eller</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p113 ft2">fonden, belöper på andelen i</P></TD>
<TD colspan=4 class="tr25 td187"><P class="p20 ft2">uppskrivningsfonden,</P></TD>
<TD colspan=2 class="tr25 td77"><P class="p76 ft2">belöper</P></TD>
<TD class="tr25 td27"><P class="p111 ft2">på</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p113 ft2">förhållande till övriga förlags-</P></TD>
<TD colspan=7 class="tr26 td123"><P class="p20 ft2">andelen i förhållande till övriga</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td28"><P class="p20 ft2">insatser.</P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td197"><P class="p20 ft2">förlagsinsatser.</P></TD>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p113 ft2">Om föreningen försätts i kon-</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p111 ft2">Om föreningen försätts i kon-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p113 ft2">kurs på en ansökan som görs inom</P></TD>
<TD colspan=7 class="tr26 td123"><P class="p20 ft2">kurs på en ansökan som görs inom</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p113 ft2">ett år efter inlösen, <SPAN class="ft3">skall </SPAN>vad som</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2">ett år efter inlösen, <SPAN class="ft3">ska </SPAN>vad som</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td28"><P class="p20 ft2">föreskrivs</P></TD>
<TD class="tr25 td68"><P class="p1 ft2">i</P></TD>
<TD class="tr25 td45"><P class="p61 ft2">4 kap.</P></TD>
<TD class="tr25 td71"><P class="p62 ft2">2 §</P></TD>
<TD class="tr25 td61"><P class="p20 ft2">om</P></TD>
<TD class="tr25 td114"><P class="p113 ft2">åter-</P></TD>
<TD colspan=2 class="tr25 td41"><P class="p20 ft2">föreskrivs</P></TD>
<TD colspan=3 class="tr25 td51"><P class="p86 ft2">i 4 kap. 2 § om</P></TD>
<TD colspan=2 class="tr25 td62"><P class="p111 ft2">åter-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p113 ft2">betalning tillämpas i fråga om</P></TD>
<TD colspan=7 class="tr26 td123"><P class="p20 ft2">betalning tillämpas i fråga om</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td161"><P class="p20 ft2">förlagsinsatsen. Detta gäller</P></TD>
<TD class="tr25 td114"><P class="p113 ft2">dock</P></TD>
<TD colspan=4 class="tr25 td187"><P class="p20 ft2">förlagsinsatsen. Detta</P></TD>
<TD class="tr25 td62"><P class="p86 ft2">gäller</P></TD>
<TD colspan=2 class="tr25 td62"><P class="p111 ft2">dock</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p113 ft2">inte förlagsinsatser för vilka in-</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2">inte förlagsinsatser för vilka in-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p113 ft2">lösen har kunnat ske utan före-</P></TD>
<TD colspan=7 class="tr26 td123"><P class="p20 ft2">lösen har kunnat ske utan före-</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr31 td97"><P class="p20 ft31">gående uppsägning.</P></TD>
<TD class="tr31 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td114"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr31 td187"><P class="p20 ft2">gående uppsägning.</P></TD>
<TD class="tr31 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p378 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
<P style="text-align: left;padding-left: 68px;margin-top: 292px;margin-bottom: 0px;" class="ft35"><SPAN class="ft34">2 </SPAN>Senaste lydelse 2007:870.</P>
<P class="p99 ft2">585</P>
</DIV>
<DIV id="page_586" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">586</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P class="p1572 ft72">Förslag till lag om ändring i lagen (1992:160) om utländska filialer m.m.</P>
<P class="p1441 ft4">Härigenom föreskrivs att 3 § lagen (1992:160) om utländska filialer m.m. ska ha följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 class="t129">
<TR>
<TD class="tr27 td50"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p514 ft2">3 §<SPAN class="ft27">1</SPAN></P>
<P class="p1427 ft4">Om rätt för vissa utländska företag att driva verksamhet i Sverige finns särskilda bestämmelser, nämligen</P>
<P class="p211 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft18">för kreditinstitut 4 kap. 1, 2 och </SPAN><NOBR>4–6</NOBR> §§ lagen (2004:297) om bank- och finansieringsrörelse,</P>
<P class="p211 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft30">för värdepappersföretag 4 kap. 1 och 4 §§ lagen (2007:528) om värdepappersmarknaden,</SPAN></P>
<P class="p211 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft18">för finansiella institut 4 kap. 3 § lagen om bank- och finansierings- rörelse,</SPAN></P>
<P class="p211 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft18">för utländska försäkringsgivare lagen (1998:293) om utländska försäkringsgivares och tjänstepensionsinstituts verksamhet i Sverige,</SPAN></P>
<P class="p211 ft4"><SPAN class="ft2">5.</SPAN><SPAN class="ft30">för börser och clearingorganisationer 12 kap. 9 § och 19 kap. 12 § lagen om värdepappersmarknaden,</SPAN></P>
<P class="p186 ft3"><SPAN class="ft3">6.</SPAN><SPAN class="ft48">för centrala värdepappers-</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t132">
<TR>
<TD colspan=2 class="tr26 td88"><P class="p20 ft3">förvarare</P></TD>
<TD colspan=2 class="tr26 td62"><P class="p178 ft28">2 kap.</P></TD>
<TD class="tr26 td114"><P class="p113 ft3">6 §</P></TD>
<TD colspan=2 class="tr26 td77"><P class="p30 ft3">lagen</P></TD>
<TD class="tr26 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td88"><P class="p20 ft3">(1998:1479)</P></TD>
<TD class="tr26 td55"><P class="p74 ft3">om</P></TD>
<TD colspan=3 class="tr26 td121"><P class="p200 ft28">kontoföring</P></TD>
<TD class="tr26 td35"><P class="p30 ft3">av</P></TD>
<TD class="tr26 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td189"><P class="p20 ft3">finansiella instrument,</P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p60 ft3">7. <SPAN class="ft2">för</SPAN></P></TD>
<TD colspan=4 class="tr25 td190"><P class="p64 ft2">förvaltningsbolag</P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p30 ft2">och</P></TD>
<TD class="tr25 td104"><P class="p87 ft3">6. <SPAN class="ft2">för</SPAN></P></TD>
<TD colspan=4 class="tr25 td97"><P class="p135 ft2">förvaltningsbolag</P></TD>
<TD class="tr25 td27"><P class="p17 ft2">och</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td88"><P class="p20 ft2">fondföretag</P></TD>
<TD colspan=2 class="tr26 td62"><P class="p123 ft2">1 kap.</P></TD>
<TD colspan=2 class="tr26 td135"><P class="p1 ft2"><NOBR>6–7,</NOBR> 10</P></TD>
<TD class="tr26 td35"><P class="p30 ft2">och</P></TD>
<TD colspan=3 class="tr26 td191"><P class="p20 ft2">fondföretag 1 kap.</P></TD>
<TD colspan=3 class="tr26 td197"><P class="p17 ft2"><NOBR>6–7,</NOBR> 10 och</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">11 §§ lagen (2004:46) om värde-</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p20 ft2">11 §§ lagen (2004:46) om värde-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td138"><P class="p20 ft2">pappersfonder,</P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td144"><P class="p20 ft2">pappersfonder,</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td104"><P class="p60 ft3">8. <SPAN class="ft2">för</SPAN></P></TD>
<TD colspan=2 class="tr26 td114"><P class="p19 ft31">utgivare</P></TD>
<TD colspan=4 class="tr26 td192"><P class="p30 ft2">av elektroniska</P></TD>
<TD class="tr26 td104"><P class="p87 ft3">7. <SPAN class="ft2">för</SPAN></P></TD>
<TD class="tr26 td70"><P class="p20 ft2">utgivare</P></TD>
<TD colspan=2 class="tr26 td54"><P class="p66 ft2">av</P></TD>
<TD colspan=2 class="tr26 td105"><P class="p17 ft2">elektroniska</P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p20 ft2">pengar</P></TD>
<TD colspan=2 class="tr25 td114"><P class="p20 ft2">3 kap.</P></TD>
<TD colspan=2 class="tr25 td49"><P class="p91 ft2"><NOBR>26–28</NOBR> §§</P></TD>
<TD colspan=2 class="tr25 td77"><P class="p30 ft2">lagen</P></TD>
<TD class="tr25 td104"><P class="p20 ft2">pengar</P></TD>
<TD class="tr25 td70"><P class="p26 ft2">3 kap.</P></TD>
<TD colspan=3 class="tr25 td49"><P class="p91 ft2"><NOBR>26–28</NOBR> §§</P></TD>
<TD class="tr25 td27"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">(2011:755) om elektroniska peng-</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p20 ft2">(2011:755) om elektroniska peng-</P></TD>
</TR>
<TR>
<TD class="tr26 td104"><P class="p20 ft2">ar,</P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td104"><P class="p20 ft2">ar,</P></TD>
<TD class="tr26 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p60 ft3">9. <SPAN class="ft2">för</SPAN></P></TD>
<TD colspan=3 class="tr25 td49"><P class="p70 ft2">företag</P></TD>
<TD class="tr25 td114"><P class="p203 ft2">som</P></TD>
<TD colspan=2 class="tr25 td77"><P class="p30 ft2">driver</P></TD>
<TD class="tr25 td104"><P class="p87 ft3">8. <SPAN class="ft2">för</SPAN></P></TD>
<TD colspan=2 class="tr25 td137"><P class="p70 ft2">företag</P></TD>
<TD colspan=2 class="tr25 td24"><P class="p203 ft2">som</P></TD>
<TD class="tr25 td27"><P class="p17 ft2">driver</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td222"><P class="p20 ft2">inlåningsverksamhet</P></TD>
<TD class="tr25 td114"><P class="p111 ft2">2 §</P></TD>
<TD colspan=2 class="tr25 td77"><P class="p30 ft2">lagen</P></TD>
<TD colspan=4 class="tr25 td86"><P class="p20 ft2">inlåningsverksamhet</P></TD>
<TD class="tr25 td66"><P class="p111 ft2">2 §</P></TD>
<TD class="tr25 td27"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p20 ft2">(2004:299) om inlåningsverksam-</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p20 ft2">(2004:299) om inlåningsverksam-</P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p20 ft2">het,</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td104"><P class="p20 ft2">het,</P></TD>
<TD class="tr25 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p60 ft2"><SPAN class="ft3">10. </SPAN>för utländska försäkringsför-</P></TD>
<TD class="tr25 td104"><P class="p87 ft3">9. <SPAN class="ft2">för</SPAN></P></TD>
<TD colspan=2 class="tr25 td137"><P class="p20 ft2">utländska</P></TD>
<TD colspan=3 class="tr25 td197"><P class="p17 ft2">försäkringsför-</P></TD>
</TR>
<TR>
<TD class="tr26 td104"><P class="p20 ft2">medlare</P></TD>
<TD colspan=6 class="tr26 td110"><P class="p30 ft2">3 kap. lagen (2005:405)</P></TD>
<TD class="tr26 td104"><P class="p20 ft2">medlare</P></TD>
<TD colspan=3 class="tr26 td132"><P class="p1 ft2">3 kap. lagen</P></TD>
<TD colspan=2 class="tr26 td105"><P class="p17 ft2">(2005:405)</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td189"><P class="p20 ft2">om försäkringsförmedling,</P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td234"><P class="p20 ft2">om försäkringsförmedling,</P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p60 ft3">11. <SPAN class="ft2">för</SPAN></P></TD>
<TD colspan=2 class="tr25 td114"><P class="p64 ft2">företag</P></TD>
<TD colspan=4 class="tr25 td192"><P class="p30 ft2">som tillhanda-</P></TD>
<TD class="tr25 td104"><P class="p87 ft3">10. <SPAN class="ft2">för</SPAN></P></TD>
<TD class="tr25 td70"><P class="p64 ft2">företag</P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td197"><P class="p17 ft2">som tillhanda-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p20 ft2">håller betaltjänster 3 kap. 26 och</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p20 ft2">håller betaltjänster 3 kap. 26 och</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">27 §§ lagen (2010:751) om betal-</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p20 ft2">27 §§ lagen (2010:751) om betal-</P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p20 ft2">tjänster,</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td104"><P class="p20 ft2">tjänster,</P></TD>
<TD class="tr25 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td104"><P class="p60 ft3">12. <SPAN class="ft2">för</SPAN></P></TD>
<TD colspan=3 class="tr26 td49"><P class="p123 ft2">utländska</P></TD>
<TD colspan=3 class="tr26 td174"><P class="p30 ft2"><NOBR>AIF-förvaltare</NOBR></P></TD>
<TD class="tr26 td104"><P class="p87 ft3">11. <SPAN class="ft2">för</SPAN></P></TD>
<TD colspan=2 class="tr26 td137"><P class="p76 ft31">utländska</P></TD>
<TD colspan=3 class="tr26 td197"><P class="p17 ft2"><NOBR>AIF-förvaltare</NOBR></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td88"><P class="p20 ft2">5 kap. lagen</P></TD>
<TD colspan=4 class="tr31 td127"><P class="p66 ft2">(2013:<SPAN class="ft3">651</SPAN>) om</P></TD>
<TD class="tr31 td35"><P class="p30 ft2">för-</P></TD>
<TD colspan=6 class="tr31 td143"><P class="p20 ft2">5 kap. lagen (2013:<SPAN class="ft3">561</SPAN>) om för-</P></TD>
</TR>
</TABLE>
<P class="p247 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2014:280.</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_587" style="position:relative; overflow: hidden;margin: 48px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:126px;left:68px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310587x1.jpg/" style="width:123px;height:1px;">
</DIV>
<TABLE cellpadding=0 cellspacing=0 class="t37">
<TR>
<TD class="tr28 td122"><P class="p20 ft2">valtare av alternativa investerings-</P></TD>
<TD class="tr28 td123"><P class="p20 ft2">valtare av alternativa investerings-</P></TD>
<TD class="tr28 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p20 ft2">fonder, och</P></TD>
<TD class="tr26 td123"><P class="p20 ft2">fonder, och</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 7</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p60 ft2"><SPAN class="ft3">13. </SPAN>för företag som driver verk-</P></TD>
<TD class="tr25 td123"><P class="p60 ft2"><SPAN class="ft3">12. </SPAN>för företag som driver verk-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p20 ft2">samhet med konsumentkrediter</P></TD>
<TD class="tr26 td123"><P class="p20 ft2">samhet med konsumentkrediter</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft2">2 och 8 §§ lagen (2014:275) om</P></TD>
<TD class="tr25 td123"><P class="p20 ft2">2 och 8 §§ lagen (2014:275) om</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft2">viss verksamhet med konsument-</P></TD>
<TD class="tr25 td123"><P class="p20 ft2">viss verksamhet med konsument-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td122"><P class="p20 ft2">krediter.</P></TD>
<TD class="tr27 td123"><P class="p20 ft2">krediter.</P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p378 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
<P style="text-align: right;padding-right: 51px;margin-top: 613px;margin-bottom: 0px;" class="ft2">587</P>
</DIV>
<DIV id="page_588" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">588</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P class="p1479 ft72">Förslag till lag om ändring i lagen (1995:1570) om medlemsbanker</P>
<P class="p1441 ft4">Härigenom föreskrivs att 5 kap. 4 och 8 §§ lagen (1995:1570) om medlemsbanker ska ha följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 class="t141">
<TR>
<TD class="tr43 td167"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr43 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td143"><P class="p20 ft3">Föreslagen lydelse</P></TD>
</TR>
<TR>
<TD class="tr41 td167"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td194"><P class="p205 ft29">5 kap.</P></TD>
</TR>
<TR>
<TD class="tr26 td167"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td194"><P class="p153 ft2">4 §<SPAN class="ft27">1</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td167"><P class="p60 ft2">För varje förlagsinsats</P></TD>
<TD class="tr25 td98"><P class="p20 ft3">skall</P></TD>
<TD class="tr25 td143"><P class="p87 ft2">För varje förlagsinsats <SPAN class="ft3">ska</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td50"><P class="p20 ft2">medlemsbanken utfärda ett för-</P></TD>
<TD class="tr26 td143"><P class="p20 ft2">medlemsbanken utfärda ett för-</P></TD>
</TR>
<TR>
<TD class="tr25 td167"><P class="p20 ft2">lagsandelsbevis. Beviset</P></TD>
<TD class="tr25 td98"><P class="p20 ft3">skall</P></TD>
<TD class="tr25 td143"><P class="p20 ft31">lagsandelsbevis. Beviset <SPAN class="ft28">ska </SPAN>ställas</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td50"><P class="p20 ft2">ställas till viss person, till inne-</P></TD>
<TD class="tr25 td143"><P class="p20 ft2">till viss person, till innehavaren</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td50"><P class="p20 ft2">havaren eller till viss person eller</P></TD>
<TD class="tr26 td143"><P class="p20 ft2">eller till viss person eller order och</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr32 td50"><P class="p20 ft15">order och innehålla uppgift om</P></TD>
<TD class="tr32 td143"><P class="p20 ft15">innehålla uppgift om</P></TD>
</TR>
</TABLE>
<P class="p186 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">bankens firma,</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft19">nummer eller annan beteckning för beviset,</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft19">insatsens storlek,</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft19">den rätt till utdelning som insatsen medför,</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr27 td50"><P class="p60 ft2">5. det sätt på vilket utdelning</P></TD>
<TD class="tr27 td143"><P class="p87 ft2">5. det sätt på vilket utdelning <SPAN class="ft3">ska</SPAN></P></TD>
</TR>
<TR>
<TD class="tr32 td50"><P class="p20 ft15"><SPAN class="ft39">skall </SPAN>betalas ut och inlösen ske,</P></TD>
<TD class="tr32 td143"><P class="p20 ft15">betalas ut och inlösen ske,</P></TD>
</TR>
</TABLE>
<P class="p186 ft2"><SPAN class="ft2">6.</SPAN><SPAN class="ft19">föreskrifter som avses i 2 § första stycket, samt</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">7.</SPAN><SPAN class="ft19">upplysning om vad 2 § andra stycket innehåller.</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t132">
<TR height=0>
<TD width=37px></TD>
<TD width=23px></TD>
<TD width=23px></TD>
<TD width=26px></TD>
<TD width=14px></TD>
<TD width=27px></TD>
<TD width=54px></TD>
<TD width=31px></TD>
<TD width=29px></TD>
<TD width=24px></TD>
<TD width=23px></TD>
<TD width=19px></TD>
<TD width=26px></TD>
<TD width=17px></TD>
<TD width=20px></TD>
</TR>
<TR>
<TD colspan=5 class="tr31 td159"><P class="p60 ft31">Förlagsandelsbeviset</P></TD>
<TD class="tr31 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td99"><P class="p30 ft3">skall</P></TD>
<TD colspan=6 class="tr31 td195"><P class="p87 ft2">Förlagsandelsbeviset <SPAN class="ft3">ska</SPAN></P></TD>
<TD colspan=2 class="tr31 td139"><P class="p17 ft2">under-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">undertecknas av banken. Styrelse-</P></TD>
<TD colspan=8 class="tr25 td143"><P class="p20 ft2">tecknas av banken. Styrelse-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td41"><P class="p20 ft2">ledamöters</P></TD>
<TD colspan=2 class="tr26 td104"><P class="p87 ft2">eller</P></TD>
<TD colspan=3 class="tr26 td138"><P class="p30 ft2">firmatecknares</P></TD>
<TD colspan=2 class="tr26 td41"><P class="p20 ft2">ledamöters</P></TD>
<TD colspan=2 class="tr26 td70"><P class="p87 ft2">eller</P></TD>
<TD colspan=4 class="tr26 td196"><P class="p17 ft2">firmatecknares</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td36"><P class="p20 ft2">namnteckning</P></TD>
<TD colspan=3 class="tr25 td170"><P class="p123 ft2">får återges</P></TD>
<TD class="tr25 td99"><P class="p30 ft2">genom</P></TD>
<TD colspan=3 class="tr25 td197"><P class="p20 ft2">namnteckning</P></TD>
<TD class="tr25 td16"><P class="p20 ft2">får</P></TD>
<TD colspan=2 class="tr25 td82"><P class="p62 ft31">återges</P></TD>
<TD colspan=2 class="tr25 td139"><P class="p17 ft2">genom</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">tryckning eller på liknande sätt.</P></TD>
<TD colspan=8 class="tr25 td143"><P class="p20 ft2">tryckning eller på liknande sätt.</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p30 ft2">I stadgarna kan det bestämmas</P></TD>
<TD colspan=8 class="tr26 td143"><P class="p17 ft2">I stadgarna kan det bestämmas</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td192"><P class="p20 ft2">att medlemsbanken</P></TD>
<TD colspan=3 class="tr25 td138"><P class="p30 ft2">får registrera</P></TD>
<TD colspan=8 class="tr25 td143"><P class="p20 ft2">att medlemsbanken får registrera</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td36"><P class="p20 ft2">förlagsandelar</P></TD>
<TD class="tr25 td72"><P class="p68 ft31">hos</P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p95 ft2">en</P></TD>
<TD class="tr25 td99"><P class="p30 ft28">central</P></TD>
<TD colspan=8 class="tr25 td143"><P class="p20 ft2">förlagsandelar hos en <SPAN class="ft3">värdepap-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td148"><P class="p20 ft3">värdepappersförvarare</P></TD>
<TD class="tr26 td99"><P class="p30 ft2">enligt</P></TD>
<TD colspan=3 class="tr26 td197"><P class="p20 ft3">perscentral</P></TD>
<TD colspan=2 class="tr26 td63"><P class="p1401 ft2">enligt</P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td139"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">lagen (1998:1479) om kontoföring</P></TD>
<TD colspan=4 class="tr25 td190"><P class="p20 ft2">(1998:1479) om</P></TD>
<TD colspan=4 class="tr25 td196"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">av finansiella instrument i stället</P></TD>
<TD colspan=2 class="tr25 td41"><P class="p20 ft3">centraler</P></TD>
<TD class="tr25 td109"><P class="p71 ft3">och</P></TD>
<TD colspan=4 class="tr25 td118"><P class="p122 ft2">kontoföring</P></TD>
<TD class="tr25 td61"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD class="tr26 td139"><P class="p20 ft2">för att</P></TD>
<TD colspan=2 class="tr26 td114"><P class="p71 ft2">utfärda</P></TD>
<TD colspan=4 class="tr26 td187"><P class="p30 ft2">förlagsandelsbevis.</P></TD>
<TD colspan=8 class="tr26 td143"><P class="p20 ft2">finansiella instrument i stället för</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">Detta gäller dock inte förlagsan-</P></TD>
<TD class="tr25 td71"><P class="p20 ft2">att</P></TD>
<TD colspan=2 class="tr25 td85"><P class="p20 ft2">utfärda</P></TD>
<TD colspan=5 class="tr25 td191"><P class="p17 ft2">förlagsandelsbevis.</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">delar för vilka det gäller förvärvs-</P></TD>
<TD colspan=8 class="tr25 td143"><P class="p20 ft2">Detta gäller dock inte förlagsan-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td36"><P class="p20 ft2">begränsningar</P></TD>
<TD colspan=2 class="tr26 td62"><P class="p71 ft2">enligt</P></TD>
<TD class="tr26 td89"><P class="p65 ft2">2 §</P></TD>
<TD class="tr26 td99"><P class="p30 ft2">första</P></TD>
<TD colspan=8 class="tr26 td143"><P class="p20 ft2">delar för vilka det gäller förvärvs-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td148"><P class="p20 ft2">stycket första meningen.</P></TD>
<TD class="tr25 td99"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td197"><P class="p20 ft2">begränsningar</P></TD>
<TD colspan=2 class="tr25 td63"><P class="p69 ft2">enligt</P></TD>
<TD class="tr25 td72"><P class="p86 ft2">2 §</P></TD>
<TD colspan=2 class="tr25 td139"><P class="p17 ft2">första</P></TD>
</TR>
<TR>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td99"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td195"><P class="p20 ft2">stycket första meningen.</P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p30 ft2">Av 4 kap. 5 § lagen om konto-</P></TD>
<TD class="tr26 td71"><P class="p87 ft2">Av</P></TD>
<TD colspan=2 class="tr26 td85"><P class="p32 ft2">4 kap.</P></TD>
<TD colspan=2 class="tr26 td63"><P class="p30 ft2">5 §</P></TD>
<TD colspan=2 class="tr26 td18"><P class="p20 ft2">lagen</P></TD>
<TD class="tr26 td61"><P class="p17 ft2">om</P></TD>
</TR>
<TR>
<TD class="tr25 td139"><P class="p20 ft2">föring</P></TD>
<TD class="tr25 td16"><P class="p76 ft2">av</P></TD>
<TD colspan=3 class="tr25 td96"><P class="p76 ft2">finansiella</P></TD>
<TD colspan=2 class="tr25 td90"><P class="p30 ft2">instrument</P></TD>
<TD colspan=8 class="tr25 td143"><P class="p20 ft3">värdepapperscentraler och <SPAN class="ft2">konto-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td139"><P class="p20 ft2">följer</P></TD>
<TD class="tr25 td16"><P class="p20 ft2">att</P></TD>
<TD colspan=5 class="tr25 td223"><P class="p30 ft2">förlagsandelsbevis inte</P></TD>
<TD colspan=2 class="tr25 td41"><P class="p20 ft2">föring av</P></TD>
<TD colspan=3 class="tr25 td79"><P class="p66 ft2">finansiella</P></TD>
<TD colspan=3 class="tr25 td96"><P class="p17 ft2">instrument</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p20 ft2">får utfärdas för förlagsandelar som</P></TD>
<TD class="tr26 td71"><P class="p20 ft2">följer</P></TD>
<TD class="tr26 td163"><P class="p68 ft2">att</P></TD>
<TD colspan=5 class="tr26 td192"><P class="p97 ft31">förlagsandelsbevis</P></TD>
<TD class="tr26 td61"><P class="p17 ft2">inte</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p20 ft2">har registrerats enligt den lagen.</P></TD>
<TD colspan=8 class="tr25 td143"><P class="p20 ft2">får utfärdas för förlagsandelar som</P></TD>
</TR>
<TR>
<TD class="tr31 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td99"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr31 td143"><P class="p20 ft2">har registrerats enligt den lagen.</P></TD>
</TR>
</TABLE>
<P class="p311 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2007:871.</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_589" style="position:relative; overflow: hidden;margin: 50px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:554px;left:68px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310589x1.jpg/" style="width:123px;height:1px;">
</DIV>
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 499px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p117 ft4">Ett beslut som innebär att en förlagsandel inte längre <SPAN class="ft36">skall </SPAN>vara registrerad hos en <SPAN class="ft36">central värde- pappersförvarare </SPAN>blir giltigt endast om den som har panträtt i förlagsandelen skriftligen har sam- tyckt till beslutet.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 17px;padding: 0px;border:none;width: 294px;overflow: hidden;">
<P class="p137 ft4">Ett beslut som innebär att en Prop. 2015/16:10 förlagsandel inte längre <SPAN class="ft36">ska </SPAN>vara Bilaga 7 registrerad hos en <SPAN class="ft36">värdepappers-</SPAN></P>
<P class="p138 ft4"><SPAN class="ft36">central </SPAN>blir giltigt endast om den som har panträtt i förlagsandelen skriftligen har samtyckt till beslu- tet.</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 6px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD class="tr2 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td163"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td116"><P class="p728 ft2">8 §<SPAN class="ft27">2</SPAN></P></TD>
<TD class="tr2 td85"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td122"><P class="p113 ft2">Inlösen enligt 7 § sker till det</P></TD>
<TD colspan=5 class="tr26 td124"><P class="p17 ft2">Inlösen enligt 7 § sker till det</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p113 ft2">belopp som utgör insatsens storlek</P></TD>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">belopp som utgör insatsens storlek</P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft2">enligt</P></TD>
<TD colspan=6 class="tr25 td86"><P class="p66 ft2">förlagsandelsbeviset</P></TD>
<TD class="tr25 td114"><P class="p113 ft2">eller,</P></TD>
<TD class="tr25 td27"><P class="p20 ft2">enligt</P></TD>
<TD colspan=3 class="tr25 td117"><P class="p135 ft2">förlagsandelsbeviset</P></TD>
<TD class="tr25 td89"><P class="p17 ft2">eller,</P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft2">för</P></TD>
<TD colspan=4 class="tr25 td125"><P class="p20 ft2">förlagsandelar</P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td163"><P class="p20 ft2">som</P></TD>
<TD class="tr25 td114"><P class="p113 ft2">har</P></TD>
<TD class="tr25 td27"><P class="p20 ft2">för</P></TD>
<TD colspan=2 class="tr25 td196"><P class="p1 ft2">förlagsandelar</P></TD>
<TD class="tr25 td70"><P class="p38 ft2">som</P></TD>
<TD class="tr25 td89"><P class="p17 ft2">har</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td122"><P class="p113 ft2">registrerats hos en <SPAN class="ft3">central värde-</SPAN></P></TD>
<TD colspan=5 class="tr26 td124"><P class="p17 ft2">registrerats hos en <SPAN class="ft3">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td106"><P class="p20 ft3">pappersförvarare</P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td77"><P class="p26 ft2">enligt</P></TD>
<TD class="tr25 td114"><P class="p113 ft2">lagen</P></TD>
<TD colspan=2 class="tr25 td118"><P class="p20 ft3">central <SPAN class="ft2">enligt</SPAN></P></TD>
<TD class="tr25 td163"><P class="p89 ft2">lagen</P></TD>
<TD colspan=2 class="tr25 td53"><P class="p17 ft2">(1998:1479)</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td121"><P class="p20 ft2">(1998:1479)</P></TD>
<TD class="tr25 td84"><P class="p1 ft2">om</P></TD>
<TD colspan=4 class="tr25 td154"><P class="p113 ft2">kontoföring av</P></TD>
<TD class="tr25 td27"><P class="p20 ft2">om</P></TD>
<TD colspan=3 class="tr25 td117"><P class="p20 ft3">värdepapperscentraler</P></TD>
<TD class="tr25 td89"><P class="p17 ft3">och</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td28"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=4 class="tr26 td101"><P class="p135 ft2">instrument,</P></TD>
<TD colspan=2 class="tr26 td132"><P class="p113 ft2">insatsens</P></TD>
<TD colspan=5 class="tr26 td124"><P class="p17 ft2">kontoföring av finansiella instru-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td28"><P class="p20 ft2">storlek</P></TD>
<TD colspan=2 class="tr25 td69"><P class="p20 ft2">enligt</P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td174"><P class="p113 ft2">registreringen.</P></TD>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">ment, insatsens storlek enligt reg-</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p113 ft2">Beloppet får dock inte överstiga</P></TD>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">istreringen. Beloppet får dock inte</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td122"><P class="p113 ft2">vad som av medlemsbankens egna</P></TD>
<TD colspan=5 class="tr26 td124"><P class="p17 ft2">överstiga vad som av medlems-</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p113 ft2">kapital enligt den senast fastställda</P></TD>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">bankens egna kapital enligt den</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p113 ft2">balansräkningen, utan anlitande av</P></TD>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">senast fastställda balansräkningen,</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td121"><P class="p20 ft2">reservfonden</P></TD>
<TD class="tr26 td84"><P class="p71 ft2">eller</P></TD>
<TD colspan=4 class="tr26 td154"><P class="p113 ft2">uppskrivnings-</P></TD>
<TD class="tr26 td27"><P class="p20 ft2">utan</P></TD>
<TD class="tr26 td85"><P class="p42 ft2">anlitande</P></TD>
<TD class="tr26 td163"><P class="p93 ft31">av</P></TD>
<TD colspan=2 class="tr26 td53"><P class="p17 ft2">reservfonden</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p113 ft2">fonden, belöper på andelen i</P></TD>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">eller uppskrivningsfonden, belöper</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p113 ft2">förhållande till övriga förlags-</P></TD>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">på andelen i förhållande till övriga</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td28"><P class="p20 ft2">insatser.</P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td114"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td118"><P class="p20 ft2">förlagsinsatser.</P></TD>
<TD class="tr26 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p113 ft2">Om banken försätts i konkurs på</P></TD>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">Om banken försätts i konkurs på</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p113 ft2">en ansökan som görs inom ett år</P></TD>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">en ansökan som görs inom ett år</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td122"><P class="p113 ft2">efter inlösen, <SPAN class="ft3">skall </SPAN>vad som</P></TD>
<TD colspan=5 class="tr26 td124"><P class="p17 ft2">efter inlösen, <SPAN class="ft3">ska </SPAN>vad som</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td28"><P class="p20 ft2">föreskrivs</P></TD>
<TD class="tr25 td68"><P class="p1 ft2">i</P></TD>
<TD colspan=2 class="tr25 td95"><P class="p20 ft2">4 kap.</P></TD>
<TD colspan=2 class="tr25 td77"><P class="p1 ft2">2 § om</P></TD>
<TD class="tr25 td114"><P class="p113 ft2">åter-</P></TD>
<TD colspan=3 class="tr25 td129"><P class="p20 ft2">föreskrivs i 4 kap.</P></TD>
<TD class="tr25 td70"><P class="p20 ft2">2 § om</P></TD>
<TD class="tr25 td89"><P class="p17 ft2">åter-</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p113 ft2">betalning tillämpas i fråga om</P></TD>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">betalning tillämpas i fråga om</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td161"><P class="p20 ft2">förlagsinsatsen. Detta gäller</P></TD>
<TD class="tr26 td114"><P class="p113 ft2">dock</P></TD>
<TD colspan=4 class="tr26 td279"><P class="p20 ft2">förlagsinsatsen. Detta gäller</P></TD>
<TD class="tr26 td89"><P class="p17 ft2">dock</P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft2">inte</P></TD>
<TD colspan=5 class="tr25 td138"><P class="p26 ft2">förlagsinsatser</P></TD>
<TD class="tr25 td163"><P class="p20 ft2">för</P></TD>
<TD class="tr25 td114"><P class="p113 ft2">vilka</P></TD>
<TD class="tr25 td27"><P class="p20 ft2">inte</P></TD>
<TD colspan=2 class="tr25 td196"><P class="p71 ft31">förlagsinsatser</P></TD>
<TD class="tr25 td70"><P class="p38 ft2">för</P></TD>
<TD class="tr25 td89"><P class="p17 ft2">vilka</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p113 ft2">inlösen har kunnat ske utan före-</P></TD>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">inlösen har kunnat ske utan före-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr27 td102"><P class="p20 ft2">gående uppsägning.</P></TD>
<TD class="tr27 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td114"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr27 td129"><P class="p20 ft2">gående uppsägning.</P></TD>
<TD class="tr27 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p378 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
<P style="text-align: left;padding-left: 68px;margin-top: 169px;margin-bottom: 0px;" class="ft35"><SPAN class="ft34">2 </SPAN>Senaste lydelse 2007:871.</P>
<P class="p99 ft2">589</P>
</DIV>
</DIV>
<DIV id="page_590" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:329px;left:163px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310590x1.jpg/" style="width:123px;height:1px;">
</DIV>
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">590</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P class="p1572 ft72">Förslag till lag om ändring i lagen (1996:764) om företagsrekonstruktion</P>
<P class="p777 ft4">Härigenom föreskrivs att 1 kap. 3 § lagen (1996:764) om företags- rekonstruktion ska ha följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 class="t141">
<TR>
<TD class="tr43 td222"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr43 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td102"><P class="p20 ft3">Föreslagen lydelse</P></TD>
<TD class="tr43 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td95"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td222"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td62"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td205"><P style="text-align: center;padding-right: 72px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft29">1 kap.</P></TD>
<TD class="tr41 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td95"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td222"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td205"><P style="text-align: right;padding-right: 108px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft2">3 §<SPAN class="ft27">1</SPAN></P></TD>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td95"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p30 ft2">Bestämmelserna i denna lag om</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">Bestämmelserna i denna lag om</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p20 ft2">gäldenär gäller inte bankaktie-</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft2">gäldenär gäller inte bankaktie-</P></TD>
</TR>
<TR>
<TD class="tr25 td222"><P class="p20 ft2">bolag, sparbank,</P></TD>
<TD colspan=2 class="tr25 td174"><P class="p30 ft2">medlemsbank,</P></TD>
<TD class="tr25 td102"><P class="p20 ft2">bolag, sparbank,</P></TD>
<TD colspan=2 class="tr25 td116"><P class="p17 ft2">medlemsbank,</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td148"><P class="p20 ft2">kreditmarknadsföretag,</P></TD>
<TD class="tr25 td99"><P class="p30 ft2">försäk-</P></TD>
<TD colspan=2 class="tr25 td150"><P class="p20 ft2">kreditmarknadsföretag,</P></TD>
<TD class="tr25 td95"><P class="p17 ft2">försäk-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p20 ft2">ringsföretag, värdepappersbolag,</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft2">ringsföretag, värdepappersbolag,</P></TD>
</TR>
<TR>
<TD class="tr25 td222"><P class="p20 ft2">clearingorganisation</P></TD>
<TD class="tr25 td62"><P class="p70 ft2">och</P></TD>
<TD class="tr25 td99"><P class="p30 ft28">central</P></TD>
<TD class="tr25 td102"><P class="p20 ft2">clearingorganisation</P></TD>
<TD class="tr25 td62"><P class="p60 ft2">och</P></TD>
<TD class="tr25 td95"><P class="p17 ft3">värde-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr32 td148"><P class="p20 ft39">värdepappersförvarare<SPAN class="ft15">.</SPAN></P></TD>
<TD class="tr32 td99"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td102"><P class="p20 ft39">papperscentral<SPAN class="ft15">.</SPAN></P></TD>
<TD class="tr32 td62"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td95"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p211 ft4">Bestämmelserna avser inte heller sådana gäldenärer i vars verksamhet staten, en kommun, ett landsting, ett kommunalförbund, en församling eller en kyrklig samfällighet har ett bestämmande inflytande.</P>
<P style="text-align: left;padding-left: 11px;margin-top: 30px;margin-bottom: 0px;" class="ft2">Denna lag träder i kraft den 1 januari 2016.</P>
<P style="text-align: left;margin-top: 398px;margin-bottom: 0px;" class="ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2010:2059.</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_591" style="position:relative; overflow: hidden;margin: 50px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 406px;overflow: hidden;">
<P style="text-align: left;padding-right: 53px;margin-top: 0px;margin-bottom: 0px;" class="ft72">Förslag till lag om ändring i lagen (1998:1479) om kontoföring av finansiella instrument</P>
<P class="p338 ft4">Härigenom föreskrivs i fråga om lagen (1998:1479) om kontoföring av finansiella instrument<SPAN class="ft172">1</SPAN></P>
<P class="p185 ft2"><SPAN class="ft3">dels </SPAN>att 2 kap. och 7 kap. 6 § ska upphöra att gälla,</P>
<P class="p185 ft2"><SPAN class="ft3">dels </SPAN>att rubrikerna närmast före 9 kap. 2 och 4 §§ ska utgå,</P>
<P class="p337 ft2"><SPAN class="ft3">dels </SPAN>att rubriken till lagen, 1 kap. <NOBR>1–3</NOBR> §§, 3 kap. <NOBR>1–6,</NOBR> 7, 12 och 13 §§, 4 kap. <NOBR>1–6,</NOBR> 8, 9, <NOBR>11–15,</NOBR> 20 och 22 §§, 5 kap. 1 och 5 §§, 7 kap. <NOBR>1–3</NOBR> och 5 §§, 8 kap. <NOBR>1–4</NOBR> §§, 9 kap. <NOBR>1–4</NOBR> §§, 10 kap. 1 §, rubriken till 9 kap. och rubrikerna närmast före 3 kap. 1 och 7 §§ och 9 kap. 1 och 3 §§ ska ha följande lydelse,</P>
<P class="p337 ft4"><SPAN class="ft36">dels </SPAN>att rubriken närmast före 4 kap. 16 § ska lyda ”Avstämnings- konton för innehavare av finansiella instrument”,</P>
<P class="p337 ft2"><SPAN class="ft3">dels </SPAN>att det ska införas 36 nya paragrafer, 1 kap. <NOBR>4–7</NOBR> §§, 3 kap. 6 a– 6 c §§, 9 kap. <NOBR>5–32</NOBR> §§ och 10 kap. 2 §, och närmast före 1 kap. 1, 2, 3, 4, 5, 6 och 7 §§, 3 kap. 2, 3, 4, 5, 6, 6 a, 6 c, 7, 12 och 13 §§, 4 kap. 2, 3, 4, 5, 6, 12, 13, 14, 15 och 20 §§, 5 kap. 1 och 5 §§, 7 kap. 1, 2, 3 och 5 §§, 8 kap. 1 och 2 §§ och 9 kap. 5, 6, 7, 8, 9, 11, 14, 15, 17, 20, 24, 27 och 29 §§ och närmast efter 9 kap. 4 och 10 §§ nya rubriker av följande lydelse,</P>
<P style="text-align: justify;padding-right: 12px;margin-top: 18px;margin-bottom: 0px;text-indent: 11px;" class="ft2"><SPAN class="ft3">dels </SPAN>att det närmast före 3 kap. 8 § ska införas en ny rubrik som ska lyda ”Avstämningskonton för förvaltare”, närmast före 3 kap. 10 § ska införas en ny rubrik som ska lyda ”Rättsverkan av registrering”, närmast före 4 kap. 17 § ska införas en ny rubrik som ska lyda ”Avstämnings- kontots innehåll”, närmast före 5 kap. 2 § ska införas en ny rubrik som ska lyda ”Avförande av uppgifter”, närmast före 5 kap. 3 § ska införas en ny rubrik som ska lyda ”Avslag på begäran om registrering”, närmast före 5 kap. 4 § ska införas en ny rubrik som ska lyda ”Rättelse av registrering”, närmast före 6 kap. 1 § ska införas en ny rubrik som ska lyda ”Äganderättspresumtion”, närmast före 6 kap. 2 § ska införas en ny rubrik som ska lyda ”Tidpunkten för rättsverkan mot tredjeman av en överlåtelse”, närmast före 6 kap. 4 § ska införas en ny rubrik som ska lyda ”Överlåtelse av någon annan än ägaren”, närmast före 6 kap. 5 § ska införas en ny rubrik som ska lyda ”Skuldförbindelser”, närmast före 6 kap. 6 § ska införas en ny rubrik som ska lyda ”Behörighet att ta emot betalning”, närmast före 6 kap. 7 § ska införas en ny rubrik som ska lyda ”Pantsättning” och närmast före 7 kap. 4 § ska införas en ny rubrik som ska lyda ”Jämkning av ersättning”.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 7</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 110px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<P class="p162 ft51"><SPAN class="ft42">1</SPAN><SPAN class="ft171">Senaste lydelse av</SPAN></P>
<P class="p162 ft51"><SPAN class="ft33">2</SPAN><SPAN class="ft171">kap. 2 § 2009:356</SPAN></P>
<P class="p162 ft50"><SPAN class="ft33">2</SPAN><SPAN class="ft173">kap. 5 § 2006:609</SPAN></P>
<P class="p162 ft51"><SPAN class="ft33">2</SPAN><SPAN class="ft171">kap. 5 a § 2014:559</SPAN></P>
<P class="p162 ft45"><SPAN style="font: 10px 'Times New Roman';line-height: 10px;">4</SPAN><SPAN class="ft44">kap. 9 § 2005:558.</SPAN></P>
<P class="p163 ft2">591</P>
</DIV>
</DIV>
<DIV id="page_592" style="position:relative; overflow: hidden;margin: 48px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">592</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t132">
<TR>
<TD colspan=2 class="tr43 td153"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr43 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr43 td126"><P class="p38 ft3">Föreslagen lydelse</P></TD>
<TD class="tr43 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr41 td153"><P class="p20 ft29">Lag om kontoföring av</P></TD>
<TD class="tr41 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr41 td122"><P class="p38 ft29">Lag om värdepapperscentraler</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td153"><P class="p20 ft29">finansiella instrument</P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td294"><P class="p38 ft52">och kontoföring av finansiella</P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td125"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr27 td80"><P class="p38 ft53">instrument</P></TD>
<TD class="tr27 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td125"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td89"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr40 td101"><P class="p29 ft29">1 kap.</P></TD>
<TD class="tr40 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td125"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr40 td126"><P class="p38 ft53">Lagens innehåll</P></TD>
<TD class="tr40 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td125"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td89"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr40 td101"><P class="p110 ft2">1 §<SPAN class="ft27">2</SPAN></P></TD>
<TD class="tr40 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p17 ft2">I denna lag finns bestämmelser</P></TD>
<TD colspan=8 class="tr25 td122"><P class="p17 ft2">I denna lag finns bestämmelser</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft3">om kontoföring i avstämnings-</P></TD>
<TD class="tr25 td82"><P class="p38 ft3">som</P></TD>
<TD colspan=3 class="tr25 td30"><P class="p76 ft3">kompletterar</P></TD>
<TD colspan=4 class="tr25 td53"><P class="p17 ft28">Europaparla-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td124"><P class="p20 ft28">register av äganderätt och särskild</P></TD>
<TD colspan=2 class="tr26 td88"><P class="p38 ft3">mentets</P></TD>
<TD class="tr26 td20"><P class="p61 ft28">och</P></TD>
<TD colspan=2 class="tr26 td137"><P class="p70 ft3">rådets</P></TD>
<TD colspan=3 class="tr26 td135"><P class="p17 ft28">förordning</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft3">rätt till sådana aktier och andra</P></TD>
<TD colspan=8 class="tr25 td122"><P class="p38 ft3">(EU) nr 909/2014 av den 23 juli</P></TD>
</TR>
<TR>
<TD class="tr25 td28"><P class="p20 ft3">finansiella</P></TD>
<TD class="tr25 td125"><P class="p64 ft3">instrument</P></TD>
<TD class="tr25 td89"><P class="p20 ft3">för</P></TD>
<TD class="tr25 td72"><P class="p17 ft28">vilka</P></TD>
<TD colspan=8 class="tr25 td122"><P class="p38 ft3">2014 om förbättrad värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td28"><P class="p20 ft3">aktiebrev,</P></TD>
<TD colspan=3 class="tr26 td117"><P class="p17 ft3">skuldebrev eller annan</P></TD>
<TD colspan=2 class="tr26 td88"><P class="p38 ft3">aveckling</P></TD>
<TD class="tr26 td20"><P class="p72 ft3">i</P></TD>
<TD colspan=3 class="tr26 td49"><P class="p20 ft28">Europeiska</P></TD>
<TD colspan=2 class="tr26 td85"><P class="p17 ft3">unionen</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft28">motsvarande skriftlig handling inte</P></TD>
<TD class="tr25 td82"><P class="p38 ft3">och</P></TD>
<TD class="tr25 td55"><P class="p66 ft3">om</P></TD>
<TD colspan=6 class="tr25 td153"><P class="p17 ft3">värdepapperscentraler</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft3">har utfärdats eller, där sådan</P></TD>
<TD colspan=8 class="tr25 td122"><P class="p38 ft28">samt ändring av direktiv 98/26/EG</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td124"><P class="p20 ft3">handling har utfärdats, det genom</P></TD>
<TD class="tr26 td82"><P class="p38 ft3">och</P></TD>
<TD colspan=4 class="tr26 td154"><P class="p20 ft3">2014/65/EU och</P></TD>
<TD colspan=3 class="tr26 td135"><P class="p17 ft28">förordning</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft28">förvaring eller på annat likvärdigt</P></TD>
<TD colspan=4 class="tr25 td126"><P class="p38 ft3">(EU) nr 236/2012.</P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft28">sätt har säkerställts att handlingen</P></TD>
<TD class="tr25 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td153"><P class="p20 ft3">inte kommer i omlopp.</P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td153"><P class="p60 ft3">Avstämningsregister</P></TD>
<TD class="tr25 td89"><P class="p76 ft3">för</P></TD>
<TD class="tr25 td72"><P class="p17 ft3">de</P></TD>
<TD colspan=8 class="tr25 td122"><P class="p17 ft3">I lagen finns även särskilda</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft3">ändamål som avses i första stycket</P></TD>
<TD colspan=3 class="tr25 td80"><P class="p38 ft3">bestämmelser</P></TD>
<TD colspan=4 class="tr25 td166"><P class="p68 ft3">om kontoföring</P></TD>
<TD class="tr25 td68"><P class="p17 ft3">av</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td124"><P class="p20 ft28">får föras av auktoriserade centrala</P></TD>
<TD colspan=5 class="tr26 td226"><P class="p38 ft3">finansiella instrument.</P></TD>
<TD class="tr26 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td153"><P class="p20 ft3">värdepappersförvarare.</P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p17 ft3">Frågor om auktorisation prövas</P></TD>
<TD class="tr25 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr27 td153"><P class="p20 ft3">av Finansinspektionen.</P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td125"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr40 td294"><P class="p38 ft53">Lagens tillämpningsområde</P></TD>
<TD class="tr40 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td125"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td82"><P class="p171 ft2">2 §</P></TD>
<TD class="tr41 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p17 ft3">Auktorisation som central värde-</P></TD>
<TD colspan=2 class="tr25 td88"><P class="p222 ft3">Lagen</P></TD>
<TD colspan=2 class="tr25 td49"><P class="p71 ft3">tillämpas</P></TD>
<TD colspan=2 class="tr25 td20"><P class="p66 ft3">på</P></TD>
<TD colspan=2 class="tr25 td85"><P class="p17 ft3">svenska</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td153"><P class="p20 ft3">pappersförvarare kan</P></TD>
<TD colspan=2 class="tr26 td85"><P class="p17 ft3">meddelas</P></TD>
<TD colspan=5 class="tr26 td226"><P class="p38 ft3">värdepapperscentraler</P></TD>
<TD class="tr26 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td65"><P class="p20 ft3">samt</P></TD>
<TD class="tr26 td68"><P class="p17 ft3">på</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft3">svenska aktiebolag, svenska eko-</P></TD>
<TD colspan=8 class="tr25 td122"><P class="p38 ft3">kontoförande institut och förvalt-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft3">nomiska föreningar och utländska</P></TD>
<TD colspan=8 class="tr25 td122"><P class="p38 ft3">are som har antagits av en sådan</P></TD>
</TR>
<TR>
<TD class="tr26 td28"><P class="p20 ft3">företag.</P></TD>
<TD class="tr26 td125"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td122"><P class="p38 ft3">värdepapperscentral. När det sär-</P></TD>
</TR>
<TR>
<TD class="tr25 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td125"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td122"><P class="p38 ft3">skilt anges i lagen tillämpas den</P></TD>
</TR>
<TR>
<TD class="tr25 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td125"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td122"><P class="p38 ft3">även på utländska värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr26 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td125"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td122"><P class="p38 ft3">centraler som är auktoriserade i</P></TD>
</TR>
<TR>
<TD class="tr25 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td125"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td122"><P class="p38 ft3">ett annat land inom Europeiska</P></TD>
</TR>
<TR>
<TD class="tr25 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td125"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td122"><P class="p38 ft28">ekonomiska samarbetsområdet och</P></TD>
</TR>
<TR>
<TD class="tr26 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td125"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td82"><P class="p38 ft3">på</P></TD>
<TD colspan=7 class="tr26 td227"><P class="p17 ft3">värdepapperscentraler från</P></TD>
</TR>
<TR>
<TD class="tr25 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td125"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td122"><P class="p38 ft3">tredjeland samt på utsedda kredit-</P></TD>
</TR>
<TR>
<TD class="tr27 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td125"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td88"><P class="p38 ft3">institut.</P></TD>
<TD class="tr27 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P style="text-align: left;margin-top: 47px;margin-bottom: 0px;" class="ft35"><SPAN class="ft34">2 </SPAN>Ändringen innebär bl.a. att tredje stycket tas bort.</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_593" style="position:relative; overflow: hidden;margin: 819px 0px 81px 553px;padding: 0px;border: none;width: 71px;">
<DIV style="position:absolute;top:-767px;left:-280px;width:294px;height:34px;"><SPAN class="ft41">Bestämmelserna i 9 kap. 6 och </SPAN><SPAN class="ft22">Prop. 2015/16:10 </SPAN><SPAN class="ft41">8 §§ tillämpas på var och en som </SPAN><SPAN class="ft22">Bilaga 7</SPAN></DIV>
<DIV style="position:absolute;top:-736px;left:-280px;width:188px;height:34px;"><SPAN class="ft41">driver sådan verksamhet som avses där.</SPAN></DIV>
<DIV style="position:absolute;top:-690px;left:-280px;width:72px;height:16px;"><SPAN class="ft53">Definitioner</SPAN></DIV>
<DIV style="position:absolute;top:-661px;left:-299px;width:26px;height:15px;"><SPAN class="ft2">3 §</SPAN><SPAN class="ft27">3</SPAN></DIV>
<DIV style="position:absolute;top:-644px;left:-474px;width:112px;height:15px;"><SPAN class="ft2">I denna lag betyder:</SPAN></DIV>
<DIV style="position:absolute;top:-629px;left:-485px;width:188px;height:80px;"><SPAN class="ft56">central värdepappersförvarare</SPAN><SPAN class="ft36">: företag som har auktorisation enligt 2 kap. att kontoföra finans- iella instrument i avstämnings- register,</SPAN></DIV>
<DIV style="position:absolute;top:-552px;left:-485px;width:393px;height:32px;"><SPAN class="ft36">avstämningsbolag</SPAN><SPAN class="ft4">: sådant avstämningsbolag som avses i aktiebolags- lagen (2005:551),</SPAN></DIV>
<DIV style="position:absolute;top:-522px;left:-280px;width:188px;height:34px;"><SPAN class="ft59">avstämningsregister</SPAN><SPAN class="ft41">: sådant register som avses i 4 kap. 1 §,</SPAN></DIV>
<DIV style="position:absolute;top:-491px;left:-485px;width:393px;height:34px;"><SPAN class="ft41">emittent</SPAN><SPAN class="ft22">: i fråga om aktier aktiebolaget och i fråga om annat finansiellt instrument utgivaren eller utfärdaren av instrumentet,</SPAN></DIV>
<DIV style="position:absolute;top:-460px;left:-280px;width:188px;height:150px;"><SPAN class="ft55">finansiellt instrument</SPAN><SPAN class="ft3">: detsamma som i artikel 2.1.8 i förordningen om värdepapperscentraler, varvid aktier och sådana rättigheter som avses i 4 kap. 2 § andra stycket denna lag i fråga om avstämnings- bolag som är privata aktiebolag vid tillämpningen av denna lag ska jämställas med finansiella instru- ment,</SPAN></DIV>
<DIV style="position:absolute;top:-307px;left:-280px;width:188px;height:165px;"><SPAN class="ft55">förordningen om värdepappers- centraler: </SPAN><SPAN class="ft3">Europaparlamentets och rådets förordning (EU) nr 909/2014 av den 23 juli 2014 om förbättrad värdepappersavveckl- ing i Europeiska unionen och om värdepapperscentraler samt ändring av direktiv 98/26/EG och 2014/65/EU och förordning (EU) nr 236/2012, i den ursprungliga lydelsen,</SPAN></DIV>
<DIV style="position:absolute;top:-139px;left:-485px;width:393px;height:64px;"><SPAN class="ft56">kontoförande institut</SPAN><SPAN class="ft4">: den som </SPAN><SPAN class="ft56">kontoförande institut</SPAN><SPAN class="ft4">: den som av en </SPAN><SPAN class="ft36">central värdepappersförvar- </SPAN><SPAN class="ft4">av en </SPAN><SPAN class="ft36">värdepapperscentral </SPAN><SPAN class="ft4">med- </SPAN><SPAN class="ft36">are </SPAN><SPAN class="ft4">medgetts rätt att vidta regi- getts rätt att vidta registrerings- streringsåtgärder i avstämnings- åtgärder i avstämningsregister, register,</SPAN></DIV>
<DIV style="position:absolute;top:-11px;left:-485px;width:128px;height:12px;"><SPAN class="ft54">3 </SPAN><SPAN class="ft33">Senaste lydelse 2010:2062.</SPAN></DIV>
<P class="p16 ft2">593</P>
</DIV>
<DIV id="page_594" style="position:relative; overflow: hidden;margin: 49px 0px 78px 36px;padding: 0px;border: none;width: 525px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 331px;overflow: hidden;">
<P class="p558 ft2">Prop. 2015/16:10</P>
<P class="p1465 ft2">Bilaga 7</P>
<P style="text-align: justify;padding-left: 127px;padding-right: 16px;margin-top: 153px;margin-bottom: 0px;text-indent: 11px;" class="ft3"><SPAN class="ft55">finansiellt instrument</SPAN>: detsamma som i 1 kap. 4 § första stycket 1 lagen (2007:528) om värdepap- persmarknaden,</P>
<P style="text-align: justify;padding-left: 127px;padding-right: 16px;margin-top: 1px;margin-bottom: 0px;text-indent: 11px;" class="ft36"><SPAN class="ft56">skuldförbindelse</SPAN>: ensidig skuld- förbindelse avsedd för allmän omsättning,</P>
<P style="text-align: justify;padding-left: 127px;padding-right: 16px;margin-top: 0px;margin-bottom: 0px;text-indent: 11px;" class="ft3"><SPAN class="ft55">värdepappersinstitut</SPAN>: detsamma som i 1 kap. 5 § 27 lagen om värdepappersmarknaden,</P>
<P style="text-align: justify;padding-left: 127px;padding-right: 16px;margin-top: 1px;margin-bottom: 0px;text-indent: 11px;" class="ft36"><SPAN class="ft56">kvalificerat innehav</SPAN>: <SPAN class="ft4">detsamma som i 1 kap. 5 § 18 lagen om värdepappersmarknaden, </SPAN>och</P>
<P style="text-align: justify;padding-left: 127px;padding-right: 15px;margin-top: 14px;margin-bottom: 0px;text-indent: 11px;" class="ft28"><SPAN class="ft57">koncern</SPAN>: detsamma som i 1 kap. 11 och 12 §§ aktiebolagslagen, varvid det som sägs om moder- bolag ska tillämpas även på andra juridiska personer än aktiebolag<SPAN class="ft31">.</SPAN></P>
<P style="text-align: left;margin-top: 293px;margin-bottom: 0px;" class="ft2">594</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 194px;overflow: hidden;">
<P class="p117 ft3"><SPAN class="ft55">kontoföring av finansiella instru- ment</SPAN>: registrering i avstämnings- register av äganderätt och särskild rätt till sådana aktier och andra finansiella instrument för vilka aktiebrev, skuldebrev eller annan motsvarande skriftlig handling inte har utfärdats eller, där sådan handling har utfärdats, det genom förvaring eller på annat likvärdigt sätt har säkerställts att handlingen inte kommer i omlopp,</P>
<P style="text-align: justify;padding-right: 5px;margin-top: 155px;margin-bottom: 0px;text-indent: 11px;" class="ft36"><SPAN class="ft56">kvalificerat innehav</SPAN>: <SPAN class="ft4">detsamma som i 1 kap. 5 § 18 lagen </SPAN>(2007:528) <SPAN class="ft4">om värdepappersmark- naden,</SPAN></P>
<P class="p748 ft36"><SPAN class="ft56">skuldförbindelse</SPAN>: ensidig skuld- förbindelse avsedd för allmän omsättning,</P>
<P style="text-align: justify;padding-right: 5px;margin-top: 26px;margin-bottom: 0px;text-indent: 11px;" class="ft36"><SPAN class="ft56">svensk värdepapperscentral</SPAN>: en värdepapperscentral som är etablerad i Sverige,</P>
<P class="p748 ft3"><SPAN class="ft55">utländsk värdepapperscentral</SPAN>: en värdepapperscentral som är etablerad i ett annat land inom Europeiska ekonomiska sam- arbetsområdet än Sverige,</P>
<P class="p117 ft3"><SPAN class="ft55">utsett kreditinstitut: </SPAN>sådant kreditinstitut som har utsetts enligt artikel 54.2 b i förordningen om värdepapperscentraler,</P>
<P class="p1459 ft36"><SPAN class="ft56">värdepapperscentral</SPAN>: detsamma som i artikel 2.1.1 i förordningen om värdepapperscentraler,</P>
<P class="p748 ft36"><SPAN class="ft56">värdepapperscentral från tredje- land</SPAN>: en sådan värdepappers- central som avses i artikel 2.1.2 i förordningen om värdepappers- centraler och som är erkänd enligt</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_595" style="position:relative; overflow: hidden;margin: 50px 0px 77px 273px;padding: 0px;border: none;width: 351px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 201px;overflow: hidden;">
<P class="p884 ft36">artikel 25 i förordningen, samt <SPAN class="ft56">värdepappersinstitut</SPAN>: detsamma</P>
<P class="p671 ft41">som i 1 kap. 5 § 27 lagen om värdepappersmarknaden.</P>
<P style="text-align: left;padding-right: 56px;margin-top: 12px;margin-bottom: 0px;" class="ft53">Kontoföring av finansiella instrument</P>
<P class="p302 ft3">4 §</P>
<P class="p333 ft3">Värdepapperscentraler som är auktoriserade att tillhandahålla en central kontoföringstjänst enligt förordningen om värdepappers- centraler, ska göra detta genom kontoföring av finansiella instru- ment.</P>
<P class="p293 ft53">Behörig myndighet</P>
<P class="p302 ft3">5 §</P>
<P class="p351 ft36">Finansinspektionen är behörig myndighet enligt förordningen om värdepapperscentraler.</P>
<P style="text-align: left;padding-right: 66px;margin-top: 13px;margin-bottom: 0px;" class="ft53">Rapporteringssystem för överträdelser</P>
<P class="p302 ft3">6 §</P>
<P class="p337 ft3">Värdepapperscentraler och kontoförande institut ska till- handahålla ändamålsenliga rapp- orteringssystem för anställda som vill göra anmälningar om miss- tänkta överträdelser av de bestäm- melser som gäller för verksamhet- en.</P>
<P class="p338 ft36">Personuppgiftslagen (1998:204) gäller vid behandling av person- uppgifter inom ramen för sådana rapporteringssystem som avses i första stycket.</P>
<P class="p302 ft53">Bemyndigande</P>
<P class="p302 ft3">7 §</P>
<P class="p351 ft36">Regeringen eller den myndighet som regeringen bestämmer får meddela föreskrifter om handlägg- ningen av ärenden om auktorisa- tion av värdepapperscentraler i Sverige.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 7</P>
<P class="p1439 ft2">595</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_596" style="position:relative; overflow: hidden;margin: 47px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:82px;left:351px;width:21px;height:15px;"><SPAN class="ft2">1 §</SPAN></DIV>
<DIV style="position:absolute;top:97px;left:163px;width:393px;height:34px;"><SPAN class="ft22">En </SPAN><SPAN class="ft41">central värdepappersförvar- </SPAN><SPAN class="ft22">En </SPAN><SPAN class="ft41">värdepapperscentral </SPAN><SPAN class="ft22">får som </SPAN><SPAN class="ft41">are </SPAN><SPAN class="ft22">får som kontoförande institut kontoförande institut anta</SPAN></DIV>
<DIV style="position:absolute;top:128px;left:163px;width:393px;height:120px;"><SPAN class="ft2">anta Riksbanken </SPAN><SPAN class="ft3">och </SPAN><SPAN class="ft2">Riksgälds- </SPAN><SPAN class="ft3">1. </SPAN><SPAN class="ft2">Riksbanken</SPAN><SPAN class="ft3">, andra central- </SPAN><SPAN class="ft2">kontoret </SPAN><SPAN class="ft3">samt </SPAN><SPAN class="ft2">juridiska personer </SPAN><SPAN class="ft3">banker, </SPAN><SPAN class="ft2">Riksgäldskontoret </SPAN><SPAN class="ft3">och </SPAN><SPAN class="ft2">som </SPAN><SPAN class="ft3">har en betryggande kapital- utländska offentliga institutioner styrka och teknisk och juridisk som i sitt hemland har i uppdrag sakkunskap </SPAN><SPAN class="ft2">och i övrigt är lämp- </SPAN><SPAN class="ft3">att förvalta eller deltar i förvalt- </SPAN><SPAN class="ft2">liga att vidta registreringsåtgärder i </SPAN><SPAN class="ft3">ningen av statsskulden, </SPAN><SPAN class="ft2">avstämningsregister hos </SPAN><SPAN class="ft3">den 2. </SPAN><SPAN class="ft2">juridiska personer som </SPAN><SPAN class="ft3">står centrala värdepappersförvararen</SPAN><SPAN class="ft2">. </SPAN><SPAN class="ft3">under tillsyn av Finansinspektion-</SPAN></DIV>
<DIV style="position:absolute;top:250px;left:367px;width:44px;height:15px;"><SPAN class="ft3">en, och</SPAN></DIV>
<DIV style="position:absolute;top:266px;left:367px;width:189px;height:120px;"><SPAN class="ft3">3. utländska juridiska personer som i sitt hemland står under motsvarande tillsyn som de juridiska personer som avses i 2 </SPAN><SPAN class="ft2">och i övrigt är lämpliga att vidta registreringsåtgärder i avstäm- ningsregister hos </SPAN><SPAN class="ft3">värdepappers- centralen</SPAN><SPAN class="ft2">.</SPAN></DIV>
<DIV style="position:absolute;top:388px;left:367px;width:189px;height:120px;"><SPAN class="ft3">De juridiska personer som anges i första stycket 2 och 3 ska ha en betryggande kapitalstyrka och teknisk och juridisk sakkunskap och i övrigt vara lämpliga att vidta registreringsåtgärder i avstäm- ningsregister hos värdepappers- centralen.</SPAN></DIV>
<DIV style="position:absolute;top:526px;left:367px;width:169px;height:34px;"><SPAN style="font: italic bold 12px 'Times New Roman';line-height: 17px;">Registreringsåtgärder för egen respektive annans räkning</SPAN></DIV>
<TABLE cellpadding=0 cellspacing=0 style="width: 472px;margin-left: 49px;font: bold 13px 'Times New Roman';">
<TR>
<TD class="tr2 td15"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td208"><P class="p20 ft29">3 kap.</P></TD>
</TR>
<TR>
<TD class="tr25 td15"><P class="p20 ft2">Bilaga 7</P></TD>
<TD class="tr25 td208"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td15"><P class="p165 ft53">Kontoförande <SPAN class="ft29">institut</SPAN></P></TD>
<TD class="tr26 td208"><P style="text-align: left;padding-left: 25px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft180">Antagande av kontoförande</P></TD>
</TR>
<TR>
<TD class="tr27 td15"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td208"><P style="text-align: left;padding-left: 25px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft29">institut</P></TD>
</TR>
</TABLE>
<P style="text-align: left;padding-left: 351px;margin-top: 500px;margin-bottom: 0px;" class="ft2">2 §</P>
<P class="p104 ft2">Ett kontoförande institut får vidta registreringsåtgärder för egen</P>
<TABLE cellpadding=0 cellspacing=0 class="t36">
<TR>
<TD class="tr27 td50"><P class="p20 ft2">räkning.</P></TD>
<TD class="tr27 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td176"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td12"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft3"><SPAN class="ft2">En </SPAN>central värdepappersförvar-</P></TD>
<TD class="tr26 td82"><P class="p87 ft2">En</P></TD>
<TD class="tr26 td176"><P class="p20 ft3">värdepapperscentral</P></TD>
<TD class="tr26 td12"><P class="p17 ft2">får</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2"><SPAN class="ft3">are </SPAN>får medge följande juridiska</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">medge följande juridiska personer</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">personer rätt att som kontoförande</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">rätt att som kontoförande institut</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2">institut vidta registreringsåtgärder</P></TD>
<TD class="tr26 td82"><P class="p20 ft2">vidta</P></TD>
<TD class="tr26 td176"><P class="p20 ft2">registreringsåtgärder</P></TD>
<TD class="tr26 td12"><P class="p17 ft2">för</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft2">för annans räkning:</P></TD>
<TD colspan=2 class="tr25 td156"><P class="p20 ft2">annans räkning:</P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td358"><P class="p60 ft2">1. Riksbanken och andra centralbanker,</P></TD>
<TD class="tr25 td176"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 style="padding: 0px;margin: 0px;width: 377px;vertical-align: bottom;" class="tr26"><P class="p60 ft2">2. svenska och utländska clearingorganisationer,</P></TD>
<TD class="tr26 td12"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft3"><SPAN class="ft2">3. </SPAN>centrala värdepappersförvar-</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3"><SPAN class="ft2">3. </SPAN>värdepapperscentraler som är</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft3">are samt utländska företag som i</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3">auktoriserade i ett land inom</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft3">sitt hemland får driva verksamhet</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3">Europeiska ekonomiska samar-</P></TD>
</TR>
</TABLE>
<P class="p636 ft2">596</P>
</DIV>
<DIV id="page_597" style="position:relative; overflow: hidden;margin: 47px 0px 78px 68px;padding: 0px;border: none;width: 505px;">
<TABLE cellpadding=0 cellspacing=0 class="t111">
<TR>
<TD class="tr2 td122"><P class="p20 ft3">som är jämförbar med central</P></TD>
<TD class="tr2 td53"><P class="p20 ft3">betsområdet</P></TD>
<TD class="tr2 td89"><P class="p74 ft3">samt</P></TD>
<TD class="tr2 td166"><P class="p111 ft3">sådana värde-</P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p20 ft3">kontoföring<SPAN class="ft2">, </SPAN>och</P></TD>
<TD colspan=2 class="tr26 td51"><P class="p20 ft3">papperscentraler</P></TD>
<TD class="tr26 td166"><P class="p111 ft3">från tredjeland</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 7</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td123"><P class="p20 ft3">som är erkända enligt artikel 25 i</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td53"><P class="p20 ft3">förordningen</P></TD>
<TD class="tr25 td89"><P class="p74 ft3">om</P></TD>
<TD class="tr25 td166"><P class="p111 ft3">värdepappers-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td53"><P class="p20 ft3">centraler<SPAN class="ft2">,</SPAN></P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td166"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<TABLE cellpadding=0 cellspacing=0 class="t57">
<TR>
<TD colspan=3 class="tr26 td167"><P class="p60 ft2">4. värdepappersinstitut</P></TD>
<TD class="tr26 td55"><P class="p17 ft2">samt</P></TD>
<TD colspan=5 class="tr26 td189"><P class="p222 ft2">4. värdepappersinstitut</P></TD>
<TD class="tr26 td12"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td146"><P class="p451 ft2">samt</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft2">utländska företag som i sitt</P></TD>
<TD colspan=8 class="tr25 td44"><P class="p29 ft2">utländska företag som i sitt</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td124"><P class="p20 ft2">hemland får <SPAN class="ft3">bedriva </SPAN>värdepappers-</P></TD>
<TD colspan=8 class="tr26 td44"><P class="p29 ft2">hemland får <SPAN class="ft3">driva </SPAN>värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td64"><P class="p20 ft2">rörelse<SPAN class="ft3">.</SPAN></P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td90"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td135"><P class="p29 ft2">rörelse<SPAN class="ft3">,</SPAN></P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td40"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td90"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td176"><P class="p222 ft3">5. fondbolag och</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p451 ft3">förvaltnings-</P></TD>
</TR>
<TR>
<TD class="tr26 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td90"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td44"><P class="p29 ft3">bolag enligt lagen (2004:46) om</P></TD>
</TR>
<TR>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td90"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td44"><P class="p29 ft3">värdepappersfonder, när det gäller</P></TD>
</TR>
<TR>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td90"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td175"><P class="p29 ft3">fondandelar, och</P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td40"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td90"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td176"><P class="p222 ft3">6. <NOBR>AIF-förvaltare</NOBR></P></TD>
<TD class="tr26 td54"><P class="p42 ft3">som</P></TD>
<TD colspan=3 class="tr26 td279"><P class="p451 ft3">avses i</P></TD>
</TR>
<TR>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td90"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td135"><P class="p29 ft3">3 kap.</P></TD>
<TD colspan=2 class="tr25 td141"><P class="p20 ft3">1 § lagen</P></TD>
<TD colspan=4 class="tr25 td81"><P class="p89 ft28">(2013:561)</P></TD>
<TD class="tr25 td40"><P class="p451 ft3">om</P></TD>
</TR>
<TR>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td90"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td44"><P class="p29 ft3">förvaltare av alternativa invest-</P></TD>
</TR>
<TR>
<TD class="tr26 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td90"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td44"><P class="p29 ft3">eringsfonder och utländska EES-</P></TD>
</TR>
<TR>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td90"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td44"><P class="p29 ft3">baserade <NOBR>AIF-förvaltare</NOBR> som i sitt</P></TD>
</TR>
<TR>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td90"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td44"><P class="p29 ft3">hemland har tillstånd som avses i</P></TD>
</TR>
<TR>
<TD class="tr26 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td90"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td176"><P class="p29 ft28">Europaparlamentets</P></TD>
<TD colspan=2 class="tr26 td69"><P class="p67 ft28">och</P></TD>
<TD colspan=2 class="tr26 td146"><P class="p451 ft28">rådets</P></TD>
</TR>
<TR>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td90"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td44"><P class="p29 ft3">direktiv 2011/61/EU av den 8 juni</P></TD>
</TR>
<TR>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td90"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td44"><P class="p29 ft3">2011 om förvaltare av alternativa</P></TD>
</TR>
<TR>
<TD class="tr26 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td90"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td44"><P class="p29 ft3">investeringsfonder samt om änd-</P></TD>
</TR>
<TR>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td90"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td44"><P class="p29 ft3">ring av direktiv 2003/41/EG och</P></TD>
</TR>
<TR>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td90"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td47"><P class="p29 ft3">2009/65/EG</P></TD>
<TD class="tr25 td14"><P class="p20 ft3">och</P></TD>
<TD colspan=5 class="tr25 td330"><P class="p451 ft3">förordningarna</P></TD>
</TR>
<TR>
<TD class="tr26 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td90"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr26 td44"><P class="p29 ft3">(EG) nr 1060/2009 och (EU) nr</P></TD>
</TR>
<TR>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td90"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td47"><P class="p29 ft3">1095/2010,</P></TD>
<TD class="tr25 td14"><P class="p26 ft3">i</P></TD>
<TD colspan=3 class="tr25 td141"><P class="p20 ft3">lydelsen</P></TD>
<TD colspan=2 class="tr25 td146"><P class="p451 ft3">enligt</P></TD>
</TR>
<TR>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td90"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td176"><P class="p29 ft28">Europaparlamentets</P></TD>
<TD colspan=2 class="tr25 td69"><P class="p67 ft28">och</P></TD>
<TD colspan=2 class="tr25 td146"><P class="p451 ft28">rådets</P></TD>
</TR>
<TR>
<TD class="tr26 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td90"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td135"><P class="p29 ft28">direktiv</P></TD>
<TD colspan=4 class="tr26 td127"><P class="p67 ft28">2014/65/EU,</P></TD>
<TD colspan=2 class="tr26 td71"><P class="p20 ft3">när</P></TD>
<TD class="tr26 td40"><P class="p451 ft3">det</P></TD>
</TR>
<TR>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td90"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=8 class="tr25 td44"><P class="p29 ft3">gäller andelar eller aktier i företag</P></TD>
</TR>
<TR>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td90"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td217"><P class="p29 ft3">för kollektiva investeringar.</P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td40"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td124"><P class="p17 ft2">Utländska företag som avses i</P></TD>
<TD colspan=8 class="tr26 td44"><P class="p222 ft2">Utländska företag som avses i</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft2">andra stycket <NOBR>2<SPAN class="ft3">–</SPAN>4</NOBR> <SPAN class="ft3">skall </SPAN>i hem-</P></TD>
<TD colspan=8 class="tr25 td44"><P class="p29 ft2">andra stycket 2 <SPAN class="ft3">och </SPAN>4 <SPAN class="ft3">ska </SPAN>i hem-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft2">landet stå under betryggande till-</P></TD>
<TD colspan=8 class="tr25 td44"><P class="p29 ft2">landet stå under betryggande till-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td124"><P class="p20 ft2">syn av myndighet eller annat</P></TD>
<TD colspan=8 class="tr26 td44"><P class="p29 ft2">syn av <SPAN class="ft3">en </SPAN>myndighet eller <SPAN class="ft3">något</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td196"><P class="p20 ft2">behörigt organ.</P></TD>
<TD class="tr31 td90"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr31 td189"><P class="p29 ft2">annat behörigt organ.</P></TD>
<TD class="tr31 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td40"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td90"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr41 td217"><P class="p29 ft53">Kriterier för antagande av</P></TD>
<TD class="tr41 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td40"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td90"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr27 td189"><P class="p29 ft53">kontoförande institut</P></TD>
<TD class="tr27 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td40"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 rowspan=2 class="tr61 td124"><P class="p17 ft3">Om den centrala värdepappers-</P></TD>
<TD class="tr38 td135"><P class="p20 ft2">3 §</P></TD>
<TD class="tr38 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td40"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td135"><P class="p222 ft3">En</P></TD>
<TD colspan=5 class="tr25 td129"><P class="p42 ft28">värdepapperscentral</P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td40"><P class="p451 ft28">ska</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft3">förvararen antar ett kontoförande</P></TD>
<TD colspan=8 class="tr25 td44"><P class="p29 ft3">tillämpa de krav för deltagande</P></TD>
</TR>
<TR>
<TD class="tr26 td64"><P class="p20 ft3">institut,</P></TD>
<TD class="tr26 td89"><P class="p20 ft3">skall</P></TD>
<TD colspan=2 class="tr26 td134"><P class="p17 ft3">värdepappersför-</P></TD>
<TD colspan=8 class="tr26 td44"><P class="p29 ft3">som anges i artikel 33.1 i</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft3">vararen tillämpa principerna om</P></TD>
<TD colspan=2 class="tr25 td47"><P class="p29 ft3">förordningen</P></TD>
<TD colspan=2 class="tr25 td45"><P class="p75 ft3">om</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p451 ft28">värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p17 ft3"><SPAN class="ft55">fritt tillträde, </SPAN>som innebär att</P></TD>
<TD colspan=8 class="tr25 td44"><P class="p29 ft3">centraler när den antar konto-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td124"><P class="p20 ft3">var och en som uppfyller de krav</P></TD>
<TD colspan=3 class="tr26 td175"><P class="p29 ft3">förande institut.</P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td40"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft3">som ställs i denna lag och av den</P></TD>
<TD class="tr25 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td40"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td64"><P class="p20 ft3">centrala</P></TD>
<TD colspan=3 class="tr25 td115"><P class="p17 ft3">värdepappersförvararen</P></TD>
<TD class="tr25 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td40"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td196"><P class="p20 ft3">skall antas</P></TD>
<TD colspan=2 class="tr26 td134"><P class="p17 ft3">som kontoförande</P></TD>
<TD class="tr26 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td40"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td196"><P class="p20 ft3">institut, och</P></TD>
<TD class="tr31 td90"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td40"><P class="p17 ft2">597</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_598" style="position:relative; overflow: hidden;margin: 48px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">598</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t132">
<TR>
<TD class="tr28 td36"><P class="p60 ft55">neutralitet,</P></TD>
<TD class="tr28 td66"><P class="p20 ft3">som</P></TD>
<TD class="tr28 td70"><P class="p1 ft3">innebär</P></TD>
<TD class="tr28 td55"><P class="p17 ft3">att</P></TD>
<TD class="tr28 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td1"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td124"><P class="p20 ft3">regler som ställs upp av den</P></TD>
<TD class="tr26 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td1"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft3">centrala värdepappersförvararen</P></TD>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td1"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft3">utformas och tillämpas på ett</P></TD>
<TD class="tr25 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td1"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td36"><P class="p20 ft3">likformigt sätt.</P></TD>
<TD class="tr27 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td1"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td36"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td219"><P class="p38 ft53">Skyldighet att lämna</P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td36"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td219"><P class="p38 ft53">upplysningar till</P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td36"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td219"><P class="p38 ft53">värdepapperscentralen</P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td36"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td70"><P class="p20 ft6"> </P></TD>
<TD rowspan=2 class="tr61 td55"><P class="p17 ft28">skall</P></TD>
<TD class="tr38 td64"><P class="p20 ft2">4 §</P></TD>
<TD class="tr38 td1"><P class="p20 ft6"> </P></TD>
<TD rowspan=2 class="tr61 td100"><P class="p17 ft28">ska</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td224"><P class="p60 ft2">Ett kontoförande</P></TD>
<TD class="tr25 td70"><P class="p20 ft2">institut</P></TD>
<TD class="tr25 td64"><P class="p222 ft2">Ett</P></TD>
<TD class="tr25 td1"><P class="p20 ft2">kontoförande institut</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft3"><SPAN class="ft2">lämna </SPAN>den centrala värdepappers-</P></TD>
<TD class="tr25 td64"><P class="p38 ft2">lämna</P></TD>
<TD class="tr25 td1"><P class="p71 ft3">värdepapperscentralen</P></TD>
<TD class="tr25 td100"><P class="p17 ft2">de</P></TD>
</TR>
<TR>
<TD class="tr26 td36"><P class="p20 ft3">förvararen <SPAN class="ft2">de</SPAN></P></TD>
<TD colspan=2 class="tr26 td56"><P class="p71 ft2">upplysningar</P></TD>
<TD class="tr26 td55"><P class="p17 ft2">som</P></TD>
<TD colspan=3 class="tr26 td122"><P class="p38 ft2">upplysningar som behövs för att</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft2">behövs för att <SPAN class="ft3">denne skall </SPAN>kunna</P></TD>
<TD colspan=3 class="tr25 td122"><P class="p38 ft2"><SPAN class="ft3">den ska </SPAN>kunna fullgöra sina</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft2">fullgöra sina uppgifter enligt denna</P></TD>
<TD colspan=3 class="tr25 td122"><P class="p38 ft2">uppgifter enligt denna lag eller</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr27 td167"><P class="p20 ft2">lag eller andra författningar.</P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td219"><P class="p38 ft2">andra författningar.</P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P style="text-align: left;padding-left: 204px;padding-right: 104px;margin-top: 12px;margin-bottom: 0px;" class="ft53">Upphörande av rätt att vara kontoförande institut</P>
<P class="p257 ft2">5 §</P>
</DIV>
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p117 ft2">Om ett kontoförande institut inte längre uppfyller de krav som anges i 1 §, <SPAN class="ft3">skall den centrala värde- pappersförvararen </SPAN>besluta att institutet inte har rätt att vara kontoförande institut.</P>
<P class="p258 ft36"><SPAN class="ft4">En </SPAN>central värdepappersförvar- are <SPAN class="ft4">får även meddela ett beslut </SPAN>som avses i första stycket<SPAN class="ft4">, om ett kontoförande institut trots upp- maning från </SPAN>den centrala värde- pappersförvararen <SPAN class="ft4">inte lämnar de uppgifter som avses i 4 §.</SPAN></P>
</DIV>
<DIV style="float:left;border:none;margin: 2px 0px 0px 16px;padding: 0px;border:none;width: 189px;overflow: hidden;">
<P class="p117 ft4">Om ett kontoförande institut inte längre uppfyller de krav som anges i 1 §, <SPAN class="ft36">ska värdepapperscentralen </SPAN>besluta att institutet inte har rätt att vara kontoförande institut.</P>
<P class="p259 ft36"><SPAN class="ft4">En </SPAN>värdepapperscentral <SPAN class="ft4">får även meddela ett </SPAN>sådant <SPAN class="ft4">beslut, om ett kontoförande institut trots upp- maning från </SPAN>värdepapperscentral- en <SPAN class="ft4">inte lämnar de uppgifter som avses i 4 §.</SPAN></P>
<P style="text-align: left;padding-right: 70px;margin-top: 27px;margin-bottom: 0px;" class="ft53">Skyldighet att lämna upplysningar till Finansinspektionen</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 11px 0px 0px 188px;padding: 0px;border:none;width: 273px;overflow: hidden;">
<P class="p16 ft2">6 §</P>
</DIV>
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p117 ft2">Kontoförande institut som <SPAN class="ft3">inte står under Finansinspektionens tillsyn eller motsvarande tillsyn i hemlandet </SPAN>är skyldiga att lämna <SPAN class="ft3">inspektionen </SPAN>de uppgifter den begär som rör verksamheten som kontoförande institut.</P>
<P class="p297 ft22">Om ett kontoförande institut inte fullgör <SPAN class="ft41">sin skyldighet enligt första</SPAN></P>
</DIV>
<DIV style="float:left;border:none;margin: 2px 0px 0px 16px;padding: 0px;border:none;width: 189px;overflow: hidden;">
<P class="p117 ft4">Kontoförande institut som <SPAN class="ft36">avses i 1 § första stycket 2 och 3 </SPAN>är skyldiga att lämna <SPAN class="ft36">Finansinspek- tionen </SPAN>de uppgifter den begär som rör verksamheten som kontoför- ande institut.</P>
<P class="p259 ft22">Om ett kontoförande institut inte fullgör <SPAN class="ft41">skyldigheten</SPAN>, får Finans-</P>
</DIV>
</DIV>
</DIV>
</DIV>
</DIV>
<DIV id="page_599" style="position:relative; overflow: hidden;margin: 48px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:571px;left:273px;width:188px;height:64px;"><SPAN class="ft4">En </SPAN><SPAN class="ft36">värdepapperscentral </SPAN><SPAN class="ft4">får medge </SPAN><SPAN class="ft36">följande </SPAN><SPAN class="ft4">juridiska personer rätt att registreras som förvaltare av finansiella instrument</SPAN><SPAN class="ft36">:</SPAN></DIV>
<DIV style="position:absolute;top:632px;left:273px;width:188px;height:34px;"><SPAN class="ft41">1. de juridiska personer som avses i 2 § andra stycket,</SPAN></DIV>
<DIV style="position:absolute;top:663px;left:273px;width:188px;height:80px;"><SPAN class="ft36">2. Riksgäldskontoret och utländ- ska offentliga institutioner som i sitt hemland har i uppdrag att förvalta eller deltar i förvaltningen av statsskulden, och</SPAN></DIV>
<DIV style="position:absolute;top:740px;left:273px;width:188px;height:48px;"><SPAN class="ft38">3. kreditinstitut som är auktori- serade enligt Europaparlamentets och rådets direktiv 2013/36/EU av</SPAN></DIV>
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 4px 0px 0px 0px;padding: 0px;border:none;width: 205px;overflow: hidden;">
<P class="p1543 ft4"><SPAN class="ft36">stycket</SPAN>, får Finansinspektionen förelägga institutet att lämna de begärda uppgifterna.</P>
<P style="text-align: left;padding-left: 11px;margin-top: 473px;margin-bottom: 0px;" class="ft53">Förvaltarregistrering</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 351px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t60">
<TR>
<TD class="tr28 td123"><P class="p20 ft2">inspektionen förelägga institutet</P></TD>
<TD class="tr28 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr27 td123"><P class="p20 ft2">att lämna de begärda uppgifterna.</P></TD>
<TD class="tr27 td47"><P class="p20 ft2">Bilaga 7</P></TD>
</TR>
</TABLE>
<P style="text-align: left;padding-right: 160px;margin-top: 27px;margin-bottom: 0px;" class="ft53">Regler i förordningen om värdepapperscentraler som tillämpas på kontoförande institut</P>
<P class="p302 ft3">6 a §</P>
<P class="p515 ft3">För kontoförande institut gäller artiklarna 36 och 37.3 i för- ordningen om värdepapperscen- traler. Det som anges om värde- papperscentraler och om avveck- lingssystem i artikel 36 ska i stället avse verksamheten som kontoförande institut.</P>
<P class="p881 ft3">6 b §</P>
<P class="p515 ft36">Ett kontoförande institut får inte delegera till någon annan än ett annat kontoförande institut att utföra registreringsåtgärder i av- stämningsregister.</P>
<P class="p302 ft53">Dokumentationskrav</P>
<P class="p348 ft3">6 c §</P>
<P class="p1564 ft36">Ett kontoförande institut ska dokumentera och under minst tio år spara de uppgifter som ligger till grund för registreringsåtgärder i avstämningsregister.</P>
<P class="p302 ft53">Antagande av förvaltare</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 13px 0px 0px 0px;padding: 0px;border:none;width: 573px;overflow: hidden;">
<P class="p325 ft4">7 § En <SPAN class="ft36">central värdepappersför-</SPAN></P>
<P style="text-align: justify;padding-left: 68px;padding-right: 317px;margin-top: 0px;margin-bottom: 0px;" class="ft4"><SPAN class="ft36">varare </SPAN>får medge <SPAN class="ft36">sådana </SPAN>juridiska personer <SPAN class="ft36">som avses i 2 § andra stycket </SPAN>rätt att registreras som förvaltare av finansiella instru- ment<SPAN class="ft36">. I sådana fall tillämpas de principer som anges i 3 §</SPAN>.</P>
<P style="text-align: right;margin-top: 89px;margin-bottom: 0px;" class="ft2">599</P>
</DIV>
</DIV>
<DIV id="page_600" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">600</P>
</DIV>
<DIV style="float:left;border:none;margin: 1px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 398px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 263px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p117 ft2">Ett medgivande att registreras som förvaltare får förenas med särskilda villkor för att tillgodose allmänna och enskilda intressen. Ett medgivande <SPAN class="ft3">skall </SPAN>återkallas av <SPAN class="ft3">den centrala värdepappersförvar- aren</SPAN>, om ett villkor för medgiv- andet har åsidosatts och avvikelsen är betydande eller om annars förut- sättningarna för medgivande inte längre finns.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 16px;padding: 0px;border:none;width: 194px;overflow: hidden;">
<P class="p157 ft3">den 26 juni 2013 om behörighet att utöva verksamhet i kreditinstitut och om tillsyn av kreditinstitut och värdepappersföretag, om ändring av direktiv 2002/87/EG och om upphävande av direktiv 2006/48/EG och 2006/49/EG, i lydelsen enligt Europaparlament- ets och rådets direktiv 2014/59/EU, och kreditinstitut med huvudkontor i tredjeland som är auktoriserade i det landet.</P>
<P class="p258 ft3">Vid medgivanden enligt första stycket ska värdepapperscentralen tillämpa de krav för deltagande som anges i artikel 33.1 i förord- ningen om värdepapperscentraler.</P>
<P style="text-align: justify;padding-right: 5px;margin-top: 4px;margin-bottom: 0px;text-indent: 11px;" class="ft2">Ett medgivande att registreras som förvaltare får förenas med särskilda villkor för att tillgodose allmänna och enskilda intressen. Ett medgivande <SPAN class="ft3">ska </SPAN>återkallas av <SPAN class="ft3">värdepapperscentralen</SPAN>, om ett villkor för medgivandet har åsido- satts och avvikelsen är betydande eller om annars förutsättningarna för medgivande inte längre finns.</P>
<P style="text-align: left;padding-right: 63px;margin-top: 34px;margin-bottom: 0px;" class="ft53">Skyldighet att lämna upplysningar till värdepapperscentralen</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 8px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr2 td102"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td68"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td105"><P class="p221 ft2">12 §<SPAN class="ft27">4</SPAN></P></TD>
<TD class="tr2 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td47"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td16"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td50"><P class="p30 ft2">På begäran av <SPAN class="ft3">den centrala</SPAN></P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft2">På begäran av <SPAN class="ft3">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td361"><P class="p20 ft3">värdepappersförvararen</P></TD>
<TD colspan=2 class="tr25 td66"><P class="p88 ft28">skall</P></TD>
<TD class="tr25 td71"><P class="p30 ft2">en</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2"><SPAN class="ft3">centralen ska </SPAN>en förvaltare lämna</P></TD>
</TR>
<TR>
<TD class="tr25 td102"><P class="p20 ft2">förvaltare lämna</P></TD>
<TD colspan=4 class="tr25 td130"><P class="p20 ft2">uppgifter</P></TD>
<TD class="tr25 td71"><P class="p30 ft2">till</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft3"><SPAN class="ft2">uppgifter till </SPAN>värdepapperscentral-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td361"><P class="p20 ft3">värdepappersförvararen</P></TD>
<TD colspan=2 class="tr26 td66"><P class="p63 ft2">om</P></TD>
<TD class="tr26 td71"><P class="p30 ft2">de</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft2"><SPAN class="ft3">en </SPAN>om de aktieägare vars aktier</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p30 ft2">aktieägare vars aktier <SPAN class="ft3">han </SPAN>förvalt-</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2"><SPAN class="ft3">den </SPAN>förvaltar. Uppgifterna <SPAN class="ft3">ska </SPAN>avse</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p30 ft2">ar. Uppgifterna <SPAN class="ft3">skall </SPAN>avse aktie-</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">aktieägarnas namn och person-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td50"><P class="p30 ft2">ägarnas namn och personnummer,</P></TD>
<TD colspan=2 class="tr26 td121"><P class="p20 ft2">nummer,</P></TD>
<TD colspan=2 class="tr26 td224"><P class="p17 ft2">organisationsnummer</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td184"><P class="p20 ft2">organisationsnummer</P></TD>
<TD colspan=2 class="tr25 td94"><P class="p20 ft2">eller</P></TD>
<TD colspan=2 class="tr25 td82"><P class="p30 ft31">annat</P></TD>
<TD class="tr25 td94"><P class="p20 ft2">eller</P></TD>
<TD class="tr25 td65"><P class="p20 ft2">annat</P></TD>
<TD colspan=2 class="tr25 td224"><P class="p17 ft2">identifieringsnummer</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td184"><P class="p20 ft2">identifieringsnummer</P></TD>
<TD colspan=2 class="tr25 td94"><P class="p26 ft2">samt</P></TD>
<TD colspan=2 class="tr25 td82"><P class="p30 ft2">post-</P></TD>
<TD class="tr25 td94"><P class="p20 ft2">samt</P></TD>
<TD colspan=2 class="tr25 td1"><P class="p20 ft2">postadress. Förvaltaren</P></TD>
<TD class="tr25 td16"><P class="p17 ft3">ska</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td50"><P class="p30 ft2">adress. Förvaltaren <SPAN class="ft3">skall </SPAN>dessutom</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft2">dessutom ange det antal aktier av</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p30 ft2">ange det antal aktier av olika slag</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">olika slag som varje aktieägare</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p30 ft2">som varje aktieägare äger. Upp-</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">äger. Uppgifterna <SPAN class="ft3">ska </SPAN>avse förhål-</P></TD>
</TR>
<TR>
<TD class="tr27 td102"><P class="p20 ft2">gifterna <SPAN class="ft3">skall </SPAN>avse</P></TD>
<TD colspan=5 class="tr27 td47"><P class="p30 ft2">förhållandena</P></TD>
<TD colspan=2 class="tr27 td121"><P class="p20 ft2">landena vid</P></TD>
<TD class="tr27 td47"><P class="p64 ft2">den tidpunkt</P></TD>
<TD class="tr27 td16"><P class="p17 ft2">som</P></TD>
</TR>
</TABLE>
<P class="p1539 ft35"><SPAN class="ft34">4 </SPAN>Senaste lydelse 2005:558.</P>
</DIV>
</DIV>
</DIV>
</DIV>
<DIV id="page_601" style="position:relative; overflow: hidden;margin: 47px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t59">
<TR>
<TD colspan=7 class="tr2 td122"><P class="p20 ft2">vid den tidpunkt som <SPAN class="ft3">den centrala</SPAN></P></TD>
<TD colspan=5 class="tr2 td221"><P class="p20 ft3">värdepapperscentralen</P></TD>
<TD colspan=2 class="tr2 td64"><P class="p111 ft2">bestäm-</P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td115"><P class="p20 ft3">värdepappersförvararen</P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td28"><P class="p113 ft2">bestäm-</P></TD>
<TD class="tr26 td136"><P class="p20 ft2">mer.</P></TD>
<TD class="tr26 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 7</P></TD>
</TR>
<TR>
<TD class="tr25 td171"><P class="p20 ft2">mer.</P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td138"><P class="p60 ft3">Den centrala</P></TD>
<TD colspan=5 class="tr25 td222"><P class="p113 ft28">värdepappersför-</P></TD>
<TD colspan=5 class="tr25 td221"><P class="p60 ft3">Värdepapperscentralen</P></TD>
<TD class="tr25 td109"><P class="p42 ft3">ska</P></TD>
<TD class="tr25 td71"><P class="p111 ft2">på</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft2"><SPAN class="ft3">vararen skall </SPAN>på begäran av ett</P></TD>
<TD class="tr26 td136"><P class="p20 ft2">begäran</P></TD>
<TD class="tr26 td10"><P class="p20 ft2">av</P></TD>
<TD class="tr26 td89"><P class="p66 ft2">ett</P></TD>
<TD colspan=4 class="tr26 td192"><P class="p111 ft31">avstämningsbolag</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">avstämningsbolag kräva in sådana</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2">kräva in sådana uppgifter om</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td171"><P class="p20 ft2">uppgifter om</P></TD>
<TD colspan=3 class="tr26 td99"><P class="p42 ft2">bolagets</P></TD>
<TD colspan=3 class="tr26 td81"><P class="p113 ft2">aktieägare</P></TD>
<TD colspan=7 class="tr26 td123"><P class="p20 ft2">bolagets aktieägare som avses i</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td221"><P class="p20 ft2">som avses i första stycket.</P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td77"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td140"><P class="p20 ft2">första stycket.</P></TD>
<TD class="tr25 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td74"><P class="p60 ft31">Avstämningsbolag</P></TD>
<TD colspan=2 class="tr25 td94"><P class="p135 ft2">har</P></TD>
<TD colspan=2 class="tr25 td28"><P class="p113 ft2">rätt att</P></TD>
<TD colspan=4 class="tr25 td187"><P class="p60 ft2">Avstämningsbolag</P></TD>
<TD class="tr25 td55"><P class="p20 ft2">har</P></TD>
<TD class="tr25 td109"><P class="p42 ft2">rätt</P></TD>
<TD class="tr25 td71"><P class="p111 ft2">att</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft3"><SPAN class="ft2">hos </SPAN>den centrala värdepappers-</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft3"><SPAN class="ft2">hos </SPAN>värdepapperscentralen <SPAN class="ft2">få till-</SPAN></P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft2"><SPAN class="ft3">förvararen </SPAN>få tillgång till de upp-</P></TD>
<TD colspan=7 class="tr26 td123"><P class="p20 ft2">gång till de uppgifter som har</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">gifter som har lämnats om bolagets</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2">lämnats om bolagets aktieägare.</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td171"><P class="p20 ft2">aktieägare.</P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=14 class="tr26 td120"><P class="p60 ft2">Om det finns särskilda skäl, får Finansinspektionen medge förvaltare</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=14 class="tr25 td120"><P class="p20 ft2">undantag från den uppgiftsskyldighet som följer av första och andra</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td171"><P class="p20 ft2">styckena.</P></TD>
<TD class="tr27 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td171"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td77"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr41 td281"><P class="p20 ft53">Aktieägarsammanställning</P></TD>
<TD class="tr41 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td171"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td75"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr40 td127"><P class="p270 ft2">13 §<SPAN class="ft27">5</SPAN></P></TD>
<TD class="tr40 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p60 ft3"><SPAN class="ft2">Hos </SPAN>den centrala värdepappers-</P></TD>
<TD colspan=6 class="tr25 td281"><P class="p60 ft3"><SPAN class="ft2">Hos </SPAN>värdepapperscentralen</P></TD>
<TD class="tr25 td71"><P class="p111 ft28">ska</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft3">förvararen skall <SPAN class="ft2">det för varje</SPAN></P></TD>
<TD class="tr25 td136"><P class="p20 ft2">det för</P></TD>
<TD colspan=2 class="tr25 td63"><P class="p71 ft2">varje</P></TD>
<TD colspan=4 class="tr25 td192"><P class="p111 ft31">avstämningsbolag</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td74"><P class="p20 ft2">avstämningsbolag</P></TD>
<TD colspan=3 class="tr26 td82"><P class="p64 ft2">finnas</P></TD>
<TD class="tr26 td77"><P class="p113 ft2">en</P></TD>
<TD colspan=2 class="tr26 td105"><P class="p20 ft2">finnas en</P></TD>
<TD colspan=5 class="tr26 td59"><P class="p111 ft2">sammanställning över</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td138"><P class="p20 ft2">sammanställning</P></TD>
<TD colspan=2 class="tr25 td95"><P class="p76 ft2">över</P></TD>
<TD colspan=3 class="tr25 td81"><P class="p113 ft2">aktieägare</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2">aktieägare med mer än femhundra</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">med mer än femhundra förvaltar-</P></TD>
<TD colspan=4 class="tr25 td187"><P class="p20 ft2">förvaltarregistrerade</P></TD>
<TD colspan=2 class="tr25 td104"><P class="p70 ft2">aktier</P></TD>
<TD class="tr25 td71"><P class="p111 ft2">i</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td171"><P class="p20 ft2">registrerade</P></TD>
<TD colspan=2 class="tr26 td66"><P class="p20 ft2">aktier</P></TD>
<TD class="tr26 td20"><P class="p122 ft2">i</P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td28"><P class="p113 ft31">bolaget.</P></TD>
<TD class="tr26 td136"><P class="p20 ft2">bolaget.</P></TD>
<TD colspan=5 class="tr26 td17"><P class="p71 ft2">Sammanställningen</P></TD>
<TD class="tr26 td71"><P class="p111 ft28">ska</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">Sammanställningen <SPAN class="ft3">skall </SPAN>innehålla</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2">innehålla de uppgifter som anges i</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td171"><P class="p20 ft2">de uppgifter</P></TD>
<TD colspan=2 class="tr25 td66"><P class="p26 ft2">som</P></TD>
<TD colspan=2 class="tr25 td94"><P class="p65 ft31">anges</P></TD>
<TD class="tr25 td75"><P class="p66 ft2">i</P></TD>
<TD class="tr25 td77"><P class="p113 ft2">12 §</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2">12 § första stycket. En utskrift av</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft2">första stycket. En utskrift av</P></TD>
<TD colspan=4 class="tr26 td187"><P class="p20 ft2">sammanställningen</P></TD>
<TD class="tr26 td55"><P class="p20 ft3">ska</P></TD>
<TD colspan=2 class="tr26 td64"><P class="p111 ft2">hållas</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td74"><P class="p20 ft2">sammanställningen</P></TD>
<TD colspan=2 class="tr25 td94"><P class="p19 ft3">skall</P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td77"><P class="p113 ft2">hållas</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2">tillgänglig för var och en hos</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">tillgänglig för var och en hos</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2">bolaget och hos <SPAN class="ft3">värdepapperscen-</SPAN></P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft2">bolaget och hos <SPAN class="ft3">den centrala</SPAN></P></TD>
<TD colspan=7 class="tr26 td123"><P class="p20 ft2"><SPAN class="ft3">tralen</SPAN>. Utskriften får inte vara</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft3">värdepappersförvararen<SPAN class="ft2">. Utskrift-</SPAN></P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2">äldre än tre månader. Var och en</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">en får inte vara äldre än tre</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2">som begär det har vid var tid rätt</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft2">månader. Var och en som begär</P></TD>
<TD colspan=7 class="tr26 td123"><P class="p20 ft2">att mot ersättning för kostnaderna</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">det har vid var tid rätt att mot</P></TD>
<TD colspan=7 class="tr25 td123"><P class="p20 ft2">få en aktuell utskrift av samman-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">ersättning för kostnaderna få en</P></TD>
<TD colspan=2 class="tr25 td105"><P class="p20 ft2">ställningen</P></TD>
<TD colspan=5 class="tr25 td59"><P class="p111 ft3"><SPAN class="ft2">från </SPAN>värdepapperscen-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft2">aktuell utskrift av sammanställ-</P></TD>
<TD class="tr26 td136"><P class="p20 ft3">tralen<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr26 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft3"><SPAN class="ft2">ningen från </SPAN>den centrala värde-</P></TD>
<TD class="tr25 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr27 td74"><P class="p20 ft3">pappersförvararen<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr27 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p1509 ft29"><SPAN class="ft29">4</SPAN><SPAN style="font: bold 13px 'Times New Roman';margin-left: 3px;line-height: 15px;">kap.</SPAN></P>
<P style="text-align: justify;padding-left: 188px;margin-top: 0px;margin-bottom: 0px;" class="ft2">1 §</P>
</DIV>
<DIV style="border:none;margin: 2px 0px 0px 68px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p117 ft4">Avstämningsregister består av avstämningskonton som läggs upp för ägare av finansiella instrument som registreras enligt denna lag.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 17px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p117 ft4">Avstämningsregister består av avstämningskonton som läggs upp för ägare av finansiella instrument som registreras enligt denna lag.</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 29px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<P class="p172 ft35"><SPAN class="ft34">5 </SPAN>Senaste lydelse 2005:558.</P>
<P class="p99 ft2">601</P>
</DIV>
</DIV>
<DIV id="page_602" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">602</P>
</DIV>
<DIV style="float:left;border:none;margin: 1px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p157 ft4">Sådana register förs med hjälp av automatiserad behandling. <SPAN class="ft36">Den centrala värdepappersförvararen</SPAN></P>
<P class="p157 ft2">är personuppgiftsansvarig enligt personuppgiftslagen (1998:204) för den behandling av personupp- gifter som <SPAN class="ft3">värdepappersförvarar- en </SPAN>utför.</P>
<P class="p559 ft2">Om inget annat följer av denna lag <SPAN class="ft3">eller </SPAN>av föreskrifter som med- delats med stöd av lagen, tillämpas personuppgiftslagen vid behand- ling av personuppgifter om ägare och innehavare av särskild rätt till finansiella instrument.</P>
</DIV>
<DIV style="float:left;border:none;margin: 2px 0px 0px 16px;padding: 0px;border:none;width: 257px;overflow: hidden;">
<P class="p278 ft4">Sådana register förs med hjälp av automatiserad behandling. <SPAN class="ft36">Värde- papperscentralen </SPAN>är personupp- giftsansvarig enligt personupp- giftslagen (1998:204) för den be- handling av personuppgifter som <SPAN class="ft36">värdepapperscentralen </SPAN>utför.</P>
<P class="p643 ft2">Om inget annat följer av denna lag<SPAN class="ft3">, </SPAN>av föreskrifter som meddelats med stöd av lagen, <SPAN class="ft3">av förord- ningen om värdepapperscentraler eller av rättsakter som har an- tagits med stöd av förordningen, </SPAN>tillämpas personuppgiftslagen vid behandling av personuppgifter om ägare och innehavare av särskild rätt till finansiella instrument.</P>
<P class="p293 ft53">Aktier i avstämningsbolag</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 10px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD colspan=2 class="tr2 td243"><P class="p160 ft2">2 §<SPAN class="ft27">6</SPAN></P></TD>
<TD class="tr2 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td154"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft3">Aktier i ett avstämningsbolag</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft2">Aktier i svenska bolag som inte</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft3">ska vara registrerade i ett avstäm-</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">är avstämningsbolag får inte</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft3">ningsregister för bolaget. <SPAN class="ft2">Aktier i</SPAN></P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">registreras i avstämningsregister. <SPAN class="ft3">I</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2">svenska bolag som inte är avstäm-</P></TD>
<TD class="tr26 td18"><P class="p20 ft3">1 kap.</P></TD>
<TD class="tr26 td69"><P class="p94 ft3">10 §</P></TD>
<TD class="tr26 td154"><P class="p17 ft3">aktiebolagslagen</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">ningsbolag får inte registreras i</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3">(2005:551) finns bestämmelser om</P></TD>
</TR>
<TR>
<TD class="tr32 td50"><P class="p453 ft100">avstämningsregister.</P></TD>
<TD colspan=3 class="tr32 td143"><P class="p20 ft39">aktier i avstämningsbolag.</P></TD>
</TR>
</TABLE>
<P class="p185 ft2">Bestämmelserna i denna lag om aktier i avstämningsbolag tillämpas</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD colspan=4 class="tr31 td112"><P class="p20 ft2">också på följande rättigheter i sådana bolag, nämligen</P></TD>
<TD class="tr31 td116"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p60 ft2">1. fondaktierätt och teckningsrätt</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">1. fondaktierätt och teckningsrätt</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p20 ft2">som avses i 11 kap. 4 § aktie-</P></TD>
<TD class="tr26 td27"><P class="p20 ft2">som</P></TD>
<TD colspan=3 class="tr26 td234"><P class="p17 ft2">avses i 11 kap. 4 § aktie-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft2">bolagslagen <SPAN class="ft3">(2005:551) </SPAN>samt före-</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">bolagslagen samt företrädesrätt att</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft2">trädesrätt att delta i emission som</P></TD>
<TD class="tr25 td27"><P class="p20 ft2">delta</P></TD>
<TD class="tr25 td12"><P class="p66 ft2">i</P></TD>
<TD class="tr25 td96"><P class="p75 ft2">emission</P></TD>
<TD class="tr25 td116"><P class="p17 ft2">som avses i</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p20 ft2">avses i 11 kap. 8 § andra stycket</P></TD>
<TD colspan=2 class="tr26 td77"><P class="p20 ft2">11 kap.</P></TD>
<TD class="tr26 td96"><P class="p63 ft2">8 § andra</P></TD>
<TD class="tr26 td116"><P class="p17 ft2">stycket aktie-</P></TD>
</TR>
<TR>
<TD class="tr32 td50"><P class="p20 ft15">aktiebolagslagen,</P></TD>
<TD colspan=3 class="tr32 td102"><P class="p20 ft15">bolagslagen,</P></TD>
<TD class="tr32 td116"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p211 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">rätt på grund av teckning av aktier vid nyemission av aktier enligt 13 kap. aktiebolagslagen, samt</SPAN></P>
<P class="p368 ft4"><SPAN class="ft2">3.</SPAN><SPAN class="ft30">rätt på grund av teckning av aktier med utnyttjande av optionsrätt enligt 14 kap. aktiebolagslagen.</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 style="width: 393px;margin-top: 10px;font: 13px 'Times New Roman';">
<TR>
<TD class="tr43 td124"><P class="p20 ft6"> </P></TD>
<TD colspan=2 style="padding: 0px;margin: 0px;width: 181px;vertical-align: bottom;" class="tr43"><P class="p38 ft53">Skuldförbindelser</P></TD>
<TD class="tr43 td109"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD rowspan=2 class="tr44 td124"><P class="p17 ft3"><SPAN class="ft2">En </SPAN>central värdepappersförvar-</P></TD>
<TD class="tr41 td41"><P class="p20 ft2">3 §</P></TD>
<TD rowspan=2 class="tr44 td187"><P class="p26 ft3">värdepapperscentral</P></TD>
<TD class="tr41 td109"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td41"><P class="p222 ft2">En</P></TD>
<TD class="tr25 td109"><P class="p17 ft2">får</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p17 ft2"><SPAN class="ft3">are </SPAN>får registrera skuldförbindelser</P></TD>
<TD colspan=2 style="padding: 0px;margin: 0px;width: 181px;vertical-align: bottom;" class="tr25"><P class="p38 ft2">registrera skuldförbindelser</P></TD>
<TD class="tr25 td109"><P class="p17 ft2">eller</P></TD>
</TR>
<TR>
<TD class="tr27 td124"><P class="p17 ft2">eller andra svenska eller utländska</P></TD>
<TD class="tr27 td41"><P class="p38 ft2">andra</P></TD>
<TD colspan=2 class="tr27 td146"><P class="p17 ft2">svenska eller utländska</P></TD>
</TR>
</TABLE>
<P class="p1539 ft35"><SPAN class="ft34">6 </SPAN>Senaste lydelse 2010:2062.</P>
</DIV>
</DIV>
</DIV>
</DIV>
<DIV id="page_603" style="position:relative; overflow: hidden;margin: 48px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<TABLE cellpadding=0 cellspacing=0 class="t37">
<TR>
<TD colspan=4 class="tr28 td124"><P class="p20 ft2">finansiella instrument i ett avstäm-</P></TD>
<TD colspan=6 class="tr28 td247"><P class="p29 ft2">finansiella instrument i ett avstäm-</P></TD>
<TD class="tr28 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td128"><P class="p20 ft2">ningsregister</P></TD>
<TD class="tr26 td91"><P class="p26 ft2">för</P></TD>
<TD class="tr26 td171"><P class="p17 ft2">emittenten.</P></TD>
<TD colspan=2 class="tr26 td51"><P class="p29 ft2">ningsregister</P></TD>
<TD colspan=2 class="tr26 td62"><P class="p105 ft2">för</P></TD>
<TD colspan=2 class="tr26 td160"><P class="p111 ft2">emittenten.</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 7</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft2">Bestämmelserna i denna lag om</P></TD>
<TD colspan=6 class="tr25 td247"><P class="p29 ft2">Bestämmelserna i denna lag om</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td124"><P class="p20 ft2">skuldförbindelser gäller i tillämp-</P></TD>
<TD colspan=6 class="tr26 td247"><P class="p29 ft2">skuldförbindelser gäller i tillämp-</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft2">liga delar även andra finansiella</P></TD>
<TD colspan=6 class="tr25 td247"><P class="p29 ft2">liga delar även andra finansiella</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft2">instrument än sådana som avses i</P></TD>
<TD colspan=6 class="tr25 td247"><P class="p29 ft2">instrument än sådana som avses i</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td141"><P class="p20 ft2">2 §.</P></TD>
<TD class="tr27 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td171"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td107"><P class="p29 ft2">2 §.</P></TD>
<TD class="tr27 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td171"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr41 td220"><P class="p29 ft53">Avtal om registrering</P></TD>
<TD class="tr41 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 rowspan=2 class="tr36 td124"><P class="p17 ft2">Registrering enligt 2 eller 3 §<SPAN class="ft3">§</SPAN></P></TD>
<TD class="tr40 td107"><P class="p20 ft2">4 §</P></TD>
<TD class="tr40 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td51"><P class="p222 ft2">Registrering</P></TD>
<TD colspan=2 class="tr25 td62"><P class="p42 ft2">enligt</P></TD>
<TD class="tr25 td63"><P class="p20 ft2">2 eller</P></TD>
<TD class="tr25 td45"><P class="p111 ft2">3 §</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft2">sker enligt avtal mellan <SPAN class="ft3">den</SPAN></P></TD>
<TD colspan=6 class="tr25 td247"><P class="p29 ft2">sker enligt avtal mellan <SPAN class="ft3">värde-</SPAN></P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td141"><P class="p20 ft3">centrala</P></TD>
<TD colspan=3 class="tr26 td126"><P class="p17 ft28">värdepappersförvararen</P></TD>
<TD colspan=4 class="tr26 td220"><P class="p29 ft3">papperscentralen <SPAN class="ft2">och</SPAN></P></TD>
<TD colspan=2 class="tr26 td160"><P class="p111 ft2">emittenten.</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft2">och emittenten. Om de finansiella</P></TD>
<TD colspan=6 class="tr25 td247"><P class="p29 ft2">Om de finansiella instrumenten har</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft2">instrumenten har utfärdats i ett</P></TD>
<TD colspan=6 class="tr25 td247"><P class="p29 ft2">utfärdats i ett annat land än</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td124"><P class="p20 ft2">annat land än Sverige, får sådan</P></TD>
<TD colspan=2 class="tr26 td51"><P class="p29 ft2">Sverige, får</P></TD>
<TD colspan=2 class="tr26 td62"><P class="p105 ft31">sådan</P></TD>
<TD colspan=2 class="tr26 td160"><P class="p111 ft2">registrering</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft2">registrering också ske enligt avtal</P></TD>
<TD colspan=6 class="tr25 td247"><P class="p29 ft2">också ske enligt avtal mellan</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft3"><SPAN class="ft2">mellan </SPAN>den centrala värdepap-</P></TD>
<TD colspan=4 class="tr25 td220"><P class="p29 ft28">värdepapperscentralen</P></TD>
<TD class="tr25 td63"><P class="p38 ft2">och</P></TD>
<TD class="tr25 td45"><P class="p111 ft3">en</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td128"><P class="p20 ft3">persförvararen</P></TD>
<TD class="tr26 td91"><P class="p20 ft31">och</P></TD>
<TD class="tr26 td171"><P class="p17 ft3">företag med</P></TD>
<TD colspan=6 class="tr26 td247"><P class="p29 ft3">utländsk värdepapperscentral eller</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft28">motsvarande uppgifter i det landet<SPAN class="ft31">,</SPAN></P></TD>
<TD class="tr25 td107"><P class="p29 ft3">en</P></TD>
<TD colspan=4 class="tr25 td1"><P class="p20 ft3">värdepapperscentral</P></TD>
<TD class="tr25 td45"><P class="p111 ft3">från</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft2">om de finansiella instrumenten har</P></TD>
<TD colspan=6 class="tr25 td247"><P class="p29 ft2"><SPAN class="ft3">tredjeland</SPAN>, om de finansiella</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td124"><P class="p20 ft2">avskilts för sådant ändamål.</P></TD>
<TD colspan=2 class="tr26 td51"><P class="p29 ft2">instrumenten</P></TD>
<TD class="tr26 td61"><P class="p26 ft2">har</P></TD>
<TD colspan=2 class="tr26 td130"><P class="p32 ft2">avskilts</P></TD>
<TD class="tr26 td45"><P class="p111 ft2">för</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td171"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td247"><P class="p29 ft2">sådant ändamål. <SPAN class="ft3">Med ett sådant</SPAN></P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td171"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td247"><P class="p29 ft3">avtal jämställs avtal om en</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td171"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr26 td247"><P class="p29 ft3">indirekt länk enligt artikel 2.1.32 i</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td171"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td51"><P class="p29 ft3">förordningen</P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft3">om</P></TD>
<TD colspan=2 class="tr25 td160"><P class="p111 ft3">värde-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD rowspan=2 class="tr0 td141"><P class="p60 ft3">Samma</P></TD>
<TD colspan=3 rowspan=2 class="tr0 td126"><P class="p17 ft3">finansiella instrument</P></TD>
<TD colspan=3 class="tr25 td187"><P class="p29 ft3">papperscentraler.</P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td107"><P class="p222 ft2">Ett</P></TD>
<TD colspan=2 class="tr26 td88"><P class="p64 ft2">aktiebolag</P></TD>
<TD colspan=3 class="tr26 td155"><P class="p111 ft2">måste anlita</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft3">får inte registreras på avstäm-</P></TD>
<TD colspan=6 class="tr25 td247"><P class="p29 ft3"><SPAN class="ft2">samma </SPAN>värdepapperscentral <SPAN class="ft2">för all</SPAN></P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td124"><P class="p20 ft3">ningskonto hos mer än en svensk</P></TD>
<TD colspan=6 class="tr25 td247"><P class="p29 ft2">registrering som avser aktier och</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td124"><P class="p20 ft28">central värdepappersförvarare. <SPAN class="ft31">Ett</SPAN></P></TD>
<TD colspan=6 class="tr26 td247"><P class="p29 ft2">sådana rättigheter i bolaget som</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td141"><P class="p20 ft2">aktiebolag</P></TD>
<TD colspan=2 class="tr25 td24"><P class="p70 ft2">måste</P></TD>
<TD class="tr25 td171"><P class="p17 ft2">anlita samma</P></TD>
<TD colspan=5 class="tr25 td269"><P class="p29 ft2">avses i 2 § andra stycket.</P></TD>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr32 td141"><P class="p20 ft39">centrala</P></TD>
<TD colspan=3 class="tr32 td126"><P class="p17 ft39">värdepappersförvarare</P></TD>
<TD class="tr32 td107"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td136"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td61"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td61"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td63"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td45"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td47"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p175 ft4">för all registrering som avser aktier och sådana rättigheter i bolaget som avses i 2 § andra stycket.</P>
<P style="text-align: left;padding-left: 273px;padding-right: 175px;margin-top: 14px;margin-bottom: 0px;" class="ft53">Förbud mot utfärdande av vissa handlingar</P>
<P class="p199 ft2">5 §<SPAN class="ft27">7</SPAN></P>
<P class="p373 ft4">För finansiella instrument som registreras enligt denna lag får inte utfärdas aktiebrev, emissionsbevis, interimsbevis, teckningsoptionsbevis eller optionsbevis som avses i aktiebolagslagen (2005:551) eller skulde- brev eller motsvarande handling. Har en sådan handling utfärdats, gäller</P>
<P class="p115 ft35"><SPAN class="ft34">7 </SPAN>Senaste lydelse 2010:2062.</P>
<P class="p99 ft2">603</P>
</DIV>
<DIV id="page_604" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">604</P>
</DIV>
<DIV style="float:left;border:none;margin: 1px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P class="p1421 ft4">den inte som förbindelse. Bestämmelserna i aktiebolagslagen gäller inte heller för handlingen.</P>
<P class="p185 ft2">Första stycket tillämpas inte i fråga om finansiella instrument utfärdade</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD colspan=6 class="tr27 td173"><P class="p20 ft2">i ett annat land än Sverige.</P></TD>
<TD class="tr27 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=2 rowspan=2 class="tr45 td85"><P class="p222 ft2">Om</P></TD>
<TD colspan=4 rowspan=2 class="tr45 td207"><P class="p42 ft2">aktiebrev, skuldebrev</P></TD>
<TD rowspan=2 class="tr45 td84"><P class="p17 ft2">eller</P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p60 ft2">Om</P></TD>
<TD colspan=3 class="tr25 td96"><P class="p1 ft2">aktiebrev,</P></TD>
<TD colspan=2 class="tr25 td41"><P class="p20 ft2">skuldebrev</P></TD>
<TD colspan=2 class="tr25 td84"><P class="p17 ft2">eller</P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft2">annan</P></TD>
<TD colspan=4 class="tr25 td90"><P class="p76 ft2">motsvarande</P></TD>
<TD colspan=2 class="tr25 td24"><P class="p20 ft2">handling</P></TD>
<TD class="tr25 td61"><P class="p17 ft2">har</P></TD>
<TD colspan=2 class="tr25 td85"><P class="p38 ft2">annan</P></TD>
<TD colspan=3 class="tr25 td56"><P class="p71 ft2">motsvarande</P></TD>
<TD colspan=2 class="tr25 td81"><P class="p17 ft2">handling har</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">utfärdats för ett sådant instrument</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft2">utfärdats för ett sådant instrument</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p20 ft2">som avses i andra stycket ska</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p38 ft2">som avses i andra stycket<SPAN class="ft3">, </SPAN>ska</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">handlingen vara inlämnad för för-</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft2">handlingen vara inlämnad för för-</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft3"><SPAN class="ft2">varing hos </SPAN>den centrala värdepap-</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft3"><SPAN class="ft2">varing hos </SPAN>värdepapperscentralen</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p20 ft2"><SPAN class="ft3">persförvararen </SPAN>eller för detta före-</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p38 ft2">eller för detta företags räkning</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">tags räkning innan registrering i</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft2">innan registrering i avstämnings-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td224"><P class="p20 ft2">avstämningsregister</P></TD>
<TD colspan=2 class="tr25 td24"><P class="p20 ft2">får ske,</P></TD>
<TD class="tr25 td61"><P class="p17 ft2">om</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft2">register får ske, om det inte på</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p20 ft2">det inte på annat sätt är säkerställt</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p38 ft2">annat sätt är säkerställt att hand-</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">att handlingen inte kommer i</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft2">lingen inte kommer i omlopp.</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">omlopp. Handlingen ska vara kvar</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft2">Handlingen ska vara kvar i sådant</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p20 ft2">i sådant förvar så länge instrum-</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p38 ft2">förvar så länge instrumentet är</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">entet är registrerat i avstämnings-</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft2">registrerat i avstämningsregister.</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr27 td82"><P class="p20 ft2">register.</P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td84"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr38 td122"><P class="p38 ft53">Aktiebolag som övergår till att bli</P></TD>
</TR>
<TR>
<TD class="tr27 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr27 td115"><P class="p38 ft53">avstämningsbolag</P></TD>
<TD class="tr27 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td84"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td198"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td28"><P class="p285 ft2">6 §<SPAN class="ft27">8</SPAN></P></TD>
<TD class="tr38 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td84"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p17 ft2">I fråga om aktiebolag som</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p17 ft2">I fråga om aktiebolag som</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p20 ft2">övergår till att bli avstämnings-</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p38 ft2">övergår till att bli avstämnings-</P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft2">bolag</P></TD>
<TD colspan=2 class="tr25 td139"><P class="p72 ft2">gäller</P></TD>
<TD colspan=5 class="tr25 td224"><P class="p17 ft2">följande. Behörighet</P></TD>
<TD colspan=2 class="tr25 td85"><P class="p38 ft2">bolag</P></TD>
<TD colspan=2 class="tr25 td35"><P class="p20 ft2">gäller</P></TD>
<TD colspan=3 class="tr25 td224"><P class="p17 ft2">följande. Behörighet</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">att första gången antecknas som</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft2">att första gången antecknas som</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p20 ft2">aktieägare eller förvaltare på ett</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p38 ft2">aktieägare eller förvaltare på ett</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">avstämningskonto tillkommer den</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft2">avstämningskonto tillkommer den</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">som visar upp ett aktiebrev och</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft2">som visar upp ett aktiebrev och</P></TD>
</TR>
<TR>
<TD class="tr26 td45"><P class="p20 ft2">enligt</P></TD>
<TD colspan=2 class="tr26 td139"><P class="p61 ft2">6 kap.</P></TD>
<TD class="tr26 td72"><P class="p123 ft2">8 §</P></TD>
<TD colspan=4 class="tr26 td128"><P class="p17 ft2">aktiebolagslagen</P></TD>
<TD colspan=2 class="tr26 td85"><P class="p38 ft2">enligt</P></TD>
<TD colspan=2 class="tr26 td35"><P class="p20 ft2">6 kap.</P></TD>
<TD colspan=3 class="tr26 td224"><P class="p17 ft2">8 § aktiebolagslagen</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">(2005:551) eller på annat sätt</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft2">(2005:551) eller på annat sätt</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td82"><P class="p20 ft2">styrker</P></TD>
<TD class="tr25 td89"><P class="p26 ft2">sitt</P></TD>
<TD colspan=2 class="tr25 td69"><P class="p20 ft2">förvärv.</P></TD>
<TD colspan=3 class="tr25 td81"><P class="p17 ft2">Aktiebrevet</P></TD>
<TD colspan=3 class="tr25 td96"><P class="p38 ft2">styrker</P></TD>
<TD class="tr25 td72"><P class="p20 ft2">sitt</P></TD>
<TD class="tr25 td69"><P class="p20 ft2">förvärv.</P></TD>
<TD colspan=2 class="tr25 td81"><P class="p17 ft2">Aktiebrevet</P></TD>
</TR>
<TR>
<TD class="tr26 td45"><P class="p20 ft3">skall</P></TD>
<TD colspan=3 class="tr26 td96"><P class="p20 ft2">makuleras</P></TD>
<TD class="tr26 td100"><P class="p26 ft2">på</P></TD>
<TD colspan=3 class="tr26 td81"><P class="p17 ft2">betryggande</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p38 ft2"><SPAN class="ft3">ska </SPAN>makuleras på betryggande sätt</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft28"><SPAN class="ft31">sätt av </SPAN>den centrala värdepappers-</P></TD>
<TD class="tr25 td65"><P class="p38 ft2">av</P></TD>
<TD colspan=5 class="tr25 td59"><P class="p20 ft3">värdepapperscentralen<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr25 td84"><P class="p17 ft3">Detta</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft3">förvararen<SPAN class="ft2">. </SPAN>Vad som nu har sagts</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft2">tillämpas på motsvarande sätt i</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p20 ft2">tillämpas på motsvarande sätt i</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p38 ft2">fråga om interimsbevis och emis-</P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft2">fråga</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p105 ft2">om</P></TD>
<TD colspan=3 class="tr25 td30"><P class="p68 ft2">interimsbevis</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p17 ft2">och</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft2">sionsbevis som utfärdats av ett</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td224"><P class="p20 ft2">emissionsbevis som</P></TD>
<TD colspan=2 class="tr25 td24"><P class="p71 ft2">utfärdats</P></TD>
<TD class="tr25 td61"><P class="p17 ft2">av</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft2">aktiebolag innan denna lag blev</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p20 ft2">ett aktiebolag innan denna lag blev</P></TD>
<TD colspan=5 class="tr26 td115"><P class="p38 ft2">tillämplig på bolaget.</P></TD>
<TD class="tr26 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td84"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr31 td224"><P class="p20 ft2">tillämplig på bolaget.</P></TD>
<TD class="tr31 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td84"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td65"><P class="p464 ft2">8 §</P></TD>
<TD class="tr41 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td84"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p17 ft2">Om ett skuldebrev har utfärdats</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p17 ft2">Om ett skuldebrev har utfärdats</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td82"><P class="p20 ft2">för en</P></TD>
<TD colspan=4 class="tr25 td108"><P class="p60 ft2">skuldförbindelse</P></TD>
<TD colspan=2 class="tr25 td84"><P class="p17 ft2">innan</P></TD>
<TD class="tr25 td65"><P class="p38 ft2">för</P></TD>
<TD colspan=2 class="tr25 td109"><P class="p68 ft2">en</P></TD>
<TD colspan=3 class="tr25 td74"><P class="p135 ft2">skuldförbindelse</P></TD>
<TD class="tr25 td84"><P class="p17 ft2">innan</P></TD>
</TR>
<TR>
<TD class="tr27 td45"><P class="p20 ft2">denna</P></TD>
<TD colspan=6 class="tr27 td115"><P class="p1 ft2">lag blev tillämplig på</P></TD>
<TD class="tr27 td61"><P class="p17 ft2">för-</P></TD>
<TD colspan=2 class="tr27 td85"><P class="p38 ft2">denna</P></TD>
<TD colspan=5 class="tr27 td195"><P class="p17 ft2">lag blev tillämplig på för-</P></TD>
</TR>
</TABLE>
<P class="p1539 ft35"><SPAN class="ft34">8 </SPAN>Senaste lydelse 2005:558.</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_605" style="position:relative; overflow: hidden;margin: 48px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 499px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 4px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p157 ft2">bindelsen gäller följande. Behörig- het att första gången antecknas som ägare eller förvaltare på ett avstämningskonto tillkommer den som enligt reglerna i lagen (1936:81) om skuldebrev är behö- rig att som ägare förfoga över skuldebrevet. Skuldebrevet <SPAN class="ft3">skall </SPAN>makuleras på betryggande sätt av <SPAN class="ft3">den centrala värdepappersförvara- ren</SPAN>.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 17px;padding: 0px;border:none;width: 294px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t60">
<TR>
<TD class="tr28 td123"><P class="p20 ft2">bindelsen gäller följande. Behörig-</P></TD>
<TD class="tr28 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr26 td123"><P class="p20 ft2">het att första gången antecknas</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 7</P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p20 ft2">som ägare eller förvaltare på ett</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td123"><P class="p20 ft2">avstämningskonto tillkommer den</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p20 ft2">som enligt reglerna i lagen</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p20 ft2">(1936:81) om skuldebrev är behö-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p20 ft2">rig att som ägare förfoga över</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td123"><P class="p20 ft2">skuldebrevet. Skuldebrevet <SPAN class="ft3">ska</SPAN></P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p20 ft2">makuleras på betryggande sätt av</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td123"><P class="p20 ft3">värdepapperscentralen<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
<DIV style="border:none;margin: 16px 0px 0px 68px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 18px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p117 ft2">Om ett emissionsbevis eller teckningsoptionsbevis har ut- färdats för en rättighet som avses i 11 kap. aktiebolagslagen (2005:551) innan denna lag blev tillämplig på rättigheten gäller följande. Behörighet att första gången antecknas som ägare eller förvaltare av rättigheten på ett konto för skuldförbindelser till- kommer den som visar upp beviset och enligt 6 kap. 8 § aktiebolags- lagen eller på annat sätt styrker sitt förvärv. Beviset <SPAN class="ft3">skall </SPAN>makuleras på betryggande sätt av <SPAN class="ft3">den centrala värdepappersförvararen</SPAN>.</P>
<P style="text-align: justify;margin-top: 36px;margin-bottom: 0px;text-indent: 11px;" class="ft2">Ägaren av ett skuldebrev som har utfärdats innan denna lag blev tillämplig på skuldförbindelsen har inte, när det gäller därefter för- fallen betalning, rätt till betalning förrän innehavet har registrerats på ett avstämningskonto. Med betal- ning jämställs andra ekonomiska rättigheter gentemot emittenten som följer med skuldebrevet. I samband med att skuldförbindel- sen första gången registreras på kontot får <SPAN class="ft3">den centrala värde- pappersförvararen </SPAN>fastställa av- stämningsdag för ränta och kapi- talbelopp.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 3px;padding: 0px;border:none;width: 365px;overflow: hidden;">
<P style="text-align: left;padding-left: 1px;margin-top: 0px;margin-bottom: 0px;" class="ft2">9 §<SPAN class="ft27">9</SPAN></P>
<P style="text-align: justify;padding-left: 14px;padding-right: 163px;margin-top: 3px;margin-bottom: 0px;text-indent: 11px;" class="ft2">Om ett emissionsbevis eller teckningsoptionsbevis har ut- färdats för en rättighet som avses i 11 kap. aktiebolagslagen (2005:551) innan denna lag blev tillämplig på rättigheten gäller följande. Behörighet att första gången antecknas som ägare eller förvaltare av rättigheten på ett konto för skuldförbindelser till- kommer den som visar upp beviset och enligt 6 kap. 8 § aktiebolags- lagen eller på annat sätt styrker sitt förvärv. Beviset <SPAN class="ft3">ska </SPAN>makuleras på betryggande sätt av <SPAN class="ft3">värdepappers- centralen</SPAN>.</P>
<P class="p657 ft2">11 §</P>
<P style="text-align: justify;padding-left: 14px;padding-right: 163px;margin-top: 2px;margin-bottom: 0px;text-indent: 11px;" class="ft2">Ägaren av ett skuldebrev som har utfärdats innan denna lag blev tillämplig på skuldförbindelsen har inte, när det gäller därefter för- fallen betalning, rätt till betalning förrän innehavet har registrerats på ett avstämningskonto. Med betal- ning jämställs andra ekonomiska rättigheter gentemot emittenten som följer med skuldebrevet. I samband med att skuldförbindel- sen första gången registreras på kontot får <SPAN class="ft3">värdepapperscentralen </SPAN>fastställa avstämningsdag för ränta och kapitalbelopp.</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 37px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<P class="p172 ft35"><SPAN class="ft34">9 </SPAN>Senaste lydelse 2005:558.</P>
<P class="p99 ft2">605</P>
</DIV>
</DIV>
<DIV id="page_606" style="position:relative; overflow: hidden;margin: 48px 0px 78px 0px;padding: 0px;border: none;width: 556px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">606</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr43 td50"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td143"><P class="p20 ft53">Panthavare</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr41 td169"><P class="p1521 ft2">12 §</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">En panthavare <SPAN class="ft3">är behörig att</SPAN></P></TD>
<TD class="tr25 td143"><P class="p87 ft2">En panthavare <SPAN class="ft3">får begära </SPAN>att <SPAN class="ft3">det</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft3">påkalla <SPAN class="ft2">att </SPAN>vad <SPAN class="ft2">som </SPAN>sägs <SPAN class="ft2">i </SPAN><NOBR><SPAN class="ft2">6–10</SPAN></NOBR><SPAN class="ft2"> §§</SPAN></P></TD>
<TD class="tr26 td143"><P class="p20 ft2">som <SPAN class="ft3">anges </SPAN>i <NOBR>6–10</NOBR> §§ <SPAN class="ft3">ska </SPAN>tillämpas.</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2"><SPAN class="ft3">skall </SPAN>tillämpas. Kravet på upp-</P></TD>
<TD class="tr25 td143"><P class="p20 ft2">Kravet på uppvisande av aktiebrev</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">visande av aktiebrev eller annan</P></TD>
<TD class="tr25 td143"><P class="p20 ft2">eller annan handling <SPAN class="ft3">ska i så fall</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2">handling anses <SPAN class="ft3">därvid </SPAN>uppfyllt om</P></TD>
<TD class="tr26 td143"><P class="p20 ft2">anses <SPAN class="ft3">vara </SPAN>uppfyllt om pant-</P></TD>
</TR>
<TR>
<TD class="tr31 td50"><P class="p253 ft31">panthavaren visar upp handlingen.</P></TD>
<TD class="tr31 td143"><P class="p20 ft2">havaren visar upp handlingen.</P></TD>
</TR>
</TABLE>
<TABLE cellpadding=0 cellspacing=0 class="t135">
<TR>
<TD class="tr43 td50"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td143"><P class="p20 ft53">Makulering av handlingar</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr41 td169"><P class="p1521 ft2">13 §</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2">En handling som har makulerats</P></TD>
<TD class="tr26 td143"><P class="p87 ft2">En handling som har makulerats</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">enligt 6, 8 eller 9 § <SPAN class="ft3">skall </SPAN>förvaras</P></TD>
<TD class="tr25 td143"><P class="p20 ft2">enligt 6, 8 eller 9 § <SPAN class="ft3">ska </SPAN>förvaras av</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft3"><SPAN class="ft2">av </SPAN>den centrala värdepappers-</P></TD>
<TD class="tr25 td143"><P class="p20 ft3">värdepapperscentralen <SPAN class="ft2">i original</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2"><SPAN class="ft3">förvararen </SPAN>i original eller kopia i</P></TD>
<TD class="tr26 td143"><P class="p20 ft2">eller kopia i minst tio år.</P></TD>
</TR>
<TR>
<TD class="tr31 td50"><P style="text-align: right;padding-right: 140px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft2">minst tio år.</P></TD>
<TD class="tr31 td143"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<TABLE cellpadding=0 cellspacing=0 class="t135">
<TR>
<TD class="tr43 td50"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td143"><P class="p20 ft53">Delegering</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr41 td169"><P class="p1521 ft2">14 §</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft3">Vad som enligt <NOBR>6–13</NOBR> §§ åligger</P></TD>
<TD class="tr26 td143"><P class="p87 ft28">En värdepapperscentral får upp-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft3">en central värdepappersförvarare</P></TD>
<TD class="tr25 td143"><P class="p20 ft2"><SPAN class="ft3">dra </SPAN>åt <SPAN class="ft3">ett </SPAN>kontoförande institut att</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft3">kan av denne uppdras <SPAN class="ft2">åt konto-</SPAN></P></TD>
<TD class="tr25 td143"><P class="p20 ft3"><SPAN class="ft2">utföra </SPAN>de uppgifter som avses i 6–</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2">förande institut att utföra <SPAN class="ft3">på den</SPAN></P></TD>
<TD class="tr26 td143"><P class="p20 ft3">13 §§ för värdepapperscentralens</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft3">centrala värdepappersförvararens</P></TD>
<TD class="tr25 td143"><P class="p20 ft3">räkning<SPAN class="ft2">.</SPAN></P></TD>
</TR>
<TR>
<TD class="tr27 td50"><P class="p435 ft28">vägnar<SPAN class="ft31">.</SPAN></P></TD>
<TD class="tr27 td143"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<TABLE cellpadding=0 cellspacing=0 class="t135">
<TR>
<TD class="tr43 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td69"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr43 td246"><P class="p20 ft53">Upphörande av registrering</P></TD>
<TD class="tr43 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td94"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td30"><P class="p1523 ft2">15 §</P></TD>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">Upphör finansiella instrument att</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">Upphör finansiella instrument att</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">vara registrerade i avstämnings-</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">vara registrerade i avstämnings-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p30 ft3"><SPAN class="ft2">register hos en </SPAN>central värdepap-</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">register hos en <SPAN class="ft3">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2"><SPAN class="ft3">persförvarare </SPAN>till följd av att ett</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2"><SPAN class="ft3">central </SPAN>till följd av att ett avstäm-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td131"><P class="p20 ft2">avstämningsförbehåll</P></TD>
<TD class="tr25 td94"><P class="p134 ft31">tagits</P></TD>
<TD class="tr25 td69"><P class="p30 ft2">bort</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">ningsförbehåll tagits bort eller att</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p30 ft2">eller att avtalet mellan emittenten</P></TD>
<TD class="tr26 td63"><P class="p20 ft2">avtalet</P></TD>
<TD colspan=2 class="tr26 td135"><P class="p64 ft2">mellan</P></TD>
<TD class="tr26 td170"><P class="p20 ft2">emittenten</P></TD>
<TD class="tr26 td14"><P class="p17 ft2">och</P></TD>
</TR>
<TR>
<TD class="tr25 td72"><P class="p20 ft2">och</P></TD>
<TD colspan=3 class="tr25 td157"><P class="p20 ft3">värdepappersförvararen</P></TD>
<TD class="tr25 td69"><P class="p30 ft2">upp-</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft28">värdepapperscentralen <SPAN class="ft31">upphört att</SPAN></P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">hört att gälla, är <SPAN class="ft3">värdepappers-</SPAN></P></TD>
<TD class="tr25 td63"><P class="p20 ft2">gälla,</P></TD>
<TD class="tr25 td61"><P class="p20 ft2">är</P></TD>
<TD colspan=3 class="tr25 td34"><P class="p17 ft3">värdepapperscentralen</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p30 ft2"><SPAN class="ft3">förvararen </SPAN>skyldig att till emit-</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">skyldig att till emittenten eller till</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">tenten eller till annan <SPAN class="ft3">central</SPAN></P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft28">en <SPAN class="ft31">annan </SPAN>värdepapperscentral <SPAN class="ft31">som</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td131"><P class="p20 ft3">värdepappersförvarare</P></TD>
<TD class="tr25 td94"><P class="p61 ft2">som</P></TD>
<TD class="tr25 td69"><P class="p30 ft2">emit-</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">emittenten anvisar lämna upp-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td36"><P class="p20 ft2">tenten anvisar</P></TD>
<TD class="tr26 td18"><P class="p67 ft2">lämna</P></TD>
<TD colspan=2 class="tr26 td116"><P class="p30 ft2">upplysning</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">lysning om innehållet i samtliga</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">om innehållet i samtliga avstäm-</P></TD>
<TD colspan=4 class="tr25 td246"><P class="p20 ft2">avstämningskonton. Upphör</P></TD>
<TD class="tr25 td14"><P class="p17 ft2">reg-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td36"><P class="p20 ft2">ningskonton.</P></TD>
<TD class="tr25 td18"><P class="p61 ft2">Upphör</P></TD>
<TD colspan=2 class="tr25 td116"><P class="p30 ft2">registrer-</P></TD>
<TD colspan=2 class="tr25 td130"><P class="p20 ft2">istreringen</P></TD>
<TD class="tr25 td95"><P class="p32 ft2">hos</P></TD>
<TD colspan=2 class="tr25 td93"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p30 ft3"><SPAN class="ft2">ingen hos </SPAN>den centrala värde-</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2"><SPAN class="ft3">centralen </SPAN>till följd av att ett avtal</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft3">pappersförvararen <SPAN class="ft2">till följd av att</SPAN></P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft3"><SPAN class="ft2">mellan </SPAN>värdepapperscentralen <SPAN class="ft2">och</SPAN></P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">ett avtal mellan <SPAN class="ft3">värdepappersförv-</SPAN></P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft3">en utländsk värdepapperscentral</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p30 ft3">araren <SPAN class="ft2">och </SPAN>ett utländskt företag</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft3">eller en värdepapperscentral från</P></TD>
</TR>
<TR>
<TD class="tr31 td72"><P class="p20 ft2">som</P></TD>
<TD class="tr31 td141"><P class="p66 ft2">avses i</P></TD>
<TD colspan=3 class="tr31 td187"><P class="p30 ft3"><SPAN class="ft2">4 § </SPAN>första stycket</P></TD>
<TD colspan=2 class="tr31 td130"><P class="p20 ft3">tredjeland</P></TD>
<TD colspan=3 class="tr31 td34"><P class="p17 ft2">som avses i 4 § andra</P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
</DIV>
<DIV id="page_607" style="position:relative; overflow: hidden;margin: 50px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:600px;left:273px;width:188px;height:150px;"><SPAN class="ft2">En </SPAN><SPAN class="ft3">värdepapperscentral </SPAN><SPAN class="ft2">eller ett kontoförande institut </SPAN><SPAN class="ft3">ska </SPAN><SPAN class="ft2">genast registrera anmälningar om sådana förhållanden som </SPAN><SPAN class="ft3">ska </SPAN><SPAN class="ft2">framgå av avstämningsregistret och ange tid- punkten för registreringen. När samtliga villkor för slutlig regist- rering är uppfyllda</SPAN><SPAN class="ft3">, ska </SPAN><SPAN class="ft2">regist- rering ske på ett avstämnings- konto.</SPAN></DIV>
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 499px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p157 ft4">andra meningen upphört att gälla, <SPAN class="ft36">skall det utländska företaget få motsvarande upplysning</SPAN>.</P>
<P style="text-align: justify;margin-top: 13px;margin-bottom: 0px;text-indent: 11px;" class="ft36"><SPAN class="ft4">I fall </SPAN>som avses i första stycket skall <SPAN class="ft4">samtliga kontohavare och innehavare av rättigheter som registrerats på avstämningskonto underrättas </SPAN>genom den centrala värdepappersförvararens försorg<SPAN class="ft4">.</SPAN></P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 17px;padding: 0px;border:none;width: 294px;overflow: hidden;">
<P class="p16 ft4">meningen upphört att gälla, <SPAN class="ft36">ska </SPAN>Prop. 2015/16:10 <SPAN class="ft36">innehavet på kontot avvecklas på </SPAN>Bilaga 7</P>
<P class="p138 ft3">ett sätt som beaktar kontohavarens intressen<SPAN class="ft2">.</SPAN></P>
<P class="p273 ft36"><SPAN class="ft4">I </SPAN>så <SPAN class="ft4">fall </SPAN>ska värdepappers- centralen se till att <SPAN class="ft4">samtliga konto- havare och innehavare av rättig- heter som registrerats på avstäm- ningskonto underrättas.</SPAN></P>
<P style="text-align: left;padding-right: 189px;margin-top: 28px;margin-bottom: 0px;" class="ft53">Vägran att öppna avstämningskonto</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 10px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD class="tr28 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td100"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr28 td146"><P style="text-align: right;padding-right: 32px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft2">20 §</P></TD>
<TD class="tr28 td59"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td98"><P class="p60 ft2">En</P></TD>
<TD colspan=3 class="tr25 td99"><P class="p26 ft3">central</P></TD>
<TD class="tr25 td222"><P class="p113 ft28">värdepappersför-</P></TD>
<TD class="tr25 td45"><P class="p60 ft2">En</P></TD>
<TD class="tr25 td59"><P class="p135 ft3">värdepapperscentral</P></TD>
<TD class="tr25 td58"><P class="p17 ft2">får</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td122"><P class="p20 ft2"><SPAN class="ft3">varare </SPAN>får vägra att öppna avstäm-</P></TD>
<TD colspan=3 class="tr26 td124"><P class="p20 ft2">vägra att öppna avstämningskonto</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p20 ft2">ningskonto för förvärvare av ett</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p20 ft2">för förvärvare av ett sådant finan-</P></TD>
</TR>
<TR>
<TD class="tr25 td98"><P class="p20 ft2">sådant</P></TD>
<TD colspan=3 class="tr25 td99"><P class="p20 ft2">finansiellt</P></TD>
<TD class="tr25 td222"><P class="p113 ft2">instrument som</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p20 ft2">siellt instrument som kontoförs av</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td137"><P class="p20 ft2">kontoförs</P></TD>
<TD class="tr26 td20"><P class="p123 ft2">av</P></TD>
<TD colspan=2 class="tr26 td176"><P class="p113 ft28">värdepappersförvar-</P></TD>
<TD colspan=2 class="tr26 td158"><P class="p20 ft3">värdepapperscentralen <SPAN class="ft2">endast</SPAN></P></TD>
<TD class="tr26 td58"><P class="p17 ft2">om</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p20 ft2"><SPAN class="ft3">aren </SPAN>endast om det finns grund för</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p20 ft31">det finns grund för det enligt denna</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p20 ft2">det enligt denna lag eller annan</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p20 ft2">lag eller <SPAN class="ft3">någon </SPAN>annan författning.</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr27 td160"><P class="p20 ft2">författning.</P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td222"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td59"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td146"><P style="text-align: right;padding-right: 32px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft2">22 §</P></TD>
<TD class="tr38 td59"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td122"><P class="p113 ft3"><SPAN class="ft2">När en </SPAN>central värdepappers-</P></TD>
<TD colspan=3 class="tr26 td124"><P class="p17 ft3"><SPAN class="ft2">När en </SPAN>värdepapperscentral <SPAN class="ft2">har</SPAN></P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p20 ft3">förvarare enligt särskild föreskrift</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p20 ft2">underrättats om en konkurs<SPAN class="ft3">, ska</SPAN></P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p20 ft2">har underrättats om en konkurs</P></TD>
<TD class="tr25 td45"><P class="p20 ft3">den</P></TD>
<TD colspan=2 class="tr25 td232"><P class="p17 ft2">omedelbart vidarebefordra</P></TD>
</TR>
<TR>
<TD class="tr26 td98"><P class="p20 ft3">skall</P></TD>
<TD class="tr26 td10"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td209"><P class="p113 ft28">värdepappersförvararen</P></TD>
<TD colspan=3 class="tr26 td124"><P class="p20 ft2">underrättelsen till samtliga för-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p20 ft2">omedelbart vidarebefordra under-</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p20 ft2">valtare som har medgivande enligt</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td137"><P class="p20 ft2">rättelsen</P></TD>
<TD class="tr25 td20"><P class="p178 ft2">till</P></TD>
<TD colspan=2 class="tr25 td176"><P class="p113 ft2">samtliga förvaltare</P></TD>
<TD colspan=2 class="tr25 td158"><P class="p20 ft2">3 kap. 7 §.</P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td122"><P class="p20 ft2">som har medgivande enligt 3 kap.</P></TD>
<TD class="tr26 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td59"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td98"><P class="p20 ft2">7 §.</P></TD>
<TD class="tr31 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td222"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td59"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td58"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p432 ft29">5 kap.</P>
<P style="text-align: left;padding-left: 273px;margin-top: 16px;margin-bottom: 0px;" class="ft53">Registrering av anmälningar</P>
<P style="text-align: left;padding-left: 79px;padding-right: 351px;margin-top: 13px;margin-bottom: 0px;text-indent: 177px;" class="ft4">1 § En <SPAN class="ft36">central värdepappersför-</SPAN></P>
<P class="p175 ft2"><SPAN class="ft3">varare </SPAN>eller ett kontoförande insti- tut <SPAN class="ft3">skall </SPAN>genast registrera anmäl- ningar om sådana förhållanden som <SPAN class="ft3">skall </SPAN>framgå av avstämnings- registret och ange tidpunkten för registreringen. När samtliga villkor för slutlig registrering är uppfyllda <SPAN class="ft3">skall </SPAN>registrering ske på ett avstämningskonto.</P>
<P style="text-align: right;padding-right: 51px;margin-top: 19px;margin-bottom: 0px;" class="ft2">607</P>
</DIV>
</DIV>
<DIV id="page_608" style="position:relative; overflow: hidden;margin: 48px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">608</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr43 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td24"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td127"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr43 td122"><P class="p38 ft53">Avförande av uppgifter</P></TD>
</TR>
<TR>
<TD class="tr41 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td24"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td127"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td30"><P class="p20 ft2">5 §</P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td95"><P class="p60 ft3">Den</P></TD>
<TD class="tr25 td24"><P class="p71 ft3">centrala</P></TD>
<TD class="tr25 td127"><P class="p17 ft3">värdepappersför-</P></TD>
<TD colspan=3 class="tr25 td122"><P class="p17 ft3">Värdepapperscentralen <SPAN class="ft2">får ur ett</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td124"><P class="p20 ft2"><SPAN class="ft3">vararen </SPAN>får ur ett register som</P></TD>
<TD colspan=3 class="tr26 td122"><P class="p38 ft2">register som avses i 1 § avföra</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td124"><P class="p20 ft2">avses i 1 § avföra uppgifter som</P></TD>
<TD class="tr25 td30"><P class="p38 ft2">uppgifter</P></TD>
<TD class="tr25 td72"><P class="p20 ft2">som</P></TD>
<TD class="tr25 td47"><P class="p17 ft2">uppenbarligen</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td124"><P class="p20 ft2">uppenbarligen saknar betydelse.</P></TD>
<TD colspan=2 class="tr25 td74"><P class="p38 ft2">saknar betydelse.</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td95"><P class="p60 ft2">De</P></TD>
<TD class="tr26 td24"><P class="p20 ft2">avförda</P></TD>
<TD class="tr26 td127"><P class="p17 ft2">uppgifterna <SPAN class="ft3">skall</SPAN></P></TD>
<TD colspan=2 class="tr26 td74"><P class="p222 ft2">De avförda</P></TD>
<TD class="tr26 td47"><P class="p17 ft2">uppgifterna <SPAN class="ft3">ska</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr31 td124"><P class="p20 ft2">bevaras i minst tio år.</P></TD>
<TD colspan=3 class="tr31 td122"><P class="p38 ft2">bevaras i minst tio år.</P></TD>
</TR>
</TABLE>
<P class="p1593 ft29">7 kap.</P>
<P style="text-align: left;padding-left: 204px;padding-right: 88px;margin-top: 16px;margin-bottom: 0px;" class="ft53">Överlåtelse som görs av någon annan än ägaren</P>
<P class="p257 ft2">1 §</P>
</DIV>
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p117 ft3"><SPAN class="ft2">Om </SPAN>till följd av 6 kap. 4 § <SPAN class="ft2">en överlåtelse av ett finansiellt instru- ment, beträffande vilket överlåta- rens eller en tidigare överlåtares äganderätt grundas på en handling som är förfalskad, gäller mot den som ägde det finansiella instru- mentet eller mot någon till vars förmån en rådighetsinskränkning gäller, har denne rätt till ersättning av </SPAN>den centrala värdepappersför- vararen <SPAN class="ft2">för skada till följd av överlåtelsen.</SPAN></P>
<P class="p573 ft3">Första stycket tillämpas också, <SPAN class="ft2">om </SPAN>till följd av 6 kap. 7 § <SPAN class="ft2">en pant- sättning av ett finansiellt instru- ment gäller mot den som äger det finansiella instrumentet eller mot någon till vars förmån en rådig- hetsinskränkning gäller.</SPAN></P>
</DIV>
<DIV style="float:left;border:none;margin: 2px 0px 0px 16px;padding: 0px;border:none;width: 189px;overflow: hidden;">
<P class="p117 ft2">Om en överlåtelse av ett finansi- ellt instrument, beträffande vilket överlåtarens eller en tidigare över- låtares äganderätt grundas på en handling som är förfalskad, gäller mot den som ägde det finansiella instrumentet eller mot någon till vars förmån en rådighetsinskränk- ning gäller <SPAN class="ft3">till följd av 6 kap. 4 §</SPAN>, har denne rätt till ersättning av <SPAN class="ft3">värdepapperscentralen </SPAN>för skada till följd av överlåtelsen.</P>
<P style="text-align: justify;margin-top: 20px;margin-bottom: 0px;text-indent: 11px;" class="ft3">Detsamma gäller <SPAN class="ft2">om en pant- sättning av ett finansiellt instru- ment gäller mot den som äger det finansiella instrumentet eller mot någon till vars förmån en rådig- hetsinskränkning gäller </SPAN>till följd av 6 kap. 7 §<SPAN class="ft2">.</SPAN></P>
</DIV>
</DIV>
<DIV style="border:none;margin: 17px 0px 0px 188px;padding: 0px;border:none;width: 273px;overflow: hidden;">
<P style="text-align: left;padding-left: 16px;padding-right: 135px;margin-top: 0px;margin-bottom: 0px;" class="ft53">Fel vid utförande av registreringsåtgärder</P>
<P class="p302 ft2">2 §</P>
</DIV>
<DIV style="border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p117 ft2">För skada som tillfogas en ägare av ett finansiellt instrument till följd av en oriktig eller miss- visande uppgift i ett avstämnings- register eller i annat fall genom fel i samband med uppläggning eller förande av ett sådant register svarar <SPAN class="ft3">den centrala värdepappers- förvararen </SPAN>eller, om felet kan hän- föras till ett kontoförande institut,</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 16px;padding: 0px;border:none;width: 189px;overflow: hidden;">
<P class="p117 ft2">För skada som tillfogas en ägare av ett finansiellt instrument till följd av en oriktig eller miss- visande uppgift i ett avstämnings- register eller i annat fall genom fel i samband med uppläggning eller förande av ett sådant register svarar <SPAN class="ft3">värdepapperscentralen </SPAN>eller, om felet kan hänföras till ett kontoförande institut, institutet.</P>
</DIV>
</DIV>
</DIV>
</DIV>
</DIV>
<DIV id="page_609" style="position:relative; overflow: hidden;margin: 48px 0px 78px 68px;padding: 0px;border: none;width: 505px;">
<TABLE cellpadding=0 cellspacing=0 class="t57">
<TR>
<TD colspan=7 class="tr28 td122"><P class="p20 ft2">institutet. Ersättningsansvar gäller</P></TD>
<TD colspan=6 class="tr28 td123"><P class="p20 ft2">Ersättningsansvar gäller dock inte</P></TD>
<TD class="tr28 td199"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft3"><SPAN class="ft2">dock inte om </SPAN>den centrala värde-</P></TD>
<TD colspan=6 class="tr26 td123"><P class="p20 ft3"><SPAN class="ft2">om </SPAN>värdepapperscentralen <SPAN class="ft2">respek-</SPAN></P></TD>
<TD class="tr26 td199"><P class="p20 ft2">Bilaga 7</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td237"><P class="p20 ft3">pappersförvararen</P></TD>
<TD colspan=2 class="tr25 td49"><P class="p76 ft2">respektive</P></TD>
<TD class="tr25 td62"><P class="p113 ft2">det</P></TD>
<TD class="tr25 td14"><P class="p20 ft2">tive</P></TD>
<TD colspan=2 class="tr25 td222"><P class="p135 ft2">det kontoförande</P></TD>
<TD colspan=3 class="tr25 td52"><P class="p111 ft2">institutet</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td171"><P class="p20 ft2">kontoförande</P></TD>
<TD colspan=2 class="tr26 td41"><P class="p1 ft2">institutet</P></TD>
<TD class="tr26 td72"><P class="p89 ft2">visar</P></TD>
<TD class="tr26 td62"><P class="p113 ft2">att</P></TD>
<TD colspan=6 class="tr26 td123"><P class="p20 ft2">visar att felet beror på en omstän-</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">felet beror på en omständighet</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">dighet utanför dess kontroll vars</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">utanför dess kontroll vars följder</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">följder inte skäligen kunde ha</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft2">inte skäligen kunde ha undvikits</P></TD>
<TD colspan=6 class="tr26 td123"><P class="p20 ft2">undvikits eller övervunnits. In-</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td71"><P class="p20 ft2">eller</P></TD>
<TD colspan=6 class="tr25 td48"><P class="p113 ft2">övervunnits. Indirekt förlust</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">direkt förlust ersätts endast om den</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">ersätts endast om den beror på</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">beror på försummelse av <SPAN class="ft3">värde-</SPAN></P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td171"><P class="p20 ft2">försummelse</P></TD>
<TD class="tr25 td55"><P class="p71 ft2">av</P></TD>
<TD class="tr25 td45"><P class="p72 ft3">den</P></TD>
<TD colspan=2 class="tr25 td79"><P class="p113 ft3">centrala</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft3">papperscentralen <SPAN class="ft2">eller det konto-</SPAN></P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td231"><P class="p20 ft3">värdepappersförvararen</P></TD>
<TD class="tr26 td72"><P class="p89 ft2">eller</P></TD>
<TD class="tr26 td62"><P class="p113 ft2">det</P></TD>
<TD colspan=6 class="tr26 td123"><P class="p20 ft2">förande institutet. <SPAN class="ft3">Detsamma </SPAN>gäller</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td171"><P class="p20 ft2">kontoförande</P></TD>
<TD colspan=3 class="tr25 td30"><P class="p75 ft2">institutet. <SPAN class="ft3">Vad</SPAN></P></TD>
<TD class="tr25 td62"><P class="p113 ft3">som</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft3">skada som tillfogas <SPAN class="ft2">panthavare och</SPAN></P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft3">nu har sagts om ägaren till ett</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">den till vars förmån en rådighets-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft3">finansiellt instrument <SPAN class="ft2">gäller </SPAN>också</P></TD>
<TD colspan=2 class="tr26 td190"><P class="p20 ft2">inskränkning gäller.</P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">panthavare och den till vars</P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td118"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">förmån en rådighetsinskränkning</P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td118"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td141"><P class="p20 ft2">gäller.</P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td118"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft3">Första stycket <SPAN class="ft2">gäller på mot-</SPAN></P></TD>
<TD colspan=3 class="tr25 td1"><P class="p60 ft3">Ersättningsansvaret</P></TD>
<TD colspan=2 class="tr25 td18"><P class="p20 ft2">gäller</P></TD>
<TD class="tr25 td72"><P class="p111 ft2">på</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">svarande sätt om felet beror på</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">motsvarande sätt om felet beror på</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft2">någon som har anlitats av <SPAN class="ft3">den</SPAN></P></TD>
<TD colspan=6 class="tr26 td123"><P class="p20 ft2">någon som har anlitats av <SPAN class="ft3">värde-</SPAN></P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td141"><P class="p20 ft3">centrala</P></TD>
<TD colspan=5 class="tr25 td210"><P class="p113 ft28">värdepappersförvararen</P></TD>
<TD colspan=2 class="tr25 td190"><P class="p20 ft3">papperscentralen</P></TD>
<TD class="tr25 td55"><P class="p26 ft2">eller</P></TD>
<TD colspan=2 class="tr25 td18"><P class="p207 ft2">av</P></TD>
<TD class="tr25 td72"><P class="p111 ft31">ett</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">eller av ett kontoförande institut.</P></TD>
<TD colspan=3 class="tr25 td1"><P class="p20 ft2">kontoförande institut.</P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p113 ft2">För skada som kan hänföras till</P></TD>
<TD colspan=6 class="tr26 td123"><P class="p111 ft2">För skada som kan hänföras till</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">ett kontoförande institut svarar <SPAN class="ft3">den</SPAN></P></TD>
<TD class="tr25 td14"><P class="p20 ft2">ett</P></TD>
<TD class="tr25 td118"><P class="p63 ft31">kontoförande</P></TD>
<TD colspan=2 class="tr25 td69"><P class="p20 ft2">institut</P></TD>
<TD colspan=2 class="tr25 td136"><P class="p111 ft2">svarar</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td141"><P class="p20 ft3">centrala</P></TD>
<TD colspan=5 class="tr25 td210"><P class="p113 ft28">värdepappersförvararen</P></TD>
<TD colspan=3 class="tr25 td1"><P class="p20 ft3">värdepapperscentralen</P></TD>
<TD colspan=3 class="tr25 td52"><P class="p111 ft2">solidariskt</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td141"><P class="p20 ft2">solidariskt</P></TD>
<TD colspan=2 class="tr26 td70"><P class="p60 ft2">med</P></TD>
<TD colspan=2 class="tr26 td49"><P class="p20 ft2">institutet.</P></TD>
<TD class="tr26 td62"><P class="p113 ft3">Den</P></TD>
<TD colspan=6 class="tr26 td123"><P class="p20 ft2">med institutet. <SPAN class="ft3">Värdepapperscen-</SPAN></P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft3">centrala värdepappersförvararens</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2"><SPAN class="ft3">tralens </SPAN>ansvar är dock i sådant fall</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">ansvar är dock i sådant fall begrän-</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">begränsat till fem miljoner kronor</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft2">sat till fem miljoner kronor för</P></TD>
<TD colspan=6 class="tr26 td123"><P class="p20 ft2">för varje skadefall. <SPAN class="ft3">Värdepappers-</SPAN></P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td71"><P class="p20 ft2">varje</P></TD>
<TD colspan=3 class="tr25 td121"><P class="p67 ft2">skadefall.</P></TD>
<TD class="tr25 td45"><P class="p88 ft3">Den</P></TD>
<TD colspan=2 class="tr25 td79"><P class="p113 ft3">centrala</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2"><SPAN class="ft3">centralen </SPAN>har rätt till ersättning av</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td231"><P class="p20 ft3">värdepappersförvararen</P></TD>
<TD class="tr25 td72"><P class="p72 ft2">har</P></TD>
<TD class="tr25 td62"><P class="p113 ft2">rätt</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">det kontoförande institutet för vad</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft2">till ersättning av det kontoförande</P></TD>
<TD colspan=4 class="tr26 td150"><P class="p20 ft3">värdepapperscentralen <SPAN class="ft2">har</SPAN></P></TD>
<TD colspan=2 class="tr26 td136"><P class="p111 ft2">betalat</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">institutet för vad <SPAN class="ft3">värdepappers-</SPAN></P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">till följd av det solidariska ansvar-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2"><SPAN class="ft3">förvararen </SPAN>har betalat till följd av</P></TD>
<TD class="tr25 td14"><P class="p20 ft2">et.</P></TD>
<TD class="tr25 td118"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td231"><P class="p20 ft2">det solidariska ansvaret.</P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td118"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td237"><P class="p60 ft2">Bestämmelserna</P></TD>
<TD colspan=3 class="tr25 td51"><P class="p113 ft2">i personupp-</P></TD>
<TD colspan=2 class="tr25 td190"><P class="p60 ft2">Bestämmelserna</P></TD>
<TD colspan=4 class="tr25 td174"><P class="p111 ft2">i personupp-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">giftslagen (1998:204) om skade-</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">giftslagen (1998:204) om skade-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft2">stånd <SPAN class="ft3">skall </SPAN>gälla då personupp-</P></TD>
<TD colspan=6 class="tr26 td123"><P class="p20 ft2">stånd <SPAN class="ft3">ska </SPAN>gälla då personuppgifter</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">gifter behandlats i strid med den</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">behandlats i strid med den lagen.</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td141"><P class="p20 ft2">lagen.</P></TD>
<TD class="tr31 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td118"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td62"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr41 td200"><P class="p20 ft53">Skada till följd av beslut om</P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td62"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td190"><P class="p20 ft53">rättelse</P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td62"><P class="p17 ft2">3 §</P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td118"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p113 ft2">Den som tillfogas skada till följd</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p111 ft2">Den som tillfogas skada till följd</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td171"><P class="p20 ft2">av ett beslut</P></TD>
<TD class="tr26 td55"><P class="p66 ft2">om</P></TD>
<TD colspan=3 class="tr26 td51"><P class="p113 ft2">rättelse enligt</P></TD>
<TD class="tr26 td14"><P class="p20 ft2">av</P></TD>
<TD class="tr26 td118"><P class="p134 ft2">ett beslut om</P></TD>
<TD colspan=2 class="tr26 td69"><P class="p1 ft2">rättelse</P></TD>
<TD colspan=2 class="tr26 td136"><P class="p111 ft2">enligt</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft2">5 kap. 4 § har rätt till ersättning av</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">5 kap. 4 § har rätt till ersättning av</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td71"><P class="p20 ft3">den</P></TD>
<TD colspan=2 class="tr25 td77"><P class="p71 ft28">centrala</P></TD>
<TD colspan=4 class="tr25 td131"><P class="p113 ft3">värdepappersför-</P></TD>
<TD colspan=3 class="tr25 td1"><P class="p20 ft3">värdepapperscentralen<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td136"><P class="p111 ft3">Ersätt-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft3">vararen<SPAN class="ft2">. </SPAN>Ersättning utgår <SPAN class="ft2">dock</SPAN></P></TD>
<TD colspan=6 class="tr26 td123"><P class="p20 ft3">ningsansvaret gäller <SPAN class="ft2">dock inte om</SPAN></P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td71"><P class="p20 ft2">inte<SPAN class="ft3">,</SPAN></P></TD>
<TD class="tr31 td72"><P class="p26 ft2">om</P></TD>
<TD class="tr31 td14"><P class="p89 ft2">den</P></TD>
<TD colspan=3 class="tr31 td30"><P class="p64 ft2">skadelidande</P></TD>
<TD class="tr31 td62"><P class="p113 ft2">med</P></TD>
<TD colspan=6 class="tr31 td123"><P class="p20 ft2">den skadelidande med hänsyn till</P></TD>
<TD class="tr31 td199"><P class="p17 ft2">609</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_610" style="position:relative; overflow: hidden;margin: 48px 0px 81px 0px;padding: 0px;border: none;width: 556px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">610</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr2 td124"><P class="p20 ft2">hänsyn till felets beskaffenhet eller</P></TD>
<TD class="tr2 td122"><P class="p38 ft2">felets beskaffenhet eller andra om-</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p20 ft2">andra omständigheter borde ha</P></TD>
<TD class="tr25 td122"><P class="p38 ft2">ständigheter borde ha insett att fel</P></TD>
</TR>
<TR>
<TD class="tr31 td124"><P class="p20 ft2">insett att fel förekommit.</P></TD>
<TD class="tr31 td122"><P class="p38 ft2">förekommit.</P></TD>
</TR>
<TR>
<TD class="tr40 td124"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td122"><P class="p38 ft53">Regressrätt</P></TD>
</TR>
<TR>
<TD class="tr38 td124"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td122"><P class="p20 ft2">5 §</P></TD>
</TR>
</TABLE>
</DIV>
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p117 ft2">I fall som avses i <NOBR>1–3</NOBR> §§ har <SPAN class="ft3">den centrala värdepappersförvararen </SPAN>eller ett kontoförande institut rätt att kräva tillbaka utbetald ersättning från den som genom vållande har medverkat till skadan, i den mån det är skäligt med hänsyn till skadans orsak och omständigheterna i övrigt.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 16px;padding: 0px;border:none;width: 189px;overflow: hidden;">
<P class="p117 ft2">I fall som avses i <NOBR>1–3</NOBR> §§ har <SPAN class="ft3">värdepapperscentralen </SPAN>eller ett kontoförande institut rätt att kräva tillbaka utbetald ersättning från den som genom vållande har medverkat till skadan, i den mån det är skäligt med hänsyn till skadans orsak och omständig- heterna i övrigt.</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 15px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr43 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td20"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr43 td113"><P class="p18 ft29">8 kap.</P></TD>
<TD class="tr43 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td163"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr40 td219"><P class="p38 ft53">Insyn i avstämningskonto</P></TD>
<TD class="tr40 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td65"><P class="p20 ft2">1 §</P></TD>
<TD class="tr41 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p17 ft2">Var och en som är registrerad på</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p17 ft2">Var och en som är registrerad på</P></TD>
</TR>
<TR>
<TD class="tr25 td14"><P class="p20 ft2">ett</P></TD>
<TD colspan=6 class="tr25 td111"><P class="p20 ft2">avstämningskonto som</P></TD>
<TD class="tr25 td163"><P class="p17 ft2">ägare</P></TD>
<TD class="tr25 td65"><P class="p38 ft2">ett</P></TD>
<TD colspan=4 class="tr25 td155"><P class="p17 ft31">avstämningskonto</P></TD>
<TD colspan=2 class="tr25 td52"><P class="p17 ft2">som ägare</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p17 ft2">eller panthavare eller i annan</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft2">eller panthavare eller i annan</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p17 ft2">egenskap, har rätt att på begäran få</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p38 ft2">egenskap, har rätt att på begäran få</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p17 ft3"><SPAN class="ft2">besked från </SPAN>den centrala värde-</P></TD>
<TD colspan=3 class="tr25 td30"><P class="p38 ft2">besked från</P></TD>
<TD colspan=4 class="tr25 td87"><P class="p17 ft3">värdepapperscentral-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td190"><P class="p20 ft3">pappersförvararen</P></TD>
<TD class="tr25 td71"><P class="p135 ft2">om</P></TD>
<TD colspan=2 class="tr25 td136"><P class="p17 ft2">kontots</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft2"><SPAN class="ft3">en </SPAN>om kontots innehåll i den mån</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p17 ft2">innehåll i den mån innehållet berör</P></TD>
<TD colspan=2 class="tr26 td121"><P class="p38 ft2">innehållet</P></TD>
<TD colspan=2 class="tr26 td139"><P class="p72 ft2">berör</P></TD>
<TD class="tr26 td72"><P class="p123 ft2">den</P></TD>
<TD colspan=2 class="tr26 td52"><P class="p17 ft2">registrerades</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td233"><P class="p20 ft2">den registrerades rätt.</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p38 ft2">rätt.</P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td174"><P class="p93 ft3">Den centrala</P></TD>
<TD colspan=4 class="tr25 td174"><P class="p17 ft3">värdepappersför-</P></TD>
<TD colspan=6 class="tr25 td219"><P class="p134 ft28">Värdepapperscentralen</P></TD>
<TD class="tr25 td100"><P class="p17 ft28">ska</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p17 ft2"><SPAN class="ft3">vararen skall </SPAN>varje år före utgång-</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p38 ft2">varje år före utgången av januari</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p17 ft2">en av januari lämna innehavaren</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft2">lämna innehavaren av ett avstäm-</P></TD>
</TR>
<TR>
<TD class="tr25 td14"><P class="p20 ft2">av</P></TD>
<TD class="tr25 td14"><P class="p20 ft2">ett</P></TD>
<TD colspan=6 class="tr25 td223"><P class="p17 ft2">avstämningskonto besked</P></TD>
<TD colspan=3 class="tr25 td30"><P class="p38 ft2">ningskonto</P></TD>
<TD colspan=2 class="tr25 td136"><P class="p91 ft2">besked</P></TD>
<TD colspan=2 class="tr25 td52"><P class="p17 ft2">om kontots</P></TD>
</TR>
<TR>
<TD class="tr26 td14"><P class="p20 ft2">om</P></TD>
<TD colspan=2 class="tr26 td107"><P class="p206 ft31">kontots</P></TD>
<TD colspan=3 class="tr26 td105"><P class="p135 ft2">innehåll</P></TD>
<TD class="tr26 td20"><P class="p20 ft2">per</P></TD>
<TD class="tr26 td163"><P class="p17 ft2">den</P></TD>
<TD colspan=2 class="tr26 td121"><P class="p38 ft2">innehåll</P></TD>
<TD colspan=3 class="tr26 td96"><P class="p111 ft2">per den</P></TD>
<TD colspan=2 class="tr26 td52"><P class="p17 ft2">31 december</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td121"><P class="p20 ft2">31 december</P></TD>
<TD colspan=3 class="tr25 td105"><P class="p71 ft2">föregående</P></TD>
<TD colspan=2 class="tr25 td136"><P class="p17 ft2">år. Om</P></TD>
<TD colspan=3 class="tr25 td30"><P class="p38 ft2">föregående</P></TD>
<TD class="tr25 td109"><P class="p20 ft2">år.</P></TD>
<TD class="tr25 td72"><P class="p123 ft2">Om</P></TD>
<TD colspan=2 class="tr25 td52"><P class="p17 ft2">innehavaren</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p17 ft2">innehavaren begär det, <SPAN class="ft3">skall </SPAN>be-</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft2">begär det, <SPAN class="ft3">ska </SPAN>beskedet ange de</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p17 ft2">skedet ange de förändringar på</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p38 ft2">förändringar på kontot som har ägt</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p17 ft2">kontot som har ägt rum under det</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft2">rum under det föregående året.</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p17 ft2">föregående året. Regeringen eller<SPAN class="ft3">,</SPAN></P></TD>
<TD colspan=3 class="tr25 td30"><P class="p38 ft2">Regeringen</P></TD>
<TD colspan=4 class="tr25 td87"><P class="p17 ft3"><SPAN class="ft2">eller </SPAN>den myndighet</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td190"><P class="p20 ft3">efter regeringens</P></TD>
<TD colspan=3 class="tr26 td90"><P class="p17 ft28">bemyndigande,</P></TD>
<TD class="tr26 td65"><P class="p38 ft3">som</P></TD>
<TD colspan=3 class="tr26 td101"><P class="p60 ft3">regeringen</P></TD>
<TD colspan=2 class="tr26 td160"><P class="p70 ft3">bestämmer</P></TD>
<TD class="tr26 td100"><P class="p17 ft2">får</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td190"><P class="p20 ft28">Finansinspektionen</P></TD>
<TD class="tr25 td71"><P class="p135 ft2">får</P></TD>
<TD colspan=2 class="tr25 td136"><P class="p17 ft2">meddela</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft2">meddela föreskrifter om skyldighet</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td121"><P class="p20 ft2">föreskrifter</P></TD>
<TD class="tr25 td20"><P class="p20 ft2">om</P></TD>
<TD colspan=3 class="tr25 td105"><P class="p135 ft2">skyldighet</P></TD>
<TD class="tr25 td163"><P class="p17 ft2">för</P></TD>
<TD class="tr25 td65"><P class="p38 ft2">för</P></TD>
<TD colspan=5 class="tr25 td210"><P class="p87 ft3">värdepapperscentraler</P></TD>
<TD class="tr25 td100"><P class="p17 ft2">att</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td69"><P class="p20 ft28">centrala</P></TD>
<TD colspan=6 class="tr26 td223"><P class="p17 ft3">värdepappersförvarare</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p38 ft2">lämna besked till kontohavare i</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p17 ft2">att lämna besked till kontohavare i</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p38 ft2">andra fall än som avses i första</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p17 ft2">andra fall än som avses i första</P></TD>
<TD colspan=2 class="tr25 td121"><P class="p38 ft2">meningen.</P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td121"><P class="p20 ft2">meningen.</P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p17 ft2">Besked enligt andra stycket <SPAN class="ft3">skall</SPAN></P></TD>
<TD colspan=7 class="tr25 td122"><P class="p17 ft2">Besked enligt andra stycket <SPAN class="ft3">ska</SPAN></P></TD>
</TR>
<TR>
<TD colspan=5 class="tr31 td190"><P class="p20 ft2">lämnas utan avgift.</P></TD>
<TD class="tr31 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td163"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr31 td59"><P class="p38 ft2">lämnas utan avgift.</P></TD>
<TD class="tr31 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td100"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
</DIV>
</DIV>
<DIV id="page_611" style="position:relative; overflow: hidden;margin: 48px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 406px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr43 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td104"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr43 td144"><P class="p29 ft53">Tystnadsplikt</P></TD>
<TD class="tr43 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td114"><P class="p20 ft2">2 §</P></TD>
<TD class="tr41 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">Den som är eller har varit</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p17 ft2">Den som är eller har varit</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td124"><P class="p17 ft3"><SPAN class="ft2">anställd hos en </SPAN>central värdepap-</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p29 ft2">anställd hos en <SPAN class="ft3">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2"><SPAN class="ft3">persförvarare </SPAN>eller hos ett konto-</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft2"><SPAN class="ft3">central </SPAN>eller hos ett kontoförande</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td124"><P class="p17 ft2">förande institut får inte obehörigen</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p29 ft2">institut får inte obehörigen röja</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">röja uppgifter som har registrerats</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft2">uppgifter som har registrerats i ett</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">i ett avstämningsregister eller som</P></TD>
<TD colspan=5 class="tr25 td227"><P class="p29 ft2">avstämningsregister eller</P></TD>
<TD class="tr25 td54"><P class="p75 ft2">som</P></TD>
<TD class="tr25 td58"><P class="p17 ft2">har</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">har lämnats till <SPAN class="ft3">värdepappers-</SPAN></P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft3"><SPAN class="ft2">lämnats till </SPAN>värdepapperscentralen</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td124"><P class="p17 ft2"><SPAN class="ft3">förvararen </SPAN>eller institutet av en</P></TD>
<TD colspan=6 class="tr26 td124"><P class="p29 ft2">eller institutet av en förvaltare.</P></TD>
<TD class="tr26 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td138"><P class="p20 ft2">förvaltare.</P></TD>
<TD class="tr31 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td104"><P class="p20 ft6"> </P></TD>
<TD colspan=7 rowspan=2 class="tr41 td122"><P class="p17 ft3">Detsamma gäller en uppgift i en</P></TD>
</TR>
<TR>
<TD class="tr37 td139"><P class="p20 ft174"> </P></TD>
<TD class="tr37 td135"><P class="p20 ft174"> </P></TD>
<TD class="tr37 td61"><P class="p20 ft174"> </P></TD>
<TD class="tr37 td109"><P class="p20 ft174"> </P></TD>
<TD class="tr37 td104"><P class="p20 ft174"> </P></TD>
</TR>
<TR>
<TD class="tr31 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td104"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr31 td122"><P class="p29 ft3">anmälan eller en utsaga om en</P></TD>
</TR>
<TR>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td104"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td125"><P class="p29 ft3">misstänkt</P></TD>
<TD colspan=3 class="tr25 td197"><P class="p69 ft28">överträdelse</P></TD>
<TD class="tr25 td54"><P class="p75 ft28">av</P></TD>
<TD class="tr25 td58"><P class="p17 ft3">en</P></TD>
</TR>
<TR>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td104"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft3">bestämmelse som gäller för verk-</P></TD>
</TR>
<TR>
<TD class="tr26 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td104"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td122"><P class="p29 ft3">samheten, om uppgiften kan av-</P></TD>
</TR>
<TR>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td104"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft3">slöja anmälarens eller den utpek-</P></TD>
</TR>
<TR>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td104"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td227"><P class="p29 ft3">ade personens identitet.</P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td114"><P class="p222 ft3">I</P></TD>
<TD class="tr26 td84"><P class="p20 ft3">det</P></TD>
<TD colspan=2 class="tr26 td135"><P class="p20 ft3">allmännas</P></TD>
<TD colspan=3 class="tr26 td101"><P class="p17 ft3">verksamhet</P></TD>
</TR>
<TR>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td104"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft3">tillämpas i stället bestämmelserna</P></TD>
</TR>
<TR>
<TD class="tr25 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td104"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft3">i offentlighets- och sekretesslagen</P></TD>
</TR>
<TR>
<TD class="tr27 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td104"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr27 td144"><P class="p29 ft3">(2009:400).</P></TD>
<TD class="tr27 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td135"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td109"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td138"><P style="text-align: left;padding-left: 40px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft2">2 a §<SPAN class="ft27">10</SPAN></P></TD>
<TD class="tr38 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td139"><P class="p60 ft2">En</P></TD>
<TD class="tr26 td135"><P class="p76 ft3">central</P></TD>
<TD colspan=3 class="tr26 td47"><P class="p17 ft28">värdepappersför-</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p17 ft3"><SPAN class="ft2">En </SPAN>värdepapperscentral <SPAN class="ft2">och ett</SPAN></P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2"><SPAN class="ft3">varare </SPAN>och ett kontoförande insti-</P></TD>
<TD colspan=3 class="tr25 td144"><P class="p29 ft2">kontoförande</P></TD>
<TD class="tr25 td95"><P class="p67 ft31">institut</P></TD>
<TD class="tr25 td72"><P class="p64 ft2">är</P></TD>
<TD colspan=2 class="tr25 td82"><P class="p17 ft2">skyldiga</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">tut är skyldiga att lämna ut upp-</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft2">att lämna ut uppgifter om enskil-</P></TD>
</TR>
<TR>
<TD class="tr26 td139"><P class="p20 ft2">gifter</P></TD>
<TD colspan=2 class="tr26 td116"><P class="p20 ft2">om enskildas</P></TD>
<TD colspan=2 class="tr26 td121"><P class="p17 ft2">förhållanden</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p29 ft2">das förhållanden till företaget, om</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">till företaget, om det under en ut-</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft2">det under en utredning enligt be-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">redning enligt bestämmelserna om</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft2">stämmelserna om förundersökning</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td124"><P class="p17 ft2">förundersökning i brottmål begärs</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p29 ft2">i brottmål begärs av undersök-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td231"><P class="p20 ft2">av undersökningsledare</P></TD>
<TD class="tr25 td104"><P class="p17 ft2">eller om</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft2">ningsledare eller om det i ett</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">det i ett ärende om rättslig hjälp i</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft2">ärende om rättslig hjälp i brottmål</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td124"><P class="p17 ft2">brottmål på framställning av en</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p29 ft2">på framställning av en annan stat</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">annan stat eller en mellanfolklig</P></TD>
<TD class="tr25 td114"><P class="p29 ft2">eller</P></TD>
<TD class="tr25 td84"><P class="p68 ft2">en</P></TD>
<TD colspan=3 class="tr25 td197"><P class="p42 ft2">mellanfolklig</P></TD>
<TD colspan=2 class="tr25 td82"><P class="p17 ft2">domstol</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p20 ft2">domstol begärs av åklagare.</P></TD>
<TD colspan=4 class="tr25 td157"><P class="p29 ft2">begärs av åklagare.</P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td139"><P class="p60 ft2">Om</P></TD>
<TD colspan=2 class="tr26 td116"><P class="p64 ft2">skyldighet</P></TD>
<TD class="tr26 td109"><P class="p20 ft2">för</P></TD>
<TD class="tr26 td104"><P class="p17 ft3">centrala</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p17 ft2">Om skyldighet för <SPAN class="ft3">värdepap-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p17 ft3">värdepappersförvarare <SPAN class="ft2">och konto-</SPAN></P></TD>
<TD colspan=3 class="tr25 td144"><P class="p29 ft3">perscentraler</P></TD>
<TD class="tr25 td95"><P class="p66 ft2">och</P></TD>
<TD colspan=3 class="tr25 td101"><P class="p17 ft31">kontoförande</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td124"><P class="p17 ft2">förande institut att lämna uppgifter</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p29 ft2">institut att lämna uppgifter till</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td124"><P class="p17 ft2">till överförmyndaren finns bestäm-</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p29 ft2">överförmyndaren finns bestämmel-</P></TD>
</TR>
<TR>
<TD class="tr32 td139"><P class="p20 ft15">melser</P></TD>
<TD class="tr32 td135"><P class="p66 ft15">i 16 kap.</P></TD>
<TD colspan=2 class="tr32 td69"><P class="p68 ft15">10 a §</P></TD>
<TD class="tr32 td104"><P class="p17 ft15">föräldra-</P></TD>
<TD colspan=7 class="tr32 td122"><P class="p29 ft15">ser i 16 kap. 10 a § föräldrabalken.</P></TD>
</TR>
</TABLE>
<P class="p16 ft2">balken.</P>
</DIV>
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 7</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 93px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<P class="p172 ft35"><SPAN class="ft34">10 </SPAN>Senaste lydelse 2008:911.</P>
<P class="p99 ft2">611</P>
</DIV>
</DIV>
<DIV id="page_612" style="position:relative; overflow: hidden;margin: 47px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="border:none;margin: 0px 0px 0px 49px;padding: 0px;border:none;width: 507px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 114px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 7</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr43 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td198"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr43 td53"><P class="p203 ft2">3 §<SPAN class="ft27">11</SPAN></P></TD>
<TD class="tr43 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">Om Finansinspektionen behöver</P></TD>
<TD colspan=9 class="tr25 td143"><P class="p17 ft2">Om Finansinspektionen behöver</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">uppgifter för övervakningen av att</P></TD>
<TD colspan=9 class="tr25 td143"><P class="p17 ft2">uppgifter för övervakningen av att</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p30 ft2">bestämmelserna i lagen (2005:377)</P></TD>
<TD colspan=9 class="tr26 td143"><P class="p17 ft2">bestämmelserna i lagen (2005:377)</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">om straff för marknadsmissbruk</P></TD>
<TD class="tr25 td109"><P class="p20 ft2">om</P></TD>
<TD class="tr25 td62"><P class="p42 ft2">straff</P></TD>
<TD colspan=7 class="tr25 td184"><P class="p17 ft2">för marknadsmissbruk</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">vid handel med finansiella instru-</P></TD>
<TD colspan=9 class="tr25 td143"><P class="p17 ft2">vid handel med finansiella instru-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p30 ft2">ment följs eller åklagare finner</P></TD>
<TD colspan=9 class="tr26 td143"><P class="p17 ft2">ment följs eller åklagare finner</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">anledning att anta att brott enligt</P></TD>
<TD colspan=9 class="tr25 td143"><P class="p17 ft2">anledning att anta att brott enligt</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">samma lag har begåtts eller</P></TD>
<TD colspan=9 class="tr25 td143"><P class="p17 ft2">samma lag har begåtts eller</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td134"><P class="p20 ft2">Finansinspektionen</P></TD>
<TD colspan=3 class="tr26 td77"><P class="p68 ft2">finner</P></TD>
<TD class="tr26 td136"><P class="p30 ft2">anled-</P></TD>
<TD colspan=5 class="tr26 td222"><P class="p20 ft2">Finansinspektionen</P></TD>
<TD colspan=2 class="tr26 td63"><P class="p71 ft2">finner</P></TD>
<TD colspan=2 class="tr26 td139"><P class="p17 ft2">anled-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">ning att anta att en bestämmelse i</P></TD>
<TD colspan=9 class="tr25 td143"><P class="p17 ft2">ning att anta att en bestämmelse i</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">lagen (2000:1087) om anmälnings-</P></TD>
<TD colspan=9 class="tr25 td143"><P class="p17 ft2">lagen (2000:1087) om anmälnings-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">skyldighet för vissa innehav av</P></TD>
<TD colspan=9 class="tr25 td143"><P class="p17 ft2">skyldighet för vissa innehav av</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p30 ft2">finansiella instrument har över-</P></TD>
<TD colspan=9 class="tr26 td143"><P class="p17 ft2">finansiella instrument har över-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft3"><SPAN class="ft2">trätts, </SPAN>skall den centrala värde-</P></TD>
<TD colspan=2 class="tr25 td78"><P class="p20 ft2">trätts, <SPAN class="ft3">ska</SPAN></P></TD>
<TD colspan=7 class="tr25 td184"><P class="p17 ft28">värdepapperscentralen</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td134"><P class="p20 ft3">pappersförvararen</P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft2">på</P></TD>
<TD colspan=2 class="tr25 td41"><P class="p30 ft2">begäran</P></TD>
<TD class="tr25 td109"><P class="p20 ft2">på</P></TD>
<TD colspan=2 class="tr25 td85"><P class="p20 ft2">begäran</P></TD>
<TD colspan=2 class="tr25 td66"><P class="p20 ft2">lämna</P></TD>
<TD colspan=4 class="tr25 td171"><P class="p17 ft2">inspektionen</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p30 ft2">lämna inspektionen eller åklagaren</P></TD>
<TD colspan=9 class="tr26 td143"><P class="p17 ft2">eller åklagaren besked om ett</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">besked om ett avstämnings-</P></TD>
<TD colspan=9 class="tr25 td143"><P class="p17 ft2">avstämningsregisters innehåll i den</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">registers innehåll i den omfattning</P></TD>
<TD colspan=9 class="tr25 td143"><P class="p17 ft2">omfattning det har anknytning till</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p30 ft2">det har anknytning till tillsynen</P></TD>
<TD colspan=2 class="tr26 td78"><P class="p20 ft2">tillsynen</P></TD>
<TD colspan=2 class="tr26 td62"><P class="p73 ft2">eller</P></TD>
<TD class="tr26 td245"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td171"><P class="p17 ft2">överträdelsen.</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">eller överträdelsen. Beskedet <SPAN class="ft3">skall</SPAN></P></TD>
<TD colspan=9 class="tr25 td143"><P class="p17 ft2">Beskedet <SPAN class="ft3">ska </SPAN>lämnas utan avgift.</P></TD>
</TR>
<TR>
<TD class="tr25 td77"><P class="p20 ft2">lämnas</P></TD>
<TD class="tr25 td72"><P class="p20 ft2">utan</P></TD>
<TD colspan=2 class="tr25 td18"><P class="p68 ft2">avgift.</P></TD>
<TD colspan=3 class="tr25 td133"><P class="p30 ft2">Regeringen</P></TD>
<TD colspan=2 class="tr25 td78"><P class="p20 ft2">Regeringen</P></TD>
<TD colspan=2 class="tr25 td62"><P class="p84 ft2">eller</P></TD>
<TD colspan=2 class="tr25 td163"><P class="p20 ft3">den</P></TD>
<TD colspan=3 class="tr25 td137"><P class="p17 ft28">myndighet</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p30 ft3"><SPAN class="ft2">eller</SPAN>, efter regeringens bemyndig-</P></TD>
<TD class="tr26 td109"><P class="p20 ft3">som</P></TD>
<TD colspan=3 class="tr26 td56"><P class="p73 ft3">regeringen</P></TD>
<TD colspan=4 class="tr26 td170"><P class="p20 ft3">bestämmer</P></TD>
<TD class="tr26 td100"><P class="p17 ft2">får</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft3">ande, Finansinspektionen <SPAN class="ft2">får med-</SPAN></P></TD>
<TD colspan=6 class="tr25 td115"><P class="p20 ft2">meddela föreskrifter</P></TD>
<TD colspan=2 class="tr25 td95"><P class="p76 ft2">om</P></TD>
<TD class="tr25 td100"><P class="p17 ft2">hur</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">dela <SPAN class="ft3">närmare </SPAN>föreskrifter om hur</P></TD>
<TD colspan=3 class="tr25 td160"><P class="p20 ft2">skyldigheten</P></TD>
<TD class="tr25 td89"><P class="p94 ft2">att</P></TD>
<TD colspan=3 class="tr25 td77"><P class="p1 ft2">lämna</P></TD>
<TD colspan=2 class="tr25 td139"><P class="p17 ft31">sådana</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td53"><P class="p20 ft2">skyldigheten</P></TD>
<TD class="tr26 td27"><P class="p66 ft2">att</P></TD>
<TD colspan=2 class="tr26 td95"><P class="p20 ft2">lämna</P></TD>
<TD colspan=2 class="tr26 td41"><P class="p30 ft2">sådana</P></TD>
<TD colspan=9 class="tr26 td143"><P class="p17 ft2">besked till inspektionen <SPAN class="ft3">ska </SPAN>full-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">besked till inspektionen <SPAN class="ft3">skall </SPAN>full-</P></TD>
<TD colspan=2 class="tr25 td78"><P class="p20 ft2">göras.</P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td77"><P class="p20 ft2">göras.</P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td53"><P class="p60 ft2">Regeringen</P></TD>
<TD class="tr26 td27"><P class="p70 ft2">får</P></TD>
<TD colspan=4 class="tr26 td127"><P class="p30 ft2">föreskriva att</P></TD>
<TD colspan=3 class="tr26 td160"><P class="p87 ft2">Regeringen</P></TD>
<TD class="tr26 td89"><P class="p86 ft2">får</P></TD>
<TD class="tr26 td245"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td49"><P class="p20 ft2">föreskriva</P></TD>
<TD class="tr26 td100"><P class="p17 ft2">att</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td134"><P class="p20 ft2">Finansinspektionen</P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td139"><P class="p254 ft28">skall</P></TD>
<TD class="tr25 td136"><P class="p30 ft2">ha</P></TD>
<TD colspan=9 class="tr25 td143"><P class="p28 ft2">Finansinspektionen <SPAN class="ft3">ska </SPAN>ha term-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td149"><P class="p20 ft2">terminalåtkomst till</P></TD>
<TD colspan=3 class="tr25 td133"><P class="p30 ft31">avstämnings-</P></TD>
<TD colspan=9 class="tr25 td143"><P class="p17 ft2">inalåtkomst till avstämningsregist-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p30 ft2">registren för inhämtande av upp-</P></TD>
<TD colspan=9 class="tr26 td143"><P class="p17 ft2">ren för inhämtande av uppgifter</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">gifter som avses i första stycket</P></TD>
<TD colspan=9 class="tr25 td143"><P class="p17 ft2">som avses i första stycket och som</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">och som har anknytning till ett</P></TD>
<TD colspan=9 class="tr25 td143"><P class="p17 ft2">har anknytning till ett ärende hos</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td223"><P class="p20 ft2">ärende hos inspektionen.</P></TD>
<TD class="tr26 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td136"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td160"><P class="p20 ft2">inspektionen.</P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td53"><P class="p60 ft2">Uppgifter</P></TD>
<TD class="tr25 td27"><P class="p20 ft2">som</P></TD>
<TD colspan=2 class="tr25 td95"><P class="p42 ft3">skall</P></TD>
<TD colspan=2 class="tr25 td41"><P class="p30 ft2">anmälas</P></TD>
<TD colspan=2 class="tr25 td78"><P class="p87 ft2">Uppgifter</P></TD>
<TD class="tr25 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft2">som</P></TD>
<TD class="tr25 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p1 ft3">ska</P></TD>
<TD colspan=3 class="tr25 td137"><P class="p17 ft2">anmälas</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">enligt 4 § lagen <SPAN class="ft3">(2000:1087) </SPAN>om</P></TD>
<TD colspan=9 class="tr25 td143"><P class="p17 ft2">enligt 4 § lagen om anmälnings-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td149"><P class="p20 ft2">anmälningsskyldighet</P></TD>
<TD colspan=2 class="tr26 td139"><P class="p314 ft2">för</P></TD>
<TD class="tr26 td136"><P class="p30 ft2">vissa</P></TD>
<TD colspan=9 class="tr26 td143"><P class="p17 ft2">skyldighet för vissa innehav av</P></TD>
</TR>
<TR>
<TD class="tr25 td77"><P class="p20 ft2">innehav</P></TD>
<TD colspan=6 class="tr25 td189"><P class="p30 ft2">av finansiella instrument</P></TD>
<TD colspan=2 class="tr25 td78"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=5 class="tr25 td76"><P class="p20 ft2">instrument får</P></TD>
<TD colspan=2 class="tr25 td139"><P class="p17 ft2">genom</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">får genom automatisk databehand-</P></TD>
<TD colspan=9 class="tr25 td143"><P class="p17 ft2">automatisk databehandling lämnas</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p30 ft2">ling lämnas ut till det insyns-</P></TD>
<TD colspan=9 class="tr26 td143"><P class="p17 ft2">ut till det insynsregister som förs</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">register som förs enligt 9 § samma</P></TD>
<TD colspan=6 class="tr25 td115"><P class="p20 ft2">enligt 9 § samma lag.</P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td77"><P class="p20 ft2">lag.</P></TD>
<TD class="tr31 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td136"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td6"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td100"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
<DIV style="border:none;margin: 90px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<P class="p370 ft35"><SPAN class="ft34">11 </SPAN>Senaste lydelse 2005:381.</P>
<P class="p1433 ft2">612</P>
</DIV>
</DIV>
<DIV id="page_613" style="position:relative; overflow: hidden;margin: 47px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<TABLE cellpadding=0 cellspacing=0 class="t37">
<TR>
<TD class="tr2 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td98"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td106"><P class="p728 ft2">4 §<SPAN class="ft27">12</SPAN></P></TD>
<TD class="tr2 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td98"><P class="p60 ft2">Den</P></TD>
<TD colspan=4 class="tr26 td225"><P class="p113 ft2">undersökningsledare eller</P></TD>
<TD class="tr26 td94"><P class="p60 ft2">Den</P></TD>
<TD colspan=4 class="tr26 td126"><P class="p70 ft2">undersökningsledare</P></TD>
<TD class="tr26 td35"><P class="p111 ft2">eller</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 7</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td141"><P class="p20 ft2">åklagare</P></TD>
<TD class="tr25 td95"><P class="p42 ft2">som</P></TD>
<TD class="tr25 td98"><P class="p26 ft2">begär</P></TD>
<TD class="tr25 td52"><P class="p113 ft2">uppgifter</P></TD>
<TD colspan=2 class="tr25 td24"><P class="p20 ft2">åklagare</P></TD>
<TD class="tr25 td69"><P class="p68 ft2">som</P></TD>
<TD class="tr25 td95"><P class="p20 ft2">begär</P></TD>
<TD colspan=2 class="tr25 td170"><P class="p111 ft2">uppgifter</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">enligt 2 a § får <SPAN class="ft3">förordna </SPAN>att <SPAN class="ft3">den</SPAN></P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">enligt 2 a § får <SPAN class="ft3">besluta </SPAN>att <SPAN class="ft3">värde-</SPAN></P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td141"><P class="p20 ft3">centrala</P></TD>
<TD colspan=3 class="tr26 td210"><P class="p113 ft28">värdepappersförvararen</P></TD>
<TD colspan=6 class="tr26 td123"><P class="p20 ft3">papperscentralen <SPAN class="ft2">eller det konto-</SPAN></P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td66"><P class="p20 ft2">eller</P></TD>
<TD colspan=2 class="tr25 td109"><P class="p26 ft2">det</P></TD>
<TD colspan=2 class="tr25 td171"><P class="p1 ft2">kontoförande</P></TD>
<TD class="tr25 td52"><P class="p113 ft2">institutet</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">förande institutet samt <SPAN class="ft3">värde-</SPAN></P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td66"><P class="p20 ft2">samt</P></TD>
<TD colspan=4 class="tr26 td106"><P class="p20 ft3">förvararens <SPAN class="ft2">eller</SPAN></P></TD>
<TD class="tr26 td52"><P class="p113 ft31">institutets</P></TD>
<TD colspan=4 class="tr26 td157"><P class="p20 ft3">papperscentralens <SPAN class="ft2">eller</SPAN></P></TD>
<TD colspan=2 class="tr26 td170"><P class="p111 ft2">institutets</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td138"><P class="p20 ft2">styrelseledamöter</P></TD>
<TD class="tr25 td98"><P class="p32 ft2">och</P></TD>
<TD class="tr25 td52"><P class="p113 ft2">anställda</P></TD>
<TD colspan=3 class="tr25 td144"><P class="p20 ft2">styrelseledamöter</P></TD>
<TD class="tr25 td95"><P class="p87 ft2">och</P></TD>
<TD colspan=2 class="tr25 td170"><P class="p111 ft2">anställda</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">inte får röja för kunden eller för</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">inte får röja för kunden eller för</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td66"><P class="p20 ft31">någon</P></TD>
<TD class="tr26 td92"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td138"><P class="p20 ft2">utomstående att</P></TD>
<TD class="tr26 td52"><P class="p113 ft2">uppgifter</P></TD>
<TD class="tr26 td94"><P class="p20 ft2">någon</P></TD>
<TD colspan=3 class="tr26 td166"><P class="p68 ft2">utomstående att</P></TD>
<TD colspan=2 class="tr26 td170"><P class="p111 ft2">uppgifter</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">har lämnats enligt 2 a § eller att det</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">har lämnats enligt 2 a § eller att det</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">pågår en förundersökning eller ett</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">pågår en förundersökning eller ett</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">ärende om rättslig hjälp i brottmål.</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">ärende om rättslig hjälp i brottmål.</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p113 ft2">Ett sådant förbud får meddelas</P></TD>
<TD colspan=6 class="tr26 td123"><P class="p111 ft2">Ett sådant förbud får meddelas</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">om det krävs för att en utredning</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">om det krävs för att en utredning</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">om brott inte <SPAN class="ft3">skall </SPAN>äventyras eller</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">om brott inte <SPAN class="ft3">ska </SPAN>äventyras eller</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft2">för att uppfylla en internationell</P></TD>
<TD colspan=6 class="tr26 td123"><P class="p20 ft2">för att uppfylla en internationell</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">överenskommelse som är bindande</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">överenskommelse som är bindande</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td138"><P class="p20 ft2">för Sverige.</P></TD>
<TD class="tr25 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td52"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td144"><P class="p20 ft2">för Sverige.</P></TD>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p113 ft2">Förbudet <SPAN class="ft3">skall </SPAN>vara tidsbe-</P></TD>
<TD colspan=6 class="tr26 td123"><P class="p111 ft2">Förbudet <SPAN class="ft3">ska </SPAN>vara tidsbegränsat,</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">gränsat, med möjlighet till för-</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">med möjlighet till förlängning, och</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">längning, och får inte avse längre</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">får inte avse längre tid än vad som</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft2">tid än vad som är motiverat med</P></TD>
<TD colspan=6 class="tr26 td123"><P class="p20 ft2">är motiverat med hänsyn till syftet</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">hänsyn till syftet med förbudet. I</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">med förbudet. I ett ärende om</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">ett ärende om rättslig hjälp i</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">rättslig hjälp i brottmål får dock</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft2">brottmål får dock förbudet tidsbe-</P></TD>
<TD colspan=2 class="tr26 td24"><P class="p20 ft2">förbudet</P></TD>
<TD colspan=3 class="tr26 td108"><P class="p20 ft31">tidsbegränsas endast</P></TD>
<TD class="tr26 td35"><P class="p111 ft2">om</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">gränsas endast om den stat eller</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">den stat eller mellanfolkliga dom-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">mellanfolkliga domstol som ansökt</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">stol som ansökt om rättslig hjälp</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft2">om rättslig hjälp samtycker till</P></TD>
<TD colspan=4 class="tr26 td157"><P class="p20 ft2">samtycker till detta.</P></TD>
<TD class="tr26 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td66"><P class="p20 ft2">detta.</P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td52"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p113 ft2">Om ett förbud inte längre är</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p111 ft2">Om ett förbud inte längre är</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft2">motiverat med hänsyn till syftet</P></TD>
<TD colspan=6 class="tr26 td123"><P class="p20 ft2">motiverat med hänsyn till syftet</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">med förbudet, <SPAN class="ft3">skall </SPAN>undersök-</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">med förbudet, <SPAN class="ft3">ska </SPAN>undersöknings-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">ningsledaren eller åklagaren be-</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">ledaren eller åklagaren besluta att</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft2">sluta att förordnandet <SPAN class="ft3">skall </SPAN>upp-</P></TD>
<TD colspan=5 class="tr26 td205"><P class="p20 ft2">förordnandet <SPAN class="ft3">ska </SPAN>upphöra.</P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td66"><P class="p20 ft2">höra.</P></TD>
<TD class="tr31 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td52"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr40 td138"><P class="p20 ft29">9 kap. Tillsyn</P></TD>
<TD class="tr40 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td52"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr40 td123"><P class="p20 ft29">9 kap. Tillsyn <SPAN class="ft53">och ingripanden</SPAN></P></TD>
<TD class="tr40 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr41 td122"><P class="p20 ft53">Upplysningsskyldighet och</P></TD>
<TD colspan=4 class="tr41 td157"><P class="p20 ft53">Tillsynens omfattning</P></TD>
<TD class="tr41 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr27 td59"><P class="p20 ft53">ägarprövning m.m.</P></TD>
<TD class="tr27 td52"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td98"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td106"><P class="p728 ft62">1 §<SPAN class="ft61">13</SPAN></P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p113 ft3">Centrala värdepappersförvarare</P></TD>
<TD class="tr26 td94"><P class="p60 ft3">Av</P></TD>
<TD colspan=2 class="tr26 td130"><P class="p20 ft3">1 kap. 5 §</P></TD>
<TD colspan=2 class="tr26 td52"><P class="p66 ft3">denna lag</P></TD>
<TD class="tr26 td35"><P class="p111 ft3">och</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft3">står under tillsyn av <SPAN class="ft2">Finansinspek-</SPAN></P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft3">artikel 10 i förordningen om</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr27 td98"><P class="p20 ft2">tionen<SPAN class="ft3">.</SPAN></P></TD>
<TD class="tr27 td12"><P class="p71 ft3">I</P></TD>
<TD class="tr27 td95"><P class="p26 ft3">fråga</P></TD>
<TD colspan=2 class="tr27 td222"><P class="p113 ft3">om upplysnings-</P></TD>
<TD colspan=4 class="tr27 td157"><P class="p20 ft3">värdepapperscentraler</P></TD>
<TD class="tr27 td71"><P class="p20 ft3">följer</P></TD>
<TD class="tr27 td35"><P class="p111 ft3">att</P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p596 ft35"><SPAN class="ft42">12</SPAN><SPAN class="ft179">Senaste lydelse 2005:490.</SPAN></P>
<P class="p162 ft45"><SPAN class="ft42">13</SPAN><SPAN class="ft46">Senaste lydelse 2009:356.</SPAN></P>
<P class="p163 ft2">613</P>
</DIV>
<DIV id="page_614" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">614</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 1px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p157 ft3">skyldighet, <SPAN class="ft2">tillsyn </SPAN>och avgifter till Finansinspektionen tillämpas 23 kap. 1, 2, 7, 11, 12 och 14 §§ och 15 § 1, 3 och 4 lagen (2007:528) om värdepappers- marknaden på motsvarande sätt. I fråga om ägarprövning tillämpas det som gäller för clearingorgan- isationer enligt 24 kap. 1 och 3– 6 §§, 7 § första stycket 1, 2 och 4, andra och tredje styckena samt 8– 10 §§ samma lag på motsvarande sätt.</P>
<P class="p307 ft36">Regeringen får i fråga om centrala värdepappersförvarare meddela föreskrifter om hand- läggningen av tillståndsärenden enligt 24 kap. 1, 3 och 3 a §§ lagen om värdepappersmark- naden.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 16px;padding: 0px;border:none;width: 257px;overflow: hidden;">
<P class="p16 ft2">Finansinspektionen <SPAN class="ft3">utövar </SPAN>tillsyn</P>
<P style="text-align: justify;padding-right: 63px;margin-top: 3px;margin-bottom: 0px;" class="ft3">över svenska värdepapperscentral- er och utsedda kreditinstitut som har utsetts av en sådan värde- papperscentral. Tillsynen över utsedda kreditinstitut utövas med den begränsning som framgår av artikel 60.1 i förordningen om värdepapperscentraler.</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 64px;margin-bottom: 0px;text-indent: 11px;" class="ft36">Särskilda bestämmelser om till- syn över kontoförande institut finns i 3 kap.</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 9px 0px 0px 188px;padding: 0px;border:none;width: 273px;overflow: hidden;">
<P class="p16 ft2">2 §</P>
</DIV>
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 398px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 189px;overflow: hidden;">
<P class="p117 ft3">Om en central värdepappers- förvarare <SPAN class="ft2">har </SPAN>fattat ett beslut som strider mot denna lag eller någon annan författning som reglerar dess verksamhet, mot föreskrift som meddelats med stöd av denna lag eller någon annan författning eller mot bolagsordningen eller stadgarna, får Finansinspektionen förbjuda att beslutet verkställs. Har beslutet redan verkställts, får inspektionen förelägga värdepap- persförvararen att göra rättelse om detta är möjligt.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 15px;padding: 0px;border:none;width: 194px;overflow: hidden;">
<P class="p117 ft3">Av 1 kap. 5 § denna lag och förordningen om värdepappers- centraler följer att Finansinspek- tionen utövar tillsyn i viss utsträckning över utländska värde- papperscentraler och värdepapp- erscentraler från tredjeland som tillhandahåller sådana tjänster som avses i förordningen här i landet. I ett sådant fall tillämpas 3 §, 5 § första stycket 1, 7, 14, 17, 18, <NOBR>24–26</NOBR> och <NOBR>29–32</NOBR> §§ även på dem. Bestämmelserna i 7, 14, 17, 18, <NOBR>24–26</NOBR> och <NOBR>29–32</NOBR> §§ tillämpas dock endast under de förut- sättningar som anges i artikel 24.5 i förordningen. Om en sådan värdepapperscentral etablerar en filial här i landet tillämpas även 8 § på filialen. Det som anges om en värdepapperscentral ska i stället avse filialen.</P>
<P class="p1541 ft36">Av 27 § följer att Finansinspek- tionen får ta ut avgifter av en utländsk värdepapperscentral som har filialen.</P>
</DIV>
</DIV>
</DIV>
</DIV>
</DIV>
<DIV id="page_615" style="position:relative; overflow: hidden;margin: 48px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr43 td122"><P class="p20 ft53">Återkallelse av auktorisation</P></TD>
<TD colspan=2 class="tr43 td246"><P class="p20 ft180">Skyldighet att lämna uppgifter</P></TD>
<TD class="tr43 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr41 td360"><P style="text-align: left;padding-left: 184px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft2">3 §<SPAN class="ft27">14</SPAN></P></TD>
<TD class="tr41 td86"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p60 ft3">Auktorisation som central värde-</P></TD>
<TD class="tr25 td18"><P class="p60 ft3">En</P></TD>
<TD class="tr25 td86"><P class="p20 ft3">värdepapperscentral</P></TD>
<TD class="tr25 td20"><P class="p17 ft3">ska</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p20 ft3">pappersförvarare skall återkallas</P></TD>
<TD colspan=3 class="tr26 td124"><P class="p20 ft2"><SPAN class="ft3">lämna </SPAN>Finansinspektionen <SPAN class="ft3">upplys-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft2"><SPAN class="ft3">av </SPAN>Finansinspektionen<SPAN class="ft3">, om</SPAN></P></TD>
<TD colspan=3 class="tr25 td124"><P class="p20 ft3">ningar om sin verksamhet och</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p60 ft3">1. värdepappersförvararen gen-</P></TD>
<TD class="tr25 td18"><P class="p20 ft3">därmed</P></TD>
<TD class="tr25 td86"><P class="p32 ft3">sammanhängande</P></TD>
<TD class="tr25 td20"><P class="p17 ft3">om-</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p20 ft3">om att överträda denna lag eller</P></TD>
<TD colspan=3 class="tr26 td124"><P class="p20 ft3">ständigheter enligt föreskrifter</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft3">någon föreskrift som har med-</P></TD>
<TD colspan=3 class="tr25 td124"><P class="p20 ft3">som meddelats med stöd av denna</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft3">delats med stöd av lagen eller på</P></TD>
<TD class="tr25 td18"><P class="p20 ft3">lag.</P></TD>
<TD class="tr25 td86"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p20 ft3">annat sätt visat sig olämplig att</P></TD>
<TD class="tr26 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td86"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr32 td122"><P class="p20 ft39">utöva verksamheten,</P></TD>
<TD class="tr32 td18"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td86"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td20"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P style="text-align: justify;padding-right: 205px;margin-top: 0px;margin-bottom: 0px;text-indent: 11px;" class="ft3"><SPAN class="ft3">2.</SPAN><SPAN class="ft63">värdepappersförvararen inte bedriver sådan verksamhet som auktorisationen avser,</SPAN></P>
<P style="text-align: justify;padding-right: 205px;margin-top: 0px;margin-bottom: 0px;text-indent: 11px;" class="ft3"><SPAN class="ft3">3.</SPAN><SPAN class="ft63">såvitt gäller ett svenskt aktiebolag, bolagets egna kapital understiger två tredjedelar av det registrerade aktiekapitalet och bristen inte har täckts inom tre månader från det att den blev känd för bolaget, eller</SPAN></P>
<P style="text-align: justify;padding-right: 205px;margin-top: 1px;margin-bottom: 0px;text-indent: 11px;" class="ft36"><SPAN class="ft3">4.</SPAN><SPAN class="ft64">någon som ingår i värde- pappersförvararens styrelse eller är verkställande direktör eller dennes ställföreträdare inte upp-</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t132">
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft3">fyller de krav som anges i 2 kap.</P></TD>
<TD class="tr26 td124"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td222"><P class="p20 ft3">2 § första stycket 4.</P></TD>
<TD class="tr25 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td124"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p113 ft3">Om det är tillräckligt får <SPAN class="ft2">Finans-</SPAN></P></TD>
<TD class="tr26 td124"><P class="p17 ft3">Värdepapperscentralen ska där-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft3"><SPAN class="ft2">inspektionen </SPAN>i fall som avses i</P></TD>
<TD class="tr25 td124"><P class="p17 ft2"><SPAN class="ft3">utöver lämna </SPAN>Finansinspektionen</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft3">första stycket 1 meddela varning i</P></TD>
<TD class="tr25 td124"><P class="p17 ft3">de upplysningar som inspektionen</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft3">stället för att återkalla auktorisa-</P></TD>
<TD class="tr26 td124"><P class="p20 ft3">begär.</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td95"><P class="p20 ft3">tionen.</P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td124"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td95"><P class="p60 ft3">Vid</P></TD>
<TD colspan=3 class="tr25 td81"><P class="p1470 ft28">tillämpning</P></TD>
<TD class="tr25 td70"><P class="p29 ft3">av</P></TD>
<TD class="tr25 td77"><P class="p113 ft3">första</P></TD>
<TD class="tr25 td124"><P class="p17 ft3">Regeringen eller den myndighet</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft3">stycket 3 skall det egna kapitalet</P></TD>
<TD class="tr26 td124"><P class="p17 ft3">som regeringen bestämmer får</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td135"><P class="p20 ft3">beräknas</P></TD>
<TD colspan=2 class="tr25 td24"><P class="p63 ft28">enligt</P></TD>
<TD class="tr25 td70"><P class="p20 ft3">25 kap.</P></TD>
<TD class="tr25 td77"><P class="p113 ft3">14 §</P></TD>
<TD class="tr25 td124"><P class="p17 ft3">meddela föreskrifter om uppgifts-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft3">aktiebolagslagen (2005:551).</P></TD>
<TD class="tr25 td124"><P class="p20 ft3">skyldigheten enligt första stycket.</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p113 ft3">I fall som avses i första stycket 4</P></TD>
<TD class="tr26 td124"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft3">får auktorisationen återkallas bara</P></TD>
<TD class="tr25 td124"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td89"><P class="p20 ft3">om</P></TD>
<TD class="tr25 td75"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td87"><P class="p20 ft3">Finansinspektionen</P></TD>
<TD class="tr25 td77"><P class="p113 ft3">först</P></TD>
<TD class="tr25 td124"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft3">invänt mot att personen ingår i</P></TD>
<TD class="tr26 td124"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td135"><P class="p20 ft3">styrelsen</P></TD>
<TD class="tr25 td27"><P class="p20 ft3">eller</P></TD>
<TD class="tr25 td61"><P class="p71 ft3">är</P></TD>
<TD colspan=2 class="tr25 td138"><P class="p113 ft3">verkställande</P></TD>
<TD class="tr25 td124"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft3">direktör eller dennes ställföre-</P></TD>
<TD class="tr25 td124"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td122"><P class="p20 ft3">trädare och om han, efter en av</P></TD>
<TD class="tr26 td124"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td122"><P class="p20 ft3">inspektionen bestämd tid av högst</P></TD>
<TD class="tr25 td124"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td89"><P class="p20 ft3">tre</P></TD>
<TD colspan=3 class="tr25 td96"><P class="p20 ft3">månader,</P></TD>
<TD colspan=2 class="tr25 td170"><P class="p20 ft3">fortfarande</P></TD>
<TD class="tr25 td77"><P class="p113 ft3">finns</P></TD>
<TD class="tr25 td124"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td89"><P class="p20 ft3">kvar</P></TD>
<TD class="tr27 td75"><P class="p1 ft3">i</P></TD>
<TD colspan=2 class="tr27 td24"><P class="p42 ft3">styrelsen</P></TD>
<TD colspan=3 class="tr27 td175"><P class="p113 ft3">eller är verkstäl-</P></TD>
<TD class="tr27 td124"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV style="float:left;border:none;margin: 2px 0px 0px 13px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 7</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 28px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<P class="p172 ft35"><SPAN class="ft34">14 </SPAN>Senaste lydelse 2005:558. Ändringen innebär bl.a. att fjärde och femte styckena tas bort.</P>
<P class="p99 ft2">615</P>
</DIV>
</DIV>
<DIV id="page_616" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 367px;">
<DIV style="position:absolute;top:233px;left:367px;width:120px;height:16px;"><SPAN class="ft53">Tillsynsbefogenheter</SPAN></DIV>
<DIV style="position:absolute;top:264px;left:367px;width:150px;height:32px;"><SPAN class="ft56">Föreläggande om att lämna uppgifter</SPAN></DIV>
<DIV style="position:absolute;top:310px;left:367px;width:22px;height:15px;"><SPAN class="ft3">5 §</SPAN></DIV>
<DIV style="position:absolute;top:325px;left:367px;width:189px;height:105px;"><SPAN class="ft3">För tillsynen över att bestäm- melserna i denna lag följs, liksom bestämmelserna i förordningen om värdepapperscentraler och andra författningar som reglerar verk- samheten, får Finansinspektionen förelägga</SPAN></DIV>
<DIV style="position:absolute;top:432px;left:367px;width:189px;height:48px;"><SPAN class="ft36">1. ett företag eller någon annan att tillhandahålla uppgifter, hand- lingar eller annat, och</SPAN></DIV>
<DIV style="position:absolute;top:478px;left:367px;width:189px;height:64px;"><SPAN class="ft36">2. den som förväntas kunna lämna upplysningar i saken att inställa sig till förhör på tid och plats som inspektionen bestämmer.</SPAN></DIV>
<DIV style="position:absolute;top:539px;left:367px;width:189px;height:64px;"><SPAN class="ft38">Första stycket gäller inte i den utsträckning uppgiftslämnandet skulle strida mot den i lag regle- rade tystnadsplikten för advokater.</SPAN></DIV>
<DIV style="position:absolute;top:616px;left:367px;width:167px;height:34px;"><SPAN class="ft59">Föreläggande att upphöra med viss verksamhet</SPAN></DIV>
<DIV style="position:absolute;top:662px;left:367px;width:22px;height:15px;"><SPAN class="ft3">6 §</SPAN></DIV>
<DIV style="position:absolute;top:677px;left:367px;width:189px;height:105px;"><SPAN class="ft3">Om någon driver sådan verk- samhet som kräver auktorisation enligt förordningen om värde- papperscentraler i Sverige utan att vara berättigad till det, ska Finansinspektionen förelägga denne att upphöra med verksam-</SPAN></DIV>
<DIV style="position:absolute;top:110px;left:367px;width:189px;height:105px;"><SPAN class="ft3">Regeringen eller den myndighet som regeringen bestämmer får meddela föreskrifter om att vissa uppgifter som enligt 3 § första stycket ska lämnas till </SPAN><SPAN class="ft2">Finans- inspektionen </SPAN><SPAN class="ft3">i stället ska lämnas till Statistiska centralbyrån.</SPAN></DIV>
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<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">616</P>
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<P style="text-align: justify;padding-right: 16px;margin-top: 0px;margin-bottom: 0px;" class="ft36">lande direktör eller dennes ställ- företrädare.</P>
<P style="text-align: justify;padding-right: 11px;margin-top: 1px;margin-bottom: 0px;text-indent: 11px;" class="ft36">Vid återkallelse av auktorisation får Finansinspektionen besluta om hur verksamheten skall avvecklas.</P>
<P style="text-align: left;padding-left: 11px;margin-top: 11px;margin-bottom: 0px;text-indent: 177px;" class="ft4">4 § <SPAN class="ft36">Om </SPAN>Finansinspektionen <SPAN class="ft36">med-</SPAN></P>
<P style="text-align: justify;padding-right: 16px;margin-top: 1px;margin-bottom: 0px;" class="ft36">delar ett föreläggande enligt 3 kap. 6 § eller 9 kap. 2 § får inspektionen förelägga vite.</P>
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<P class="p784 ft38">heten. Finansinspektionen får även besluta om att denne ska betala en sanktionsavgift enligt 17 §.</P>
<P class="p337 ft3">Om det är osäkert om för- ordningen är tillämplig på en viss verksamhet, får inspektionen före- lägga den som driver verksam- heten att lämna de upplysningar om verksamheten som inspek- tionen behöver för att bedöma om så är fallet.</P>
<P class="p351 ft3">Ett föreläggande enligt denna paragraf som avser en utländsk juridisk person får även riktas mot den som i Sverige är verksam för företagets räkning.</P>
<P class="p361 ft55">Vite</P>
<P class="p348 ft3">7 §</P>
<P class="p351 ft36">Ett föreläggande enligt denna lag får förenas med vite.</P>
<P style="text-align: left;margin-top: 29px;margin-bottom: 0px;" class="ft55">Platsundersökning</P>
<P class="p332 ft3">8 §</P>
<P class="p333 ft3">Om det finns skäl för det, får Finansinspektionen genomföra en platsundersökning hos en värde- papperscentral eller en juridisk person till vilken värdepappers- centralen har utkontrakterat verk- samhet.</P>
<P style="text-align: left;padding-right: 21px;margin-top: 17px;margin-bottom: 0px;" class="ft59">Sammankallande av styrelse eller stämma</P>
<P class="p367 ft3">9 §</P>
<P class="p350 ft3">Finansinspektionen får samman- kalla styrelsen i en värdepappers- central. Inspektionen får även begära att styrelsen kallar till extra stämma. Om styrelsen inte rättar sig efter en sådan begäran, får inspektionen utfärda kallelsen.</P>
<P class="p336 ft36">Finansinspektionen får närvara vid en stämma och vid ett sådant styrelsesammanträde som inspek- tionen har sammankallat samt delta i överläggningarna.</P>
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<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 7</P>
<P class="p1439 ft2">617</P>
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<P class="p1495 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">618</P>
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<P class="p16 ft3">10 §</P>
<P class="p368 ft3">Finansinspektionen har rätt att förordna en eller flera revisorer att tillsammans med övriga revi- sorer delta i revisionen av en svensk värdepapperscentral. Inspektionen får när som helst återkalla ett sådant förordnande och utse en ny revisor.</P>
<P class="p655 ft36">Revisorn har rätt till skäligt arvode av värdepapperscentralen för sitt arbete. Storleken på arvodet beslutas av Finansinspek- tionen.</P>
<P class="p302 ft53">Ingripanden</P>
<P class="p366 ft55">Överträdelser</P>
<P class="p348 ft3">11 §</P>
<P class="p1554 ft3">Finansinspektionen ska ingripa om en värdepapperscentral eller ett utsett kreditinstitut har åsido- satt sina skyldigheter enligt denna lag, förordningen om värdepap- perscentraler eller andra författ- ningar som reglerar verksamheten.</P>
<P class="p644 ft41">I sådana fall ska <NOBR>14–18,</NOBR> <NOBR>24–26</NOBR> och <NOBR>29–32</NOBR> §§ tillämpas.</P>
<P class="p367 ft3">12 §</P>
<P class="p211 ft3">Finansinspektionen ska ingripa mot någon som ingår i en värde- papperscentrals styrelse eller är dess verkställande direktör, eller ersättare för någon av dem, om värdepapperscentralen</P>
<P class="p1552 ft3"><SPAN class="ft3">1.</SPAN><SPAN class="ft48">tillhandahåller tjänster enligt avsnitten A, B och C i bilagan till förordningen om värdepappers- centraler i strid med artiklarna 16, 25 eller 54 i förordningen,</SPAN></P>
<P class="p1552 ft3"><SPAN class="ft3">2.</SPAN><SPAN class="ft48">har fått auktorisationer som krävs enligt artikel 16 i förord- ningen om värdepapperscentraler genom osanna uppgifter eller andra olagliga metoder enligt artikel 20.1 b i förordningen,</SPAN></P>
<P style="text-align: justify;padding-right: 68px;margin-top: 4px;margin-bottom: 0px;text-indent: 12px;" class="ft41"><SPAN class="ft3">3.</SPAN><SPAN class="ft69">låtit bli att uppfylla kapital- kravet i strid med artikel 47.1 i</SPAN></P>
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<TR>
<TD class="tr2 td123"><P class="p1 ft3">förordningen om värdepappers-</P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
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<TD class="tr25 td123"><P class="p20 ft3">centraler,</P></TD>
<TD class="tr25 td47"><P class="p20 ft2">Bilaga 7</P></TD>
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<P style="text-align: justify;padding-left: 273px;padding-right: 158px;margin-top: 0px;margin-bottom: 0px;text-indent: 11px;" class="ft3"><SPAN class="ft3">4.</SPAN><SPAN class="ft63">låtit bli att uppfylla de organisatoriska kraven i strid med artiklarna </SPAN><NOBR>26–30</NOBR> i förordningen om värdepapperscentraler,</P>
<P class="p1500 ft3"><SPAN class="ft3">5.</SPAN><SPAN class="ft63">låtit bli att följa uppförande- reglerna i strid med artiklarna </SPAN><NOBR>32–35</NOBR> i förordningen om värde- papperscentraler,</P>
<P style="text-align: justify;padding-left: 273px;padding-right: 158px;margin-top: 0px;margin-bottom: 0px;text-indent: 11px;" class="ft36"><SPAN class="ft3">6.</SPAN><SPAN class="ft64">låtit bli att uppfylla kraven för värdepapperscentraltjänster i strid med artiklarna </SPAN><NOBR>37–41</NOBR> i förord- ningen om värdepapperscentraler,</P>
<P class="p1500 ft3"><SPAN class="ft3">7.</SPAN><SPAN class="ft63">låtit bli att uppfylla stabili- tetskraven i strid med artiklarna </SPAN><NOBR>43–47</NOBR> i förordningen om värde- papperscentraler,</P>
<P class="p1500 ft3"><SPAN class="ft3">8.</SPAN><SPAN class="ft63">låtit bli att uppfylla kraven på länkar mellan värdepappers- centraler i strid med artikel 48 i förordningen om värdepappers- centraler, eller</SPAN></P>
<P class="p372 ft3"><SPAN class="ft3">9.</SPAN><SPAN class="ft63">utan giltig grund vägrat att bevilja olika typer av tillträde i strid med artiklarna </SPAN><NOBR>49–53</NOBR> i förordningen om värdepappers- centraler.</P>
<P style="text-align: justify;padding-left: 273px;padding-right: 158px;margin-top: 1px;margin-bottom: 0px;text-indent: 11px;" class="ft3">Ett ingripande enligt första stycket får ske endast om värde- papperscentralens överträdelse är allvarlig och personen i fråga upp- såtligen eller av grov oaktsamhet orsakat överträdelsen.</P>
<P style="text-align: justify;padding-left: 284px;margin-top: 2px;margin-bottom: 0px;" class="ft3">Ingripande sker genom</P>
<P class="p1500 ft3"><SPAN class="ft3">1.</SPAN><SPAN class="ft63">beslut att personen i fråga under en viss tid, lägst tre och högst tio år, eller, för upprepade allvarliga överträdelser, perma- nent inte får vara styrelseledamot, verkställande direktör eller ersätt- are för någon av dem i värdepap- perscentralen, eller</SPAN></P>
<P style="text-align: justify;padding-left: 284px;margin-top: 5px;margin-bottom: 0px;" class="ft3"><SPAN class="ft3">2.</SPAN><SPAN class="ft63">beslut om sanktionsavgift.</SPAN></P>
<P style="text-align: left;padding-left: 273px;margin-top: 14px;margin-bottom: 0px;" class="ft3">13 §</P>
<P class="p1500 ft36">Finansinspektionen ska även ingripa mot någon som ingår i ett utsett kreditinstituts styrelse eller är dess verkställande direktör,</P>
<P class="p163 ft2">619</P>
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<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">620</P>
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<P style="text-align: left;padding-right: 68px;margin-top: 0px;margin-bottom: 0px;text-indent: 3px;" class="ft36">eller ersättare för någon av dem, om det utsedda kreditinstitutet</P>
<P class="p1553 ft3"><SPAN class="ft3">1.</SPAN><SPAN class="ft48">låtit bli att uppfylla de sär- skilda stabilitetskraven för kredit- risker i strid med artikel 59.3 i förordningen om värdepappers- centraler, eller</SPAN></P>
<P class="p1553 ft36"><SPAN class="ft3">2.</SPAN><SPAN class="ft181">låtit bli att uppfylla särskilda stabilitetskrav för likviditetsrisker i strid med artikel 59.4 i förord- ningen om värdepapperscentraler.</SPAN></P>
<P class="p211 ft3">Ett ingripande enligt första stycket får ske endast om insti- tutets överträdelse är allvarlig och personen i fråga uppsåtligen eller av grov oaktsamhet orsakat över- trädelsen.</P>
<P style="text-align: justify;padding-left: 12px;margin-top: 0px;margin-bottom: 0px;" class="ft3">Ingripande sker genom</P>
<P class="p1553 ft3"><SPAN class="ft3">1.</SPAN><SPAN class="ft48">beslut att personen i fråga under en viss tid, lägst tre och högst tio år, eller, för upprepade allvarliga överträdelser, perma- nent inte får vara styrelseledamot, verkställande direktör eller ersätt- are för någon av dem i institutet, eller</SPAN></P>
<P class="p1562 ft3"><SPAN class="ft3">2.</SPAN><SPAN class="ft48">beslut om sanktionsavgift.</SPAN></P>
<P class="p366 ft55">Föreläggande om rättelse</P>
<P class="p332 ft3">14 §</P>
<P class="p682 ft3">Finansinspektionen får före- lägga den som har åsidosatt sina skyldigheter enligt denna lag, förordningen om värdepappers- centraler eller andra författningar som reglerar verksamheten att inom viss tid vidta en viss åtgärd för att komma till rätta med situationen eller att upphöra med ett visst agerande.</P>
<P class="p1563 ft59">Återkallelse av auktorisation och varning</P>
<P class="p367 ft3">15 §</P>
<P class="p682 ft36">I artiklarna 20 och 57 i förordningen om värdepappers- centraler finns bestämmelser om återkallelse av auktorisation för värdepapperscentraler vid bland</P>
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<P class="p343 ft36">annat överträdelser av bestäm- melser i förordningen.</P>
<P class="p350 ft28">Vid andra överträdelser av bestämmelser i förordningen än de som avses i första stycket eller överträdelser av bestämmelser i denna lag eller andra författningar som reglerar värdepapperscentral- ens verksamhet, får Finansinspek- tionen meddela varning.</P>
<P class="p881 ft3">16 §</P>
<P class="p344 ft38">Vid återkallelse av auktorisation för en värdepapperscentral får Finansinspektionen besluta om hur verksamheten ska avvecklas.</P>
<P class="p348 ft55">Sanktionsavgift</P>
<P class="p348 ft3">17 §</P>
<P class="p350 ft28">Om Finansinspektionen har meddelat beslut om varning enligt 15 § andra stycket får inspektionen besluta att en värdepapperscentral eller ett utsett kreditinstitut ska betala en sanktionsavgift. Finans- inspektionen kan också besluta om sanktionsavgift enligt 6 § första stycket.</P>
<P class="p878 ft3">Avgiften tillfaller staten.</P>
<P class="p348 ft3">18 §</P>
<P class="p335 ft38">Sanktionsavgift för en värdepap- perscentral eller ett utsett kredit- institut ska fastställas till högst</P>
<P class="p337 ft3"><SPAN class="ft3">1.</SPAN><SPAN class="ft63">ett belopp som per den 24 juli 2014 i svenska kronor motsvarade 20 miljoner euro,</SPAN></P>
<P class="p337 ft3"><SPAN class="ft3">2.</SPAN><SPAN class="ft63">två gånger den vinst som värdepapperscentralen eller det utsedda kreditinstitutet erhållit till följd av regelöverträdelsen, om beloppet går att fastställa, eller</SPAN></P>
<P class="p350 ft28"><SPAN class="ft28">3.</SPAN><SPAN class="ft65">tio procent av värdepappers- centralens eller det utsedda kredit- institutets eller, i förekommande fall, koncernens omsättning när- mast föregående räkenskapsår.</SPAN></P>
<P class="p336 ft36">Om överträdelsen har skett under värdepapperscentralens eller det utsedda kreditinstitutets</P>
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<P class="p600 ft2">Bilaga 7</P>
<P class="p1439 ft2">621</P>
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<P class="p1434 ft2">Bilaga 7</P>
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<P class="p278 ft36">första verksamhetsår eller om uppgifter om omsättningen annars saknas eller är bristfälliga, får omsättningen uppskattas.</P>
<P class="p1568 ft3">Avgiften får inte vara så stor att värdepapperscentralen därefter inte uppfyller kapitalkraven i artikel 47.1 i förordningen om värdepapperscentraler eller att det utsedda kreditinstitutet inte uppfyller kraven i 6 kap. 1 § lagen (2004:297) om bank- och finansi- eringsrörelse eller motsvarande krav för ett utländskt kreditinstitut.</P>
<P class="p361 ft3">19 §</P>
<P class="p211 ft36">Sanktionsavgiften för en fysisk person ska fastställas till högst</P>
<P class="p1553 ft3"><SPAN class="ft3">1.</SPAN><SPAN class="ft48">ett belopp som per den 24 juli 2014 i svenska kronor motsvarade fem miljoner euro, eller</SPAN></P>
<P class="p1553 ft3"><SPAN class="ft3">2.</SPAN><SPAN class="ft48">två gånger den vinst som den fysiska personen erhållit till följd av regelöverträdelsen, om be- loppet går att fastställa.</SPAN></P>
<P class="p1566 ft3">Avgiften tillfaller staten.</P>
<P class="p881 ft55">Sanktionsföreläggande</P>
<P class="p332 ft3">20 §</P>
<P class="p211 ft3">Frågor om ingripanden mot fysiska personer för överträdelser enligt 12 eller 13 § tas upp av Finansinspektionen genom sank- tionsföreläggande.</P>
<P class="p368 ft3">Ett sanktionsföreläggande inne- bär att den fysiska personen före- läggs att inom en viss tid god- känna ett ingripande enligt 12 § tredje stycket eller 13 § tredje stycket som är bestämt till tid eller belopp.</P>
<P class="p655 ft36">När föreläggandet har godkänts, gäller det som ett domstols- avgörande som fått laga kraft. Ett godkännande som görs efter den tid som angetts i föreläggandet är utan verkan.</P>
<P class="p359 ft3">21 §</P>
<P style="text-align: left;padding-left: 12px;margin-top: 2px;margin-bottom: 0px;" class="ft3">Ett sanktionsföreläggande ska</P>
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<P class="p16 ft3">innehålla uppgift om</P>
<P class="p346 ft36"><SPAN class="ft3">1.</SPAN><SPAN class="ft64">den fysiska person som före- läggandet avser,</SPAN></P>
<P class="p337 ft3"><SPAN class="ft3">2.</SPAN><SPAN class="ft63">överträdelsen och de omstän- digheter som behövs för att känne- teckna den,</SPAN></P>
<P class="p337 ft36"><SPAN class="ft3">3.</SPAN><SPAN class="ft64">de bestämmelser som är tillämpliga på överträdelsen, och</SPAN></P>
<P class="p337 ft3"><SPAN class="ft3">4.</SPAN><SPAN class="ft63">den sanktion som föreläggs personen.</SPAN></P>
<P class="p346 ft36">Föreläggandet ska också inne- hålla en upplysning om att an- sökan om sanktion kan komma att ges in till domstol, om föreläggan- det inte godkänns inom den tid som Finansinspektionen anger.</P>
<P class="p367 ft3">22 §</P>
<P class="p335 ft28">Om ett sanktionsföreläggande inte har godkänts inom angiven tid, får Finansinspektionen ansöka hos domstol om att sanktion ska beslutas. En sådan ansökan ska göras hos den förvaltningsrätt som är behörig att pröva ett över- klagande av Finansinspektionens beslut om ingripande mot värde- papperscentralen eller det utsedda kreditinstitutet för samma över- trädelse.</P>
<P class="p360 ft41">Prövningstillstånd krävs vid överklagande till kammarrätten.</P>
<P class="p367 ft3">23 §</P>
<P class="p344 ft36">En sanktion för en överträdelse enligt 12 eller 13 § får beslutas bara om ett sanktionsföreläggande har delgetts den som sanktionen riktas mot inom två år från den tidpunkt då överträdelsen ägde rum.</P>
<P class="p212 ft55">Val av sanktion</P>
<P class="p348 ft3">24 §</P>
<P class="p351 ft36">Vid valet av sanktion ska Finansinspektionen ta hänsyn till hur allvarlig överträdelsen är och hur länge den pågått. Särskild hänsyn ska tas till graden av ansvar för den som har begått</P>
</DIV>
<DIV style="float:left;border:none;margin: 1px 0px 0px 0px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 7</P>
<P class="p1439 ft2">623</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_624" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 367px;overflow: hidden;">
<P class="p1495 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">624</P>
</DIV>
<DIV style="float:left;border:none;margin: 1px 0px 0px 0px;padding: 0px;border:none;width: 257px;overflow: hidden;">
<P class="p278 ft36">överträdelsen och skador som uppstått för tredje man.</P>
<P class="p368 ft3">Finansinspektionen får avstå från ingripande om en över- trädelse är ringa eller ursäktlig, om värdepapperscentralen eller det utsedda kreditinstitutet gör rättelse eller om den fysiska personen verkat för att värde- papperscentralen eller det utsedda kreditinstitutet gör rättelse eller om någon annan myndighet har vidtagit åtgärder mot värdepap- perscentralen, det utsedda kredit- institutet eller den fysiska per- sonen och dessa åtgärder bedöms tillräckliga.</P>
<P class="p293 ft3">25 §</P>
<P class="p211 ft3">Utöver det som anges i 24 § ska det i förmildrande riktning beaktas om den som har begått över- trädelsen i väsentlig mån genom ett aktivt samarbete har under- lättat Finansinspektionens utred- ning.</P>
<P class="p655 ft3">I försvårande riktning ska det beaktas om den som har begått överträdelsen tidigare har gjort sig skyldig till sådana överträdel- ser som avses i 11 § första stycket, 12 § eller 13 §. Vid denna bedöm- ning ska särskild vikt fästas vid om överträdelserna är likartade och den tid som har gått mellan de olika överträdelserna.</P>
<P class="p881 ft3">26 §</P>
<P class="p682 ft3">När sanktionsavgiftens storlek fastställs, ska särskild hänsyn tas till sådana omständigheter som anges i 24 och 25 §§ samt till värdepapperscentralens, det ut- sedda kreditinstitutets eller den fysiska personens finansiella ställ- ning och, om det går att fastställa, den vinst som värdepappers- centralen, det utsedda kredit- institutet eller den fysiska per- sonen erhållit till följd av regel-</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_625" style="position:relative; overflow: hidden;margin: 50px 0px 79px 273px;padding: 0px;border: none;width: 351px;">
<DIV>
<DIV style="float:left;border:none;margin: 1px 0px 0px 0px;padding: 0px;border:none;width: 201px;overflow: hidden;">
<P class="p343 ft41">överträdelsen eller de kostnader som undvikits.</P>
<P class="p302 ft53">Avgifter</P>
<P class="p348 ft3">27 §</P>
<P class="p337 ft3">Finansinspektionen får ta ut avgifter för prövning av ansök- ningar och anmälningar enligt förordningen om värdepappers- centraler.</P>
<P class="p336 ft3">Svenska värdepapperscentraler samt utländska värdepappers- centraler som har etablerat en filial i Sverige ska med årliga avgifter bekosta Finansinspek- tionens verksamhet samt Statist- iska centralbyråns verksamhet enligt lagen (2014:484) om en databas för övervakning av och tillsyn över finansmarknaderna.</P>
<P class="p881 ft3">28 §</P>
<P class="p351 ft36">Regeringen får meddela före- skrifter om de avgifter som avses i 27 §.</P>
<P style="text-align: left;padding-right: 52px;margin-top: 13px;margin-bottom: 0px;" class="ft53">Verkställighet av beslut om sanktionsavgift</P>
<P class="p302 ft3">29 §</P>
<P class="p333 ft36">En sanktionsavgift ska betalas till Finansinspektionen inom 30 dagar efter det att beslutet om den har fått laga kraft eller sanktions- föreläggandet godkänts eller den längre tid som anges i beslutet eller föreläggandet.</P>
<P class="p359 ft3">30 §</P>
<P class="p333 ft36">Finansinspektionens beslut om sanktionsavgift får verkställas enligt utsökningsbalken, om avgift- en inte har betalats inom den tid som anges i 29 §.</P>
<P class="p367 ft3">31 §</P>
<P class="p333 ft36">Om sanktionsavgiften inte har betalats inom den tid som anges i 29 §, ska Finansinspektionen lämna den obetalda avgiften för</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 7</P>
<P class="p1439 ft2">625</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_626" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="border:none;margin: 0px 0px 0px 49px;padding: 0px;border:none;width: 575px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 114px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 7</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<P style="text-align: justify;padding-left: 204px;margin-top: 0px;margin-bottom: 0px;" class="ft36">indrivning. Bestämmelser om in- drivning finns i lagen (1993:891) om indrivning av statliga fordring- ar m.m.</P>
<TABLE cellpadding=0 cellspacing=0 class="t141">
<TR>
<TD class="tr28 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td98"><P class="p64 ft3">32 §</P></TD>
<TD class="tr28 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td98"><P class="p18 ft3">En</P></TD>
<TD colspan=2 class="tr25 td140"><P class="p65 ft3">sanktionsavgift</P></TD>
<TD class="tr25 td27"><P class="p28 ft3">som</P></TD>
<TD class="tr25 td27"><P class="p17 ft3">har</P></TD>
</TR>
<TR>
<TD class="tr26 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td69"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr26 td60"><P class="p64 ft3">påförts faller bort i den utsträck-</P></TD>
</TR>
<TR>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td69"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td60"><P class="p64 ft3">ning verkställighet inte har skett</P></TD>
</TR>
<TR>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td69"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td60"><P class="p64 ft3">inom fem år från det att beslutet</P></TD>
</TR>
<TR>
<TD class="tr26 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td69"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr26 td60"><P class="p64 ft3">fick laga kraft eller sanktions-</P></TD>
</TR>
<TR>
<TD class="tr31 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td69"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr31 td205"><P class="p64 ft3">föreläggandet godkändes.</P></TD>
<TD class="tr31 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td65"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td118"><P class="p93 ft29">10 kap.</P></TD>
<TD class="tr38 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td170"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td65"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td118"><P class="p221 ft62">1 §<SPAN class="ft61">15</SPAN></P></TD>
<TD class="tr26 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td195"><P class="p60 ft2">Finansinspektionens</P></TD>
<TD class="tr25 td69"><P class="p62 ft2">beslut</P></TD>
<TD colspan=3 class="tr25 td115"><P class="p65 ft2">Finansinspektionens</P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p17 ft31">beslut</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td73"><P class="p20 ft2">enligt denna lag får<SPAN class="ft3">, med undantag</SPAN></P></TD>
<TD colspan=5 class="tr26 td60"><P class="p64 ft2">enligt denna lag <SPAN class="ft3">och förordningen</SPAN></P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td73"><P class="p20 ft3">av det som följer av hänvisningen i</P></TD>
<TD class="tr25 td98"><P class="p64 ft3">om</P></TD>
<TD colspan=3 class="tr25 td86"><P class="p28 ft28">värdepapperscentraler</P></TD>
<TD class="tr25 td27"><P class="p17 ft2">får</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td73"><P class="p20 ft3">9 kap. 1 § till bestämmelser i lagen</P></TD>
<TD colspan=5 class="tr25 td60"><P class="p64 ft2">överklagas <SPAN class="ft3">till </SPAN>allmän förvalt-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td73"><P class="p20 ft3">(2007:528) om värdepappersmark-</P></TD>
<TD colspan=2 class="tr26 td138"><P class="p64 ft2">ningsdomstol.</P></TD>
<TD class="tr26 td95"><P class="p86 ft28">Beslut</P></TD>
<TD colspan=2 class="tr26 td78"><P class="p17 ft2">i ärenden</P></TD>
</TR>
<TR>
<TD class="tr25 td114"><P class="p20 ft3">naden,</P></TD>
<TD class="tr25 td170"><P class="p123 ft2">överklagas</P></TD>
<TD class="tr25 td65"><P class="p68 ft3">hos</P></TD>
<TD class="tr25 td69"><P class="p62 ft2">allmän</P></TD>
<TD class="tr25 td98"><P class="p64 ft2">som</P></TD>
<TD class="tr25 td99"><P class="p20 ft2">avses i</P></TD>
<TD class="tr25 td95"><P class="p123 ft28">9 kap.</P></TD>
<TD class="tr25 td27"><P class="p91 ft3">6 §</P></TD>
<TD class="tr25 td27"><P class="p17 ft28">andra</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td195"><P class="p20 ft2">förvaltningsdomstol. <SPAN class="ft3">Detta</SPAN></P></TD>
<TD class="tr25 td69"><P class="p62 ft3">gäller</P></TD>
<TD colspan=5 class="tr25 td60"><P class="p64 ft3">stycket, 9 och 20 §§ denna lag och</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td73"><P class="p20 ft3">dock inte beslut <SPAN class="ft2">i ärenden som</SPAN></P></TD>
<TD colspan=5 class="tr26 td60"><P class="p64 ft2"><SPAN class="ft3">i </SPAN>20 § första stycket 5 förvaltnings-</P></TD>
</TR>
<TR>
<TD class="tr25 td114"><P class="p20 ft2">avses i</P></TD>
<TD class="tr25 td170"><P class="p178 ft2">20 § första</P></TD>
<TD colspan=2 class="tr25 td36"><P class="p62 ft2">stycket 5 för-</P></TD>
<TD colspan=5 class="tr25 td60"><P class="p64 ft2">lagen (1986:223) <SPAN class="ft3">får dock inte</SPAN></P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td73"><P class="p20 ft2">valtningslagen (1986:223). <SPAN class="ft3">Pröv-</SPAN></P></TD>
<TD colspan=2 class="tr25 td138"><P class="p64 ft3">överklagas<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td73"><P class="p20 ft3">ningstillstånd krävs vid över-</P></TD>
<TD class="tr26 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td27"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr32 td195"><P class="p20 ft68">klagande till kammarrätten.</P></TD>
<TD class="tr32 td69"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td98"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td99"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td95"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td27"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td27"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 31px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p117 ft2">Finansinspektionen får bestäm- ma att ett beslut om förbud eller föreläggande enligt 9 kap. <SPAN class="ft3">2 § </SPAN>eller om återkallelse enligt 9 kap. <SPAN class="ft3">3 </SPAN>§ <SPAN class="ft3">skall </SPAN>gälla omedelbart.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 16px;padding: 0px;border:none;width: 257px;overflow: hidden;">
<P class="p211 ft3">Prövningstillstånd krävs vid överklagande till kammarrätten.</P>
<P class="p368 ft4">Finansinspektionen får bestäm- ma att ett beslut om förbud eller föreläggande enligt 9 kap. <SPAN class="ft36">6 och 14 §</SPAN>§ eller om återkallelse enligt 9 kap. <SPAN class="ft36">15 </SPAN>§ <SPAN class="ft36">första stycket ska </SPAN>gälla omedelbart.</P>
<P class="p359 ft3">2 §</P>
<P class="p682 ft3">Om Finansinspektionen i ett ärende om auktorisation enligt förordningen om värdepappers- centraler inte har meddelat beslut inom sex månader från det att ansökan gavs in, ska inspektionen underrätta sökanden om skälen för detta. Sökanden får därefter be- gära en förklaring av domstol att ärendet onödigt uppehålls.</P>
</DIV>
</DIV>
</DIV>
</DIV>
<DIV style="border:none;margin: 35px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<P class="p370 ft35"><SPAN class="ft34">15 </SPAN>Senaste lydelse 2007:548.</P>
<P class="p1433 ft2">626</P>
</DIV>
</DIV>
<DIV id="page_627" style="position:relative; overflow: hidden;margin: 47px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:97px;left:68px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310627x1.jpg/" style="width:123px;height:1px;">
</DIV>
<TABLE cellpadding=0 cellspacing=0 class="t139">
<TR>
<TD class="tr2 td123"><P class="p111 ft3">En begäran om en förklaring ska</P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr26 td123"><P class="p111 ft3">göras hos allmän förvaltnings-</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 7</P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p111 ft3">domstol. Prövningstillstånd krävs</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p111 ft3">vid överklagande till kammar-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td123"><P style="text-align: right;padding-right: 166px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft28">rätten.</P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p1570 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">Denna lag träder i kraft den 1 januari 2016.</SPAN></P>
<P class="p83 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">Centrala värdepappersförvarare som vid ikraftträdandet av denna lag har auktorisation enligt 2 kap. får, om en ansökan om auktorisation som värdepapperscentral enligt förordningen om värdepapperscentraler har getts in till Finansinspektionen senast den 31 december 2015 eller vid den senare tidpunkt som i förekommande fall framgår av artikel 69.2 i förordningen om värdepapperscentraler, fortsätta att driva denna verksamhet enligt äldre bestämmelser till dess att ansökan har prövats slutligt. I ett sådant fall tillämpas äldre bestämmelser även för kontoför- ande institut och förvaltare som har antagits av den centrala värde- pappersförvararen. Om en ansökan inte har getts in till Finansinspek- tionen senast vid denna tidpunkt eller om tillstånd vägras, ska den centrala värdepappersförvararen upphöra med verksamheten. Finans- inspektionen får då besluta hur verksamheten ska avvecklas.</SPAN></P>
<P class="p544 ft4"><SPAN class="ft2">3.</SPAN><SPAN class="ft30">Äldre bestämmelser gäller för överträdelser som har ägt rum före ikraftträdandet.</SPAN></P>
<P class="p48 ft4"><SPAN class="ft2">4.</SPAN><SPAN class="ft30">Finansinspektionen får ta ut avgifter även före lagens ikraftträdande för ansökningar om auktorisation enligt förordningen om värdepappers- centraler, när en sådan ansökan har kommit in till inspektionen före lagens ikraftträdande.</SPAN></P>
<P style="text-align: right;padding-right: 51px;margin-top: 350px;margin-bottom: 0px;" class="ft2">627</P>
</DIV>
<DIV id="page_628" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:146px;left:367px;width:189px;height:240px;"><SPAN class="ft2">Ersättningen, tillsammans med eventuell utdelning i värdepap- persinstitutets, fondbolagets, för- valtningsbolagets eller </SPAN><NOBR><SPAN class="ft2">AIF-för-</SPAN></NOBR><SPAN class="ft2"> valtarens konkurs, ersättning genom institutets, fondbolagets, förvaltningsbolagets eller </SPAN><NOBR><SPAN class="ft2">AIF-för-</SPAN></NOBR><SPAN class="ft2"> valtarens ansvarsförsäkring och skadestånd enligt 7 kap. 2 § lagen (1998:1479) om </SPAN><SPAN class="ft3">värdepapperscen- traler och </SPAN><SPAN class="ft2">kontoföring av finansi- ella instrument, för en förlust som enligt denna lag är ersättningsgill, får uppgå till sammanlagt högst 250 000 kronor för varje institut eller bolag.</SPAN></DIV>
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">628</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P class="p1572 ft72">Förslag till lag om ändring i lagen (1999:158) om investerarskydd</P>
<P class="p1441 ft4">Härigenom föreskrivs att 9 och 22 §§ lagen (1999:158) om investerar- skydd ska ha följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 class="t129">
<TR>
<TD class="tr27 td50"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p1442 ft2">9 §<SPAN class="ft27">1 </SPAN>Ersättningen, tillsammans med</P>
<P class="p1443 ft2">eventuell utdelning i värdepap- persinstitutets, fondbolagets, för- valtningsbolagets eller <NOBR>AIF-för-</NOBR> valtarens konkurs, ersättning gen- om institutets, fondbolagets, för- valtningsbolagets eller <NOBR>AIF-för-</NOBR> valtarens ansvarsförsäkring och skadestånd enligt 7 kap. 2 § lagen (1998:1479) om kontoföring av finansiella instrument, för en för- lust som enligt denna lag är ersätt- ningsgill, får uppgå till samman- lagt högst 250 000 kronor för varje institut eller bolag.</P>
<P class="p1573 ft2">22 §<SPAN class="ft27">2</SPAN></P>
<P class="p682 ft2">Om en investerare har rätt till ersättning enligt en ansvarsförsäkring som har tecknats av ett värdepappersinstitut, ett fondbolag, ett förvalt- ningsbolag eller en <NOBR>AIF-förvaltare</NOBR> och om ersättning har betalats ut enligt denna lag för de tillgångar som försäkringsersättningen avser, träder staten in i investerarens rätt till ersättning enligt ansvarsförsäk- ringen med företrädesrätt framför investeraren intill det utgivna beloppet.</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr28 td50"><P class="p30 ft2">Om en investerare har rätt till</P></TD>
<TD colspan=2 class="tr28 td143"><P class="p17 ft2">Om en investerare har rätt till</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">skadestånd enligt 7 kap. 2 § lagen</P></TD>
<TD colspan=2 class="tr25 td143"><P class="p17 ft2">skadestånd enligt 7 kap. 2 § lagen</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2">(1998:1479) om kontoföring av</P></TD>
<TD class="tr26 td127"><P class="p20 ft2">(1998:1479) om</P></TD>
<TD class="tr26 td80"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">finansiella instrument och ersätt-</P></TD>
<TD class="tr25 td127"><P class="p20 ft3">centraler och</P></TD>
<TD class="tr25 td80"><P class="p17 ft2">kontoföring av</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">ning har betalats ut från invester-</P></TD>
<TD colspan=2 class="tr25 td143"><P class="p17 ft2">finansiella instrument och ersätt-</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2">arskyddet för de tillgångar som</P></TD>
<TD colspan=2 class="tr26 td143"><P class="p17 ft2">ning har betalats ut från investerar-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft31">skadeståndet avser, träder staten in</P></TD>
<TD colspan=2 class="tr25 td143"><P class="p17 ft2">skyddet för de tillgångar som</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">i investerarens rätt till ersättning</P></TD>
<TD colspan=2 class="tr25 td143"><P class="p17 ft2">skadeståndet avser, träder staten in</P></TD>
</TR>
<TR>
<TD class="tr27 td50"><P class="p30 ft2">enligt den lagen med företrädesrätt</P></TD>
<TD colspan=2 class="tr27 td143"><P class="p17 ft2">i investerarens rätt till ersättning</P></TD>
</TR>
</TABLE>
<P class="p1574 ft35"><SPAN class="ft42">1</SPAN><SPAN class="ft43">Senaste lydelse 2013:568.</SPAN></P>
<P class="p157 ft35"><SPAN class="ft42">2</SPAN><SPAN class="ft43">Senaste lydelse 2013:568.</SPAN></P>
</DIV>
</DIV>
</DIV>
<DIV id="page_629" style="position:relative; overflow: hidden;margin: 48px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:65px;left:68px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310629x1.jpg/" style="width:123px;height:1px;">
</DIV>
<TABLE cellpadding=0 cellspacing=0 class="t37">
<TR>
<TD class="tr28 td122"><P class="p20 ft2">framför investeraren intill det</P></TD>
<TD class="tr28 td123"><P class="p20 ft2">enligt den lagen med företrädesrätt</P></TD>
<TD class="tr28 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p20 ft2">utgivna beloppet.</P></TD>
<TD class="tr26 td123"><P class="p20 ft2">framför investeraren intill det</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 7</P></TD>
</TR>
<TR>
<TD class="tr31 td122"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td123"><P class="p20 ft2">utgivna beloppet.</P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p378 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
<P class="p379 ft2">629</P>
</DIV>
<DIV id="page_630" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">630</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P class="p1479 ft67">Förslag till lag om ändring i lagen (1999:1309) om system för avveckling av förpliktelser på finansmarknaden</P>
<P class="p666 ft4">Härigenom föreskrivs att 1, 2, 4, 6, 8 och 16 §§ lagen (1999:1309) om system för avveckling av förpliktelser på finansmarknaden ska ha följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 class="t129">
<TR>
<TD class="tr27 td50"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p1575 ft2">1 §<SPAN class="ft27">1</SPAN></P>
<P class="p682 ft4">Denna lag gäller för anmälan och godkännande av system för clearing och avveckling av förpliktelser att betala eller att leverera finansiella instrument (avvecklingssystem) på finansmarknaden.</P>
<P class="p211 ft2">I Europaparlamentets och rådets förordning (EU) nr 648/2012 av den 4 juli 2012 om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister finns särskilda regler om clearing och centrala motparter.</P>
<P class="p1576 ft3">I Europaparlamentets och rådets förordning (EU) nr 909/2014 av den 23 juli 2014 om förbättrad värdepappersavveckling i Euro- peiska unionen och om värdepap- perscentraler samt ändring av direktiv 98/26/EG och 2014/65/EU och förordning (EU) nr 236/2012 finns särskilda regler om avveck- lingssystem för värdepapper.</P>
<P class="p1577 ft2">2 §<SPAN class="ft27">2</SPAN></P>
<P class="p339 ft2">I denna lag avses med</P>
<P class="p211 ft4"><SPAN class="ft36">administratör</SPAN>: ett företag som är ansvarigt för verksamheten i ett avvecklingssystem; företaget anses som deltagare i systemet,</P>
<P class="p211 ft2"><SPAN class="ft3">anmält avvecklingssystem</SPAN>: ett avvecklingssystem som en stat inom EES har anmält till Europeiska värdepappers- och marknadsmyndigheten eller till Eftas övervakningsmyndighet,</P>
<P class="p1578 ft3"><SPAN class="ft55">central värdepappersförvarare</SPAN>: ett företag som har auktorisation att kontoföra finansiella instru- ment i avstämningsregister enligt lagen (1998:1479) om kontoföring av finansiella instrument,</P>
<P class="p1427 ft4"><SPAN class="ft36">clearingorganisation</SPAN>: ett företag som har tillstånd att driva clearing- verksamhet enligt lagen (2007:528) om värdepappersmarknaden,</P>
<P class="p185 ft2"><SPAN class="ft3">EES</SPAN>: Europeiska ekonomiska samarbetsområdet,</P>
<P class="p1579 ft22"><SPAN class="ft41">kollektivt obeståndsförfarande</SPAN>: konkurs, företagsrekonstruktion eller annat därmed jämförbart förfarande,</P>
<P class="p1580 ft35"><SPAN class="ft42">1</SPAN><SPAN class="ft43">Senaste lydelse 2014:483.</SPAN></P>
<P class="p157 ft35"><SPAN class="ft42">2</SPAN><SPAN class="ft43">Senaste lydelse 2012:190.</SPAN></P>
</DIV>
</DIV>
</DIV>
<DIV id="page_631" style="position:relative; overflow: hidden;margin: 47px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 499px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 5px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p117 ft36"><SPAN class="ft56">samverkande system</SPAN><SPAN class="ft4">: två eller flera anmälda avvecklingssystem vars administratörer har ingått ett ömsesidigt arrangemang som inne- bär att överföringsuppdrag verk- ställs mellan systemen</SPAN>.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 17px;padding: 0px;border:none;width: 294px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t60">
<TR>
<TD class="tr2 td123"><P class="p111 ft3"><SPAN class="ft55">samverkande system</SPAN><SPAN class="ft2">: två eller</SPAN></P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr26 td123"><P class="p111 ft2">flera anmälda avvecklingssystem</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 7</P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p111 ft2">vars administratörer har ingått ett</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td123"><P class="p111 ft2">ömsesidigt arrangemang som inne-</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p111 ft2">bär att överföringsuppdrag verk-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p20 ft2">ställs mellan systemen<SPAN class="ft3">, och</SPAN></P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p111 ft3"><SPAN class="ft55">värdepapperscentral</SPAN>: detsamma</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td123"><P class="p111 ft3">som i artikel 2.1.1 i förordning</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p111 ft3">(EU) nr 909/2014, i den ur-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td123"><P class="p20 ft3">sprungliga lydelsen.</P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
<DIV style="border:none;margin: 9px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<P class="p386 ft2">4 §<SPAN class="ft27">3</SPAN></P>
<P class="p387 ft4">Ett avvecklingssystem ska ha en administratör. Administratör i ett avvecklingssystem får vara: 1. clearingorganisation,</P>
<P class="p1582 ft3"><SPAN class="ft2">2. </SPAN>central värdepappersförvar- <SPAN class="ft2">2. </SPAN>värdepapperscentral<SPAN class="ft2">, </SPAN>are<SPAN class="ft2">,</SPAN></P>
<P class="p389 ft4"><SPAN class="ft2">3.</SPAN><SPAN class="ft20">företag med tillstånd att driva bank- eller finansieringsrörelse enligt lagen (2004:297) om bank- och finansieringsrörelse, samt</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft19">företag med tillstånd enligt 2 kap. 1 § 1, 2, 4 eller 8 lagen (2007:528) om värdepappersmarknaden.</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t51">
<TR>
<TD class="tr31 td124"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td122"><P class="p17 ft3">Särskilda regler om driften av</P></TD>
</TR>
<TR>
<TD class="tr26 td124"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td122"><P class="p17 ft3">avvecklingssystem för värdepapper</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td122"><P class="p17 ft3">finns i artikel 18.2 i förordning</P></TD>
</TR>
<TR>
<TD class="tr27 td124"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td122"><P class="p29 ft3">(EU) nr 909/2014.</P></TD>
</TR>
<TR>
<TD class="tr38 td124"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td122"><P class="p390 ft2">6 §</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p17 ft2">Ett avvecklingssystem som upp-</P></TD>
<TD class="tr25 td122"><P class="p17 ft2">Ett avvecklingssystem som upp-</P></TD>
</TR>
<TR>
<TD class="tr26 td124"><P class="p17 ft2">fyller kraven i 5 och 8 §§ samt</P></TD>
<TD class="tr26 td122"><P class="p17 ft2">fyller kraven i 5 och 8 §§ samt</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p17 ft2">administreras av en clearingorga-</P></TD>
<TD class="tr25 td122"><P class="p17 ft2">administreras av en clearingorga-</P></TD>
</TR>
<TR>
<TD class="tr25 td124"><P class="p17 ft2">nisation eller en <SPAN class="ft3">central värde-</SPAN></P></TD>
<TD class="tr25 td122"><P class="p17 ft2">nisation eller en <SPAN class="ft3">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr27 td124"><P class="p74 ft28">pappersförvarare skall <SPAN class="ft31">godkännas.</SPAN></P></TD>
<TD class="tr27 td122"><P class="p29 ft3">central ska <SPAN class="ft2">godkännas.</SPAN></P></TD>
</TR>
</TABLE>
<P class="p391 ft2">8 §<SPAN class="ft27">4 </SPAN>Deltagare i ett avvecklingssystem får vara:</P>
<P class="p47 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft18">Riksbanken och andra centralbanker,</SPAN></P>
<P class="p48 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft20">Riksgäldskontoret och utländska offentliga institutioner som i sitt hemland driver verksamhet som är jämförbar med kontorets,</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft18">clearingorganisationer,</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t140">
<TR>
<TD class="tr26 td138"><P class="p60 ft3"><SPAN class="ft2">4. </SPAN>centrala</P></TD>
<TD class="tr26 td187"><P class="p20 ft3">värdepappersför-</P></TD>
<TD class="tr26 td231"><P class="p20 ft28"><SPAN class="ft31">4. </SPAN>värdepapperscentraler<SPAN class="ft31">,</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td138"><P class="p20 ft3">varare<SPAN class="ft2">,</SPAN></P></TD>
<TD class="tr25 td187"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td231"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p48 ft2"><SPAN class="ft2">5.</SPAN><SPAN class="ft19">företag som har tillstånd att driva bank- eller finansieringsrörelse enligt lagen (2004:297) om bank- och finansieringsrörelse,</SPAN></P>
<P class="p48 ft22"><SPAN class="ft2">6.</SPAN><SPAN class="ft21">företag som har tillstånd enligt 2 kap. 1 § lagen (2007:528) om värdepappersmarknaden,</SPAN></P>
<P class="p392 ft35"><SPAN class="ft42">3</SPAN><SPAN class="ft43">Senaste lydelse 2011:733.</SPAN></P>
<P class="p162 ft45"><SPAN class="ft42">4</SPAN><SPAN class="ft44">Senaste lydelse 2011:733.</SPAN></P>
<P class="p163 ft2">631</P>
</DIV>
</DIV>
<DIV id="page_632" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:463px;left:163px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310632x1.jpg/" style="width:123px;height:1px;">
</DIV>
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">632</P>
</DIV>
<DIV style="float:left;border:none;margin: 1px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P class="p211 ft4"><SPAN class="ft2">7.</SPAN><SPAN class="ft30">utländska företag som i hemlandet driver sådan verksamhet som avses i </SPAN><NOBR>3–6,</NOBR> samt</P>
<P class="p211 ft2"><SPAN class="ft2">8.</SPAN><SPAN class="ft18">annan juridisk person som för egen räkning avvecklar förpliktelser att leverera finansiella instrument i systemet.</SPAN></P>
<P class="p368 ft22">Utländska företag som avses i första stycket 7 ska i hemlandet stå under betryggande tillsyn av en myndighet eller något annat behörigt organ.</P>
<P class="p1583 ft2">16 §<SPAN class="ft27">5</SPAN></P>
<P class="p185 ft2">Godkännande av ett avvecklingssystem ska återkallas av Finans-</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR height=0>
<TD width=45px></TD>
<TD width=37px></TD>
<TD width=34px></TD>
<TD width=43px></TD>
<TD width=45px></TD>
<TD width=117px></TD>
<TD width=43px></TD>
<TD width=29px></TD>
</TR>
<TR>
<TD colspan=3 class="tr28 td224"><P class="p20 ft2">inspektionen om</P></TD>
<TD class="tr28 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td82"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td149"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td163"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td224"><P class="p60 ft2">1. administratörens</P></TD>
<TD colspan=2 class="tr25 td76"><P class="p30 ft2">tillstånd för</P></TD>
<TD class="tr25 td149"><P class="p87 ft2">1. administratörens</P></TD>
<TD colspan=2 class="tr25 td81"><P class="p17 ft2">tillstånd för</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td224"><P class="p20 ft2">clearingverksamhet</P></TD>
<TD class="tr25 td18"><P class="p73 ft2">enligt</P></TD>
<TD class="tr25 td82"><P class="p30 ft2">lagen</P></TD>
<TD class="tr25 td149"><P class="p20 ft2">clearingverksamhet</P></TD>
<TD class="tr25 td18"><P class="p20 ft2">enligt</P></TD>
<TD class="tr25 td163"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p20 ft2">(2007:528) om värdepappersmark-</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft2">(2007:528) om värdepappersmark-</P></TD>
</TR>
<TR>
<TD class="tr25 td82"><P class="p20 ft2">naden</P></TD>
<TD class="tr25 td139"><P class="p20 ft2">eller</P></TD>
<TD colspan=2 class="tr25 td160"><P class="p178 ft2">auktorisation</P></TD>
<TD class="tr25 td82"><P class="p30 ft2">som</P></TD>
<TD colspan=2 class="tr25 td227"><P class="p20 ft2">naden eller auktorisation</P></TD>
<TD class="tr25 td163"><P class="p17 ft2">som</P></TD>
</TR>
<TR>
<TD class="tr25 td82"><P class="p20 ft3">central</P></TD>
<TD colspan=4 class="tr25 td161"><P class="p30 ft3">värdepappersförvarare</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft3">värdepapperscentral <SPAN class="ft2">enligt </SPAN>förord-</P></TD>
</TR>
<TR>
<TD class="tr26 td82"><P class="p20 ft2">enligt</P></TD>
<TD class="tr26 td139"><P class="p20 ft3">lagen</P></TD>
<TD colspan=2 class="tr26 td160"><P class="p19 ft3">(1998:1479)</P></TD>
<TD class="tr26 td82"><P class="p30 ft3">om</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p20 ft3">ning (EU) nr 909/2014, i den</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p20 ft3">kontoföring av finansiella instru-</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p20 ft3">ursprungliga lydelsen, <SPAN class="ft2">har åter-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr32 td224"><P class="p20 ft15"><SPAN class="ft39">ment </SPAN>har återkallats,</P></TD>
<TD class="tr32 td18"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td82"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td149"><P class="p20 ft15">kallats,</P></TD>
<TD class="tr32 td18"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td163"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p211 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">administratörens tillstånd att driva bank- eller finansieringsrörelse enligt lagen (2004:297) om bank- och finansieringsrörelse eller tillstånd enligt 2 kap. 1 § 1, 2, 4 eller 8 lagen om värdepappersmarknaden har återkallats, eller</SPAN></P>
<P class="p1584 ft4"><SPAN class="ft2">3.</SPAN><SPAN class="ft20">avvecklingssystemet inte längre uppfyller kraven i denna lag. Finansinspektionen ska omedelbart underrätta Europeiska värde-</SPAN></P>
<P class="p1421 ft2">pappers- och marknadsmyndigheten samt Eftas övervakningsmyndighet om återkallelsen.</P>
<P class="p1579 ft22">Om det är tillräckligt får inspektionen i de fall som anges i första stycket 3 meddela varning i stället för att återkalla godkännandet.</P>
<P class="p127 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
<P class="p1585 ft35"><SPAN class="ft34">5 </SPAN>Senaste lydelse 2012:190.</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_633" style="position:relative; overflow: hidden;margin: 50px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:543px;left:68px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310633x1.jpg/" style="width:123px;height:1px;">
</DIV>
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<P class="p1586 ft72">Förslag till lag om ändring i lagen (2000:35) om byte av redovisningsvaluta i finansiella företag</P>
<P class="p1472 ft4">Härigenom föreskrivs att 2 § lagen (2000:35) om byte av redovisnings- valuta i finansiella företag ska ha följande lydelse.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 13px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 7</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 13px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t130">
<TR>
<TD class="tr27 td122"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p199 ft2">2 §<SPAN class="ft27">1</SPAN></P>
<P class="p277 ft2">I denna lag avses med</P>
<P class="p48 ft4"><SPAN class="ft2">1.</SPAN><SPAN class="ft64">försäkringsföretag</SPAN>: försäkringsaktiebolag, ömsesidigt försäkrings- bolag och försäkringsförening som omfattas av försäkringsrörelselagen (2010:2043),</P>
<P class="p48 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft63">kreditinstitut</SPAN>: bankaktiebolag, sparbank och medlemsbank samt kreditmarknadsföretag enligt 1 kap. 5 § 14 lagen (2004:297) om bank- och finansieringsrörelse,</P>
<P class="p47 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft63">finansiellt företag</SPAN>: de företag som anges i 1 och 2 samt</P>
<P class="p48 ft4"><SPAN class="ft2">a)</SPAN><SPAN class="ft20">värdepappersbolag enligt 1 kap. 5 § 26 lagen (2007:528) om värde- pappersmarknaden,</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">b)</SPAN><SPAN class="ft19">fondbolag enligt 1 kap. 1 § första stycket 8 lagen (2004:46) om värdepappersfonder,</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">c)</SPAN><SPAN class="ft19">börs enligt 1 kap. 5 § 3 lagen om värdepappersmarknaden,</SPAN></P>
<P class="p48 ft4"><SPAN class="ft2">d)</SPAN><SPAN class="ft20">svensk clearingorganisation enligt 1 kap. 5 § 5 lagen om värdepap- persmarknaden,</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD class="tr26 td76"><P class="p60 ft3"><SPAN class="ft2">e) </SPAN>central</P></TD>
<TD class="tr26 td149"><P class="p113 ft3">värdepappersför-</P></TD>
<TD colspan=2 class="tr26 td173"><P class="p60 ft3"><SPAN class="ft2">e) </SPAN>värdepapperscentral</P></TD>
<TD class="tr26 td84"><P class="p17 ft2">enligt</P></TD>
</TR>
<TR>
<TD class="tr25 td76"><P class="p20 ft3">varare <SPAN class="ft2">enligt</SPAN></P></TD>
<TD class="tr25 td149"><P class="p113 ft2">1 kap. 3 § lagen</P></TD>
<TD class="tr25 td65"><P class="p20 ft2">1 kap.</P></TD>
<TD colspan=2 class="tr25 td209"><P class="p17 ft2">3 § lagen (1998:1479) om</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td122"><P class="p113 ft2">(1998:1479) om kontoföring av</P></TD>
<TD colspan=3 class="tr26 td124"><P class="p20 ft3">värdepapperscentraler och <SPAN class="ft2">konto-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p20 ft2">finansiella instrument, och</P></TD>
<TD class="tr25 td65"><P class="p20 ft2">föring</P></TD>
<TD colspan=2 class="tr25 td209"><P class="p17 ft2">av finansiella instrument,</P></TD>
</TR>
<TR>
<TD class="tr32 td76"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td149"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td65"><P class="p20 ft15">och</P></TD>
<TD class="tr32 td87"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td84"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p48 ft2">f) <NOBR>AIF-förvaltare</NOBR> som har tillstånd enligt 3 kap. 1 § lagen (2013:561) om förvaltare av alternativa investeringsfonder,</P>
<P class="p83 ft4">4. <SPAN class="ft36">koncern</SPAN>: detsamma som i 1 kap. 11 och 12 §§ aktiebolagslagen (2005:551), varvid vad som sägs om moderbolag tillämpas även på andra juridiska personer än aktiebolag.</P>
<P class="p403 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
<P class="p1587 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2014:978.</P>
<P class="p99 ft2">633</P>
</DIV>
</DIV>
<DIV id="page_634" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:574px;left:163px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310634x1.jpg/" style="width:123px;height:1px;">
</DIV>
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">634</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P class="p1572 ft72">Förslag till lag om ändring i lagen (2000:562) om internationell rättslig hjälp i brottmål</P>
<P class="p777 ft4">Härigenom föreskrivs att 5 kap. 10 § lagen (2000:562) om inter- nationell rättslig hjälp i brottmål ska ha följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 class="t141">
<TR>
<TD colspan=4 class="tr43 td74"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr43 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td136"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr43 td175"><P class="p64 ft3">Föreslagen lydelse</P></TD>
<TD class="tr43 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td94"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td155"><P class="p206 ft29">5 kap.</P></TD>
<TD class="tr41 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td94"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td155"><P class="p304 ft2">10 §<SPAN class="ft27">1</SPAN></P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td77"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td47"><P class="p60 ft2">Bestämmelser</P></TD>
<TD class="tr25 td91"><P class="p28 ft2">om</P></TD>
<TD colspan=2 class="tr25 td197"><P class="p62 ft2">uppgiftsskyl-</P></TD>
<TD colspan=4 class="tr25 td17"><P class="p28 ft2">Bestämmelser om</P></TD>
<TD colspan=3 class="tr25 td160"><P class="p17 ft2">uppgiftsskyl-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td73"><P class="p20 ft2">dighet finns i 9 kap. 12 § försäk-</P></TD>
<TD colspan=7 class="tr26 td60"><P class="p64 ft2">dighet finns i 9 kap. 12 § försäk-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td47"><P class="p20 ft2">ringsrörelselagen</P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td197"><P class="p62 ft2">(2010:2043),</P></TD>
<TD colspan=3 class="tr25 td175"><P class="p64 ft2">ringsrörelselagen</P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td160"><P class="p17 ft2">(2010:2043),</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td73"><P class="p20 ft2">8 kap. 2 a § lagen (1998:1479) om</P></TD>
<TD colspan=7 class="tr25 td60"><P class="p64 ft2">8 kap. 2 a § lagen (1998:1479) om</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td73"><P class="p20 ft2">kontoföring av finansiella instru-</P></TD>
<TD colspan=7 class="tr26 td60"><P class="p64 ft3">värdepapperscentraler och <SPAN class="ft2">konto-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td73"><P class="p20 ft2">ment, 2 kap. 20 § lagen (2004:46)</P></TD>
<TD class="tr25 td70"><P class="p64 ft2">föring</P></TD>
<TD colspan=6 class="tr25 td148"><P class="p17 ft2">av finansiella instrument,</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td221"><P class="p20 ft2">om värdepappersfonder,</P></TD>
<TD class="tr25 td136"><P class="p62 ft2">1 kap.</P></TD>
<TD class="tr25 td70"><P class="p64 ft2">2 kap.</P></TD>
<TD class="tr25 td66"><P class="p178 ft2">20 §</P></TD>
<TD class="tr25 td45"><P class="p26 ft2">lagen</P></TD>
<TD colspan=3 class="tr25 td141"><P class="p28 ft2">(2004:46)</P></TD>
<TD class="tr25 td55"><P class="p17 ft2">om</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td73"><P class="p20 ft2">11 § lagen (2004:297) om bank-</P></TD>
<TD colspan=4 class="tr26 td17"><P class="p64 ft2">värdepappersfonder,</P></TD>
<TD class="tr26 td77"><P class="p93 ft2">1 kap.</P></TD>
<TD class="tr26 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p17 ft2">11 §</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td73"><P class="p20 ft2">och finansieringsrörelse, 6 kap. 8 §</P></TD>
<TD colspan=7 class="tr25 td60"><P class="p64 ft2">lagen (2004:297) om bank- och</P></TD>
</TR>
<TR>
<TD class="tr25 td95"><P class="p20 ft2">lagen</P></TD>
<TD colspan=3 class="tr25 td53"><P class="p94 ft2">(2006:531)</P></TD>
<TD class="tr25 td94"><P class="p105 ft2">om</P></TD>
<TD class="tr25 td136"><P class="p62 ft2">särskild</P></TD>
<TD colspan=4 class="tr25 td17"><P class="p64 ft2">finansieringsrörelse,</P></TD>
<TD class="tr25 td77"><P class="p19 ft2">6 kap.</P></TD>
<TD class="tr25 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p17 ft2">8 §</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td73"><P class="p20 ft2">tillsyn över finansiella konglo-</P></TD>
<TD class="tr26 td70"><P class="p64 ft2">lagen</P></TD>
<TD colspan=2 class="tr26 td113"><P class="p67 ft2">(2006:531)</P></TD>
<TD class="tr26 td238"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td160"><P class="p17 ft2">om särskild</P></TD>
</TR>
<TR>
<TD class="tr25 td95"><P class="p20 ft2">merat,</P></TD>
<TD colspan=2 class="tr25 td64"><P class="p85 ft2">6 kap.</P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p94 ft2">11 §</P></TD>
<TD class="tr25 td136"><P class="p62 ft2">lagen</P></TD>
<TD colspan=7 class="tr25 td60"><P class="p64 ft2">tillsyn över finansiella konglo-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td73"><P class="p20 ft2">(2014:968) om särskild tillsyn över</P></TD>
<TD class="tr25 td70"><P class="p64 ft2">merat,</P></TD>
<TD colspan=2 class="tr25 td113"><P class="p77 ft2">6 kap.</P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td77"><P class="p464 ft2">11 §</P></TD>
<TD colspan=2 class="tr25 td163"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td101"><P class="p20 ft2">kreditinstitut</P></TD>
<TD colspan=2 class="tr26 td98"><P class="p28 ft2">och</P></TD>
<TD colspan=2 class="tr26 td197"><P class="p62 ft2">värdepap-</P></TD>
<TD colspan=7 class="tr26 td60"><P class="p64 ft2">(2014:968) om särskild tillsyn över</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td101"><P class="p20 ft2">persbolag,</P></TD>
<TD colspan=2 class="tr25 td98"><P class="p62 ft2">1 kap.</P></TD>
<TD class="tr25 td94"><P class="p19 ft2">12 §</P></TD>
<TD class="tr25 td136"><P class="p62 ft2">lagen</P></TD>
<TD colspan=2 class="tr25 td56"><P class="p64 ft2">kreditinstitut</P></TD>
<TD colspan=2 class="tr25 td62"><P class="p17 ft2">och</P></TD>
<TD colspan=3 class="tr25 td160"><P class="p17 ft2">värdepap-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td101"><P class="p20 ft2">(2007:528)</P></TD>
<TD colspan=2 class="tr25 td98"><P class="p66 ft2">om</P></TD>
<TD colspan=2 class="tr25 td197"><P class="p62 ft31">värdepappers-</P></TD>
<TD colspan=2 class="tr25 td56"><P class="p64 ft2">persbolag,</P></TD>
<TD class="tr25 td45"><P class="p20 ft2">1 kap.</P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td77"><P class="p30 ft2">12 §</P></TD>
<TD colspan=2 class="tr25 td163"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td101"><P class="p20 ft2">marknaden,</P></TD>
<TD colspan=2 class="tr26 td98"><P class="p76 ft2">3 kap.</P></TD>
<TD class="tr26 td94"><P class="p28 ft2">14 §</P></TD>
<TD class="tr26 td136"><P class="p62 ft2">lagen</P></TD>
<TD colspan=7 class="tr26 td60"><P class="p64 ft2">(2007:528) om värdepappersmark-</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td73"><P class="p20 ft2">(2010:751) om betaltjänster, 3 kap.</P></TD>
<TD class="tr25 td70"><P class="p64 ft2">naden,</P></TD>
<TD colspan=2 class="tr25 td113"><P class="p93 ft2">3 kap.</P></TD>
<TD class="tr25 td238"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td77"><P class="p464 ft2">14 §</P></TD>
<TD colspan=2 class="tr25 td163"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td73"><P class="p20 ft2">14 § lagen (2011:755) om elektro-</P></TD>
<TD colspan=7 class="tr25 td60"><P class="p64 ft2">(2010:751) om betaltjänster, 3 kap.</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td73"><P class="p20 ft2">niska pengar och 8 kap. 25 § lagen</P></TD>
<TD colspan=7 class="tr26 td60"><P class="p64 ft2">14 § lagen (2011:755) om elektro-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td101"><P class="p20 ft2">(2013:561)</P></TD>
<TD class="tr25 td14"><P class="p71 ft2">om</P></TD>
<TD colspan=3 class="tr25 td106"><P class="p62 ft2">förvaltare av</P></TD>
<TD colspan=7 class="tr25 td60"><P class="p64 ft2">niska pengar och 8 kap. 25 § lagen</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td73"><P class="p20 ft2">alternativa investeringsfonder.</P></TD>
<TD colspan=2 class="tr25 td56"><P class="p64 ft2">(2013:561)</P></TD>
<TD class="tr25 td45"><P class="p1 ft2">om</P></TD>
<TD colspan=3 class="tr25 td141"><P class="p26 ft2">förvaltare</P></TD>
<TD class="tr25 td55"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD class="tr25 td95"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td136"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td217"><P class="p64 ft2">alternativa investeringsfonder.</P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p211 ft4">I de lagar som anges i första stycket finns även bestämmelser om meddelandeförbud och ansvarsbestämmelser för den som bryter mot ett sådant förbud.</P>
<P class="p1588 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
<P class="p1589 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2014:980.</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_635" style="position:relative; overflow: hidden;margin: 50px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:348px;left:68px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310635x1.jpg/" style="width:123px;height:1px;">
</DIV>
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<P class="p1590 ft67">Förslag till lag om ändring i lagen (2000:1087) om anmälningsskyldighet för vissa innehav av finansiella instrument</P>
<P class="p280 ft4">Härigenom föreskrivs att 10 § lagen (2000:1087) om anmälnings- skyldighet för vissa innehav av finansiella instrument ska ha följande lydelse.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 13px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 7</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 9px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t51">
<TR>
<TD colspan=3 class="tr43 td67"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr43 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr43 td222"><P class="p20 ft3">Föreslagen lydelse</P></TD>
<TD class="tr43 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr43 td10"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td132"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD rowspan=2 class="tr44 td114"><P class="p94 ft3">skall</P></TD>
<TD class="tr41 td84"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td144"><P class="p411 ft2">10 §</P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td109"><P class="p20 ft6"> </P></TD>
<TD rowspan=2 class="tr44 td66"><P class="p1 ft3">ska</P></TD>
<TD class="tr41 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td10"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td132"><P class="p60 ft2">Uppgifter</P></TD>
<TD class="tr25 td14"><P class="p20 ft2">som</P></TD>
<TD colspan=2 class="tr25 td130"><P class="p113 ft2">anmälas</P></TD>
<TD class="tr25 td78"><P class="p60 ft2">Uppgifter</P></TD>
<TD colspan=2 class="tr25 td114"><P class="p32 ft2">som</P></TD>
<TD colspan=2 class="tr25 td82"><P class="p17 ft2">anmälas</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td156"><P class="p20 ft2">enligt 4 § får efter tillstånd</P></TD>
<TD class="tr26 td27"><P class="p113 ft2">av</P></TD>
<TD class="tr26 td78"><P class="p20 ft2">enligt 4 §</P></TD>
<TD class="tr26 td14"><P class="p69 ft2">får</P></TD>
<TD colspan=3 class="tr26 td133"><P class="p71 ft2">efter tillstånd</P></TD>
<TD class="tr26 td10"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td67"><P class="p20 ft2">Finansinspektionen föras</P></TD>
<TD class="tr25 td84"><P class="p20 ft2">över</P></TD>
<TD class="tr25 td27"><P class="p113 ft2">till</P></TD>
<TD colspan=3 class="tr25 td222"><P class="p20 ft2">Finansinspektionen</P></TD>
<TD class="tr25 td66"><P class="p20 ft2">föras</P></TD>
<TD class="tr25 td84"><P class="p20 ft2">över</P></TD>
<TD class="tr25 td10"><P class="p17 ft2">till</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p20 ft2">insynsregistret genom automatisk</P></TD>
<TD colspan=2 class="tr25 td30"><P class="p20 ft2">insynsregistret</P></TD>
<TD colspan=4 class="tr25 td154"><P class="p17 ft2">genom automatisk</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td155"><P class="p20 ft2">databehandling.</P></TD>
<TD class="tr26 td114"><P class="p94 ft31">Sådant</P></TD>
<TD colspan=2 class="tr26 td130"><P class="p113 ft2">tillstånd</P></TD>
<TD colspan=2 class="tr26 td30"><P class="p20 ft2">databehandling.</P></TD>
<TD colspan=2 class="tr26 td141"><P class="p60 ft2">Sådant</P></TD>
<TD colspan=2 class="tr26 td82"><P class="p17 ft2">tillstånd</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p20 ft2">får ges endast till den som är</P></TD>
<TD colspan=6 class="tr25 td124"><P class="p20 ft2">får ges endast till den som är</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td122"><P class="p20 ft2">förvaltare enligt 3 kap. 7 § lagen</P></TD>
<TD colspan=6 class="tr25 td124"><P class="p20 ft2">förvaltare enligt 3 kap. 7 § lagen</P></TD>
</TR>
<TR>
<TD class="tr26 td132"><P class="p20 ft2">(1998:1479)</P></TD>
<TD class="tr26 td14"><P class="p26 ft2">om</P></TD>
<TD colspan=2 class="tr26 td125"><P class="p66 ft2">kontoföring</P></TD>
<TD class="tr26 td27"><P class="p113 ft2">av</P></TD>
<TD colspan=3 class="tr26 td222"><P class="p20 ft2">(1998:1479) om</P></TD>
<TD colspan=3 class="tr26 td116"><P class="p17 ft28">värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td67"><P class="p20 ft2">finansiella instrument.</P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td78"><P class="p20 ft3">centraler</P></TD>
<TD class="tr25 td14"><P class="p72 ft28">och</P></TD>
<TD colspan=3 class="tr25 td133"><P class="p87 ft2">kontoföring</P></TD>
<TD class="tr25 td10"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD class="tr31 td132"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td27"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr31 td67"><P class="p20 ft2">finansiella instrument.</P></TD>
<TD class="tr31 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td10"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p403 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
<P class="p412 ft2">635</P>
</DIV>
</DIV>
<DIV id="page_636" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">636</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P class="p1591 ft72">Förslag till lag om ändring i lagen (2004:46) om värdepappersfonder</P>
<P class="p1592 ft2">Härigenom föreskrivs att 4 kap. 11, 12 och 14 §§ lagen (2004:46) om värdepappersfonder<SPAN class="ft27">1 </SPAN>ska ha följande lydelse.</P>
<P class="p302 ft3">Nuvarande lydelse Föreslagen lydelse</P>
<P class="p1593 ft29">4 kap.</P>
<P class="p1426 ft2">11 §<SPAN class="ft27">2</SPAN></P>
<P class="p682 ft4">Fondbolaget ska föra eller låta föra ett register över samtliga inne- havare av andelar i fonden. I fråga om automatiserad och viss manuell behandling av personuppgifter finns bestämmelser i personuppgiftslagen</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr26 td105"><P class="p20 ft2">(1998:204).</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=4 rowspan=2 class="tr46 td143"><P class="p17 ft2">Är lagen (1998:1479) om <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p30 ft2">Är lagen (1998:1479) om konto-</P></TD>
</TR>
<TR>
<TD class="tr25 td105"><P class="p20 ft2">föring av</P></TD>
<TD class="tr25 td79"><P class="p20 ft2">finansiella</P></TD>
<TD class="tr25 td121"><P class="p30 ft2">instrument</P></TD>
<TD colspan=2 class="tr25 td127"><P class="p20 ft3">papperscentraler</P></TD>
<TD colspan=2 class="tr25 td80"><P class="p17 ft2"><SPAN class="ft3">och </SPAN>kontoföring</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p20 ft2">tillämplig på andelarna i fonden,</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">av finansiella instrument tillämplig</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p20 ft2">förs registret av en <SPAN class="ft3">central värde-</SPAN></P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft2">på andelarna i fonden, förs regist-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p20 ft2"><SPAN class="ft3">pappersförvarare</SPAN>. Fondbolaget har</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft3"><SPAN class="ft2">ret av en </SPAN>värdepapperscentral<SPAN class="ft2">.</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td126"><P class="p20 ft2">rätt till insyn i registret.</P></TD>
<TD class="tr25 td121"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">Fondbolaget har rätt till insyn i</P></TD>
</TR>
<TR>
<TD class="tr26 td105"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td121"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td78"><P class="p20 ft2">registret.</P></TD>
<TD class="tr26 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td116"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td6"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p30 ft2">Om lagen om kontoföring av</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft3"><SPAN class="ft2">Om lagen om </SPAN>värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td105"><P class="p20 ft2">finansiella</P></TD>
<TD class="tr25 td79"><P class="p76 ft2">instrument</P></TD>
<TD class="tr25 td121"><P class="p30 ft2">inte är</P></TD>
<TD class="tr25 td78"><P class="p20 ft3">centraler</P></TD>
<TD class="tr25 td94"><P class="p20 ft3">och</P></TD>
<TD class="tr25 td116"><P class="p20 ft2">kontoföring</P></TD>
<TD class="tr25 td6"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p20 ft2">tillämplig på andelarna i fonden,</P></TD>
<TD class="tr26 td78"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=2 class="tr26 td74"><P class="p68 ft2">instrument inte</P></TD>
<TD class="tr26 td6"><P class="p17 ft2">är</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p20 ft2">ska den som för registret anteckna</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">tillämplig på andelarna i fonden,</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p20 ft2">inskränkningar enligt 13 kap. 19 §</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">ska den som för registret anteckna</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td50"><P class="p20 ft2">första stycket 4 eller 14 kap. 21 §</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft2">inskränkningar enligt 13 kap. 19 §</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td50"><P class="p20 ft2">första stycket 4 föräldrabalken där.</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">första stycket 4 eller 14 kap. 21 §</P></TD>
</TR>
<TR>
<TD class="tr32 td105"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td79"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td121"><P class="p20 ft14"> </P></TD>
<TD colspan=4 class="tr32 td143"><P class="p20 ft15">första stycket 4 föräldrabalken där.</P></TD>
</TR>
</TABLE>
<P class="p211 ft4">Fondbolaget ska till varje fondandelsägare skriftligen bekräfta att dennes fondandelsinnehav har registrerats. Av bekräftelsen ska det framgå värdepappersfondens och, i förekommande fall, andelsklassens beteckning samt namnen på fondbolaget och förvaringsinstitutet. Vidare ska det framgå var informationsbroschyren enligt 15 §, faktabladet enligt 16 a § samt årsberättelsen och halvårsredogörelsen enligt 18 § finns att tillgå.</P>
<P class="p1583 ft2">12 §<SPAN class="ft27">3</SPAN></P>
<P class="p1497 ft4">Har en fondandelsägare lämnat sina andelar för förvaltning till någon som har fått tillstånd till registrering som förvaltare, får förvaltaren på andelsägarens uppdrag anges i det register som avses i 11 § första stycket i stället för andelsägaren. I registret ska det särskilt anmärkas att fond- andelen förvaltas för någon annans räkning. Förvaltaren ska skyndsamt till andelsägaren eller den som förvaltaren har antecknat i andelsägarens ställe lämna den information förvaltaren får från fondbolaget, om inte</P>
<P class="p1594 ft35"><SPAN class="ft42">1</SPAN><SPAN class="ft43">Senaste lydelse av lagens rubrik 2013:563.</SPAN></P>
<P class="p157 ft51"><SPAN class="ft42">2</SPAN><SPAN class="ft171">Senaste lydelse 2013:563.</SPAN></P>
<P class="p157 ft35"><SPAN class="ft42">3</SPAN><SPAN class="ft43">Senaste lydelse 2011:882.</SPAN></P>
</DIV>
</DIV>
</DIV>
<DIV id="page_637" style="position:relative; overflow: hidden;margin: 49px 0px 81px 68px;padding: 0px;border: none;width: 556px;">
<DIV style="position:absolute;top:447px;left:0px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310637x1.jpg/" style="width:123px;height:1px;">
</DIV>
<DIV style="position:absolute;top:248px;left:205px;width:188px;height:180px;"><SPAN class="ft2">Är lagen (1998:1479) om </SPAN><SPAN class="ft3">värde- papperscentraler och </SPAN><SPAN class="ft2">kontoföring av finansiella instrument inte tillämplig på andelarna i fonden, tillämpas i fråga om överlåtelse eller pantsättning av en fondandel i stället 31 § lagen (1936:81) om skuldebrev. I så fall </SPAN><SPAN class="ft3">ska </SPAN><SPAN class="ft2">vad som i den bestämmelsen sägs om gälde- nären gälla fondbolaget eller, om fondandelarna är förvaltarregistre- rade, förvaltaren.</SPAN></DIV>
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 406px;overflow: hidden;">
<P class="p343 ft4">andelsägaren avstått från sådan information. Information som avser ändring av fondbestämmelser enligt 9 b § eller 5 a kap. 7 § eller som avser fusion enligt 8 kap. 8 § ska dock alltid lämnas till andelsägaren eller den som förvaltaren har antecknat i andelsägarens ställe.</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr31 td122"><P class="p113 ft2">Om registret förs av någon</P></TD>
<TD colspan=2 class="tr31 td124"><P class="p17 ft2">Om registret förs av någon</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft28"><SPAN class="ft31">annan än en </SPAN>central värdepappers-</P></TD>
<TD colspan=2 class="tr25 td124"><P class="p17 ft3"><SPAN class="ft2">annan än en </SPAN>värdepapperscentral<SPAN class="ft2">,</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p113 ft2"><SPAN class="ft3">förvarare</SPAN>, ska Finansinspektionen</P></TD>
<TD class="tr26 td109"><P class="p20 ft2">ska</P></TD>
<TD class="tr26 td225"><P class="p17 ft2">Finansinspektionen pröva frå-</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft2">pröva frågor om tillstånd till</P></TD>
<TD class="tr25 td109"><P class="p20 ft2">gor</P></TD>
<TD class="tr25 td225"><P class="p17 ft2">om tillstånd till registrering</P></TD>
</TR>
<TR>
<TD class="tr32 td122"><P class="p418 ft15">registrering som förvaltare.</P></TD>
<TD colspan=2 class="tr32 td124"><P class="p20 ft15">som förvaltare.</P></TD>
</TR>
</TABLE>
<P class="p337 ft4">Ett tillstånd att registreras som förvaltare får förenas med särskilda villkor för att tillgodose allmänna och enskilda intressen. Ett tillstånd ska återkallas av Finansinspektionen, om ett villkor för tillståndet har åsidosatts och avvikelsen är betydande eller om förutsättningarna för tillståndet inte längre uppfylls.</P>
<P class="p420 ft4">14 § Är lagen (1998:1479) om konto-</P>
<P class="p421 ft2">föring av finansiella instrument inte tillämplig på andelarna i fonden, tillämpas i fråga om över- låtelse eller pantsättning av en fondandel i stället 31 § lagen (1936:81) om skuldebrev. I så fall <SPAN class="ft3">skall </SPAN>vad som i den bestämmelsen sägs om gäldenären gälla fond- bolaget eller, om fondandelarna är förvaltarregistrerade, förvaltaren.</P>
<P class="p422 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
</DIV>
<DIV style="float:left;border:none;margin: 1px 0px 0px 0px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 7</P>
<P class="p1439 ft2">637</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_638" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:452px;left:163px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310638x1.jpg/" style="width:123px;height:1px;">
</DIV>
<DIV style="position:absolute;top:360px;left:367px;width:189px;height:80px;"><SPAN class="ft4">Lagen (1998:1479) om </SPAN><SPAN class="ft36">värde- papperscentraler och </SPAN><SPAN class="ft4">kontoföring av finansiella instrument ska inte tillämpas på kontoföring av utsläppsrätter och kyotoenheter.</SPAN></DIV>
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">638</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P class="p1479 ft72">Förslag till lag om ändring i lagen (2004:1199) om handel med utsläppsrätter</P>
<P class="p777 ft4">Härigenom föreskrivs att 4 kap. 1 § lagen (2004:1199) om handel med utsläppsrätter ska ha följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 class="t129">
<TR>
<TD class="tr27 td50"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p479 ft29">4 kap.</P>
<P class="p480 ft2">1 §<SPAN class="ft27">1</SPAN></P>
<P class="p682 ft4">Bestämmelser om kontoföring av utsläppsrätter och kyotoenheter i ett unionsregister finns i registerförordningen.</P>
<P class="p211 ft2">Den myndighet som regeringen bestämmer (kontoföringsmyndigheten) är den nationella administratör som avses i artikel 6.1 i registerförord- ningen. Kontoföringsmyndigheten ska administrera konton i unions- registret som myndigheten har öppnat och som tillhör följande konto- typer:</P>
<P class="p186 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">Sveriges nationella konton,</SPAN></P>
<P class="p1595 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft19">depåkonton för verksamhetsutövare,</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft19">depåkonton för luftfartygsoperatörer,</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft19">persondepåkonton,</SPAN></P>
<P class="p1595 ft2"><SPAN class="ft2">5.</SPAN><SPAN class="ft19">depåkonton för handelsplattformar, och</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">6.</SPAN><SPAN class="ft19">kontrollörskonton.</SPAN></P>
<P class="p1450 ft4">Lagen (1998:1479) om konto- föring av finansiella instrument ska inte tillämpas på kontoföring av utsläppsrätter och kyotoenheter.</P>
<P class="p1596 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
<P class="p198 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2011:1103.</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_639" style="position:relative; overflow: hidden;margin: 50px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:666px;left:273px;width:38px;height:15px;"><SPAN class="ft3">10 a §</SPAN></DIV>
<DIV style="position:absolute;top:681px;left:273px;width:188px;height:48px;"><SPAN class="ft36">Vid tillämpningen av denna lag ska med ett avstämningsregister enligt lagen (1998:1479) om</SPAN></DIV>
<DIV style="position:absolute;top:467px;left:273px;width:188px;height:135px;"><SPAN class="ft2">Ett avstämningsbolag är ett aktiebolag vars bolagsordning innehåller förbehåll om att bolag- ets aktier </SPAN><SPAN class="ft3">ska </SPAN><SPAN class="ft2">vara registrerade i ett avstämningsregister enligt lagen (1998:1479) om </SPAN><SPAN class="ft3">värdepappers- centraler och </SPAN><SPAN class="ft2">kontoföring av finansiella instrument (</SPAN><SPAN class="ft55">avstäm- ningsförbehåll</SPAN><SPAN class="ft2">).</SPAN></DIV>
<DIV style="position:absolute;top:604px;left:273px;width:188px;height:48px;"><SPAN class="ft36">I ett avstämningsbolag ska aktierna registreras i ett avstäm- ningsregister för bolaget.</SPAN></DIV>
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 406px;overflow: hidden;">
<P class="p1597 ft72">Förslag till lag om ändring i aktiebolagslagen (2005:551)</P>
<P class="p349 ft2">Härigenom föreskrivs i fråga om aktiebolagslagen (2005:551)</P>
<P class="p337 ft4"><SPAN class="ft36">dels </SPAN>att 1 kap. 9 och 10 §§, 4 kap. 30, <NOBR>39–41</NOBR> och 49 §§, 5 kap. 4, 12– 14 och <NOBR>16–19</NOBR> §§, 6 kap. 10 §, 11 kap. 5 och 8 §§, 12 kap. 10 §, 13 kap. 18 §, 14 kap. 36 §, 15 kap. 37 §, 20 kap. 21 §, 22 kap. 4, 14, 20 och 21 §§ och 30 kap. 1 § och rubriken närmast före 1 kap. 10 § ska ha följande lydelse,</P>
<P class="p1598 ft22"><SPAN class="ft41">dels </SPAN>att det ska införas tre nya paragrafer, 1 kap. 10 a och 10 b §§ och 5 kap. 12 a av följande lydelse.</P>
<P class="p302 ft3">Nuvarande lydelse Föreslagen lydelse</P>
<P class="p1593 ft29">1 kap.</P>
<P class="p480 ft2">9 §<SPAN class="ft27">1</SPAN></P>
<P class="p333 ft4">Bestämmelser om betydelsen av följande begrepp, termer och uttryck finns i nedan angivna paragrafer:</P>
<P class="p16 ft2">– – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – –</P>
<TABLE cellpadding=0 cellspacing=0 class="t142">
<TR>
<TD class="tr31 td154"><P class="p20 ft2">uppdelning av</P></TD>
<TD class="tr31 td106"><P class="p20 ft2">4 kap. 46 §</P></TD>
<TD class="tr31 td154"><P class="p20 ft2">uppdelning av</P></TD>
<TD class="tr31 td41"><P class="p20 ft2">4 kap. 46 §</P></TD>
</TR>
<TR>
<TD class="tr26 td154"><P class="p20 ft2">aktier</P></TD>
<TD class="tr26 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td154"><P class="p20 ft2">aktier</P></TD>
<TD class="tr26 td41"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td154"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td154"><P class="p20 ft3">värdepappers-</P></TD>
<TD class="tr25 td41"><P class="p20 ft3">10 b §</P></TD>
</TR>
<TR>
<TD class="tr25 td154"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td154"><P class="p20 ft3">central</P></TD>
<TD class="tr25 td41"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td154"><P class="p20 ft2">årsstämma</P></TD>
<TD class="tr26 td106"><P class="p26 ft2">7 kap. 10 §</P></TD>
<TD class="tr26 td154"><P class="p20 ft2">årsstämma</P></TD>
<TD class="tr26 td41"><P class="p26 ft2">7 kap. 10 §</P></TD>
</TR>
<TR>
<TD class="tr25 td154"><P class="p20 ft2">överskjutande</P></TD>
<TD class="tr25 td106"><P class="p20 ft2">4 kap. 47 §</P></TD>
<TD class="tr25 td154"><P class="p20 ft2">överskjutande</P></TD>
<TD class="tr25 td41"><P class="p20 ft2">4 kap. 47 §</P></TD>
</TR>
<TR>
<TD class="tr31 td154"><P class="p20 ft2">aktier</P></TD>
<TD class="tr31 td106"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td154"><P class="p20 ft2">aktier</P></TD>
<TD class="tr31 td41"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 7</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 12px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t143">
<TR>
<TD class="tr34 td122"><P class="p20 ft53">Begreppet avstämningsbolag</P></TD>
<TD class="tr34 td51"><P class="p20 ft180">Avstämningsbolag</P></TD>
</TR>
</TABLE>
<P class="p1599 ft4">10 § Ett avstämningsbolag är ett</P>
<P class="p459 ft2">aktiebolag vars bolagsordning innehåller förbehåll om att bo- lagets aktier <SPAN class="ft3">skall </SPAN>vara registrerade i ett avstämningsregister enligt lagen (1998:1479) om kontoföring av finansiella instrument (<SPAN class="ft55">avstäm- ningsförbehåll</SPAN>).</P>
<P class="p1600 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2008:12.</P>
<P class="p99 ft2">639</P>
</DIV>
</DIV>
<DIV id="page_640" style="position:relative; overflow: hidden;margin: 49px 0px 78px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">640</P>
</DIV>
<DIV style="float:left;border:none;margin: 1px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P class="p1487 ft3">värdepapperscentraler och konto- föring av finansiella instrument jämställas ett motsvarande regist- er som förs av en utländsk värde- papperscentral enligt Europa- parlamentets och rådets förord- ning (EU) nr 909/2014 av den 23 juli 2014 om förbättrad värdepap- persavveckling i Europeiska unionen och om värdepappers- centraler samt ändring av direktiv 98/26/EG och 2014/65/EU och förordning (EU) nr 236/2012, i den ursprungliga lydelsen. Detta gäller dock inte sådana register som förs av en värdepappers- central från tredjeland.</P>
<P class="p1602 ft36">Ett konto i ett sådant register ska jämställas med ett avstäm- ningskonto enligt lagen om värdepapperscentraler och kontoföring av finansiella instrument.</P>
<P class="p1603 ft3">10 b §</P>
<P class="p1604 ft3">Med värdepapperscentral avses detsamma som i 1 kap. 3 § lagen (1998:1479) om värdepappers- centraler och kontoföring av finan- siella instrument. Vid tillämp- ningen av denna lag ska med en sådan värdepapperscentral jäm- ställas en värdepapperscentral från tredjeland enligt den bestäm- melsen, om inte något annat anges.</P>
<P style="text-align: left;padding-left: 179px;margin-top: 32px;margin-bottom: 0px;" class="ft29">4 kap.</P>
<P class="p1605 ft2">30 §</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr27 td50"><P class="p30 ft2">Den som förvärvar aktier som</P></TD>
<TD class="tr27 td143"><P class="p17 ft2">Den som förvärvar aktier som</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2">enligt bolagsordningen <SPAN class="ft3">skall </SPAN>hem-</P></TD>
<TD class="tr26 td143"><P class="p28 ft2">enligt bolagsordningen <SPAN class="ft3">ska </SPAN>hem-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">bjudas <SPAN class="ft3">skall </SPAN>snarast efter förvärvet</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">bjudas <SPAN class="ft3">ska </SPAN>snarast efter förvärvet</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">anmäla aktieövergången till bolag-</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">anmäla aktieövergången till bolag-</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2">ets styrelse. Anmälan <SPAN class="ft3">skall </SPAN>inne-</P></TD>
<TD class="tr26 td143"><P class="p17 ft2">ets styrelse. Anmälan <SPAN class="ft3">ska </SPAN>inne-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">hålla uppgift om den ersättning</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">hålla uppgift om den ersättning</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">som har lämnats för aktierna och</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">som har lämnats för aktierna och</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2">de villkor förvärvaren ställer för</P></TD>
<TD class="tr26 td143"><P class="p17 ft2">de villkor förvärvaren ställer för</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p435 ft31">inlösen.</P></TD>
<TD class="tr25 td143"><P class="p1606 ft2">inlösen.</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">Övergår en hembudspliktig aktie</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">Övergår en hembudspliktig aktie</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2">i ett avstämningsbolag till en ny</P></TD>
<TD class="tr26 td143"><P class="p17 ft2">i ett avstämningsbolag till en ny</P></TD>
</TR>
<TR>
<TD class="tr31 td50"><P class="p30 ft3"><SPAN class="ft2">ägare, </SPAN>skall den centrala värde-</P></TD>
<TD class="tr31 td143"><P class="p17 ft3"><SPAN class="ft2">ägare, </SPAN>ska värdepapperscentralen,</P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
</DIV>
<DIV id="page_641" style="position:relative; overflow: hidden;margin: 47px 0px 78px 68px;padding: 0px;border: none;width: 556px;">
<DIV style="position:absolute;top:526px;left:205px;width:188px;height:135px;"><SPAN class="ft2">Den som är antecknad i ett avstämningsregister enligt 4 kap. 18 § första stycket </SPAN><NOBR><SPAN class="ft2">6–8</SPAN></NOBR><SPAN class="ft2"> lagen (1998:1479) om </SPAN><SPAN class="ft3">värdepappers- centraler och </SPAN><SPAN class="ft2">kontoföring av finansiella instrument </SPAN><SPAN class="ft3">ska </SPAN><SPAN class="ft2">i stället för aktieägaren antas vara behörig att utöva de rättigheter som avses i 39 §.</SPAN></DIV>
<DIV style="position:absolute;top:204px;left:205px;width:188px;height:165px;"><SPAN class="ft2">I avstämningsbolag </SPAN><SPAN class="ft3">ska </SPAN><SPAN class="ft2">en aktieägare eller förvaltare som på avstämningsdagen är införd i aktieboken och antecknad i ett avstämningsregister enligt 4 kap. lagen (1998:1479) om </SPAN><SPAN class="ft3">värdepap- perscentraler och </SPAN><SPAN class="ft2">kontoföring av finansiella instrument, med den begränsning som följer av 41 § tredje meningen, antas vara behörig att</SPAN></DIV>
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 499px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 5px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p157 ft36">pappersförvararen <SPAN class="ft4">underrätta styr- elsen om övergången i samband med att frågan om införande av den </SPAN>nye <SPAN class="ft4">ägaren i aktieboken prövas. Bolaget </SPAN>skall <SPAN class="ft4">underrätta den </SPAN>nye <SPAN class="ft4">ägaren om anmälnings- skyldigheten enligt första stycket.</SPAN></P>
<P class="p261 ft4">Anmälan enligt första stycket <SPAN class="ft36">skall </SPAN>också göras när hembudsplikt inträder enligt 29 §.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 17px;padding: 0px;border:none;width: 294px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t137">
<TR>
<TD colspan=2 class="tr2 td123"><P class="p20 ft3">om den ansvarar för att föra aktie-</P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr26 td222"><P class="p20 ft2"><SPAN class="ft3">boken, </SPAN>underrätta</P></TD>
<TD class="tr26 td80"><P class="p111 ft2">styrelsen om</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 7</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td123"><P class="p20 ft2">övergången i samband med att</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td123"><P class="p20 ft2">frågan om införande av den <SPAN class="ft3">nya</SPAN></P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td123"><P class="p20 ft2">ägaren i aktieboken prövas. Bolag-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td123"><P class="p20 ft2">et <SPAN class="ft3">ska </SPAN>underrätta den <SPAN class="ft3">nya </SPAN>ägaren</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td123"><P class="p20 ft2">om anmälningsskyldigheten enligt</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td222"><P class="p20 ft2">första stycket.</P></TD>
<TD class="tr25 td80"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr32 td222"><P class="p60 ft15">Anmälan enligt</P></TD>
<TD class="tr32 td80"><P class="p111 ft15">första stycket</P></TD>
<TD class="tr32 td47"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P style="text-align: left;padding-right: 106px;margin-top: 0px;margin-bottom: 0px;" class="ft22"><SPAN class="ft41">ska </SPAN>också göras när hembudsplikt inträder enligt 29 §.</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 10px 0px 0px 0px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<P class="p437 ft4">39 § I avstämningsbolag <SPAN class="ft36">skall </SPAN>en</P>
<P style="text-align: justify;padding-right: 368px;margin-top: 1px;margin-bottom: 0px;" class="ft2">aktieägare eller förvaltare som på avstämningsdagen är införd i aktieboken och antecknad i ett avstämningsregister enligt 4 kap. lagen (1998:1479) om kontoföring av finansiella instrument, med den begränsning som följer av 41 § tredje meningen, antas vara behörig att</P>
<P style="text-align: justify;padding-left: 11px;margin-top: 16px;margin-bottom: 0px;" class="ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft18">ta emot nya aktier vid fondemission,</SPAN></P>
<P class="p440 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft30">ta emot teckningsrätt vid nyemission av aktier eller emission av teckningsoptioner eller konvertibler,</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft18">ta emot vinstutdelning,</SPAN></P>
<P class="p440 ft4"><SPAN class="ft2">4.</SPAN><SPAN class="ft30">ta emot betalning i samband med minskning av aktiekapitalet för återbetalning till aktieägarna, och</SPAN></P>
<P class="p440 ft2"><SPAN class="ft2">5.</SPAN><SPAN class="ft18">ta emot betalning i samband med utskiftning vid bolagets likvidation.</SPAN></P>
<P class="p441 ft4">40 § Den som är antecknad i ett</P>
<P style="text-align: justify;padding-right: 368px;margin-top: 1px;margin-bottom: 0px;" class="ft2">avstämningsregister enligt 4 kap. 18 § första stycket <NOBR>6–8</NOBR> lagen (1998:1479) om kontoföring av finansiella instrument <SPAN class="ft3">skall </SPAN>i stället för aktieägaren antas vara behörig att utöva de rättigheter som avses i 39 §.</P>
<TABLE cellpadding=0 cellspacing=0 style="width: 505px;margin-top: 29px;font: 13px 'Times New Roman';">
<TR>
<TD class="tr28 td101"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td137"><P class="p20 ft6"> </P></TD>
<TD colspan=2 style="padding: 0px;margin: 0px;width: 281px;vertical-align: bottom;" class="tr28"><P style="text-align: right;padding-right: 231px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft2">41 §</P></TD>
<TD class="tr28 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft2">Om den som har tagit emot</P></TD>
<TD class="tr25 td288"><P class="p295 ft2">Om den som har tagit emot</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td101"><P class="p20 ft2">värdepapper</P></TD>
<TD class="tr26 td71"><P class="p123 ft2">eller</P></TD>
<TD class="tr26 td137"><P class="p20 ft2">betalning</P></TD>
<TD class="tr26 td70"><P class="p113 ft2">enligt</P></TD>
<TD class="tr26 td288"><P class="p295 ft2">värdepapper eller betalning enligt</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p113 ft2">38, 39 eller 40 § inte var rätt</P></TD>
<TD class="tr25 td288"><P class="p295 ft2">38, 39 eller 40 § inte var rätt</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td101"><P class="p20 ft2">mottagare,</P></TD>
<TD class="tr25 td71"><P class="p123 ft28">skall</P></TD>
<TD class="tr25 td137"><P class="p64 ft2">bolaget</P></TD>
<TD class="tr25 td70"><P class="p113 ft2">ändå</P></TD>
<TD class="tr25 td288"><P class="p295 ft2">mottagare, <SPAN class="ft3">ska </SPAN>bolaget ändå anses</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p113 ft2">anses ha fullgjort sin skyldighet.</P></TD>
<TD class="tr26 td288"><P class="p295 ft2">ha fullgjort sin skyldighet. Detta</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr31 td122"><P class="p113 ft2">Detta gäller dock inte om bolaget</P></TD>
<TD class="tr31 td288"><P class="p295 ft2">gäller dock inte om bolaget eller, i</P></TD>
<TD class="tr31 td79"><P class="p17 ft2">641</P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
<DIV id="page_642" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:233px;left:367px;width:189px;height:80px;"><SPAN class="ft4">I avstämningsbolag ska anmälan genast göras till den </SPAN><SPAN class="ft36">värdepappers- central som för avstämnings- register för bolaget </SPAN><SPAN class="ft4">om att beslutet har registrerats.</SPAN></DIV>
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">642</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 189px;overflow: hidden;">
<P class="p157 ft2">eller, i fråga om avstämningsbolag, <SPAN class="ft3">den centrala värdepappersför- vararen </SPAN>insett eller <SPAN class="ft3">bort inse </SPAN>att det var fel mottagare. Det gäller inte heller om mottagaren var omyndig eller hade en förvaltare enligt för- äldrabalken med uppdrag att för- valta hans eller hennes aktier.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 15px;padding: 0px;border:none;width: 189px;overflow: hidden;">
<P class="p157 ft2">fråga om avstämningsbolag, <SPAN class="ft3">värdepapperscentralen </SPAN>insett eller <SPAN class="ft3">borde ha insett </SPAN>att det var fel mottagare. Det gäller inte heller om mottagaren var omyndig eller hade en förvaltare enligt föräldra- balken med uppdrag att förvalta hans eller hennes aktier.</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 14px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P style="text-align: left;padding-left: 182px;margin-top: 0px;margin-bottom: 0px;" class="ft2">49 §<SPAN class="ft27">2</SPAN></P>
<P class="p682 ft4">Ett beslut om uppdelning eller sammanläggning av aktier ska genast anmälas för registrering i aktiebolagsregistret. Antalet aktier ändras när beslutet registreras.</P>
<P class="p211 ft2">Efter registreringen ska nödvändiga ändringar genast göras i aktie- boken.</P>
<P style="text-align: justify;padding-right: 273px;margin-top: 1px;margin-bottom: 0px;text-indent: 11px;" class="ft4">I avstämningsbolag ska anmälan genast göras till den <SPAN class="ft36">centrala värdepappersförvararen </SPAN>om att beslutet har registrerats.</P>
<P style="text-align: justify;padding-left: 179px;margin-top: 25px;margin-bottom: 0px;" class="ft29"><SPAN class="ft177">5</SPAN><SPAN class="ft178">kap.</SPAN></P>
<P class="p1510 ft2">4 §</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr34 td50"><P class="p30 ft2">I fråga om behandling av per-</P></TD>
<TD colspan=2 class="tr34 td143"><P class="p17 ft2">I fråga om behandling av per-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">sonuppgifter i aktiebok som förs</P></TD>
<TD colspan=2 class="tr25 td143"><P class="p17 ft2">sonuppgifter i aktiebok som förs</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2">med automatiserad behandling</P></TD>
<TD colspan=2 class="tr26 td143"><P class="p17 ft2">med automatiserad behandling</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">finns bestämmelser i personupp-</P></TD>
<TD colspan=2 class="tr25 td143"><P class="p17 ft2">finns bestämmelser i personupp-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">giftslagen (1998:204). Bolaget är</P></TD>
<TD colspan=2 class="tr25 td143"><P class="p17 ft2">giftslagen (1998:204). Bolaget är</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft31">personuppgiftsansvarig för den be-</P></TD>
<TD colspan=2 class="tr26 td143"><P class="p17 ft2">personuppgiftsansvarig för den be-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">handling av personuppgifter som</P></TD>
<TD class="tr25 td64"><P class="p20 ft2">handling</P></TD>
<TD class="tr25 td157"><P class="p17 ft2">av personuppgifter som</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">förandet av aktieboken innebär. I</P></TD>
<TD colspan=2 class="tr25 td143"><P class="p17 ft2">förandet av aktieboken innebär. I</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2">avstämningsbolag är det, sedan ett</P></TD>
<TD colspan=2 class="tr26 td143"><P class="p17 ft2">avstämningsbolag är det, sedan ett</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft31">avstämningsregister har upprättats,</P></TD>
<TD colspan=2 class="tr25 td143"><P class="p17 ft2">avstämningsregister har upprättats,</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft3"><SPAN class="ft2">i stället </SPAN>den centrala värdepap-</P></TD>
<TD class="tr25 td64"><P class="p20 ft2">i stället</P></TD>
<TD class="tr25 td157"><P class="p17 ft3">värdepapperscentralen</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2"><SPAN class="ft3">persförvararen </SPAN>som är personupp-</P></TD>
<TD colspan=2 class="tr26 td143"><P class="p17 ft2">som är personuppgiftsansvarig<SPAN class="ft3">, om</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P style="text-align: right;padding-right: 132px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft31">giftsansvarig.</P></TD>
<TD colspan=2 class="tr25 td143"><P class="p17 ft3">det är en svensk värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td143"><P class="p17 ft3">central som ansvarar för att föra</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td143"><P class="p20 ft3">aktieboken<SPAN class="ft2">.</SPAN></P></TD>
</TR>
</TABLE>
<P class="p211 ft4">Bestämmelserna i personuppgiftslagen om rättelse och skadestånd gäller vid behandling av personuppgifter i aktiebok och vid annan behandling av personuppgifter enligt denna lag.</P>
<TABLE cellpadding=0 cellspacing=0 class="t133">
<TR>
<TD class="tr28 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td130"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td24"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr28 td194"><P class="p1521 ft2">12 §</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td50"><P class="p30 ft2">Om ett avstämningsförbehåll tas</P></TD>
<TD class="tr26 td143"><P class="p17 ft2">Om ett avstämningsförbehåll tas</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td50"><P class="p30 ft2">in i bolagsordningen i samband</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">in i bolagsordningen i samband</P></TD>
</TR>
<TR>
<TD class="tr25 td104"><P class="p20 ft2">med att</P></TD>
<TD class="tr25 td130"><P class="p32 ft2">bolaget</P></TD>
<TD class="tr25 td24"><P class="p1 ft2">bildas,</P></TD>
<TD class="tr25 td98"><P class="p30 ft28">skall</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">med att bolaget bildas, <SPAN class="ft3">ska </SPAN><NOBR>7–9</NOBR> §§</P></TD>
</TR>
<TR>
<TD class="tr27 td104"><P class="p20 ft2"><NOBR>7–9</NOBR> §§</P></TD>
<TD class="tr27 td130"><P class="p20 ft2">tillämpas</P></TD>
<TD class="tr27 td24"><P class="p20 ft2">till dess</P></TD>
<TD class="tr27 td98"><P class="p30 ft2">att</P></TD>
<TD class="tr27 td143"><P class="p17 ft2">tillämpas till dess att bolaget har</P></TD>
</TR>
</TABLE>
<P class="p1539 ft35"><SPAN class="ft34">2 </SPAN>Senaste lydelse 2009:37.</P>
</DIV>
</DIV>
</DIV>
</DIV>
<DIV id="page_643" style="position:relative; overflow: hidden;margin: 48px 0px 78px 68px;padding: 0px;border: none;width: 556px;">
<TABLE cellpadding=0 cellspacing=0 class="t59">
<TR>
<TD colspan=4 class="tr28 td122"><P class="p20 ft2">bolaget har registrerats i aktie-</P></TD>
<TD colspan=2 class="tr28 td197"><P class="p20 ft2">registrerats i</P></TD>
<TD class="tr28 td149"><P class="p111 ft31">aktiebolagsregistret</P></TD>
<TD class="tr28 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p20 ft2">bolagsregistret och ett avstäm-</P></TD>
<TD class="tr26 td99"><P class="p20 ft2">och ett</P></TD>
<TD colspan=2 class="tr26 td226"><P class="p111 ft2">avstämningsregister har</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 7</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p20 ft2">ningsregister har upprättats. Införs</P></TD>
<TD colspan=3 class="tr25 td123"><P class="p20 ft2">upprättats. Införs ett sådant förbe-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p20 ft2">ett sådant förbehåll genom ändring</P></TD>
<TD colspan=3 class="tr25 td123"><P class="p20 ft2">håll genom ändring av bolagsord-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft2">av</P></TD>
<TD colspan=3 class="tr26 td276"><P class="p113 ft2">bolagsordningen, <SPAN class="ft3">skall </SPAN><NOBR>7–9</NOBR> §§</P></TD>
<TD colspan=3 class="tr26 td123"><P class="p20 ft2">ningen, <SPAN class="ft3">ska </SPAN><NOBR>7–9</NOBR> §§ tillämpas till</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td122"><P class="p20 ft2">tillämpas till dess att förbehållet</P></TD>
<TD colspan=3 class="tr25 td123"><P class="p20 ft2">dess att förbehållet har registrerats</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p20 ft2">har registrerats i aktiebolagsregist-</P></TD>
<TD colspan=3 class="tr26 td123"><P class="p20 ft2">i aktiebolagsregistret och avstäm-</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft2">ret</P></TD>
<TD class="tr25 td89"><P class="p76 ft2">och</P></TD>
<TD class="tr25 td86"><P class="p68 ft2">avstämningsregister</P></TD>
<TD class="tr25 td94"><P class="p113 ft2">har</P></TD>
<TD colspan=3 class="tr25 td123"><P class="p20 ft2">ningsregister har upprättats.</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td158"><P class="p20 ft2">upprättats.</P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td149"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td70"><P class="p60 ft3">När</P></TD>
<TD class="tr25 td86"><P class="p20 ft2">avstämningsregistret</P></TD>
<TD class="tr25 td94"><P class="p113 ft2">har</P></TD>
<TD colspan=3 class="tr25 td123"><P class="p111 ft3">Bolaget får träffa ett skriftligt</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td122"><P class="p20 ft3"><SPAN class="ft2">upprättats, </SPAN>skall den centrala</P></TD>
<TD colspan=3 class="tr26 td123"><P class="p20 ft3">avtal med en värdepapperscentral</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td158"><P class="p20 ft3">värdepappersförvararen</P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td123"><P class="p20 ft3">om att värdepapperscentralen ska</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td86"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td99"><P class="p20 ft3">ansvara</P></TD>
<TD class="tr25 td84"><P class="p1 ft3">för</P></TD>
<TD class="tr25 td149"><P class="p111 ft3">aktieboken enligt</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td86"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td94"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td123"><P class="p20 ft3">bestämmelserna i denna lag. I ett</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td86"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td123"><P class="p20 ft3">sådant fall ska värdepappers-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td86"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td99"><P class="p20 ft28">centralen,</P></TD>
<TD class="tr25 td84"><P class="p68 ft3">när</P></TD>
<TD class="tr25 td149"><P class="p111 ft2">avstämningsregist-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td86"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td123"><P class="p20 ft2">ret har upprättats<SPAN class="ft3">,</SPAN></P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p186 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft18">föra och bevara aktieboken,</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft19">pröva frågor om införande av aktieägare i aktieboken,</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft18">svara för utskrift av aktieboken, och</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft18">avstämma aktieboken.</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr31 td122"><P class="p113 ft2">Styrelsen ansvarar för att det</P></TD>
<TD colspan=2 class="tr31 td49"><P class="p60 ft2">Styrelsen</P></TD>
<TD class="tr31 td137"><P class="p135 ft2">ansvarar</P></TD>
<TD class="tr31 td55"><P class="p74 ft2">för</P></TD>
<TD class="tr31 td163"><P class="p89 ft31">att</P></TD>
<TD class="tr31 td58"><P class="p17 ft2">det</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p113 ft2">träffas ett avtal med en <SPAN class="ft3">central</SPAN></P></TD>
<TD class="tr26 td95"><P class="p20 ft2">träffas</P></TD>
<TD class="tr26 td16"><P class="p1 ft2">ett</P></TD>
<TD colspan=2 class="tr26 td90"><P class="p19 ft3">skriftligt <SPAN class="ft2">avtal</SPAN></P></TD>
<TD class="tr26 td163"><P class="p106 ft2">med</P></TD>
<TD class="tr26 td58"><P class="p17 ft2">en</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p449 ft28">värdepappersförvarare<SPAN class="ft31">.</SPAN></P></TD>
<TD colspan=3 class="tr25 td149"><P class="p20 ft3">värdepapperscentral</P></TD>
<TD class="tr25 td55"><P class="p74 ft3">om</P></TD>
<TD colspan=2 class="tr25 td114"><P class="p17 ft3">regist-</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td124"><P class="p20 ft3">rering i avstämningsregister och, i</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td149"><P class="p20 ft3">förekommande fall,</P></TD>
<TD class="tr26 td55"><P class="p20 ft3">om</P></TD>
<TD colspan=2 class="tr26 td114"><P class="p17 ft28">ansvaret</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td124"><P class="p20 ft3">för aktieboken<SPAN class="ft2">. </SPAN>Om något sådant</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td124"><P class="p20 ft3">avtal om ansvaret för aktieboken</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr26 td124"><P class="p20 ft3">inte gäller, ansvarar styrelsen för</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td124"><P class="p20 ft3">de uppgifter som anges i andra</P></TD>
</TR>
<TR>
<TD class="tr27 td122"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td49"><P class="p20 ft3">stycket.</P></TD>
<TD class="tr27 td137"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td122"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td95"><P class="p20 ft3">12 a §</P></TD>
<TD class="tr38 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td137"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td58"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td124"><P class="p17 ft3">När ett sådant avtal som avses i</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr26 td124"><P class="p20 ft3">12 § tredje stycket har ingåtts, ska</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td124"><P class="p20 ft3">bolaget anmäla för registrering i</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td149"><P class="p20 ft3">aktiebolagsregistret</P></TD>
<TD colspan=3 class="tr25 td101"><P class="p17 ft3">vilken eller</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td95"><P class="p20 ft3">vilka</P></TD>
<TD colspan=4 class="tr26 td115"><P class="p20 ft3">värdepapperscentraler</P></TD>
<TD class="tr26 td58"><P class="p17 ft3">av-</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td124"><P class="p20 ft28">stämningsbolaget har anlitat och, i</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td124"><P class="p20 ft3">förekommande fall, vilken värde-</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td149"><P class="p20 ft3">papperscentral som</P></TD>
<TD colspan=2 class="tr26 td99"><P class="p20 ft3">ansvarar</P></TD>
<TD class="tr26 td58"><P class="p17 ft3">för</P></TD>
</TR>
<TR>
<TD class="tr31 td122"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td49"><P class="p20 ft28">aktieboken.</P></TD>
<TD class="tr31 td137"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td58"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P style="text-align: left;padding-left: 185px;margin-top: 10px;margin-bottom: 0px;" class="ft2">13 §</P>
<TABLE cellpadding=0 cellspacing=0 class="t57">
<TR>
<TD class="tr34 td122"><P class="p113 ft2">Den som har antecknats som</P></TD>
<TD class="tr34 td11"><P class="p451 ft2">Den som har antecknats som</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft31">aktieägare på ett avstämningskonto</P></TD>
<TD class="tr25 td11"><P class="p451 ft31">aktieägare på ett avstämningskonto</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p113 ft3">enligt lagen (1998:1479) om</P></TD>
<TD class="tr26 td11"><P class="p451 ft2"><SPAN class="ft3">ska </SPAN>genast föras in i aktieboken,</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft3">kontoföring av finansiella instru-</P></TD>
<TD class="tr25 td11"><P style="text-align: right;padding-right: 121px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft2">om inte annat följer av denna lag.</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft2"><SPAN class="ft3">ment skall </SPAN>genast föras in i</P></TD>
<TD class="tr25 td11"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p113 ft2">aktieboken, om inte annat följer av</P></TD>
<TD class="tr26 td11"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td122"><P class="p1453 ft2">denna lag.</P></TD>
<TD class="tr31 td11"><P class="p17 ft2">643</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_644" style="position:relative; overflow: hidden;margin: 48px 0px 78px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">644</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr2 td141"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td270"><P class="p453 ft2">14 §</P></TD>
<TD class="tr2 td101"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td50"><P class="p30 ft2">Har en aktieägare i ett avstäm-</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">Har en aktieägare i ett avstäm-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td50"><P class="p30 ft2">ningsbolag lämnat sina aktier till</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">ningsbolag lämnat sina aktier till</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td50"><P class="p30 ft2">någon annan för förvaltning, kan</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">någon annan för förvaltning <SPAN class="ft3">enligt</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td50"><P class="p30 ft2">denne (förvaltaren) på aktieägar-</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft3">3 kap. <NOBR>7–12</NOBR> §§ lagen (1998:1479)</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td50"><P class="p30 ft2">ens uppdrag föras in i aktieboken i</P></TD>
<TD colspan=2 class="tr25 td152"><P class="p20 ft3">om värdepapperscentraler</P></TD>
<TD class="tr25 td61"><P class="p17 ft3">och</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td50"><P class="p30 ft2">stället för aktieägaren. Detta förut-</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3">kontoföring av finansiella instru-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td50"><P class="p20 ft2">sätter dock att förvaltaren</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft3">ment eller motsvarande förfarande</P></TD>
</TR>
<TR>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td226"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3">enligt regler i det land där värde-</P></TD>
</TR>
<TR>
<TD class="tr26 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td226"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft3">papperscentralen är auktoriserad<SPAN class="ft2">,</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td226"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">kan denne (förvaltaren) på aktie-</P></TD>
</TR>
<TR>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td226"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">ägarens uppdrag föras in i aktie-</P></TD>
</TR>
<TR>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td226"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">boken i stället för aktieägaren.</P></TD>
</TR>
<TR>
<TD class="tr26 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td226"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft2">Detta förutsätter dock att för-</P></TD>
</TR>
<TR>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td226"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td127"><P class="p20 ft2">valtaren</P></TD>
<TD class="tr25 td101"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td50"><P class="p30 ft2">1. har fått medgivande av <SPAN class="ft3">den</SPAN></P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">1. har fått medgivande av <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr26 td141"><P class="p20 ft3">centrala</P></TD>
<TD class="tr26 td226"><P class="p30 ft28">värdepappersförvararen</P></TD>
<TD class="tr26 td127"><P class="p20 ft3">papperscentralen</P></TD>
<TD colspan=2 class="tr26 td80"><P class="p17 ft2">till registrering</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td50"><P class="p20 ft2">till registrering som förvaltare, och</P></TD>
<TD colspan=2 class="tr25 td152"><P class="p20 ft2">som förvaltare, och</P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td271"><P class="p60 ft2">2. uppfyller de villkor som gäller för införing av ägare i aktieboken.</P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td50"><P class="p30 ft2">I det fall som avses i första</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft2">I det fall som avses i första</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td50"><P class="p30 ft2">stycket <SPAN class="ft3">skall </SPAN>det i aktieboken</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">stycket <SPAN class="ft3">ska </SPAN>det i aktieboken</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td50"><P class="p30 ft2">anmärkas att aktien innehas för</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">anmärkas att aktien innehas för</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td50"><P class="p30 ft2">någon annans räkning. Beträffande</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft2">någon annans räkning. Beträffande</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td50"><P class="p30 ft2">förvaltaren antecknas i aktieboken</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">förvaltaren antecknas i aktieboken</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td50"><P class="p30 ft2">samma uppgifter som enligt 11 §</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">samma uppgifter som enligt 11 §</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td50"><P class="p20 ft2"><SPAN class="ft3">skall </SPAN>föras in om aktieägare.</P></TD>
<TD colspan=2 class="tr26 td152"><P class="p20 ft2"><SPAN class="ft3">ska </SPAN>föras in om aktieägare.</P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td50"><P class="p30 ft2">I lagen <SPAN class="ft3">(1998:1479) </SPAN>om konto-</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft3"><SPAN class="ft2">I lagen om </SPAN>värdepappers-</P></TD>
</TR>
<TR>
<TD class="tr25 td141"><P class="p20 ft2">föring av</P></TD>
<TD class="tr25 td226"><P class="p30 ft2">finansiella instrument</P></TD>
<TD class="tr25 td127"><P class="p20 ft3">centraler och</P></TD>
<TD class="tr25 td101"><P class="p20 ft2">kontoföring</P></TD>
<TD class="tr25 td61"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td50"><P class="p20 ft2">finns bestämmelser om</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft2">finansiella instrument finns <SPAN class="ft3">i fråga</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td141"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td226"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft28">om svenska värdepapperscentraler</P></TD>
</TR>
<TR>
<TD class="tr32 td141"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td226"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td127"><P class="p20 ft15">bestämmelser om</P></TD>
<TD class="tr32 td101"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td61"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p186 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">medgivande enligt första stycket,</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft19">förvaltares skyldigheter, och</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD colspan=5 class="tr31 td50"><P class="p30 ft2">3. skyldighet för bolaget och <SPAN class="ft3">den</SPAN></P></TD>
<TD colspan=3 class="tr31 td152"><P class="p91 ft2">3. skyldighet för bolaget</P></TD>
<TD class="tr31 td61"><P class="p17 ft2">och</P></TD>
</TR>
<TR>
<TD class="tr26 td64"><P class="p20 ft3">centrala</P></TD>
<TD colspan=4 class="tr26 td209"><P class="p30 ft3">värdepappersförvararen</P></TD>
<TD colspan=3 class="tr26 td152"><P class="p20 ft3">värdepapperscentralen <SPAN class="ft2">att</SPAN></P></TD>
<TD class="tr26 td61"><P class="p28 ft2">till-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">att tillhandahålla en samman-</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p20 ft2">handahålla en sammanställning av</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">ställning av uppgifter från förvalt-</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p20 ft2">uppgifter från förvaltare om aktie-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p30 ft2">are om aktieägare med mer än 500</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p20 ft2">ägare med mer än 500 förval-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr31 td43"><P class="p20 ft2">förvaltarregistrerade aktier.</P></TD>
<TD class="tr31 td35"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr31 td152"><P class="p20 ft2">tarregistrerade aktier.</P></TD>
<TD class="tr31 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td64"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td79"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td140"><P class="p454 ft2">16 §</P></TD>
<TD class="tr41 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td101"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">Har det införts ett avstämnings-</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">Har det införts ett avstämnings-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">förbehåll genom en ändring av</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p20 ft2">förbehåll genom en ändring av</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p30 ft2">bolagsordningen och har ett dess-</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p20 ft2">bolagsordningen och har ett dess-</P></TD>
</TR>
<TR>
<TD class="tr25 td64"><P class="p20 ft2">förinnan</P></TD>
<TD colspan=2 class="tr25 td70"><P class="p20 ft2">utfärdat</P></TD>
<TD class="tr25 td79"><P class="p75 ft2">aktiebrev</P></TD>
<TD class="tr25 td35"><P class="p30 ft2">inte</P></TD>
<TD class="tr25 td137"><P class="p20 ft2">förinnan</P></TD>
<TD class="tr25 td63"><P class="p20 ft2">utfärdat</P></TD>
<TD class="tr25 td101"><P class="p91 ft2">aktiebrev</P></TD>
<TD class="tr25 td61"><P class="p17 ft2">inte</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">visats upp enligt 4 kap. 6 § lagen</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p20 ft2">visats upp enligt 4 kap. 6 § lagen</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td132"><P class="p20 ft2">(1998:1479)</P></TD>
<TD class="tr26 td89"><P class="p20 ft2">om</P></TD>
<TD class="tr26 td79"><P class="p72 ft2">kontoföring</P></TD>
<TD class="tr26 td35"><P class="p30 ft2">av</P></TD>
<TD colspan=2 class="tr26 td127"><P class="p20 ft2">(1998:1479) om</P></TD>
<TD colspan=2 class="tr26 td80"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">finansiella instrument, får upp-</P></TD>
<TD class="tr25 td137"><P class="p20 ft3">centraler</P></TD>
<TD class="tr25 td63"><P class="p64 ft3">och</P></TD>
<TD class="tr25 td101"><P class="p62 ft2">kontoföring</P></TD>
<TD class="tr25 td61"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">gifter om aktien i den äldre aktie-</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p20 ft2">finansiella instrument, får upp-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p30 ft2">boken föras över till den aktiebok</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p20 ft2">gifter om aktien i den äldre aktie-</P></TD>
</TR>
<TR>
<TD class="tr31 td64"><P class="p20 ft2">som förs</P></TD>
<TD class="tr31 td61"><P class="p26 ft2">av</P></TD>
<TD class="tr31 td89"><P class="p26 ft3">den</P></TD>
<TD colspan=2 class="tr31 td154"><P class="p30 ft3">centrala värde-</P></TD>
<TD colspan=4 class="tr31 td143"><P class="p20 ft2">boken föras över till den aktiebok</P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
</DIV>
<DIV id="page_645" style="position:relative; overflow: hidden;margin: 47px 0px 78px 68px;padding: 0px;border: none;width: 505px;">
<TABLE cellpadding=0 cellspacing=0 style="width: 505px;font: italic 13px 'Times New Roman';">
<TR>
<TD colspan=3 class="tr2 td87"><P class="p20 ft3">pappersförvararen<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr2 td14"><P class="p26 ft2">I</P></TD>
<TD colspan=2 class="tr2 td78"><P class="p113 ft31">samband</P></TD>
<TD colspan=6 class="tr2 td123"><P class="p20 ft3"><SPAN class="ft2">som förs av </SPAN>bolaget<SPAN class="ft2">. </SPAN>Om aktiebok-</P></TD>
<TD class="tr2 td199"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft2">med överföringen <SPAN class="ft3">skall </SPAN>det anges</P></TD>
<TD colspan=6 class="tr26 td123"><P class="p20 ft3">en förs av en värdepapperscentral</P></TD>
<TD class="tr26 td199"><P class="p20 ft2">Bilaga 7</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">att aktiebrevet inte har visats upp.</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft3">enligt ett sådant avtal som avses i</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">Om uppgifterna inte förs över,</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft3">12 § andra stycket, svarar i stället</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft2">utgör den äldre aktieboken fort-</P></TD>
<TD colspan=3 class="tr26 td184"><P class="p20 ft28">värdepapperscentralen</P></TD>
<TD colspan=2 class="tr26 td163"><P class="p123 ft3">för</P></TD>
<TD class="tr26 td70"><P class="p111 ft3">denna</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">farande aktiebok i fråga om aktien.</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2"><SPAN class="ft3">uppgift. </SPAN>I samband med överför-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td96"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td63"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr26 td123"><P class="p20 ft2">ingen <SPAN class="ft3">ska </SPAN>det anges att aktiebrevet</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td96"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td63"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">inte har visats upp. Om upp-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td96"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td63"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">gifterna inte förs över, utgör den</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td96"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td63"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr26 td123"><P class="p20 ft2">äldre aktieboken fortfarande aktie-</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td96"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td63"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr31 td184"><P class="p20 ft2">bok i fråga om aktien.</P></TD>
<TD class="tr31 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td96"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td153"><P class="p768 ft2">17 §</P></TD>
<TD class="tr38 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=12 class="tr26 td120"><P class="p111 ft2">En ägare till en aktie för vilken det har utfärdats aktiebrev innan</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=12 class="tr25 td120"><P class="p20 ft2">bolaget blev avstämningsbolag kan inte, i fråga om därefter beslutad</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=12 class="tr25 td120"><P class="p20 ft2">utdelning eller emission, få utdelning, utöva aktieägares företrädesrätt att</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=12 class="tr26 td120"><P class="p20 ft2">teckna nya aktier, teckningsoptioner eller konvertibler eller, vid</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">fondemission, få ny aktie, förrän</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td47"><P class="p60 ft2">1. anteckning</P></TD>
<TD class="tr25 td72"><P class="p1 ft2">på</P></TD>
<TD class="tr25 td14"><P class="p42 ft2">ett</P></TD>
<TD colspan=2 class="tr25 td78"><P class="p113 ft2">avstäm-</P></TD>
<TD class="tr25 td47"><P class="p60 ft2">1. anteckning</P></TD>
<TD class="tr25 td61"><P class="p1 ft2">på</P></TD>
<TD colspan=2 class="tr25 td66"><P class="p68 ft2">ett</P></TD>
<TD colspan=2 class="tr25 td64"><P class="p111 ft2">avstäm-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft2">ningskonto har skett enligt 4 kap.</P></TD>
<TD colspan=6 class="tr26 td123"><P class="p20 ft2">ningskonto har skett enligt 4 kap.</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">6 § lagen (1998:1479) om konto-</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">6 § lagen (1998:1479) om <SPAN class="ft3">värde-</SPAN></P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td96"><P class="p20 ft2">föring av</P></TD>
<TD colspan=2 class="tr25 td137"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=3 class="tr25 td30"><P class="p113 ft2">instrument,</P></TD>
<TD class="tr25 td47"><P class="p20 ft28">papperscentraler</P></TD>
<TD colspan=2 class="tr25 td27"><P class="p66 ft3">och</P></TD>
<TD colspan=3 class="tr25 td125"><P class="p111 ft2">kontoföring</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td96"><P class="p20 ft2">och</P></TD>
<TD class="tr26 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td47"><P class="p20 ft2">av finansiella</P></TD>
<TD colspan=4 class="tr26 td49"><P class="p19 ft2">instrument</P></TD>
<TD class="tr26 td70"><P class="p111 ft3">eller</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 rowspan=2 class="tr40 td122"><P class="p113 ft2">2. aktieägaren har förts in i <SPAN class="ft3">den</SPAN></P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft3">motsvarande förfarande<SPAN class="ft2">, och</SPAN></P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td47"><P class="p60 ft2">2. aktieägaren</P></TD>
<TD colspan=2 class="tr25 td27"><P class="p76 ft2">har</P></TD>
<TD colspan=2 class="tr25 td163"><P class="p19 ft2">förts</P></TD>
<TD class="tr25 td70"><P class="p111 ft2">in i</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft3">aktiebok som förs av den centrala</P></TD>
<TD class="tr26 td47"><P class="p20 ft3">aktieboken<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr31 td220"><P class="p20 ft3">värdepappersförvararen<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr31 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td96"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td153"><P class="p768 ft2">18 §</P></TD>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p113 ft2">Om det har förflutit fem år sedan</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p111 ft2">Om det har förflutit fem år sedan</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td220"><P class="p20 ft2">avstämningsförbehållet</P></TD>
<TD colspan=2 class="tr25 td78"><P class="p113 ft2">regist-</P></TD>
<TD colspan=3 class="tr25 td184"><P class="p20 ft2">avstämningsförbehållet</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td70"><P class="p111 ft2">regist-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft2">rerades och ingen har förts in som</P></TD>
<TD colspan=6 class="tr26 td123"><P class="p20 ft2">rerades och ingen har förts in som</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">ägare eller som förvaltare till en</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">ägare eller som förvaltare till en</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">aktie som är införd i <SPAN class="ft3">den aktiebok</SPAN></P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">aktie som är införd i <SPAN class="ft3">aktieboken</SPAN>,</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft3">som förs av den centrala värde-</P></TD>
<TD colspan=6 class="tr26 td123"><P class="p20 ft2">får bolaget uppmana aktiens ägare</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td87"><P class="p20 ft3">pappersförvararen<SPAN class="ft2">,</SPAN></P></TD>
<TD class="tr25 td14"><P class="p20 ft2">får</P></TD>
<TD colspan=2 class="tr25 td78"><P class="p113 ft2">bolaget</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">att anmäla sig till <SPAN class="ft3">bolaget</SPAN>. <SPAN class="ft3">Om</SPAN></P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">uppmana aktiens ägare att anmäla</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft3">aktieboken förs av en värdepapp-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft3"><SPAN class="ft2">sig till </SPAN>den centrala värdepappers-</P></TD>
<TD colspan=6 class="tr26 td123"><P class="p20 ft3">erscentral enligt ett sådant avtal</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td96"><P class="p20 ft3">förvararen<SPAN class="ft2">.</SPAN></P></TD>
<TD colspan=4 class="tr25 td166"><P class="p60 ft2">Uppmaningen</P></TD>
<TD class="tr25 td63"><P class="p113 ft28">skall</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft3">som avses i 12 § andra stycket, ska</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">innehålla en upplysning om att</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft3">anmälan i stället göras till värde-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft2">rätten till aktien går förlorad om</P></TD>
<TD colspan=2 class="tr26 td108"><P class="p20 ft3">papperscentralen.</P></TD>
<TD colspan=4 class="tr26 td76"><P class="p111 ft2">Uppmaningen</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">någon anmälan inte görs. Upp-</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2"><SPAN class="ft3">ska </SPAN>innehålla en upplysning om att</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">maningen <SPAN class="ft3">skall </SPAN>ske genom kun-</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">rätten till aktien går förlorad om</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p20 ft2">görelse i Post- och Inrikes Tid-</P></TD>
<TD colspan=6 class="tr26 td123"><P class="p20 ft2">någon anmälan inte görs. Upp-</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">ningar och i den eller de ortstid-</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">maningen <SPAN class="ft3">ska </SPAN>ske genom kun-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td122"><P class="p20 ft2">ningar som styrelsen bestämmer.</P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">görelse i Post- och Inrikes Tid-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td96"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td63"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr26 td123"><P class="p20 ft2">ningar och i den eller de orts-</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td96"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td63"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td123"><P class="p20 ft2">tidningar som styrelsen bestäm-</P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td96"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td63"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft2">mer.</P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td70"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td122"><P class="p113 ft2">Om det inte har kommit in</P></TD>
<TD colspan=6 class="tr26 td123"><P class="p111 ft2">Om det inte har kommit in</P></TD>
<TD class="tr26 td199"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr31 td47"><P class="p20 ft2">någon anmälan</P></TD>
<TD colspan=3 class="tr31 td88"><P class="p20 ft2">inom ett år</P></TD>
<TD class="tr31 td63"><P class="p113 ft2">från</P></TD>
<TD class="tr31 td47"><P class="p20 ft2">någon anmälan</P></TD>
<TD colspan=2 class="tr31 td27"><P class="p20 ft2">inom</P></TD>
<TD class="tr31 td20"><P class="p1 ft2">ett</P></TD>
<TD colspan=2 class="tr31 td64"><P class="p111 ft2">år från</P></TD>
<TD class="tr31 td199"><P class="p17 ft2">645</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_646" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">646</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p157 ft2">uppmaningen, får bolaget sälja aktien genom ett värdepappers- institut. Betalningen för aktien till- faller bolaget men aktiens tidigare ägare har, om aktiebrevet lämnas in, rätt att av bolaget få ut samma belopp med avdrag för kostnader- na för uppmaningen och försälj- ningen. Det inlämnade aktiebrevet <SPAN class="ft3">skall </SPAN>förstöras.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 16px;padding: 0px;border:none;width: 189px;overflow: hidden;">
<P class="p157 ft2">uppmaningen, får bolaget sälja aktien genom ett värdepappers- institut. Betalningen för aktien till- faller bolaget men aktiens tidigare ägare har, om aktiebrevet lämnas in, rätt att av bolaget få ut samma belopp med avdrag för kostnader- na för uppmaningen och försälj- ningen. Det inlämnade aktiebrevet <SPAN class="ft3">ska </SPAN>förstöras.</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 15px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr28 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td137"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td84"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr28 td49"><P class="p30 ft2">19 §</P></TD>
<TD class="tr28 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td64"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p30 ft2">I ett avstämningsbolag <SPAN class="ft3">skall </SPAN>en</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">I ett avstämningsbolag <SPAN class="ft3">ska </SPAN>en</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td114"><P class="p20 ft2">utskrift</P></TD>
<TD class="tr26 td71"><P class="p20 ft2">eller</P></TD>
<TD colspan=3 class="tr26 td34"><P class="p30 ft2">annan framställning</P></TD>
<TD colspan=2 class="tr26 td114"><P class="p20 ft2">utskrift</P></TD>
<TD class="tr26 td27"><P class="p26 ft2">eller</P></TD>
<TD class="tr26 td45"><P class="p72 ft31">annan</P></TD>
<TD colspan=2 class="tr26 td125"><P class="p17 ft2">framställning</P></TD>
</TR>
<TR>
<TD class="tr25 td10"><P class="p20 ft2">av</P></TD>
<TD colspan=3 class="tr25 td145"><P class="p94 ft2">aktieboken hållas</P></TD>
<TD colspan=2 class="tr25 td101"><P class="p30 ft2">tillgänglig</P></TD>
<TD class="tr25 td61"><P class="p20 ft2">av</P></TD>
<TD colspan=4 class="tr25 td129"><P class="p1 ft2">aktieboken hållas</P></TD>
<TD class="tr25 td64"><P class="p17 ft2">tillgänglig</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p30 ft3"><SPAN class="ft2">hos bolaget </SPAN>och hos den centrala</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">hos bolaget för alla som vill ta del</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td115"><P class="p20 ft3">värdepappersförvararen</P></TD>
<TD class="tr26 td84"><P class="p135 ft2">för</P></TD>
<TD class="tr26 td98"><P class="p30 ft2">alla</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p17 ft2">av den. I en sådan utskrift eller</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p30 ft2">som vill ta del av den. I en sådan</P></TD>
<TD colspan=3 class="tr25 td116"><P class="p20 ft2">framställning</P></TD>
<TD colspan=3 class="tr25 td102"><P class="p17 ft2"><SPAN class="ft3">ska </SPAN>aktieägarna och</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td114"><P class="p20 ft2">utskrift</P></TD>
<TD class="tr25 td71"><P class="p42 ft2">eller</P></TD>
<TD colspan=2 class="tr25 td30"><P class="p76 ft2">framställning</P></TD>
<TD class="tr25 td98"><P class="p30 ft28">skall</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">förvaltarna tas upp i alfabetisk</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td50"><P class="p30 ft2">aktieägarna och förvaltarna tas upp</P></TD>
<TD colspan=6 class="tr26 td143"><P class="p28 ft2">ordning. Utskriften eller framställ-</P></TD>
</TR>
<TR>
<TD class="tr25 td10"><P class="p20 ft2">i</P></TD>
<TD colspan=2 class="tr25 td130"><P class="p20 ft2">alfabetisk</P></TD>
<TD class="tr25 td137"><P class="p94 ft2">ordning.</P></TD>
<TD colspan=2 class="tr25 td101"><P class="p30 ft2">Utskriften</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft2">ningen får inte vara äldre än tre</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td50"><P class="p30 ft2">eller framställningen får inte vara</P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft3"><SPAN class="ft2">månader. </SPAN>Om aktieboken förs av</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td115"><P class="p20 ft2">äldre än tre månader.</P></TD>
<TD class="tr26 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p20 ft3">en</P></TD>
<TD colspan=4 class="tr26 td129"><P class="p20 ft3">värdepapperscentral</P></TD>
<TD class="tr26 td64"><P class="p17 ft3">enligt ett</P></TD>
</TR>
<TR>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td137"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td98"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td114"><P class="p20 ft3">sådant</P></TD>
<TD class="tr25 td27"><P class="p20 ft3">avtal</P></TD>
<TD class="tr25 td45"><P class="p75 ft3">som</P></TD>
<TD colspan=2 class="tr25 td125"><P class="p28 ft3">avses i 12 §</P></TD>
</TR>
<TR>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td137"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td98"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr25 td143"><P class="p17 ft3">andra stycket, ska utskriften eller</P></TD>
</TR>
<TR>
<TD class="tr26 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td137"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td98"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr26 td143"><P class="p17 ft3">framställningen även hållas till-</P></TD>
</TR>
<TR>
<TD class="tr25 td10"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td137"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td98"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td114"><P class="p20 ft3">gänglig</P></TD>
<TD class="tr25 td27"><P class="p60 ft3">hos</P></TD>
<TD colspan=3 class="tr25 td102"><P class="p17 ft3">värdepapperscen-</P></TD>
</TR>
<TR>
<TD class="tr32 td10"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td71"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td71"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td137"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td84"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td98"><P class="p20 ft14"> </P></TD>
<TD colspan=2 class="tr32 td114"><P class="p20 ft39">tralen.</P></TD>
<TD class="tr32 td27"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td45"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td20"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td64"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p185 ft2">Var och en som begär det har rätt att mot ersättning för kostnaderna få</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD colspan=7 class="tr31 td249"><P class="p20 ft2">en aktuell utskrift av aktieboken eller del av den.</P></TD>
<TD class="tr31 td108"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">En aktieägare <SPAN class="ft3">skall </SPAN>inte tas upp i</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">En aktieägare <SPAN class="ft3">ska </SPAN>inte tas upp i</P></TD>
</TR>
<TR>
<TD class="tr26 td72"><P class="p20 ft2">en</P></TD>
<TD class="tr26 td65"><P class="p20 ft2">utskrift</P></TD>
<TD class="tr26 td107"><P class="p122 ft2">eller</P></TD>
<TD colspan=2 class="tr26 td76"><P class="p30 ft2">framställning</P></TD>
<TD class="tr26 td89"><P class="p20 ft2">en</P></TD>
<TD class="tr26 td104"><P class="p20 ft2">utskrift</P></TD>
<TD class="tr26 td108"><P class="p17 ft2">eller framställning</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p20 ft2">enligt denna paragraf, om hans</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">enligt denna paragraf, om hans</P></TD>
</TR>
<TR>
<TD class="tr25 td72"><P class="p20 ft2">eller</P></TD>
<TD colspan=4 class="tr25 td275"><P class="p30 ft2">hennes aktieinnehav uppgår</P></TD>
<TD class="tr25 td89"><P class="p20 ft2">eller</P></TD>
<TD class="tr25 td104"><P class="p76 ft2">hennes</P></TD>
<TD class="tr25 td108"><P class="p17 ft2">aktieinnehav uppgår</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td50"><P class="p20 ft2">till högst 500 aktier. Om en aktie-</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft2">till högst 500 aktier. Om en aktie-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p20 ft2">ägare äger samtliga aktier i bo-</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">ägare äger samtliga aktier i bo-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p20 ft2">laget, <SPAN class="ft3">skall </SPAN>dock hans eller hennes</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">laget, <SPAN class="ft3">ska </SPAN>dock hans eller hennes</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr27 td50"><P class="p20 ft2">aktieinnehav alltid redovisas.</P></TD>
<TD colspan=3 class="tr27 td143"><P class="p20 ft2">aktieinnehav alltid redovisas.</P></TD>
</TR>
<TR>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td12"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td199"><P class="p463 ft29">6 kap.</P></TD>
<TD class="tr41 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td108"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td12"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td199"><P class="p464 ft2">10 §</P></TD>
<TD class="tr25 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td108"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p30 ft2">Av 4 kap. 5 § lagen (1998:1479)</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">Av 4 kap. 5 § lagen (1998:1479)</P></TD>
</TR>
<TR>
<TD class="tr25 td72"><P class="p20 ft2">om</P></TD>
<TD colspan=3 class="tr25 td134"><P class="p71 ft2">kontoföring av</P></TD>
<TD class="tr25 td81"><P class="p30 ft2">finansiella</P></TD>
<TD class="tr25 td89"><P class="p20 ft2">om</P></TD>
<TD colspan=2 class="tr25 td186"><P class="p17 ft3">värdepapperscentraler och</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td105"><P class="p20 ft2">instrument</P></TD>
<TD class="tr26 td107"><P class="p20 ft2">framgår</P></TD>
<TD class="tr26 td12"><P class="p20 ft2">att</P></TD>
<TD class="tr26 td81"><P class="p30 ft2">aktiebrev</P></TD>
<TD colspan=3 class="tr26 td143"><P class="p17 ft2">kontoföring av finansiella instru-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p20 ft2">eller interimsbevis inte får utfärdas</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">ment framgår att aktiebrev eller</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p20 ft2">för aktier i avstämningsbolag.</P></TD>
<TD colspan=3 class="tr25 td143"><P class="p17 ft2">interimsbevis inte får utfärdas för</P></TD>
</TR>
<TR>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td81"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr27 td143"><P class="p20 ft2">aktier i avstämningsbolag.</P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
</DIV>
</DIV>
<DIV id="page_647" style="position:relative; overflow: hidden;margin: 47px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<TABLE cellpadding=0 cellspacing=0 class="t37">
<TR>
<TD class="tr2 td149"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td189"><P class="p93 ft29">11 kap.</P></TD>
<TD class="tr2 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td145"><P style="text-align: left;padding-left: 25px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr26 td149"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td189"><P class="p465 ft2">5 §<SPAN class="ft27">3</SPAN></P></TD>
<TD class="tr26 td104"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td145"><P style="text-align: left;padding-left: 25px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft2">Bilaga 7</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p113 ft2">I ett aktiebolag som inte är</P></TD>
<TD colspan=4 class="tr25 td13"><P class="p181 ft2">I ett aktiebolag som inte är</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td122"><P class="p113 ft2">avstämningsbolag <SPAN class="ft3">skall </SPAN>bolaget på</P></TD>
<TD colspan=3 class="tr26 td83"><P class="p20 ft2">avstämningsbolag <SPAN class="ft3">ska </SPAN>bolaget</P></TD>
<TD class="tr26 td145"><P class="p181 ft31">på</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p113 ft2">begäran av en aktieägare med</P></TD>
<TD colspan=4 class="tr25 td13"><P class="p181 ft2">begäran av en aktieägare med</P></TD>
</TR>
<TR>
<TD class="tr25 td149"><P class="p20 ft2">fondaktierätt eller</P></TD>
<TD class="tr25 td76"><P class="p113 ft2">teckningsrätt</P></TD>
<TD class="tr25 td113"><P class="p20 ft2">fondaktierätt</P></TD>
<TD class="tr25 td104"><P class="p122 ft2">eller</P></TD>
<TD colspan=2 class="tr25 td266"><P class="p181 ft2">teckningsrätt</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td122"><P class="p113 ft2">utfärda emissionsbevis för de</P></TD>
<TD colspan=3 class="tr26 td83"><P class="p20 ft2">utfärda emissionsbevis för</P></TD>
<TD class="tr26 td145"><P class="p181 ft31">de</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p113 ft2">gamla aktierna. I ett sådant bevis</P></TD>
<TD colspan=4 class="tr25 td13"><P class="p181 ft2">gamla aktierna. I ett sådant bevis</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p113 ft2"><SPAN class="ft3">skall </SPAN>det anges hur många bevis</P></TD>
<TD colspan=4 class="tr25 td13"><P class="p181 ft31"><SPAN class="ft28">ska </SPAN>det anges hur många bevis som</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td122"><P class="p113 ft2">som <SPAN class="ft3">skall </SPAN>lämnas för varje ny</P></TD>
<TD colspan=4 class="tr26 td13"><P class="p181 ft2"><SPAN class="ft3">ska </SPAN>lämnas för varje ny aktie,</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p113 ft2">aktie, konvertibel eller tecknings-</P></TD>
<TD class="tr25 td113"><P class="p20 ft2">konvertibel</P></TD>
<TD colspan=3 class="tr25 td277"><P class="p181 ft2">eller teckningsoption.</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p113 ft2">option. Beviset <SPAN class="ft3">skall </SPAN>lämnas ut till</P></TD>
<TD colspan=4 class="tr25 td13"><P class="p181 ft2">Beviset <SPAN class="ft3">ska </SPAN>lämnas ut till aktie-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p113 ft2">aktieägaren mot uppvisande av det</P></TD>
<TD colspan=4 class="tr25 td13"><P class="p181 ft2">ägaren mot uppvisande av det</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td122"><P class="p113 ft2">aktiebrev på vilket fondaktierätten</P></TD>
<TD colspan=4 class="tr26 td13"><P class="p181 ft2">aktiebrev på vilket fondaktierätten</P></TD>
</TR>
<TR>
<TD class="tr25 td149"><P class="p20 ft2">eller teckningsrätten</P></TD>
<TD class="tr25 td76"><P class="p113 ft2">grundas. Det</P></TD>
<TD colspan=2 class="tr25 td149"><P class="p20 ft2">eller teckningsrätten</P></TD>
<TD colspan=2 class="tr25 td266"><P class="p181 ft2">grundas. Det</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td122"><P class="p113 ft2"><SPAN class="ft3">skall </SPAN>antecknas på aktiebrevet att</P></TD>
<TD colspan=4 class="tr25 td13"><P class="p181 ft2"><SPAN class="ft3">ska </SPAN>antecknas på aktiebrevet att</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td122"><P class="p20 ft2">emissionsbevis har utfärdats.</P></TD>
<TD colspan=3 class="tr26 td83"><P class="p20 ft2">emissionsbevis har utfärdats.</P></TD>
<TD class="tr26 td145"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr32 td278"><P class="p60 ft15">Emissionsbevis behöver inte utfärdas om</P></TD>
<TD class="tr32 td104"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td28"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td145"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p48 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft18">emissionen innebär att varje gammal aktie berättigar till en ny aktie, konvertibel eller teckningsoption, eller</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">en kupong som hör till ett aktiebrev får användas som emissions- bevis.</SPAN></P>
<P class="p48 ft2">Första stycket tillämpas också när en innehavare av teckningsoptioner eller konvertibler har rätt till teckning av nya aktier, teckningsoptioner eller konvertibler<SPAN class="ft3">.</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD colspan=8 class="tr34 td122"><P class="p113 ft2">Av 4 kap. 5 § lagen (1998:1479)</P></TD>
<TD colspan=7 class="tr34 td124"><P class="p17 ft2">Av 4 kap. 5 § lagen (1998:1479)</P></TD>
</TR>
<TR>
<TD class="tr25 td14"><P class="p20 ft2">om</P></TD>
<TD colspan=4 class="tr25 td53"><P class="p19 ft2">kontoföring</P></TD>
<TD class="tr25 td84"><P class="p60 ft2">av</P></TD>
<TD colspan=2 class="tr25 td171"><P class="p113 ft2">finansiella</P></TD>
<TD class="tr25 td14"><P class="p20 ft2">om</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr25 td111"><P class="p20 ft3">värdepapperscentraler</P></TD>
<TD class="tr25 td91"><P class="p17 ft28">och</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p113 ft2">instrument framgår att emissions-</P></TD>
<TD colspan=7 class="tr25 td124"><P class="p17 ft2">kontoföring av finansiella instru-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td52"><P class="p20 ft2">bevis eller</P></TD>
<TD colspan=5 class="tr26 td59"><P class="p113 ft31">teckningsoptionsbevis</P></TD>
<TD colspan=2 class="tr26 td27"><P class="p20 ft2">ment</P></TD>
<TD colspan=2 class="tr26 td99"><P class="p84 ft2">framgår</P></TD>
<TD colspan=3 class="tr26 td154"><P class="p17 ft2">att emissionsbevis</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p113 ft2">inte får utfärdas för aktier eller</P></TD>
<TD colspan=7 class="tr25 td124"><P class="p17 ft2">eller teckningsoptionsbevis inte får</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td144"><P class="p20 ft2">andra finansiella</P></TD>
<TD colspan=2 class="tr25 td96"><P class="p76 ft2">instrument</P></TD>
<TD class="tr25 td114"><P class="p113 ft2">som</P></TD>
<TD colspan=7 class="tr25 td124"><P class="p17 ft2">utfärdas för aktier eller andra</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td122"><P class="p20 ft2">har registrerats enligt den lagen.</P></TD>
<TD colspan=3 class="tr26 td28"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=2 class="tr26 td170"><P class="p135 ft2">instrument</P></TD>
<TD class="tr26 td18"><P class="p60 ft2">som</P></TD>
<TD class="tr26 td91"><P class="p17 ft2">har</P></TD>
</TR>
<TR>
<TD class="tr31 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td114"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr31 td152"><P class="p20 ft2">registrerats enligt den lagen.</P></TD>
<TD class="tr31 td91"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td66"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td113"><P class="p285 ft2">8 §<SPAN class="ft27">4</SPAN></P></TD>
<TD class="tr41 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td91"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td14"><P class="p60 ft2">I</P></TD>
<TD class="tr25 td14"><P class="p66 ft2">ett</P></TD>
<TD colspan=5 class="tr25 td175"><P class="p70 ft2">avstämningsbolag</P></TD>
<TD class="tr25 td114"><P class="p113 ft3">skall</P></TD>
<TD class="tr25 td14"><P class="p60 ft2">I</P></TD>
<TD colspan=2 class="tr25 td139"><P class="p135 ft2">ett</P></TD>
<TD colspan=3 class="tr25 td222"><P class="p20 ft2">avstämningsbolag</P></TD>
<TD class="tr25 td91"><P class="p17 ft3">ska</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p113 ft2">fondaktierätter och teckningsrätter</P></TD>
<TD colspan=7 class="tr25 td124"><P class="p17 ft2">fondaktierätter och teckningsrätter</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td52"><P class="p20 ft2">registreras</P></TD>
<TD class="tr26 td16"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td94"><P class="p20 ft3">enligt</P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td114"><P class="p113 ft28">lagen</P></TD>
<TD colspan=7 class="tr26 td124"><P class="p20 ft3"><SPAN class="ft2">registreras </SPAN>i avstämningsregister<SPAN class="ft2">.</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td52"><P class="p20 ft28">(1998:1479)</P></TD>
<TD colspan=2 class="tr25 td89"><P class="p19 ft3">om</P></TD>
<TD colspan=3 class="tr25 td192"><P class="p113 ft3">kontoföring av</P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td131"><P class="p20 ft3">finansiella instrument<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td69"><P class="p60 ft2">Om</P></TD>
<TD colspan=2 class="tr26 td77"><P class="p62 ft2">bolaget</P></TD>
<TD class="tr26 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td84"><P class="p20 ft2">har</P></TD>
<TD colspan=2 class="tr26 td171"><P class="p113 ft2">tillförsäkrat</P></TD>
<TD colspan=2 class="tr26 td27"><P class="p60 ft2">Om</P></TD>
<TD colspan=2 class="tr26 td99"><P class="p19 ft2">bolaget</P></TD>
<TD class="tr26 td62"><P class="p70 ft2">har</P></TD>
<TD colspan=2 class="tr26 td130"><P class="p17 ft2">tillförsäkrat</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td52"><P class="p20 ft2">innehavare</P></TD>
<TD class="tr25 td16"><P class="p94 ft2">av</P></TD>
<TD colspan=4 class="tr25 td108"><P class="p113 ft31">teckningsoptioner</P></TD>
<TD colspan=3 class="tr25 td28"><P class="p20 ft2">innehavare</P></TD>
<TD class="tr25 td89"><P class="p65 ft2">av</P></TD>
<TD colspan=3 class="tr25 td154"><P class="p17 ft2">teckningsoptioner</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p113 ft2">eller konvertibler rätt till teckning</P></TD>
<TD colspan=7 class="tr25 td124"><P class="p17 ft2">eller konvertibler rätt till teckning</P></TD>
</TR>
<TR>
<TD class="tr26 td14"><P class="p20 ft2">av</P></TD>
<TD class="tr26 td14"><P class="p20 ft2">nya</P></TD>
<TD colspan=2 class="tr26 td77"><P class="p62 ft2">aktier,</P></TD>
<TD colspan=4 class="tr26 td108"><P class="p113 ft31">teckningsoptioner</P></TD>
<TD class="tr26 td14"><P class="p20 ft2">av</P></TD>
<TD colspan=3 class="tr26 td78"><P class="p74 ft2">nya aktier,</P></TD>
<TD colspan=3 class="tr26 td154"><P class="p17 ft2">teckningsoptioner</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td122"><P class="p113 ft2">eller konvertibler och tecknings-</P></TD>
<TD colspan=7 class="tr25 td124"><P class="p17 ft2">eller konvertibler och tecknings-</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr31 td122"><P class="p113 ft2">optionerna eller konvertiblerna har</P></TD>
<TD colspan=7 class="tr31 td124"><P class="p17 ft2">optionerna eller konvertiblerna har</P></TD>
</TR>
</TABLE>
<P class="p466 ft35"><SPAN class="ft42">3</SPAN><SPAN class="ft43">Senaste lydelse 2007:317.</SPAN></P>
<P class="p162 ft45"><SPAN class="ft42">4</SPAN><SPAN class="ft44">Senaste lydelse 2007:317.</SPAN></P>
<P class="p163 ft2">647</P>
</DIV>
<DIV id="page_648" style="position:relative; overflow: hidden;margin: 48px 0px 78px 0px;padding: 0px;border: none;width: 556px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">648</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD colspan=8 class="tr28 td50"><P class="p20 ft3"><SPAN class="ft2">registrerats </SPAN>enligt lagen om konto-</P></TD>
<TD class="tr28 td78"><P class="p20 ft2">registrerats</P></TD>
<TD colspan=4 class="tr28 td184"><P class="p17 ft3">i avstämningsregister<SPAN class="ft2">,</SPAN></P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td50"><P class="p20 ft3">föring av finansiella instrument<SPAN class="ft2">,</SPAN></P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2"><SPAN class="ft3">ska </SPAN>också rätten till teckning</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2"><SPAN class="ft3">skall </SPAN>också rätten till teckning</P></TD>
<TD colspan=4 class="tr25 td152"><P class="p20 ft2">registreras <SPAN class="ft3">på </SPAN>samma <SPAN class="ft3">sätt</SPAN>.</P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr27 td50"><P class="p20 ft2">registreras <SPAN class="ft3">enligt </SPAN>samma <SPAN class="ft3">lag</SPAN>.</P></TD>
<TD class="tr27 td78"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td20"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td145"><P class="p467 ft29">12 kap.</P></TD>
<TD class="tr38 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td145"><P class="p467 ft2">10 §</P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td50"><P class="p60 ft2">Beslutet om fondemission <SPAN class="ft3">skall</SPAN></P></TD>
<TD class="tr26 td78"><P class="p87 ft2">Beslutet</P></TD>
<TD class="tr26 td72"><P class="p20 ft2">om</P></TD>
<TD colspan=2 class="tr26 td171"><P class="p20 ft2">fondemission</P></TD>
<TD class="tr26 td61"><P class="p17 ft3">ska</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">genast anmälas för registrering i</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">genast anmälas för registrering i</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td50"><P class="p20 ft2">aktiebolagsregistret. Aktiekapitalet</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">aktiebolagsregistret. Aktiekapitalet</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">är ökat när beslutet har registrerats.</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">är ökat när beslutet har registrerats.</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td117"><P class="p60 ft2">Efter registreringen</P></TD>
<TD colspan=2 class="tr25 td132"><P class="p30 ft3">skall <SPAN class="ft2">nya</SPAN></P></TD>
<TD colspan=3 class="tr25 td117"><P class="p87 ft2">Efter registreringen</P></TD>
<TD class="tr25 td62"><P class="p70 ft3">ska</P></TD>
<TD class="tr25 td61"><P class="p17 ft2">nya</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">aktier genast föras in i aktieboken.</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">aktier genast föras in i aktieboken.</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td50"><P class="p60 ft2">I avstämningsbolag <SPAN class="ft3">skall </SPAN>an-</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">I avstämningsbolag <SPAN class="ft3">ska </SPAN>anmälan</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">mälan genast göras till den</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft31">genast göras till den <SPAN class="ft28">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td141"><P class="p20 ft3">centrala</P></TD>
<TD colspan=6 class="tr25 td226"><P class="p30 ft28">värdepappersförvararen</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft3">central som för avstämningsregist-</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td50"><P class="p20 ft2">om att emissionen har registrerats.</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2"><SPAN class="ft3">er för bolaget </SPAN>om att emissionen</P></TD>
</TR>
<TR>
<TD class="tr31 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td99"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr31 td128"><P class="p20 ft2">har registrerats.</P></TD>
<TD class="tr31 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td145"><P class="p467 ft29">13 kap.</P></TD>
<TD class="tr41 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td145"><P class="p467 ft2">18 §</P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p60 ft2">När teckningen enligt 13 § har</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">När teckningen enligt 13 § har</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td141"><P class="p20 ft2">avslutats,</P></TD>
<TD colspan=2 class="tr26 td54"><P class="p42 ft28">skall</P></TD>
<TD colspan=3 class="tr26 td105"><P class="p64 ft2">styrelsen</P></TD>
<TD class="tr26 td99"><P class="p30 ft31">besluta</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">avslutats, <SPAN class="ft3">ska </SPAN>styrelsen besluta om</P></TD>
</TR>
<TR>
<TD class="tr25 td16"><P class="p20 ft2">om</P></TD>
<TD colspan=3 class="tr25 td130"><P class="p20 ft2">tilldelning</P></TD>
<TD class="tr25 td14"><P class="p88 ft2">till</P></TD>
<TD colspan=3 class="tr25 td155"><P class="p30 ft2">aktietecknarna.</P></TD>
<TD class="tr25 td78"><P class="p20 ft2">tilldelning</P></TD>
<TD class="tr25 td72"><P class="p70 ft2">till</P></TD>
<TD colspan=3 class="tr25 td199"><P class="p17 ft2">aktietecknarna.</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">Anser styrelsen att någon teckning</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">Anser styrelsen att någon teckning</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td50"><P class="p20 ft2">är ogiltig, <SPAN class="ft3">skall </SPAN>tecknaren genast</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">är ogiltig, <SPAN class="ft3">ska </SPAN>tecknaren genast</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td117"><P class="p20 ft2">underrättas om detta.</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td99"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td117"><P class="p20 ft2">underrättas om detta.</P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td125"><P class="p60 ft2">Tilldelade</P></TD>
<TD colspan=2 class="tr25 td71"><P class="p89 ft2">aktier</P></TD>
<TD colspan=2 class="tr25 td18"><P class="p70 ft3">skall</P></TD>
<TD class="tr25 td99"><P class="p30 ft2">genast</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">Tilldelade aktier <SPAN class="ft3">ska </SPAN>genast föras</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td117"><P class="p20 ft2">föras in i aktieboken.</P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td99"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td128"><P class="p20 ft2">in i aktieboken.</P></TD>
<TD class="tr26 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p60 ft2">I avstämningsbolag <SPAN class="ft3">skall </SPAN>an-</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">I avstämningsbolag <SPAN class="ft3">ska </SPAN>anmälan</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">mälan genast göras till den</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft31">genast göras till den <SPAN class="ft28">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td141"><P class="p20 ft3">centrala</P></TD>
<TD colspan=6 class="tr26 td226"><P class="p30 ft28">värdepappersförvararen</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft3">central som för avstämningsregist-</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">om att styrelsen har fattat beslut</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2"><SPAN class="ft3">er för bolaget </SPAN>om att styrelsen har</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr27 td118"><P class="p20 ft2">om tilldelning.</P></TD>
<TD class="tr27 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td99"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr27 td152"><P class="p20 ft2">fattat beslut om tilldelning.</P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td20"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td145"><P class="p467 ft29">14 kap.</P></TD>
<TD class="tr38 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td145"><P class="p467 ft2">36 §</P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td50"><P class="p60 ft2">När aktieteckningen enligt 32 §</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">När aktieteckningen enligt 32 §</P></TD>
</TR>
<TR>
<TD class="tr25 td16"><P class="p20 ft2">har</P></TD>
<TD colspan=3 class="tr25 td130"><P class="p70 ft2">avslutats,</P></TD>
<TD colspan=2 class="tr25 td69"><P class="p122 ft3">skall</P></TD>
<TD colspan=2 class="tr25 td132"><P class="p30 ft2">styrelsen</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">har avslutats, <SPAN class="ft3">ska </SPAN>styrelsen besluta</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">besluta om tilldelning av aktier till</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">om tilldelning av aktier till</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td50"><P class="p20 ft2">aktietecknarna. Anser styrelsen att</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">aktietecknarna. Anser styrelsen att</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">någon teckning är ogiltig, <SPAN class="ft3">skall</SPAN></P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft2">någon teckning är ogiltig, <SPAN class="ft3">ska</SPAN></P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td118"><P class="p20 ft2">aktietecknaren</P></TD>
<TD colspan=2 class="tr25 td69"><P class="p26 ft2">genast</P></TD>
<TD colspan=2 class="tr25 td132"><P class="p30 ft31">underrättas</P></TD>
<TD colspan=3 class="tr25 td117"><P class="p20 ft2">aktietecknaren genast</P></TD>
<TD colspan=2 class="tr25 td41"><P class="p17 ft31">underrättas</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td141"><P class="p20 ft2">om detta.</P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td57"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td99"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td78"><P class="p20 ft2">om detta.</P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td125"><P class="p60 ft2">Tilldelade</P></TD>
<TD colspan=2 class="tr25 td71"><P class="p89 ft2">aktier</P></TD>
<TD colspan=2 class="tr25 td18"><P class="p70 ft3">skall</P></TD>
<TD class="tr25 td99"><P class="p30 ft2">genast</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p17 ft2">Tilldelade aktier <SPAN class="ft3">ska </SPAN>genast föras</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td117"><P class="p20 ft2">föras in i aktieboken.</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td99"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td128"><P class="p20 ft2">in i aktieboken.</P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td50"><P class="p60 ft2">I avstämningsbolag <SPAN class="ft3">skall </SPAN>an-</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p17 ft2">I avstämningsbolag <SPAN class="ft3">ska </SPAN>anmälan</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td50"><P class="p20 ft2">mälan genast göras till den</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft31">genast göras till den <SPAN class="ft28">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td141"><P class="p20 ft3">centrala</P></TD>
<TD colspan=6 class="tr25 td226"><P class="p30 ft28">värdepappersförvararen</P></TD>
<TD colspan=5 class="tr25 td143"><P class="p20 ft3">central som för avstämningsregist-</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td50"><P class="p20 ft2">om att styrelsen har fattat beslut</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2"><SPAN class="ft3">er för bolaget </SPAN>om att styrelsen har</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr31 td118"><P class="p20 ft2">om tilldelning.</P></TD>
<TD class="tr31 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td99"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr31 td152"><P class="p20 ft2">fattat beslut om tilldelning.</P></TD>
<TD class="tr31 td61"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
</DIV>
<DIV id="page_649" style="position:relative; overflow: hidden;margin: 48px 0px 78px 68px;padding: 0px;border: none;width: 556px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 406px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr28 td45"><P class="p60 ft2">Om</P></TD>
<TD colspan=6 class="tr28 td131"><P class="p68 ft31">teckningsoptionsbevis</P></TD>
<TD class="tr28 td89"><P class="p17 ft2">har</P></TD>
<TD colspan=5 class="tr28 td275"><P class="p222 ft2">Om teckningsoptionsbevis</P></TD>
<TD class="tr28 td89"><P class="p17 ft2">har</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p20 ft2">utfärdats, <SPAN class="ft3">skall </SPAN>de förses med en</P></TD>
<TD colspan=6 class="tr26 td122"><P class="p29 ft2">utfärdats, <SPAN class="ft3">ska </SPAN>de förses med en</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td113"><P class="p20 ft2">anteckning</P></TD>
<TD class="tr25 td91"><P class="p28 ft2">om</P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft2">att</P></TD>
<TD colspan=2 class="tr25 td121"><P class="p17 ft2">optionsrätten</P></TD>
<TD colspan=2 class="tr25 td118"><P class="p29 ft2">anteckning</P></TD>
<TD class="tr25 td16"><P class="p75 ft2">om</P></TD>
<TD colspan=3 class="tr25 td155"><P class="p17 ft2">att optionsrätten</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr27 td133"><P class="p20 ft2">har utnyttjats.</P></TD>
<TD class="tr27 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr27 td97"><P class="p29 ft2">har utnyttjats.</P></TD>
<TD class="tr27 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td114"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td154"><P class="p207 ft29">15 kap.</P></TD>
<TD class="tr38 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td154"><P class="p468 ft2">37 §</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p60 ft2">Vid konvertering <SPAN class="ft3">skall </SPAN>de nya</P></TD>
<TD colspan=6 class="tr26 td122"><P class="p17 ft2">Vid konvertering <SPAN class="ft3">ska </SPAN>de nya</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">aktierna genast föras in i aktie-</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p29 ft2">aktierna genast föras in i aktie-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td137"><P class="p20 ft2">boken.</P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td132"><P class="p29 ft2">boken.</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td45"><P class="p60 ft2">I</P></TD>
<TD colspan=6 class="tr26 td131"><P class="p66 ft2">avstämningsbolag</P></TD>
<TD class="tr26 td89"><P class="p17 ft3">skall</P></TD>
<TD colspan=6 class="tr26 td122"><P class="p17 ft2">I avstämningsbolag <SPAN class="ft3">ska </SPAN>anmälan</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">anmälan genast göras till den</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p29 ft31">genast göras till den <SPAN class="ft28">värdepappers-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td137"><P class="p20 ft3">centrala</P></TD>
<TD colspan=6 class="tr25 td1"><P class="p17 ft28">värdepappersförvararen</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p29 ft3">central som för avstämningsregist-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td279"><P class="p20 ft2">om att konvertering har skett.</P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD colspan=6 class="tr26 td122"><P class="p29 ft2"><SPAN class="ft3">er för bolaget </SPAN>om att konvertering</P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td132"><P class="p29 ft2">har skett.</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p60 ft2">Om konvertiblerna har getts ut i</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p17 ft2">Om konvertiblerna har getts ut i</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p20 ft2">pappersform, <SPAN class="ft3">skall </SPAN>de förses med</P></TD>
<TD colspan=6 class="tr26 td122"><P class="p29 ft2">pappersform, <SPAN class="ft3">ska </SPAN>de förses med en</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr31 td124"><P class="p20 ft2">en anteckning om konverteringen.</P></TD>
<TD colspan=6 class="tr31 td122"><P class="p29 ft2">anteckning om konverteringen.</P></TD>
</TR>
<TR>
<TD class="tr41 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td114"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td154"><P class="p207 ft29">20 kap.</P></TD>
<TD class="tr41 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td154"><P class="p468 ft2">21 §</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p60 ft2">Om minskningen av aktie-</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p17 ft2">Om minskningen av aktie-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td137"><P class="p20 ft2">kapitalet</P></TD>
<TD colspan=2 class="tr26 td71"><P class="p94 ft2">har</P></TD>
<TD colspan=3 class="tr26 td53"><P class="p134 ft2">genomförts</P></TD>
<TD class="tr26 td89"><P class="p17 ft2">med</P></TD>
<TD class="tr26 td132"><P class="p29 ft2">kapitalet</P></TD>
<TD colspan=2 class="tr26 td66"><P class="p42 ft2">har</P></TD>
<TD colspan=2 class="tr26 td88"><P class="p94 ft31">genomförts</P></TD>
<TD class="tr26 td89"><P class="p17 ft2">med</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">indragning av aktier, <SPAN class="ft3">skall </SPAN>de</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p29 ft2">indragning av aktier, <SPAN class="ft3">ska </SPAN>de</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">indragna aktierna genast strykas ur</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p29 ft2">indragna aktierna genast strykas ur</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td113"><P class="p20 ft2">aktieboken.</P></TD>
<TD class="tr26 td91"><P class="p62 ft2">I</P></TD>
<TD colspan=4 class="tr26 td51"><P class="p17 ft2">avstämningsbolag</P></TD>
<TD colspan=2 class="tr26 td118"><P class="p29 ft2">aktieboken.</P></TD>
<TD class="tr26 td16"><P class="p134 ft2">I</P></TD>
<TD colspan=3 class="tr26 td155"><P class="p17 ft31">avstämningsbolag</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2"><SPAN class="ft3">skall </SPAN>styrelsen genast anmäla till</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p29 ft2"><SPAN class="ft3">ska </SPAN>styrelsen genast anmäla till</P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft2">den</P></TD>
<TD colspan=3 class="tr25 td24"><P class="p62 ft28">centrala</P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td47"><P class="p17 ft28">värdepappersför-</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p29 ft3"><SPAN class="ft2">den </SPAN>värdepapperscentral som för</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td137"><P class="p20 ft3">vararen</P></TD>
<TD colspan=2 class="tr26 td71"><P class="p30 ft2">att</P></TD>
<TD colspan=3 class="tr26 td53"><P class="p134 ft2">minskningen</P></TD>
<TD class="tr26 td89"><P class="p17 ft2">har</P></TD>
<TD colspan=6 class="tr26 td122"><P class="p29 ft28">avstämningsregister för bolaget <SPAN class="ft31">att</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr31 td113"><P class="p20 ft2">registrerats.</P></TD>
<TD class="tr31 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td89"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr31 td275"><P class="p29 ft2">minskningen har registrerats.</P></TD>
<TD class="tr31 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td114"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td154"><P class="p207 ft29">22 kap.</P></TD>
<TD class="tr41 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td45"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td103"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td61"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD rowspan=2 class="tr40 td89"><P class="p17 ft3">skall</P></TD>
<TD class="tr25 td132"><P class="p469 ft2">4 §</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD rowspan=2 class="tr40 td89"><P class="p17 ft3">ska</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td137"><P class="p60 ft2">Rätten</P></TD>
<TD colspan=5 class="tr25 td191"><P class="p20 ft2">till lösenbeloppet</P></TD>
<TD class="tr25 td132"><P class="p222 ft2">Rätten</P></TD>
<TD colspan=4 class="tr25 td106"><P class="p74 ft2">till lösenbeloppet</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p20 ft2">antas tillkomma den som till</P></TD>
<TD colspan=6 class="tr26 td122"><P class="p29 ft2">antas tillkomma den som till</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td175"><P class="p20 ft2">majoritetsaktieägaren</P></TD>
<TD colspan=2 class="tr25 td121"><P class="p17 ft2">överlämnar</P></TD>
<TD colspan=4 class="tr25 td233"><P class="p29 ft2">majoritetsaktieägaren</P></TD>
<TD colspan=2 class="tr25 td170"><P class="p17 ft2">överlämnar</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">ett aktiebrev med anteckning om</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p29 ft2">ett aktiebrev med anteckning om</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td113"><P class="p20 ft2">överlåtelse</P></TD>
<TD colspan=2 class="tr26 td89"><P class="p42 ft2">eller</P></TD>
<TD colspan=3 class="tr26 td47"><P class="p17 ft2">ett lösenbevis</P></TD>
<TD class="tr26 td132"><P class="p29 ft2">överlåtelse</P></TD>
<TD class="tr26 td198"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td85"><P class="p42 ft2">eller ett</P></TD>
<TD colspan=2 class="tr26 td170"><P class="p17 ft2">lösenbevis</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">enligt 13 § andra stycket. I avstäm-</P></TD>
<TD colspan=6 class="tr25 td122"><P class="p29 ft2">enligt 13 § andra stycket. I av-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td113"><P class="p20 ft2">ningsbolag</P></TD>
<TD colspan=3 class="tr25 td70"><P class="p66 ft3">skall</P></TD>
<TD class="tr25 td114"><P class="p20 ft2">rätten</P></TD>
<TD class="tr25 td89"><P class="p17 ft31">antas</P></TD>
<TD colspan=3 class="tr25 td97"><P class="p29 ft2">stämningsbolag</P></TD>
<TD class="tr25 td84"><P class="p42 ft3">ska</P></TD>
<TD class="tr25 td62"><P class="p94 ft31">rätten</P></TD>
<TD class="tr25 td89"><P class="p17 ft31">antas</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p20 ft2">tillkomma den som <SPAN class="ft3">enligt lagen</SPAN></P></TD>
<TD colspan=6 class="tr26 td122"><P class="p29 ft2">tillkomma den som <SPAN class="ft3">i avstämnings-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td113"><P class="p20 ft28">(1998:1479)</P></TD>
<TD colspan=2 class="tr25 td89"><P class="p135 ft3">om</P></TD>
<TD colspan=3 class="tr25 td47"><P class="p17 ft3">kontoföring av</P></TD>
<TD class="tr25 td132"><P class="p29 ft3">register <SPAN class="ft2">är</SPAN></P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td16"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr32 td279"><P class="p20 ft39">finansiella instrument <SPAN class="ft15">är</SPAN></P></TD>
<TD class="tr32 td89"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td132"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td198"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td16"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td84"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td62"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td89"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p186 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">registrerad som ägare till aktierna, eller</SPAN></P>
<P class="p346 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft20">antecknad på konto i avstämningsregister som berättigad till lösenbeloppet.</SPAN></P>
<P class="p470 ft2">14 §</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr27 td122"><P class="p113 ft2">Om det har beslutats om för-</P></TD>
<TD class="tr27 td124"><P class="p17 ft2">Om det har beslutats om för-</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p113 ft2">handstillträde till aktier i ett</P></TD>
<TD class="tr26 td124"><P class="p17 ft2">handstillträde till aktier i ett</P></TD>
</TR>
<TR>
<TD class="tr31 td122"><P class="p113 ft2">avstämningsbolag, <SPAN class="ft3">skall </SPAN>aktierna,</P></TD>
<TD class="tr31 td124"><P class="p17 ft2">avstämningsbolag, <SPAN class="ft3">ska </SPAN>aktierna, på</P></TD>
</TR>
</TABLE>
</DIV>
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 7</P>
<P class="p1439 ft2">649</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_650" style="position:relative; overflow: hidden;margin: 49px 0px 78px 0px;padding: 0px;border: none;width: 556px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">650</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p157 ft2">på begäran av majoritetsaktie- ägaren, registreras med denne som ägare <SPAN class="ft3">enligt lagen (1998:1479) om kontoföring av finansiella instru- ment</SPAN>. Samtidigt <SPAN class="ft3">skall </SPAN>aktieägares rätt till kommande lösenbelopp och ränta registreras <SPAN class="ft3">enligt </SPAN>samma <SPAN class="ft3">lag</SPAN>.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 16px;padding: 0px;border:none;width: 189px;overflow: hidden;">
<P class="p157 ft4">begäran av majoritetsaktieägaren, registreras med denne som ägare <SPAN class="ft36">i avstämningsregister</SPAN>. Samtidigt <SPAN class="ft36">ska </SPAN>aktieägares rätt till kommande lösenbelopp och ränta registreras <SPAN class="ft36">på </SPAN>samma <SPAN class="ft36">sätt</SPAN>.</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 14px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr2 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td91"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td53"><P class="p255 ft2">20 §</P></TD>
<TD class="tr2 td197"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td66"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">När en dom avseende lösen-</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">När en dom avseende lösen-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">beloppet har <SPAN class="ft3">vunnit </SPAN>laga kraft</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">beloppet har <SPAN class="ft3">fått </SPAN>laga kraft gäller</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">gäller följande. I ett bolag som inte</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">följande. I ett bolag som inte är</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr26 td195"><P class="p20 ft2">är avstämningsbolag <SPAN class="ft3">skall</SPAN></P></TD>
<TD colspan=2 class="tr26 td24"><P class="p30 ft2">ägarna</P></TD>
<TD colspan=2 class="tr26 td184"><P class="p20 ft2">avstämningsbolag <SPAN class="ft3">ska</SPAN></P></TD>
<TD colspan=2 class="tr26 td78"><P class="p17 ft2">ägarna till</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">till de aktier som <SPAN class="ft3">skall </SPAN>lösas in till</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">de aktier som <SPAN class="ft3">ska </SPAN>lösas in till</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td126"><P class="p20 ft2">majoritetsaktieägaren</P></TD>
<TD colspan=3 class="tr25 td121"><P class="p30 ft2">överlämna</P></TD>
<TD colspan=2 class="tr25 td184"><P class="p20 ft2">majoritetsaktieägaren</P></TD>
<TD colspan=2 class="tr25 td78"><P class="p17 ft2">överlämna</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p30 ft2">sina aktiebrev med anteckning om</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft2">sina aktiebrev med anteckning om</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">överlåtelse. I ett avstämningsbolag</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">överlåtelse. I ett avstämningsbolag</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2"><SPAN class="ft3">skall</SPAN>, utom i fall som avses i 21 §,</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2"><SPAN class="ft3">ska</SPAN>, utom i fall som avses i 21 §,</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p30 ft2">aktierna på begäran av majoritets-</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft2">aktierna på begäran av majoritets-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">aktieägaren registreras med denne</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">aktieägaren registreras med denne</P></TD>
</TR>
<TR>
<TD class="tr25 td139"><P class="p20 ft2">som</P></TD>
<TD colspan=2 class="tr25 td130"><P class="p70 ft2">ägare</P></TD>
<TD colspan=2 class="tr25 td85"><P class="p1 ft3">enligt</P></TD>
<TD colspan=2 class="tr25 td24"><P class="p30 ft3">lagen</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p20 ft3"><SPAN class="ft2">som ägare </SPAN>i avstämningsregister<SPAN class="ft2">.</SPAN></P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td88"><P class="p20 ft3">(1998:1479)</P></TD>
<TD class="tr26 td163"><P class="p66 ft3">om</P></TD>
<TD colspan=3 class="tr26 td81"><P class="p71 ft3">kontoföring</P></TD>
<TD class="tr26 td66"><P class="p30 ft3">av</P></TD>
<TD class="tr26 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td197"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr31 td126"><P class="p20 ft3">finansiella instrument<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr31 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td197"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td66"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td139"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td27"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td91"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td53"><P class="p255 ft2">21 §</P></TD>
<TD class="tr41 td197"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td66"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td139"><P class="p60 ft2">Har</P></TD>
<TD colspan=2 class="tr25 td130"><P class="p1 ft2">aktiebrev</P></TD>
<TD class="tr25 td27"><P class="p20 ft2">eller</P></TD>
<TD colspan=3 class="tr25 td121"><P class="p30 ft31">lösenbevis</P></TD>
<TD class="tr25 td98"><P class="p87 ft2">Har</P></TD>
<TD class="tr25 td197"><P class="p20 ft2">aktiebrev eller</P></TD>
<TD colspan=2 class="tr25 td78"><P class="p17 ft2">lösenbevis</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">inte överlämnats till majoritets-</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">inte överlämnats till majoritets-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p30 ft2">aktieägaren inom en månad från</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft2">aktieägaren inom en månad från</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">den dag dom avseende lösen-</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">den dag <SPAN class="ft3">en </SPAN>dom avseende lösen-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">beloppet <SPAN class="ft3">vann </SPAN>laga kraft eller är, i</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">beloppet <SPAN class="ft3">fick </SPAN>laga kraft eller är, i</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p30 ft2">fråga om avstämningsbolag, aktie-</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft2">fråga om avstämningsbolag, aktie-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">ägare i ett sådant bolag okänd,</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">ägare i ett sådant bolag okänd, <SPAN class="ft3">ska</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td139"><P class="p20 ft3">skall</P></TD>
<TD colspan=4 class="tr25 td175"><P class="p20 ft2">majoritetsaktieägaren</P></TD>
<TD colspan=2 class="tr25 td24"><P class="p30 ft2">utan</P></TD>
<TD colspan=2 class="tr25 td184"><P class="p20 ft2">majoritetsaktieägaren</P></TD>
<TD class="tr25 td71"><P class="p20 ft2">utan</P></TD>
<TD class="tr25 td66"><P class="p17 ft2">dröjs-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p30 ft2">dröjsmål låta nedsätta lösen-</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft2">mål låta nedsätta lösenbeloppet för</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">beloppet för en sådan aktie eller</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">en sådan aktie eller för aktie som</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">för aktie som avses med sådant</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">avses med sådant lösenbevis enligt</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td199"><P class="p20 ft2">lösenbevis enligt</P></TD>
<TD class="tr26 td27"><P class="p26 ft2">lagen</P></TD>
<TD colspan=3 class="tr26 td121"><P class="p30 ft2">(1927:56)</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p17 ft2">lagen (1927:56) om nedsättning av</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td50"><P class="p30 ft2">om nedsättning av pengar hos</P></TD>
<TD class="tr25 td98"><P class="p20 ft2">pengar</P></TD>
<TD colspan=2 class="tr25 td175"><P class="p135 ft2">hos myndighet.</P></TD>
<TD class="tr25 td66"><P class="p17 ft2">Något</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td88"><P class="p20 ft2">myndighet.</P></TD>
<TD colspan=4 class="tr25 td51"><P class="p20 ft2">Något förbehåll</P></TD>
<TD class="tr25 td66"><P class="p30 ft2">om</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p17 ft2">förbehåll om rätt att återta det</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td50"><P class="p30 ft2">rätt att återta det nedsatta beloppet</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p20 ft2">nedsatta beloppet får inte göras.</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr32 td199"><P class="p20 ft15">får inte göras.</P></TD>
<TD class="tr32 td27"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td20"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td91"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td66"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td98"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td197"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td71"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td66"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p117 ft2">Om nedsättning har skett enligt denna paragraf, får majoritets- aktieägaren utöva de rättigheter som aktierna ger från och med den tidpunkt då beloppet sätts ned hos länsstyrelsen.</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr31 td50"><P class="p30 ft2">Ett aktiebrev, som ännu inte har</P></TD>
<TD class="tr31 td143"><P class="p17 ft2">Ett aktiebrev, som ännu inte har</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2">överlämnats till länsstyrelsen, ger</P></TD>
<TD class="tr26 td143"><P class="p17 ft2">överlämnats till länsstyrelsen, ger</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">inte annan rätt för innehavaren än</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">inte annan rätt för innehavaren än</P></TD>
</TR>
<TR>
<TD class="tr25 td50"><P class="p30 ft2">att mot överlämnandet av aktie-</P></TD>
<TD class="tr25 td143"><P class="p17 ft2">att mot överlämnandet av aktie-</P></TD>
</TR>
<TR>
<TD class="tr26 td50"><P class="p30 ft2">brevet få ut lösenbeloppet och</P></TD>
<TD class="tr26 td143"><P class="p17 ft2">brevet få ut lösenbeloppet och</P></TD>
</TR>
<TR>
<TD class="tr31 td50"><P class="p30 ft2">ränta. I avstämningsbolag <SPAN class="ft3">skall</SPAN>,</P></TD>
<TD class="tr31 td143"><P class="p17 ft2">ränta. I avstämningsbolag <SPAN class="ft3">ska</SPAN>, om</P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
</DIV>
</DIV>
<DIV id="page_651" style="position:relative; overflow: hidden;margin: 48px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:586px;left:68px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310651x1.jpg/" style="width:123px;height:1px;">
</DIV>
<DIV style="position:absolute;top:510px;left:273px;width:188px;height:64px;"><SPAN class="ft4">I de fall som avses i 9 kap. 41 § och 10 kap. 16 § </SPAN><SPAN class="ft36">ska </SPAN><SPAN class="ft4">det inte följa ansvar enligt 20 kap. 3 § brotts- balken.</SPAN></DIV>
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 499px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 4px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p157 ft4">om nedsättning har skett, aktierna på begäran av majoritetsaktie- ägaren registreras med denne som ägare <SPAN class="ft36">enligt lagen (1998:1479) om kontoföring av finansiella instrum- ent</SPAN>.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 17px;padding: 0px;border:none;width: 294px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t60">
<TR>
<TD class="tr28 td123"><P class="p20 ft2">nedsättning har skett, aktierna på</P></TD>
<TD class="tr28 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr26 td123"><P class="p20 ft2">begäran av majoritetsaktieägaren</P></TD>
<TD class="tr26 td47"><P class="p20 ft2">Bilaga 7</P></TD>
</TR>
<TR>
<TD class="tr25 td123"><P class="p20 ft2">registreras med denne som ägare <SPAN class="ft3">i</SPAN></P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td123"><P class="p20 ft3">avstämningsregister<SPAN class="ft2">.</SPAN></P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
<DIV style="border:none;margin: 8px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<P class="p473 ft29">30 kap.</P>
<P class="p191 ft2">1 §<SPAN class="ft27">5</SPAN></P>
<P class="p140 ft2">Till böter eller fängelse i högst ett år döms den som</P>
<P class="p46 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">uppsåtligen bryter mot 1 kap. 7 eller 8 §,</SPAN></P>
<P class="p83 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft20">uppsåtligen eller av oaktsamhet underlåter att enligt denna lag föra aktiebok eller hålla aktiebok tillgänglig,</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft19">uppsåtligen eller av oaktsamhet bryter mot 8 kap. 18 § andra meningen, 20 § första stycket eller 21 § andra stycket, eller</SPAN></P>
<P class="p48 ft4"><SPAN class="ft2">4.</SPAN><SPAN class="ft20">uppsåtligen eller av grov oaktsamhet bryter mot 21 kap. 1, 3, 5 eller 10 §.</SPAN></P>
<TABLE cellpadding=0 cellspacing=0 class="t35">
<TR>
<TD class="tr26 td122"><P class="p113 ft3"><SPAN class="ft2">En </SPAN>central värdepappersförva-</P></TD>
<TD class="tr26 td124"><P class="p17 ft3"><SPAN class="ft2">En </SPAN>värdepapperscentrals <SPAN class="ft2">under-</SPAN></P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft2"><SPAN class="ft3">rares </SPAN>underlåtenhet att fullgöra de</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">låtenhet att fullgöra de uppgifter</P></TD>
</TR>
<TR>
<TD class="tr26 td122"><P class="p113 ft2">uppgifter som anges i 5 kap. 12 §</P></TD>
<TD class="tr26 td124"><P class="p17 ft2">som anges i 5 kap. 12 § andra</P></TD>
</TR>
<TR>
<TD class="tr25 td122"><P class="p113 ft2">andra stycket <SPAN class="ft3">skall </SPAN>inte medföra</P></TD>
<TD class="tr25 td124"><P class="p17 ft2">stycket <SPAN class="ft3">ska </SPAN>inte medföra ansvar</P></TD>
</TR>
<TR>
<TD class="tr32 td122"><P class="p474 ft15">ansvar enligt första stycket 2.</P></TD>
<TD class="tr32 td124"><P class="p475 ft15">enligt första stycket 2.</P></TD>
</TR>
</TABLE>
<P class="p48 ft2">Till straff som anges i första stycket döms också den som uppsåtligen medverkar till ett beslut att utse en styrelseledamot, styrelsesuppleant, verkställande direktör eller vice verkställande direktör i strid med 8 kap. 12 eller 32 §, om åtgärden är ägnad att dölja vem eller vilka som utövar eller har utövat den faktiska ledningen av bolaget. Detsamma gäller den som uppsåtligen åtar sig ett sådant uppdrag i strid med 8 kap. 12 eller 32 §.</P>
<P class="p152 ft2">Trots vad som sägs i 35 kap. 1 § brottsbalken får påföljd för brott enligt första stycket 4 mot 21 kap. 1, 3 eller 5 § eller för brott enligt tredje stycket dömas ut, om den misstänkte har häktats eller fått del av åtal för brottet inom fem år från brottet.</P>
<P class="p476 ft4">I de fall som avses i 9 kap. 41 § och 10 kap. 16 § <SPAN class="ft36">skall </SPAN>det inte följa ansvar enligt 20 kap. 3 § brotts- balken.</P>
<P class="p477 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">Denna lag träder i kraft den 1 januari 2016.</SPAN></P>
<P class="p48 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft20">Det krav på ett skriftligt avtal som anges i 5 kap. 12 § tredje stycket tillämpas inte i fråga om avtal om registrering av aktier i avstämnings- register som ingåtts före lagens ikraftträdande.</SPAN></P>
<P class="p48 ft4"><SPAN class="ft2">3.</SPAN><SPAN class="ft30">Det som sägs om styrelsens ansvar i 5 kap. 12 § tredje stycket ska tillämpas från och med den 1 januari 2017, om inte avstämningsbolaget före dess ingår ett sådant avtal som avses i 5 kap. 12 § andra stycket med en värdepapperscentral och anmäler detta enligt 5 kap. 12 a §. För tiden</SPAN></P>
<P class="p98 ft35"><SPAN class="ft34">5 </SPAN>Senaste lydelse 2007:317.</P>
<P class="p99 ft2">651</P>
</DIV>
</DIV>
<DIV id="page_652" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 561px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">652</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 398px;overflow: hidden;">
<P class="p157 ft4">fram till dess att en sådan anmälan görs, dock längst till och med den 31 december 2016, tillämpas det som sägs om centrala värdepappers- förvarares ansvar för aktieboken i 5 kap. 12 § andra stycket i dess äldre lydelse. Med central värdepappersförvarare avses den som vid tidpunkten för ikraftträdandet var auktoriserad som central värdepappersförvarare.</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_653" style="position:relative; overflow: hidden;margin: 50px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 406px;overflow: hidden;">
<P style="text-align: left;padding-right: 62px;margin-top: 0px;margin-bottom: 0px;" class="ft72">Förslag till lag om ändring i lagen (2007:528) om värdepappersmarknaden</P>
<P class="p668 ft4">Härigenom föreskrivs att 1 kap. 1 § och 21 kap. 2 § lagen (2007:528) om värdepappersmarknaden ska ha följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 style="width: 306px;margin-top: 13px;font: italic 13px 'Times New Roman';">
<TR>
<TD class="tr27 td122"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p479 ft29">1 kap.</P>
<P class="p480 ft2">1 §<SPAN class="ft27">1</SPAN></P>
<P class="p339 ft2">I denna lag finns bestämmelser om värdepappersmarknaden.</P>
<P class="p337 ft4">I <NOBR>2–11</NOBR> kap. finns särskilda bestämmelser om värdepappersrörelse, i <NOBR>12–18</NOBR> kap. om börsverksamhet m.m. och i <NOBR>19–21</NOBR> kap. om clearing- verksamhet. I <NOBR>22–26</NOBR> kap. finns vissa gemensamma bestämmelser.</P>
<P class="p337 ft2">För sådan clearingverksamhet som avses i 5 § 6 b gäller endast följande bestämmelser i denna lag:</P>
<P class="p337 ft4"><SPAN class="ft2">–</SPAN><SPAN class="ft20">1 kap. 11 och </SPAN><NOBR>12–14</NOBR> §§ om tystnadsplikt, uppgiftsskyldighet, meddelandeförbud och ansvar,</P>
<P class="p337 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">23 kap. 1 § första och andra styckena, 2 §, 4 § första stycket samt 7, 11, 12 och 14 §§ om tillsyn,</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">25 kap. 1, 2, 6, </SPAN><NOBR>8–11,</NOBR> 17 samt <NOBR>25–29</NOBR> §§ om ingripanden, och</P>
<P class="p186 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">26 kap. 1 § om överklagande.</SPAN></P>
<P class="p337 ft2">Ytterligare bestämmelser om sådan clearingverksamhet som avses i 5 § 6 b finns i Europaparlamentets och rådets förordning (EU) nr 648/2012 om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister och lagen (2013:287) med kompletterande bestämmelser till EU:s förordning om <NOBR>OTC-derivat,</NOBR> centrala motparter och transaktionsregister.</P>
<P style="text-align: justify;padding-left: 205px;padding-right: 12px;margin-top: 2px;margin-bottom: 0px;text-indent: 11px;" class="ft28">Denna lag gäller inte för sådan clearingverksamhet som avses i Europaparlamentets och rådets förordning (EU) nr 909/2014 av den 23 juli 2014 om förbättrad värdepappersavveckling i Euro- peiska unionen och om värdepap- perscentraler samt ändring av direktiv 98/26/EG och 2014/65/EU och förordning (EU) nr 236/2012, i den ursprungliga lydelsen.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 7</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 18px 0px 0px 244px;padding: 0px;border:none;width: 380px;overflow: hidden;">
<P class="p16 ft29">21 kap.</P>
<P class="p570 ft2">2 §</P>
</DIV>
<DIV style="border:none;margin: 2px 0px 0px 68px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p117 ft4">En clearingdeltagare får delta i clearingverksamheten för egen räkning. En clearingorganisation får tillåta svenska och utländska clearingorganisationer eller <SPAN class="ft36">cen- trala värdepappersförvarare </SPAN>samt</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 17px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p117 ft4">En clearingdeltagare får delta i clearingverksamheten för egen räkning. En clearingorganisation får tillåta svenska och utländska clearingorganisationer<SPAN class="ft36">, värdepap- perscentraler </SPAN>eller <SPAN class="ft36">värdepappers-</SPAN></P>
</DIV>
</DIV>
<DIV style="border:none;margin: 23px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<P class="p172 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2013:288.</P>
<P class="p99 ft2">653</P>
</DIV>
</DIV>
<DIV id="page_654" style="position:relative; overflow: hidden;margin: 49px 0px 81px 36px;padding: 0px;border: none;width: 588px;">
<DIV style="position:absolute;top:217px;left:127px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310654x1.jpg/" style="width:123px;height:1px;">
</DIV>
<DIV style="border:none;margin: 0px 0px 0px 13px;padding: 0px;border:none;width: 507px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 114px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 7</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p157 ft4">Sveriges riksbank och sådana institut och företag som avses i 14 kap. 3 § första stycket 1 och 2 rätt att delta i clearingverksam- heten för någon annans räkning.</P>
<P class="p259 ft2">Om ett företag inom en koncern deltar i clearingverksamhet ute- slutande för egen och för andra koncernföretags räkning <SPAN class="ft3">skall </SPAN>del- tagandet i clearingverksamhet anses vara för egen räkning vid tillämpning av första stycket.</P>
</DIV>
<DIV style="float:left;border:none;margin: 1px 0px 0px 16px;padding: 0px;border:none;width: 189px;overflow: hidden;">
<P class="p157 ft3">centraler från tredjeland <SPAN class="ft2">samt Sveriges riksbank och sådana institut och företag som avses i 14 kap. 3 § första stycket 1 och 2 rätt att delta i clearingverksam- heten för någon annans räkning.</SPAN></P>
<P class="p258 ft2">Om ett företag inom en koncern deltar i clearingverksamhet ute- slutande för egen och för andra koncernföretags räkning <SPAN class="ft3">ska </SPAN>del- tagandet i clearingverksamhet anses vara för egen räkning vid tillämpning av första stycket.</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 32px 0px 0px 0px;padding: 0px;border:none;width: 588px;overflow: hidden;">
<P class="p511 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">Denna lag träder i kraft den 1 januari 2016.</SPAN></P>
<P class="p493 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft30">Äldre bestämmelser gäller för central värdepappersförvarare som enligt punkt 2 av övergångsbestämmelserna till lagen (2015:000) om ändring i lagen (1998:1479) om kontoföring av finansiella instrument får fortsätta att driva sådan verksamhet som avses där efter den 31 december 2015.</SPAN></P>
<P class="p485 ft2">654</P>
</DIV>
</DIV>
<DIV id="page_655" style="position:relative; overflow: hidden;margin: 50px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<P style="text-align: left;padding-right: 72px;margin-top: 0px;margin-bottom: 0px;" class="ft72">Förslag till lag om ändring i offentlighets- och sekretesslagen (2009:400)</P>
<P class="p1472 ft4">Härigenom föreskrivs att 30 kap. 4 b, 5 och 30 §§ offentlighets- och sekretesslagen (2009:400) ska ha följande lydelse.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 13px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 7</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 13px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t130">
<TR>
<TD class="tr27 td122"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p486 ft29">30 kap.</P>
<P class="p487 ft2">4 b §<SPAN class="ft27">1</SPAN></P>
<P class="p192 ft2">Sekretess gäller i en statlig myndighets verksamhet som består i tillståndsgivning eller tillsyn med avseende på bank- och kreditväsendet, värdepappersmarknaden eller försäkringsväsendet för uppgift i en anmälan eller utsaga om överträdelse av bestämmelse som gäller för den som myndighetens verksamhet avser, om uppgiften kan avslöja anmäl- arens identitet.</P>
<P class="p488 ft3">Sekretess gäller i en statlig myn- dighets verksamhet enligt lagen (1998:1479) om värdepappers- centraler och kontoföring av finan- siella instrument för uppgift om en enskilds personliga och ekono- miska förhållanden i en anmälan eller utsaga om överträdelse av bestämmelse i lag eller annan för- fattning som gäller för värdepap- perscentralers och utsedda kredit- instituts verksamhet, om uppgiften kan avslöja den anmäldes identitet och det inte står klart att uppgiften kan röjas utan att denne lider skada eller men.</P>
<P class="p489 ft36">Sekretessen enligt andra stycket gäller inte beslut om sanktioner eller sanktionsförelägganden.</P>
<P class="p140 ft2">För uppgift i en allmän handling gäller sekretessen i högst femtio år.</P>
<P class="p402 ft2">5 §<SPAN class="ft27">2</SPAN></P>
<P class="p83 ft4">Sekretess gäller för uppgift om en enskilds personliga eller ekonomiska förhållanden, om det kan antas att den enskilde lider skada eller men om uppgiften röjs och uppgiften förekommer i ett ärende hos en statlig myndighet om innehav av</P>
<P class="p48 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft18">aktier i bankaktiebolag, kreditmarknadsbolag, värdepappersbolag, fondbolag eller försäkringsaktiebolag,</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">andelar i medlemsbank eller kreditmarknadsförening, eller</SPAN></P>
<P class="p490 ft35"><SPAN class="ft42">1</SPAN><SPAN class="ft43">Senaste lydelse 2014:987.</SPAN></P>
<P class="p162 ft45"><SPAN class="ft42">2</SPAN><SPAN class="ft44">Senaste lydelse 2014:277.</SPAN></P>
<P class="p163 ft2">655</P>
</DIV>
</DIV>
<DIV id="page_656" style="position:relative; overflow: hidden;margin: 48px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:694px;left:163px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310656x1.jpg/" style="width:123px;height:1px;">
</DIV>
<DIV class="dclr"></DIV>
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">656</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr28 td105"><P class="p60 ft2">3. aktier</P></TD>
<TD class="tr28 td84"><P class="p88 ft2">eller</P></TD>
<TD colspan=2 class="tr28 td78"><P class="p1 ft2">andelar i</P></TD>
<TD class="tr28 td82"><P class="p30 ft2">börs,</P></TD>
<TD class="tr28 td79"><P class="p87 ft2">3. aktier</P></TD>
<TD colspan=2 class="tr28 td30"><P class="p89 ft2">eller andelar i</P></TD>
<TD class="tr28 td139"><P class="p17 ft2">börs,</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td17"><P class="p20 ft2">clearingorganisation,</P></TD>
<TD class="tr26 td65"><P class="p20 ft3">central</P></TD>
<TD class="tr26 td82"><P class="p30 ft3">vär-</P></TD>
<TD colspan=2 class="tr26 td157"><P class="p20 ft2">clearingorganisation,</P></TD>
<TD colspan=2 class="tr26 td64"><P class="p17 ft28">värdepap-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td17"><P class="p20 ft3">depappersförvarare<SPAN class="ft2">,</SPAN></P></TD>
<TD colspan=2 class="tr25 td197"><P class="p30 ft2">betalnings-</P></TD>
<TD class="tr25 td79"><P class="p20 ft3">perscentral<SPAN class="ft2">,</SPAN></P></TD>
<TD colspan=3 class="tr25 td159"><P class="p17 ft2">betalningsinstitut,</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td138"><P class="p20 ft2">institut, institut</P></TD>
<TD class="tr26 td55"><P class="p42 ft2">för</P></TD>
<TD colspan=2 class="tr26 td197"><P class="p30 ft2">elektroniska</P></TD>
<TD class="tr26 td79"><P class="p20 ft2">institut för</P></TD>
<TD colspan=2 class="tr26 td30"><P class="p67 ft2">elektroniska</P></TD>
<TD class="tr26 td139"><P class="p17 ft2">pengar</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td50"><P class="p20 ft2">pengar eller företag som driver</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p20 ft2">eller företag som driver verksam-</P></TD>
</TR>
<TR>
<TD class="tr25 td105"><P class="p20 ft2">verksamhet</P></TD>
<TD class="tr25 td84"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td78"><P class="p20 ft2">enligt</P></TD>
<TD class="tr25 td82"><P class="p30 ft2">lagen</P></TD>
<TD colspan=4 class="tr25 td143"><P class="p20 ft2">het enligt lagen (2014:275) om</P></TD>
</TR>
<TR>
<TD class="tr26 td105"><P class="p20 ft2">(2014:275)</P></TD>
<TD class="tr26 td84"><P class="p134 ft2">om</P></TD>
<TD class="tr26 td55"><P class="p20 ft2">viss</P></TD>
<TD colspan=2 class="tr26 td197"><P class="p30 ft2">verksamhet</P></TD>
<TD colspan=4 class="tr26 td143"><P class="p20 ft2">viss verksamhet med konsument-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr32 td161"><P class="p20 ft15">med konsumentkrediter.</P></TD>
<TD class="tr32 td82"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td79"><P class="p20 ft15">krediter.</P></TD>
<TD class="tr32 td113"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td100"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td139"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p211 ft2">Sekretessen gäller inte beslut av myndigheten och inte heller för upp- gift från en annan myndighet om uppgiften inte är sekretessreglerad där.</P>
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD colspan=13 style="padding: 0px;margin: 0px;width: 362px;vertical-align: bottom;" class="tr27"><P class="p60 ft2">För uppgift i allmän handling gäller sekretessen i högst tjugo år.</P></TD>
<TD class="tr27 td71"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr41 td246"><P class="p20 ft3">Lydelse enligt lagrådsremiss</P></TD>
<TD class="tr41 td163"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr41 td102"><P class="p64 ft3">Föreslagen lydelse</P></TD>
<TD class="tr41 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td71"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td17"><P class="p20 ft3">Genomförande av</P></TD>
<TD class="tr26 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td71"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr31 td126"><P class="p20 ft28">krishanteringsdirektivet</P></TD>
<TD class="tr31 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td163"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td98"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td71"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td35"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td88"><P class="p171 ft2">30 §</P></TD>
<TD class="tr41 td71"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td75"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td84"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td71"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td73"><P class="p62 ft2">Den tystnadsplikt som följer av</P></TD>
<TD colspan=7 class="tr25 td60"><P class="p17 ft2">Den tystnadsplikt som följer av</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td73"><P class="p20 ft2">2 § första stycket första meningen,</P></TD>
<TD colspan=7 class="tr25 td60"><P class="p17 ft2">2 § första stycket första meningen,</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td73"><P class="p20 ft2">4 § första stycket 2, 4 a § första</P></TD>
<TD colspan=7 class="tr26 td60"><P class="p17 ft2">4 § första stycket 2, 4 a § första</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td73"><P class="p20 ft2">stycket 2, 4 b §, 12 § första stycket</P></TD>
<TD colspan=7 class="tr25 td60"><P class="p17 ft2">stycket 2, 4 b § <SPAN class="ft3">första stycket</SPAN>, 12 §</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td73"><P class="p20 ft2">och andra stycket 2, 12 a § första</P></TD>
<TD colspan=7 class="tr25 td60"><P class="p17 ft2">första stycket och andra stycket 2,</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td73"><P class="p20 ft2">stycket och andra stycket 2, 12 b §</P></TD>
<TD colspan=3 class="tr26 td36"><P class="p64 ft2">12 a § första</P></TD>
<TD colspan=2 class="tr26 td85"><P class="p62 ft2">stycket</P></TD>
<TD class="tr26 td84"><P class="p42 ft2">och</P></TD>
<TD class="tr26 td71"><P class="p17 ft2">andra</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td73"><P class="p20 ft2">första stycket 2, 13 §, 15 § första</P></TD>
<TD colspan=7 class="tr25 td60"><P class="p17 ft2">stycket 2, 12 b § första stycket 2,</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td73"><P class="p20 ft2">stycket 2, 23 § första stycket 2 och</P></TD>
<TD class="tr25 td98"><P class="p64 ft2">13 §,</P></TD>
<TD class="tr25 td71"><P class="p123 ft2">15 §</P></TD>
<TD colspan=2 class="tr25 td65"><P class="p62 ft2">första</P></TD>
<TD colspan=2 class="tr25 td64"><P class="p20 ft2">stycket 2,</P></TD>
<TD class="tr25 td71"><P class="p17 ft2">23 §</P></TD>
</TR>
<TR>
<TD class="tr26 td109"><P class="p20 ft2">27 §</P></TD>
<TD class="tr26 td62"><P class="p135 ft2">första</P></TD>
<TD colspan=2 class="tr26 td137"><P class="p70 ft2">stycket</P></TD>
<TD class="tr26 td75"><P class="p74 ft2">2</P></TD>
<TD class="tr26 td35"><P class="p64 ft2">och</P></TD>
<TD class="tr26 td163"><P class="p62 ft2">den</P></TD>
<TD colspan=7 class="tr26 td60"><P class="p17 ft2">första stycket 2 och 27 § första</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td73"><P class="p20 ft2">tystnadsplikt som följer av ett</P></TD>
<TD colspan=7 class="tr25 td60"><P class="p17 ft2">stycket 2 och den tystnadsplikt</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td73"><P class="p20 ft2">förbehåll som gjorts med stöd av</P></TD>
<TD colspan=7 class="tr25 td60"><P class="p17 ft2">som följer av ett förbehåll som</P></TD>
</TR>
<TR>
<TD class="tr26 td109"><P class="p20 ft2">9 §</P></TD>
<TD colspan=3 class="tr26 td144"><P class="p20 ft2">andra meningen,</P></TD>
<TD colspan=3 class="tr26 td125"><P class="p62 ft2">14 § andra</P></TD>
<TD class="tr26 td98"><P class="p64 ft2">gjorts</P></TD>
<TD colspan=2 class="tr26 td63"><P class="p135 ft2">med</P></TD>
<TD class="tr26 td54"><P class="p86 ft31">stöd</P></TD>
<TD class="tr26 td55"><P class="p178 ft2">av</P></TD>
<TD class="tr26 td84"><P class="p71 ft2">9 §</P></TD>
<TD class="tr26 td71"><P class="p17 ft2">andra</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td78"><P class="p20 ft2">meningen,</P></TD>
<TD class="tr25 td54"><P class="p65 ft2">26 §</P></TD>
<TD colspan=2 class="tr25 td65"><P class="p86 ft2">andra</P></TD>
<TD colspan=2 class="tr25 td105"><P class="p62 ft2">meningen</P></TD>
<TD colspan=2 class="tr25 td81"><P class="p64 ft2">meningen,</P></TD>
<TD colspan=3 class="tr25 td78"><P class="p19 ft2">14 § andra</P></TD>
<TD colspan=2 class="tr25 td49"><P class="p17 ft2">meningen,</P></TD>
</TR>
<TR>
<TD class="tr25 td109"><P class="p20 ft2">eller</P></TD>
<TD class="tr25 td62"><P class="p70 ft2">29 §</P></TD>
<TD colspan=4 class="tr25 td106"><P class="p76 ft2">andra meningen</P></TD>
<TD class="tr25 td163"><P class="p62 ft2">in-</P></TD>
<TD class="tr25 td98"><P class="p64 ft2">26 §</P></TD>
<TD class="tr25 td71"><P class="p61 ft31">andra</P></TD>
<TD colspan=3 class="tr25 td78"><P class="p65 ft2">meningen</P></TD>
<TD class="tr25 td84"><P class="p76 ft2">eller</P></TD>
<TD class="tr25 td71"><P class="p17 ft2">29 §</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td140"><P class="p20 ft2">skränker rätten</P></TD>
<TD colspan=2 class="tr26 td65"><P class="p62 ft2">enligt</P></TD>
<TD class="tr26 td35"><P class="p20 ft2">1 kap.</P></TD>
<TD class="tr26 td163"><P class="p62 ft2">1 §</P></TD>
<TD class="tr26 td98"><P class="p64 ft2">andra</P></TD>
<TD colspan=5 class="tr26 td184"><P class="p71 ft2">meningen inskränker</P></TD>
<TD class="tr26 td71"><P class="p17 ft2">rätten</P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td246"><P class="p20 ft2">tryckfrihetsförordningen</P></TD>
<TD class="tr25 td163"><P class="p62 ft2">och</P></TD>
<TD class="tr25 td98"><P class="p64 ft2">enligt</P></TD>
<TD colspan=2 class="tr25 td63"><P class="p68 ft2">1 kap.</P></TD>
<TD class="tr25 td54"><P class="p86 ft2">1 §</P></TD>
<TD colspan=3 class="tr25 td30"><P class="p17 ft2">tryckfrihetsför-</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td73"><P class="p20 ft2">1 kap. 1 och 2 §§ yttrandefrihets-</P></TD>
<TD colspan=7 class="tr25 td60"><P class="p17 ft2">ordningen och 1 kap. 1 och 2 §§</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td78"><P class="p20 ft2">grundlagen</P></TD>
<TD class="tr26 td54"><P class="p74 ft2">att</P></TD>
<TD colspan=3 class="tr26 td132"><P class="p207 ft2">meddela</P></TD>
<TD class="tr26 td163"><P class="p62 ft2">och</P></TD>
<TD colspan=7 class="tr26 td60"><P class="p17 ft2">yttrandefrihetsgrundlagen att med-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr32 td17"><P class="p20 ft15">offentligöra uppgifter.</P></TD>
<TD class="tr32 td75"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td35"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td163"><P class="p20 ft14"> </P></TD>
<TD colspan=7 class="tr32 td60"><P class="p64 ft15">dela och offentliggöra uppgifter.</P></TD>
</TR>
</TABLE>
<P class="p211 ft2">Den tystnadsplikt som följer av 24 § inskränker rätten att meddela och offentliggöra uppgifter, när det är fråga om uppgift om andra ekonomiska eller personliga förhållanden än affärs- och driftförhållanden för den som trätt i affärsförbindelse eller liknande förbindelse med den som är föremål för myndighetens verksamhet.</P>
<P class="p682 ft4">Den tystnadsplikt som följer av 18 § inskränker rätten att meddela och offentliggöra uppgifter, när det är fråga om uppgift om en enskilds personliga förhållanden vars röjande kan vålla allvarligt men.</P>
<P style="text-align: justify;padding-left: 11px;margin-top: 27px;margin-bottom: 0px;" class="ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">Denna lag träder i kraft den 1 januari 2016.</SPAN></P>
<P class="p682 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft30">Äldre bestämmelser gäller för uppgifter i ärenden hos statlig myndighet om innehav av aktier eller andelar i en central värdepappers- förvarare som har inletts före ikraftträdandet.</SPAN></P>
</DIV>
</DIV>
</DIV>
<DIV id="page_657" style="position:relative; overflow: hidden;margin: 50px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:589px;left:273px;width:188px;height:150px;"><SPAN class="ft2">Avser ansökan ett förkommet aktiebrev eller annan handling vars uppvisande utgör villkor för att antecknas som innehavare av en rättighet på ett sådant konto som avses i lagen (1998:1479) om </SPAN><SPAN class="ft3">värdepapperscentraler och </SPAN><SPAN class="ft2">konto- föring av finansiella instrument, ska ansökan göras hos Bolags- verket.</SPAN></DIV>
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<P class="p1471 ft72">Förslag till lag om ändring i lagen (2011:900) om dödande av förkommen handling</P>
<P class="p1472 ft4">Härigenom föreskrivs att 2, 4 och 12 §§ lagen (2011:900) om dödande av förkommen handling ska ha följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 style="width: 306px;margin-top: 13px;font: italic 13px 'Times New Roman';">
<TR>
<TD class="tr27 td122"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 13px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 7</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 11px 0px 0px 68px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<P class="p483 ft2">2 §</P>
<P style="text-align: left;padding-right: 163px;margin-top: 1px;margin-bottom: 0px;text-indent: 11px;" class="ft4">Följande handlingar omfattas av bestämmelserna om dödande av förkommen handling:</P>
<P class="p186 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft18">löpande skuldebrev,</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">växlar,</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft19">konossement,</SPAN></P>
<P class="p440 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft19">andra handlingar än de som anges i </SPAN><NOBR>1–3,</NOBR> vars uppvisande utgör villkor för rätt att kräva betalning eller att begära att någon annan förpliktelse fullgörs,</P>
</DIV>
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p117 ft4">5. handlingar, vars uppvisande utgör villkor för att antecknas som innehavare av en rättighet på ett sådant konto som avses i lagen (1998:1479) om kontoföring av finansiella instrument,</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 17px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p117 ft2">5. handlingar, vars uppvisande utgör villkor för att antecknas som innehavare av en rättighet på ett sådant konto som avses i lagen (1998:1479) om <SPAN class="ft3">värdepappers- centraler och </SPAN>kontoföring av finansiella instrument,</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<P class="p47 ft2"><SPAN class="ft2">6.</SPAN><SPAN class="ft19">aktiebrev, och</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">7.</SPAN><SPAN class="ft18">inteckningshandlingar.</SPAN></P>
<P class="p192 ft4">Bestämmelserna tillämpas inte på banksedlar. De tillämpas inte heller på obligationer eller förlagsbevis utom i fråga om obligationer med en löptid på högst ett år som har ställts till innehavaren och som ges ut av en bank eller ett kreditmarknadsföretag.</P>
<P class="p498 ft2">4 §</P>
<P class="p48 ft4">En ansökan om dödande av förkommen handling ska göras hos Kronofogdemyndigheten, om inte annat följer av andra eller tredje stycket.</P>
<P class="p48 ft2">Avser ansökan en förkommen inteckningshandling ska den göras hos den inskrivningsmyndighet som handlägger ärenden om inskrivning av sådan handling som ansökan avser.</P>
<P class="p499 ft2">Avser ansökan ett förkommet aktiebrev eller annan handling vars uppvisande utgör villkor för att antecknas som innehavare av en rättighet på ett sådant konto som avses i lagen (1998:1479) om kontoföring av finansiella instru- ment, ska ansökan göras hos Bolagsverket.</P>
<P class="p500 ft2">657</P>
</DIV>
</DIV>
<DIV id="page_658" style="position:relative; overflow: hidden;margin: 48px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:418px;left:163px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310658x1.jpg/" style="width:123px;height:1px;">
</DIV>
<DIV class="dclr"></DIV>
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">658</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t56">
<TR>
<TD class="tr2 td81"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td28"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td106"><P class="p475 ft2">12 §</P></TD>
<TD class="tr2 td55"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td28"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td73"><P class="p62 ft2">Den som är förpliktad att full-</P></TD>
<TD colspan=5 class="tr25 td60"><P class="p17 ft2">Den som är förpliktad att full-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td73"><P class="p62 ft2">göra vad som blivit utfäst i en</P></TD>
<TD colspan=5 class="tr25 td60"><P class="p17 ft2">göra vad som blivit utfäst i en</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td73"><P class="p62 ft2">dödad handling ska utfärda en ny</P></TD>
<TD colspan=5 class="tr26 td60"><P class="p17 ft2">dödad handling ska utfärda en ny</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td73"><P class="p62 ft2">handling som svarar mot den</P></TD>
<TD colspan=5 class="tr25 td60"><P class="p17 ft2">handling som svarar mot den</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td73"><P class="p62 ft2">handling som har dödats. Är den</P></TD>
<TD colspan=5 class="tr25 td60"><P class="p17 ft2">handling som har dödats. Är den</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td175"><P class="p20 ft2">dödade handlingen</P></TD>
<TD colspan=2 class="tr26 td90"><P class="p62 ft2">en intecknad</P></TD>
<TD colspan=3 class="tr26 td86"><P class="p64 ft2">dödade handlingen</P></TD>
<TD colspan=2 class="tr26 td121"><P class="p17 ft2">en intecknad</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td73"><P class="p62 ft2">fordringshandling eller ett aktie-</P></TD>
<TD colspan=5 class="tr25 td60"><P class="p17 ft2">fordringshandling eller ett aktie-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td73"><P class="p62 ft2">brev ska i stället den intecknade</P></TD>
<TD colspan=5 class="tr25 td60"><P class="p17 ft2">brev ska i stället den intecknade</P></TD>
</TR>
<TR>
<TD class="tr26 td81"><P class="p20 ft2">egendomens</P></TD>
<TD class="tr26 td18"><P class="p32 ft2">ägare</P></TD>
<TD colspan=2 class="tr26 td90"><P class="p62 ft2">respektive</P></TD>
<TD class="tr26 td90"><P class="p64 ft2">egendomens</P></TD>
<TD colspan=2 class="tr26 td18"><P class="p32 ft2">ägare</P></TD>
<TD colspan=2 class="tr26 td121"><P class="p17 ft2">respektive</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td73"><P class="p62 ft2">aktiebolaget utfärda en ny hand-</P></TD>
<TD colspan=5 class="tr25 td60"><P class="p17 ft2">aktiebolaget utfärda en ny hand-</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td73"><P class="p62 ft2">ling. Någon ny handling ska dock</P></TD>
<TD colspan=5 class="tr25 td60"><P class="p17 ft2">ling. Någon ny handling ska dock</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td73"><P class="p62 ft2">inte utfärdas, om den dödade</P></TD>
<TD colspan=5 class="tr25 td60"><P class="p17 ft2">inte utfärdas, om den dödade</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td73"><P class="p62 ft2">handlingen var en handling vars</P></TD>
<TD colspan=5 class="tr26 td60"><P class="p17 ft2">handlingen var en handling vars</P></TD>
</TR>
<TR>
<TD class="tr25 td81"><P class="p20 ft2">uppvisande</P></TD>
<TD class="tr25 td18"><P class="p20 ft2">endast</P></TD>
<TD class="tr25 td28"><P class="p1 ft2">utgjorde</P></TD>
<TD class="tr25 td14"><P class="p62 ft2">ett</P></TD>
<TD class="tr25 td90"><P class="p64 ft2">uppvisande</P></TD>
<TD colspan=2 class="tr25 td18"><P class="p97 ft31">endast</P></TD>
<TD class="tr25 td28"><P class="p1 ft2">utgjorde</P></TD>
<TD class="tr25 td68"><P class="p17 ft2">ett</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td73"><P class="p62 ft2">villkor för att någon ska antecknas</P></TD>
<TD colspan=5 class="tr25 td60"><P class="p17 ft2">villkor för att någon ska antecknas</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td73"><P class="p62 ft2">som innehavare av en rättighet på</P></TD>
<TD colspan=5 class="tr26 td60"><P class="p17 ft2">som innehavare av en rättighet på</P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td73"><P class="p62 ft2">ett sådant konto som avses i lagen</P></TD>
<TD colspan=5 class="tr25 td60"><P class="p17 ft2">ett sådant konto som avses i lagen</P></TD>
</TR>
<TR>
<TD class="tr25 td81"><P class="p20 ft2">(1998:1479)</P></TD>
<TD colspan=2 class="tr25 td154"><P class="p1 ft2">om kontoföring</P></TD>
<TD class="tr25 td14"><P class="p62 ft2">av</P></TD>
<TD class="tr25 td90"><P class="p64 ft2">(1998:1479)</P></TD>
<TD class="tr25 td55"><P class="p341 ft2">om</P></TD>
<TD colspan=3 class="tr25 td80"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td48"><P class="p20 ft2">finansiella instrument.</P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td134"><P class="p64 ft3">centraler och</P></TD>
<TD colspan=2 class="tr26 td160"><P class="p20 ft2">kontoföring</P></TD>
<TD class="tr26 td68"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD class="tr32 td81"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td18"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td28"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td14"><P class="p20 ft14"> </P></TD>
<TD colspan=4 class="tr32 td269"><P class="p64 ft15">finansiella instrument.</P></TD>
<TD class="tr32 td68"><P class="p20 ft14"> </P></TD>
</TR>
</TABLE>
<P class="p211 ft2">En ny handling, som enligt första stycket utfärdas i stället för en dödad inteckningshandling, gäller inte som inteckningshandling förrän anteck- ning gjorts enligt 13 § andra stycket.</P>
<P class="p368 ft22">I fråga om växel och konossement gäller även särskilda bestämmelser om ställande av säkerhet.</P>
<P class="p127 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_659" style="position:relative; overflow: hidden;margin: 50px 0px 81px 68px;padding: 0px;border: none;width: 556px;">
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 406px;overflow: hidden;">
<P class="p548 ft72">Förslag till lag om ändring i skatteförfarandelagen (2011:1244)</P>
<P style="text-align: left;padding-left: 11px;padding-right: 13px;margin-top: 5px;margin-bottom: 0px;" class="ft4">Härigenom föreskrivs i fråga om skatteförfarandelagen (2011:1244) <SPAN class="ft36">dels </SPAN>att 10 kap. 1 §, 34 kap. 9 a § och 38 kap. 1 § ska ha följande</P>
<P class="p16 ft2">lydelse,</P>
<P style="text-align: left;padding-right: 13px;margin-top: 0px;margin-bottom: 0px;text-indent: 11px;" class="ft22"><SPAN class="ft41">dels </SPAN>att det ska införas två nya paragrafer, 10 kap. 22 § och 23 kap. 8 §, och närmast före 10 kap. 22 § en ny rubrik av följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 class="t79">
<TR>
<TD class="tr27 td122"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 7</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 11px 0px 0px 0px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<P style="text-align: left;padding-left: 176px;margin-top: 0px;margin-bottom: 0px;" class="ft29">10 kap.</P>
<P class="p508 ft4">1 § I detta kapitel finns bestämmelser om</P>
<P class="p186 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">skyldighet att göra skatteavdrag (2 §),</SPAN></P>
<P class="p186 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">huvudregeln för skatteavdrag från ersättning för arbete (3 §),</SPAN></P>
<P class="p440 ft4"><SPAN class="ft2">–</SPAN><SPAN class="ft20">undantag från skyldigheten att göra skatteavdrag från ersättning för arbete </SPAN><NOBR>(4–13</NOBR> §§),</P>
<P class="p186 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft18">anmälningsskyldighet för utbetalare (14 §),</SPAN></P>
<P class="p440 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">huvudregeln för skatteavdrag från ränta, utdelning och annan avkastning (15 §),</SPAN></P>
<P class="p440 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">undantag från skyldigheten att göra skatteavdrag från ränta och utdelning </SPAN><NOBR>(16–18</NOBR> §§),</P>
<P class="p186 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft18">skyldighet att lämna uppgift om skatteavdrag (19 §),</SPAN></P>
</DIV>
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p117 ft4"><SPAN class="ft2">–</SPAN><SPAN class="ft20">återbetalning av skatteavdrag (20 §), </SPAN><SPAN class="ft36">och</SPAN></P>
<P class="p117 ft4"><SPAN class="ft2">–</SPAN><SPAN class="ft20">föreläggande att göra skatte- avdrag eller lämna uppgift om skatteavdrag (21 §)</SPAN><SPAN class="ft36">.</SPAN></P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 17px;padding: 0px;border:none;width: 351px;overflow: hidden;">
<P class="p440 ft4"><SPAN class="ft2">–</SPAN><SPAN class="ft20">återbetalning av skatteavdrag (20 §),</SPAN></P>
<P class="p440 ft2"><SPAN class="ft2">–</SPAN><SPAN class="ft19">föreläggande att göra skatte- avdrag eller lämna uppgift om skatteavdrag (21 §)</SPAN><SPAN class="ft3">, och</SPAN></P>
<P class="p497 ft41"><SPAN class="ft3">–</SPAN><SPAN class="ft69">åtagande att göra skatteav- drag (22 §).</SPAN></P>
<P class="p302 ft53">Åtagande att göra skatteavdrag</P>
<P class="p348 ft3">22 §</P>
<P class="p440 ft3">En sådan utländsk värdepapp- erscentral som avses i 1 kap. 3 § lagen (1998:1479) om värde- papperscentraler och kontoföring av finansiella instrument ska ge in ett åtagande till Skatteverket om att göra skatteavdrag enligt 15 §, om</P>
<P class="p528 ft36"><SPAN class="ft3">1.</SPAN><SPAN class="ft64">värdepapperscentralen inte bedriver verksamhet från ett fast driftställe i Sverige,</SPAN></P>
<P class="p440 ft36"><SPAN class="ft3">2.</SPAN><SPAN class="ft64">värdepapperscentralen kom- mer att betala ut ränta, utdelning eller annan avkastning som är</SPAN></P>
</DIV>
</DIV>
<DIV style="border:none;margin: 9px 0px 0px 485px;padding: 0px;border:none;width: 71px;overflow: hidden;">
<P class="p16 ft2">659</P>
</DIV>
</DIV>
<DIV id="page_660" style="position:relative; overflow: hidden;margin: 48px 0px 79px 0px;padding: 0px;border: none;width: 624px;">
<DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 338px;overflow: hidden;">
<P style="text-align: right;padding-right: 196px;margin-top: 0px;margin-bottom: 0px;" class="ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 7</P>
<P class="p1435 ft2">660</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 286px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 style="width: 189px;margin-left: 29px;font: italic 13px 'Times New Roman';">
<TR>
<TD colspan=4 class="tr28 td143"><P class="p20 ft3">skattepliktig enligt inkomstskatte-</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td223"><P class="p20 ft3">lagen (1999:1229), och</P></TD>
<TD class="tr26 td82"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td85"><P class="p87 ft3">3. detta</P></TD>
<TD class="tr25 td82"><P class="p94 ft3">görs</P></TD>
<TD class="tr25 td114"><P class="p67 ft3">för ett</P></TD>
<TD class="tr25 td82"><P class="p17 ft3">sådant</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td127"><P class="p20 ft28">avstämningsbolag</P></TD>
<TD class="tr25 td114"><P class="p67 ft3">som</P></TD>
<TD class="tr25 td82"><P class="p17 ft3">avses i</P></TD>
</TR>
<TR>
<TD class="tr26 td85"><P class="p20 ft3">1 kap.</P></TD>
<TD class="tr26 td82"><P class="p253 ft3">10 §</P></TD>
<TD colspan=2 class="tr26 td80"><P class="p17 ft28">aktiebolagslagen</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td127"><P class="p20 ft3">(2005:551).</P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td82"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td143"><P class="p17 ft3">Åtagandet ska innehålla nöd-</P></TD>
</TR>
<TR>
<TD class="tr25 td85"><P class="p20 ft3">vändiga</P></TD>
<TD colspan=3 class="tr25 td59"><P class="p17 ft3">identifikationsuppgifter</P></TD>
</TR>
</TABLE>
<P style="text-align: justify;padding-left: 29px;padding-right: 63px;margin-top: 0px;margin-bottom: 0px;" class="ft3">för den utländska värdepappers- centralen och avstämningsbolaget.</P>
<P style="text-align: justify;padding-left: 29px;padding-right: 68px;margin-top: 0px;margin-bottom: 0px;text-indent: 11px;" class="ft36">Det som sägs i första och andra styckena om utländsk värdepap- perscentral gäller även andra utländska juridiska personer än utländska värdepapperscentraler.</P>
<P class="p367 ft29">23 kap.</P>
<P style="text-align: left;padding-left: 29px;margin-top: 1px;margin-bottom: 0px;" class="ft3">8 §</P>
<P style="text-align: justify;padding-left: 29px;padding-right: 68px;margin-top: 0px;margin-bottom: 0px;text-indent: 11px;" class="ft3">En sådan utländsk värdepap- perscentral som avses i 1 kap. 3 § lagen (1998:1479) om värdepap- perscentraler och kontoföring av finansiella instrument ska ge in ett åtagande till Skatteverket om att lämna kontrolluppgifter enligt 17 och <NOBR>19–22</NOBR> kap. samt 2 §, om</P>
<P style="text-align: justify;padding-left: 29px;padding-right: 68px;margin-top: 3px;margin-bottom: 0px;text-indent: 12px;" class="ft36"><SPAN class="ft3">1.</SPAN><SPAN class="ft181">värdepapperscentralen inte bedriver verksamhet från ett fast driftställe i Sverige,</SPAN></P>
<P style="text-align: justify;padding-left: 41px;margin-top: 0px;margin-bottom: 0px;" class="ft3"><SPAN class="ft3">2.</SPAN><SPAN class="ft48">värdepapperscentralen</SPAN></P>
<P style="text-align: justify;padding-left: 29px;padding-right: 68px;margin-top: 0px;margin-bottom: 0px;text-indent: 12px;" class="ft3"><SPAN class="ft28">a)</SPAN><SPAN class="ft48">kommer att tillgodoräkna eller betala ut ränta, utdelning eller annan avkastning,</SPAN></P>
<P style="text-align: justify;padding-left: 29px;padding-right: 68px;margin-top: 0px;margin-bottom: 0px;text-indent: 12px;" class="ft3"><SPAN class="ft28">b)</SPAN><SPAN class="ft48">kommer att betala ut ersättning vid avyttring genom inlösen, eller</SPAN></P>
<P style="text-align: justify;padding-left: 41px;margin-top: 0px;margin-bottom: 0px;" class="ft3"><SPAN class="ft28">c)</SPAN><SPAN class="ft48">kommer att vidta någon</SPAN></P>
<P style="text-align: justify;padding-left: 29px;padding-right: 68px;margin-top: 0px;margin-bottom: 0px;" class="ft36">åtgärd som medför skyldighet att lämna kontrolluppgift enligt 20 kap. och 22 kap. <NOBR>17–21</NOBR> §§, och</P>
<TABLE cellpadding=0 cellspacing=0 style="width: 189px;margin-left: 29px;font: italic 13px 'Times New Roman';">
<TR>
<TD class="tr31 td85"><P class="p87 ft3">3. detta</P></TD>
<TD class="tr31 td82"><P class="p94 ft3">görs</P></TD>
<TD class="tr31 td114"><P class="p67 ft3">för ett</P></TD>
<TD class="tr31 td82"><P class="p17 ft3">sådant</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td127"><P class="p20 ft28">avstämningsbolag</P></TD>
<TD class="tr25 td114"><P class="p67 ft3">som</P></TD>
<TD class="tr25 td82"><P class="p17 ft3">avses i</P></TD>
</TR>
<TR>
<TD class="tr32 td85"><P class="p20 ft39">1 kap.</P></TD>
<TD class="tr32 td82"><P class="p253 ft39">10 §</P></TD>
<TD colspan=2 class="tr32 td80"><P class="p17 ft68">aktiebolagslagen</P></TD>
</TR>
</TABLE>
<P style="text-align: left;padding-left: 29px;margin-top: 0px;margin-bottom: 0px;" class="ft3">(2005:551).</P>
<P style="text-align: justify;padding-left: 29px;padding-right: 63px;margin-top: 0px;margin-bottom: 0px;text-indent: 11px;" class="ft3">Åtagandet ska innehålla nöd- vändiga identifikationsuppgifter för den utländska värdepappers- centralen och avstämningsbolaget.</P>
<P style="text-align: justify;padding-left: 29px;padding-right: 68px;margin-top: 2px;margin-bottom: 0px;text-indent: 11px;" class="ft36">Det som sägs i första och andra styckena om utländsk värde- papperscentral gäller även andra</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_661" style="position:relative; overflow: hidden;margin: 47px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<TABLE cellpadding=0 cellspacing=0 class="t54">
<TR>
<TD class="tr2 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr2 td66"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr2 td79"><P class="p64 ft3">utländska</P></TD>
<TD colspan=2 class="tr2 td64"><P class="p1 ft3">juridiska</P></TD>
<TD colspan=4 class="tr2 td76"><P class="p111 ft3">personer än</P></TD>
<TD class="tr2 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr27 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td66"><P class="p20 ft6"> </P></TD>
<TD colspan=8 style="padding: 0px;margin: 0px;width: 209px;vertical-align: bottom;" class="tr27"><P class="p64 ft3">utländska värdepapperscentraler.</P></TD>
<TD class="tr27 td47"><P class="p20 ft2">Bilaga 7</P></TD>
</TR>
<TR>
<TD class="tr38 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td4"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td160"><P style="text-align: center;padding-right: 12px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft29">34 kap.</P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td4"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td160"><P class="p286 ft2">9 a §<SPAN class="ft27">1</SPAN></P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td135"><P class="p60 ft2">Sådana</P></TD>
<TD colspan=2 class="tr25 td41"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=2 class="tr25 td114"><P class="p72 ft31">institut</P></TD>
<TD class="tr25 td66"><P class="p84 ft2">som</P></TD>
<TD colspan=2 class="tr25 td79"><P class="p85 ft2">Sådana</P></TD>
<TD colspan=3 class="tr25 td96"><P class="p20 ft2">finansiella</P></TD>
<TD colspan=2 class="tr25 td69"><P class="p20 ft2">institut</P></TD>
<TD class="tr25 td35"><P class="p111 ft2">som</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td62"><P class="p20 ft2">avses</P></TD>
<TD class="tr26 td100"><P class="p42 ft2">i</P></TD>
<TD class="tr26 td94"><P class="p20 ft2">2 kap.</P></TD>
<TD colspan=2 class="tr26 td105"><P class="p60 ft2"><NOBR>6–10</NOBR> §§</P></TD>
<TD colspan=2 class="tr26 td62"><P class="p84 ft2">lagen</P></TD>
<TD class="tr26 td69"><P class="p64 ft2">avses</P></TD>
<TD class="tr26 td14"><P class="p66 ft2">i</P></TD>
<TD class="tr26 td94"><P class="p20 ft2">2 kap.</P></TD>
<TD colspan=3 class="tr26 td137"><P class="p319 ft2"><NOBR>6–10</NOBR> §§</P></TD>
<TD colspan=2 class="tr26 td85"><P class="p111 ft2">lagen</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td135"><P class="p20 ft2">(2015:62)</P></TD>
<TD class="tr25 td94"><P class="p64 ft2">om</P></TD>
<TD colspan=3 class="tr25 td81"><P class="p71 ft2">identifiering</P></TD>
<TD class="tr25 td66"><P class="p84 ft2">av</P></TD>
<TD colspan=2 class="tr25 td79"><P class="p64 ft2">(2015:62)</P></TD>
<TD class="tr25 td94"><P class="p64 ft2">om</P></TD>
<TD colspan=4 class="tr25 td121"><P class="p71 ft2">identifiering</P></TD>
<TD class="tr25 td35"><P class="p111 ft2">av</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr25 td145"><P class="p20 ft2">rapporteringspliktiga</P></TD>
<TD class="tr25 td65"><P class="p106 ft31">konton</P></TD>
<TD class="tr25 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p84 ft2">med</P></TD>
<TD colspan=4 class="tr25 td187"><P class="p64 ft2">rapporteringspliktiga</P></TD>
<TD colspan=3 class="tr25 td24"><P class="p68 ft2">konton</P></TD>
<TD class="tr25 td35"><P class="p111 ft2">med</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td60"><P class="p20 ft2">anledning av <NOBR>FATCA-avtalet</NOBR> och</P></TD>
<TD colspan=8 style="padding: 0px;margin: 0px;width: 209px;vertical-align: bottom;" class="tr26"><P class="p64 ft2">anledning av <NOBR>FATCA-avtalet</NOBR> och</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2">som har antagits som konto-</P></TD>
<TD colspan=8 style="padding: 0px;margin: 0px;width: 209px;vertical-align: bottom;" class="tr25"><P class="p64 ft2">som har antagits som konto-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2">förande institut av en sådan <SPAN class="ft3">central</SPAN></P></TD>
<TD colspan=8 style="padding: 0px;margin: 0px;width: 209px;vertical-align: bottom;" class="tr25"><P class="p64 ft2">förande institut av en sådan <SPAN class="ft3">svensk</SPAN></P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft3">värdepappersförvarare <SPAN class="ft2">som avses</SPAN></P></TD>
<TD colspan=4 class="tr25 td187"><P class="p64 ft28">värdepapperscentral</P></TD>
<TD colspan=2 class="tr25 td45"><P class="p66 ft2">som</P></TD>
<TD colspan=2 class="tr25 td85"><P class="p111 ft2">avses i</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td60"><P class="p20 ft2">i 1 kap. 3 § lagen (1998:1479) om</P></TD>
<TD class="tr26 td69"><P class="p64 ft2">1 kap.</P></TD>
<TD class="tr26 td14"><P class="p1 ft2">3 §</P></TD>
<TD class="tr26 td94"><P class="p76 ft2">lagen</P></TD>
<TD colspan=4 class="tr26 td121"><P class="p28 ft2">(1998:1479)</P></TD>
<TD class="tr26 td35"><P class="p111 ft2">om</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2">kontoföring av finansiella instru-</P></TD>
<TD colspan=8 style="padding: 0px;margin: 0px;width: 209px;vertical-align: bottom;" class="tr25"><P class="p64 ft3">värdepapperscentraler och <SPAN class="ft2">konto-</SPAN></P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2">ment ska lämna <SPAN class="ft3">värdepappers-</SPAN></P></TD>
<TD class="tr25 td69"><P class="p64 ft2">föring</P></TD>
<TD class="tr25 td14"><P class="p68 ft2">av</P></TD>
<TD colspan=3 class="tr25 td96"><P class="p64 ft2">finansiella</P></TD>
<TD colspan=3 class="tr25 td56"><P class="p111 ft2">instrument</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td60"><P class="p20 ft2"><SPAN class="ft3">förvararen </SPAN>de uppgifter som krävs</P></TD>
<TD colspan=2 class="tr26 td79"><P class="p64 ft2">ska lämna</P></TD>
<TD colspan=6 class="tr26 td67"><P class="p68 ft3">värdepapperscentralen</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2">för att denne ska kunna identifiera</P></TD>
<TD colspan=8 style="padding: 0px;margin: 0px;width: 209px;vertical-align: bottom;" class="tr25"><P class="p64 ft2">de uppgifter som krävs för att</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td62"><P class="p20 ft2">sådana</P></TD>
<TD colspan=4 class="tr25 td149"><P class="p93 ft2">rapporteringspliktiga</P></TD>
<TD class="tr25 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p84 ft2">kon-</P></TD>
<TD colspan=8 style="padding: 0px;margin: 0px;width: 209px;vertical-align: bottom;" class="tr25"><P class="p64 ft2">denne ska kunna identifiera sådana</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td60"><P class="p20 ft2">ton som avses i 2 kap. 21 § lagen</P></TD>
<TD colspan=4 class="tr26 td187"><P class="p64 ft2">rapporteringspliktiga</P></TD>
<TD colspan=3 class="tr26 td24"><P class="p68 ft2">konton</P></TD>
<TD class="tr26 td35"><P class="p111 ft2">som</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2">om identifiering av rapporter-</P></TD>
<TD class="tr25 td69"><P class="p64 ft2">avses</P></TD>
<TD colspan=2 class="tr25 td137"><P class="p71 ft2">i 2 kap.</P></TD>
<TD colspan=2 class="tr25 td163"><P class="p66 ft2">21 §</P></TD>
<TD colspan=2 class="tr25 td69"><P class="p86 ft2">lagen</P></TD>
<TD class="tr25 td35"><P class="p111 ft2">om</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2">ingspliktiga konton med anledning</P></TD>
<TD colspan=4 class="tr25 td187"><P class="p64 ft2">identifiering av</P></TD>
<TD colspan=4 class="tr25 td76"><P class="p111 ft31">rapporterings-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td145"><P class="p20 ft2">av <NOBR>FATCA-avtalet.</NOBR></P></TD>
<TD class="tr26 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
<TD colspan=8 style="padding: 0px;margin: 0px;width: 209px;vertical-align: bottom;" class="tr26"><P class="p64 ft2">pliktiga konton med anledning av</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td166"><P class="p64 ft2"><NOBR>FATCA-avtalet.</NOBR></P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p60 ft2">Om kontrolluppgiften ska inne-</P></TD>
<TD colspan=8 style="padding: 0px;margin: 0px;width: 209px;vertical-align: bottom;" class="tr25"><P class="p85 ft2">Om kontrolluppgiften ska inne-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td62"><P class="p20 ft2">hålla</P></TD>
<TD colspan=2 class="tr26 td24"><P class="p20 ft2">uppgift</P></TD>
<TD class="tr26 td72"><P class="p97 ft2">om</P></TD>
<TD colspan=3 class="tr26 td171"><P class="p84 ft2">amerikanskt</P></TD>
<TD class="tr26 td69"><P class="p64 ft2">hålla</P></TD>
<TD colspan=2 class="tr26 td137"><P class="p71 ft2">uppgift</P></TD>
<TD class="tr26 td20"><P class="p20 ft2">om</P></TD>
<TD class="tr26 td92"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr26 td56"><P class="p111 ft2">amerikanskt</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td234"><P class="p20 ft2">skatteregistreringsnummer</P></TD>
<TD colspan=2 class="tr25 td62"><P class="p84 ft2">(TIN)</P></TD>
<TD colspan=6 class="tr25 td189"><P class="p64 ft2">skatteregistreringsnummer</P></TD>
<TD colspan=2 class="tr25 td85"><P class="p111 ft2">(TIN)</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2">eller födelsedatum, ska det finans-</P></TD>
<TD colspan=8 style="padding: 0px;margin: 0px;width: 209px;vertical-align: bottom;" class="tr25"><P class="p64 ft2">eller födelsedatum, ska det finans-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td60"><P class="p20 ft2">iella institutet lämna <SPAN class="ft3">värdepapp-</SPAN></P></TD>
<TD colspan=8 style="padding: 0px;margin: 0px;width: 209px;vertical-align: bottom;" class="tr26"><P class="p64 ft2">iella institutet lämna <SPAN class="ft3">värdepapp-</SPAN></P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr31 td225"><P class="p20 ft2"><SPAN class="ft3">ersförvararen </SPAN>uppgift om det.</P></TD>
<TD class="tr31 td66"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr31 td156"><P class="p64 ft2"><SPAN class="ft3">erscentralen </SPAN>uppgift om det.</P></TD>
<TD class="tr31 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td4"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td160"><P style="text-align: center;padding-right: 12px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft29">38 kap.</P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td4"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td160"><P style="text-align: center;padding-right: 12px;margin-top: 0px;margin-bottom: 0px;white-space: nowrap;" class="ft2">1 §<SPAN class="ft27">2</SPAN></P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=10 style="padding: 0px;margin: 0px;width: 297px;vertical-align: bottom;" class="tr25"><P class="p60 ft2">Fastställda formulär ska användas för att lämna</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=4 class="tr26 td145"><P class="p60 ft2">1. kontrolluppgifter</P></TD>
<TD class="tr26 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=3 class="tr25 td140"><P class="p60 ft2">2. åtagande</P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD colspan=3 class="tr25 td166"><P class="p85 ft2">2. åtagande</P></TD>
<TD class="tr25 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td66"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td79"><P class="p85 ft3">a) enligt</P></TD>
<TD colspan=2 class="tr25 td64"><P class="p64 ft3">10 kap.</P></TD>
<TD colspan=2 class="tr25 td45"><P class="p94 ft3">22 §</P></TD>
<TD class="tr25 td58"><P class="p28 ft3">om</P></TD>
<TD class="tr25 td35"><P class="p111 ft3">att</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td62"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td66"><P class="p20 ft6"> </P></TD>
<TD colspan=4 class="tr26 td187"><P class="p64 ft3">göra skatteavdrag,</P></TD>
<TD class="tr26 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td135"><P class="p60 ft2"><SPAN class="ft3">a) </SPAN>enligt</P></TD>
<TD colspan=2 class="tr25 td41"><P class="p70 ft2">23 kap.</P></TD>
<TD colspan=2 class="tr25 td114"><P class="p89 ft2">6 § om</P></TD>
<TD class="tr25 td66"><P class="p84 ft2">att</P></TD>
<TD colspan=2 class="tr25 td79"><P class="p85 ft2"><SPAN class="ft3">b) </SPAN>enligt</P></TD>
<TD colspan=2 class="tr25 td64"><P class="p70 ft2">23 kap.</P></TD>
<TD colspan=3 class="tr25 td24"><P class="p76 ft2">6 § om</P></TD>
<TD class="tr25 td35"><P class="p111 ft2">att</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2">lämna kontrolluppgifter om pen-</P></TD>
<TD colspan=8 style="padding: 0px;margin: 0px;width: 209px;vertical-align: bottom;" class="tr25"><P class="p64 ft2">lämna kontrolluppgifter om pen-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr26 td60"><P class="p20 ft2">sionsförsäkringar och sådana avtal</P></TD>
<TD colspan=8 style="padding: 0px;margin: 0px;width: 209px;vertical-align: bottom;" class="tr26"><P class="p64 ft2">sionsförsäkringar och sådana avtal</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td60"><P class="p20 ft2">om tjänstepension som är jämför-</P></TD>
<TD colspan=8 style="padding: 0px;margin: 0px;width: 209px;vertical-align: bottom;" class="tr25"><P class="p64 ft2">om tjänstepension som är jämför-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td135"><P class="p20 ft2">bara med</P></TD>
<TD colspan=5 class="tr25 td231"><P class="p84 ft2">en pensionsförsäkring,</P></TD>
<TD colspan=8 style="padding: 0px;margin: 0px;width: 209px;vertical-align: bottom;" class="tr25"><P class="p64 ft2">bara med en pensionsförsäkring,</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td62"><P class="p20 ft3">och</P></TD>
<TD class="tr27 td100"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td72"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td65"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td4"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td66"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td20"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td92"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td58"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td35"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p161 ft35"><SPAN class="ft42">1</SPAN><SPAN class="ft43">Senaste lydelse 2015:69.</SPAN></P>
<P class="p162 ft45"><SPAN class="ft42">2</SPAN><SPAN class="ft44">Senaste lydelse 2011:1289.</SPAN></P>
<P class="p163 ft2">661</P>
</DIV>
<DIV id="page_662" style="position:relative; overflow: hidden;margin: 47px 0px 81px 36px;padding: 0px;border: none;width: 588px;">
<DIV style="position:absolute;top:143px;left:127px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310662x1.jpg/" style="width:123px;height:1px;">
</DIV>
<TABLE cellpadding=0 cellspacing=0 class="t77">
<TR>
<TD class="tr2 td129"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD class="tr2 td50"><P class="p60 ft2"><SPAN class="ft3">b) </SPAN>enligt 23 kap. 7 § om att</P></TD>
<TD class="tr2 td170"><P class="p87 ft2"><SPAN class="ft3">c) </SPAN>enligt</P></TD>
<TD class="tr2 td114"><P class="p20 ft2">23 kap.</P></TD>
<TD class="tr2 td54"><P class="p123 ft2">7 §</P></TD>
<TD class="tr2 td94"><P class="p66 ft2">om</P></TD>
<TD class="tr2 td68"><P class="p17 ft2">att</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft2">Bilaga 7</P></TD>
<TD class="tr26 td50"><P class="p20 ft2">lämna kontrolluppgifter om gåvor,</P></TD>
<TD colspan=5 class="tr26 td143"><P class="p20 ft2">lämna kontrolluppgifter om gåvor,</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td170"><P class="p20 ft3">och</P></TD>
<TD class="tr25 td114"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td94"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td50"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td170"><P class="p87 ft3">d) enligt</P></TD>
<TD class="tr25 td114"><P class="p26 ft3">23 kap.</P></TD>
<TD class="tr25 td54"><P class="p123 ft3">8 §</P></TD>
<TD class="tr25 td94"><P class="p66 ft3">om</P></TD>
<TD class="tr25 td68"><P class="p17 ft28">att</P></TD>
</TR>
<TR>
<TD class="tr27 td129"><P class="p20 ft6"> </P></TD>
<TD rowspan=2 class="tr40 td50"><P class="p60 ft2">3. deklarationer</P></TD>
<TD colspan=4 class="tr27 td200"><P class="p20 ft3">lämna vissa kontrolluppgifter,</P></TD>
<TD class="tr27 td68"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr37 td129"><P class="p20 ft174"> </P></TD>
<TD class="tr37 td170"><P class="p20 ft174"> </P></TD>
<TD class="tr37 td114"><P class="p20 ft174"> </P></TD>
<TD class="tr37 td54"><P class="p20 ft174"> </P></TD>
<TD class="tr37 td94"><P class="p20 ft174"> </P></TD>
<TD class="tr37 td68"><P class="p20 ft174"> </P></TD>
</TR>
</TABLE>
<P class="p773 ft2">4. särskilda uppgifter, och</P>
<P class="p773 ft2">5. periodiska sammanställningar.</P>
<P style="text-align: justify;padding-left: 138px;margin-top: 29px;margin-bottom: 0px;" class="ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">Denna lag träder i kraft den 1 januari 2016.</SPAN></P>
<P class="p495 ft22"><SPAN class="ft2">2.</SPAN><SPAN class="ft47">Bestämmelserna i 10 kap. 22 § och 23 kap. 8 § tillämpas första gången på åtaganden som lämnas efter utgången av 2015.</SPAN></P>
<P style="text-align: left;margin-top: 564px;margin-bottom: 0px;" class="ft2">662</P>
</DIV>
<DIV id="page_663" style="position:relative; overflow: hidden;margin: 50px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<P style="text-align: left;padding-right: 28px;margin-top: 0px;margin-bottom: 0px;" class="ft67">Förslag till lag om ändring i lagen (2014:484) om en databas för övervakning av och tillsyn över finansmarknaderna</P>
<P class="p280 ft4">Härigenom föreskrivs att 3 § lagen (2014:484) om en databas för övervakning av och tillsyn över finansmarknaderna ska ha följande lydelse.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 13px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 7</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 13px 0px 0px 68px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 style="width: 306px;font: italic 13px 'Times New Roman';">
<TR>
<TD class="tr27 td122"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P class="p1575 ft2">3 §<SPAN class="ft27">1</SPAN></P>
<P style="text-align: left;padding-right: 163px;margin-top: 2px;margin-bottom: 0px;text-indent: 11px;" class="ft4">I databasen får sådana uppgifter behandlas som har samlats in med stöd av</P>
<P class="p506 ft2">1. 6 kap. 9 § första och andra styckena lagen (1988:1385) om Sveriges riksbank,</P>
</DIV>
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 60px 0px 0px 0px;padding: 0px;border:none;width: 205px;overflow: hidden;">
<P class="p516 ft4"><SPAN class="ft36">2</SPAN>. 10 kap. 2 § första stycket lagen (2004:46) om värdepappers- fonder,</P>
<P class="p517 ft4"><SPAN class="ft36">3</SPAN>. 13 kap. 3 § lagen (2004:297) om bank- och finansieringsrörelse, <SPAN class="ft36">4</SPAN>. 7 kap. 4 § första stycket lagen (2005:405) om försäkringsförmed-</P>
<P class="p16 ft2">ling,</P>
<P class="p516 ft2"><SPAN class="ft3">5</SPAN>. 5 kap. 10 och 11 §§ lagen (2006:531) om särskild tillsyn över finansiella konglomerat,</P>
<P class="p516 ft2"><SPAN class="ft3">6</SPAN>. 23 kap. 2 § första stycket lagen (2007:528) om värdepap- persmarknaden,</P>
<P class="p516 ft4"><SPAN class="ft36">7</SPAN>. 8 kap. 2 § lagen (2010:751) om betaltjänster,</P>
<P class="p516 ft4"><SPAN class="ft36">8</SPAN>. 14 kap. 5 § försäkringsrörelse- lagen (2010:2043),</P>
<P class="p516 ft2"><SPAN class="ft3">9</SPAN>. 5 kap. 2 § lagen (2011:755) om elektroniska pengar,</P>
<P class="p516 ft2"><SPAN class="ft3">10</SPAN>. 13 kap. 6 § första stycket lagen (2013:561) om förvaltare av alternativa investeringsfonder,</P>
<P class="p516 ft4"><SPAN class="ft36">11</SPAN>. 6 kap. 1 § lagen (2014:968) om särskild tillsyn över kredit- institut och värdepappersbolag, och</P>
<P class="p518 ft2"><SPAN class="ft3">12</SPAN>. artiklarna <NOBR>99–101,</NOBR> 394, 415,</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 351px;overflow: hidden;">
<P class="p440 ft3">2. 9 kap. 3 § första stycket lagen (1998:1479) om värdepappers- centraler och kontoföring av finan- siella instrument,</P>
<P class="p440 ft4"><SPAN class="ft36">3</SPAN>. 10 kap. 2 § första stycket lagen (2004:46) om värdepappers- fonder,</P>
<P class="p519 ft4"><SPAN class="ft36">4</SPAN>. 13 kap. 3 § lagen (2004:297) om bank- och finansieringsrörelse, <SPAN class="ft36">5</SPAN>. 7 kap. 4 § första stycket lagen (2005:405) om försäkringsförmed-</P>
<P class="p16 ft2">ling,</P>
<P class="p440 ft2"><SPAN class="ft3">6</SPAN>. 5 kap. 10 och 11 §§ lagen (2006:531) om särskild tillsyn över finansiella konglomerat,</P>
<P class="p440 ft2"><SPAN class="ft3">7</SPAN>. 23 kap. 2 § första stycket lagen (2007:528) om värdepap- persmarknaden,</P>
<P class="p440 ft4"><SPAN class="ft36">8</SPAN>. 8 kap. 2 § lagen (2010:751) om betaltjänster,</P>
<P class="p440 ft4"><SPAN class="ft36">9</SPAN>. 14 kap. 5 § försäkringsrörelse- lagen (2010:2043),</P>
<P class="p440 ft2"><SPAN class="ft3">10</SPAN>. 5 kap. 2 § lagen (2011:755) om elektroniska pengar,</P>
<P class="p440 ft2"><SPAN class="ft3">11</SPAN>. 13 kap. 6 § första stycket lagen (2013:561) om förvaltare av alternativa investeringsfonder,</P>
<P class="p440 ft4"><SPAN class="ft36">12</SPAN>. 6 kap. 1 § lagen (2014:968) om särskild tillsyn över kredit- institut och värdepappersbolag, och</P>
<P class="p518 ft2"><SPAN class="ft3">13</SPAN>. artiklarna <NOBR>99–101,</NOBR> 394, 415,</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 23px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<P class="p172 ft35"><SPAN class="ft34">1 </SPAN>Senaste lydelse 2014:992.</P>
<P class="p99 ft2">663</P>
</DIV>
</DIV>
<DIV id="page_664" style="position:relative; overflow: hidden;margin: 49px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="position:absolute;top:125px;left:163px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
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</DIV>
<DIV style="border:none;margin: 0px 0px 0px 49px;padding: 0px;border:none;width: 507px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 114px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 7</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 188px;overflow: hidden;">
<P class="p157 ft4">416, 430 och 451 i Europa- parlamentets och rådets förordning (EU) nr 575/2013 av den 26 juni 2013 om tillsynskrav för kredit- institut och värdepappersföretag och om ändring av förordning (EU) nr 648/2012.</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 16px;padding: 0px;border:none;width: 189px;overflow: hidden;">
<P class="p157 ft4">416, 430 och 451 i Europa- parlamentets och rådets förordning (EU) nr 575/2013 av den 26 juni 2013 om tillsynskrav för kredit- institut och värdepappersföretag och om ändring av förordning (EU) nr 648/2012.</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 27px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<P class="p1474 ft2">Denna lag träder i kraft den 1 januari 2016.</P>
<P class="p521 ft2">664</P>
</DIV>
</DIV>
<DIV id="page_665" style="position:relative; overflow: hidden;margin: 50px 0px 78px 68px;padding: 0px;border: none;width: 556px;">
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<P style="text-align: justify;padding-right: 50px;margin-top: 0px;margin-bottom: 0px;" class="ft67">Förslag till lag om ändring i lagen (2015:62) om identifiering av rapporteringspliktiga konton med anledning av <NOBR>FATCA-avtalet</NOBR></P>
<P class="p280 ft4">Härigenom föreskrivs att 2 kap. 11 § och 8 kap. 1 § och rubriken närmast före 8 kap. 1 § lagen (2015:62) om identifiering av rapporteringspliktiga konton med anledning av <NOBR>FATCA-avtalet</NOBR> ska ha följande lydelse.</P>
<TABLE cellpadding=0 cellspacing=0 class="t81">
<TR>
<TD class="tr27 td122"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 13px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 7</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 11px 0px 0px 0px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<P class="p1436 ft29">2 kap.</P>
<P class="p526 ft2">11 §</P>
<P class="p527 ft2">Med finansiellt konto avses ett konto hos ett finansiellt institut som är</P>
<P class="p440 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">ett </SPAN><NOBR>företags-,</NOBR> <NOBR>löne-,</NOBR> <NOBR>person-,</NOBR> <NOBR>spar-,</NOBR> kapital- eller girokonto eller konto som finns dokumenterat genom insättningsbevis, sparbevis, investerings- bevis, inlåningsbevis, eller annat liknande instrument som tillhandahålls av ett finansiellt institut inom ramen för dess regelmässiga verksamhet som kreditinstitut eller liknande verksamhet, samt belopp som förvaltas av ett försäkringsföretag och som i enlighet med ett avtal om garanterad investering eller liknande avtal är föremål för utbetalning eller tillgodoräknande av ränta (inlåningskonto),</P>
<P class="p528 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft19">ett annat konto än ett försäkrings- eller livränteavtal och som förs till förmån för någon annan person och innehåller ett finansiellt instrument eller investeringsavtal, såsom aktie eller annan andel i ett företag, skuldebrev, obligation, lånebevis eller annat skuldbevis, kreditswap, swap baserad på </SPAN><NOBR>icke-finansiellt</NOBR> index, fiktivkapitalkontrakt, försäkrings- eller livränteavtal och option eller annat derivat (depåkonto),</P>
<P class="p515 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft19">en andel i eget kapital eller skulder i en enhet som är ett finansiellt institut uteslutande på grund av att det är en sådan enhet som avses i 9 §, om andelen inte är föremål för regelmässig handel på en etablerad värdepappersmarknad,</SPAN></P>
<P class="p497 ft4"><SPAN class="ft2">4.</SPAN><SPAN class="ft20">en andel i eget kapital eller skulder i en enhet som är ett annat finansiellt institut än ett sådant som avses i 9 §, om</SPAN></P>
<P class="p440 ft2">a) andelen inte är föremål för regelmässig handel på en etablerad värdepappersmarknad,</P>
<P class="p440 ft2">b) värdet av andelen i eget kapital eller skulder direkt eller indirekt huvudsakligen fastställs på grundval av tillgångar som ger upphov till källskattepliktiga betalningar med amerikansk källa, och</P>
<P class="p440 ft4">c) typen av andel har valts i syfte att undvika att andelen är att anse som ett rapporteringspliktigt konto enligt denna lag, eller</P>
<P class="p440 ft4"><SPAN class="ft2">5.</SPAN><SPAN class="ft30">ett försäkringsavtal med kontantvärde eller livränteavtal som tecknas eller förvaltas av ett finansiellt institut.</SPAN></P>
<P class="p440 ft2">Ett konto som avses i första stycket ska dock inte anses vara ett finansiellt konto vid tillämpning av denna lag om det är undantaget från rapporteringsplikt enligt bestämmelserna i 3 kap.</P>
<TABLE cellpadding=0 cellspacing=0 class="t82">
<TR>
<TD class="tr31 td280"><P class="p295 ft3">Vid tillämpning av första stycket</P></TD>
<TD class="tr31 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td280"><P class="p295 ft28">ska ett konto som har lagts upp hos</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td280"><P class="p295 ft3">en sådan utländsk värdepappers-</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td280"><P class="p295 ft28">central som avses i 1 kap. 3 § lagen</P></TD>
<TD rowspan=2 class="tr39 td79"><P class="p17 ft2">665</P></TD>
</TR>
<TR>
<TD class="tr48 td280"><P class="p20 ft71"> </P></TD>
</TR>
</TABLE>
</DIV>
</DIV>
<DIV id="page_666" style="position:relative; overflow: hidden;margin: 48px 0px 81px 36px;padding: 0px;border: none;width: 588px;">
<DIV style="position:absolute;top:602px;left:127px;z-index:-1;width:123px;height:1px;font-size: 1px;line-height:nHeight;">
<INGENBILD zsrc="H30310666x1.jpg/" style="width:123px;height:1px;">
</DIV>
<DIV style="border:none;margin: 0px 0px 0px 13px;padding: 0px;border:none;width: 575px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 1px 0px 0px 0px;padding: 0px;border:none;width: 114px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 7</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t132">
<TR>
<TD class="tr28 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr28 td91"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr28 td122"><P class="p17 ft3">(1998:1479) om värdepapperscen-</P></TD>
</TR>
<TR>
<TD class="tr26 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td122"><P class="p17 ft3">traler och kontoföring av finansi-</P></TD>
</TR>
<TR>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td122"><P class="p17 ft3">ella instrument, av ett svenskt</P></TD>
</TR>
<TR>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td122"><P class="p17 ft3">finansiellt institut eller ett utländskt</P></TD>
</TR>
<TR>
<TD class="tr26 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td122"><P class="p17 ft3">finansiellt instituts fasta driftställe i</P></TD>
</TR>
<TR>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr25 td122"><P class="p17 ft3">Sverige, alltid anses finnas hos det</P></TD>
</TR>
<TR>
<TD class="tr25 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td41"><P class="p32 ft3">svenska</P></TD>
<TD colspan=3 class="tr25 td105"><P class="p134 ft28">finansiella</P></TD>
<TD class="tr25 td107"><P class="p19 ft28">institutet</P></TD>
<TD class="tr25 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p17 ft3">eller</P></TD>
</TR>
<TR>
<TD class="tr26 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD colspan=7 class="tr26 td122"><P class="p17 ft3">det utländska finansiella institutets</P></TD>
</TR>
<TR>
<TD class="tr31 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td91"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr31 td83"><P class="p32 ft3">fasta driftställe i Sverige.</P></TD>
<TD class="tr31 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td198"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr40 td171"><P class="p70 ft29">8 kap.</P></TD>
<TD class="tr40 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr40 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=5 class="tr41 td126"><P class="p20 ft29">Kontoförande instituts</P></TD>
<TD class="tr41 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td91"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr41 td83"><P class="p38 ft29">Kontoförande instituts</P></TD>
<TD class="tr41 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr41 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr26 td161"><P class="p20 ft29">skyldigheter när en <SPAN class="ft53">central</SPAN></P></TD>
<TD class="tr26 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td91"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr26 td83"><P class="p38 ft29">skyldigheter när en <SPAN class="ft53">svensk</SPAN></P></TD>
<TD class="tr26 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=6 class="tr25 td161"><P class="p20 ft52">värdepappersförvarare <SPAN class="ft29">är</SPAN></P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td83"><P class="p38 ft52">värdepapperscentral <SPAN class="ft29">är</SPAN></P></TD>
<TD class="tr25 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p20 ft29">rapporteringsskyldigt finansiellt</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p38 ft29">rapporteringsskyldigt finansiellt</P></TD>
</TR>
<TR>
<TD class="tr31 td18"><P class="p20 ft29">institut</P></TD>
<TD class="tr31 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td41"><P class="p38 ft29">institut</P></TD>
<TD class="tr31 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td18"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td91"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td41"><P class="p20 ft2">1 §</P></TD>
<TD class="tr38 td12"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td89"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td14"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td107"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr38 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td18"><P class="p60 ft2">Om</P></TD>
<TD colspan=2 class="tr26 td61"><P class="p20 ft2">det</P></TD>
<TD colspan=5 class="tr26 td184"><P class="p17 ft2">rapporteringsskyldiga</P></TD>
<TD class="tr26 td41"><P class="p222 ft2">Om</P></TD>
<TD class="tr26 td12"><P class="p89 ft31">det</P></TD>
<TD colspan=5 class="tr26 td117"><P class="p17 ft2">rapporteringsskyldiga</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">finansiella institutet är en sådan</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p17 ft2">finansiella institutet är en sådan</P></TD>
</TR>
<TR>
<TD class="tr25 td18"><P class="p20 ft3">central</P></TD>
<TD class="tr25 td68"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td245"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr25 td184"><P class="p17 ft28">värdepappersförvarare</P></TD>
<TD class="tr25 td41"><P class="p38 ft3">svensk</P></TD>
<TD colspan=4 class="tr25 td224"><P class="p65 ft28">värdepapperscentral</P></TD>
<TD class="tr25 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p17 ft2">som</P></TD>
</TR>
<TR>
<TD colspan=3 class="tr26 td96"><P class="p20 ft2">som avses</P></TD>
<TD class="tr26 td109"><P class="p70 ft2">i</P></TD>
<TD class="tr26 td69"><P class="p26 ft2">1 kap.</P></TD>
<TD class="tr26 td54"><P class="p91 ft2">3 §</P></TD>
<TD colspan=2 class="tr26 td163"><P class="p17 ft2">lagen</P></TD>
<TD class="tr26 td41"><P class="p38 ft2">avses</P></TD>
<TD class="tr26 td12"><P class="p72 ft2">i</P></TD>
<TD colspan=2 class="tr26 td104"><P class="p87 ft2">1 kap.</P></TD>
<TD class="tr26 td107"><P class="p285 ft2">3 §</P></TD>
<TD colspan=2 class="tr26 td163"><P class="p17 ft2">lagen</P></TD>
</TR>
<TR>
<TD colspan=7 class="tr25 td152"><P class="p20 ft2">(1998:1479) om kontoföring</P></TD>
<TD class="tr25 td91"><P class="p17 ft2">av</P></TD>
<TD colspan=4 class="tr25 td184"><P class="p38 ft2">(1998:1479) om</P></TD>
<TD colspan=3 class="tr25 td56"><P class="p17 ft3">värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td141"><P class="p20 ft2">finansiella</P></TD>
<TD class="tr25 td245"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td113"><P class="p71 ft2">instrument,</P></TD>
<TD class="tr25 td54"><P class="p64 ft2">ska</P></TD>
<TD class="tr25 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td91"><P class="p17 ft31">den</P></TD>
<TD colspan=2 class="tr25 td125"><P class="p38 ft3">centraler</P></TD>
<TD class="tr25 td89"><P class="p89 ft28">och</P></TD>
<TD colspan=3 class="tr25 td160"><P class="p60 ft2">kontoföring</P></TD>
<TD class="tr25 td55"><P class="p17 ft2">av</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p20 ft2">som har antagits som kontoförande</P></TD>
<TD colspan=2 class="tr26 td125"><P class="p38 ft2">finansiella</P></TD>
<TD colspan=3 class="tr26 td166"><P class="p74 ft2">instrument, ska</P></TD>
<TD class="tr26 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td55"><P class="p17 ft2">den</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">institut och som utför registrer-</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p17 ft2">som har antagits som kontoförande</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">ingsåtgärder i stället för <SPAN class="ft3">den</SPAN></P></TD>
<TD colspan=7 class="tr25 td122"><P class="p17 ft2">institut och som utför registrer-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr26 td141"><P class="p20 ft3">centrala</P></TD>
<TD colspan=6 class="tr26 td126"><P class="p17 ft28">värdepappersförvararen</P></TD>
<TD colspan=7 class="tr26 td122"><P class="p17 ft2">ingsåtgärder i stället för <SPAN class="ft3">värde-</SPAN></P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">tillämpa <NOBR>4–8</NOBR> kap. med avseende på</P></TD>
<TD colspan=4 class="tr25 td184"><P class="p38 ft3">papperscentralen</P></TD>
<TD colspan=3 class="tr25 td56"><P class="p17 ft2">tillämpa</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">konton som är föremål för sådana</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p17 ft2"><NOBR>4–8</NOBR> kap. med avseende på konton</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p20 ft2">registreringsåtgärder. <SPAN class="ft3">Den centrala</SPAN></P></TD>
<TD colspan=7 class="tr26 td122"><P class="p17 ft2">som är föremål för sådana regi-</P></TD>
</TR>
<TR>
<TD colspan=5 class="tr25 td126"><P class="p20 ft28">värdepappersförvararen</P></TD>
<TD class="tr25 td54"><P class="p66 ft2">ska</P></TD>
<TD colspan=2 class="tr25 td163"><P class="p17 ft2">sam-</P></TD>
<TD colspan=4 class="tr25 td184"><P class="p38 ft2">streringsåtgärder.</P></TD>
<TD colspan=3 class="tr25 td56"><P class="p17 ft28">Värdepappers-</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr25 td141"><P class="p20 ft2">manställa</P></TD>
<TD colspan=2 class="tr25 td84"><P class="p1 ft2">och</P></TD>
<TD colspan=3 class="tr25 td196"><P class="p42 ft2">tillhandahålla</P></TD>
<TD class="tr25 td91"><P class="p17 ft2">det</P></TD>
<TD colspan=2 class="tr25 td125"><P class="p38 ft3">centralen</P></TD>
<TD class="tr25 td89"><P class="p20 ft2">ska</P></TD>
<TD colspan=2 class="tr25 td121"><P class="p20 ft2">sammanställa</P></TD>
<TD class="tr25 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p17 ft2">och</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr26 td124"><P class="p20 ft2">kontoförande institutet den infor-</P></TD>
<TD colspan=3 class="tr26 td106"><P class="p38 ft2">tillhandahålla</P></TD>
<TD class="tr26 td14"><P class="p20 ft2">det</P></TD>
<TD colspan=3 class="tr26 td56"><P class="p17 ft2">kontoförande</P></TD>
</TR>
<TR>
<TD class="tr25 td18"><P class="p20 ft2">mation</P></TD>
<TD colspan=3 class="tr25 td69"><P class="p68 ft2">som</P></TD>
<TD colspan=4 class="tr25 td51"><P class="p17 ft2">det kontoförande</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p17 ft2">institutet den information som det</P></TD>
</TR>
<TR>
<TD colspan=8 class="tr25 td124"><P class="p20 ft2">institutet behöver för att tillämpa</P></TD>
<TD colspan=7 class="tr25 td122"><P class="p17 ft2">kontoförande institutet behöver för</P></TD>
</TR>
<TR>
<TD colspan=2 class="tr27 td141"><P class="p20 ft2"><NOBR>4–8</NOBR> kap.</P></TD>
<TD class="tr27 td245"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td109"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td69"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td54"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td198"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td91"><P class="p20 ft6"> </P></TD>
<TD colspan=5 class="tr27 td83"><P class="p38 ft2">att tillämpa <NOBR>4–8</NOBR> kap.</P></TD>
<TD class="tr27 td259"><P class="p20 ft6"> </P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P class="p1463 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">Denna lag träder i kraft den 1 januari 2016.</SPAN></P>
<P class="p682 ft22"><SPAN class="ft2">2.</SPAN><SPAN class="ft47">Bestämmelserna i 2 kap. 11 § tredje stycket tillämpas första gången i fråga om kalenderåret 2016.</SPAN></P>
</DIV>
</DIV>
<DIV style="border:none;margin: 104px 0px 0px 0px;padding: 0px;border:none;width: 588px;overflow: hidden;">
<P class="p16 ft2">666</P>
</DIV>
</DIV>
<DIV id="page_667" style="position:relative; overflow: hidden;margin: 50px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<P style="text-align: left;padding-right: 7px;margin-top: 0px;margin-bottom: 0px;" class="ft111">Lagförslag i lagrådsremissen En global standard för automatiskt utbyte av upplysningar om finansiella konton</P>
<P class="p367 ft22">Lagrådsremissens lagförslag har kortats. Här behandlas endast de ändringsförslag som denna proposition behandlar.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 13px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 8</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 29px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<P style="text-align: left;padding-left: 68px;padding-right: 168px;margin-top: 0px;margin-bottom: 0px;" class="ft67">Förslag till lag om identifiering av rapporteringspliktiga konton vid automatiskt utbyte av upplysningar om finansiella konton</P>
<P style="text-align: left;padding-left: 79px;margin-top: 7px;margin-bottom: 0px;" class="ft2">Härigenom föreskrivs följande.</P>
<P style="text-align: left;padding-left: 68px;margin-top: 27px;margin-bottom: 0px;" class="ft77">2 kap. Definitioner och förklaringar</P>
<P style="text-align: left;padding-left: 68px;margin-top: 8px;margin-bottom: 0px;" class="ft29">Finansiellt konto</P>
<P style="text-align: left;padding-left: 68px;padding-right: 163px;padding-top: 3px;margin-top: 2px;margin-bottom: 0px;" class="ft2"><SPAN class="ft29">11 §</SPAN><SPAN class="ft27">1 </SPAN>Med finansiellt konto avses ett konto hos ett finansiellt institut som är</P>
<P class="p48 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">ett </SPAN><NOBR>företags-,</NOBR> <NOBR>löne-,</NOBR> <NOBR>person-,</NOBR> <NOBR>spar-,</NOBR> kapital- eller girokonto eller konto som finns dokumenterat genom insättningsbevis, sparbevis, investerings- bevis, inlåningsbevis, eller annat liknande instrument som tillhandahålls av ett finansiellt institut inom ramen för dess regelmässiga verksamhet som kreditinstitut eller liknande verksamhet, samt belopp som förvaltas av ett försäkringsföretag och som i enlighet med ett avtal om garanterad investering eller liknande avtal är föremål för utbetalning eller tillgodoräknande av ränta (inlåningskonto),</P>
<P class="p192 ft4"><SPAN class="ft2">2.</SPAN><SPAN class="ft20">ett annat konto än ett försäkrings- eller livränteavtal och som förs till förmån för någon annan person och innehåller finansiella tillgångar (depåkonto),</SPAN></P>
<P class="p47 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft19">en andel i eget kapital eller skulder i en investeringsenhet,</SPAN></P>
<P class="p48 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft19">en andel i eget kapital eller skulder i en enhet som är ett annat finansiellt institut än ett sådant som avses i 3, om typen av andel har valts</SPAN></P>
<P class="p114 ft2"><SPAN class="ft2">i</SPAN><SPAN class="ft73">syfte att undvika att andelen är att anse som ett rapporteringspliktigt konto enligt denna lag, eller</SPAN></P>
<P class="p48 ft4"><SPAN class="ft2">5.</SPAN><SPAN class="ft30">ett försäkringsavtal med kontantvärde eller livränteavtal som tecknas eller förvaltas av ett finansiellt institut.</SPAN></P>
<P class="p48 ft4">En andel i eget kapital eller skulder i en investeringsenhet ska, trots det som anges i första stycket 3, inte anses vara ett finansiellt konto om investeringsenheten är ett finansiellt institut endast på grund av att den</P>
<P style="text-align: left;padding-left: 68px;padding-right: 165px;margin-top: 46px;margin-bottom: 0px;" class="ft33"><SPAN class="ft54">1 </SPAN><SPAN style="font: bold 10px 'Times New Roman';line-height: 12px;">Anmärkning: </SPAN>I lagrådsremissen Värdepapperscentraler och kontoföring av finansiella instrument föreslås att rubriken till lagen (1998:1479) om kontoföring av finansiella instrument ska ändras till lagen (1998:1479) om värdepapperscentraler och kontoföring av finansiella instrument. Vidare föreslås i samma lagrådsremiss att begreppet central</P>
<P class="p172 ft51">värdepappersförvarare ska ändras till värdepapperscentral.</P>
<P class="p163 ft2">667</P>
</DIV>
</DIV>
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<DIV style="border:none;margin: 0px 0px 0px 13px;padding: 0px;border:none;width: 507px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 114px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 8</P>
</DIV>
<DIV style="float:left;border:none;margin: 1px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<P class="p117 ft4"><SPAN class="ft2">1.</SPAN><SPAN class="ft30">erbjuder investeringsrådgivning till kunder och agerar för kundens räkning, eller</SPAN></P>
<P class="p117 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft18">hanterar portföljer för kunder och agerar på kundens vägnar i syfte att investera, förvalta eller administrera finansiella tillgångar som i kundens namn sätts in hos ett annat finansiellt institut.</SPAN></P>
<P class="p117 ft4">Ett konto som avses i första stycket ska, trots det som anges i första stycket, inte anses vara ett finansiellt konto om det är undantaget från rapporteringsplikt enligt bestämmelserna i 3 kap.</P>
<P class="p117 ft2">Vid tillämpning av första stycket ska ett konto som ett svenskt finansiellt institut eller ett utländskt finansiellt instituts fasta driftställe i Sverige har lagt upp hos en sådan utländsk värdepapperscentral som avses i 1 kap. 3 § lagen (1998:1479) om värdepapperscentraler och kontoföring av finansiella instrument alltid anses finnas hos det svenska finansiella institutet eller det utländska finansiella institutets fasta driftställe i Sverige.</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 29px 0px 0px 0px;padding: 0px;border:none;width: 588px;overflow: hidden;">
<P class="p589 ft77">8 kap. Övriga bestämmelser</P>
<P style="text-align: left;padding-left: 127px;padding-right: 80px;margin-top: 7px;margin-bottom: 0px;" class="ft96">Kontoförande instituts skyldigheter när en värdepapperscentral är ett rapporteringsskyldigt finansiellt institut</P>
<P style="text-align: justify;padding-left: 127px;padding-right: 68px;padding-top: 3px;margin-top: 2px;margin-bottom: 0px;" class="ft2"><SPAN class="ft29">1 §</SPAN><SPAN class="ft27">2 </SPAN>Om det rapporteringsskyldiga finansiella institutet är en sådan svensk värdepapperscentral som avses i 1 kap. 3 § lagen (1998:1479) om värdepapperscentraler och kontoföring av finansiella instrument, ska den som har antagits som kontoförande institut och som utför registreringsåtgärder i stället för värdepapperscentralen tillämpa <NOBR>4–8</NOBR> kap. med avseende på konton som är föremål för sådana registreringsåtgärder. Värdepapperscentralen ska sammanställa och tillhandahålla det konto- förande institutet den information som det kontoförande institutet behöver för att tillämpa <NOBR>4–8</NOBR> kap.</P>
<P style="text-align: left;padding-left: 138px;margin-top: 23px;margin-bottom: 0px;" class="ft2">Denna lag träder i kraft den 1 januari 2016.</P>
<P style="text-align: left;padding-left: 127px;padding-right: 71px;margin-top: 215px;margin-bottom: 0px;" class="ft33"><SPAN class="ft54">2 </SPAN><SPAN style="font: bold 10px 'Times New Roman';line-height: 12px;">Anmärkning: </SPAN>I lagrådsremissen Värdepapperscentraler och kontoföring av finansiella instrument föreslås att rubriken till lagen (1998:1479) om kontoföring av finansiella instrument ska ändras till lagen (1998:1479) om värdepapperscentraler och kontoföring av finansiella instrument. Vidare föreslås i samma lagrådsremiss att begreppet central</P>
<P class="p589 ft51">värdepappersförvarare ska ändras till värdepapperscentral.</P>
<P class="p16 ft2">668</P>
</DIV>
</DIV>
<DIV id="page_669" style="position:relative; overflow: hidden;margin: 50px 0px 81px 0px;padding: 0px;border: none;width: 624px;">
<DIV style="border:none;margin: 0px 0px 0px 68px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<P style="text-align: left;padding-right: 44px;margin-top: 0px;margin-bottom: 0px;" class="ft72">Förslag till lag om ändring i skatteförfarandelagen (2011:1244)</P>
<P class="p573 ft4">Härigenom föreskrivs i fråga om skatteförfarandelagen (2011:1244) att det ska införas en ny paragraf, 34 kap. 9 c §, och närmast före 34 kap. 9 c § en ny rubrik av följande lydelse.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 13px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 8</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 13px 0px 0px 0px;padding: 0px;border:none;width: 624px;overflow: hidden;">
<TABLE cellpadding=0 cellspacing=0 class="t130">
<TR>
<TD class="tr27 td122"><P class="p20 ft3">Nuvarande lydelse</P></TD>
<TD class="tr27 td51"><P class="p20 ft28">Föreslagen lydelse</P></TD>
</TR>
</TABLE>
<P style="text-align: left;padding-left: 250px;margin-top: 13px;margin-bottom: 0px;" class="ft29">34 kap.</P>
<P style="text-align: justify;padding-left: 273px;padding-right: 158px;margin-top: 15px;margin-bottom: 0px;" class="ft60">Uppgifter med anledning av automatiskt utbyte av upplysningar om finansiella konton</P>
<P style="text-align: left;padding-left: 273px;margin-top: 10px;margin-bottom: 0px;" class="ft3">9 c §<SPAN class="ft27">1</SPAN></P>
<P class="p488 ft28">Sådana finansiella institut som avses i 2 kap. <NOBR>6–10</NOBR> §§ lagen (2015:000) om identifiering av rapporteringspliktiga konton vid automatiskt utbyte av upplysningar om finansiella konton och som har antagits som kontoförande institut av en sådan svensk värdepappers- central som avses i 1 kap. 3 § lagen (1998:1479) om värde- papperscentraler och kontoföring av finansiella instrument ska lämna värdepapperscentralen de uppgifter som krävs för att den ska kunna identifiera sådana rapporteringspliktiga konton som avses i 2 kap. 20 § lagen om identifiering av rapporterings- pliktiga konton vid automatiskt utbyte av upplysningar om finansiella konton.</P>
<P style="text-align: justify;padding-left: 273px;padding-right: 163px;margin-top: 54px;margin-bottom: 0px;text-indent: 11px;" class="ft3">Om kontrolluppgiften ska innehålla uppgift om skatte- registreringsnummer (TIN), födelsedatum eller födelseort, ska det finansiella institutet lämna värdepapperscentralen uppgift om det.</P>
<P style="text-align: left;padding-left: 68px;padding-right: 165px;margin-top: 29px;margin-bottom: 0px;" class="ft33"><SPAN class="ft54">1 </SPAN><SPAN style="font: bold 10px 'Times New Roman';line-height: 12px;">Anmärkning: </SPAN>I lagrådsremissen Värdepapperscentraler och kontoföring av finansiella instrument föreslås att rubriken till lagen (1998:1479) om kontoföring av finansiella instrument ska ändras till lagen (1998:1479) om värdepapperscentraler och kontoföring av finansiella instrument. Vidare föreslås i samma lagrådsremiss att begreppet central</P>
<P class="p172 ft51">värdepappersförvarare ska ändras till värdepapperscentral.</P>
<P class="p163 ft2">669</P>
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<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 8</P>
<P class="p1435 ft2">670</P>
</DIV>
<DIV style="float:left;border:none;margin: 24px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P class="p186 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft19">Denna lag träder i kraft den 1 januari 2016.</SPAN></P>
<P class="p682 ft22"><SPAN class="ft2">2.</SPAN><SPAN class="ft47">Lagen tillämpas första gången i fråga om uppgifter som avser kalenderåret 2016.</SPAN></P>
</DIV>
</DIV>
</DIV>
<DIV id="page_671" style="position:relative; overflow: hidden;margin: 50px 0px 81px 68px;padding: 0px;border: none;width: 556px;">
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 406px;overflow: hidden;">
<P class="p1421 ft111">Lagrådets yttrande över lagrådsremissen Värdepapperscentraler och kontoföring av finansiella instrument</P>
<P class="p367 ft2">Utdrag ur protokoll vid sammanträde <NOBR>2015-09-09</NOBR></P>
<P style="text-align: left;padding-right: 13px;margin-top: 16px;margin-bottom: 0px;" class="ft22"><SPAN class="ft97">Närvarande: </SPAN>F.d. justitieråden Lennart Hamberg och Olle Stenman samt justitierådet Agneta Bäcklund.</P>
<P class="p302 ft29">Värdepapperscentraler och kontoföring av finansiella instrument</P>
<P style="text-align: left;padding-right: 13px;margin-top: 14px;margin-bottom: 0px;" class="ft4">Enligt en lagrådsremiss den 4 juni 2015 (Finansdepartementet) har regeringen beslutat inhämta Lagrådets yttrande över förslag till</P>
<P class="p157 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft98">lag om ändring i föräldrabalken,</SPAN></P>
<P class="p157 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft98">lag om ändring i utsökningsbalken,</SPAN></P>
<P class="p157 ft2"><SPAN class="ft2">3.</SPAN><SPAN class="ft98">lag om ändring i lagen (1936:83) angående vissa utfästelser om gåva,</SPAN></P>
<P class="p157 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft98">lag om ändring i kupongskattelagen (1970:624),</SPAN></P>
<P class="p157 ft2"><SPAN class="ft2">5.</SPAN><SPAN class="ft98">lag om ändring i förmånsrättslagen (1970:979),</SPAN></P>
<P class="p157 ft2"><SPAN class="ft2">6.</SPAN><SPAN class="ft98">lag om ändring i lagen (1987:667) om ekonomiska föreningar,</SPAN></P>
<P class="p157 ft2"><SPAN class="ft2">7.</SPAN><SPAN class="ft98">lag om ändring i lagen (1992:160) om utländska filialer m.m.,</SPAN></P>
<P class="p157 ft2"><SPAN class="ft2">8.</SPAN><SPAN class="ft98">lag om ändring i lagen (1995:1570) om medlemsbanker,</SPAN></P>
<P class="p813 ft2"><SPAN class="ft2">9.</SPAN><SPAN class="ft98">lag om ändring i lagen (1996:764) om företagsrekonstruktion,</SPAN></P>
<P class="p754 ft4"><SPAN class="ft2">10.</SPAN><SPAN style="font: 13px 'Times New Roman';margin-left: 2px;line-height: 16px;">lag om ändring i lagen (1998:1479) om kontoföring av finansiella instrument,</SPAN></P>
<P class="p157 ft2"><SPAN class="ft2">11.</SPAN><SPAN style="font: 13px 'Times New Roman';margin-left: 2px;line-height: 15px;">lag om ändring i lagen (1999:158) om investerarskydd,</SPAN></P>
<P class="p754 ft4"><SPAN class="ft2">12.</SPAN><SPAN style="font: 13px 'Times New Roman';margin-left: 2px;line-height: 16px;">lag om ändring i lagen (1999:1309) om system för avveckling av förpliktelser på finansmarknaden,</SPAN></P>
<P class="p754 ft2"><SPAN class="ft2">13.</SPAN><SPAN style="font: 13px 'Times New Roman';margin-left: 2px;line-height: 15px;">lag om ändring i lagen (2000:35) om byte av redovisningsvaluta i finansiella företag,</SPAN></P>
<P class="p754 ft2"><SPAN class="ft2">14.</SPAN><SPAN style="font: 13px 'Times New Roman';margin-left: 2px;line-height: 15px;">lag om ändring i lagen (2000:562) om internationell rättslig hjälp i brottmål,</SPAN></P>
<P class="p754 ft4"><SPAN class="ft2">15.</SPAN><SPAN style="font: 13px 'Times New Roman';margin-left: 2px;line-height: 16px;">lag om ändring i lagen (2000:1087) om anmälningsskyldighet för vissa innehav av finansiella instrument,</SPAN></P>
<P class="p157 ft2"><SPAN class="ft2">16.</SPAN><SPAN style="font: 13px 'Times New Roman';margin-left: 2px;line-height: 15px;">lag om ändring i lagen (2004:46) om värdepappersfonder,</SPAN></P>
<P class="p157 ft2"><SPAN class="ft2">17.</SPAN><SPAN style="font: 13px 'Times New Roman';margin-left: 2px;line-height: 15px;">lag om ändring i lagen (2004:1199) om handel med utsläppsrätter,</SPAN></P>
<P class="p157 ft2"><SPAN class="ft2">18.</SPAN><SPAN style="font: 13px 'Times New Roman';margin-left: 2px;line-height: 15px;">lag om ändring i aktiebolagslagen (2005:551),</SPAN></P>
<P class="p157 ft2"><SPAN class="ft2">19.</SPAN><SPAN style="font: 13px 'Times New Roman';margin-left: 2px;line-height: 15px;">lag om ändring i lagen (2007:528) om värdepappersmarknaden,</SPAN></P>
<P class="p157 ft2"><SPAN class="ft2">20.</SPAN><SPAN style="font: 13px 'Times New Roman';margin-left: 2px;line-height: 15px;">lag om ändring i offentlighets- och sekretesslagen (2009:400),</SPAN></P>
<P class="p754 ft2"><SPAN class="ft2">21.</SPAN><SPAN style="font: 13px 'Times New Roman';margin-left: 2px;line-height: 15px;">lag om ändring i lagen (2011:900) om dödande av förkommen handling,</SPAN></P>
<P style="text-align: justify;margin-top: 14px;margin-bottom: 0px;" class="ft2"><SPAN class="ft2">22.</SPAN><SPAN style="font: 13px 'Times New Roman';margin-left: 2px;line-height: 15px;">lag om ändring i skatteförfarandelagen (2011:1244),</SPAN></P>
<P class="p759 ft4"><SPAN class="ft2">23.</SPAN><SPAN style="font: 13px 'Times New Roman';margin-left: 2px;line-height: 16px;">lag om ändring i lagen (2014:484) om en databas för övervakning av och tillsyn över finansmarknaderna,</SPAN></P>
<P class="p759 ft22"><SPAN class="ft2">24.</SPAN><SPAN style="font: 13px 'Times New Roman';margin-left: 2px;line-height: 17px;">lag om ändring i lagen (2015:62) om identifiering av rapporterings- pliktiga konton med anledning av </SPAN><NOBR>FATCA-avtalet.</NOBR></P>
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<P class="p600 ft2">Bilaga 9</P>
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<P class="p16 ft2">671</P>
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<P class="p640 ft2">Prop. 2015/16:10</P>
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<P class="p1435 ft2">672</P>
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<P class="p278 ft4">Förslagen har inför Lagrådet föredragits av ämnesråden Henrik Lennefeldt och Annica Axén Linderl samt departementssekreterarna Charlotta Tajthy och Fredrik Opander.</P>
<P class="p348 ft2">Förslagen föranleder följande yttrande av <SPAN style="font: 13px 'Times New Roman';text-decoration: underline;line-height: 15px;">Lagrådet</SPAN>:</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 16px;margin-bottom: 0px;" class="ft2">I lagrådsremissen föreslås ändringar i lagen (1998:1479) om kontoföring av finansiella instrument (kontoföringslagen) och i aktiebolagslagen (2005:551) samt i ett antal andra lagar. Ändringarna sker till följd av ikraftträdandet av Europaparlamentets och rådets förordning (EU) nr 909/2014 av den 23 juli 2014 om förbättrad värdepappersavveckling i Europeiska unionen och om värdepapperscentraler, samt om ändring i vissa andra rättsakter. Förordningen är direkt tillämplig i varje medlemsstat, men innehåller regler som förutsätter att medlemsstaterna inför olika bestämmelser som kompletterar förordningen.</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 18px;margin-bottom: 0px;" class="ft2">Förordningen syftar bl.a. till att undanröja de nuvarande hindren för gränsöverskridande avveckling av värdepapper och därigenom åstad- komma en integrerad marknad för en sådan avveckling, utan åtskillnad mellan nationella och gränsöverskridande värdepapperstransaktioner (skälen 4 och 21 i förordningen). Genom konkurrens mellan värde- papperscentraler ska marknadsdeltagare ges möjlighet att välja leverantör och minska beroendet av någon enskild infrastrukturleverantör (se remissen s. 128). En innehavare av finansiella instrument ska kunna välja vilken värdepapperscentral inom EES som ska utföra bl.a. avvecklings- och kontoföringstjänster.</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 19px;margin-bottom: 0px;" class="ft4">Vare sig frågan om vilka uppgifter som ska föras in i ett register hos en värdepapperscentral eller frågan om verkningarna av en registrering regleras i förordningen eller rättsakter som har antagits med stöd av förordningen.</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 13px;margin-bottom: 0px;" class="ft4">Lagrådsremissen innehåller ett flertal regler om uppgifter som ska tas in i register i andra <NOBR>EES-länder</NOBR> och skyldighet för värdepapperscentraler i sådana länder att fullgöra uppgiftsskyldighet.</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 13px;margin-bottom: 0px;" class="ft2">Ett exempel är bestämmelserna i skatteförfarandelagen som medför skyldighet för värdepapperscentraler att lämna in åtaganden till Skat- teverket om att göra skatteavdrag och lämna kontrolluppgifter. Det framgår inte vilka möjligheter svenska myndigheter har att säkerställa att bestämmelserna följs. I remissen anges (s. 307) att krav på åtagande att ge in kontrolluppgifter redan stadgas för vissa utländska försäkrings- givare, 23 kap. 6 § skatteförfarandelagen. Den regleringen avser emeller- tid inte åtaganden att göra skatteavdrag (jfr prop. 2007/08:55 s. 59), och bygger även i övrigt på andra förutsättningar.</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 18px;margin-bottom: 0px;" class="ft4">Vid föredragningen har upplysts att förslagen bygger på att de vär- depapperscentraler som åläggs skyldigheterna frivilligt kommer att fullgöra dessa. Det kan dock konstateras att det kan komma att bli en svår uppgift för värdepapperscentralerna att tillgodogöra sig olika länders regler i samband med registrering av utländska aktier. Även med</P>
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<P class="p343 ft4">beaktande av det informationsutbyte mellan länderna som finns på skatteområdet kan man inte bortse från risken för att Skatteverkets kontrollmöjligheter minskar och att möjligheterna till skatteun- dandragande ökar.</P>
<P class="p343 ft22">Motsvarande frågor väcks även av övriga lagförslag. De praktiska konsekvenserna bör genomgående utvecklas ytterligare i det fortsatta lagstiftningsarbetet.</P>
<P style="font: 13px 'Times New Roman';text-decoration: underline;line-height: 15px;" class="p212">Förslaget till lag om ändring i föräldrabalken</P>
<P class="p366 ft2">13 kap. 19 § och 14 kap. 21 §</P>
<P style="text-align: justify;padding-right: 13px;margin-top: 16px;margin-bottom: 0px;" class="ft2">Enligt bestämmelserna ska överförmyndare i vissa fall kunna lämna meddelande till värdpapperscentral om begränsning i föräldrars eller ställföreträdares möjlighet att förfoga över sådana rättigheter som registrerats i avstämningsregister. Meddelanden om att beslut fattats avseende sådana förfogandebegränsningar ska kunna lämnas även till värdepapperscentral som för motsvarande utländska register. Vilken verkan ett sådant meddelande till utländskt register kan ha framgår inte närmare av lagrådsremissen. Denna fråga bör belysas i det fortsatta lagstiftningsarbetet.</P>
<P class="p293 ft2">16 kap. 10 a §</P>
<P style="text-align: justify;padding-right: 13px;margin-top: 16px;margin-bottom: 0px;" class="ft2">Enligt bestämmelsen ska en värdepapperscentral på begäran lämna uppgifter till överförmyndaren. Begreppet värdepapperscentral är avsett (se remissen s. 331) att motsvara definitionen i kontoföringslagen (se om denna vad Lagrådet anför i det följande), varför skyldigheten även omfattar värdepapperscentraler i andra <NOBR>EES-länder.</NOBR> Hur en sådan uppgiftsskyldighet förväntas fungera bör belysas i det fortsatta lagstiftningsarbetet.</P>
<P style="font: 13px 'Times New Roman';text-decoration: underline;line-height: 15px;" class="p293">Förslaget till lag om ändring i utsökningsbalken</P>
<P class="p366 ft2">4 kap. 30 §</P>
<P style="text-align: justify;padding-right: 13px;margin-top: 16px;margin-bottom: 0px;" class="ft4">Enligt bestämmelsen följer förmånsrätt med utmätning av rättighet som är registrerad enligt kontoföringslagen genom registrering av utmätningen enligt den lagen. Som bestämmelsen har utformats kan endast registrering i Sverige medföra förmånsrätt.</P>
<P style="text-align: justify;padding-right: 13px;margin-top: 13px;margin-bottom: 0px;" class="ft2">Vid pantsättning eller annat förfogande över finansiella instrument som registreras enligt lag ska lagen i det land där registret förs tillämpas beträffande rättsverkningarna i förhållande till andra än parterna, se 5 kap. 3 § lagen (1991:980) om handel med finansiella instrument. Det innebär att panträtt t.ex. i aktier i ett svenskt avstämningsbolag kan uppkomma genom registrering i ett annat land inom EES om det följer av lagen i det land där registret förs. Frågan om vad som då gäller i förmånsrättsligt hänseende vid utmätning och verkan av utmätning vid en efterföljande konkurs bör utvecklas i det fortsatta lagstiftningsarbetet.</P>
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<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 9</P>
<P class="p1439 ft2">673</P>
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<TABLE cellpadding=0 cellspacing=0 class="t85">
<TR>
<TD class="tr2 td224"><P class="p32 ft2">Prop. 2015/16:10</P></TD>
<TD style="padding: 0px;margin: 0px;width: 379px;vertical-align: bottom;" class="tr2"><P style="font: 13px 'Times New Roman';text-decoration: underline;line-height: 15px;" class="p60">Förslaget till lag om ändring i förmånsrättslagen</P></TD>
<TD class="tr2 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td224"><P class="p32 ft2">Bilaga 9</P></TD>
<TD rowspan=2 style="padding: 0px;margin: 0px;width: 379px;vertical-align: bottom;" class="tr46"><P class="p60 ft2">4 §</P></TD>
<TD class="tr31 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr40 td188"><P class="p60 ft2">Enligt bestämmelsen följer förmånsrätt med panträtt på grund av re-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD style="padding: 0px;margin: 0px;width: 379px;vertical-align: bottom;" class="tr25"><P class="p60 ft2">gistrering eller underrättelse enligt kontoföringslagen.</P></TD>
<TD class="tr25 td55"><P class="p17 ft2">Som</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">bestämmelsen har utformats kan endast registrering i Sverige medföra</P></TD>
</TR>
<TR>
<TD class="tr31 td224"><P class="p20 ft6"> </P></TD>
<TD style="padding: 0px;margin: 0px;width: 379px;vertical-align: bottom;" class="tr31"><P class="p60 ft2">förmånsrätt.</P></TD>
<TD class="tr31 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td224"><P class="p20 ft6"> </P></TD>
<TD style="padding: 0px;margin: 0px;width: 379px;vertical-align: bottom;" class="tr40"><P class="p60 ft2">Se vad Lagrådet anför i anslutning till 4 kap. 30 § utsökningsbalken.</P></TD>
<TD class="tr40 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td188"><P style="font: 13px 'Times New Roman';text-decoration: underline;line-height: 15px;" class="p60">Förslaget till lag om ändring i lagen om kontoföring av finansiella</P></TD>
</TR>
<TR>
<TD class="tr27 td224"><P class="p20 ft6"> </P></TD>
<TD style="padding: 0px;margin: 0px;width: 379px;vertical-align: bottom;" class="tr27"><P style="font: 13px 'Times New Roman';text-decoration: underline;line-height: 15px;" class="p60">instrument</P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td224"><P class="p20 ft6"> </P></TD>
<TD style="padding: 0px;margin: 0px;width: 379px;vertical-align: bottom;" class="tr41"><P class="p60 ft2">1 kap. 3 §</P></TD>
<TD class="tr41 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr0 td224"><P class="p20 ft6"> </P></TD>
<TD style="padding: 0px;margin: 0px;width: 379px;vertical-align: bottom;" class="tr0"><P class="p60 ft3">Statisk hänvisning avseende <NOBR>EU-förordningen</NOBR></P></TD>
<TD class="tr0 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td188"><P class="p60 ft2">Paragrafen innehåller ett antal definitioner. Bl. a. definieras den EU-</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">förordning som ligger till grund för ändringslagen. Enligt definitionen</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">ska med förordningen om värdepapperscentraler avses förordningen i</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">dess ursprungliga lydelse. Definitionen används sedan i de be-</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">stämmelser i lagen som kopplas till olika regler i förordningen, t.ex. i</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">kapitel 9 om tillsyn och ingripanden. I dessa bestämmelser stadgas,</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">exempelvis, att ingripanden ska ske mot den som låtit bli att uppfylla de</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">krav som närmare specificeras i <NOBR>EU-förordningen</NOBR> (se t.ex. föreslagna</P></TD>
</TR>
<TR>
<TD class="tr31 td224"><P class="p20 ft6"> </P></TD>
<TD style="padding: 0px;margin: 0px;width: 379px;vertical-align: bottom;" class="tr31"><P class="p60 ft2">9 kap. 12 §).</P></TD>
<TD class="tr31 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td188"><P class="p60 ft2">De hänvisningar som i lagtexten på detta sätt görs till förordningen är</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">således statiska, dvs. eventuellt senare ändringar i förordningen avses</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">inte bli beaktade vid tillämpning av de bestämmelser som direkt kopplats</P></TD>
</TR>
<TR>
<TD class="tr27 td224"><P class="p20 ft6"> </P></TD>
<TD style="padding: 0px;margin: 0px;width: 379px;vertical-align: bottom;" class="tr27"><P class="p60 ft2">till förordningen.</P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td188"><P class="p60 ft2">Frågan är vilka konsekvenser som detta medför. Hänvisningarna sker ju</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">till en <NOBR>EU-förordning,</NOBR> som är direkt tillämplig. I den mån ändringar i</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">förordningsregleringen kommer att ske uppstår frågor om hur</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">kontoföringslagen ska tillämpas. Det gäller t.ex. de nämnda reglerna i</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">9 kap. 12 § om Finansinspektionens ingripanden vid brister i tillämp-</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">ningen av olika förordningsregler. Det gäller också t.ex. den föreslagna</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">regeln i 10 kap. 1 § enligt vilken bestämmelse Finansinspektionens beslut</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">enligt <NOBR>EU-förordningen</NOBR> (statiskt definierad) får överklagas till allmän</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">förvaltningsdomstol, och där konsekvensen av den valda tekniken synes</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">vara att beslut enligt eventuella nya eller ändrade förordningsregler inte</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">täcks in av överklaganderegeln. Ett annat exempel är 1 kap. 5 §, där</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">Finansinspektionen utses till behörig myndighet enligt förordningen, men</P></TD>
</TR>
<TR>
<TD class="tr25 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td188"><P class="p60 ft2">även här endast i dess ursprungliga lydelse i enlighet med den statiska</P></TD>
</TR>
<TR>
<TD class="tr27 td224"><P class="p20 ft6"> </P></TD>
<TD style="padding: 0px;margin: 0px;width: 379px;vertical-align: bottom;" class="tr27"><P class="p60 ft2">definitionen.</P></TD>
<TD class="tr27 td55"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td188"><P class="p60 ft2">Enligt Lagrådets mening synes det oklart varför statiska hänvisningar till</P></TD>
</TR>
<TR>
<TD class="tr26 td224"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td188"><P class="p60 ft2">förordningen valts i dessa och andra fall. I remissen beskrivs inte de</P></TD>
</TR>
<TR>
<TD class="tr31 td224"><P class="p858 ft2">674</P></TD>
<TD style="padding: 0px;margin: 0px;width: 379px;vertical-align: bottom;" class="tr31"><P class="p60 ft2">överväganden som ligger bakom denna hänvisningsteknik.</P></TD>
<TD class="tr31 td55"><P class="p17 ft2">En</P></TD>
</TR>
</TABLE>
</DIV>
<DIV id="page_675" style="position:relative; overflow: hidden;margin: 50px 0px 81px 68px;padding: 0px;border: none;width: 556px;">
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<DIV style="float:left;border:none;margin: 1px 0px 0px 0px;padding: 0px;border:none;width: 406px;overflow: hidden;">
<P class="p343 ft4">genomgång bör ske av samtliga bestämmelser där den statiska definitionen kommer till användning. Om denna analys visar att hän- visningar åtminstone i vissa fall bör vara dynamiska, dvs. avse för- ordningens i den vid varje tidpunkt gällande lydelsen, bör definitionen eller de paragrafer där den används ses över.</P>
<P style="text-align: justify;padding-right: 13px;margin-top: 12px;margin-bottom: 0px;" class="ft22">Den statiska definitionen av förordningen används också i lagförslagen 12, 18 och 19, som bör ses över på motsvarande sätt.</P>
<P class="p302 ft3">Begreppet värdepapperscentral</P>
<P style="text-align: justify;padding-right: 13px;margin-top: 16px;margin-bottom: 0px;" class="ft4">De föreslagna lagändringarna avser i stor utsräckning regler för vär- depapperscentraler. I 1 kap. 3 § finns fyra olika definitioner som avser begreppet värdepapperscentral. Definitionerna är:</P>
<P style="text-align: justify;padding-right: 13px;margin-top: 13px;margin-bottom: 0px;" class="ft4"><SPAN class="ft36">Värdepapperscentral, </SPAN>vilket ska avse detsamma som i artikel 2.1.1 i förordningen, nämligen en juridisk person som driver ett avvecklings- system för värdepapper och tillhandahåller minst en av ytterligare två tjänster, notarietjänst eller central kontoföringstjänst. Enligt remissen (s. 337) omfattar artikeln, och därmed definitionen i kontoföringslagen, sådana juridiska personer som är etablerade inom EES.</P>
<P style="text-align: justify;padding-right: 13px;margin-top: 11px;margin-bottom: 0px;" class="ft4"><SPAN class="ft36">Värdepapperscentral från tredje land</SPAN>, vilket avser detsamma som i artikel 2.1.2 i förordningen, nämligen en juridisk person som är eta- blerad i ett tredje land och som tillhandhåller en tjänst som liknar en avvecklingstjänst och minst en av ytterligare två tjänster; definitionen omfattar sådana värdepapperscentraler som erkänts enligt artikel 25 i förordningen.</P>
<P style="text-align: justify;padding-right: 13px;margin-top: 12px;margin-bottom: 0px;" class="ft4"><SPAN class="ft36">Svensk värdepapperscentral</SPAN>, en värdepapperscentral som är etablerad i Sverige.</P>
<P style="text-align: justify;padding-right: 13px;margin-top: 13px;margin-bottom: 0px;" class="ft22"><SPAN class="ft41">Utländsk värdepapperscentral, </SPAN>en värdepapperscentral som är etablerad i ett annat land inom EES än Sverige.</P>
<P style="text-align: justify;padding-right: 13px;margin-top: 13px;margin-bottom: 0px;" class="ft2">I kontoföringslagen har bestämmelserna i flertalet fall utformats så att de reglerar verksamheten i värdepapperscentraler, vilket innebär att bestäm- melserna definitionsmässigt avser värdepapperscentraler inom EES. Av 1 kap. 2 § framgår emellertid att kontoföringslagens tillämpningsområde är begränsat – lagen tillämpas på svenska värdepapperscentraler och, i fråga om värdepapperscentraler i övriga EES eller i tredje land, endast när så uttryckligen anges. Det innebär att de bestämmelser som avser värdepapperscentraler i de flesta fall har en annan räckvidd än vad definitionen synes antyda.</P>
<P style="text-align: justify;padding-right: 13px;margin-top: 18px;margin-bottom: 0px;" class="ft4">Endast i 3 kap. 2 § andra stycket samt i 9 kap. 1 § första stycket, 2 § första stycket och 10 § första stycket finns en reglering där något slags precisering av den territoriella omfattningen aktualiseras. Definitionerna förefaller i dessa fall inte ha använts på ett konsekvent sätt.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 9</P>
<P class="p1439 ft2">675</P>
</DIV>
</DIV>
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<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 9</P>
<P class="p1435 ft2">676</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P class="p278 ft4">Definitionen av värdepapperscentral får betydelse för tolkningen även när det gäller ett antal av de andra lagförslagen. Det kan då uppkomma osäkerhet om regleringen även ska tillämpas på värdepapperscentraler utanför Sverige. Lagrådet återkommer till frågan under kommentarerna till de olika lagförslagen.</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 12px;margin-bottom: 0px;" class="ft2">Det kan sättas i fråga om det inte vore tydligare att endast definiera värdepapperscentral utifrån den verksamhet som ska bedrivas i en sådan central. I de bestämmelser som omfattar även centraler i andra länder än Sverige kan detta i varje särskilt fall anges, på det sätt som förutsätts i 1 kap. 2 §. Frågan om användningen av begreppen och de olika definitionerna bör övervägas ytterligare i det fortsatta lagstiftnings- arbetet.</P>
<P class="p293 ft2">3 kap. 1 §</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 15px;margin-bottom: 0px;" class="ft4">Enligt första stycket punkten 3 kan en värdepapperscentral anta vissa utländska juridiska personer som kontoförande institut, under förutsättning bl. a. att dessa personer i övrigt är lämpliga att vidta registreringsåtgärder i avstämningsregister hos värdepapperscentralen. Detta sistnämnda krav framgår emellertid också av det föreslagna andra stycket, varför första stycket punkten 3 kan förkortas.</P>
<P class="p302 ft2">3 kap. 2 §</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 15px;margin-bottom: 0px;" class="ft22">När det gäller punkten 3 i andra stycket, se vad som anförs under 1 kap. 3 § om användning av definitioner avseende värdepapperscentral.</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 12px;margin-bottom: 0px;" class="ft22">När det gäller punkten 6 i andra stycket och användningen av statiska hänvisningar till <NOBR>EU-rättsakter,</NOBR> se vad som anförts ovan under 1 kap. 3 §.</P>
<P class="p302 ft2">5 kap. 5 §</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 16px;margin-bottom: 0px;" class="ft4">I paragrafens andra stycke finns en bestämmelse om att en värde- papperscentral ska bevara uppgifter som avförs ur avstämningsregistret i minst tio år. Av artikel 29.1 i <NOBR>EU-förordningen</NOBR> framgår emellertid kravet att en värdepapperscentral ska bevara alla sina registeruppgifter om sina tjänster och sin verksamhet i minst tio år. Bestämmelsen i 5 kap. 5 § andra stycket synes således överflödig.</P>
<P class="p212 ft2">9 kap. 1, 2 och 10 §</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 16px;margin-bottom: 0px;" class="ft22">Bestämmelserna bör ses över, se vad som anförs under 1 kap. 3 § om användning av definitioner avseende värdepapperscentral.</P>
<P class="p302 ft2">9 kap. 4 §</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 16px;margin-bottom: 0px;" class="ft4">I paragrafen föreskrivs att regeringen eller den myndighet regeringen bestämmer ”får meddela föreskrifter” … i ett visst avseende. Eftersom bestämmelsen inte är avsedd att innefatta ett bemyndigande utan upplysa</P>
</DIV>
</DIV>
</DIV>
<DIV id="page_677" style="position:relative; overflow: hidden;margin: 48px 0px 81px 0px;padding: 0px;border: none;width: 573px;">
<TABLE cellpadding=0 cellspacing=0 class="t37">
<TR>
<TD class="tr28 td120"><P class="p20 ft2">om regeringens rätt att meddela föreskrifter, bör orden ”får meddela</P></TD>
<TD class="tr28 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD class="tr27 td120"><P class="p20 ft2">föreskrifter” bytas ut mot ordet ”meddelar”.</P></TD>
<TD class="tr27 td47"><P class="p20 ft2">Bilaga 9</P></TD>
</TR>
<TR>
<TD class="tr40 td120"><P class="p20 ft2">9 kap. 15 och 17 §§</P></TD>
<TD class="tr40 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td120"><P class="p20 ft2">Enligt 15 § andra stycket kan Finansinspektionen meddela varning när</P></TD>
<TD class="tr41 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">bestämmelser som reglerar en värdepapperscentrals verksamhet har</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">överträtts. I 17 §, som reglerar sanktionsavgifter, synes förutsatt att</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">varning också kan meddelas i motsvarande fall när det gäller utsedda</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td120"><P class="p20 ft2">kreditinstitut. 15 § kan således behöva kompletteras. 11</P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td120"><P class="p20 ft2">10 kap. 2 §</P></TD>
<TD class="tr41 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td120"><P class="p20 ft2">I paragrafen finns bestämmelser om möjlighet till s.k. dröjsmålstalan.</P></TD>
<TD class="tr40 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">Bestämmelsen är utformad efter förebild av 16 kap. 2 § lagen (2013:561)</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">om förvaltare av alternativa investeringsfonder. Vid föredragningen i</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">Lagrådet har upplysts att motsvarigheten till den paragrafens sista stycke</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">av misstag inte tagits in i det remitterade lagförslaget. Bestämmelsen bör</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td120"><P class="p20 ft2">alltså kompletteras med ett tredje stycke med följande lydelse:</P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td120"><P class="p20 ft2">Om Finansinspektionen inte har meddelat ett beslut som avses i första</P></TD>
<TD class="tr38 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">stycket inom sex månader från det att förklaringen har lämnats, ska</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td120"><P class="p20 ft2">ansökan anses ha avslagits.</P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td120"><P class="p20 ft2">I samband med att motsvarande möjlighet till dröjsmålstalan infördes i</P></TD>
<TD class="tr38 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">12 kap. 2 § lagen (2004:46) om investeringsfonder (lagen har</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">namnändrats till lagen om värdepappersfonder och bestämmelsen finns</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">numera i 14 kap. 2 §) konstaterade Lagrådet att den konstruktion som</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">valts innebär att den materiella domstolsprövningen försenas, eftersom</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">domstol i ett särskilt förfarande första ska pröva den formella frågan om</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">ärendet onödigt uppehålls. Lagrådet framhöll att genom en sådan</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">fördröjning av den materiella domstolsprövningen kan också konflikt</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">uppkomma med artikel 13 i Europakonventionen om de mänskliga</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">rättigheterna, som enligt <NOBR>EU-domstolens</NOBR> praxis kräver att det ska finnas</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">ett effektivt rättsmedel mot oskäliga förseningar av domstolsprövningar</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">(prop. 2002/03:150 s. 458 f.). I a. prop. s. 184 uttalade regeringen att det</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">finns starka skäl för att bestämmelserna om rätten till domstolsprövning</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">ges en enhetlig utformning på det finansiella området men att det med</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">anledning av Lagrådets synpunkter finns skäl att genomföra en samlad</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">översyn av de bestämmelser av aktuellt slag som förkommer i finansiell,</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">näringsrättslig lagstiftning. Någon sådan översyn har ännu inte kommit</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td120"><P class="p20 ft2">till stånd.</P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td120"><P class="p20 ft2">Lagrådet konstaterar att det alltjämt finns skäl att se över de aktuella</P></TD>
<TD class="tr41 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td120"><P class="p20 ft2">bestämmelserna.</P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P style="text-align: right;margin-top: 74px;margin-bottom: 0px;" class="ft2">677</P>
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<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 114px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 9</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P style="font: 13px 'Times New Roman';text-decoration: underline;line-height: 17px;" class="p278">Förslaget till lag om ändring i lagen om byte av redovisningsvaluta i finansiella företag</P>
<P class="p302 ft2">2 §</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 16px;margin-bottom: 0px;" class="ft4">Begreppet värdepapperscentral definieras genom en hänvisning till kontoföringslagen, och omfattar således alla sådana företag inom EES- området. Med en sådan definition ska lagens regler om byte av redovisningsvaluta tillämpas även av andra än svenska företag, vilket enligt vad som framgått vid föredragningen inte är avsett. Den före- slagna bestämmelsen bör således ses över.</P>
<P style="font: 13px 'Times New Roman';text-decoration: underline;line-height: 15px;" class="p212">Förslaget till lag om ändring i lagen om värdepappersfonder</P>
<P class="p881 ft2">4 kap. 11 och 12 §§</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 15px;margin-bottom: 0px;" class="ft4">I paragraferna används uttrycket värdepapperscentral. En sådan ska i vissa fall föra register över innehavare av andelar i värdepappersfonder. Vid föredragningen av lagsrådsremissen har framkommit att endast svensk värdepapperscentral avses, eftersom registerföring ska ske enligt kontoföringslagens regler. Detta bör beaktas vid överväganden om den terminologi som ska användas, jämför med vad Lagrådet anfört om 1 kap. 3 § kontoföringslagen. 13</P>
<P style="font: 13px 'Times New Roman';text-decoration: underline;line-height: 15px;" class="p212">Förslaget till lag om ändring i aktiebolagslagen</P>
<P class="p881 ft2">1 kap. 10 a och 10 b §§</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 15px;margin-bottom: 0px;" class="ft4">I 1 kap. 10 b § görs hänvisningar till definitionerna av <SPAN class="ft36">värdepappers- central </SPAN>och <SPAN class="ft36">värdepapperscentral från tredjeland </SPAN>i kontoföringslagen. Vidare anges att värdepapperscentraler från tredjeland omfattas av tillämpningen av begreppet värdepapperscentral om inte något annat anges. Det innebär att uttrycket värdepapperscentral getts olika be- tydelser i aktiebolagslagen och i kontoföringslagen.</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 11px;margin-bottom: 0px;" class="ft4">I 1 kap. 10 a § används uttrycket <SPAN class="ft36">utländsk värdepapperscentral</SPAN>. Ut- trycket <SPAN class="ft36">utländsk </SPAN>synes här användas i sin normala språkliga betydelse (jfr första stycket sista meningen), dvs. en värdepapperscentral som inte är etablerad i Sverige. Uttrycket har dock en annan betydelse i kontoföringslagen.</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 13px;margin-bottom: 0px;" class="ft4">Men hänsyn till den nära koppling som finns mellan bestämmelserna om värdepapperscentraler i kontoföringslagen och i aktiebolagslagen samt den hänvisning som görs till definitioner i lagen om kontoföring av finansiella instrument bör begreppen som avser värdepapperscentraler användas på samma sätt i de två lagarna. (Se även vad Lagrådet anför i anslutning till 1 kap. 3 § kontoföringslagen).</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 42px 0px 0px 0px;padding: 0px;border:none;width: 588px;overflow: hidden;">
<P class="p16 ft2">678</P>
</DIV>
</DIV>
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<TABLE cellpadding=0 cellspacing=0 class="t37">
<TR>
<TD class="tr28 td120"><P class="p20 ft2">4 kap. 40 §</P></TD>
<TD class="tr28 td47"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD rowspan=2 class="tr40 td120"><P class="p20 ft2">I paragrafen anges att den som är antecknad i ett avstämningsregister</P></TD>
<TD class="tr27 td47"><P class="p20 ft2">Bilaga 9</P></TD>
</TR>
<TR>
<TD class="tr37 td47"><P class="p20 ft174"> </P></TD>
</TR>
<TR>
<TD class="tr31 td120"><P class="p20 ft2">enligt 4 kap. 18 § första stycket <NOBR>6–8</NOBR> kontoföringslagen i stället för</P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">aktieägaren ska antas vara behörig att utöva de rättigheter som avses i</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">39 §. Bestämmelsen reglerar rätten att ta emot t.ex. vinstutdelning eller</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">nya aktier vid emission, i den situationen att aktieägaren försatts i</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td120"><P class="p20 ft2">konkurs eller utmätning skett hos denne.</P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td120"><P class="p20 ft2">Med avstämningsregister avses, vid tillämpning av aktiebolagslagen,</P></TD>
<TD class="tr41 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">även ett motsvarande register som förs av en värdepapperscentral i ett</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">annat land inom EES (se vad som anförts ovan). Det finns dock inte</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">några bestämmelser som säkerställer att de uppgifter som ska antecknas</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">enligt 4 kap. 18 § <NOBR>6–8</NOBR> kontoföringslagen även antecknas i register som</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">förs i ett annat <NOBR>EES-land.</NOBR> Frågan om vad som då ska gälla om sådana</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">uppgifter som anges i 4 kap. kontoföringslagen inte har registrerats och</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">hur exempelvis borgenärers skydd vid utmätning och konkurs ska säkras</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">i sådana situationer har inte redovisats i remissen. Frågan bör övervägas</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td120"><P class="p20 ft2">och utvecklas ytterligare i det fortsatta lagstiftningsarbetet.</P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td120"><P class="p20 ft2">11 kap. 8 §</P></TD>
<TD class="tr41 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td120"><P class="p20 ft2">I paragrafen finns bestämmelser om att fondaktierätter och teck-</P></TD>
<TD class="tr40 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">ningsrätter i ett avstämningsbolag ska registreras i avstämningsregister.</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">Det framgår dock inte i remissen hur man ska kunna säkerställa att</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">sådana rättigheter antecknas i ett register som motsvarar ett av-</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">stämningsregister och som förs i ett annat <NOBR>EES-land</NOBR> (jfr 1 kap. 10 a §).</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td120"><P class="p20 ft2">Frågan bör utvecklas i det fortsatta lagstiftningsarbetet.</P></TD>
<TD class="tr27 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td120"><P class="p20 ft2">22 kap. 4, 14, 20 och 21 §§</P></TD>
<TD class="tr41 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td120"><P class="p20 ft2">I 22 kap. aktiebolagslagen finns bestämmelser om inlösen av minori-</P></TD>
<TD class="tr40 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">tetsaktier. I 4 § finns bestämmelser som innebär att rätten till inlö-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">senbelopp tillkommer den som i avstämningsregistret är registrerad som</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">ägare till aktierna eller antecknad på konto i avstämningsregister som</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">berättigad till lösenbeloppet. Vidare finns i 14, 20 och 21 §§ be-</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">stämmelser om att majoritetsägaren i ett avstämningsbolag under vissa</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">förutsättningar har rätt att på begäran registreras som ägare till aktierna</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">och att aktieägarens rätt till lösenbeloppet i vissa fall också ska</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td120"><P class="p20 ft2">registreras.</P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td120"><P class="p20 ft2">Några bestämmelser som säkerställer att motsvarande förfarande</P></TD>
<TD class="tr41 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">tillämpas när aktierna i ett avstämningsbolag har registrerats i en</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td120"><P class="p20 ft2">värdepapperscentral i ett annat land inom EES finns inte. Frågan vilka</P></TD>
<TD class="tr26 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td120"><P class="p20 ft2">konsekvenser detta får och hur tanken är att det då ska fungera i</P></TD>
<TD class="tr25 td47"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td120"><P class="p20 ft2">praktiken bör redovisas i det fortsatta lagstiftningsarbetet.</P></TD>
<TD class="tr31 td47"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P style="text-align: right;margin-top: 59px;margin-bottom: 0px;" class="ft2">679</P>
</DIV>
<DIV id="page_680" style="position:relative; overflow: hidden;margin: 47px 0px 81px 36px;padding: 0px;border: none;width: 588px;">
<TABLE cellpadding=0 cellspacing=0 class="t77">
<TR>
<TD class="tr2 td129"><P class="p20 ft2">Prop. 2015/16:10</P></TD>
<TD colspan=2 class="tr2 td169"><P style="font: 13px 'Times New Roman';text-decoration: underline;line-height: 15px;" class="p20">Förslaget till lag om ändring i offentlighets- och sekretesslagen</P></TD>
</TR>
<TR>
<TD class="tr31 td129"><P class="p20 ft2">Bilaga 9</P></TD>
<TD rowspan=2 style="padding: 0px;margin: 0px;width: 283px;vertical-align: bottom;" class="tr46"><P class="p20 ft2">30 kap. 5 §</P></TD>
<TD class="tr31 td222"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td222"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr40 td169"><P class="p20 ft2">Enligt bestämmelsen gäller sekretess i vissa fall avseende uppgifter om</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">innehav av bl.a. aktier eller andelar i en central värdepappersförvarare.</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">Enligt förslaget ska bestämmelsen i stället avse aktier eller andelar i</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">värdepapperscentral. Det framstår som oklart om avsikten är att</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">bestämmelsen också ska avse värdepapperscentraler i andra <NOBR>EES-länder</NOBR></P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">och, eventuellt, i tredje länder. Jämför med vad Lagrådet anfört under</P></TD>
</TR>
<TR>
<TD class="tr31 td129"><P class="p20 ft6"> </P></TD>
<TD style="padding: 0px;margin: 0px;width: 283px;vertical-align: bottom;" class="tr31"><P class="p20 ft2">1 kap. 3 § kontoföringslagen.</P></TD>
<TD class="tr31 td222"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td129"><P class="p20 ft6"> </P></TD>
<TD style="padding: 0px;margin: 0px;width: 283px;vertical-align: bottom;" class="tr41"><P style="font: 13px 'Times New Roman';text-decoration: underline;line-height: 15px;" class="p20">Förslaget till lag om ändring i skatteförfarandelagen</P></TD>
<TD class="tr41 td222"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr0 td129"><P class="p20 ft6"> </P></TD>
<TD style="padding: 0px;margin: 0px;width: 283px;vertical-align: bottom;" class="tr0"><P class="p20 ft2">10 kap. 22 § och 23 kap. 8 §</P></TD>
<TD class="tr0 td222"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr40 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr40 td169"><P class="p20 ft2">De föreslagna bestämmelserna avser åtagande att göra skatteavdrag och</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD style="padding: 0px;margin: 0px;width: 283px;vertical-align: bottom;" class="tr25"><P class="p20 ft2">att lämna kontrolluppgift. De ska gälla</P></TD>
<TD class="tr25 td222"><P class="p17 ft2">sådana utländska</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">värdepapperscentraler som avses i 1 kap. 3 § kontoföringslagen, dvs</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">värdepapperscentraler som är etablerade inom andra länder i EES än</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">Sverige. I paragraferna finns avslutningsvis bestämmelser som utvidgar</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">skyldigheten till att avse även ”andra utländska juridiska personer än</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">utländska värdepapperscentraler”. Enligt lagrådsremissen (s. <NOBR>367–370)</NOBR></P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">avses, i detta sammanhang, med ”utländsk juridisk person” detsamma</P></TD>
</TR>
<TR>
<TD class="tr27 td129"><P class="p20 ft6"> </P></TD>
<TD style="padding: 0px;margin: 0px;width: 283px;vertical-align: bottom;" class="tr27"><P class="p20 ft2">som i 6 kap. 8 § inkomstskattelagen (1999:1229).</P></TD>
<TD class="tr27 td222"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td169"><P class="p20 ft2">När ordet ”utländsk” används i de nu aktuella paragraferna sker detta</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">därför i två skilda betydelser, vilket kan ge upphov till missförstånd.</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">Enligt Lagrådets mening bör utformningen av lagtexten övervägas</P></TD>
</TR>
<TR>
<TD class="tr31 td129"><P class="p20 ft6"> </P></TD>
<TD style="padding: 0px;margin: 0px;width: 283px;vertical-align: bottom;" class="tr31"><P class="p20 ft2">ytterligare.</P></TD>
<TD class="tr31 td222"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr41 td169"><P class="p20 ft2">Enligt vad som uppgetts vid föredragningen skulle sådana tjänster som</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">att betala ut ränta m.m. kunna komma att utföras även av tredje-</P></TD>
</TR>
<TR>
<TD class="tr25 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr25 td169"><P class="p20 ft2">landsföretag, alldeles oavsett att den aktuella <NOBR>EU-förordningen</NOBR> inte</P></TD>
</TR>
<TR>
<TD class="tr27 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr27 td169"><P class="p20 ft2">medger registrering hos värdepapperscentraler i tredje land.</P></TD>
</TR>
<TR>
<TD class="tr38 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr38 td169"><P class="p20 ft2">Att den utvidgade skyldigheten till åtagande om att göra skatteavdrag</P></TD>
</TR>
<TR>
<TD class="tr26 td129"><P class="p20 ft6"> </P></TD>
<TD colspan=2 class="tr26 td169"><P class="p20 ft2">och ge in kontrolluppgifter skulle vara avsedd att träffa även tredje-</P></TD>
</TR>
<TR>
<TD class="tr32 td129"><P class="p20 ft14"> </P></TD>
<TD style="padding: 0px;margin: 0px;width: 283px;vertical-align: bottom;" class="tr32"><P class="p20 ft15">landsföretag har emellertid inte kommenterats i</P></TD>
<TD class="tr32 td222"><P class="p17 ft15">lagrådsremissen (se</P></TD>
</TR>
</TABLE>
<P style="text-align: left;padding-left: 127px;padding-right: 81px;margin-top: 0px;margin-bottom: 0px;font: 13px 'Times New Roman';line-height: 26px;">s. 308, 310, 368 och 370). Så bör ske i det fortsatta lagstiftningsarbetet. <SPAN style="font: 13px 'Times New Roman';text-decoration: underline;line-height: 26px;">Övriga lagförslag</SPAN></P>
<P class="p887 ft2">Lagrådet lämnar förslagen utan erinran.</P>
<P style="text-align: left;margin-top: 93px;margin-bottom: 0px;" class="ft2">680</P>
</DIV>
<DIV id="page_681" style="position:relative; overflow: hidden;margin: 50px 0px 78px 68px;padding: 0px;border: none;width: 556px;">
<DIV style="border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<DIV style="float:left;border:none;margin: 2px 0px 0px 0px;padding: 0px;border:none;width: 351px;overflow: hidden;">
<P class="p16 ft111">Lagrådets yttrande över lagrådsremissen En global standard för automatiskt utbyte av upplysningar om finansiella konton</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 55px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 10</P>
</DIV>
</DIV>
<DIV style="border:none;margin: 10px 0px 0px 0px;padding: 0px;border:none;width: 556px;overflow: hidden;">
<P class="p16 ft2">Utdrag ur protokoll vid sammanträde <NOBR>2015-09-11</NOBR></P>
<P class="p332 ft2"><SPAN class="ft29">Närvarande: </SPAN>Justitieråden <NOBR>Ann-Christine</NOBR> Lindeblad och Erik</P>
<P class="p600 ft2">Nymansson samt f.d. justitieombudsmannen <NOBR>Nils-Olof</NOBR> Berggren.</P>
<P style="text-align: left;padding-right: 163px;margin-top: 16px;margin-bottom: 0px;" class="ft97">En global standard för automatiskt utbyte av upplysningar om finansiella konton</P>
<P style="text-align: left;padding-right: 163px;margin-top: 10px;margin-bottom: 0px;" class="ft4">Enligt en lagrådsremiss den 27 augusti 2015 (Finansdepartementet) har regeringen beslutat inhämta Lagrådets yttrande över förslag till</P>
<P class="p619 ft2"><SPAN class="ft2">1.</SPAN><SPAN class="ft98">lag om identifiering av rapporteringspliktiga konton vid automatiskt utbyte av upplysningar om finansiella konton,</SPAN></P>
<P class="p157 ft2"><SPAN class="ft2">2.</SPAN><SPAN class="ft98">lag om automatiskt utbyte av upplysningar om finansiella konton,</SPAN></P>
<P class="p619 ft4"><SPAN class="ft2">3.</SPAN><SPAN class="ft104">lag om ändring i lagen (2001:181) om behandling av uppgifter i Skatteverkets beskattningsverksamhet,</SPAN></P>
<P class="p157 ft2"><SPAN class="ft2">4.</SPAN><SPAN class="ft98">lag om ändring i offentlighets- och sekretesslagen (2009:400),</SPAN></P>
<P class="p157 ft2"><SPAN class="ft2">5.</SPAN><SPAN class="ft98">lag om ändring i skatteförfarandelagen (2011:1244),</SPAN></P>
<P class="p619 ft2"><SPAN class="ft2">6.</SPAN><SPAN class="ft98">lag om ändring i lagen (2012:843) om administrativt samarbete inom Europeiska unionen i fråga om beskattning, och</SPAN></P>
<P style="text-align: justify;padding-left: 19px;padding-right: 163px;margin-top: 1px;margin-bottom: 0px;text-indent: -19px;" class="ft22"><SPAN class="ft2">7.</SPAN><SPAN style="font: 13px 'Times New Roman';margin-left: 9px;line-height: 17px;">lag om ändring i lagen (2015:62) om identifiering av rapporteringspliktiga konton med anledning av </SPAN><NOBR>FATCA-avtalet.</NOBR></P>
<P style="text-align: left;padding-right: 163px;margin-top: 12px;margin-bottom: 0px;" class="ft22">Förslagen har inför Lagrådet föredragits av departementssekreterarna Marcus Sjögren och Linda Bolund Thornell.</P>
<P class="p302 ft2">Förslagen föranleder följande yttrande av <SPAN style="font: 13px 'Times New Roman';text-decoration: underline;line-height: 15px;">Lagrådet</SPAN>:</P>
<TABLE cellpadding=0 cellspacing=0 style="width: 505px;margin-top: 12px;font: 13px 'Times New Roman';">
<TR>
<TD class="tr43 td297"><P style="font: 13px 'Times New Roman';text-decoration: underline;line-height: 15px;" class="p20">Inledning</P></TD>
<TD class="tr43 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr41 td297"><P class="p20 ft2">I remissen föreslås en lagreglering som syftar till att i svensk rätt införa</P></TD>
<TD class="tr41 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">de regler som krävs för att införliva OECD:s globala standard för</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">automatiskt utbyte av upplysningar om finansiella konton. Standarden</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">består av en modell för avtal mellan behöriga myndigheter om att</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">tillämpa de gemensamma rapporteringsnormer som bifogas avtalet. I</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">remissen lämnas även förslag till de författningar som krävs för att</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">genomföra rådets direktiv 2014/107/EU som innebär att ovan nämnd</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">standard tas in i rådets direktiv 2011/16/EU. De skyldigheter som följer</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">av standarden innebär i huvudsak att finansiella institut ska identifiera</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">konton som innehas av personer med hemvist i en annan stat och lämna</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr25 td297"><P class="p20 ft2">uppgift om dessa konton till Skatteverket. Skatteverket ska sedan</P></TD>
<TD class="tr25 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr27 td297"><P class="p20 ft2">överföra informationen till behöriga myndigheter i aktuella stater.</P></TD>
<TD class="tr27 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr38 td297"><P class="p20 ft2">Den globala standarden bygger på och är i stor utsträckning identisk med</P></TD>
<TD class="tr38 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td297"><P class="p20 ft2">en modell för bilaterala avtal om automatiskt utbyte av upplysningar</P></TD>
<TD class="tr26 td79"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr31 td297"><P class="p20 ft2">mellan den amerikanska federala skattemyndigheten och respektive</P></TD>
<TD rowspan=2 class="tr39 td79"><P class="p17 ft2">681</P></TD>
</TR>
<TR>
<TD class="tr50 td297"><P class="p20 ft74"> </P></TD>
</TR>
</TABLE>
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<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 10</P>
<P class="p1435 ft2">682</P>
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<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 393px;overflow: hidden;">
<P class="p157 ft4">skattemyndighet i andra stater. Denna modell var ett resultat av en amerikansk lagstiftning från 2010 (FATCA). Sveriges <NOBR>FATCA-avtal</NOBR> har genomförts efter förslag i prop. 2014/15:41 (se SFS 2015:62 m.fl.).</P>
<P style="text-align: justify;margin-top: 13px;margin-bottom: 0px;" class="ft22">Med anledning av den lagrådsremiss som föregick förslagen i nämnda proposition yttrade Lagrådet bl.a. följande:</P>
<P style="text-align: justify;margin-top: 12px;margin-bottom: 0px;" class="ft31"><NOBR>FATCA-avtalet</NOBR> är mycket omfattande och detaljrikt. Det är utformat på ett sådant sätt att det är svårtillgängligt även för dem som är specialister på värdepappers- och kapitalmarknadsfrågor. Avtalet innehåller exempelvis en lång rad komplicerade och detaljrika definitioner för att avgränsa bl.a. kretsen av de finansiella institut och konton som berörs.</P>
<P style="text-align: justify;margin-top: 7px;margin-bottom: 0px;" class="ft100">Lagförslagen håller sig nära texterna i <NOBR>FATCA-avtalet.</NOBR> Detta har lett till att den föreslagna lagstiftningen på samma sätt som avtalet är omfattande, teknisk och detaljrik. Det innebär att många bestämmelser är svårtillgängliga. De är utformade i nära anslutning till avtalet och använder definitioner och begrepp som återfinns där. Bundenheten till avtalet har medfört vissa ofullkomligheter. Det innebär bl.a. att begrepp som är okända för svensk rätt används. Vissa av begreppen är oklara till sin innebörd, trots de definitioner som föreslås i lagen.</P>
<P style="text-align: justify;margin-top: 15px;margin-bottom: 0px;" class="ft31">Bundenheten till avtalet har påverkat Lagrådets granskning. Det finns bara ett begränsat utrymme för Lagrådet att ifrågasätta det sakliga innehållet i lagförslagen. Det kan sättas i fråga om den föreslagna regleringen lever upp till de krav på överskådlighet och tydlighet som normalt ställs på lagstiftning. Det ligger också i öppen dag att det kommer att uppstå oklarheter för dem som ska tillämpa reglerna.</P>
<P style="text-align: justify;margin-top: 8px;margin-bottom: 0px;" class="ft22">Det som Lagrådet då yttrade gäller i lika hög grad den nu aktuella remissen. Därutöver kan inledningsvis följande anmärkningar göras.</P>
<P style="text-align: justify;margin-top: 12px;margin-bottom: 0px;" class="ft2">OECD:s globala standard består som nämnts av en modell för avtal mellan behöriga myndigheter om att tillämpa OECD:s rapporterings- normer (CRS). Rådets direktiv 2014/107/EU innebär, med några mindre avvikelser, att CRS tas in som en bilaga i rådets direktiv 2011/16/EU. Till CRS har det även tagits fram omfattande kommentarer och på OECD:s webbplats publiceras ytterligare vägledning när det gäller tolkning och tillämpning av CRS. Under föredragningen har upplysts att det inom OECD finns arbetsgrupper som har till uppgift att vid behov revidera CRS, dess kommentarer och nämnd vägledning. Detta har fått till följd att författningskommentarerna i lagrådsremissen på sina håll har blivit mindre utförliga än vad de annars skulle kunna vara för att inte riskera att de kommer i konflikt med dessa framtida revideringar. Trots denna återhållsamhet finns risk för att skrivningar i författningskommentarerna i en framtid inte längre kommer att vara vägledande till följd av revideringar företagna inom OECD.</P>
<P style="text-align: justify;margin-top: 21px;margin-bottom: 0px;" class="ft4">Ett stort antal bestämmelser i remissen är närmast identiska med motsvarande bestämmelser som föranleddes av <NOBR>FATCA-avtalet.</NOBR> För att inte skapa oklarhet har Lagrådet vad gäller dessa bestämmelser i remissen i regel avstått från att föreslå redaktionella ändringar.</P>
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<P class="p784 ft2">I flera paragrafer i remissen benämns det avtal som ligger till grund för utbytet av upplysningar om finansiella konton som det multilaterala behörighetsmyndighetsavtalet om automatiskt utbyte av upplysningar om finansiella konton undertecknat den 29 oktober 2014 (se t.ex. 1 kap. 1 § förslaget till lag om identifiering av rapporteringspliktiga konton vid automatiskt utbyte av upplysningar om finansiella konton). Lagrådet föreslår att ”det multilaterala behörighetsmyndighetsavtalet” i stället benämns ”det multilaterala avtalet mellan behöriga myndigheter”.</P>
<P style="text-align: justify;padding-right: 13px;margin-top: 18px;margin-bottom: 0px;font: 13px 'Times New Roman';text-decoration: underline;line-height: 17px;">Förslaget till lag om identifiering av rapporteringspliktiga konton vid automatiskt utbyte av upplysningar om finansiella konton</P>
<P class="p302 ft2">2 kap. 5 §</P>
<P style="text-align: justify;padding-right: 13px;margin-top: 16px;margin-bottom: 0px;" class="ft4">I paragrafen definieras finansiell tillgång. Lagrådet föreslår i klarhetens intresse att sista meningen får följande lydelse:</P>
<P class="p332 ft3">Med finansiell tillgång avses inte ett obelånat direkt fastighetsinnehav.</P>
<P class="p366 ft2">2 kap. 9 §</P>
<P style="text-align: justify;padding-right: 13px;margin-top: 16px;margin-bottom: 0px;" class="ft4">I paragrafen beskrivs under vilka förutsättningar en enhet är ett finansiellt institut. I andra stycket sägs att beskrivningen i första stycket ska tolkas i enlighet med vad som gäller för begreppet finansiellt institut i rekommendationerna från arbetsgruppen för finansiella åtgärder (FATF).</P>
<P style="text-align: justify;padding-right: 13px;margin-top: 28px;margin-bottom: 0px;" class="ft4">Den valda lagtekniska lösningen innebär att de nämnda rekommendationerna får status som lag, vilket inte är förenligt med regeringsformens bestämmelser om meddelande av lagar. Det nämnda stycket bör enligt Lagrådets mening utgå. En hänvisning till de aktuella rekommendationerna kan tas in i författningskommentaren.</P>
<P class="p302 ft2">2 kap. 10 §</P>
<P class="p881 ft2">Lagrådet föreslår att paragrafen får följande lydelse:</P>
<P style="text-align: justify;padding-right: 13px;margin-top: 15px;margin-bottom: 0px;" class="ft36">En enhet är ett finansiellt institut om den är ett sådant försäkringsföretag eller försäkringsföretags holdingbolag som tecknar försäkringsavtal med kontantvärde eller livränteavtal eller är förpliktat att verkställa utbetalningar i enlighet med sådana avtal.</P>
<P class="p348 ft2">2 kap. 18 §</P>
<P style="text-align: left;padding-right: 53px;margin-top: 16px;margin-bottom: 0px;" class="ft4">Se beträffande sista meningen vad Lagrådet anfört i anslutning till en motsvarande bestämmelse i 2 kap. 9 §</P>
<P class="p332 ft2">2 kap. 19 §</P>
<P style="text-align: left;padding-right: 13px;margin-top: 15px;margin-bottom: 0px;" class="ft22">I paragrafen definieras passiv inkomst. I första stycket 4 anges att med passiv inkomst avses den del av inkomsten som består av hyra och</P>
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<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 10</P>
<P class="p1439 ft2">683</P>
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</DIV>
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<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 10</P>
<P class="p1435 ft2">684</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P class="p278 ft2">royalty som inte härrör från verksamhet som utgör rörelse och som delvis utförts av anställda hos enheten. I författningskommentaren anges att det är fråga om hyra eller royalty från verksamhet som ”i vart fall delvis” utförts av anställda hos enheten. I kommentaren till CRS (avsnitt VIII punkt 126) anges ” rent and royalties, other than rents and royalties derived in the active conduct of a business conducted, at least in part, by employees…”. Enligt Lagrådets mening tyder detta på att det i lagtexten borde stå ”helt eller delvis”. Det är emellertid för Lagrådet oklart vad som avses. Frågan bör uppmärksammas i det fortsatta lagstiftningsarbetet.</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 34px;margin-bottom: 0px;" class="ft4">Lagrådet föreslår oavsett vad som nu har sagts att första stycket 4 inledningsvis ges följande lydelse:</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 14px;margin-bottom: 0px;" class="ft36">4. hyra och royalty som härrör från verksamhet som inte utgör rörelse och som…</P>
<P class="p332 ft2">Vidare föreslår Lagrådet att andra stycket ges följande lydelse:</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 15px;margin-bottom: 0px;" class="ft41">Med passiv inkomst avses inte inkomst som härrör från en <NOBR>icke-finansiell</NOBR> enhets värdepappersrörelse.</P>
<P class="p302 ft2">2 kap. 20 §</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 16px;margin-bottom: 0px;" class="ft4">Vid föredragningen har upplysts att i paragrafens andra stycke orden ”som är passiva <NOBR>icke-finansiella</NOBR> enheter” ska utgå, eftersom denna begränsning är felaktig.</P>
<P class="p348 ft2">Rubriken till 2 kap. 22 §</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 16px;margin-bottom: 0px;" class="ft22">Eftersom paragrafen innehåller inte bara definitioner utan också förklaringar föreslår Lagrådet att rubriken får följande lydelse:</P>
<P class="p302 ft3">Andra definitioner och förklaringar</P>
<P class="p881 ft2">2 kap. 22 §</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 15px;margin-bottom: 0px;" class="ft4">Enligt förslaget gäller bestämmelserna om granskning av lågvärdekonton endast konton som innehas av fysiska personer. Lagrådet föreslår att detta ska framgå av definitionen av lågvärdekonto och att denna således utformas enligt följande:</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 13px;margin-bottom: 0px;" class="ft36">lågvärdekonto: ett befintligt konto som innehas av en eller flera fysiska personer och vars sammanräknade balans eller värde inte uppgår till mer än 1 000 000 <NOBR>US-dollar</NOBR> den 31 december 2015,</P>
<P class="p348 ft2">2 kap. 23 §</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 16px;margin-bottom: 0px;" class="ft4">Eftersom det, liksom i lagen (2015:62) om identifiering av rapporteringspliktiga konton med anledning av <NOBR>FATCA-avtalet,</NOBR> i sammanhanget inte är relevant att tala om tillämpningsområde, föreslår</P>
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<P class="p343 ft22">Lagrådet att paragrafen och rubriken till den får samma lydelse som deras motsvarigheter i den lagen, nämligen:</P>
<P class="p302 ft3">Betydelsen av vissa termer och uttryck</P>
<P style="text-align: justify;padding-right: 13px;margin-top: 16px;margin-bottom: 0px;" class="ft41">23 § Termer och uttryck som används i denna lag har samma betydelse som i inkomstskattelagen (1999:1229), om inte något annat anges.</P>
<P class="p302 ft2">3 kap. 5 §</P>
<P class="p366 ft2">Hänvisningarna i b) och c) till 3 § 1 ska rätteligen avse 2 § 1.</P>
<P class="p881 ft2">4 kap. 2 §</P>
<P class="p332 ft2">Uppräkningen i första stycket av vilka omständigheter som medför</P>
<P class="p677 ft4">att de här aktuella kontona är rapporteringsskyldiga har fått en enligt Lagrådets mening svårläst lydelse. Lagrådet föreslår att stycket får följande lydelse:</P>
<P style="text-align: justify;padding-right: 13px;margin-top: 11px;margin-bottom: 0px;" class="ft3">När det gäller andra befintliga lågvärdekonton som innehas av fysiska personer än sådana där kontohavaren betraktas som en person med hemvist i en viss stat eller jurisdiktion med tillämpning av 1 § första stycket, ska ett rapporteringsskyldigt finansiellt institut granska den information som finns i dess elektroniskt sökbara databaser. Ett sådant konto är, om något annat inte följer av 7 § eller 2 kap. 20 §, ett rapporteringspliktigt konto i förhållande till varje sådan annan stat eller jurisdiktion i vilken granskningen visar</P>
<P class="p812 ft3"><SPAN class="ft3">1.</SPAN><SPAN class="ft48">att kontohavaren har sin hemvist,</SPAN></P>
<P class="p157 ft3"><SPAN class="ft3">2.</SPAN><SPAN class="ft48">att kontohavaren har en aktuell post- eller bostadsadress,</SPAN></P>
<P class="p671 ft36"><SPAN class="ft3">3.</SPAN><SPAN class="ft181">att kontohavaren har ett telefonnummer samtidigt som han eller hon saknar sådant nummer i det rapporteringsskyldiga finansiella institutets hemviststat eller hemvistjurisdiktion,</SPAN></P>
<P class="p343 ft3"><SPAN class="ft3">4.</SPAN><SPAN class="ft48">att det, när det gäller ett annat konto än ett inlåningskonto, finns en stående instruktion att överföra medel från det kontot till ett konto i denna stat eller jurisdiktion,</SPAN></P>
<P class="p343 ft3"><SPAN class="ft3">5.</SPAN><SPAN class="ft48">att en person med en giltig fullmakt eller underteckningsrätt avseende kontot har en adress, eller</SPAN></P>
<P class="p671 ft36"><SPAN class="ft3">6.</SPAN><SPAN class="ft181">att kontohavaren har en c/o- eller poste </SPAN><NOBR>restante-adress</NOBR> som är den enda adress som det finansiella institutet har registrerad för kontohavaren.</P>
<P class="p332 ft2">4 kap. 7 §</P>
<P style="text-align: left;padding-right: 13px;margin-top: 15px;margin-bottom: 0px;" class="ft22">Hänvisningen i första stycket till 2 § första stycket bör i tydlighetens intresse avse 2 § första stycket <NOBR>1–6.</NOBR></P>
<P class="p302 ft2">4 kap. 12 §</P>
<P style="text-align: left;padding-right: 13px;margin-top: 16px;margin-bottom: 0px;" class="ft22">Lagrådet föreslår att hänvisningen till 2 kap. 20 § utgår eftersom den är obehövlig.</P>
</DIV>
<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 150px;overflow: hidden;">
<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 10</P>
<P class="p1439 ft2">685</P>
</DIV>
</DIV>
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<DIV style="float:left;border:none;margin: 0px 0px 0px 0px;padding: 0px;border:none;width: 163px;overflow: hidden;">
<P class="p640 ft2">Prop. 2015/16:10</P>
<P class="p1434 ft2">Bilaga 10</P>
<P class="p1435 ft2">686</P>
</DIV>
<DIV style="float:left;border:none;margin: 3px 0px 0px 0px;padding: 0px;border:none;width: 461px;overflow: hidden;">
<P class="p16 ft2">6 kap. 1 §</P>
<P class="p881 ft2">Lagrådet föreslår att paragrafen delas in i punkter enligt följande:</P>
<P style="text-align: left;padding-right: 68px;margin-top: 13px;margin-bottom: 0px;" class="ft36">Om något annat inte anges i 2 kap. 20 § är ett befintligt konto ett rapporteringspliktigt konto</P>
<P class="p278 ft36"><SPAN class="ft3">1.</SPAN><SPAN class="ft181">om det innehas av en eller flera enheter som har hemvist i en annan stat eller jurisdiktion, eller</SPAN></P>
<P class="p278 ft36"><SPAN class="ft3">2.</SPAN><SPAN class="ft181">om det innehas av en eller flera enheter som är passiva icke- finansiella enheter och över vilka en eller flera fysiska personer som har hemvist i en annan stat eller jurisdiktion har bestämmande inflytande.</SPAN></P>
<P class="p348 ft2">6 kap. 5 §</P>
<P class="p881 ft2">Lagrådet föreslår att andra stycket får följande lydelse:</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 15px;margin-bottom: 0px;" class="ft36">Om informationen i första stycket första meningen avser information för att fastställa om en enhet är en passiv <NOBR>icke-finansiell</NOBR> enhet, ska den anses vara en sådan enhet, om det rapporteringsskyldiga finansiella institutet inte får ett intygande eller annan dokumentation som tyder på att så inte är fallet.</P>
<P class="p302 ft2">6 kap. 6 §</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 16px;margin-bottom: 0px;" class="ft22">Lagrådet föreslår att hänvisningen i tredje stycket till 2 kap. 20 § utgår eftersom den är obehövlig.</P>
<P class="p302 ft2">7 kap. 1 §</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 16px;margin-bottom: 0px;" class="ft4">Lagrådet föreslår att paragrafens två stycken slås ihop och delas in i punkter enligt följande:</P>
<P style="text-align: justify;padding-right: 68px;margin-top: 11px;margin-bottom: 0px;" class="ft36">Om något annat inte anges i 2 kap. 20 § är ett nytt konto ett rapporteringspliktigt konto</P>
<P class="p278 ft36"><SPAN class="ft3">1.</SPAN><SPAN class="ft181">om det innehas av en eller flera enheter som har hemvist i en annan stat eller jurisdiktion,</SPAN></P>
<P class="p278 ft3"><SPAN class="ft3">2.</SPAN><SPAN class="ft48">om det innehas av en eller flera enheter som är passiva icke- finansiella enheter och över vilka en eller flera fysiska personer som har hemvist i en annan stat eller jurisdiktion har ett bestämmande inflytande, eller</SPAN></P>
<P class="p871 ft41"><SPAN class="ft3">3.</SPAN><SPAN class="ft69">om ett sådant intygande från kontohavaren eller personerna med bestämmande inflytande som krävs enligt 3 eller 4 § inte kommer in.</SPAN></P>
<P class="p302 ft2">7 kap. 2 §</P>
<P class="p881 ft2">Lagrådet föreslår att andra stycket sista meningen utgår som onödig.</P>
<P class="p881 ft2">8 kap. 2 §</P>
<P class="p366 ft2">Lagrådet föreslår att paragrafen får följande lydelse:</P>
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<P class="p343 ft36">Om ett finansiellt institut uppfyller kriterierna för att vara ett rapporte- ringsskyldigt finansiellt institut enligt 2 kap. 21 § ska institutet snarast men senast inom två månader anmäla detta till Skatteverket.</P>
<P class="p337 ft36">En enhet som inte längre uppfyller kriterierna för att vara ett rap- porteringsskyldigt finansiellt institut enligt 2 kap. 21 § ska snarast men senast inom två månader anmäla detta till Skatteverket.</P>
<P class="p348 ft2">8 kap. 3 §</P>
<P style="text-align: justify;padding-right: 13px;margin-top: 16px;margin-bottom: 0px;" class="ft4">I andra stycket bör ”löper” ersättas med ”löper ut” (jfr 8 kap. 3 § andra stycket lagen, 2015:62, om identifiering av rapporteringspliktiga konton med anledning av <NOBR>FATCA-avtalet).</NOBR></P>
<P class="p348 ft2">8 kap. 7 §</P>
<P style="text-align: justify;padding-right: 12px;margin-top: 16px;margin-bottom: 0px;" class="ft4">Vid föredragningen har upplysts att kravet i första stycket 1, att intyget ska vara utfärdat av en behörig tjänsteman vid behörigt myndighetsorgan, inte har någon förebild, varken i FATCA eller CRS. Lagrådet föreslår att kravet på behörig tjänsteman i lagtexten får utgå och punkten formuleras enligt följande:</P>
<P style="text-align: justify;padding-right: 12px;margin-top: 12px;margin-bottom: 0px;" class="ft176">1. ett intyg om bosättning utfärdat av ett behörigt myndighetsorgan i den stat eller jurisdiktion där betalningsmottagaren uppger sig vara bosatt,</P>
<P style="text-align: justify;padding-right: 13px;margin-top: 12px;margin-bottom: 0px;font: 13px 'Times New Roman';text-decoration: underline;line-height: 17px;">Förslaget till lag om ändring i lagen om identifiering av rapporterings- pliktiga konton med anledning av <NOBR>FATCA-avtalet</NOBR></P>
<P style="text-align: justify;padding-right: 13px;margin-top: 12px;margin-bottom: 0px;" class="ft4">Lagrådet föreslår att även 6 kap. 5 § får en ny lydelse och att ordet ”enheten” ändras till ”institutet” (jfr 6 kap. 5 § förslaget till lag om identifiering av rapporteringspliktiga konton vid automatiskt utbyte av upplysningar om finansiella konton). Som en följd av detta ska även 6 kap. 5 § läggas till i ingressen.</P>
<P class="p302 ft2">8 kap. 6 §</P>
<P style="text-align: justify;padding-right: 13px;margin-top: 16px;margin-bottom: 0px;" class="ft4">Jfr vad Lagrådet anfört i anslutning till 8 kap. 7 § förslaget till lag om identifiering av rapporteringspliktiga konton vid automatiskt utbyte av upplysningar om finansiella konton. Lagrådet föreslår att 6 § 1 får följande lydelse:</P>
<P style="text-align: justify;padding-right: 13px;margin-top: 12px;margin-bottom: 0px;" class="ft41">1. ett intyg om bosättning utfärdat av en behörig myndighet i den stat eller jurisdiktion där betalningsmottagaren uppger sig vara bosatt,</P>
<P style="font: 13px 'Times New Roman';text-decoration: underline;line-height: 15px;" class="p302">Övriga lagförslag</P>
<P style="text-align: left;padding-left: 11px;margin-top: 16px;margin-bottom: 0px;" class="ft2">Lagrådet lämnar förslagen utan erinran.</P>
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<P class="p16 ft2">Prop. 2015/16:10</P>
<P class="p600 ft2">Bilaga 10</P>
<P class="p1439 ft2">687</P>
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<P class="p558 ft1"><SPAN style="font: 13px 'Times New Roman';line-height: 15px;position: relative; bottom: 7px;">Prop. 2015/16:10 </SPAN>Finansdepartementet</P>
<P style="text-align: left;padding-left: 127px;margin-top: 14px;margin-bottom: 0px;" class="ft2">Utdrag ur protokoll vid regeringssammanträde den 29 oktober 2015</P>
<P style="text-align: left;padding-left: 127px;padding-right: 116px;margin-top: 14px;margin-bottom: 0px;" class="ft4">Närvarande: Statsministern S Löfven, ordförande, och statsråden Å Romson, M Wallström, Y Johansson, M Johansson, I Baylan,</P>
<P style="text-align: left;padding-left: 127px;padding-right: 89px;margin-top: 0px;margin-bottom: 0px;" class="ft22"><NOBR>S-E</NOBR> Bucht, P Hultqvist, H Hellmark Knutsson, Å Regnér, A Ygeman, A Johansson, M Kaplan, A Strandhäll, G Fridolin</P>
<P style="text-align: left;padding-left: 127px;margin-top: 12px;margin-bottom: 0px;" class="ft2">Föredragande: statsrådet I Baylan</P>
<P style="text-align: left;padding-left: 127px;padding-right: 78px;margin-top: 76px;margin-bottom: 0px;" class="ft22">Regeringen beslutar proposition Värdepapperscentraler och kontoföring av finansiella instrument</P>
<P style="text-align: left;margin-top: 499px;margin-bottom: 0px;" class="ft2">688</P>
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<TABLE cellpadding=0 cellspacing=0 style="width: 501px;margin-left: 66px;font: bold 12px 'Times New Roman';">
<TR>
<TD class="tr46 td111"><P class="p42 ft1">Rättsdatablad</P></TD>
<TD class="tr46 td1"><P class="p20 ft6"> </P></TD>
<TD class="tr46 td176"><P class="p20 ft6"> </P></TD>
<TD class="tr46 td237"><P class="p60 ft2">Prop. 2015/16:10</P></TD>
</TR>
<TR>
<TD style="border-bottom: #000000 1px solid;padding: 0px;margin: 0px;width: 137px;vertical-align: bottom;" class="tr1"><P class="p20 ft6"> </P></TD>
<TD class="tr1 td3"><P class="p20 ft6"> </P></TD>
<TD style="border-bottom: #000000 1px solid;padding: 0px;margin: 0px;width: 128px;vertical-align: bottom;" class="tr1"><P class="p20 ft6"> </P></TD>
<TD class="tr35 td237"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr53 td111"><P class="p42 ft177">Författningsrubrik</P></TD>
<TD class="tr53 td1"><P class="p20 ft177">Bestämmelser som</P></TD>
<TD colspan=2 class="tr53 td314"><P class="p20 ft177">Celexnummer för</P></TD>
</TR>
<TR>
<TD class="tr31 td111"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td1"><P class="p20 ft177">inför, ändrar, upp-</P></TD>
<TD colspan=2 class="tr31 td314"><P class="p20 ft177">bakomliggande EU-</P></TD>
</TR>
<TR>
<TD class="tr26 td111"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td1"><P class="p20 ft177">häver eller upprepar</P></TD>
<TD colspan=2 class="tr26 td314"><P class="p20 ft177">regler</P></TD>
</TR>
<TR>
<TD class="tr31 td111"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td1"><P class="p20 ft177">ett normgivnings-</P></TD>
<TD class="tr31 td176"><P class="p20 ft6"> </P></TD>
<TD class="tr31 td237"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD class="tr26 td111"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td1"><P class="p20 ft177">bemyndigande</P></TD>
<TD class="tr26 td176"><P class="p20 ft6"> </P></TD>
<TD class="tr26 td237"><P class="p20 ft6"> </P></TD>
</TR>
<TR>
<TD style="border-bottom: #000000 1px solid;padding: 0px;margin: 0px;width: 137px;vertical-align: bottom;" class="tr37"><P class="p20 ft174"> </P></TD>
<TD class="tr37 td3"><P class="p20 ft174"> </P></TD>
<TD style="border-bottom: #000000 1px solid;padding: 0px;margin: 0px;width: 128px;vertical-align: bottom;" class="tr37"><P class="p20 ft174"> </P></TD>
<TD class="tr54 td237"><P class="p20 ft87"> </P></TD>
</TR>
<TR>
<TD class="tr45 td111"><P class="p42 ft31">Lag (1998:1479) om</P></TD>
<TD class="tr45 td1"><P class="p20 ft31">1 kap. 7 §, 2 kap. 4 §,</P></TD>
<TD colspan=2 class="tr45 td314"><P class="p20 ft31">32014R0909</P></TD>
</TR>
<TR>
<TD class="tr32 td111"><P class="p42 ft100">värdepapperscentraler</P></TD>
<TD class="tr32 td1"><P class="p20 ft100">8 kap. 1 och 3 §§ och</P></TD>
<TD class="tr32 td176"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td237"><P class="p20 ft14"> </P></TD>
</TR>
<TR>
<TD class="tr32 td111"><P class="p42 ft100">och kontoföring av</P></TD>
<TD class="tr32 td1"><P class="p20 ft100">9 kap. 1, 3 och 28 §§</P></TD>
<TD class="tr32 td176"><P class="p20 ft14"> </P></TD>
<TD class="tr32 td237"><P class="p20 ft14"> </P></TD>
</TR>
<TR>
<TD class="tr25 td111"><P class="p42 ft31">finansiella instrument</P></TD>
<TD class="tr25 td1"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td176"><P class="p20 ft6"> </P></TD>
<TD class="tr25 td237"><P class="p20 ft6"> </P></TD>
</TR>
</TABLE>
<P style="text-align: right;margin-top: 533px;margin-bottom: 0px;" class="ft2">689</P>
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